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EXHIBIT A
Proposed Order
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UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE
) In re: ) Chapter 11 ) Charlotte Russe Holding, Inc. et al., ) Case No. 19-10210 (LSS) ) Debtors.1 ) (Jointly Administered) ) ) Related Docket Nos. __ & __
ORDER APPROVING MOTION OF THE DEBTORS FOR ENTRY OF AN ORDER (I) AUTHORIZING THE SALE OF CERTAIN INTELLECTUAL PROPERTY AND RELATED ASSETS FREE AND CLEAR OF ALL LIENS, CLAIMS, INTERESTS, AND ENCUMBRANCES, (II) AUTHORIZING THE SELLERS TO ASSUME AND ASSIGN CERTAIN EXECUTORY CONTRACTS AND UNEXPIRED LEASES, AND (III) GRANTING OTHER RELATED RELIEF
Upon consideration of the Motion of the Debtors for Entry of An Order (I) Authorizing the
Sale Of Certain Intellectual Property And Related Assets Free And Clear Of All Liens, Claims,
Interests And Encumbrances, (II) Authorizing the Sellers To Assume And Assign Certain Executory
Contracts And Unexpired Leases, And (III) Granting Other Related Relief, [Docket No. __] , (the
“Motion”);2 Debtors’ Combined Motion for Entry of an Order (I) Approving Bid and Sale
Procedures, (II) Approving Certain Bidding Protections, (III) Approving the Form and Manner of
Notice of the Sale and Assumption and Assignment of Executory Contracts and Unexpired Leases,
(IV) Scheduling an Auction and Sale Hearing, and (V) Approving the Sale filed on February 4,
2019 [Docket No. 17], and the Debtors having signed that certain Asset Purchase Agreement (as may be amended from time to time in accordance with the terms thereof and this Order, the
1 The Debtors and the last four digits of their respective federal taxpayer identification numbers are as follows: Charlotte Russe Holding, Inc. (4325); Charlotte Russe Holdings Corporation (1045); Charlotte Russe Intermediate Corporation (6345); Charlotte Russe Enterprise, Inc. (2527); Charlotte Russe, Inc. (0505); Charlotte Russe Merchandising, Inc. (9453); and Charlotte Russe Administration, Inc. (9456). The Debtors’ headquarters are located at 5910 Pacific Center Boulevard, Suite 120, San Diego, CA 92121. 2 All capitalized terms not otherwise defined in this Order have the meaning ascribed to them in the Motion or in the APA (as defined herein). Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 3 of 197
“APA”), a copy of which is attached hereto as Exhibit 1, contemplating the sale of certain of the
Debtors’assets (specifically as defined in the APA, the “Purchased Assets”) to the purchaser named in the APA (the “Purchaser” and with respect to Purchaser Assumed Contracts, the term
“Purchaser” includes Purchaser’s designee as assignee of the Purchaser Assumed Contracts) free and clear of any Claims, as defined herein (the “Sale Transaction”); and a hearing to consider the
Motion having been held on March __, 2019 (the “Sale Hearing”), at which hearing the Court approved the Purchaser as the highest and otherwise best bidder for the Purchased Assets; and the
Court having reviewed and considered the relief sought in the Motion, the APA, all objections to the Motion, and the arguments of counsel made, and the evidence proffered or adduced, at the Sale
Hearing; and all parties in interest having been heard or having had the opportunity to be heard regarding the Sale Transaction and the relief requested in this Order; and due and sufficient notice of the Sale Hearing and the relief sought therein having been given under the particular circumstances of these chapter 11 cases; and it appearing that no other or further notice need be provided; and upon the Declaration of Stuart Erickson in Support of the Motion of the Debtors for Entry of An Order (I) Authorizing the Sale Of Certain Intellectual Property And Related Assets
Free And Clear Of All Liens, Claims, Interests And Encumbrances, (II) Authorizing the Sellers To
Assume And Assign Certain Executory Contracts And Unexpired Leases, And (III) Granting Other
Related Relief, [Docket No. ___] (the “Erickson Declaration”); and it appearing that the relief requested in the Motion is in the best interests of the Debtors, their estates, their creditors and all other parties in interest; and it appearing that the Court has jurisdiction over this matter; and it further appearing that the legal and factual bases set forth in the Motion and at the Sale Hearing establish just cause for the relief granted herein; and after due deliberation thereon,
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THE COURT HEREBY FINDS THAT:3
Jurisdiction and Venue
A. This Court has jurisdiction to hear and determine the Motion pursuant to 28 U.S.C.
§§ 157 and 1334, and this matter is a core proceeding pursuant to 28 U.S.C. § 157(b). Venue of these cases and proceedings is proper in this District and this Court under 28 U.S.C. §§ 1408 and
1409.
Statutory Predicates
B. The statutory predicates for the relief requested in the Motion are Bankruptcy Code sections 105, 363, and 365. Such relief is also warranted pursuant to Bankruptcy Rules 2002,
6004, 6006, 9007, 9008.
Final Order
C. This Order constitutes a final and appealable order within the meaning of 28 U.S.C.
§ 158(a).
Notice of the APA, Sale Transaction and Sale Hearing
D. On February 3, 2019 (the “Petition Date”), the Debtors commenced these chapter
11 cases (the “Chapter 11 Cases”) by filing a voluntary petition for relief under chapter 11 of the
Bankruptcy Code. Since the Petition Date, the Debtors have continued to operate and manage their businesses as debtors-in-possession pursuant to Bankruptcy Code sections 1107(a) and 1108.
E. As evidenced by the affidavits of service previously filed with this Court, and based on the representations of counsel at the Sale Hearing, due, proper, timely, adequate and sufficient notice of the Motion and the Initial Sale Motion, the Sale Hearing, the APA and the Sale
3 The findings and conclusions set forth herein constitute this Court’s findings of fact and conclusions of law pursuant to Bankruptcy Rule 7052, made applicable to this proceeding pursuant to Bankruptcy Rule 9014. To the extent any of the following findings of fact constitute conclusions of law, they are adopted as such. To the extent any of the following conclusions of law constitute findings of fact, they are adopted as such.
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Transaction has been provided in accordance with Bankruptcy Code sections 102(1) and 363,
Bankruptcy Rules 2002 and 9014, and Local Rules 2002-1 and 6004-1. The aforementioned notices are good, sufficient and appropriate under the circumstances, and no other or further notice of the Motion, the Sale Hearing, the APA or the Sale Transaction is or shall be required.
F. A reasonable opportunity to object or be heard regarding the relief requested in the
Motion was afforded to all parties in interest.
G. The Debtors and their professionals have adequately and appropriately marketed the Purchased Assets in accordance with the Debtors’ fiduciary duties. Based upon the record of these proceedings and the circumstances of these Chapter 11 Cases, creditors, other parties in interest and prospective purchasers were afforded a reasonable and fair opportunity to bid for the
Purchased Assets.
H. The Debtors conducted the sale process without collusion.
I. The APA and the Sale Transaction comply with all applicable orders of this Court including with respect to the Initial Sale Motion.
Business Judgment
J. The APA, including the form and total consideration to be realized by the Debtors under the APA, (i) constitutes the highest and best offer received by the Debtors for the Purchased
Assets; (ii) is fair and reasonable; and (iii) is in the best interests of the Debtors, their estates, their creditors and all other parties in interest.
K. The Debtors’ determination that the consideration provided by the Purchaser under the APA constitutes the highest and best offer for the Purchased Assets constitutes a valid and sound exercise of the Debtors’ business judgment.
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L. Consistent with their fiduciary duties, the Debtors have demonstrated good, sufficient and sound business reasons and justifications for entering into the Sale Transaction and the performance of their obligations under the APA, including, but not limited to, the fact that (i) the consideration provided by the Purchaser under the APA will provide a greater recovery for the
Debtors’ estates than would be provided by any other available alternative, including a separate liquidation of the Purchased Assets; and (ii) unless the Sale Transaction is concluded expeditiously as provided for in the Motion and pursuant to the APA, recoveries of creditors will be diminished.
Corporate Authority
M. Subject to entry of this Order, each Debtor (i) has full corporate power and authority to execute and deliver the APA and all other documents contemplated thereby, (ii) has all of the necessary corporate power and authority to consummate the transactions contemplated by the
APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts (as defined in the APA), (iii) has taken all corporate action necessary to authorize and approve the APA and the consummation by the Debtors of the transactions contemplated thereby, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts, and (iv) subject to entry of this
Order, needs no consents or approvals, other than those expressly set forth in the APA or this
Order, to consummate the transactions contemplated thereby, including, without limitation, the
Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts.
Good Faith
N. The sales process engaged in by the Debtors and the Purchaser and the negotiation of the APA was at arm’s length, non-collusive, in good faith, and substantively and procedurally
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fair to all parties in interest. Neither the Debtors nor the Purchaser has engaged in any conduct that would cause or permit the APA or the Sale Transaction to be avoided, or costs or damages to be imposed, under Bankruptcy Code section 363(n).
O. The Debtors and their management, board of directors, board of managers (or comparable governing authority), employees, agents, and representatives, and the Purchaser and its employees, agents, advisors and representatives, each actively participated in sale process, and each acted in good faith.
P. The Purchaser is a good faith buyer within the meaning of Bankruptcy Code section
363(m), and is therefore entitled to the full protection of that provision in respect of the Sale
Transaction, each term of the APA (and any ancillary documents executed in connection therewith) and each term of this Order, and otherwise has proceeded in good faith in all respects in connection with this proceeding. None of the Debtors or the Purchaser has engaged in any conduct that would prevent the application of Bankruptcy Code section 363(m). The Debtors were free to deal with any other party interested in buying or selling some or all of the Purchased Assets on behalf of the Debtors’ estates both with respect to the Initial Sale Motion and the Motion. The protections afforded by Bankruptcy Code section 363(m) are integral to the Sale Transaction and the Purchaser would not consummate the Sale Transaction without such protections.
Q. The form and total consideration to be realized by the Debtors under the APA constitutes fair value, fair, full and adequate consideration, reasonably equivalent value and reasonable market value for the Purchased Assets.
R. Neither the Purchaser nor any of its affiliates, officers, directors, managers, shareholders, members or any of their respective successors or assigns is an “insider” of any of the
Debtors, as that term is defined under Bankruptcy Code section 101(31). No common identity of
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directors, managers, controlling shareholders, or members exists between the Debtors and the
Purchaser.
No Fraudulent Transfer
S. The consideration provided by the Purchaser for the Purchased Assets pursuant to the APA (i) is fair and reasonable, (ii) is the highest and best offer for the Purchased Assets, (iii) will provide a greater recovery for the Debtors’ creditors and estates than would be provided by any other practical available alternative, and (iv) constitutes reasonably equivalent value and fair consideration under the Bankruptcy Code and under the laws of the United States, and each state, territory, possession and the District of Columbia.
T. The APA was not entered into, and none of the Debtors or the Purchaser has entered into the APA or proposes to consummate the Sale Transaction, for the purpose of (i) escaping liability for any of the Debtors’ debts or (ii) hindering, delaying or defrauding the
Debtors’ present or future creditors, for the purpose of statutory and common law fraudulent conveyance and fraudulent transfer claims whether under the Bankruptcy Code or under the laws of the United States, any state, territory, possession thereof or the District of Columbia or any other applicable jurisdiction with laws substantially similar to the foregoing.
Free and Clear
U. The transfer of the Purchased Assets to the Purchaser will be legal, valid, and effective transfers of the Purchased Assets, and will vest the Purchaser with all right, title, and interest of the Sellers to the Purchased Assets free and clear of all claims, liens (including, without limitation, any statutory lien on real and personal property and any and all “liens” as that term is defined and used in the Bankruptcy Code, including section 101(37) thereof), liabilities, interests, rights and encumbrances, including, without limitation, the following: all mortgages, restrictions
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(including, without limitation, any restriction on the use, voting rights, transfer rights, claims for receipt of income or other exercise of any attributes of ownership), hypothecations, charges, indentures, loan agreements, instruments, leases, licenses, sublicenses, options, deeds of trust, security interests, equity interests, conditional sale rights or other title retention agreements, pledges, judgments, demands, rights of first refusal, consent rights, offsets, contract rights, rights of setoff, recoupment rights, rights of recovery, reimbursement rights, contribution claims, indemnity rights, exoneration rights, product liability claims, alter-ego claims, environmental rights and claims (including, without limitation, toxic tort claims), labor rights and claims, employment rights and claims, pension rights and claims, tax claims, regulatory violations by any governmental entity, decrees of any court or foreign or domestic governmental entity, charges of any kind or nature, debts arising in any way in connection with any agreements, acts, or failures to act, reclamation claims, obligation claims, infringement claims, claims or interests of governmental entities arising under state or local escheat or similar laws, claims of Debtors’ customers, claims under gift cards or arising from merchandise credits, demands, guaranties, option rights or claims, rights, contractual or other commitment rights and claims, rights of tenants and subtenants (if any) under Bankruptcy Code section 365(h) or any similar statute, and all other matters of any kind and nature, whether known or unknown, choate or inchoate, filed or unfiled, scheduled or unscheduled, noticed or unnoticed, recorded or unrecorded, perfected or unperfected, allowed or disallowed, contingent or non-contingent, liquidated or unliquidated, matured or unmatured, material or non-material, disputed or undisputed, whether arising prior to or subsequent to the commencement of the Chapter 11 Cases (but, for the avoidance of doubt, in each case arising from the Debtors’ ownership, possession or use of the Purchased Assets or the operation of the Debtors prior to the Closing Date), and whether imposed by agreement,
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understanding, law, equity or otherwise, including claims otherwise arising under any theory, law or doctrine of successor or transferee liability or related theories (all of the foregoing, including, without limitation, liens and liabilities, are collectively referred to in this Order as “Claims” and, as used in this Order, the term “Claims” includes, without limitation, any and all “claims” as that term is defined and used in the Bankruptcy Code, including section 101(5) thereof).
V. The Sellers may transfer the Purchased Assets free and clear of all Claims including, without limitation, rights or claims based on any successor or transferee liability, because, in each case, one or more of the standards set forth in Bankruptcy Code section 363(f)(1)-
(5) has been satisfied. Those (a) holders of Claims and (b) non-Debtor parties to the Purchaser
Assumed Contracts, who did not object or who withdrew their objections to the Motion, are deemed to have consented pursuant to Bankruptcy Code section 363(f)(2). Those (i) holders of
Claims and (ii) non-Debtor parties to the Assumed Contracts who did object, fall within one or more of the other subsections of Bankruptcy Code section 363(f).
W. The Debtors have, to the extent necessary, satisfied the requirements of section
363(b)(1) of the Bankruptcy Code.
X. The Purchaser would not have entered into the APA and would not consummate the transactions contemplated thereby, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts, (i) if the transfer of the Purchased
Assets were not free and clear of all Claims, or (ii) if the Purchaser would, or in the future could, be liable for any such Claims. The Purchaser will not consummate the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Assumed Contracts, unless this Court expressly orders that none of the Purchaser, their respective affiliates, their respective present or contemplated members or shareholders, or the
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Purchased Assets will have any liability whatsoever with respect to, or be required to satisfy in any manner, whether at law or equity, or by payment, setoff, or otherwise, directly or indirectly, any Claims.
Y. Not transferring the Purchased Assets free and clear of all Claims would adversely impact the Debtors’ efforts to maximize the value of their estates, and the transfer of the Purchased
Assets other than pursuant to a transfer that is free and clear of all Claims and other interests of any kind or nature whatsoever would be of substantially less benefit to the Debtors’ estates.
Z. Neither the Purchaser nor any of its affiliates are a mere continuation of the Debtors or their estates, there is no continuity or common identity between the Purchaser, any of its affiliates and any of the Debtors, and there is no continuity of enterprise between the Purchaser, any of its affiliates and any of the Debtors. Neither the Purchaser nor any of its affiliates are holding themselves out to the public as a continuation of any of the Debtors. Neither the Purchaser nor any of its affiliates are a successor to any of the Debtors or their estates, and none of the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts amounts to a consolidation, merger, or de facto merger of the Purchaser or any of its affiliates with or into any of the Debtors.
AA. Without limiting the generality of the foregoing, none of the Purchaser, its affiliates, its and their respective present or contemplated members or shareholders, or the Purchased Assets will have any liability whatsoever with respect to, or be required to satisfy in any manner, whether at law or equity, or by payment, setoff, or otherwise, directly or indirectly, any Claims relating to any U.S. federal, state or local income tax liabilities, that the Debtors may incur in connection with consummation of the transactions contemplated by the APA, including, without limitation, the
Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts, or that
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the Debtors have otherwise incurred prior to the consummation of the transactions contemplated by the APA.
Validity of Transfer
BB. The consummation of the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser
Assumed Contracts is legal, valid and properly authorized under all applicable provisions of the
Bankruptcy Code, including, without limitation, Bankruptcy Code sections 105(a), 363(b), 363(f),
363(m), 365(b) and 365(f), and all of the applicable requirements of such sections have been complied with in respect of the transactions contemplated under the APA.
CC. The Purchased Assets constitute property of the Debtors’ estates and good title thereto is vested in the Debtors’ estates within the meaning of Bankruptcy Code section 541(a).
The Debtors are the sole and lawful owners of the Purchased Assets, and no other person has any ownership right, title, or interest therein.
Assumed Contracts
DD. The assumption and assignment of the Purchaser Assumed Contracts pursuant to the terms of this Order and the APA is integral to the transactions contemplated by the APA and is in the best interests of the Debtors, their estates and creditors, and all other parties in interest, and represents a reasonable exercise of the Debtors’ sound and prudent business judgment.
EE. Pursuant to the terms of the APA and this Order, on or after the Closing Date, as applicable pursuant to the terms of this Order and the APA, the Purchaser and/or the Debtors shall have, except as otherwise provided in the APA or this Order, or as otherwise expressly agreed to between the Purchaser and such counterparty: (i) cured, or provided adequate assurance of cure of, any monetary default existing as of and including the Closing Date under any of the Purchaser
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Assumed Contracts, within the meaning of Bankruptcy Code section 365(b)(1)(A), not waived by the applicable counterparty to any Purchaser Assumed Contract, (ii) provided compensation, or adequate assurance of compensation, to any party for actual pecuniary loss to such party resulting from a monetary default existing as of and including the Closing Date under any of the Purchaser
Assumed Contracts, within the meaning of Bankruptcy Code section 365(b)(1)(B), not waived by the applicable counterparty to any Purchaser Assumed Contract, and (iii) provided adequate assurance of its future performance under the Purchaser Assumed Contracts within the meaning of Bankruptcy Code sections 365(b)(1)(C), 365(b)(3) (to the extent applicable) and 365(f)(2)(B) to the extent the counterparty to any Purchaser Assumed Contract has not consented.
Compelling Circumstances for an Immediate Sale
FF. To maximize the value of the Purchased Assets and preserve the viability of the business to which the Purchased Assets relate, it is essential that the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts occur within the time constraints set forth in the APA. Time is of the essence in consummating the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed
Contracts.
GG. The Debtors have demonstrated compelling circumstances and a good, sufficient, and sound business purpose and justification for the immediate approval and consummation of the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts prior to, and outside of, a chapter
11 plan because, among other things, consummation of the Sale Transaction pursuant to a chapter
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11 plan is not feasible and the Debtors’ estates will suffer irreparable harm if the relief requested in the Motion is not granted on an expedited basis. The transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the
Purchaser Assumed Contracts neither impermissibly restructure the rights of the Debtors’ creditors nor impermissibly dictates the terms of a chapter 11 plan for the Debtors, and therefore, do not constitute a sub rosa plan.
IT IS THEREFORE ORDERED, ADJUDGED, AND DECREED THAT:
General Provisions
1. The Motion is granted as provided herein, and entry into and performance under, and in respect of, the APA attached hereto as Exhibit 1 and the consummation of the transactions contemplated thereby, including, without limitation, the Sale Transaction and the assumption and assignment of the Purchaser Assumed Contracts is authorized and approved.
2. Any objections and responses to the Motion or the relief requested therein that have not been withdrawn, waived, settled, or resolved, and all reservation of rights included in such objections and responses, are overruled on the merits and denied with prejudice. All persons and entities given notice of the Motion that failed to timely object thereto are deemed to consent to the relief granted herein.
Approval of the APA
3. The APA, all ancillary documents, the transactions contemplated thereby, including, without limitation, the Sale Transaction and the assumption and assignment of the
Purchaser Assumed Contracts and all the terms and conditions thereof, are approved. The failure specifically to include any particular provision of the APAin this Order shall not diminish or impair
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the effectiveness of such provision, it being the intent of the Court that the APA be authorized and approved in its entirety.
4. The Debtors and their respective officers, employees and agents are authorized and directed to take any and all actions necessary, appropriate or requested by the Purchaser to perform, consummate, implement and close the Sale Transaction, including, without limitation, (a) the sale to the Purchaser of all Purchased Assets, in accordance with the terms and conditions set forth in the APAand this Order; and (b) executing, acknowledging and delivering such deeds, assignments, conveyances and other assurance, documents and instruments of transfer and taking any action for purposes of assigning, transferring, granting, conveying and confirming to the Purchaser, or reducing to possession, the Purchased Assets. The Debtors are further authorized to pay, without further order of this Court, whether before, at or after the Closing Date, any expenses or costs that are required to be paid in order to consummate the Sale Transaction or perform their obligations under the APA.
5. All persons and entities are prohibited and enjoined from taking any action to prevent, adversely affect or interfere with, or which would be inconsistent with, the ability of the
Debtors to transfer the Purchased Assets to the Purchaser in accordance with the APA and this
Order.
6. The sale of the Purchased Assets to the Purchaser under the APA constitutes a transfer for reasonably equivalent value and fair consideration under the Bankruptcy Code and laws of all applicable jurisdictions, including, without limitation, the laws of each jurisdiction in which the Purchased Assets are located, and the sale of the Purchased Assets to the Purchasers may not be avoided under any statutory or common law fraudulent conveyance and fraudulent transfer theories whether under the Bankruptcy Code or under the laws of the United States, any state,
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territory, possession thereof or the District of Columbia or any other applicable jurisdiction with laws substantially similar to the foregoing.
Transfer of the Purchased Assets Free and Clear
7. Pursuant to Bankruptcy Code sections 105(a) and 363(f), the Purchased Assets shall be sold free and clear of all Claims, with all such Claims, including any outstanding DIP
Obligations and Prepetition Secured Obligations,4 to attach to the proceeds of the Sale Transaction to be received by the Debtors with the same validity, force, priority and effect which they now have as against the Purchased Assets, subject to any claims and defenses the Debtors may possess with respect thereto; provided, however, that setoff rights will be extinguished to the extent there is no longer mutuality after the consummation of the Sale Transaction.
8. At Closing, all of the Debtors’ right, title and interest in and to, and possession of, the Purchased Assets shall be immediately vested in the Purchaser pursuant to Bankruptcy Code sections 105(a), 363(b), and 363(f) free and clear of any and all Claims. Such transfer shall constitute a legal, valid, binding and effective transfer of, and shall vest the Purchaser with good and marketable title to, the Purchased Assets. All person or entities, presently or on or after the
Closing Date, in possession of some or all of the Purchased Assets are directed to surrender possession of the Purchased Assets to the Purchaser or its designees on the Closing Date or at such time thereafter as the Purchaser may request.
9. This Order is and shall be binding upon and govern the acts of all entities, including, without limitation, all filing agents, filing officers, title agents, title companies, recorders of mortgages, recorders of deeds, registrars of deeds, registrars of patents, trademarks, domain names
4 Each as defined in the Interim Order (I) Authorizing the Debtors to Obtain Postpetition Financing, (II) Authorizing the Debtors to Use Cash Collateral, (III) Granting Liens and Providing Superpriority Administrative Expense Status, (IV) Granting Adequate Protection to the Prepetition Secured Parties, (V) Modifying Automatic Stay, (VI) Scheduling a Final Hearing, and (VII) Granting Related Relief [D.I. 92] (the “DIP Order”).
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or other intellectual property, governmental entities, administrative agencies, governmental departments, secretaries of state, federal and local officials and all other persons and entities who may be required by operation of law, the duties of their office or contract, to accept, file, register or otherwise record or release any documents or instruments; and each of the foregoing persons and entities is hereby authorized to accept for filing any and all of the documents and instruments necessary and appropriate to consummate the Sale Transaction contemplated by the APA. The
Purchased Assets are sold free and clear of any reclamation rights.
10. Except as otherwise expressly provided in the APA or this Order, all persons and entities (and their respective successors and assigns), including, but not limited to, all debt security holders, equity security holders, affiliates, foreign, federal, state and local governmental, tax and regulatory authorities, governmental entities, lenders, secured parties, customers, vendors, employees, trade creditors, litigation claimants and other creditors holding Claims against the
Debtors or the Purchased Assets arising under or out of, in connection with, or in any way relating to, the Debtors, the Debtors’ predecessors or affiliates, the Purchased Assets, the ownership, sale use, possession or operation of the Purchased Assets prior to Closing or, if later, the transfer of the
Purchased Assets to the Purchaser, are hereby forever barred, estopped and permanently enjoined from asserting or prosecuting any cause of action or any process or other act or seeking to collect, offset, or recover on account of any Claims against the Debtors or Purchaser, their predecessors, successors or assigns, their property or the Purchased Assets. Following the Closing, except as expressly provided in the APA or this Order, no holder of any Claim shall interfere with the
Purchaser’s title to or use and enjoyment of the Purchased Assets based on or related to any such
Claim, or based on any action the Debtors may take in the Chapter 11 Cases.
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11. The Debtors are authorized to execute such documents as may be necessary to release any Claims of any kind against the Purchased Assets as such Claims may have been recorded or may otherwise exist. If any person or entity that has filed financing statements, lis pendens or other documents or agreements evidencing Claims against or in the Purchased Assets shall not have delivered to the Debtors prior to the Closing of the Sale Transaction, in proper form for filing and executed by the appropriate parties, termination statements, instruments of satisfaction, releases of all Claims that the person or entity has with respect to the Purchased
Assets, (a) the Debtors are hereby authorized and directed to execute and file such statements, instruments, releases and other documents on behalf of the person or entity with respect to the
Purchased Assets; (b) the Purchaser is hereby authorized to file, register or otherwise record a certified copy of this Order, which, once filed, registered or otherwise recorded, shall constitute conclusive evidence of the release of all such Claims against the Purchaser and the applicable
Purchased Assets; and (c) the Purchaser may seek in this Court or any other court to compel appropriate parties to execute termination statements, instruments of satisfaction and releases of all such Claims with respect to the Purchased Assets. This Order is deemed to be in recordable form sufficient to be placed in the filing or recording system of each and every federal, state, or local government agency, department or office. Notwithstanding the foregoing, the provisions of this Order authorizing the sale and assignment of the Purchased Assets free and clear of Claims shall be self-executing, and none of the Debtors nor the Purchaser shall be required to execute or file releases, termination statements, assignments, consents or other instruments in order to effectuate, consummate and implement the provisions of this Order.
12. To the maximum extent permitted under applicable law, the Purchaser shall be authorized, as of the Closing Date, to operate under any license, permit, registration and
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governmental authorization or approval of the Debtors with respect to the Purchased Assets, and all such licenses, permits, registrations and governmental authorizations and approvals are deemed to have been, and hereby are, directed to be transferred to the Purchaser with respect to the
Purchased Assets as of the Closing Date.
13. If, on or after the Closing Date, any licensee of any of the Purchased Assets
(including pursuant to any contract that may have been previously rejected by the Debtors) is required, by agreement, contract or applicable law, to make royalty or similar payments to the
Sellers on account of any Purchased Asset, such licensee shall instead make any such payments to the Purchaser directly.
14. No governmental unit (as defined in Bankruptcy Code section 101(27)) or any representative thereof may deny, revoke, suspend or refuse to renew any permit, license or similar grant relating to the operation of the Purchased Assets on account of the filing or pendency of the
Chapter 11 Cases or the consummation of the Sale Transaction to the extent that any such action by a governmental unit or any representative thereof would violate Bankruptcy Code section 525.
No Successor or Transferee Liability
15. Upon the Closing Date, except as provided in the APA, the entry of this Order and the APA shall mean that neither the Purchaser nor its affiliates, as a result of any action taken in connection with the APA, the consummation of the Sale Transaction, or the transfer or operation of the Purchased Assets, shall be deemed to: (a) be a legal successor or successor employer to the
Debtors, or otherwise be deemed a successor to the Debtors, and shall instead be, and be deemed to be, a new employer with respect to all federal or state unemployment laws, including any unemployment compensation or tax laws, or any other similar federal or state laws; (b) have, de facto, or otherwise, merged or consolidated with or into the Debtors; or (c) be an alter ego or a
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mere continuation or substantial continuation of the Debtors or the enterprise(s) of the Debtors, including, in the case of each of (a)-(c), without limitation, (x) within the meaning of any foreign, federal, state or local revenue law, pension law, the Employee Retirement Income Security Act, the Consolidated Omnibus Budget Reconciliation Act ("COBRA"), the WARN Act (29 U.S.C.
§§ 2101 et seq.) (“WARN”), Comprehensive Environmental Response Compensation and
Liability Act ("CERCLA"), the Fair Labor Standard Act, Title VII of the Civil Rights Act of 1964
(as amended), the Age Discrimination and Employment Act of 1967 (as amended), the Federal
Rehabilitation Act of 1973 (as amended), the National Labor Relations Act, 29 U.S.C. § 151, et seq. (the "NLRA") or (y) in respect of (i) any environmental liabilities, debts, claims or obligations arising from conditions first existing on or prior to the Closing Date (including, without limitation, the presence of hazardous, toxic, polluting, or contaminating substances or wastes), which may be asserted on any basis, including, without limitation, under CERCLA, (ii) any liabilities, debts or obligations of or required to be paid by the Debtors for any taxes of any kind for any period, labor, employment, or other law, rule or regulation (including, without limitation, filing requirements under any such laws, rules or regulations), (iii) any products liability law or doctrine with respect to the Debtors’ liability under such law, rule or regulation or doctrine, or (iv) any state or local escheat or similar laws.
16. Without limiting the generality of the foregoing, and except as otherwise provided in the APA and this Order, neither the Purchaser nor any of its affiliates shall have any responsibility for (a) any liability or other obligation of the Debtors or related to the Purchased
Assets or (b) any Claims against the Debtors or any of their predecessors or affiliates. By virtue of the Purchasers’ purchase of the Purchased Assets, neither the Purchaser nor any of its affiliates shall have any liability whatsoever with respect to the Debtors' (or their predecessors'
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or affiliates') respective businesses or operations or any of the Debtors' (or their predecessors' or affiliates') obligations based, in whole or part, directly or indirectly, on any theory of successor or vicarious liability of any kind or character, or based upon any theory of antitrust, environmental (including, but not limited to CERCLA), successor or transferee liability, de facto merger or substantial continuity, labor and employment (including, but not limited to, WARN) or products liability law, whether known or unknown as of the Closing, now existing or hereafter arising, asserted or unasserted, fixed or contingent, liquidated or unliquidated, including liabilities on account of any taxes arising, accruing or payable under, out of, in connection with, or in any way relating to the operation of the Purchased Assets prior to the Closing. The Purchaser would not have acquired the Purchased Assets but for the foregoing protections against potential claims based upon “successor liability” theories.
17. None of the Purchaser or its affiliates, successors, assigns, equity holders, employees or professionals shall have or incur any liability to, or be subject to any action by any of the Debtors or any of their estates, predecessors, successors or assigns, arising out of the negotiation, investigation, preparation, execution, delivery of the APA and the entry into and consummation of the sale of the Purchased Assets, except as expressly provided in APA and this
Order.
18. Nothing in this Order or the APA shall require the Purchaser or any of its affiliates to (a) continue or maintain in effect, or assume any liability in respect of any employee, collective bargaining agreement, pension, welfare, fringe benefit or any other benefit plan, trust arrangement or other agreements to which the Debtors are a party or have any responsibility therefor including, without limitation, medical, welfare and pension benefits payable after retirement or other termination of employment; or (b) assume any responsibility as a fiduciary, plan sponsor or
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otherwise, for making any contribution to, or in respect of the funding, investment or administration of any employee benefit plan, arrangement or agreement (including but not limited to pension plans) or the termination of any such plan, arrangement or agreement.
19. No bulk sales law or similar law of any state or other jurisdiction shall apply in any way to the transactions with the Debtors that are approved by this Order, including, without limitation, the APA and the Sale Transaction.
Good Faith; Arm’s Length Sale
20. The APA has been negotiated and executed, and the Sale Transaction contemplated by the APA are and have been undertaken, by the Debtors, the Purchaser and their respective representatives at arm’s length, without collusion and in “good faith,” as that term is defined in
Bankruptcy Code section 363(m). Accordingly, the reversal or modification on appeal of the authorization provided herein to consummate the Sale Transaction shall not affect the validity of the Sale Transaction or any term of the APA, and shall not permit the unwinding of the Sale
Transaction. The Purchaser is a good faith purchaser within the meaning of Bankruptcy Code section 363(m) and, as such, is entitled to the full protections of Bankruptcy Code section 363(m).
21. None of the Debtors or the Purchaser has engaged in any conduct that would cause or permit the APA or the Sale Transaction to be avoided or costs, or damages or costs, to be imposed, under Bankruptcy Code section 363(n). The consideration provided by the Purchaser for the Purchased Assets under the APA is fair and reasonable, and the Sale Transaction may not be avoided under Bankruptcy Code section 363(n).
Assumption and Assignment of the Assumed Contracts
22. Except as otherwise expressly provided in the APA or this Order, upon the Closing
Date, pursuant to Bankruptcy Code sections 105(a), 363, and 365, the Debtors are authorized to
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(a) assume each of the Purchaser Assumed Contracts and assign the Purchaser Assumed Contracts to the Purchaser or its designee free and clear of all Claims effective for each Purchaser Assumed
Contract on the date that Purchaser receives possession of a Store as set forth in the APA (the
“Assignment Effective Date”), and (b) execute and deliver to the Purchaser such documents or other instruments as may be reasonably requested by Purchaser to assign and transfer the Purchaser
Assumed Contracts to the Purchaser.
23. Except as provided for herein, the Cure Costs are the sole amounts necessary to be paid upon assumption of the Purchaser Assumed Contracts under Bankruptcy Code sections 365(b)(1)(A) and (B) and 365(f)(2)(A). All Cure Costs, if any, with respect to Purchaser
Assumed Contracts that are not Real Property Leases shall be paid by the Purchaser as set forth in the APAand Cure Costs, if any, with respect to Purchaser Assumed Contracts that are Real Property
Leases will be either waived by the counterparties to such Real Property Leases or shall be paid by the Sellers as set forth in the APA. Upon the payment of the Cure Costs, if any, the Purchaser
Assumed Contracts shall remain in full force and effect, and no default shall exist under the
Purchaser Assumed Contracts nor shall there exist any event or condition which, with the passage of time or giving of notice, or both, would constitute such a default. Except as provided for herein, the Cure Costs shall not be subject to further dispute or audit, including, without limitation, any based on performance prior to the Closing Date, irrespective of whether such Purchaser Assumed
Contract contains an audit clause.
24. In the event of a dispute as of, or after, the Closing Date regarding assumption and assignment or cure of any contract or unexpired lease proposed to be a Purchaser Assumed
Contract, any applicable cure payments shall be made following the entry of an order resolving any such dispute (or upon the consensual resolution of such dispute as may be agreed by the
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Purchaser and such counterparty). In the event that after the Closing Date any such dispute is not resolved to the Purchaser’s satisfaction, the Purchaser may determine that such contract or unexpired lease subject to dispute is not a Purchaser Assumed Contract and upon such determination, the Purchaser shall have no liability whatsoever to the counterparty to such contract or unexpired lease that may arise prior to or after the Closing Date.
25. Any provisions in any Purchaser Assumed Contract that prohibit or condition the
Debtors’ assignment of such Purchaser Assumed Contract or allow the party to such Purchaser
Assumed Contract to terminate, recapture, impose any penalty, rent accelerations, assignment fees, increases or any other fees, condition on renewal or extension or modify any term or condition upon the Debtors’ assignment of such Purchaser Assumed Contract, constitute unenforceable anti- assignment provisions that are void and of no force and effect.
26. Each Purchaser Assumed Contract constitutes an executory contract or unexpired lease under Bankruptcy Code section 365 and all requirements and conditions under Bankruptcy
Code sections 363 and 365 for the assumption by the Debtors and assignment to the Purchaser of the Purchaser Assumed Contracts have been, or will be, satisfied. Upon the Purchaser’s assumption of the Purchaser Assumed Contracts in accordance with the terms hereof, in accordance with Bankruptcy Code sections 363 and 365, (a) the Purchaser shall be fully and irrevocably vested with all rights, title and interest of the Debtors under the Purchaser Assumed
Contracts, (b) the Purchaser shall be deemed to be substituted for the Debtors as a party to the applicable Purchaser Assumed Contracts, and (c) the Debtors shall be relieved, pursuant to
Bankruptcy Code section 365(k), from any further liability under the Assumed Contracts provided, however, that any claims arising prior to such date that are asserted by landlords against the
Debtors for indemnification under real property leases that are Purchaser Assumed Contracts (an
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“Indemnification Claim”) shall be preserved provided that the party asserting such Indemnification
Claim shall look only to proceeds of the Debtors’ insurance coverage for satisfaction of any such
Indemnification Claim. Other than Assumed Cure Costs to be paid by Purchaser under the APA,
Purchaser shall not be liable for payment or performance of any obligations under Purchaser
Assumed Contracts arising or attributable to the period prior to the Assignment Effective Date.
27. The Purchaser has demonstrated, or will demonstrate, adequate assurance of future performance under the relevant Purchaser Assumed Contracts within the meaning of Bankruptcy
Code sections 365(b)(1)(C) and 365(f)(2)(B) or the counterparty(ies) to any Purchaser Assumed
Contracts has (have) consented to the assumption and assignment.
28. There shall be no rent accelerations, assignment fees, increases or any other fees charged to the Debtors or the Purchaser as a result of the assumption, assignment and sale of the
Purchaser Assumed Contracts. The validity of the transactions contemplated by the APA, including, without limitation, the Sale Transaction and the assumption and assignment of the
Purchaser Assumed Contracts shall not be affected by any dispute between any of the Debtors or their affiliates and another party to a Purchaser Assumed Contract regarding the payment of any amount. Upon assignment to the Purchaser, the Purchaser Assumed Contracts shall be valid and binding, in full force and effect and enforceable by the Purchaser in accordance with their respective terms.
29. Pursuant to Bankruptcy Code sections 105(a), 363, and 365, all counterparties to the Purchaser Assumed Contracts are forever barred and permanently enjoined from raising or asserting against the Debtors or the Purchaser any assignment fee, default, breach or claim of pecuniary loss, or condition to assignment, arising under or related to the Purchaser Assumed
Contracts existing as of and including the Closing Date under the APA or arising by reason of the
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consummation of transactions contemplated by the APA, including, without limitation, the Sale
Transaction, the assumption and assignment of the Purchaser Assumed Contracts, and any party that may have had the right to consent to the assignment of a Purchaser Assumed Contract is deemed to have consented to such assignment for purposes of Bankruptcy Code sections
365(c)(1)(B) and 365(e)(2)(A)(ii) and otherwise if such party failed to object to the assumption and assignment of such Purchaser Assumed Contract or to the cure amount reflected in Notice of
(I) Potential Assumption and Assignment of Executory Contracts and Unexpired Leases and (II)
Cure Costs [Docket No. 199].
30. All counterparties to the Purchaser Assumed Contracts shall cooperate and expeditiously execute and deliver, upon the reasonable requests of the Purchaser, and shall not charge the Debtors or the Purchaser for any instruments, applications, consents or other documents which may be required or requested by any public or quasi-public authority or other party or entity to effectuate the applicable transfers in connection with the Sale of the Purchased Assets.
Related Relief
31. Each and every federal, state and governmental entity, agency or department, and any other person or entity, is hereby authorized to accept any and all documents and instruments in connection with or necessary to consummate the Sale Transaction contemplated by the APA.
For the avoidance of doubt Bankruptcy Code section 1146(a) shall not apply to the Sale
Transaction.
32. Nothing in this Order or the APA releases, nullifies, or enjoins the enforcement of any liability (including, but not limited to, for reclamation and mitigation and any associated long- term protection requirements) by a governmental unit under police and regulatory statutes and regulations that any entity would be subject to as the owner or operator of property that is sold or
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transferred pursuant to this Order, provided, however, that the Purchaser shall not be liable for penalties for days of violation on or prior to the consummation of the Sale Transaction. Nothing in this Order or the APA authorizes the transfer or assignment of any governmental (a) license, (b) permit, (c) registration, (d) authorization or (e) approval, or the discontinuation of any obligation thereunder, without compliance with all applicable legal requirements and approvals under police or regulatory law.
33. No governmental unit may revoke or suspend any right, license, copyright, patent, trademark or other permission relating to the use of the Purchased Assets sold, transferred or conveyed to the Purchaser on account of the filing or pendency of these Chapter 11 Cases or the consummation of the sale of the Purchased Assets.
34. All entities that are presently, or on the Closing Date may be, in possession of some or all of the Purchased Assets are hereby directed to surrender possession of the Purchased Assets to the Purchaser on the Closing Date.
35. To the extent this Order is inconsistent with any prior order or pleading filed in these Chapter 11 Cases related to the Motion, the terms of this Order shall govern. To the extent there is any inconsistency between the terms of this Order and the terms of the APA, the terms of this Order shall govern.
36. This Order and the APA shall be binding in all respects upon all pre-petition and post-petition creditors of the Debtors, all interest holders of the Debtors, all non-debtor parties to the Assumed Contracts, the Committee, all successors and assigns of the Debtors and their affiliates and subsidiaries, and any trustees, examiners, “responsible persons” or other fiduciaries appointed in these Chapter 11 Cases or upon a conversion of the Debtors’ cases to those under chapter 7 of the Bankruptcy Code, including a chapter 7 trustee, and the APA and Sale Transaction
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shall not be subject to rejection or avoidance under any circumstances. If any order under
Bankruptcy Code section 1112 is entered, such order shall provide (in accordance with Bankruptcy
Code sections 105 and 349) that this Order and the rights granted to the Purchaser hereunder shall remain effective and, notwithstanding such dismissal, shall remain binding on parties in interest.
For the avoidance of doubt, the Debtors’inability to satisfy in full all administrative expense claims of the Debtors’ estates shall not be a basis for termination, rejection or avoidance (as applicable) of the APA or the Sale Transaction.
37. This Court shall retain jurisdiction to, among other things, interpret, implement, and enforce the terms and provisions of this Order and the APA, all amendments thereto and any waivers and consents thereunder and each of the agreements executed in connection therewith to which the Debtors are a party or which has been assigned by the Debtors to the Purchaser, and to adjudicate, if necessary, any and all disputes concerning or relating in any way to the Sale
Transaction, including any and all disputes with any counterparty to any contract or lease of the
Debtors (including, without limitation, disputes with respect to assumption and assignment of any
Purchaser Assumed Contracts or any cure disputes) and any party that has, or asserts, possession, control or other rights in respect of any of the Debtors’ assets; provided, however, that, in the event the Court abstains from exercising or declines to exercise such jurisdiction with respect to the APA or this Order, such abstention, refusal, or lack of jurisdiction shall have no effect upon and shall not control, prohibit, or limit the exercise of jurisdiction of any other court having competent jurisdiction with respect to any such matter. This Court retains jurisdiction to compel delivery of the Purchased Assets, to protect the Debtors and their assets, including the Purchased Assets, against any Claims and successor and transferee liability and to enter orders, as appropriate,
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pursuant to Bankruptcy Code sections 105(a) or 363 (or other applicable provisions) necessary to transfer the Purchased Assets to the Purchaser.
38. This Order constitutes a final order within the meaning of 28 U.S.C. § 158(a).
Notwithstanding any provision in the Bankruptcy Rules to the contrary, including but not limited to Bankruptcy Rules 6004(h) and 6006(d), the Court expressly finds there is no reason for delay in the implementation of this Order and, accordingly: (a) the terms of this Order shall be immediately effective and enforceable upon its entry; (b) the Debtors are not subject to any stay of this Order or in the implementation, enforcement or realization of the relief granted in this
Order; and (c) the Debtors may, in their discretion and without further delay, take any action and perform any act authorized under this Order.
39. The Purchaser shall not be required to seek or obtain relief from the automatic stay under Bankruptcy Code section 362, to give any notice permitted by the APA or to enforce any of its remedies under the APA or any other sale-related document. The automatic stay imposed by
Bankruptcy Code section 362 is modified solely to the extent necessary to implement the preceding sentence; provided however, that this Court shall retain exclusive jurisdiction over any and all disputes with respect thereto.
40. The provisions of this Order are non-severable and mutually dependent.
41. The requirements set forth in Bankruptcy Rules 6004 and 6006 and Local
Bankruptcy Rule 6004-1 have been satisfied or otherwise deemed waived.
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43. All time periods set forth in this Order shall be calculated in accordance with
Bankruptcy Rule 9006(a).
Wilmington, Delaware Date: March __, 2019 THE HONORABLE LAURIE S. SILVERSTEIN UNITED STATES BANKRUPTCY JUDGE
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Exhibit 1
APA Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 32 of 197 Execution Copy
ASSET PURCHASE AND SALE AGREEMENT
BY AND AMONG
CHARLOTTE RUSSE HOLDINGS CORPORATION,
THE SUBSIDIARIES PARTY HERETO,
AND
YM INC. (SALES) AND CR (2019) LLC
DATED AS OF MARCH 19, 2019
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Table of Contents
Page
ARTICLE I DEFINITIONS ...... 1 Section 1.1 Definitions...... 1 Section 1.2 Terms Defined Elsewhere in this Agreement ...... 9 Section 1.3 Other Definitional and Interpretative Provisions...... 10 ARTICLE II PURCHASE AND SALE ...... 11 Section 2.1 Purchase and Sale of Assets...... 11 Section 2.2 Excluded Assets...... 12 Section 2.3 Assumption of Liabilities...... 14 Section 2.4 Excluded Liabilities ...... 14 Section 2.5 Assumed Contracts...... 15 Section 2.6 Further Conveyances and Assumptions...... 16 Section 2.7 Bulk Sales Laws...... 17 ARTICLE III PURCHASE PRICE ...... 17 Section 3.1 Purchase Price...... 17 Section 3.2 Deposit...... 17 Section 3.3 Payment of Purchase Price...... 18 Section 3.4 Allocation of Purchase Price...... 18 ARTICLE IV CLOSING AND TERMINATION ...... 19 Section 4.1 Closing Date...... 19 Section 4.2 Deliveries by Sellers ...... 19 Section 4.3 Deliveries by Purchaser ...... 20 Section 4.4 Termination of Agreement...... 20 Section 4.5 Effect of Termination...... 21 ARTICLE V REPRESENTATIONS AND WARRANTIES OF SELLERS ...... 21 Section 5.1 Organization and Good Standing...... 22 Section 5.2 Authorization of Agreement ...... 22 Section 5.3 No Violation; Consents...... 22 Section 5.4 Real Property...... 23 Section 5.5 Intellectual Property...... 24 Section 5.6 Litigation...... 25
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Table of Contents (continued) Page
Section 5.7 Financial Advisors ...... 25 Section 5.8 No Other Representations or Warranties; Schedules...... 26 ARTICLE VI REPRESENTATIONS AND WARRANTIES OF PURCHASER...... 26 Section 6.1 Organization and Good Standing...... 26 Section 6.2 Authorization of Agreement ...... 26 Section 6.3 No Violation; Consents...... 27 Section 6.4 Litigation...... 27 Section 6.5 Financial Capability...... 27 Section 6.6 Bankruptcy...... 27 Section 6.7 Financial Advisors ...... 27 Section 6.8 Condition of the Business ...... 28 Section 6.9 No Other Representations or Warranties ...... 28 ARTICLE VII BANKRUPTCY COURT MATTERS...... 28 Section 7.1 Competing Transaction...... 28 ARTICLE VIII COVENANTS...... 29 Section 8.1 Access to Information...... 29 Section 8.2 Conduct of the Business Pending the Closing...... 30 Section 8.3 Consents...... 31 Section 8.4 Appropriate Action; Filings...... 31 Section 8.5 Confidentiality ...... 32 Section 8.6 Preservation of Records; Cooperation ...... 32 Section 8.7 Publicity...... 33 Section 8.8 Supplements to Schedules...... 33 Section 8.9 Further Assurances...... 33 Section 8.10 Tax Matters...... 34 ARTICLE IX CONDITIONS TO CLOSING...... 34 Section 9.1 Conditions Precedent to Obligations of Purchaser ...... 34 Section 9.2 Conditions Precedent to Obligations of Sellers ...... 35 Section 9.3 Conditions Precedent to Obligations of Purchaser and Sellers...... 36 Section 9.4 Frustration of Closing Conditions...... 36
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Table of Contents (continued) Page
ARTICLE X LIMITATIONS...... 36 Section 10.1 Purchaser’s Review...... 36 Section 10.2 No Exemplary or Punitive Damages...... 37 ARTICLE XI MISCELLANEOUS...... 37 Section 11.1 Survival of Representations, Warranties, Covenants and Agreements ...... 37 Section 11.2 Remedies...... 37 Section 11.3 Expenses ...... 38 Section 11.4 Non-Recourse ...... 38 Section 11.5 Submission to Jurisdiction...... 38 Section 11.6 Waiver of Jury Trial...... 39 Section 11.7 Authorization of Seller Parent as Representative of Sellers...... 39 Section 11.8 Time of Essence...... 39 Section 11.9 Entire Agreement; Amendments and Waivers ...... 39 Section 11.10 Governing Law ...... 40 Section 11.11 Notices ...... 40 Section 11.12 Severability ...... 41 Section 11.13 No Right of Set-Off ...... 41 Section 11.14 Binding Effect; Assignment...... 41 Section 11.15 Counterparts...... 42
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Table of Contents (continued) Page
Exhibits
Exhibit A – Form of Form of Bill of Sale Exhibit B – Form of Assignment and Assumption Agreement Exhibit C – Form of IP Assignment Agreement
Schedules
Schedule 1.1(a) Purchaser Assumed Contracts Schedule 1.1(b) Excluded Contracts Schedule 5.3(a) No Violation Schedule 5.3(b) Consents Schedule 5.4(a) Real Property Leases Schedule 5.4(b) Rights to Occupancy Schedule 5.5(a) Intellectual Property Registrations Schedule 5.5(b) Intellectual Property Licenses Schedule 5.5(b)(i) Intellectual Property In-Licenses Schedule 5.5(b)(ii) Intellectual Property Out-Licenses Schedule 5.5(b)(iii) Intellectual Property Intercompany Licenses Schedule 5.5(c) Intellectual Property Schedule 5.5(d) Material Breach or Violation of Security Policies Schedule 5.6 Litigation Schedule 5.7 Sellers’ Financial Advisors Schedule 6.7 Purchaser’s Financial Advisors Schedule 8.2(a) Conduct of Business Pending Closing Conduct of Schedule 8.2(b) Business Pending Closing
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ASSET PURCHASE AND SALE AGREEMENT
THIS ASSET PURCHASE AND SALE AGREEMENT, dated as of March 19, 2019 (this “Agreement”), is made and entered into by and among Charlotte Russe Holdings Corporation, a Delaware corporation (“Seller Parent”), each of the Subsidiaries of Seller Parent (together with Seller Parent, “Sellers”, and individually a “Seller”) and YM Inc. (Sales), a Canadian corporation (“YM”), and CR (2019) LLC, a Delaware limited liability company (“CR 2019” and collectively with YM, “Purchaser”). Sellers and Purchaser are sometimes herein referred to collectively as the “Parties” and individually as a “Party.”
WITNESSETH:
WHEREAS, Sellers and their Subsidiaries are retailers of fashionable, affordable apparel, shoes, beauty and accessories targeting young women, including under the trade and brand names “Charlotte Russe” and “Refuge” and derivations thereof (the “Business”);
WHEREAS, on February 3, 2019, Sellers filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code, 11 U.S.C. § 101 et seq. (the “Bankruptcy Code”), in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”); and
WHEREAS, on the terms and subject to the conditions hereinafter set forth and pursuant to a Sale Order (as defined herein), the Parties desire to enter into this Agreement pursuant to which, among other things, Sellers shall sell to Purchaser, and Purchaser shall purchase from Sellers, all of Sellers’ right, title and interest in and to the Purchased Assets (as defined herein) and Purchaser shall assume from Sellers and thereafter pay, discharge and perform the Assumed Liabilities in accordance with their respective terms and conditions (as defined herein).
NOW, THEREFORE, in consideration of the premises and of the mutual covenants, representations, warranties and agreements herein contained, and intending to be legally bound hereby, the Parties hereby agree as follows:
ARTICLE I
DEFINITIONS
Section 1.1 Definitions. For the purposes of this Agreement, the following terms shall have the meanings specified in this Section 1.1:
“Action” means any action, suit, arbitration, claim, inquiry, proceeding or investigation by or before any Governmental Authority of any nature, civil, criminal, regulatory or otherwise, in law or in equity.
“Affiliate” (and, with a correlative meaning “affiliated”) means, with respect to any Person, any direct or indirect subsidiary of such Person, and any other Person that directly, or through one or more intermediaries, controls or is controlled by or is under common control with such first Person. As used in this definition, “control” (including with correlative meanings, “controlled by” and “under common control with”) means possession, directly or indirectly, of
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power to direct or cause the direction of the management or policies (whether through ownership of securities or partnership or other ownership interests, by Contract or otherwise).
“Agency Agreement” means that certain Agency Agreement dated as of March 6, 2019, by and between Sellers and SB360 Capital Partners, LLC (the “Agent”).
“Applicable Law” means, with respect to any Person, any Law applicable to such Person or its business, properties or assets.
“Bankruptcy Cases” means the chapter 11 cases commenced by Sellers on February 3, 2019 jointly administered under Case No. 19-10210 (LSS).
“Business Day” means a day other than a Saturday, Sunday or other day on which commercial banks in New York City are authorized or required by Law to close. Any event, the scheduled occurrence of which would fall on a day that is not a Business Day, shall be deferred until the next succeeding Business Day.
“Code” means the Internal Revenue Code of 1986, as amended.
“Contract” means any written contract, indenture, note, bond, loan, instrument, lease, license, commitment or other agreement.
“Cure Costs” means amounts that must be paid and obligations that otherwise must be satisfied, including pursuant to sections 365(b)(1)(A) and (B) of the Bankruptcy Code, in connection with the assumption and/or assignment of any Purchaser Assumed Contract as determined pursuant to the Sale Order whether they arise prior to, on or after the commencement of the Bankruptcy Cases.
“Distribution Centers” means all of Sellers’ distribution centers located throughout the United States.
“Documents” means all files, documents, instruments, papers, books, reports, manuals, records, tapes, microfilms, hard drives, databases, compilations of information, photographs, letters, budgets, accounts, forecasts, ledgers, journals, title policies, customer and supplier lists, regulatory filings, operating data and plans, technical documentation (design specifications, functional requirements, operating instructions, logic manuals, flow charts, etc.), user documentation (installation guides, user manuals, training materials, release notes, working papers, etc.), marketing documentation (including sales brochures, flyers, pamphlets, web pages, etc.), and other similar materials related to the Business and the Purchased Assets in each case whether or not in electronic form.
“Employee” means any employee of any Seller who performs work primarily related to the operation of the Business.
“Employee Benefit Plans” means all employee benefit plans (as defined in Section 3(3) of ERISA), all employment or individual compensation agreements, and all other plans, policies, agreements, payroll practices or arrangements providing any bonus, incentive, retention, equity or equity-based compensation, deferred compensation, stock purchase, severance pay, sick leave, 2. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 39 of 197
vacation pay, salary continuation, disability, welfare benefit, pension benefit, life insurance, medical insurance, fringe benefits, educational assistance, tax gross up, change in control or other material employee benefit, in each case as to which any Seller or its Subsidiaries has any Liability with respect to any current or former officers, employees or directors of any Seller or its Subsidiaries.
“ERISA” means the Employee Retirement Income Security Act of 1974, as amended.
“Excluded Contracts” means each of the Contracts and Real Property Leases which are either (i) identified by Sellers as Excluded Assets on Schedule 1.1(b) or (ii) not designated as Purchaser Assumed Contracts.
“Excluded Matter” means any adverse change, circumstance, fact, condition or event resulting from one or more of the following: (i) the condition of the economy or the securities markets in general, or any outbreak of hostilities, terrorist activities or war; (ii) the announcement, pendency or consummation of the sale of the Purchased Assets or any other action by Purchaser or its Affiliates contemplated or required hereunder, including the inability of Sellers to pay any administrative expense claims in the Bankruptcy Cases and any Action taken by any Person as a result thereof, if; (iii) any changes in general economic, political or regulatory conditions; (iv) the impact on the Business or assets of any Seller or any of their Subsidiaries as a result of the termination of the DIP Credit Agreement and any ability of Sellers to use cash collateral; or (v) any changes in Applicable Laws or accounting rules.
“Fraud” means a knowing and intentional misrepresentation of a material fact in one or more of the representations and warranties of (i) the Sellers set forth in Article V or any Transaction Document executed and delivered by the Sellers pursuant to Section 4.2 or (ii) Purchaser set forth in Article VI or any Transaction Document executed and delivered by Purchaser pursuant to Section 4.3, with the intent that the other party rely on such fact, and, such other party relies on such fact to its detriment.
“GAAP” means United States generally accepted accounting principles as in effect during the time period of the relevant financial statement.
“Governmental Authority” means any entity exercising executive, legislative, judicial, regulatory or administrative functions of or pertaining to United States or foreign federal, state or local government, any governmental authority, agency, department, board, commission or instrumentality or any political subdivision thereof, and any tribunal or court or arbitrator(s) of competent jurisdiction, and shall include the Bankruptcy Court.
“Intellectual Property” means all worldwide intellectual property and rights arising from or in respect of the following: all (i) inventions, discoveries, industrial designs, business methods, patents and patent applications (including provisional and Patent Cooperation Treaty applications), including continuations, divisionals, continuations-in-part, reexaminations and reissues, extensions, renewals and any patents that may be issued with respect to the foregoing (collectively, “Patents”); (ii) trademarks, service marks, certification marks, collective marks, trade names, business names, assumed names, d/b/a’s, fictitious names, brand names, trade dress, logos, symbols, slogans, taglines, Internet domain names and corporate names, social media
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account names, social media sites, and general intangibles of a like nature and other indicia of origin or quality, whether registered, unregistered or arising by Law, and all applications, registrations, and renewals for any of the foregoing, together with the goodwill associated with and symbolized by each of the foregoing (collectively, “Trademarks”); (iii) published and unpublished works of authorship in any medium, whether copyrightable or not (including databases and other compilations of information, computer software, source code, object code, algorithms, and other similar materials and Internet website content), copyrights and moral rights therein and thereto, and registrations and applications therefor, and all issuances, renewals, extensions, restorations and reversions thereof (collectively, “Copyrights”); (iv) confidential and proprietary information, trade secrets, and know-how, including methods, processes, business plans, schematics, concepts, software and databases (including source code, object code and algorithms), formulae, drawings, prototypes, models, designs, devices, technology, research and development and customer information and lists (collectively, “Trade Secrets”); and (v) all rights and remedies related to any of the foregoing, including the right to sue for and recover damages, profits and any other remedy in connection therewith, for past, present or future infringement, misappropriation or other violation related to any of the foregoing.
“Intellectual Property In-Licenses” means any Contract that contains any grant by any third Person to any Seller or any of its Subsidiaries of any right to use, publish, perform or exploit any Intellectual Property of such third Person concerning or relating to the Purchased Intellectual Property, including any written or oral licenses, sublicenses, consent to use agreements, settlements, coexistence agreements, covenants not to sue, permissions and other Contracts (including any right to receive or obligation to pay royalties or any other consideration) relating to the Purchased Intellectual Property.
“Intellectual Property Licenses” means the Intellectual Property In-Licenses, the Intellectual Property Out-Licenses and the Intercompany Licenses.
“Intellectual Property Out-Licenses” means any Contract that contains any grant by any Seller or any of its Subsidiaries to any third Person of any right to use, publish, perform or exploit any of the Purchased Intellectual Property, including any written or oral licenses, sublicenses, consent to use agreements, settlements, coexistence agreements, covenants not to sue, permissions and other Contracts (including any right to receive or obligation to pay royalties or any other consideration) relating to the Purchased Intellectual Property.
“Intercompany License” means any Contract that contains any grant by any Seller or any of its Affiliates to any other Seller or Affiliate of a Seller, whether in writing or oral, of any right to use, publish, perform or exploit any of the Purchased Intellectual Property.
“Law” means any foreign, federal, state or local law (including common law), statute, code, ordinance, rule, regulation or other requirement enacted, promulgated, issued or entered by a Governmental Authority.
“Legal Proceeding” means any judicial, administrative or arbitral actions, suits, proceedings (public or private) or claims or any proceedings by or before a Governmental Authority.
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“Liabilities” means any and all debts, losses, liabilities, claims (including claims as defined in the Bankruptcy Code), damages, expenses, fines, costs, royalties, proceedings, deficiencies or obligations (including those arising out of any action, such as any settlement or compromise thereof or judgment or award therein), of any nature, whether known or unknown, absolute, contingent, accrued or unaccrued, liquidated or unliquidated, or otherwise and whether due or to become due, and whether in contract, tort, strict liability or otherwise, and whether or not resulting from third party claims, and any reasonable out-of-pocket costs and expenses in connection therewith (including reasonable legal counsels’, accountants’, or other fees and expenses incurred in defending any action or in investigating any of the same or in asserting any rights thereunder or hereunder).
“Lien” means any lien, pledge, mortgage, deed of trust, security interest, claim (including claim as defined in the Bankruptcy Code), lease, charge, option, right of first refusal, right of first offer, easement, servitude, transfer restriction under any shareholder or similar agreement or encumbrance, interest or any other restriction or limitation whatsoever.
“Order” means any order, injunction, judgment, decree, ruling, writ, assessment or arbitration award.
“Ordinary Course of Business” means the ordinary and usual course of normal day to day operations of the Business through the date hereof consistent with past practice during the one month period prior to the date of this Agreement, and without regard to store closures and liquidations.
“Peek Business” means the business of selling apparel, shoes and accessories targeting children, toddlers and babies.
“Peek Purchase Agreement” means that certain Asset Purchase Agreement, dated March 15, 2019 by and between the Sellers, Mamiye Brothers, Inc., a New Jersey corporation, and Mamiye Brothers IP Holdings LLC, a New York limited liability company.
“Permits” means any approvals, authorizations, consents, licenses, permits or certificates.
“Permitted Liens” means:
(a) easements, restrictive covenants, and rights-of-way on, over or in respect of the premises subject to any Real Property Lease, and servitudes, permits, surface leases and other similar rights with respect to surface operations on such premises, but, in each case, solely with respect to any real property and solely to the extent that each of the foregoing does not materially interfere with the ownership, occupancy, use or operation of the affected Real Property Leases or the premises subject thereto in the manner and for the purposes heretofore used by Sellers and their Subsidiaries in connection with the Business,;
(b) any Lien that pursuant to section 363(f) of the Bankruptcy Code will be released from the Purchased Assets upon entry of the Sale Order; and
(c) other Liens that will be released on or prior to Closing at no cost or expense to Purchaser. 5. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 42 of 197
“Person” means and includes natural persons, corporations, limited partnerships, limited liability companies, general partnerships, joint stock companies, joint ventures, associations, companies, trusts, banks, trust companies, land trusts, business trusts or other organizations, whether or not legal entities, and all Governmental Authorities.
“Purchased Intellectual Property” means all Intellectual Property owned by any Seller and used or held for use by Sellers in the conduct of the Business (excluding, for the avoidance of doubt, any Intellectual Property owned by any Seller and used or held for use by Sellers exclusively in the conduct of the Peek Business), including but not limited to:
(a) the copyright registrations set forth in Schedule 5.5(a) (the “Transferred Copyrights”);
(b) the internet domain name registrations, web addresses, web pages, websites and related content, and social media accounts set forth in Schedule 5.5(a), including, without limitation, www.charlotterusse.com, and any passwords and administrator rights related thereto (the “Transferred Domain Names”);
(c) the Patents listed on Schedule 5.5(a) (the “Transferred Patents”), including any and all reissues, reexaminations, continuations, continuations in part (only with respect to subject matter disclosed in the Scheduled Patents), divisionals, requests for continuing examinations or continuing prosecution applications, or design registrations associated with any such Transferred Patent;
(d) the Trademarks set forth in Schedule 5.5(a) (the “Transferred Trademarks”), and goodwill associated therewith, including the historical trademark files;
(e) any and all right, title and interest to the names “Charlotte Russe” and any derivations thereof and all rights and marks associated therewith,
(f) all clothing designs, drawings, or diagrams, patterns, forms, tools, tech packs, models, assembly procedures, specifications and instructions, molds, and carving masters in the possession of any Seller,
(g) all rights of publicity and all similar rights, including all commercial merchandising rights, owned or controlled by Sellers and used or held for use by Sellers in the conduct of the Business, in each case, to the extent permitted to be assigned by Sellers under any Contract or applicable Law;
(h) all customer data and information derived from customer purchase files and branded loyalty promotion programs and other similar information related to customer purchases, including personal information (such as name, address, telephone number, e-mail address, website, and any other database information) and customer purchase history at a transaction level (including dollar amounts, dates, and items purchased, but excluding from the foregoing any credit card numbers or related customer payment source, social security numbers, or other information prohibited by Law) relating to customers of the retail stores and ecommerce sites operated or controlled by Sellers and all passwords and administrator rights related to the foregoing (collectively, the “Customer Data”); 6. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 43 of 197
(i) all Sellers’ email addresses under the Transferred Domain Names;
(j) the right to enforce and to represent to third parties that Purchaser is the successor to all rights with respect to the Purchased Intellectual Property;
(k) all originals and copies of all files and assignment documentation pertaining to existence, validity, availability, registrability, infringement, enforcement, defense or ownership of any of the Purchased Intellectual Property and documentation of the development, conception or reduction to practice thereof, in each case, under any Seller’s possession or control; provided that Sellers shall be entitled to retain copies thereof for legal record-keeping purposes;
(l) all historic sales data associated with Stores operated at the premises of each Real Property Lease that is a Purchaser Assumed Contract and with ecommerce sites operated or controlled by Sellers;
(m) all of Sellers’ rights under any Intercompany License; and
(n) all other Intellectual Property owned by Sellers, or in which Sellers have any interest or right, and used or held for use by them exclusively in the conduct of the Business.
“Purchaser Assumed Contracts” means, to the extent assignable pursuant to section 365 of the Bankruptcy Code, all Contracts and Real Property Leases set forth on Schedule 1.1(a) (as may be modified prior to the Closing pursuant to Section 2.5), which Schedule Purchaser shall deliver in writing to Sellers prior the Closing for the purpose of removing Real Property Leases and/or including any additional Contracts or Real Property Leases thereon; provided, that, for the avoidance of doubt, none of the Excluded Contracts set forth on Schedule 1.1(b) may be designated as Purchaser Assumed Contracts, provided, however, Purchaser may add Contracts and/or Real Property Leases to Schedule 1.1(a), even if initially included on the Schedule of Excluded Contracts, only if the counterparty to any such Contract or Real Property Lease has agreed to waive Cure Costs. For the avoidance of doubt, Purchaser shall have the right to remove any or all Contracts or Real Property Leases from Schedule 1.1(a) at any time and from time to time in accordance with Section 2.5(b) for any reason, including, with respect to Real Property Leases, if the landlord does not enter into an amendment to such Real Property Lease(s) acceptable to Purchaser.
“Representatives” of a Person means its officers, directors, managers, employees, attorneys, investment bankers, accountants and other agents and representatives.
“Sale Order” means an order or orders of the Bankruptcy Court issued pursuant to sections 105, 363 and 365 of the Bankruptcy Code approving this Agreement and all of the terms and conditions hereof, and approving and authorizing Sellers to consummate the Transactions and enter into the Transaction Documents, which shall be in form and substance acceptable to Sellers and Purchaser.
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“Seller Material Adverse Effect” means any change, circumstance, fact, condition or event that, individually or in the aggregate with any other change, circumstance, fact, condition or event, (a) is or would reasonably be expected to have a materially adverse effect on (i) the Business, financial condition, results of operations, properties or assets of Sellers and their Subsidiaries (taken as a whole) as the same shall have existed as of the date hereof, or (ii) the ability of Sellers to perform their respective obligations under this Agreement, or (b) prevents or materially delays the consummation of the Transactions, in each case other than an Excluded Matter which shall not be taken into account in determining whether there has been or would reasonably be expected to be a Seller Material Adverse Effect.
“Sellers’ Knowledge” means the actual knowledge of Dayna Quanbeck, Brian Cashman and Marie Satterfield.
“Store Closing Sales” means the store closing sales with respect to the Tangible Personal Property at the Stores and the Distribution Centers in accordance with the Store Closing Sales Order and the Agency Agreement.
“Store Closing Sales Order” means that certain Order of the Bankruptcy Court Approving Sale of All or Substantially All of Debtors' Assets and Granting Related Relief, entered by the Bankruptcy Court as of March 7, 2019 as Docket Number 319.
“Stores” means Sellers’ retail store locations.
“Subsidiary” or “subsidiary” means, with respect to any Person, any corporation, limited liability company, joint venture or partnership of which such Person (a) beneficially owns, either directly or indirectly, more than fifty percent (50%) of (i) the total combined voting power of all classes of voting securities of such entity entitled, under ordinary circumstances, to vote in the election of directors or other governing body of such Person, (ii) the total combined equity interests, or (iii) the capital or profit interests, in the case of a partnership; or (b) otherwise has the power to vote or to direct the voting of sufficient securities to elect a majority of the board of directors or similar governing body of such Person.
“Tax” means all federal, state, provincial, territorial, municipal, local or foreign income, profits, franchise, gross receipts, environmental (including taxes under Code Section 59A), customs, duties, net worth, sales, use, goods and services, withholding, value added, ad valorem, employment, social security, disability, occupation, pension, real property, personal property (tangible and intangible), stamp, transfer, conveyance, severance, production, excise and other taxes, withholdings, duties, levies, imposts and other similar charges and assessments (including any and all fines, penalties and additions attributable to or otherwise imposed on or with respect to any such taxes, charges, fees, levies or other assessments, and interest thereon) imposed by or on behalf of any Governmental Authority.
“Tax Returns” means any report, return, declaration, claim for refund, information report or return or statement required to be supplied to a Taxing Authority in connection with Taxes, including any schedule or attachment thereto or amendment thereof.
“Taxing Authority” means any Governmental Authority exercising any authority to impose, regulate, levy, assess or administer the imposition of any Tax. 8. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 45 of 197
“Transaction Documents” means this Agreement, the Escrow Agreement, the Bill of Sale, the Assignment Agreement, the IP Assignment Agreement and all other Contracts and agreements necessary to effectuate the Transactions.
“Transactions” means the transactions contemplated by this Agreement and the other Transaction Documents.
“WARN Act” means the federal Worker Adjustment and Retraining Notification Act, 29 U.S.C. § 2101 et seq. (1988) and any similar state or local “mass layoff” or “plant closing” laws.
Section 1.2 Terms Defined Elsewhere in this Agreement. For purposes of this Agreement, the following terms have meanings set forth in the sections indicated:
Term Section Accounting Referee Section 3.4 Agreement Preamble Asset Acquisition Statement Section 3.4 Assignment Agreement Section 4.2(b) Assumed Cure Costs Section 2.5(a) Assumed Liabilities Section 2.3 Bankruptcy Code Recitals Bankruptcy Court Recitals Business Recitals Cash Purchase Price Section 3.1 Closing Section 4.1 Closing Date Section 4.1 Closing Date Payment Section 3.3(a) Competing Bid Section 7.1(a) Confidentiality Agreement Section 8.5 Copyright Section 1.1 (in Intellectual Property definition) CR 2019 Preamble Customer Data Section 1.1 (in Purchased Intellectual Property definition) Deposit Section 3.2(a) Escrow Agent Section 3.2(a) Escrow Agreement Section 3.2(a) Excluded Assets Section 2.2 Excluded Liabilities Section 2.4 Nonassignable Assets Section 2.6(c) Outside Date Section 4.4(b) Parties Preamble Patents Section 1.1 (in Intellectual Property definition) Proposed Allocation Section 3.4 Purchase Price Section 3.1 Purchased Assets Section 2.1 Purchaser Preamble Purchaser Documents Section 6.2 9. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 46 of 197
Term Section Real Property Lease Section 5.4(a) Removed Contract Section 2.5(b) Revised Statements Section 3.4 Seller or Sellers Preamble Seller Documents Section 5.2 Seller Parent Preamble Taxable Consideration Section 3.4 Trademarks Section 1.1 (in Intellectual Property definition) Trade Secrets Section 1.1 (in Intellectual Property definition) Transfer Taxes Section 8.10(a) YM Preamble
Section 1.3 Other Definitional and Interpretative Provisions.
(a) The words “hereof,” “herein,” and “hereunder” and words of similar import, when used in this Agreement, refer to this Agreement as a whole and not to any particular provision of this Agreement.
(b) The definitions contained in this Agreement are applicable to the singular as well as the plural forms of such terms and to the masculine as well as to the feminine and neuter genders of such term.
(c) Whenever the words “include,” “includes” or “including” are used in this Agreement, they shall be deemed to be followed by the words “without limitation.”
(d) Any reference in this Agreement to “$” shall mean United States dollars.
(e) When calculating the period of time before which, within which or following which any act is to be done or step taken pursuant to this Agreement, the date that is the reference date in calculating such period shall be excluded. If the last day of such period is a non-Business Day, the period in question shall end on the next succeeding Business Day.
(f) Any agreement, instrument or statute defined or referred to herein or in any agreement or instrument that is referred to herein means such agreement, instrument or statute as from time to time amended, modified or supplemented including (in the case of agreements or instruments) by waiver or consent and (in the case of statutes) by succession of comparable successor statutes and references to all attachments thereto and instruments incorporated therein. References to a Person are also to its permitted successors and assigns.
(g) All Article and Section references herein are to Articles and Sections of this Agreement, unless otherwise specified.
(h) All Exhibits and Schedules annexed hereto or referred to herein are hereby incorporated in and made a part of this Agreement as if set forth in full herein. Any capitalized terms used in any Schedule or Exhibit but not otherwise defined therein shall be defined as set forth in this Agreement. 10. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 47 of 197
(i) This Agreement shall not be construed as if prepared by one of the Parties, but rather according to its fair meaning as a whole, as if all Parties had prepared it and, in the event an ambiguity or question of intent or interpretation arises, this Agreement shall be construed as jointly drafted by the Parties and no presumption or burden of proof shall arise favoring or disfavoring any Party by virtue of the authorship of any provision of this Agreement.
ARTICLE II
PURCHASE AND SALE
Section 2.1 Purchase and Sale of Assets. On the terms and subject to the conditions set forth in this Agreement, at the Closing, Sellers shall sell, transfer, assign, convey and deliver to Purchaser (or its designee), and Purchaser (or its designee) shall purchase, acquire and accept from Sellers, free and clear of any and all Liens (other than Liens created by Purchaser and Permitted Liens) and Excluded Liabilities, all of Sellers’ right, title and interest in, to and under any and all of following assets (such assets, properties, rights and claims to be acquired hereunder, collectively, the “Purchased Assets”):
(a) the Purchased Intellectual Property with the intent of the parties being that Purchased Intellectual Property created, established or registered in the United States will be conveyed and assigned to CR 2019 and Purchased Intellectual Property created, established or registered in Canada or any country or state outside of the United States will be conveyed and assigned to YM; provided that Sellers can continue to use all such Purchased Intellectual Property throughout the period of the Store Closing Sales pursuant to Section 8.9(b);
(b) all rights, title and interest of Sellers under each Real Property Lease which is a Purchaser Assumed Contract, together with all improvements, fixtures and other appurtenances thereto and rights in respect thereof; provided that Sellers can continue to occupy each Store subject to such a Real Property Leases throughout the period of the Store Closing Sales occurring at such Store pursuant to Section 8.9(b);
(c) to the extent transferrable after giving effect to the Sale Order, all of the rights and benefits accruing under any of the Purchaser Assumed Contracts, including each Real Property Lease or Intellectual Property License that is a Purchaser Assumed Contract;
(d) all equipment, computers, hardware, electronics, file servers, scanners, printers, networks, copiers, cash registers, furniture, furnishings, trade fixtures, racking, interior and exterior store signage, telephone lines, telecopy machines, telecommunication equipment, spare parts, shipping materials, office supplies, Store supplies, packaging materials, shopping bags, hangers, raw materials and other personal property (the “Tangible Personal Property”) located at the premises of each Real Property Lease which is a Purchaser Assumed Contract (the “Purchased Furniture, Fixtures and Equipment”); provided that Sellers can continue to use all such Tangible Personal Property throughout the period of the Store Closing Sales;
(e) other than assets constituting Excluded Assets, all tangible personal property containing the “Charlotte Russe” or other names or marks included in Purchased Intellectual Property;
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(f) all Documents that are used in, held for use in or intended to be used in, or that arise primarily out of, the Purchased Assets, including Documents relating to marketing, advertising, promotional materials, Purchased Intellectual Property, and all files, customer files and documents, supplier lists, records, literature and correspondence, whether or not physically located on any of the premises referred to in clause 0 above, but excluding (i) personnel files for employees or independent contractors of the Sellers, (ii) such files as may not be transferred under Applicable Law regarding privacy, (iii) Documents which any Seller is not permitted to transfer pursuant to any contractual confidentiality obligation owed to any third party and (iv) Documents relating to an Excluded Asset or Excluded Liability; provided that Sellers can continue to use all such Purchased Intellectual Property throughout the period of the Store Closing Sales pursuant to Section 8.9(b);
(g) any rights, demands, claims, causes of action, rights of recovery, credits, allowances, rebates, or rights of setoff or subrogation arising out of or relating to any of the Purchased Assets;
(h) any claim, right or interest of any Seller in or to any refund, rebate, abatement or other recovery for any Transfer Taxes, together with any interest due thereon or penalty rebate arising therefrom;
(i) to the extent transferrable after giving effect to the Sale Order, all rights of Sellers under non-disclosure or confidentiality, non-compete, or non-solicitation agreements with employees and agents of Seller or with third parties to the extent relating to the Business or the Purchased Assets (or any portion thereof); and
(j) all goodwill and other intangible assets associated with the Business, including customer and supplier lists and the goodwill associated with the Purchased Intellectual Property provided that Sellers can continue to use all such Purchased Intellectual Property throughout the period of the Store Closing Sales pursuant to Section 8.9(b).
Section 2.2 Excluded Assets. Nothing herein contained shall be deemed to sell, transfer, assign or convey the Excluded Assets to Purchaser, and Sellers shall retain all right, title and interest to, in and under the Excluded Assets. “Excluded Assets” shall mean all of the assets of the Sellers other than the Purchased Assets, and such Excluded Assets include the following assets:
(a) all property and assets of the Sellers to be sold under the Store Closing Sales Order, including the apparel, shoe and accessory inventory, merchandise, supplies and samples owned by Sellers related to, useful in or held for use in the conduct of the Business other than the Purchased Furniture Fixtures and Equipment;
(b) all property and assets of the Sellers exclusively related to the Peek Business, including all rights of the Sellers with respect to the Peek Purchase Agreement;
(c) all Tangible Personal Property owned by Sellers related to, useful in or held for use in the conduct of the Business other than the Purchased Furniture, Fixtures and Equipment;
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(d) all equity interests in Sellers;
(e) all cash, cash equivalents, bank deposits or similar cash items of Sellers;
(f) all accounts and notes receivable and other rights to payment (including credit card receivables), together with any unpaid financing charges accrued thereon, other than any accounts and notes receivable or other rights to payment arising out of or relating to any Excluded Asset and which receivable or right to payment is created or arises subsequent to the Closing, arising from the conduct of the Business;
(g) all deposits (including security deposits for rent, electricity, telephone or otherwise) and prepaid or deferred charges and expenses of Sellers, including all prepaid rentals and unbilled charges, fees or deposits, other than deposits or prepaid charges and expenses paid in connection with or relating to any Excluded Asset which are made, created or arise subsequent to the Closing;
(h) each of the Excluded Contracts, including any all right, title, interest, actions or claims arising out of or in connection with any Excluded Contract;
(i) any (i) confidential personnel and medical records pertaining to any Employee of Sellers not permitted to be transferred to Purchaser under Applicable Law; (ii) books and records that Sellers are required by Law to retain, that relate exclusively to the Excluded Assets or the Excluded Liabilities, including Tax Returns, financial statements, and corporate or other entity filings; and (iii) corporate charters, qualifications to do business, taxpayer and other identification numbers, corporate seals, minute books, stock ledgers, stock certificates and any other documentation related to governance, organization, maintenance or existence of Sellers;
(j) any claim, right or interest of any Seller in or to any refund, rebate, abatement or other recovery for Taxes (except for any Transfer Taxes), together with any interest due thereon or penalty rebate arising therefrom, for any Tax period (or portion thereof) ending on or before the Closing Date;
(k) any rights or recovery under any insurance policies held by any Seller;
(l) all claims, rights or recovery and proceeds arising from In re Payment Card Interchange Fee and Merchant Discount Antitrust Litigation, MDL No. 1720 (MKB) (JO);
(m) all rights and claims of Sellers under the Transaction Documents;
(n) all Employee Benefit Plans (and any trusts, 501(c)(9) organizations, insurance (including fiduciary insurance), administrative or other service contracts relating thereto); and
(o) all restricted cash of Sellers relating to cash collateralized letters of credit and/or Excluded Liabilities.
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Section 2.3 Assumption of Liabilities. Purchaser shall assume no Liability of Sellers except the Liabilities expressly set forth in this Section 2.3 (collectively, the “Assumed Liabilities”). On the terms and subject to the conditions set forth in this Agreement, at the Closing, Purchaser shall assume the Assumed Liabilities and shall agree to pay, discharge, perform and otherwise satisfy such Assumed Liabilities in accordance with their respective terms, subject to any defenses or claimed offsets asserted in good faith against the obligee to whom such Liabilities of Sellers and their Subsidiaries are owed. The Assumed Liabilities shall consist of only the following Liabilities:
(a) all Liabilities of Sellers under the Purchaser Assumed Contracts solely to the extent such Liabilities arise from events or omissions occurring, or obligations under the Purchaser Assumed Contracts attributable to the period, on or after the Closing;
(b) all Liabilities arising out of or relating to Purchaser’s ownership or operation of the Purchased Assets on or after the Closing Date; and
(c) all Liabilities with respect to the Assumed Cure Costs.
Section 2.4 Excluded Liabilities. Notwithstanding anything to the contrary in this Agreement, the Parties expressly acknowledge and agree that Purchaser shall not assume or in any manner whatsoever be liable or responsible for any Liabilities of any Seller or of any predecessor of any Seller, existing on the Closing Date or arising thereafter, other than the Assumed Liabilities. All of the Liabilities of any Seller or of any predecessor of any Seller not specifically and expressly assumed by Purchaser pursuant to Section 2.3 shall be referred to herein collectively as the “Excluded Liabilities.” Without limiting the foregoing, Purchaser shall not be obligated to assume, and does not assume, and hereby disclaims all of the Excluded Liabilities, including all of the following Liabilities, of each Seller or of any predecessor of any Seller:
(a) all Liabilities for accrued expenses and accounts payable incurred prior to the Closing Date, except to the extent that the same constitute Assumed Liabilities pursuant to Section 2.3;
(b) all Liabilities with respect to the Cure Costs for the Purchaser Assumed Contracts that are Real Property Leases;
(c) all Liabilities arising out of or related to any of the Excluded Assets;
(d) all Liabilities relating to any claims for infringement, dilution, misappropriation or any other violation of or by the Purchased Intellectual Property arising from Sellers’ operation of the Business prior to the Closing Date;
(e) all Liabilities for any Taxes of any Seller (other than Transfer Taxes);
(f) all Liabilities arising out of, relating to or with respect to (i) the employment or performance of services by any Employee of Sellers or any of their Affiliates prior to the Closing, (ii) termination of employment or services of any Employee by any Seller or
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any of its Affiliates, including any severance payments, (iii) each of the Employee Benefit Plans subject to Title IV of ERISA and all Employee Benefit Plans and (iv) the WARN Act;
(g) all Liabilities arising as a result of any Action initiated at any time, to the extent related to the Business or the Purchased Assets on or prior to the Closing Date, including any shareholder Actions, Actions for breach of contract, or any tort Actions;
(h) all Liabilities arising under any Indebtedness of Sellers and any obligations or Liabilities to equity holders of the Sellers;
(i) all Liabilities with respect to any costs and expenses (including all legal, accounting, financial advisory, valuation, investment banking and other third party advisory or consulting fees and expenses) incurred by or on behalf of any Seller or its Affiliates in connection with the Bankruptcy Cases or the Transactions;
(j) all Liabilities of Sellers existing prior to the filing of the Bankruptcy Cases that are subject to compromise under the Bankruptcy Cases, other than the Assumed Cure Costs;
(k) all Liabilities with respect to any customer programs or rights, including merchandise returns and customer communications;
(l) all Liabilities arising out of any claim or interest that a Governmental Authority has under escheat or similar laws; and
(m) all Liabilities relating to the failure to comply with any bulk sales Laws.
Section 2.5 Assumed Contracts.
(a) Purchaser Assumed Contracts. At the Closing and pursuant to section 365 of the Bankruptcy Code and the Sale Order, Sellers shall assume and assign to Purchaser or its designee(s) pursuant to Section 11.14, and Purchaser or its designee(s) shall consent to such assignment from Sellers, the Purchaser Assumed Contracts; provided, that, the counterparty to any Purchaser Assumed Contract(s) that is a Real Property Lease(s) has waived Cure Costs and prior to the conclusion of the Store Closing Sales at each location that is the subject to a Purchaser Assumed Contract, neither Purchaser nor its designee(s) shall have any right to acquire the Real Property Lease or take possession of such location with respect to such Store prior to the date on which the Sellers have confirmed that the Store Closing Sales at such Store have concluded in accordance with the Store Closing Sales Order and that such Store has been vacated by the Sellers. Neither Purchaser nor any of its designees that are assigned Real Property Leases pursuant to Section 11.14 shall have any liability for any obligations under a Real Property Lease until the first calendar day after (i) the Real Property Lease is assigned to Purchaser or such designee and (ii) Purchaser or such designee receives possession and is able to exercise the right to quiet enjoyment of the Store. All Cure Costs with respect to the Purchaser Assumed Contracts that are Real Property Leases, to the extent not waived by the counterparties, shall be paid in full by Sellers and Purchaser and its designee(s) shall have no liability for such Cure Costs. Purchaser shall assume and pay in full on or prior to or promptly after the Closing Date all Cure Costs with respect to the Purchaser Assumed Contracts that are not Real Property Leases to the extent not waived by the counterparties (the “Assumed Cure Costs”) and Sellers shall have no 15. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 52 of 197
liability for such Assumed Cure Costs. Sellers acknowledge and agree that Purchaser and its designee(s) shall be permitted to communicate directly with the landlords related to the Real Property Leases and enter into agreements to compromise, waive or otherwise cause to be discharged any and all Cure Costs payable with respect to such Real Property Leases.
(b) Removed Contracts. Purchaser may elect either to remove any or all Contract(s) and/or Real Property Lease(s) (each, a “Removed Contract”) from the list of Purchaser Assumed Contracts, or add Contracts and/or Real Property Leases to the list of Purchaser Assumed Contracts if the counterparty to any such Contract or Real Property Lease has agreed to waive Cure Costs, by giving written notice thereof to Sellers prior to the Closing. Upon designation in accordance with the foregoing, each such Removed Contract shall cease to be a Purchaser Assumed Contract for the purposes of this Agreement and the Sale Order and may thereafter be rejected at Sellers’ discretion without any additional notice to or consent from Purchaser or any liability of Purchaser, and each such added Contract or Real Property Lease shall be a Purchaser Assumed Contract for the purposes of this Agreement and the Sale Order.
Section 2.6 Further Conveyances and Assumptions.
(a) From time to time following the Closing, Sellers and Purchaser shall, and shall cause their respective Affiliates to, execute, acknowledge and deliver all such further conveyances, notices, assumptions, releases and acquittances and such other instruments, and shall take such further actions, as may be reasonably necessary or appropriate to assure fully to Purchaser and its respective successors or assigns, all of the properties, rights, titles, interests, estates, remedies, powers and privileges intended to be conveyed to Purchaser under this Agreement and the Seller Documents and to assure fully to Sellers and their Affiliates and their successors and assigns, the assumption of the Assumed Liabilities assumed by Purchaser under this Agreement and the Seller Documents, and to otherwise make effective the transactions contemplated hereby and thereby.
(b) To the extent not obtained at or prior to Closing, Sellers shall use commercially reasonable efforts to obtain termination statements, lien releases, discharges, financing change statements or other documents, notices or other instruments as Purchaser may reasonably deem necessary to release Liens (other than Permitted Liens) on the Purchased Assets.
(c) Nothing in this Agreement nor the consummation of the Transactions shall be construed as an attempt or agreement to transfer or assign any Purchased Asset, including any Contract, Permit, certificate, approval, authorization or other right, which (i) is not capable of being assigned pursuant to section 365 of the Bankruptcy Code or transferred pursuant to section 363 of the Bankruptcy Code to Purchaser at the Closing, or (ii) the transfer or assignment of which would result in a violation of any Applicable Law, if the consent of a third party is not obtained prior to such transfer or assignment (“Nonassignable Assets”) unless and until such consent shall have been obtained. Sellers shall use their commercially reasonable efforts, and Purchaser shall use commercially reasonable efforts to cooperate with Sellers, in endeavoring to obtain such consents; provided that no Party shall be obligated to incur any costs or expenses or provide any financial accommodation or other consideration of any nature to any Person to facilitate obtaining such consent to transfer any Nonassignable Asset. To the extent permitted by
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Applicable Law, in the event consents to the assignment thereof cannot be obtained, such Nonassignable Assets shall be held, as of and from the Closing Date, by Sellers in trust for Purchaser and the covenants and obligations thereunder shall be performed by Purchaser in the applicable Seller’s name to the extent it would have been responsible therefor if such consent or approval had been obtained, and all benefits and obligations existing thereunder shall be for Purchaser’s account. Sellers shall promptly pay over to Purchaser all money or other consideration received by it in respect of all Nonassignable Assets. Notwithstanding the foregoing, Sellers shall not have any obligation to renew any Nonassignable Asset upon the expiration or termination thereof. In addition, to the extent that any Nonassignable Asset contains an “evergreen” provision that automatically renews such Nonassignable Asset unless terminated or cancelled by either party thereto, Sellers shall not be prohibited from terminating or canceling such Nonassignable Asset as permitted pursuant to the terms thereof.
Section 2.7 Bulk Sales Laws. To the extent permitted by Applicable Law, Sellers and Purchaser hereby waives compliance by Sellers with the requirements and provisions of any “bulk-transfer” Laws of any jurisdiction that may otherwise be applicable with respect to the sale and transfer of any or all of the Purchased Assets to Purchaser.
ARTICLE III
PURCHASE PRICE
Section 3.1 Purchase Price. The aggregate consideration for the Purchased Assets (the “Purchase Price”) shall be (a) an amount in cash equal to the Closing Date Payment (the “Cash Purchase Price”), plus (b) the assumption of Assumed Liabilities.
Section 3.2 Deposit.
(a) Following the execution of this Agreement and within one Business Day after receipt of written instruction from Sellers, YM, for itself and on behalf of Purchaser shall deposit with PNC Bank, as escrow agent (the “Escrow Agent”), pursuant to that certain Escrow Agreement, dated as of the date hereof, among Seller Parent, YM and the Escrow Agent (the “Escrow Agreement”), by certified check or wire transfer of immediately available funds, an amount equal to $500,000.00 (the “Deposit”).
(b) The Parties agree that the Deposit shall (i) be applied as a deposit towards the Closing Date Payment and delivered to Seller Parent at Closing as provided in Section 3.3(c), (ii) be returned to Purchaser (with any accrued interest actually earned thereon and less the Escrow Agent’s fees and expenses) in the event that this Agreement is terminated pursuant to any provision of Section 4.4 other than by Sellers pursuant to (A) Section 4.4(g) or (B) pursuant to Section 4.4(b) in the event that Closing does not occur on or before the Outside Date solely as a result of Purchaser’s material breach of its obligations under this Agreement (including non- payment of the Closing Date Payment pursuant to Section 3.3), or (iii) be paid to Sellers (with any accrued interest actually earned thereon and less the Escrow Agent’s fees and expenses) in the event that this Agreement is properly terminated by Sellers (A) pursuant to Section 4.4(g) or (B) pursuant to Section 4.4(b) in the event that Closing does not occur on or before the Outside
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Date solely as a result of Purchaser’s material breach of its obligations under this Agreement (including payment of the Closing Date Payment pursuant to Section 3.3).
Section 3.3 Payment of Purchase Price.
(a) At the Closing, CR 2019, for itself and on behalf of Purchaser, shall deliver, or cause to be delivered, the Closing Date Payment (as defined below) by wire transfer of immediately available funds, as set forth in clause (b) below. “Closing Date Payment” means an amount calculated as follows:
(i) an amount equal to $5,000,000; minus
(ii) an amount equal to the Deposit (with any accrued interest actually earned thereon and less the Escrow Agent’s fees and expenses).
(b) At the Closing, CR 2019, for itself and on behalf of Purchaser, will pay the Closing Date Payment in accordance with the Sale Order.
(c) At the Closing, Seller Parent and Purchaser shall jointly instruct the Escrow Agent to transfer to Seller Parent the Deposit (plus the amount of any accrued interest actually earned thereon and less the Escrow Agent’s fees and expenses) by wire transfer of immediately available funds into an account designated in writing by Seller Parent.
(d) On or prior to the Closing Date, Purchaser shall deliver to each of the counterparties to the Purchaser Assumed Contracts that are not Real Property Leases the full amount of the applicable Assumed Cure Costs, if any, for the assumption and assignment of such Contracts by Sellers (unless the Cure Cost is waived by a counterparty or is being disputed by Purchaser or Seller).
(e) Seller shall be responsible for paying Agent any commission due or payable under the Agency Agreement with respect to the Purchased Furniture, Fixtures and Equipment.
Section 3.4 Allocation of Purchase Price. Within thirty (30) days after the Closing Date, Purchaser shall prepare and deliver to Sellers an allocation of the Cash Purchase Price, the Assumed Liabilities and any other items that are treated as additional purchase price for Tax purposes (the “Taxable Consideration”) among the Purchased Assets in accordance with Section 1060 of the Code (the “Proposed Allocation”), solely for purposes of preparing the relevant Tax Returns and filings. Sellers shall have thirty (30) days after receipt of the Proposed Allocation to notify Purchaser in writing of any items of the Proposed Allocation that are not reasonable in Sellers’ view. If Sellers do not object in writing during such thirty (30) day period, then the Proposed Allocation shall be final and binding on all Parties. If Sellers object in writing during such thirty (30) day period, then the Parties shall cooperate in good faith to reach a mutually agreeable allocation of the Taxable Consideration, which allocation shall be binding on all Parties. If the Parties are unable to reach an agreement within sixty (60) days of Sellers’ receipt of the Proposed Allocation, then any disputed items shall be referred to an independent accountant to be mutually agreed upon by Seller Parent and Purchaser (the “Accounting Referee”) for resolution, and the determination of the Accounting Referee shall be final and 18. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 55 of 197
binding on the Parties. The fees and expenses of the Accounting Referee shall be paid fifty percent (50%) by Purchaser and fifty percent (50%) by Sellers, with each Seller severally liable for the entire portion allocable to Sellers. In accordance with such allocation, Purchaser shall prepare and deliver to Sellers copies of Form 8594 and any required exhibits thereto (the “Asset Acquisition Statement”). Purchaser shall prepare and deliver to Sellers (or their designated successors) from time to time revised copies of the Asset Acquisition Statement (the “Revised Statements”) so as to report any matters on the Asset Acquisition Statement that need updating, consistent with the agreed upon allocation. The Parties shall, and shall cause their respective Affiliates to, use the allocations set forth in the Asset Acquisition Statement or, if applicable, the last Revised Statement for all Tax purposes, file all Tax Returns in a manner consistent with such allocation statement and take no position contrary thereto, in each case, unless required to do so by a change in applicable Tax Laws or good faith resolution of a Tax contest.
ARTICLE IV
CLOSING AND TERMINATION
Section 4.1 Closing Date. Subject to the satisfaction of the conditions set forth in Section 9.1, Section 9.2 and Section 9.3 (or the waiver thereof by the Party entitled to waive that condition), the closing of the purchase and sale of the Purchased Assets and the assumption of the Assumed Liabilities provided for in Article II (the “Closing”) shall take place at the offices of Cooley LLP located at 1114 Avenue of the Americas, New York, New York (or at such other place as the Parties may designate in writing) at 10:00 a.m. local time on the date that is two (2) Business Days following the satisfaction or waiver of the conditions set forth in Article IX (other than conditions that by their nature are to be satisfied at the Closing, but subject to the satisfaction or waiver of such conditions), unless another time or date, or both, are agreed to in writing by the Parties provided, however, that the Closing shall take place no later than March 29, 2019. The date on which the Closing shall be held is referred to in this Agreement as the “Closing Date.” Unless otherwise agreed by the Parties in writing, the Closing shall be deemed effective and all right, title and interest of Sellers to be acquired by Purchaser hereunder shall be considered to have passed to Purchaser as of 12:01 a.m. (prevailing eastern time) on the Closing Date.
Section 4.2 Deliveries by Sellers. At the Closing, Sellers shall deliver to Purchaser:
(a) a duly executed bill of sale in the form attached as Exhibit A hereto (the “Bill of Sale”);
(b) a duly executed assignment and assumption agreement in the form attached as Exhibit B hereto (the “Assignment and Assumption Agreement”) and duly executed assignments reflecting the assumption of the Assumed Liabilities;
(c) a duly executed assignment and assumption agreement in the form attached as Exhibit C hereto (the “IP Assignment Agreement”) and duly executed assignments transferring all of Sellers’ rights, titles and interests in and to the Intellectual Property included in the Purchased Intellectual Property, in a form suitable for recording in the U.S. Patent and Trademark Office and U.S. Copyright Office or in other foreign jurisdictions, and which will
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include a limited power of attorney that will allow the Purchaser or its designee to sign any additional assignments to effectuate the transfers contemplated in the IP Assignment Agreement;
(d) for each Seller, a certificate of non-foreign status pursuant to Section 1445 of the Code and Treasury Regulation Section 1.1445-2(b);
(e) a certified copy of the Sale Order, if requested; and
(f) a certificate signed by an authorized officer of each Seller (in form and substance reasonably satisfactory to Purchaser) pursuant to Sections 9.1(a) and Section 10.1(b).
Section 4.3 Deliveries by Purchaser. At the Closing, Purchaser shall deliver to Sellers:
(a) the Closing Date Payment;
(b) a duly executed copy of the Assignment and Assumption Agreement
(c) a duly executed copy of the IP Assignment Agreement; and
(d) a certificate signed by an authorized officer of Purchaser (in form and substance reasonably satisfactory to Sellers) pursuant to Section 9.2(a) and Section 10.2(b).
Section 4.4 Termination of Agreement. This Agreement may be terminated prior to the Closing Date as follows:
(a) At any time prior to the Closing Date by the joint written consent of Sellers and Purchaser;
(b) By either Sellers or Purchaser if the Closing has not occurred on or before March 29, 2019 (as may be extended by written agreement of the Parties, the “Outside Date”); provided, however, that a Party may not terminate this Agreement pursuant to this Section 4.4(b) if such Party is in breach of its obligations hereunder in any material respect and such breach is the sole reason that the Closing has not occurred by such date;
(c) By Purchaser or, prior to entry of the Sale Order, subject to Section 7.1, by Sellers, if (i) Sellers enter into a definitive agreement with respect to a Competing Bid, (ii) the Bankruptcy Court enters an Order approving a Competing Bid or (iii) the Bankruptcy Court enters an Order that otherwise precludes the consummation of the Transactions on the terms and conditions set forth in this Agreement; provided, however, Sellers may not terminate this Agreement pursuant to this Section 4.4(c) if Sellers are in breach in material respect of its obligations under Section 7.1;
(d) By either Sellers or Purchaser, if an Order is entered by a Governmental Authority of competent jurisdiction having valid enforcement authority permanently restraining, prohibiting or enjoining either Party from consummating the Transactions and such Order shall have become final and non-appealable or shall not have been vacated prior to the Outside Date;
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(e) By Purchaser, if any of the Bankruptcy Cases are dismissed or converted to a case under chapter 7 of the Bankruptcy Code for any reason;
(f) By Purchaser, so long as Purchaser is not in breach of its obligations under this Agreement in any material respect, upon a breach of any covenant or agreement of Sellers set forth in this Agreement, or if any representation or warranty of Sellers shall have been or becomes untrue, in each case such that the conditions set forth in Section 9.1(a) or Section 10.1(b), as the case may be, would not be satisfied and such breach or untruth cannot be cured by the Outside Date; and
(g) By Sellers, so long as Sellers are not in breach of their obligations under this Agreement in any material respect, upon a breach of any covenant or agreement of Purchaser set forth in this Agreement, or if any representation or warranty of Purchaser shall have been or becomes untrue, in each case such that the conditions set forth in Section 9.2(a) or Section 9.2(b), as the case may be, would not be satisfied and such breach or untruth cannot be cured by the Outside Date.
Section 4.5 Effect of Termination.
(a) No termination of this Agreement pursuant to Section 4.4 shall be effective until notice thereof is given to the non-terminating Party specifying the provision hereof pursuant to which such termination is made. In the event that this Agreement is validly terminated as provided herein, this Agreement shall become wholly void and of no further force and effect without liability to Purchaser or Sellers, or any of their respective Representatives, and each shall be fully released and discharged from any Liability or obligation after the date of such termination and such termination shall be without liability to Purchaser or Sellers; provided, however, that the obligations of the Parties under the Escrow Agreement and Sections 4.5, 8.5, and 8.7 and Article XI of this Agreement shall survive any such termination and shall be enforceable hereunder.
(b) In the event this Agreement is properly terminated by Sellers pursuant to (i) Section 4.4(b) in the event that Closing does not occur on or before the Outside Date solely as a result of Purchaser’s material breach of its obligations under this Agreement or (ii) Section 4.4(g) as a result of a material breach by Purchaser, Sellers shall be entitled to retain the Deposit as provided in Section 11.2(a)(ii).
(c) In the event this Agreement is terminated by (i) the parties pursuant to Section 4.4(b); (ii) Purchaser pursuant to Section 4.4(b), Section 4.4(c), Section 4.4(d), Section 4.4(e) or Section 4.4(f), or (iii) Sellers pursuant to (x) Section 4.4(b), unless the Closing did not occur on or before the Outside Date solely as a result of Purchaser’s material breach of its obligations under this Agreement or (y) Section 4.4(d), Purchaser shall be entitled to the return of the Deposit as provided in Section 11.2(a)(ii).
ARTICLE V
REPRESENTATIONS AND WARRANTIES OF SELLERS
Sellers hereby represent and warrant to Purchaser as follows: 21. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 58 of 197
Section 5.1 Organization and Good Standing. Each Seller is duly organized, validly existing, in good standing and duly qualified to transact business under the laws of the jurisdiction of its formation, and is duly qualified or licensed to do business in each jurisdiction in which the nature of its business or the ownership or leasing of its properties makes such qualification or licensing necessary, except where the failure to be so qualified would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect, and, subject to the limitations imposed on Sellers as a result of having filed petitions for relief under the Bankruptcy Code, or pursuant to any Order entered by the Bankruptcy Court, each Seller has the requisite power and authority to own, lease and operate its properties and to carry on its business as now conducted. Each Seller has delivered or made available to Purchaser true, complete and correct copies of its organizational documents as in effect on the date hereof.
Section 5.2 Authorization of Agreement. Subject to the entry of the Sale Order, Sellers have all requisite power, authority and legal capacity to execute and deliver this Agreement and each other Transaction Document, agreement, document, or instrument or certificate contemplated by this Agreement or to be executed by any such Seller in connection with the consummation of the transactions contemplated by this Agreement (the “Seller Documents”), to perform their respective obligations hereunder and thereunder and to consummate the transactions contemplated hereby and thereby. The execution and delivery of this Agreement and the Seller Documents and the consummation of the transactions contemplated hereby and thereby have been duly authorized by all requisite corporate or limited liability company action, as applicable, on the part of each Seller. This Agreement has been, and each of the Seller Documents will be at or prior to the Closing, duly and validly executed and delivered by each Seller which is a party hereto and thereto and (assuming the due authorization, execution and delivery by the other parties hereto and thereto, the entry of the Sale Order) this Agreement constitutes, and each of the Seller Documents when so executed and delivered will constitute, legal, valid and binding obligations of such Seller enforceable against such Seller in accordance with their respective terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium and similar laws affecting creditors’ rights and remedies generally, and subject, as to enforceability, to general principles of equity, including principles of commercial reasonableness, good faith and fair dealing (regardless of whether enforcement is sought in a proceeding at law or in equity).
Section 5.3 No Violation; Consents.
(a) Except as set forth on Schedule 5.3(a), none of the execution and delivery by Sellers of this Agreement or any of the Seller Documents, the consummation of the transactions contemplated hereby or thereby, or compliance by Sellers with any of the provisions hereof or thereof will conflict with, or result in any violation of or default (with or without notice or lapse of time, or both) under, or give rise to a right of termination, cancellation or acceleration of any obligation or to loss of a material benefit under, or give rise to any obligation of any Seller or their Subsidiaries to make any payment under or to the increased, additional, accelerated or guaranteed rights or entitlements of any Person under, or result in the creation of any Liens (other than Permitted Liens) upon any of the Purchased Assets or cancellation under any provision of (i) the certificate of incorporation and bylaws or comparable organizational documents of any Seller; (ii) subject to entry of the Sale Order, any Contract or Permit to which 22. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 59 of 197
any Seller is a party or by which any of the properties or assets of any Seller are bound; (iii) subject to entry of the Sale Order, any Order of any Governmental Authority applicable to any Seller or any of the properties or assets of any Seller as of the date hereof and as of the Closing Date; or (iv) subject to entry of the Sale Order, any Applicable Law, other than, in the case of clauses (ii), (iii) and (iv), such conflicts, violations, defaults, terminations or cancellations that would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect.
(b) Except as set forth on Schedule 5.3(b), no consent, waiver, approval, Order, Permit or authorization of, or declaration or filing with, or notification to, any Person or Governmental Authority is required on the part of any Seller in connection with the execution and delivery of this Agreement or the Seller Documents, the compliance by any Seller with any of the provisions hereof or thereof, the consummation of the transactions contemplated hereby or thereby, the assignment and assumption of the Purchaser Assumed Contracts, or the taking by any Seller of any other action contemplated hereby or thereby, except for (i) compliance with the applicable requirements of the HSR Act, (ii) the entry of the Sale Order, and (iii) other immaterial consents, waivers, approvals, Orders, Permits, authorizations, declarations, filings and notifications.
Section 5.4 Real Property.
(a) Sellers do not own and have never owned any real property. Schedule 5.4(a) sets forth a complete list of all material real property and interests in real property leased by Sellers (individually, a “Real Property Lease” and collectively, the “Real Property Leases”) as lessee or lessor. Sellers have provided Purchaser with, or access to, true, correct, accurate and complete copies of all leases and other instruments and agreements together with all amendments, modifications, supplements, and restatements thereto, if any, pertaining to the Real Property Leases. To Sellers’ Knowledge, there are no physical defects in the buildings or other facilities or machinery or equipment located at any of the properties subject to any of the Real Property Leases which would interfere with the continued use and operation of the properties subject to the Real Property Leases as currently used and operated, other than with respect to such defects as would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect.
(b) Each of the Real Property Leases is in full force and effect and is the legal, valid and binding obligation of Sellers, enforceable against them in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium and similar laws affecting creditors’ rights and remedies generally and subject, as to enforceability, to general principles of equity (regardless of whether enforcement is sought in a proceeding at law or in equity).
(c) Except as disclosed in Schedule 5.4(c), no Seller has granted to any other Person any rights, adverse or otherwise, under such Real Property Lease, or sublet, assigned or otherwise conveyed all or any portion of the premises demised under the Real Property Lease or Real Property Lease to any other Person.
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Section 5.5 Intellectual Property.
(a) Schedule 5.5(a) sets forth a true and complete list of all material issuances and registrations and material applications for issuance or registration included in the Purchased Intellectual Property including:
(i) all registered and applied for Trademarks held by, owned or purported to be owned by Sellers and used or held for use in the Business, including for each the applicable trademark or service mark, jurisdiction, application numbers, filing dates, trademark registration numbers and registration dates, as applicable;
(ii) all registered Copyrights held by, owned or purported to be owned by Sellers and used or held for use in the Business, including title, jurisdiction, registration number and registration date;
(iii) issued Patents held by, owned or purported to be owned by Sellers and used or held for use in the Business, including name, jurisdiction, patent number and issuance date; and
(iv) internet domain name registrations, web addresses, web pages, websites and related content, and social media accounts held by, owned or purported to be owned by Sellers and used or held for use in the Business.
(b) Except as set forth in Schedule 5.5(b), no Seller is a to any (i) Intellectual Property In-License that is material to the conduct of the Business, other than non-exclusive licenses for “off-the-shelf”, “clickwrap” and “shrink-wrap” software and other software licenses that are commercially available to the public generally, with annual or onetime license, maintenance, support and other fees of less than $250,000 per annum, (ii) Intellectual Property Out-License that is material to the conduct of the Business, other than non-exclusive licenses of Purchased Intellectual Property in the ordinary course of business that can be terminated by the applicable Seller upon written notice to the applicable third party without penalty or (iii) Intercompany License which is not terminable by the applicable licensing Seller upon written notice to the applicable Seller without penalty.
(c) Except as set forth on Schedule 5.5(c):
(i) Sellers own all Intellectual Property listed on Schedule 5.5(a) and have valid rights in and to, including rights to use, publish, and perform, as applicable, all other Intellectual Property included in the Purchased Assets as such Intellectual Property is used in the Ordinary Course of Business, in each case, free and clear of all Liens other than Permitted Liens and Intellectual Property Licenses.
(ii) The Purchased Intellectual Property is not the subject of any ownership, validity, use, or enforceability challenge or claim received by Sellers in writing or, to Sellers’ Knowledge, any outstanding Order restricting the use by Sellers or any of their Subsidiaries thereof or adversely affecting any of the rights of Sellers or any of their Subsidiaries thereto, except as would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect. 24. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 61 of 197
(iii) No Seller has received any written notice of any default or any event that with notice or lapse of time, or both, would constitute a default under any Intellectual Property License that is a Purchaser Assumed Contract and to which any Seller or any of its Subsidiaries is a party or by which it is bound, except for defaults that would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect. To Sellers’ Knowledge, no Person is violating any Purchased Intellectual Property exclusively licensed to any Seller or any of its Subsidiaries under an Intellectual Property License that is a Purchaser Assumed Contract, except for violations that would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect.
(iv) To Sellers’ Knowledge, (A) no Seller nor any of its Subsidiaries is violating, and since January 1, 2018, has violated, any Intellectual Property rights of any other Person in the operation of the Business, (B) there are no Actions or Legal Proceedings, pending or threatened, concerning any claim that Sellers or any of their Subsidiaries have infringed, diluted, misappropriated, or otherwise violated any Intellectual Property rights of any other Person in the operation of the Business, in each case, except as would not reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect, and (C) no Person is violating, or since January 1, 2018 has violated, the rights of any Seller or any of its Subsidiaries in any Purchased Intellectual Property.
(v) Sellers and their Subsidiaries have used commercially reasonable efforts to protect the confidentiality of any material Trade Secrets and other material confidential and proprietary information included in the Purchased Assets.
(d) Except as described in Schedule 5.5(d), no material breach or violation of any security policies that have been adopted and maintained with respect to any database maintained by the Sellers containing (in whole or in part) Customer Data has occurred in the past two (2) years or is occurring or, to Sellers’ Knowledge, is threatened, and in the past two (2) years there has not been, nor is there currently any unauthorized or illegal use of or access to any of the data or information in any database maintained by the Sellers containing (in whole or in part) Customer Data. Except as set forth on Schedule 5.5(d), Seller has complied, in all material respects, with all of Seller's privacy policies and with all applicable Laws pertaining to privacy or Customer Data.
Section 5.6 Litigation. Except (a) as set forth on Schedule 5.6, (b) for matters before the Bankruptcy Court involving any Seller or any of its Affiliates, and (c) any matters that will otherwise be resolved by the Sale Order without any Liability or restriction applicable to Purchaser or the Purchased Assets, there are no Legal Proceedings pending or, to Sellers’ Knowledge, threatened against any Seller or any of its Subsidiaries, or relating to the Business or any of the Purchased Assets or Assumed Liabilities, before any Governmental Authority, which, if adversely determined, would reasonably be expected to have, individually or in the aggregate, a Seller Material Adverse Effect.
Section 5.7 Financial Advisors. Except as set forth on Schedule 5.7, no Person has acted, directly or indirectly, as a broker, finder or financial advisor for any Seller or any of its Subsidiaries in connection with the transactions contemplated by this Agreement. No Person is entitled to any fee or commission or like payment from Purchaser in respect thereof.
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Section 5.8 No Other Representations or Warranties; Schedules. Except for the representations and warranties contained in this Article V (as modified by the Schedules hereto), no Seller nor any other Person makes any express or implied representation or warranty with respect to Sellers, their Subsidiaries, the Business, the Purchased Assets, the Assumed Liabilities or the transactions contemplated by this Agreement, and Sellers disclaim any other representations or warranties, whether made by Sellers, any Affiliate of Sellers or any of their respective officers, directors, employees, agents or representatives. Except for the representations and warranties contained in this Article V (as modified by the Schedules hereto), Sellers expressly disclaim and negate any representation or warranty, expressed or implied, at common law, by statute, or otherwise, relating to the condition of the Purchased Assets (including any implied or express warranty of merchantability or fitness for a particular purpose). Sellers make no representations or warranties to Purchaser regarding the probable success or profitability of the Business. Seller acknowledges and agrees that neither Purchaser nor any other Person makes any express or implied representation or warranty with respect to Purchaser, the transactions contemplated by this Agreement, or otherwise, except for those representations or warranties set forth in Article VI.
ARTICLE VI
REPRESENTATIONS AND WARRANTIES OF PURCHASER
Purchaser hereby represents and warrants to Sellers as follows:
Section 6.1 Organization and Good Standing. YM is a corporation duly organized, validly existing, in good standing and duly qualified to transact business under the laws of the Province of Ontario and has the requisite power and authority to own, lease and operate its properties and to carry on its business as now conducted. CR 2019 is a limited liability company duly organized, validly existing, in good standing and duly qualified to transact business under the laws of the State of Delaware and has the requisite power and authority to own, lease and operate its properties and to carry on its business as now conducted.
Section 6.2 Authorization of Agreement. Each of YM and CR 2019 has all requisite power, authority and legal capacity to execute and deliver this Agreement, the other Transaction Documents and each other agreement, document, instrument or certificate contemplated by this Agreement or to be executed by such party in connection with the consummation of the transactions contemplated hereby and thereby (the “Purchaser Documents”), to perform its obligations hereunder and thereunder and to consummate the transactions contemplated hereby and thereby. The execution, delivery and performance by Purchaser of this Agreement and each Purchaser Document have been duly authorized by all necessary entity action on behalf of Purchaser. This Agreement has been, and each Purchaser Document will be at or prior to the Closing, duly executed and delivered by Purchaser and (assuming the due authorization, execution and delivery by the other parties hereto and thereto) this Agreement constitutes, and each Purchaser Document when so executed and delivered will constitute, the legal, valid and binding obligations of Purchaser, enforceable against Purchaser in accordance with their respective terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium and similar laws affecting creditors’ rights and remedies generally, and subject, as to enforceability, to general principles of equity, including principles of commercial reasonableness, good faith 26. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 63 of 197
and fair dealing (regardless of whether enforcement is sought in a proceeding at law or in equity).
Section 6.3 No Violation; Consents.
(a) None of the execution and delivery by Purchaser of this Agreement or the Purchaser Documents, the consummation of the transactions contemplated hereby or thereby, or the compliance by Purchaser with any of the provisions hereof or thereof will conflict with, or result in any violation of or default (with or without notice or lapse of time, or both) under, or give rise to a right of termination or cancellation under any provision of (i) the organizational documents of a Purchaser, (ii) any Contract or Permit to which a Purchaser is a party or by which Purchaser or its properties or assets are bound, (iii) any Order of any Governmental Authority applicable to a Purchaser or by which any of the properties or assets of a Purchaser are bound or (iv) any Applicable Law, except in the case of clauses (ii), and (iii) and (iv) as would not reasonably be expected to have a material adverse effect on the ability of Purchaser to consummate the transactions contemplated by this Agreement.
(b) No consent, waiver, approval, Order, Permit or authorization of, or declaration or filing with, or notification to, any Person or Governmental Authority is required on the part of Purchaser in connection with the execution and delivery of this Agreement or the Purchaser Documents, the compliance by Purchaser with any of the provisions hereof or thereof, the consummation of the transactions contemplated hereby or thereby or the taking by Purchaser of any other action contemplated hereby or thereby, except for compliance with the applicable requirements of the HSR Act, or that would not reasonably be expected to have a material adverse effect on the ability of Purchaser to consummate the transactions contemplated by this Agreement.
Section 6.4 Litigation. There are no Legal Proceedings pending or, to the knowledge of Purchaser, threatened against Purchaser, or to which Purchaser is otherwise a party before any Governmental Authority, which, if adversely determined, would reasonably be expected to have a material adverse effect on the ability of Purchaser to consummate the transactions contemplated by this Agreement.
Section 6.5 Financial Capability. Purchaser (a) will have at the Closing sufficient funds available to pay the Purchase Price and any expenses incurred by Purchaser in connection with the transactions contemplated by this Agreement, and (b) will have at the Closing the resources and capabilities (financial or otherwise) to perform its obligations hereunder.
Section 6.6 Bankruptcy. There are no bankruptcy, reorganization or arrangement proceedings pending against, being contemplated by, or to the knowledge of Purchaser, threatened against, Purchaser.
Section 6.7 Financial Advisors. Except as set forth on Schedule 6.7, no Person has acted, directly or indirectly, as a broker, finder or financial advisor for Purchaser in connection with the transactions contemplated hereunder and no Person is entitled to any fee or commission or like payment in respect thereof which would be payable by Sellers.
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Section 6.8 Condition of the Business. Notwithstanding anything contained in this Agreement to the contrary, Purchaser acknowledges and agrees that no Seller is making any representations or warranties whatsoever, express or implied, beyond those expressly given by Sellers in Article V hereof (as modified by the Schedules hereto as supplemented or amended in accordance with Section 8.8), and Purchaser acknowledges and agrees that, except for the representations and warranties contained therein, the Purchased Assets are being transferred on a “where is” and, as to condition, “as is” basis. Purchaser further represents that no Seller or any of its Affiliates or any other Person has made any representation or warranty, express or implied, as to the accuracy or completeness of any information regarding Sellers or any of their Subsidiaries, the Business or the transactions contemplated by this Agreement not expressly set forth in this Agreement, and no Seller, any of their Affiliates or any other Person will have or be subject to any liability to Purchaser or any other Person resulting from the distribution to Purchaser or its Representatives or Purchaser’s use of, any such information, including any confidential memoranda distributed on behalf of Sellers relating to the Business or other publications or data room information provided to Purchaser or its representatives, in connection with the sale of the Business and the Transactions, except in case of Fraud. Purchaser acknowledges that it has conducted to its satisfaction its own independent investigation of the Business and, in making the determination to proceed with the Transactions, Purchaser has relied on the results of its own independent investigation.
Section 6.9 No Other Representations or Warranties. Except for the representations and warranties contained in this Article VI (as modified by the Schedules hereto), neither Purchaser nor any other Person makes any express or implied representation or warranty with respect to Purchaser, the transactions contemplated by this Agreement, or otherwise, and Purchaser disclaims any other representations or warranties, whether made by Purchaser, any Affiliate of Purchaser or any of their respective officers, directors, employees, agents or representatives. Purchaser acknowledges and agrees that none of the Sellers or any other Person makes any express or implied representation or warranty with respect to the Sellers, the Business, the Purchased Assets, the Assumed Liabilities, the transactions contemplated by this Agreement, or otherwise, except for those representations or warranties set forth in Article V.
ARTICLE VII
BANKRUPTCY COURT MATTERS
Section 7.1 Competing Transaction.
(a) This Agreement is subject to approval by the Bankruptcy Court, the fiduciary duties of the Sellers and the consideration by Sellers of higher or better competing bids, including, in consideration of any sale, transfer, liquidation or disposition of the Business or assets of Sellers or their Subsidiaries, or a plan of reorganization or liquidation with respect to the Business or the Purchased Assets (each a “Competing Bid”). Purchaser acknowledges and agrees that subject to the limitations set forth in this Section 7.1, Sellers shall have the responsibility and obligation to respond to any unsolicited inquiries or offers to purchase all or any part of the Purchased Assets or the Business and perform any and all other acts related thereto which are required under the Bankruptcy Code or other Applicable Law, including
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supplying information relating to the Business and the assets of Sellers and its Subsidiaries to such prospective purchasers.
(b) Sellers shall not and shall not permit any of their Subsidiaries to furnish information concerning Sellers, the Business, or the Purchased Assets to any third party, except (i) in the Ordinary Course of Business, (ii) to any Governmental Authority, or (iii) pursuant to a confidentiality agreement entered into between any Seller and such third party. Sellers shall use commercially reasonable efforts to promptly provide, or identify and make available to Purchaser any non-public information concerning Sellers, the Purchased Assets or the Business provided to any other Person after the date hereof which was not previously provided to Purchaser.
(c) Following the date of this Agreement and until such time as this Agreement has been terminated in accordance with its express terms, Sellers shall not, nor shall any of their Subsidiaries authorize or permit any Representative of any Seller to directly or indirectly solicit, initiate or encourage the submission of any offer or proposal concerning any Competing Bid; provided, that, in the event a third party makes a bona fide offer that constitutes a Competing Bid that the Sellers, in accordance with their fiduciary duties, reasonably determine would, if consummated in accordance with its terms, constitute a superior proposal relative to the transactions contemplated hereby, then the Sellers shall be permitted to participate in discussions or negotiations regarding, and furnish to the Person making such Competing Bid and their respective representatives information with respect to, and may take such other action to facilitate the entry into a definitive agreement with respect to, such Competing Bid.
(d) Following the date of the entry of the Sale Order approving this Agreement and until such time as this Agreement has been terminated in accordance with its express terms, Sellers shall not, nor shall any of their Subsidiaries authorize or permit any Representative of any Seller to (i) directly or indirectly solicit, initiate or encourage the submission of any offer or proposal concerning any Competing Bid, or (ii) directly or indirectly participate in any discussions or negotiations regarding, or furnish to any Person any information with respect to, or take any other action to facilitate the making of, any proposal or expression of interest that constitutes or is reasonably likely to lead to a Competing Bid.
ARTICLE VIII
COVENANTS
Section 8.1 Access to Information.
(a) Sellers agree that, prior to the first to occur of the Closing and the termination of this Agreement in accordance with its terms, Purchaser shall be entitled, through its officers, employees and Representatives, to (a) make such reasonable investigation of the properties, businesses and operations of the Business and (b) make such reasonable examination of the books and records of the Business, the Purchased Assets and the Assumed Liabilities as Purchaser reasonably requests and to make extracts and copies of such books and records. Any such investigation and examination shall be conducted during regular business hours upon reasonable advance notice and under reasonable circumstances and Sellers and their Subsidiaries
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shall cooperate fully therein. Purchaser and its Representatives shall reasonably cooperate with Sellers and their Representatives and shall use their reasonable efforts to minimize any disruption to the Business in connection with such investigation and examination. Notwithstanding anything herein to the contrary, no such investigation or examination shall be permitted to the extent that it would require Sellers or any of their Subsidiaries to disclose information subject to attorney-client privilege or conflict with any confidentiality obligations to which such Seller or any of its Subsidiaries is bound. With respect to any material vendor or other strategic partner of Sellers and their Subsidiaries that Purchaser desires to contact prior to Closing, Purchaser shall consult with Sellers and, so long as in Sellers’ reasonable judgment such contact would not be detrimental to the Business, Sellers and their Subsidiaries shall promptly seek and use commercially reasonable efforts to arrange appropriate meetings and telephone conferences with such parties. No investigation by Purchaser prior to or after the date of this Agreement shall diminish or obviate any of the representations, warranties, covenants or agreements of Sellers contained in this Agreement or the Seller Documents. In order that Purchaser may have full opportunity to make such physical, business, accounting and legal review, examination or investigation as it may reasonably request of the affairs of Sellers and their Subsidiaries, Sellers shall cause the officers, employees, consultants, agents, accountants, attorneys and other representatives of Sellers and their Subsidiaries to cooperate fully with such representatives in connection with such review and examination.
(b) So long as the Bankruptcy Cases are pending, following the Closing, Purchaser shall provide Sellers and Sellers’ counsel and other professionals employed in the Bankruptcy Cases with reasonable access, on reasonable prior notice, to all documents relating to the Purchased Assets for the purpose of the continuing administration of the Bankruptcy Cases (including the pursuit of any avoidance, preference or similar actions), which access shall include (i) the right of Sellers’ professionals to copy, at Sellers’ expense, such documents and records as Sellers or Sellers’ may request in furtherance of the purposes described above, and (ii) Purchaser’s copying and delivering to Sellers or Sellers’ professionals such documents or records as Sellers or Sellers’ professionals may request, but only to the extent Sellers or Sellers’ professionals furnish Purchaser with reasonably detailed written descriptions of the materials to be so copied and Sellers reimburse Purchaser for the reasonable and documented out-of-pocket costs and expenses in providing such information.
Section 8.2 Conduct of the Business Pending the Closing.
(a) During the period following the date hereof and until the first to occur of the Closing and the termination of this Agreement in accordance with its terms, except (1) as set forth on Schedule 8.2(a), (2) as required by Applicable Law or Order of the Bankruptcy Court, (3) as otherwise contemplated by this Agreement, or (4) with the prior written consent of Purchaser (which consent shall not be unreasonably withheld or delayed), Sellers shall:
(i) defend and protect the properties and assets included in the Purchased Assets (including any registrations or applications for registration) from infringement, abandonment, or usurpation;
(ii) maintain the Books and Records in accordance with past practice; and
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(iii) comply in all material respects with all Laws applicable to the ownership and use of the Purchased Assets.
(b) During the period following the date hereof and until the first to occur of the Closing and the termination of this Agreement in accordance with its terms, except (1) as set forth on Schedule 8.2(b), (2) as required by Applicable Law or Order of the Bankruptcy Court, (3) as otherwise contemplated by this Agreement, or (4) with the prior written consent of Purchaser (which consent shall not be unreasonably withheld or delayed), Sellers shall not, and shall not permit their Subsidiaries to:
(i) subject any of the Purchased Assets to any Lien, except for Permitted Liens and except for non-exclusive licenses under any Purchased Intellectual Property granted in the Ordinary Course of Business;
(ii) enter into any sublease with respect to any property subject to a Real Property Lease;
(iii) terminate, amend, restate, supplement or waive any rights under any Purchaser Assumed Contracts.
(iv) agree to do anything prohibited by this Section 8.2.
Section 8.3 Consents. Sellers shall use (and shall cause each of their Subsidiaries to use) commercially reasonable efforts, and Purchaser shall reasonably cooperate with Sellers, to obtain at the earliest practicable date all consents and approvals required to consummate the Transactions, including the consents and approvals referred to in Section 5.3(b) and to obtain entry of the Sale Order; provided, however, that neither Sellers nor Purchaser shall be obligated to (a) pay any consideration therefor to any third party from whom consent or approval is requested, or (b) agree to any restrictions on its ability to operate the Business or the Purchased Assets or hold or exercise ownership over the Purchased Assets, or initiate any litigation or Legal Proceedings to obtain any such consent or approval.
Section 8.4 Appropriate Action; Filings.
(a) Through the Closing Date, Sellers and Purchaser shall cooperate with each other and use (and shall cause their respective Affiliates to use) commercially reasonable efforts: (i) to take, or to cause to be taken, all actions, and to do, or to cause to be done, all things reasonably necessary, proper or advisable on its part under this Agreement, Applicable Law or otherwise to consummate and make effective the Transactions, (ii) to obtain promptly from any Governmental Authority any Orders or Permits required to be obtained by Sellers or Purchaser or any of their respective Affiliates in connection with the authorization, execution, delivery and performance of this Agreement and the consummation of the Transactions, (iii) to promptly make all necessary filings and thereafter make any other required submissions with respect to this Agreement and prompt consummation of the Transactions required under Applicable Law, (iv) to defend any and all lawsuits and other proceedings by or before any Governmental Authority challenging this Agreement or the consummation of the Transactions, (v) to cause to be lifted or rescinded any injunction, decree, ruling, order or other action of any Governmental Authority adversely affecting the ability of any of the Parties to consummate the Transactions, 31. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 68 of 197
and (vi) to provide prompt notification to the other Party of any actions pursuant to clauses (i) – (v) of this Section 8.4(a); provided, however, that nothing in this Section 8.4 shall be construed as altering the rights or obligations of Sellers under Section 7.1; provided further, that neither Purchaser nor any Seller shall be obligated to pay any consideration or incur any costs to obtain any approvals or consents from third parties (except for the Bankruptcy Court), whether or not they may be necessary, proper or advisable to consummate the Transactions.
(b) Through the Closing Date, Sellers shall use (and shall cause their Subsidiaries to use) commercially reasonable efforts (subject to receipt of the Sale Order) to promptly obtain all necessary consents and approvals for the assignment and assumption of all of the Purchaser Assumed Contracts.
Section 8.5 Confidentiality. Purchaser acknowledges that Confidential Information (as defined in the Confidentiality Agreement) has been, and in the future will be, provided to it in connection with this Agreement, including under Section 8.1, and is subject to the terms of the confidentiality agreement between Seller Parent and Purchaser, dated as of the date hereof (the “Confidentiality Agreement”), the terms of which are incorporated herein by reference. Purchaser acknowledges and understands that this Agreement may be made available by Sellers to prospective bidders and that such disclosure shall not be deemed to violate any confidentiality obligations owing to Purchaser, whether pursuant to this Agreement, the Confidentiality Agreement or otherwise. Effective upon, and only upon, the Closing, the Confidentiality Agreement shall terminate. Sellers agree that, from and after the Closing, no Seller will and Sellers will cause their Subsidiaries not to disclose to any Person any non-public information relating to Purchaser and its Affiliates, or the Business, including but not limited to the Purchased Assets and the Assumed Liabilities, except as required by Law or as otherwise becomes available in the public domain other than through any action by any Seller in violation of its obligations under this Section 8.5. The provisions of this Section 8.5 shall survive the Closing.
Section 8.6 Preservation of Records; Cooperation. Sellers and Purchaser shall (and shall cause their Affiliates to) preserve and keep in their possession all records held by them on and after the date hereof relating to the Purchased Assets for a period of three (3) years or such longer period as may be required by Applicable Law; (provided, however, that in no event shall Sellers be required to preserve such records after the Bankruptcy Cases are closed) and, on reasonable prior notice, such Party shall make such records and personnel available to the other Party as may reasonably be required by the requesting Party, including in connection with any insurance claims or Legal Proceedings involving the Purchased Assets, or any governmental investigations of Sellers or Purchaser or any of their respective Affiliates related to the Purchased Assets or in order to enable Sellers or Purchaser or any of their respective Affiliates to comply with their respective obligations hereunder and each other agreement, document or instrument contemplated hereby or thereby or otherwise; provided, however, that in no event shall either Party be obligated to provide any information the disclosure of which would jeopardize any privilege available to such Party or any of its Affiliates relating to such information or which would cause such Party or any of its Affiliates to breach a confidentiality obligation to which it is bound. Purchaser further acknowledges that Sellers shall be entitled to copy any such records, at Sellers’ sole cost and expense, and to retain copies of such records, but subject to the terms of this Agreement. After the expiration of any applicable retention period, but only so long as the 32. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 69 of 197
Bankruptcy Cases remain open, before Purchaser shall dispose of any of such records, at least ninety (90) days’ prior written notice to such effect shall be given by Purchaser to Sellers or their successors (or a Person designated by Sellers) and Sellers or their successors (or a Person designated by Sellers) shall have the opportunity (but not the obligation), at their sole cost and expense, to remove and retain all or any part of such records as they may in their sole discretion select. In the event Sellers wish to destroy any records after the Bankruptcy Cases are closed, before Sellers shall dispose of any of such records, at least ninety (90) days’ prior written notice to such effect shall be given by Sellers to Purchaser or its successors (or a Person designated by Purchaser) and Purchaser or its successors (or a Person designated by Purchaser) shall have the opportunity (but not the obligation), at its sole cost and expense, to remove and retain all or any part of such records as it may in its sole discretion select.
Section 8.7 Publicity. Prior to the Closing and without limiting or restricting any Party from making any filing with the Bankruptcy Court with respect to this Agreement or the Transactions, no Party shall issue any press release or public announcement concerning this Agreement or the Transactions without obtaining the prior written approval of the other Party, which approval will not be unreasonably withheld or delayed, unless, in the reasonable judgment of Purchaser or Sellers, disclosure is otherwise required by Applicable Law or by the Bankruptcy Court with respect to filings to be made with the Bankruptcy Court in connection with this Agreement or by the applicable rules of the Securities Exchange Commission or any stock exchange on which Purchaser or such Seller lists securities, provided that the Party intending to make such release shall use its best efforts consistent with such Applicable Law or Bankruptcy Court requirement to consult with the other Party with respect to the text thereof. After the Closing, the Parties may issue public announcements regarding the Transactions so long as such announcements, in the case of announcements made by Sellers, do not disclose the specific terms or conditions of this Agreement or any Transaction Document except where such terms and conditions have already been disclosed as required by Law, applicable stock exchange regulation or in filings that any Seller is required to make in the Bankruptcy Court or office of the United States Trustee; provided, however, that the issuing party shall use its best efforts to consult with the other party with respect to the text thereof.
Section 8.8 Supplements to Schedules. Sellers may in response to any changes or updates to Schedule 1.1(a) by Purchaser, supplement or amend the Schedules provided pursuant to Sections 5.3(b), 5.4(a) 5.5(b) and 5.5, so long as any such supplements or amendments result directly from, and relate to, any such updates by Purchaser to Schedule 1.1(a). Such supplements or amendments shall be effective to cure and correct, for all purposes, any breach of any representation or warranty which would have existed if Sellers had not made such supplements or amendments. Any such supplements or amendments shall be effective upon delivery to Purchaser of such supplements or amendments. All references to Schedules that are supplemented or amended pursuant to this Section 8.8 shall be deemed to be a reference to such Schedule as supplemented or amended.
Section 8.9 Further Assurances.
(a) Each Seller and Purchaser shall use its commercially reasonable efforts to (i) take all actions necessary or appropriate to consummate the Transactions and (ii) cause the
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fulfillment at the earliest practicable date of all of the conditions to their respective obligations to consummate the Transactions.
(b) Effective upon the Closing and subject to the terms and conditions set forth in the Sales Order and the Store Closing Order, the Purchaser shall grant, and does hereby grant to the Sellers and any agents engaged by or on behalf of the Sellers with respect to the Store Closing Sales Order, a royalty free license of the Intellectual Property included in the Purchased Intellectual Property for the purposes of conducting such Store Closing Sales in accordance with the Store Closing Sales Order and the Agency Agreement.
(c) From and after the Closing, Purchaser shall conduct operations at Stores that are subject to Real Property Leases that constitute Purchaser Assumed Contracts as “Charlotte Russe” stores or under another name or use that is in compliance with the Real Property Lease(s) or with the consent of the applicable landlord with respect to such Real Property Lease.
(d) Within ten (10) Business Days following the Closing Date, Seller Parent shall, and shall cause each of the Sellers to, file such amendments to its formation or organizational documents with the relevant Governmental Body in its jurisdiction of formation or organization and, where appropriate, those jurisdictions in which it is qualified to do business, as are necessary in order that the names (including trade names and d/b/a’s) of each Seller no longer include the words “Charlotte Russe” and cause the caption of the Bankruptcy Cases to reflect such change of name. Purchaser shall pay or reimburse Sellers for the costs of such filings.
Section 8.10 Tax Matters.1
(a) All sales, transfer, filing, recordation, registration, documentary, stamp, and similar Taxes and fees arising from the Transactions (collectively, “Transfer Taxes”), whether levied on Purchaser or Sellers, shall be paid by Purchaser.
(b) Purchaser shall prepare at Purchaser’s expense, with Sellers’ cooperation, any necessary Tax Returns and other documentation with respect to any Transfer Taxes, and the party required by law to file such Tax Return shall timely do so.
ARTICLE IX
CONDITIONS TO CLOSING
Section 9.1 Conditions Precedent to Obligations of Purchaser. The obligation of Purchaser to consummate the transactions contemplated by this Agreement is subject to the fulfillment, on or prior to the Closing Date, of each of the following conditions (any or all of which may be waived by Purchaser, in its sole discretion, in whole or in part to the extent permitted by Applicable Law):
1 Subject to tax specialist review. 34. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 71 of 197
(a) the representations and warranties of Sellers set forth in this Agreement shall be true and correct at and as of the Closing, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and correct on and as of such earlier date); provided, however, that in the event of a breach of a representation or warranty other than a representation or warranty qualified by materiality or Seller Material Adverse Effect, the condition set forth in this Section 9.1(a) shall be deemed satisfied unless the effect of all such breaches of representations and warranties taken together results in a Seller Material Adverse Effect, and Purchaser shall have received a certificate signed by an authorized officer of each Seller (in form and substance reasonably satisfactory to Purchaser), dated the Closing Date, to such effect;
(b) Sellers shall have performed and complied in all material respects with all obligations and agreements required in this Agreement to be performed or complied with by them prior to the Closing Date, and Purchaser shall have received a certificate signed by an authorized officer of each Seller, dated the Closing Date, to the forgoing effect; and
(c) Sellers shall have delivered, or caused to be delivered, to Purchaser all of the items set forth in Section 4.2.
Section 9.2 Conditions Precedent to Obligations of Sellers. The obligations of Sellers to consummate the transactions contemplated by this Agreement are subject to the fulfillment, prior to or on the Closing Date, of each of the following conditions (any or all of which may be waived by Sellers, in their sole discretion, in whole or in part to the extent permitted by Applicable Law):
(a) the representations and warranties of Purchaser set forth in this Agreement shall be true and correct at and as of the Closing, except to the extent such representations and warranties expressly relate to an earlier date (in which case such representations and warranties shall be true and correct on and as of such earlier date); provided, however, that in the event of a breach of a representation or warranty other than a representation or warranty qualified by materiality or material adverse effect, the condition set forth in this Section 9.2(a) shall be deemed satisfied unless the effect of all such breaches of representations and warranties taken together results in a material adverse effect on the ability of Purchaser to consummate the transactions contemplated by this Agreement, and Sellers shall have received a certificate signed by an authorized officer of Purchaser (in form and substance reasonably satisfactory to Sellers), dated the Closing Date, to such effect;
(b) Purchaser shall have performed and complied in all material respects with all obligations and agreements required by this Agreement to be performed or complied with by Purchaser on or prior to the Closing Date, and Sellers shall have received a certificate signed by an authorized officer of Purchaser, dated the Closing Date, to the foregoing effect;
(c) Purchaser shall have paid in full or otherwise satisfied, or provided adequate assurance that it will promptly pay or satisfy, all Cure Costs with respect to the Purchaser Assumed Contracts set forth on Schedule 1.1(b) prior to or on the Closing Date; and
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(d) Purchaser shall have delivered, or caused to be delivered, to Sellers all of the items set forth in Section 4.3.
Section 9.3 Conditions Precedent to Obligations of Purchaser and Sellers. The respective obligations of Purchaser and Sellers to consummate the transactions contemplated by this Agreement are subject to the fulfillment, on or prior to the Closing Date, of each of the following conditions (any or all of which may be waived by Purchaser and Sellers in whole or in part to the extent permitted by Applicable Law):
(a) there shall not be in effect any Law or Order by a Governmental Authority of competent jurisdiction restraining, enjoining or otherwise prohibiting the consummation of the Transactions; and
(b) the Bankruptcy Court shall have entered the Sale Order and such Order shall be in full force and effect and shall not have been reversed, modified, amended or stayed.
Section 9.4 Frustration of Closing Conditions. Neither Sellers nor Purchaser may rely on the failure of any condition set forth in Section 9.1, Section 9.2 or Section 9.3, as the case may be, if such failure was caused by such Party’s failure to comply with any provision of this Agreement.
ARTICLE X
LIMITATIONS
Section 10.1 Purchaser’s Review.
(a) No Reliance. Purchaser has had the opportunity to ask questions, and has received sufficient answers, in connection with its decision to enter into this Agreement, and to consummate the Transactions. In connection with the execution and delivery of this Agreement and the consummation of the Transactions, Purchaser has not relied upon, and Purchaser expressly waives and releases Sellers from any Liability for any claims relating to or arising from, any representation, warranty, statement, advice, document, projection, or other information of any type provided by Sellers or their Affiliates or any of their respective Representatives, except for those representations and warranties expressly set forth in Article V or any Transaction Document executed and delivered by the Sellers pursuant to Section 4.2. In deciding to enter into this Agreement, and to consummate the Transactions, Purchaser has relied solely upon its own knowledge, investigation, judgment and analysis (and that of its Representatives) and not on any disclosure or representation made by, or any duty to disclose on the part of, Sellers or their Affiliates or any of their respective Representatives, other than the express representations and warranties of Seller set forth in Article V.
(b) Limited Duties. Any and all duties and obligations which any Party may have to any other Party with respect to or in connection with the Purchased Assets, this Agreement or the Transactions are limited to those specifically set forth in this Agreement. Neither the duties nor obligations of any Party, nor the rights of any Party, shall be expanded beyond the terms of this Agreement on the basis of any legal or equitable principle or on any other basis whatsoever. 36. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 73 of 197
Section 10.2 No Exemplary or Punitive Damages. NO PARTY (OR ITS AFFILIATES OR REPRESENTATIVES) SHALL, UNDER ANY CIRCUMSTANCE, BE LIABLE TO THE OTHER PARTY (OR ITS AFFILIATES OR REPRESENTATIVES) FOR ANY CONSEQUENTIAL, INCIDENTAL, INDIRECT, SPECIAL, EXEMPLARY OR PUNITIVE DAMAGES CLAIMED BY SUCH OTHER PARTY UNDER THE TERMS OF OR DUE TO ANY BREACH OF THIS AGREEMENT, INCLUDING LOSS OF REVENUE OR INCOME, DAMAGES BASED ON ANY MULTIPLIER OF PROFITS OR OTHER VALUATION METRIC, COST OF CAPITAL, DIMINUTION OF VALUE OR LOSS OF BUSINESS REPUTATION OR OPPORTUNITY.
ARTICLE XI
MISCELLANEOUS
Section 11.1 Survival of Representations, Warranties, Covenants and Agreements. The representations and warranties of any Party made herein, in any Transaction Document or in any other instrument delivered pursuant to this Agreement shall terminate at the Closing, or upon termination of this Agreement pursuant to Section 4.4, and, following the Closing or the termination of this Agreement, as the case may be, there shall be no Liability in respect thereof on the part of any Party or any of its Representatives. Except with respect to covenants or agreements which are to be performed on or prior to the Closing, all covenants and agreements contained in this Agreement shall survive the Closing in accordance with their respective terms; provided, that any covenant or agreement contained herein whose survival is not limited by its terms shall survive until fully performed in accordance with its terms.
Section 11.2 Remedies.
(a) Notwithstanding anything in this Agreement to the contrary, the Parties acknowledge and agree that the following remedies shall be available upon the following occurrences:
(i) the sole remedy available to Purchaser in the event of Sellers’ breach of this Agreement shall be to terminate this Agreement pursuant to and to the extent permitted by Section 4.4, and to receive the return of the Deposit, and the Purchaser shall be entitled to receive the return of the Deposit if and only if this Agreement is terminated by (A) the parties pursuant to Section 4.4(b); (B) Purchaser pursuant to Section 4.4(b), Section 4.4(c), Section 4.4(d), Section 4.4(e) or Section 4.4(f), or (C) Sellers pursuant to (x) Section 4.4(b), unless the Closing did not occur on or before the Outside Date solely as a result of Purchaser’s material breach of its obligations under this Agreement or (y) Section 4.4(d); and
(ii) the sole remedy available to Sellers in the event of Purchaser’s breach of this Agreement shall be to terminate this Agreement pursuant to and to the extent permitted by (A) Section 4.4(b) in the event that Closing does not occur on or before the Outside Date solely as a result of Purchaser’s material breach of its obligations under this Agreement (including payment of the Closing Date Payment pursuant to Section 3.3) or (B) Section 4.4(g), and in connection therewith to receive the Deposit, to the extent provided in Section 3.2(b), as liquidated damages.
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(b) The Parties acknowledge and agree that no Party shall have the right to seek injunctive or other similar relief to prevent or remedy any breach or purported breach hereof, except the retention or delivery of the Deposit as provided in Section 3.2(b) and in the Escrow Agreement.
Section 11.3 Expenses. Except as otherwise set forth in this Agreement, each Party shall bear its own expenses (including attorneys’ fees) incurred in connection with the negotiation and execution of this Agreement and each other agreement, document and instrument contemplated hereby and the consummation of the Transactions contemplated hereby and thereby; provided, however, Purchaser shall bear sole responsibility for any UCC-3 filing fees, real estate, title recording or filing fees and other amounts payable in respect of transfer filings in connection with the transactions contemplated by this Agreement.
Section 11.4 Non-Recourse. The Parties acknowledge and agree that no past, present or future director, officer, employee, incorporator, member, partner, stockholder, agent, attorney, Representative or Affiliate of the Parties to this Agreement, in such capacity, shall have any liability for any obligations or liabilities of Purchaser or Sellers, as applicable, under this Agreement or for any claim based on, in respect of, or by reason of, the Transactions.
Section 11.5 Submission to Jurisdiction.
(a) Without limiting any Party’s right to appeal any Order of the Bankruptcy Court, (i) the Bankruptcy Court shall retain exclusive jurisdiction to enforce the terms of this Agreement and to decide any claims or disputes among the Parties which may arise or result from, or be connected with, this Agreement, any breach or default hereunder, or the Transactions, and (ii) any and all Actions related to the foregoing shall be filed and maintained only in the Bankruptcy Court, and the Parties hereby consent to and submit to the jurisdiction and venue of the Bankruptcy Court for such purposes and shall receive notices at such locations as indicated in Section 11.10; provided, however, that if the Bankruptcy Cases have been fully and finally dismissed and the Bankruptcy Court declines jurisdiction, the Parties agree to and hereby unconditionally and irrevocably submit to the exclusive jurisdiction of the United States District Court for the District of Delaware sitting in New Castle County.
(b) The Parties hereby unconditionally and irrevocably waive, to the fullest extent permitted by Applicable Law, any objection which they may now or hereafter have to the laying of venue of any dispute arising out of or relating to this Agreement or any of the Transactions brought in any court specified in subsection (a) above, or any defense of inconvenient forum for the maintenance of such dispute. Each of the Parties agrees that a judgment in any such dispute may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by Law.
(c) Each of the Parties hereby consents to process being served by any Party in any suit, Action or proceeding by the mailing of a copy thereof in accordance with the provisions of Section 11.10; provided, however, that such service shall not be effective until the actual receipt thereof by the Party being served.
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Section 11.6 Waiver of Jury Trial. THE PARTIES HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVE, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT THAT THEY MAY HAVE TO TRIAL BY JURY OF ANY CLAIM OR CAUSE OF ACTION, OR IN ANY PROCEEDING, DIRECTLY OR INDIRECTLY BASED UPON OR ARISING OUT OF THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY (WHETHER BASED ON CONTRACT, TORT, OR ANY OTHER THEORY). EACH PARTY (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT, OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTY HAS BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 11.5.
Section 11.7 Authorization of Seller Parent as Representative of Sellers.
(a) By entering into and executing this Agreement, Sellers irrevocably make, constitute and appoint Seller Parent as their agent, effective as of the date hereof, and authorize and empower Seller Parent to fulfill the role of Sellers’ representative hereunder, and each Seller appoints Seller Parent as such Person’s true and lawful attorney in fact and agent, for such Person and in such Person’s name, place and stead for all purposes necessary or desirable in order for Seller Parent to take all actions contemplated by this Agreement, with the ability to execute and deliver all instruments, certificates and other documents of every kind incident to the foregoing to all intents and purposes and with the same effect as such Seller could do personally, including to give and receive notices and communications; to object to such deliveries, to agree to, negotiate, enter into settlements and compromises of, and comply with orders of courts with respect to such claims; and to take all actions necessary or appropriate in the judgment of Seller Parent for the accomplishment of the foregoing. The dissolution, liquidation, insolvency or bankruptcy of any Seller shall not terminate the authority and agency of Seller Parent as each Seller’s representative pursuant to this Section 11.6. The power of attorney granted in this Section 11.6 is coupled with an interest and is irrevocable.
(b) Purchaser shall be entitled to rely exclusively upon any communication given or other action taken by Seller Parent pursuant to this Agreement, and shall not be liable for any action taken or not taken in good faith reliance on a communication or other instruction from Seller Parent.
Section 11.8 Time of Essence. With regard to all dates and time periods set forth or referred to in this Agreement, time is of the essence.
Section 11.9 Entire Agreement; Amendments and Waivers. This Agreement (including the Schedules and Exhibits hereto) and the other Transaction Documents represent the entire understanding and agreement between the Parties with respect to the subject matter hereof and supersedes all prior discussions and agreements between the Parties with respect to the subject matter hereof. This Agreement can be amended, supplemented or changed, and any provision hereof can be waived, only by written instrument making specific reference to this Agreement signed by the Party against whom enforcement of any such amendment, supplement,
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modification or waiver is sought. No action taken pursuant to this Agreement, including any investigation by or on behalf of any Party, shall be deemed to constitute a waiver by the Party taking such action of compliance with any representation, warranty, covenant or agreement contained herein. The waiver by any Party of a breach of any provision of this Agreement shall not operate or be construed as a further or continuing waiver of such breach or as a waiver of any other or subsequent breach. No failure on the part of any Party to exercise, and no delay in exercising, any right, power or remedy hereunder shall operate as a waiver thereof, nor shall any single or partial exercise of such right, power or remedy by such Party preclude any other or further exercise thereof or the exercise of any other right, power or remedy.
Section 11.10 Governing Law. THIS AGREEMENT, THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER, AND ANY CLAIM OR CONTROVERSY (WHETHER BASED ON CONTRACT, TORT, OR ANY OTHER THEORY) DIRECTLY OR INDIRECTLY BASED UPON OR ARISING OUT OF THIS AGREEMENT OR THE NEGOTIATION, EXECUTION OR PERFORMANCE OF THIS AGREEMENT (INCLUDING ANY CLAIM OR CAUSE OF ACTION BASED UPON, ARISING OUT OF OR RELATED TO ANY REPRESENTATION OR WARRANTY MADE IN OR IN CONNECTION WITH THIS AGREEMENT OR AS AN INDUCEMENT TO ENTER INTO THIS AGREEMENT), INCLUDING ALL MATTERS OF CONSTRUCTION, VALIDITY AND PERFORMANCE, SHALL IN ALL RESPECTS BE GOVERNED BY AND INTERPRETED, CONSTRUED, AND DETERMINED IN ACCORDANCE WITH THE INTERNAL LAWS OF THE STATE OF DELAWARE (WITHOUT REGARD TO ANY CONFLICT OF LAWS PROVISION THAT WOULD REQUIRE THE APPLICATION OF THE LAW OF ANY OTHER JURISDICTION) AND, TO THE EXTENT APPLICABLE, THE BANKRUPTCY CODE.
Section 11.11 Notices. All notices and other communications under this Agreement shall be in writing and shall be deemed duly given (i) when delivered personally or by prepaid overnight courier, with a record of receipt, (ii) the fourth day after mailing if mailed by certified mail, return receipt requested, or (iii) the day of transmission, if sent by electronic mail during regular business hours or the Business Day after transmission, if sent after regular business hours (with a copy promptly sent by prepaid overnight courier with record of receipt or by certified mail, return receipt requested), to the Parties at the following addresses or facsimile numbers (or to such other address or facsimile number as a Party may have specified by notice given to the other Parties pursuant to this Section 11.10):
If to Sellers:
Charlotte Russe Holdings Corporation 5910 Pacific Center Boulevard, Suite 120 San Diego, CA 92121 E-mail: [email protected] Attention: Heather Weinmann, Controller
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With a copy to:
Cooley LLP 1114 Avenue of the Americas New York, NY 10036 E-mail: [email protected] [email protected] Attention: Seth Van Aalten David Silverman
If to Purchaser:
c/o YM Inc. (Sales) 50 Dufflaw Road Toronto, ON M6A 2W1 E-mail: [email protected] Attention: Leigh A. Lampert
With a copy to:
Goulston & Storrs PC 400 Atlantic Avenue Boston, MA 02110 E-mail: [email protected] [email protected] Attention: Douglas B. Rosner Gregory O. Kaden
Section 11.12 Severability. If any term or provision of this Agreement is invalid, illegal or incapable of being enforced by Law or public policy, all other terms and provisions hereof shall nevertheless remain in full force and effect so long as the legal substance of the Transactions is not affected in any manner materially adverse to any Party. Upon such determination that any term or provision is invalid, illegal or incapable of being enforced, the Parties shall negotiate in good faith to modify this Agreement so as to effect the original intent of the Parties as closely as possible in an acceptable manner in order that the Transactions are consummated as originally contemplated to the greatest extent possible.
Section 11.13 No Right of Set-Off. Purchaser for itself and for its Affiliates, successors and assigns hereby unconditionally and irrevocably waives any rights of set-off, netting, offset, recoupment, or similar rights that Purchaser or any of its Affiliates, successors and assigns has or may have with respect to the payment of the Purchase Price or any other payments to be made by Purchaser pursuant to this Agreement or any other document or instrument delivered by Purchaser in connection herewith.
Section 11.14 Binding Effect; Assignment. This Agreement shall be binding solely upon and inure to the benefit of the Parties and their respective successors and permitted assigns. Nothing in this Agreement shall create or be deemed to create any third party beneficiary rights 41. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 78 of 197
in any Person not a Party to this Agreement except to the extent provided in Section 11.4. No assignment of this Agreement or of any rights or obligations hereunder may be made by any Party (by operation of law or otherwise) without the prior written consent of the other Party and any attempted assignment without the required consents shall be void; provided, however, that (i) prior to the Closing, Purchaser may assign this Agreement and any or all rights or obligations hereunder (including Purchaser’s right to purchase the Purchased Assets and assume the Assumed Liabilities) to any Affiliate of Purchaser and (ii) after the Closing, Purchaser (or its permitted assignee) shall have the right to assign its rights and/or delegate its obligations hereunder (A) to any Affiliates, (B) to any financing sources for collateral purposes or (C) to any subsequent purchaser of all or any portion of the stock or assets of Purchaser or the Business; provided, that such assignment shall not relieve Purchaser of any obligation set forth in this Agreement. Upon any such permitted assignment, the references in this Agreement to Purchaser shall also apply to any such assignee unless the context otherwise requires.
Section 11.15 Counterparts. This Agreement may be executed and delivered (including by electronic transmission) in any number of counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
[The Remainder of This Page Is Intentionally Left Blank.]
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the date first written above by their respective officers thereunto duly authorized.
PURCHASER:
YM INC. (SALES)
By:______. Name: Title: CR (2019)÷÷hhy LLC
By:______ishhnyEe . Name: ¥" Title:
[Signature Page to Asset Purchase Agreement] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 80 of 197
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the date first written above by their respective officers thereunto duly authorized.
SELLERS: CHARLOTTE RUSSE HOLDINGS CORPORATION
By:______Name: Title: CHARLOTTE RUSSE HOLDING, INC.
By:______Name: Title: CHARLOTTE RUSSE INTERMEDIATE CORPORATION
By:______Name: Title: CHARLOTTE RUSSE ENTERPRISE, INC.
By:______Name: Title: CHARLOTTE RUSSE, INC.
By:______Name: Title: CHARLOTTE RUSSE MERCHANDISING, INC.
By:______Name: Title:
[Signature Page to Asset Purchase Agreement] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 81 of 197
CHARLOTTE RUSSE ADMINISTRATION, INC.
By:______Name: Title:
[Signature Page to Asset Purchase Agreement] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 82 of 197
Schedule 1.1(a)
Purchaser Assumed Contracts
[See attached.] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 83 of 197
Schedule 1.1(a) Purchaser Assumed Contracts
Lessor: Brookfield Properties REIT Lessor: Simon Property Group, L.P.
Store # Mall State Store # Mall State 1 32 Tucson Mall AZ 1 49 Arizona Mills AZ 2 102 Park Place AZ 2 597 San Francisco Premium Outlets CA 3 40 Valley Plaza Mall CA 3 34 Montebello Town Center CA 4 33 Northridge Fashion Ctr CA 4 15 Brea Mall CA 5 35 Glendale Galleria CA 5 38 Ontario Mills Mall CA 6 780 Galleria at Tyler CA 6 239 Gilroy Premium Outlets CA 7 1 The Shoppes at Carlsbad CA 7 559 Vacaville Premium Outlets CA 8 133 NewPark Mall CA 8 97 Florida Mall, The FL 9 12 Chula Vista Center* CA 9 163 Avenues, The FL 10 350 West Valley Mall CA 10 276 Cordova Mall FL 11 248 Buckland Hills, The Shoppes at CT 11 71 Coral Square Mall FL 12 492 Brass Mill CT 12 74 Tyrone Square FL 13 270 Pembroke Lakes Mall FL 13 412 Sawgrass Mills FL 14 337 Governor's Square FL 14 458 Orlando Premium Outlet - International Drive FL 15 142 Altamonte Mall FL 15 560 Orlando Premium Outlet - Vineland Ave FL 16 448 Coastland Center FL 16 521 Ellenton Premium Outlets FL 17 773 The Oaks Mall FL 17 758 Orland Square Mall IL 18 383 Lakeland Square Mall FL 18 126 Woodfield IL 19 338 Cumberland Mall GA 19 451 South Shore Plaza MA 20 78 Perimeter Mall GA 20 138 Emerald Square MA 21 476 River Crossing GA 21 230 Auburn Mall MA 22 332 Oglethorpe Mall GA 22 228 Square One Mall MA 23 449 Augusta GA 23 752 Solomon Pond Mall MA 24 387 North Point GA 24 90 Concord Mills NC 25 331 Peachtree Mall GA 25 91 Jersey Gardens NJ 26 508 Market Place-IL IL 26 309 Newport Centre NJ 27 772 Natick Mall MA 27 352 Ocean County NJ 28 98 River Town Crossings MI 28 201 Rockaway Townsquare NJ 29 475 Taylor-MI MI 29 194 Livingston Mall NJ 30 445 Crossroads-MI MI 30 288 Meadowood Mall NV 31 807 Willowbrook Mall NJ 31 292 Las Vegas Premium Outlets North NV 32 196 Paramus Park NJ 32 218 Las Vegas Premium Outlets South NV 33 437 Monmouth NJ 33 61 Roosevelt Field NY 34 193 Coronado Center NM 34 141 Smith Haven Mall NY 35 307 Fashion Outlets of Las Vegas NV 35 386 Lehigh Valley PA 36 29 Meadows Mall NV 36 250 Springfield Mall PA 37 343 Park City Center PA 37 83 Franklin Mills PA 38 94 Providence Place RI 38 469 Philadelphia Outlets PA 39 179 Baybrook Mall TX 39 557 Crossings Premium Outlets, The PA 40 122 Stonebriar Centre TX 40 114 Plaza Carolina Pu.Ri. 41 130 Town East Mall TX 41 275 Wolfchase Galleria TN 42 176 Parks at Arlington, The TX 42 113 Opry Mills TN 43 573 La Cantera TX 43 534 Midland Park TX 44 428 First Colony TX 44 121 La Plaza Mall TX 45 207 Deerbrook Mall TX 45 244 Houston Galleria TX 46 774 The Woodlands Mall TX 46 366 Firewheel Town Center TX 47 836 Willowbrook Mall TX 47 45 Grapevine Mills TX 48 402 Hulen Mall TX 48 477 Houston Outlets TX 49 177 Lynnhaven Mall VA 49 564 Allen Premium Outlets TX 50 455 Chesterfield-VA VA 50 589 Grand Prairie Outlets TX
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Schedule 1.1(b)
Excluded Contracts
Lease dated January 29, 2010 (as amended by that certain First Amendment to Lease dated as of March 1, 2010 and that certain Second Amendment to Lease dated as of February 9, 2011), between 1900 Bryant Street Investors, LLC, as lessor and Charlotte Russe, Inc., as lessee, covering certain premises located at 2828 18th Street, San Francisco, California
Asset Purchase Agreement dated March 12, 2019 by and among Charlotte Russe Holdings Corporation, Mamiye Brothers, Inc., and Mamiye Brothers IP Holdings LLC
Magento, Inc. Peek Platform Enterprise Edition End User License Agreement Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 85 of 197
Schedule 5.3(a)
No Violation
Second Amended and Restated Credit Agreement, dated as of May 22, 2013 by and among Charlotte Russe Holding, Inc., Charlotte Russe, Inc., as borrower, Charlotte Russe Merchandising, Inc. and Charlotte Russe Administration, Inc., as guarantors, Bank of America, N.A., as agent, and the lenders party thereto
Amended and Restated Credit Agreement dated as of May 22, 3013, which was amended and restated effective February 2, 2018 by and among by and among Charlotte Russe Holding, Inc., Charlotte Russe, Inc., as borrower, Charlotte Russe Merchandising, Inc. and Charlotte Russe Administration, Inc., as guarantors, and Jefferies Finance LLC as lead arranger, administrative agent, and collateral agent, and the lenders party thereto Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 86 of 197
Schedule 5.3(b)
Consents
Second Amended and Restated Credit Agreement, dated as of May 22, 2013 by and among Charlotte Russe Holding, Inc., Charlotte Russe, Inc., as borrower, Charlotte Russe Merchandising, Inc. and Charlotte Russe Administration, Inc., as guarantors, Bank of America, N.A., as agent, and the lenders party thereto
Amended and Restated Credit Agreement dated as of May 22, 3013, which was amended and restated effective February 2, 2018 by and among by and among Charlotte Russe Holding, Inc., Charlotte Russe, Inc., as borrower, Charlotte Russe Merchandising, Inc. and Charlotte Russe Administration, Inc., as guarantors, and Jefferies Finance LLC as lead arranger, administrative agent, and collateral agent, and the lenders party thereto Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 87 of 197
Schedule 5.4(a)
Real Property Leases
[See attached.] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 88 of 197
Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
1. SF Office Charlotte Russe, Inc. 1265 575 Florida Street, San 1900 Bryant Bryant Street Investors, LLC c/o 5910 Pacific Center Francisco, CA 94110 Street Investors, Bryant Street Management Company, Blvd. Suite 120 LLC Inc. 2352 Post Street, Suite 200 San San Diego, CA Francisco CA 94115 92121 2. SD Office Charlotte Russe, Inc. 1260 5910 Pacific Center Blvd., G&I VIII Sorrento G&I VIII Sorrento LP c/o Cypress Asset 5910 Pacific Center San Diego, CA 92121 LP Management, Inc. 10650 Treena Blvd. Suite 120 (Suites 120 and 200) Street, Suite 109 San Diego CA 92131 San Diego, CA 92121 3. DC Charlotte Russe 1801 1175 Est Francis Street, Prologis USLV NewCA 1, LLC 2817 East Cedar Merchandising Inc. Ontario, CA 91761 Street Suite 200 Ontario CA 91761 5910 Pacific Center Blvd. Suite 120 San Diego, CA 92121
4. LA Office Charlotte Russe, Inc. 1138 110 East Ninth Street, Calmart Sub I, LLC Calmart Sub I, LLC, 110 East Ninth 5910 Pacific Center Suite A757, Street, Auite A727, Los Angeles, CA Blvd. Suite 120 Los Angeles, CA 90079 90079 San Diego, CA 92121 5. CR Store Charlotte Russe, Inc. 1 The Shoppes at Carlsbad 2525 Brookfield RPI Carlsbad, LP c/o Brookfield 5910 Pacific Center El Camino Real, Space #261 Properties Properties ® LLC 200 Vesey Street, Blvd. Suite 120 Carlsbad CA 92008 25th Floor New York NY 10281 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
6. CR Store Charlotte Russe, Inc. 2 Mission Valley 1640 Camino Westfield Corp. Mission Valley Shoppingtown LLC 5910 Pacific Center Del Rio North, Space #237 San 2049 Century Park East, 41st Floor Blvd. Suite 120 Diego CA 92108 Los Angeles CA 90067 San Diego, CA 92121 7. CR Store Charlotte Russe, Inc. 4 Parkway 627 Parkway Plaza Starwood Starwood Retail Property 5910 Pacific Center El Cajon CA 92020 Management, LLC One East Wacker Blvd. Suite 120 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 8. CR Store Charlotte Russe, Inc. 6 Plaza Bonita 3030 Plaza Westfield Corp. Plaza Bonita LP 2049 Century Park 5910 Pacific Center Bonita Road, Space #1256 East, 41st Floor Los Angeles CA 90067 Blvd. Suite 120 National City CA 91950 San Diego, CA 92121 9. CR Store Charlotte Russe, Inc. 9 North County Fair 200 East Westfield Corp. EWH Escondido Associates, L.P. 2049 5910 Pacific Center Via Rancho Parkway, Space Century Park East, 41st Floor Los Blvd. Suite 120 #329 Escondido CA 92025 Angeles CA 90067 San Diego, CA 92121 10. CR Store Charlotte Russe, Inc. 12 Chula Vista Center* 555 Brookfield Chula Vista Center, LP, c/o Brookfield 5910 Pacific Center Broadway, Space #1034 Chula Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 Vista CA 91910 25th Floor New York NY 10281 San Diego, CA 92121 11. CR Store Charlotte Russe, Inc. 15 Brea Mall 1118A Brea Mall Simon The Retail Property Trust C/O M.S. 5910 Pacific Center Brea CA 92821 Management Associates, Inc. 225 W. Blvd. Suite 120 Washington Street Indianapolis IA San Diego, CA 46204-3439 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
12. CR Store Charlotte Russe, Inc. 21 Lakewood Center 78 Macerich Macerich Property Management 5910 Pacific Center Lakewood Center Lakewood Company, LLC Agent for Macerich Blvd. Suite 120 CA 90712 Lakewood LP San Diego, CA 401 Wilshire Boulevard, Suite 700 92121 Santa Monica CA 90401 13. CR Store Charlotte Russe, Inc. 25 Moreno Valley Mall 22500 International Moreno Valley Mall Holding,LLC 5910 Pacific Center Town Circle, Space #1138 Growth Properties 22500 Town Circle, Suite 1206 Blvd. Suite 120 Moreno Valley CA 92553 Moreno Valley CA 92553 San Diego, CA 92121 14. CR Store Charlotte Russe, Inc. 27 West Covina 735 Plaza Drive Starwood Starwood Retail Property 5910 Pacific Center West Covina CA 91790 Management, LLC One East Wacker Blvd. Suite 120 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 15. CR Store Charlotte Russe, Inc. 28 Topanga 6600 Topanga Westfield Corp. Westfield Topanga Owner, LP 2049 5910 Pacific Center Canyon Blvd., Space #45 Century Park East, 41st Floor Los Blvd. Suite 120 Canoga Park CA 91303 Angeles CA 90067 San Diego, CA 92121 16. CR Store Charlotte Russe, Inc. 29 Meadows Mall 4300 Brookfield GGP Meadows Mall L.L.C., c/o 5910 Pacific Center Meadows Lane, Suite #1460 Properties Meadows Mall 350 N. Orleans St., Blvd. Suite 120 Las Vegas NV 89107 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 17. CR Store Charlotte Russe, Inc. 30 Arrowhead Towne Center Macerich Arrowhead Towne Center LLC c/o 5910 Pacific Center 7700 W. Arrowhead Town Macerich P.O. Box 2172, 401 Wilshire Blvd. Suite 120 Center, Space #1097 Glendale Boulevard, Suite 700 Santa Monica San Diego, CA AZ 85308 CA 90407 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
18. CR Store Charlotte Russe, Inc. 32 Tucson Mall 4500 North Brookfield GGP-TUCSON MALL L.L.C. c/o Tucson 5910 Pacific Center Oracle Road, Space #173 Properties Mall 350 N. Orleans St., Suite 300 Blvd. Suite 120 Tucson AZ 85705 Chicago IL 60654-1607 San Diego, CA 92121 19. CR Store Charlotte Russe, Inc. 33 Northridge Fashion Ctr 9301 Brookfield GGP NORTHRIDGE FASHION CENTER, 5910 Pacific Center Tampa Avenue, Space #9 Properties LP c/o Northridge Fashion Center 350 Blvd. Suite 120 Northridge CA 91324 N. Orleans St., Suite 300 Chicago IL San Diego, CA 60654-1607 92121 20. CR Store Charlotte Russe, Inc. 34 Montebello Town Center Simon Montebello Town Center Investors, 5910 Pacific Center 1843 Montebello Town LLC Blvd. Suite 120 Center, Space #C-05 c/o Simon Property Group, Inc., 225 San Diego, CA Montebello CA 90640 West Washington Street Indianapolis 92121 IN 46204-3438 21. CR Store Charlotte Russe, Inc. 35 Glendale Galleria 2122 Brookfield Glendale Galleria c/o Glendale Mall 5910 Pacific Center Glendale Galleria Glendale CA Properties Associates, LLC 350 N. Orleans St., Blvd. Suite 120 91210 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 22. CR Store Charlotte Russe, Inc. 37 Galleria at Sunset 1300 West QIC Global Real BPC Henderson, LLC. 600 Superior 5910 Pacific Center Sunset Road, Space #1309 Estate Avenue East, Suite 1500 Cleveland OH Blvd. Suite 120 Henderson NV 89014 44114 San Diego, CA 92121 23. CR Store Charlotte Russe, Inc. 38 Ontario Mills Mall 1 Mills Simon/Mills Corp Ontario Mills Limited Partnership c/o 5910 Pacific Center Circle, Space #502 Ontario CA M.S. Management Associates, Inc. Blvd. Suite 120 91764 225 West Washington St. Indianapolis San Diego, CA IN 46204-3438 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
24. CR Store Charlotte Russe, Inc. 40 Valley Plaza Mall 2701 Ming Brookfield VALLEY PLAZA MALL, LP., c/o Valley 5910 Pacific Center Avenue, Space #108 Properties Plaza Mall CA 350 N. Orleans St., Suite Blvd. Suite 120 Bakersfield CA 93304 300 Chicago IL 60654-1607 San Diego, CA 92121 25. CR Store Charlotte Russe, Inc. 45 Grapevine Mills 3000 Simon/Mills Corp Simon Property Group 225 W. 5910 Pacific Center Grapevine Mills Parkway, Washington Street Indianapolis IN Blvd. Suite 120 Space #542 Grapevine TX 46204 San Diego, CA 76051 92121 26. CR Store Charlotte Russe, Inc. 47 Oviedo Marketplace 1700 Oviedo Mall Oviedo Mall Holding LLC. 1700 5910 Pacific Center Oviedo Marketplace, Space Holding LLC. Oviedo Mall Blvd Oviedo FL 32765 Blvd. Suite 120 #1375 Oviedo FL 32765 San Diego, CA 92121 27. CR Store Charlotte Russe, Inc. 49 Arizona Mills 5000 Arizona Simon/Mills Corp Arizona Mills, L.L.C. 225 W. 5910 Pacific Center Mills Circle, Space #640 Washington Street Indianapolis IN Blvd. Suite 120 Tempe AZ 85282 46204 San Diego, CA 92121 28. CR Store Charlotte Russe, Inc. 61 Roosevelt Field 630 Old Simon The Retail Property Trust c/o M.S. 5910 Pacific Center Country Rd. , Space #2054A Management Associates Inc. 225 Blvd. Suite 120 Garden City NY 11530 West Washington St. Indianapolis IN San Diego, CA 46204-3438 92121 29. CR Store Charlotte Russe, Inc. 62 Haywood Mall 700 Haywood Simon Simon Property Group 225 W. 5910 Pacific Center Road, Box #222 Greenville SC Washington Street Indianapolis IN Blvd. Suite 120 29607 46204 San Diego, CA 92121
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30. CR Store Charlotte Russe, Inc. 65 Fresno Fashion Fair 675A East Macerich Macerich Fresno Limited Partnership 5910 Pacific Center Shaw Fresno CA 93710 c/o Macerich Company PO Box 2172, Blvd. Suite 120 401 Wilshire Blvd., Suite 700 Santa San Diego, CA Monica CA 90407 92121 31. CR Store Charlotte Russe, Inc. 66 Cobb, Town Center at 400 Simon Simon Property Group 225 W. 5910 Pacific Center Ernest Barrett Parkway, Space Washington Street Indianapolis IN Blvd. Suite 120 #213 Kennesaw GA 30144 46204 San Diego, CA 92121 32. CR Store Charlotte Russe, Inc. 68 Melbourne Square 1700 West Washington Prime MELBOURNE SQUARE, LLC 180 E. 5910 Pacific Center New Haven Avenue Space Broad Street, Floor 20 Columbus OH Blvd. Suite 120 737 Melbourne FL 32904 43215 San Diego, CA 92121 33. CR Store Charlotte Russe, Inc. 69 Lakeline Mall 11200 Lakeline Simon Simon Property Group 225 W. 5910 Pacific Center Mall Drive, Space #B-7A Cedar Washington Street Indianapolis IN Blvd. Suite 120 Park TX 78613 46204 San Diego, CA 92121 34. CR Store Charlotte Russe, Inc. 71 Coral Square Mall 9167 West Simon Simon Property Group 225 W. 5910 Pacific Center Atlantic Boulevard Coral Washington Street Indianapolis IN Blvd. Suite 120 Springs FL 33071 46204 San Diego, CA 92121 35. CR Store Charlotte Russe, Inc. 74 Tyrone Square 6901 22nd Simon Simon Property Group c/o M.S. 5910 Pacific Center Avenue St. Petersburg FL Management Associates, Inc 225 W. Blvd. Suite 120 33710 Washington Street Indianapolis IN San Diego, CA 46204 92121
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36. CR Store Charlotte Russe, Inc. 75 Palisades Center 2512 Pyramid Pyramid Management Group, LLC. 5910 Pacific Center Palisades Center Drive B206 The Clinton Exchange, Four Clinton Blvd. Suite 120 West Nyack NY 10994 Square Syracuse NY 13202-1078 San Diego, CA 92121 37. CR Store Charlotte Russe, Inc. 78 Perimeter Mall 4400 Ashford- Brookfield Perimeter Mall, LLC, c/o Perimeter 5910 Pacific Center Dunwoody Road, Space Properties Mall 350 N. Orleans St., Suite 300 Blvd. Suite 120 #1255 Atlanta GA 30346 Chicago IL 60654-1607 San Diego, CA 92121 38. CR Store Charlotte Russe, Inc. 79 Citrus Park ® 8021 Citrus Park Westfield Corp. Citrus Park Venture Limited 5910 Pacific Center Town Center Mall, Space Partnership 2049 Century Park East, Blvd. Suite 120 #960 Tampa FL 33625 41st Floor Los Angeles CA 90067 San Diego, CA 92121 39. CR Store Charlotte Russe, Inc. 80 Walden Galleria One Walden Pyramid Pyramid Walden Company, LP The 5910 Pacific Center Galleria, Space D108 Buffalo Clinton Exchange, Four Clinton Square Blvd. Suite 120 NY 14225 Syracuse NY 13202-1078 San Diego, CA 92121 40. CR Store Charlotte Russe, Inc. 82 Hamilton Mall 4403 Black Kravco Hamilton Mall, LLC c/o Kravco 5910 Pacific Center Horse Pike, Space #143 Mays Company LLC 375 E. Elm Street, Suite Blvd. Suite 120 Landing NJ 08330 100 Conshohocken PA 19428-1973 San Diego, CA 92121 41. CR Store Charlotte Russe, Inc. 83 Franklin Mills 1400 Franklin Simon/Mills Corp FRANKLIN MILLS ASSOCIATES LIMITED 5910 Pacific Center Mills Circle, Space #727 PARTNERSHIP c/o M.S. Management Blvd. Suite 120 Philadelphia PA 19154 Associates, Inc. 225 W. Washington San Diego, CA Street Indianapolis IA 46204-3438 92121
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42. CR Store Charlotte Russe, Inc. 84 Plaza Del Sol 725 Avenida DDR DDR DEL SOL LLC, S.E. 3300 5910 Pacific Center West Main, Space #600 Sierra Enterprise Parkway Beachwood OH Blvd. Suite 120 Bayamon PR 00961 44122 San Diego, CA 92121 43. CR Store Charlotte Russe, Inc. 86 Orange Park Mall 1910 Wells Washington Prime ORANGE PARK MALL, LLC 180 E. 5910 Pacific Center Road, Space #H13 & H15 Broad Street, Floor 20 Columbus OH Blvd. Suite 120 Orange Park FL 32073 43215 San Diego, CA 92121 44. CR Store Charlotte Russe, Inc. 87 Mall of Georgia 3333 Buford Simon Simon Property Group 225 W. 5910 Pacific Center Drive, Space #1094 Buford GA Washington Street Indianapolis IN Blvd. Suite 120 30519 46204 San Diego, CA 92121 45. CR Store Charlotte Russe, Inc. 90 Concord Mills 8111 Concord Simon/Mills Corp Concord Mills Limited Partnership 5910 Pacific Center Mills Boulevard, Space #673 225 W. Washington Street Blvd. Suite 120 Concord NC 28027 Indianapolis IN 46204 San Diego, CA 92121 46. CR Store Charlotte Russe, Inc. 91 Jersey Gardens 651 Simon JG ELIZABETH II, LLC c/o M.S. 5910 Pacific Center Kapkwoski Road, Space #270 Management Associates, Inc. 225 W. Blvd. Suite 120 Elizabeth NJ 07201 Washington Street Indianapolis IA San Diego, CA 46204-3438 92121 47. CR Store Charlotte Russe, Inc. 92 Temecula, Promenade in QIC Global Real Temecula Towne Center Associates, 5910 Pacific Center 40820 Winchester Road, Estate LLC 600 Superior Avenue East, Suite Blvd. Suite 120 Space #1200 Temecula CA 1500 Cleveland OH 44114 San Diego, CA 92591 92121
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48. CR Store Charlotte Russe, Inc. 94 Providence Place 129 Brookfield GGP-PROVIDENCE PLACE, LLC c/o 5910 Pacific Center Providence Place, Suite 5370 Properties Providence Place 350 N. Orleans St., Blvd. Suite 120 Providence RI 02903 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 49. CR Store Charlotte Russe, Inc. 96 Tri-County Mall 11700 Tri-County Mall Tri County Mall 11700 Princeton Pike 5910 Pacific Center Princeton Pike, Space #D21 Cincinnati OH 45246 Blvd. Suite 120 Cincinnati OH 45246 San Diego, CA 92121 50. CR Store Charlotte Russe, Inc. 97 Florida Mall, The 8001 South Simon Simon Property Group 225 W. 5910 Pacific Center Orange Blossom Trail, Space Washington Street Indianapolis IN Blvd. Suite 120 #1230 Orlando FL 32809 46204 San Diego, CA 92121 51. CR Store Charlotte Russe, Inc. 98 River Town Crossings 3700 Brookfield GGP-Grandville L.L.C, c/o RiverTown 5910 Pacific Center Rivertown Parkway, Space Properties Crossings 350 N. Orleans St., Suite Blvd. Suite 120 #1045 Grandville MI 49418 300 Chicago IL 60654-1607 San Diego, CA 92121 52. CR Store Charlotte Russe, Inc. 102 Park Place 5870 East Brookfield PARK MALL L.L.C. c/o Park Place 350 5910 Pacific Center Broadway Blvd., Space #412 Properties N. Orleans St., Suite 300 Chicago IL Blvd. Suite 120 &414TucsonAZ85711 60654-1607 San Diego, CA 92121 53. CR Store Charlotte Russe, Inc. 103 Holyoke Mall 50 Holyoke Pyramid Holyoke Mall Company, The Clinton 5910 Pacific Center Street, Space #H315 Holyoke Exchange, 4 Clinton Square Syracuse Blvd. Suite 120 MA 01040 NY 13202 San Diego, CA 92121
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54. CR Store Charlotte Russe, Inc. 104 Crossgates Mall Pyramid Crossgates Mall Company Newco, LLC 5910 Pacific Center OneCrossgates Mall Road, The Clinton Exchange, 4 Clinton Blvd. Suite 120 Space #P204 Albany NY Square Syracuse NY 13202 San Diego, CA 12203 92121 55. CR Store Charlotte Russe, Inc. 109 Sunvalley Shopping Center 1 Taubman SunValley 200 East Long Lake Rd. 5910 Pacific Center Sun Valley Mall, Space #D204 Suite 300 Bloomfield Hills MI 48304- Blvd. Suite 120 Concord CA 94520 2324 San Diego, CA 92121 56. CR Store Charlotte Russe, Inc. 111 Destiny USA 1 Destiny USA Pyramid Carousel Center Company LP The 5910 Pacific Center Dr., Space #B-202 Syracuse Clinton Exchange, 4 Clinton Square Blvd. Suite 120 NY 13204 Syracuse NY 13202 San Diego, CA 92121 57. CR Store Charlotte Russe, Inc. 113 Opry Mills 436 Opry Mills Simon/Mills Corp OPRY MILLS MALL LIMITED 5910 Pacific Center Drive Nashville TN 37214 PARTNERSHIP C/O M.S. Management Blvd. Suite 120 Associates Inc. 225 West Washington San Diego, CA Street Indianapolis IN 46204-3438 92121 58. CR Store Charlotte Russe, Inc. 114 Plaza Carolina 65 Infantry Simon Simon Property Group 225 W. 5910 Pacific Center Hwy & Fragoso Ave., Space Washington Street Indianapolis IN Blvd. Suite 120 #124 Carolina PR 00983 46204 San Diego, CA 92121 59. CR Store Charlotte Russe, Inc. 115 Ross Mark Mall 1000 Ross Simon Penn Ross Joint Venture c/o M.S. 5910 Pacific Center Park Mall Dr., Space N07A, Management Associates Inc. 225 Blvd. Suite 120 Pittsburgh, PA 15237 West Washington Street, San Diego, CA Indianapolis, Indiana 46204 92121
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60. CR Store Charlotte Russe, Inc. 116 Monroeville Mall 114 CBL CBL & Associates Management, Inc. 5910 Pacific Center Monroeville Mall Monroeville CBL Center, Suite 500, 2030 Hamilton Blvd. Suite 120 PA 15146 Place Boulevard Chattanooga TN San Diego, CA 37421-6000 92121 61. CR Store Charlotte Russe, Inc. 117 Spring Hill Mall 1322 Spring Brookfield SPRING HILL MALL L.L.C, c/o 5910 Pacific Center Hill Mall Carpentersville IL Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 60110 Vesey Street, 25th Floor New York NY San Diego, CA 10281 92121 62. CR Store Charlotte Russe, Inc. 118 Plaza Las Americas 525 F.D. Plaza Las Plaza Las Americas, Inc. P.O. Box 5910 Pacific Center Roosevelt Avenue, Space #52 Americas, Inc. 363268 San Juan PR 00936-3268 Blvd. Suite 120 Hato Rey PR 00918 San Diego, CA 92121 63. CR Store Charlotte Russe, Inc. 120 Fox Valley Mall 1500 Fox Centennial Fox Valley Mall LLC, c/o Centennial 5910 Pacific Center Valley Center Dr., Space F7 Real Estate Management, LLC 8750 Blvd. Suite 120 Aurora IL 60504 North Central Expressway, Suite 1740 San Diego, CA Dallas TX 75231 92121 64. CR Store Charlotte Russe, Inc. 121 La Plaza Mall 2200 South 10th Simon Simon Property Group 225 W. 5910 Pacific Center Street, Space #Q12B McAllen Washington Street Indianapolis IN Blvd. Suite 120 TX 78503 46204 San Diego, CA 92121 65. CR Store Charlotte Russe, Inc. 122 Stonebriar Centre 2601 Brookfield Stonebriar Mall, LLC, c/o Stonebriar 5910 Pacific Center Preston Road, Space #1086 Properties Centre 350 N. Orleans St., Suite 300 Blvd. Suite 120 Frisco TX 75034 Chicago IL 60654-1607 San Diego, CA 92121
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66. CR Store Charlotte Russe, Inc. 123 FlatIron Crossing 1 West Macerich Flatiron Property Holding, L.L.C., c/o 5910 Pacific Center FlatIron Crossing Drive, Space Macerich Company P.O. Box 2172, Blvd. Suite 120 #2012 Broomfield CO 80021 401 Wilshire Boulevard, Suite 700 San Diego, CA Santa Monica CA 90407 92121 67. CR Store Charlotte Russe, Inc. 124 Galleria at Roseville 1151 Westfield Corp. Roseville Shoppingtown LLC 2049 5910 Pacific Center Galleria Blvd., Space #211 Century Park East, 41st Floor Los Blvd. Suite 120 Roseville CA 95678 Angeles CA 90067 San Diego, CA 92121 68. CR Store Charlotte Russe, Inc. 125 North East Mall 1101 Simon Simon Property Group 225 W. 5910 Pacific Center Melbourne St., Space #C03E Washington Street Indianapolis IN Blvd. Suite 120 Hurst TX 76053 46204 San Diego, CA 92121 69. CR Store Charlotte Russe, Inc. 126 Woodfield F330 Woodfield Simon WOODFIELD MALL LLC, c/o M.S. 5910 Pacific Center Shopping Center Schaumburg Management Associates Inc. 225 Blvd. Suite 120 IL 60173 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 70. CR Store Charlotte Russe, Inc. 127 Genesee Valley Center 3239 SPINOSO Real Spinoso Real Estate Group 112 5910 Pacific Center S. Linden Road, Space #480 Estate Group Northern Concourse North Syracuse Blvd. Suite 120 Flint MI 48507 NY 13212 San Diego, CA 92121 71. CR Store Charlotte Russe, Inc. 130 Town East Mall 2063 Town Brookfield Town East Mall, LLC, c/o Town East 5910 Pacific Center East Mall, Space #1016 Properties Mall 350 N. Orleans St., Suite 300 Blvd. Suite 120 Mesquite TX 75150 Chicago IL 60654-1607 San Diego, CA 92121
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72. CR Store Charlotte Russe, Inc. 131 Woodland Hills Mall 7021 S. Simon Simon Property Group 225 W. 5910 Pacific Center Memorial Dr., Space #125 Washington Street Indianapolis IN Blvd. Suite 120 Tulsa OK 74133 46204 San Diego, CA 92121 73. CR Store Charlotte Russe, Inc. 132 Oxford Valley Mall 2300 E. Simon Simon Property Group 225 W. 5910 Pacific Center Lincoln Highway, Space #M5 Washington Street Indianapolis IN Blvd. Suite 120 &M5aLanghornePA19047 46204 San Diego, CA 92121 74. CR Store Charlotte Russe, Inc. 133 NewPark Mall 2093-2086 Brookfield NewPark Mall, LP, c/o Brookfield 5910 Pacific Center New Park Mall Newark CA Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 94560 25th Floor New York NY 10281 San Diego, CA 92121 75. CR Store Charlotte Russe, Inc. 135 Montgomery Mall 230 Simon Mall at Montgomery, L.P., c/o Simon 5910 Pacific Center Montgomery Mall, Space Property Group 225 W. Washington Blvd. Suite 120 1017 North Wales PA 19454 Street Indianapolis IN 46204 San Diego, CA 92121 76. CR Store Charlotte Russe, Inc. 137 Dolphin Mall 11401 NW 12th Taubman DOLPHIN MALL ASSOCIATES LLC 200 5910 Pacific Center Street, Space #327 Miami FL East Long Lake Rd. Blvd. Suite 120 33172 Suite 300 Bloomfield Hills MI 48304- San Diego, CA 2324 92121 77. CR Store Charlotte Russe, Inc. 138 Emerald Square 999 S. Simon MAYFLOWER EMERALD SQUARE, LLC, 5910 Pacific Center Washington St.,Space E211A c/o M.S. Management Associates Inc. Blvd. Suite 120 North Attleborough MA 225 West Washington Street San Diego, CA 02760 Indianapolis IN 46204-3438 92121
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78. CR Store Charlotte Russe, Inc. 139 Gurnee Mills 6170 Grand Simon/Mills Corp Simon Property Group 225 W. 5910 Pacific Center Avenue, Space #313 Gurnee Washington Street Indianapolis IN Blvd. Suite 120 IL 60031 46204 San Diego, CA 92121 79. CR Store Charlotte Russe, Inc. 140 Castleton Square 6020 East Simon Simon Property Group 225 W. 5910 Pacific Center 82nd Street, Space #510 Washington Street Indianapolis IN Blvd. Suite 120 Indianapolis IN 46250 46204 San Diego, CA 92121 80. CR Store Charlotte Russe, Inc. 141 Smith Haven Mall 465 Smith Simon MALL AT SMITH HAVEN, LLC, c/o M.S. 5910 Pacific Center Haven Mall,Space H01B Lake Management Associates Inc. 225 Blvd. Suite 120 Grove NY 11755 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 81. CR Store Charlotte Russe, Inc. 142 Altamonte Mall 451 East Brookfield ALTAMONTE MALL, LLC, c/o 5910 Pacific Center Altamonte Drive, Space Properties Altamonte Mall 350 N. Orleans St., Blvd. Suite 120 #1373 Altamonte Springs FL Suite 300 Chicago IL 60654-1607 San Diego, CA 32701 92121 82. CR Store Charlotte Russe, Inc. 144 Broadway Mall 878 Broadway KRE Broadway KRE Broadway Owner, LLC 100 North 5910 Pacific Center Mall,Space #878 Hicksville NY Sepulveda Blvd, Suite 1925 El Blvd. Suite 120 11801 Segundo CA 90245 San Diego, CA 92121 83. CR Store Charlotte Russe, Inc. 146 Ford City Mall 7601 S. Cicero Mid-America iStar Inc. 180 Glastonbury Boulevard 5910 Pacific Center Avenue, Space #1350 Chicago Glastonbury CT 6033 Blvd. Suite 120 IL 60652 San Diego, CA 92121
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84. CR Store Charlotte Russe, Inc. 147 Indian River Mall 6200 20th Indian River Mall C111, BACM05-1 - Indian River c/o 5910 Pacific Center Street, Space #350A Vero Realty Holding, Bayer Properties, L.L.C. 2222 Blvd. Suite 120 Beach FL 32966 LLC (Mike Kohan) Arlington Avenue Birmingham AL San Diego, CA 35205 92121 85. CR Store Charlotte Russe, Inc. 148 Southern Park Mall 7401 Washington Prime SOUTHERN PARK MALL, LLC 180 E. 5910 Pacific Center Market Street, Space #245 Broad Street, Floor 20 Columbus OH Blvd. Suite 120 Youngstown OH 44512 43215 San Diego, CA 92121 86. CR Store Charlotte Russe, Inc. 150 Mall of New Hampshire 1500 Simon MNH MALL, L.L.C. c/o M.S. 5910 Pacific Center S. Willow Blvd., Space #S-167 Management Associates Inc. 225 Blvd. Suite 120 Manchester NH 03103 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 87. CR Store Charlotte Russe, Inc. 153 Clackamas Town Center Brookfield CLACKAMAS TOWN CENTER c/0 5910 Pacific Center 12000 SE 82nd Avenue, Space Properties Clackamas Town Center 350 N. Blvd. Suite 120 #2108 Happy Valley OR 97086 Orleans St., Suite 300 Chicago IL San Diego, CA 60654-1607 92121 88. CR Store Charlotte Russe, Inc. 156 Maplewood Mall 3001 White Washington Prime MAPLEWOOD MALL, LLC 180 E. Broad 5910 Pacific Center Bear Avenue, Space #1040A Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 St. Paul MN 55109 San Diego, CA 92121 89. CR Store Charlotte Russe, Inc. 157 Deptford Mall 1750 Deptford Macerich Macerich Deptford LLC, c/o Macerich 5910 Pacific Center Center Road, Space # 1003 PO. Box 2172, 401 Wilshire Blvd. Suite 120 Deptford NJ 08096 Boulevard, Suite 700 Santa Monica San Diego, CA CA 90407 92121
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90. CR Store Charlotte Russe, Inc. 159 Glenbrook Square 4201 Brookfield GGP-Glenbrook L.L.C. c/o Glenbrook 5910 Pacific Center Coldwater Road, Space #M01 Properties Square 350 N. Orleans St., Suite 300 Blvd. Suite 120 Fort Wayne IN 46805 Chicago IL 60654-1607 San Diego, CA 92121 91. CR Store Charlotte Russe, Inc. 160 Eden Prairie Center 1138 JLL Williams Legal Advisory Group, LLC 5910 Pacific Center Eden Prairie Center Eden 169 Ramapo Valley Road, Suite 106 Blvd. Suite 120 Prairie MN 55344 Oakland NJ 7436 San Diego, CA 92121 92. CR Store Charlotte Russe, Inc. 162 Independence 3500 Oleander Brookfield RSE Independence LLC, c/o Brookfield 5910 Pacific Center Drive, Space 1024 & 1026 Properties Properties ® LLC 200 Vesey Street, Blvd. Suite 120 Wilmington NC 28403 25th Floor New York NY 10281 San Diego, CA 92121 93. CR Store Charlotte Russe, Inc. 163 Avenues, The 10300 Simon JACKSONVILLE AVENUES LIMITED 5910 Pacific Center Southside Blvd., Space #215 PARTNERSHIP Blvd. Suite 120 Jacksonville FL 32256 c/o M.S. Management Associates Inc. San Diego, CA 225 West Washington Street 92121 Indianapolis IN 46204-3438 94. CR Store Charlotte Russe, Inc. 165 Wellington Green, The Mall at Starwood Starwood Retail Property 5910 Pacific Center 10300 W. Forest Hill Management, LLC One East Wacker Blvd. Suite 120 Boulevard, Space #159 Drive, Suite 3700 Chicago IL 60601 San Diego, CA Wellington FL 33414 92121 95. CR Store Charlotte Russe, Inc. 168 Polaris Fashion Place 1500 Washington Prime POLARIS FASHION PLACE, LLC 180 E. 5910 Pacific Center Polaris Parkway, Space #1170 Broad Street, Floor 20 Columbus OH Blvd. Suite 120 Columbus OH 43240 43215 San Diego, CA 92121
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96. CR Store Charlotte Russe, Inc. 171 Southridge Mall 5300 South Simon SOUTHRIDGE LIMITED PARTNERSHIP 5910 Pacific Center 76th Street,Space #300 & 310 c/po M.S. Management Associates Blvd. Suite 120 Greendale WI 53129 Inc. 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 97. CR Store Charlotte Russe, Inc. 172 Tippecanoe Mall 2415 Simon Simon Property Group, L.P c/o M.S. 5910 Pacific Center Sagamore Parkway South, Management Associates Inc. 225 Blvd. Suite 120 Space #D06A Lafayette IN West Washington Street Indianapolis San Diego, CA 47905 IN 46204-3438 92121 98. CR Store Charlotte Russe, Inc. 173 North Riverside Park Mall ® Feil The Fiel Organisation 370 7th Avenue, 5910 Pacific Center 7501 W. Cermak Road, Space #618 New York NY 10001 Blvd. Suite 120 #K4 North Riverside IL 60546 San Diego, CA 92121 99. CR Store Charlotte Russe, Inc. 176 Parks at Arlington, The 3811 Brookfield PARKS AT ARLINGTON, LLC 5910 Pacific Center South Cooper Street, Space Properties c/o The Parks Mall at Arlington 350 N. Blvd. Suite 120 #2302 Arlington TX 76015 Orleans St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121 100.CRStore CharlotteRusse,Inc. 177 Lynnhaven Mall 701 Brookfield Lynnhaven Mall 5910 Pacific Center Lynnhaven Pkwy, Suite #1085 Properties c/o LYNNHAVEN MALL L.L.C. 350 N. Blvd. Suite 120 or Space #E-11 Virginia Beach Orleans St. San Diego, CA VA 23452 Suite 300 Chicago IL 60654-1607 92121 101.CRStore CharlotteRusse,Inc. 178 WestShore Plaza 297 Washington Prime WESTSHORE PLAZA, LLC 180 E. Broad 5910 Pacific Center Westshore Plaza, Space #C2 Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 Tampa FL 33609 San Diego, CA 92121
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102.CRStore CharlotteRusse,Inc. 179 Baybrook Mall 1318 Baybrook Brookfield BAYBROOK MALL, LLC c/o Baybrook 5910 Pacific Center Mall Friendswood TX 77546 Properties Mall 350 N. Orleans St. Blvd. Suite 120 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 103.CRStore CharlotteRusse,Inc. 181 Treasure Coast Square 3410A Simon Simon Property Group 225 W. 5910 Pacific Center N.W. Federal Highway Jensen Washington Street Indianapolis IN Blvd. Suite 120 Beach FL 34957 46204 San Diego, CA 92121 104.CRStore CharlotteRusse,Inc. 184 Ft. Lauderdale, The Galleria at JLL JONES LANG LASALLE AMERICAS, INC 5910 Pacific Center 2414 E. Sunrise Blvd., Space 3344 Peachtree Road NE, Suite 1200 Blvd. Suite 120 #2003 Ft. Lauderdale FL Atlanta GA 30326 San Diego, CA 33304 92121 105.CRStore CharlotteRusse,Inc. 185 Woodbridge Center ® 250 Brookfield WOODBRIDGE CENTER PROPERTY, 5910 Pacific Center Woodbridge Center Drive, Properties LLC c/o Woodbridge Center 350 N. Blvd. Suite 120 Space #2320 Woodbridge NJ Orleans St. San Diego, CA 07095 Suite 300 Chicago IL 60654-1607 92121 106.CRStore CharlotteRusse,Inc. 186 Boynton Beach Mall 801 N. Washington Prime BOYNTON BEACH MALL, LLC 180 E. 5910 Pacific Center Congress Ave., Suite #249 Broad Street, Floor 20 Columbus OH Blvd. Suite 120 Boynton Beach FL 33426 43215 San Diego, CA 92121 107.CRStore CharlotteRusse,Inc. 189 Lakes Mall, The 5600 Harvey Namdar Realty Lakes Mall Realty LLC, c/o Namdar 5910 Pacific Center Street, Suite #1020 Muskegon Group Realty Group 150 Great Neck Road, Blvd. Suite 120 MI 49444 Suite 304 Great Neck NY 11021 San Diego, CA 92121
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108.CRStore CharlotteRusse,Inc. 190 Chicago Ridge Mall 571 Starwood Star-West Chicago Ridge, LLC, c/0 CBL 5910 Pacific Center Chicago Ridge Mall Dr. & Associates Management, Inc. Suite Blvd. Suite 120 Chicago Ridge IL 60415 500 — CBL Center San Diego, CA 2030 Hamilton Place Boulevard 92121 Chattanooga TN 37421 109.CRStore CharlotteRusse,Inc. 191 Penn Square 1901 NW Simon PENN SQUARE MALL LIMITED 5910 Pacific Center Expressway, Suite #1106 PARTNERSHIP Blvd. Suite 120 Oklahoma City OK 73118 c/0 M.S. Management Associates Inc. San Diego, CA 225 West Washington Street 92121 Indianapolis IN 46204-3438 110.CRStore CharlotteRusse,Inc. 192 White Oaks Mall 2501 W. Simon MALL AT WHITE OAKS, LLC 5910 Pacific Center Wabash Ave., Space #H13B cin M.S. Management Associates Inc. Blvd. Suite 120 Springfield IL 62704 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 111.CRStore CharlotteRusse,Inc. 193 Coronado Center 6600 Brookfield Coronado Center L.L.C. 5910 Pacific Center Menaul Blvd. NE, Space #B-8 Properties c/o Coronado Center 350 N. Orleans Blvd. Suite 120 &B-9AlbuquerqueNM87110 St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121 112.CRStore CharlotteRusse,Inc. 194 Livingston Mall 112 Simon LIVINGSTON MALL VENTURE 5910 Pacific Center Eisenhower Parkway, Space do M.S. Management Associates Inc. Blvd. Suite 120 #2032 Livingston NJ 07039 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 113.CRStore CharlotteRusse,Inc. 196 Paramus Park 700 Paramus Brookfield Paramus Park Shopping Center 5910 Pacific Center Park, Suite #1026 Paramus NJ Properties Limited Partnership Blvd. Suite 120 07652 c/o Paramus Park Shopping Center San Diego, CA 350 N. Orleans St. 92121 Suite 300 Chicago IL 60654-1607
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114.CRStore CharlotteRusse,Inc. 198 Westroads Mall 10000 Brookfield WESTROADS MALL L.L.C. 5910 Pacific Center California Street, Space #3635 Properties c/o Westroads Mall 350 N. Orleans St. Blvd. Suite 120 Omaha NE 68114 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 115.CRStore CharlotteRusse,Inc. 200 Ingram Park Mall 6301 N.W. Simon MALL AT INGRAM PARK, LLC 5910 Pacific Center Loop 410, Space #S-16A-1 San M.S. Management Associates Inc. Blvd. Suite 120 Antonio TX 78238 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 116.CRStore CharlotteRusse,Inc. 201 Rockaway Townsquare 301 Simon ROCKAWAY CENTER ASSOCIATES 5910 Pacific Center Mt. Hope Avenue, Space c/o M.S. Management Associates Inc. Blvd. Suite 120 #1085 & 1086 Rockaway NJ 225 West Washington Street San Diego, CA 07866 Indianapolis IN 46204-3438 92121 117.CRStore CharlotteRusse,Inc. 202 Desoto Square 303 U.S. Hwy Mason Asset DESOTO OWNERS, LLC 5910 Pacific Center 301 Blvd. West, Space #609A Management C/O MADISON PROPERTIES USA, LLC Blvd. Suite 120 Bradenton FL 34205 3611 14th AVE, SUITE 552 BROOKLYN San Diego, CA NY 11218 92121 118.CRStore CharlotteRusse,Inc. 204 Lakeside Mall 14000 Lakeside JLL CIII GECMC05-C1 Lakeside Mall, clo 5910 Pacific Center Circle, Space #D210 & D211 C-III Asset Management LLC 5221 N. Blvd. Suite 120 Sterling Heights MI 48313 0’Connor Boulevard, Suite 600 Irving San Diego, CA TX 75039 92121 119.CRStore CharlotteRusse,Inc. 205 Dayton Mall 2700 Washington Prime DAYTON MALL ll, LLC 180 E. Broad 5910 Pacific Center Miamisburg-Centerville Rd., Street Blvd. Suite 120 Space # 360 Dayton OH Floor 20 Columbus OH 43215 San Diego, CA 45459 92121
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120.CRStore CharlotteRusse,Inc. 206 Regency Mall 5666 Durand Hull Property Racine Mall, LLC 5910 Pacific Center Ave., Space # B240 Racine WI Group c/o Hull Property Group, LLC 1190 Blvd. Suite 120 53406 Interstate Parkway Augusta GA San Diego, CA 30909 92121 121.CRStore CharlotteRusse,Inc. 207 Deerbrook Mall 20131 Brookfield Deerbrook Mall, LLC 5910 Pacific Center Highway 59, Space # 2072 Properties c/o Deerbrook Mall 350 N. Orleans St. Blvd. Suite 120 Humble TX 77338 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 122.CRStore CharlotteRusse,Inc. 209 Chapel Hills Mall 1710 Namdar Realty Chapel Hills Realty LLC, c/o Namdar 5910 Pacific Center Briargate Blvd., Space # 127 Group Realty Group 150 Great Neck Road, Blvd. Suite 120 Colorado Springs CO 80920 Suite 304 Great Neck NY 11021 San Diego, CA 92121 123.CRStore CharlotteRusse,Inc. 211 Neshaminy Mall 707 Brookfield NESHAMJNY MALL JOINT VENTURE 5910 Pacific Center Neshaminy Mall Space # 639 Properties LIMITED PARTNERSHIP Blvd. Suite 120 Bensalem PA 19020 c/o Neshaminy Mall 350 N. Orleans San Diego, CA St. 92121 Suite 300 Chicago IL 60654-1607 124.CRStore CharlotteRusse,Inc. 213 Dover Mall 1365 North Simon CFUS Properties, Inc c/o Asset 5910 Pacific Center Dupont Hwy, Space # 4060 Manager Two Concourse Parkway, Blvd. Suite 120 Dover DE 19901 Suite 260 Atlanta GA 30328 San Diego, CA 92121 125.CRStore CharlotteRusse,Inc. 214 Lloyd Center 974 Lloyd Cypress Equities CAPREF Lloyd II LLC 8333 Douglas 5910 Pacific Center Center, Space # G104 Avenue, Suite 975 Dallas TX 75225 Blvd. Suite 120 Portland OR 97232 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
126.CRStore CharlotteRusse,Inc. 216 Mid Rivers 1600 Mid-Rivers CBL Mid Rivers Mall CMBS, LLC c/o CBL & 5910 Pacific Center Mall, Space # 1264 St. Peters Associates Management, Inc CBL Blvd. Suite 120 MO 63376 Center — Suite 500, 2030 Hamilton San Diego, CA Place Boulevard Chattanooga TN 92121 37421 127.CRStore CharlotteRusse,Inc. 218 Las Vegas Premium Outlets The Premium Las Vegas Premium Outlets South, 5910 Pacific Center South 7400 Las Vegas Blvd So. Outlets LLC, c/o Simon Property Group 225 Blvd. Suite 120 #240BLasVegasNV89123 W. Washington Street Indianapolis IN San Diego, CA 46204 92121 128.CRStore CharlotteRusse,Inc. 219 Sooner Mall 3329 W. Main Brookfield Sooner Fashion Mall L.L.C. 5910 Pacific Center Street Norman OK 73072 Properties c/o Sooner Mall 350 N. Orleans St. Blvd. Suite 120 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 129.CRStore CharlotteRusse,Inc. 221 Superstition Springs 6555 E. Macerich EAST MESA ASSOCIATES 11411 North 5910 Pacific Center Southern Avenue, Space #H- Tatum Boulevard Phoenix AR 85028 Blvd. Suite 120 22 Mesa AZ 85206 San Diego, CA 92121 130.CRStore CharlotteRusse,Inc. 222 Palm Desert 72-840 Highway Westfield Corp. WEA Palm Desert LLC, c/o Westfield, 5910 Pacific Center 111, Space # T385 Palm LLC 2049 Century Park East, 41st Blvd. Suite 120 Desert CA 92260 Floor Los Angeles CA 90067 San Diego, CA 92121 131.CRStore CharlotteRusse,Inc. 223 Quail Springs Mall 2501 W. Brookfield QUAIL SPRINGS MALL, LLC 5910 Pacific Center Memorial Road, Space #208 Properties c/o Quail Springs Mall 350 N. Orleans Blvd. Suite 120 Oklahoma City OK 73134 St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121
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132.CRStore CharlotteRusse,Inc. 226 Flagstaff Mall 4650 North Cypress Equities CYPRESS FLAGSTAFF MALL, LP 8343 5910 Pacific Center Highway 89, Space #G-20-22 Douglas Avenue, Suite 200 Dallas TX Blvd. Suite 120 Flagstaff AZ 86004 75225 San Diego, CA 92121 133.CRStore CharlotteRusse,Inc. 228 Square One Mall Route 1 Simon MAYFLOWER SQUARE ONE. LLC c/o 5910 Pacific Center South, Space # N120 Saugus M.S. Management Associates Inc. Blvd. Suite 120 MA 01906 National City Center San Diego, CA 115 W. Washington Indianapolis IN 92121 46204 134.CRStore CharlotteRusse,Inc. 230 Auburn Mall 385 Southbridge Simon MALL AT AUBURN, LLC 5910 Pacific Center Street, Space # N370 Auburn c/o M.S. Management Associates Inc. Blvd. Suite 120 MA 01501 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 135.CRStore CharlotteRusse,Inc. 231 Rockingham Park, The Mall at Simon MALL AT AUBURN, LLC 5910 Pacific Center 99 Rockingham Park Blvd. c/o M.S. Management Associates Inc. Blvd. Suite 120 Space #222A Salem NH 03079 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 136.CRStore CharlotteRusse,Inc. 235 Greenwood Park Mall 1251 Simon GREENWOOD PARK MALL, LLC, C/O 5910 Pacific Center U.S. 31 North, Space # D15A M.S. Management Associates Inc. 225 Blvd. Suite 120 Greenwood IN 46142 West Washington Street Indianapolis San Diego, CA IN 46204 92121 137.CRStore CharlotteRusse,Inc. 238 Great Northern 700 Great Starwood Starwood Retail Property 5910 Pacific Center Northern Mall, Space #668 N. Management, LLC One East Wacker Blvd. Suite 120 Olmstead OH 44070 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
138.CRStore CharlotteRusse,Inc. 239 Gilroy Premium Outlets 8300 The Premium GILROY PREMIUM OUTLETS, LLC, C/O 5910 Pacific Center Arroyo Circle, Space # B015 Outlets Simon Property Group 225 W. Blvd. Suite 120 Gilroy CA 95020 Washington Street Indianapolis IN San Diego, CA 46204 92121 139.CRStore CharlotteRusse,Inc. 241 Brandon 562 Brandon Town Westfield Corp. BRANDON SHOPPING CENTER 5910 Pacific Center Center Mall Brandon FL PARTNERS, LTD. 2049 Century Park Blvd. Suite 120 33511 East, 41st Floor Los Angeles CA 90067 San Diego, CA 92121 140.CRStore CharlotteRusse,Inc. 243 Arnot Mall 3300 Chambers Urban Retail Arnot Realty Corporation 100 5910 Pacific Center Road South, Space C-14 Properties Stillwater Drive Horseheads NY 14845 Blvd. Suite 120 Horseheads NY 14845 San Diego, CA 92121 141.CRStore CharlotteRusse,Inc. 244 Houston Galleria 5135 West Simon S.A Galleria IV, L.P, C/O M.S 5910 Pacific Center Alabama Space # 7270 Management Association Inc. 225 Blvd. Suite 120 Houston TX 77056 West Washington Street Indianapolis San Diego, CA IN 46204 92121 142.CRStore CharlotteRusse,Inc. 248 Buckland Hills, The Shoppes Brookfield SHOPPES AT BUCKLAND HILLS, LLC, 5910 Pacific Center at 194 Buckland Hills Drive, Properties C/O The Shoppes at Buckland Hills Blvd. Suite 120 Suite 2088 Manchester CT 350 N. Orleans St., Suite 300 Chicago San Diego, CA 06040 IL 60654 92121 143.CRStore CharlotteRusse,Inc. 250 Springfield Mall 1250 Preit / Kravco PREIT Services, LLC The Bellevue, 5910 Pacific Center Baltimore Pike, Space 8A & Third Floor, 200 South Broad Street Blvd. Suite 120 8AL Springfield PA 19064 Philadelphia PA 19102 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
144.CRStore CharlotteRusse,Inc. 253 Capital City Mall 3574 Capital Preit PREIT The Bellevue, Third Floor, 200 5910 Pacific Center City Mall Drive, Space 220 & South Broad Street Philadelphia PA Blvd. Suite 120 224 Camp Hill PA 17011 19102 San Diego, CA 92121 145.CRStore CharlotteRusse,Inc. 254 Mall of Louisiana 6401 Brookfield Mall of Louisiana, LLC, C/O Mall of 5910 Pacific Center Bluebonnet Blvd, Space 2100 Properties Louisiana 350 N. Orleans St., Suite Blvd. Suite 120 Baton Rouge LA 70836 300 Chicago IL 60654 San Diego, CA 92121 146.CRStore CharlotteRusse,Inc. 255 Oakland Mall 450 West 14 CBRE, Inc. OAKLAND MALL LLC 39577, 5910 Pacific Center Mile Road, Space 450 Troy MI Woodward Avenue, Suite 220, Blvd. Suite 120 48083 Bloomfield Hills MI 48304 San Diego, CA 92121 147.CRStore CharlotteRusse,Inc. 257 Mall St. Vincent 1133 St. Brookfield Mall St. Vincent, LLC 1 1 14 Avenue of 5910 Pacific Center Vincent Avenue, Space 380 Properties the Americas, Suite 2800 New York Blvd. Suite 120 Shreveport LA 71104 NY 10036 San Diego, CA 92121 148.CRStore CharlotteRusse,Inc. 260 Valle Vista Mall 2020 South CBRE, Inc. Valle Vista Mall Management Office 5910 Pacific Center Expressway 83, Space F07A 2020 S. Expressway 83 Harlingen TX Blvd. Suite 120 Harlingen TX 78552 78552 San Diego, CA 92121 149.CRStore CharlotteRusse,Inc. 261 Hanes Mall 3320 Silas Creek CBL CBL & Associates Management, Inc. 5910 Pacific Center Parkway, Sp# AL124 Winston- CBL Center, Suite 500, 2030 Hamilton Blvd. Suite 120 Salem NC 27103 Place Boulevard Chattanooga TN San Diego, CA 37421 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
150.CRStore CharlotteRusse,Inc. 263 Greece Ridge Center 271 Wilmorite, Inc. GREECE RIDGE, LLC 1265 Scottsville 5910 Pacific Center Greeceridge Center Dr., Sp H- Road Rochester NY 14624 Blvd. Suite 120 15 Rochester NY 14626 San Diego, CA 92121 151.CRStore CharlotteRusse,Inc. 264 Lansing Mall 5330 Saginaw Brookfield Lansing Mall, LLC, C/O Brookfield 5910 Pacific Center Highway, Sp 310 Lansing MI Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 48917 25"‘ Floor New York NY 10281 San Diego, CA 92121 152.CRStore CharlotteRusse,Inc. 265 Westmoreland Mall 5256 CBL CBL & Associates Management, Inc. 5910 Pacific Center Route 30, Sp# 257 CBL Center, Suite 500, 2030 Hamilton Blvd. Suite 120 Greensburg PA 15601 Place Boulevard Chattanooga TN San Diego, CA 37421 92121 153.CRStore CharlotteRusse,Inc. 267 Towne West Square 4600 W. Washington Prime TOWNE WEST SQUARE, LLC 180 E. 5910 Pacific Center Kellogg Sp# J07A Wichita KS Broad Street, Floor 20 Columbus OH Blvd. Suite 120 67209 43215 San Diego, CA 92121 154.CRStore CharlotteRusse,Inc. 268 Bay Park Square 303 Bay Park Simon SIMON CAPITAL LIMITED 5910 Pacific Center Square, Sp# 915 Green Bay PARTNERSHIP 225 West Washington Blvd. Suite 120 WI 54304 Street, Indianapolis IN 46204 San Diego, CA 92121 155.CRStore CharlotteRusse,Inc. 270 Pembroke Lakes Mall 11401 Brookfield PEMBROKE LAKES MALL LLC, C/O 5910 Pacific Center Pines Boulevard, Sp# 664 Properties Pembroke Lakes Mall 350 N. Orleans Blvd. Suite 120 Pembroke Pines FL 33026 St., Suite 300 Chicago IL 60654 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
156.CRStore CharlotteRusse,Inc. 273 Mall St. Matthews 5000 Brookfield MSM PROPERTY, L.L.C., C/O Mall St 5910 Pacific Center Shelbyville Road, Space 1320 Properties Matthews 350 N. Orleans St., Suite Blvd. Suite 120 Louisville KY 40207 300 Chicago IL 60654 San Diego, CA 92121 157.CRStore CharlotteRusse,Inc. 275 Wolfchase Galleria 2760 N. Simon GALLERIA AT WOLFCHASE, LLC, C/O 5910 Pacific Center Germantown Rd, Space M.S. Management Associates Inc. 225 Blvd. Suite 120 1470A Memphis TN 38133 West Washington Street Indianapolis San Diego, CA IN 46204 92121 158.CRStore CharlotteRusse,Inc. 276 Cordova Mall 5100 North 9th Simon SIMON PROPERTY GROUP, L.P., C/O 5910 Pacific Center Avenue, Space D412 M.S. Management Associates Inc. 225 Blvd. Suite 120 Pensacola FL 32504 West Washington Street Indianapolis San Diego, CA IN 46204 92121 159.CRStore CharlotteRusse,Inc. 279 Battlefield Mall 101 Simon Simon Property Group 225 W. 5910 Pacific Center Battlefield Road Space P12B Washington Street Indianapolis IN Blvd. Suite 120 Springfield MO 65804 46204 San Diego, CA 92121 160.CRStore CharlotteRusse,Inc. 280 Hawthorn Mall 122 Hawthorn Centennial Hawthorn, L.P. c/o Centennial Real 5910 Pacific Center Center, Sp# 704 Vernon Hills Estate Management, LLC 8750 N. Blvd. Suite 120 IL 60061 Central Expressway, Suite 1740 Dallas San Diego, CA TX 75231 92121 161.CRStore CharlotteRusse,Inc. 281 San Marcos Outlet Center Tanger Tanger San Marc, LLC 3200 Northline 5910 Pacific Center 4015 Interstate 35 South, Avenue, Suite 360 Greensboro NC Blvd. Suite 120 Suite 321 San Marcos TX 27408 San Diego, CA 78666 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
162.CRStore CharlotteRusse,Inc. 284 Memorial City Mall 292 Metro National Memorial City Mall, LP, c/o Metro 5910 Pacific Center Memorial City Mall, Sp# 612 National Corporation P.O. Box 19509 Blvd. Suite 120 Houston TX 77024 Houston TX 77224-9509 San Diego, CA 92121 163.CRStore CharlotteRusse,Inc. 286 Riverhead Outlet Center 1410 Tanger Tanger Properties Limited Partnership 5910 Pacific Center Tanger Mall Drive, Sp. 1410 3200 Northline Avenue, Suite 360 Blvd. Suite 120 Riverhead Ny 11901 Greensboro NC 27408 San Diego, CA 92121 164.CRStore CharlotteRusse,Inc. 288 Meadowood Mall 5352 Simon Meadowood Mall SPE, LLC, c/o M.S. 5910 Pacific Center Meadowood Mall Circle Reno Management Associates Inc. 225 W. Blvd. Suite 120 NV 89502 Washington Street Indianapolis IN San Diego, CA 46204 92121 165.CRStore CharlotteRusse,Inc. 292 Las Vegas Premium Outlets The Premium Las Vegas Premium Outlets North, 5910 Pacific Center North 755 South Grand Outlets LLC, c/o Simon Property Group 225 Blvd. Suite 120 Central Parkway, Space 1186 W. Washington Street Indianapolis IN San Diego, CA Las Vegas NV 89106 46204 92121 166.CRStore CharlotteRusse,Inc. 295 SouthPark 828 SouthPark Starwood SRP Property Management, LLC One 5910 Pacific Center Center, Space #BU828 East Wacker Drive, Suite 3700 Blvd. Suite 120 Strongville OH 44136 Chicago IL 60601 San Diego, CA 92121 167.CRStore CharlotteRusse,Inc. 296 Millcreek Mall 5800 Peach Cafaro Company Millcreek Mall 5577 Youngstown- 5910 Pacific Center Street, Space 622 Erie PA Warren Road Niles OH 44446 Blvd. Suite 120 16565 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
168.CRStore CharlotteRusse,Inc. 300 Westland Center 35000 West SPINOSO Real LSREF SUMMER REO TRUST 2009, c/o 5910 Pacific Center Warren Road, Sp# 716 Estate Group Hudson Americas LLC 2711 N. Haskell Blvd. Suite 120 Westland MI 48185 Ave., Suite 1700 Dallas TX 75204 San Diego, CA 92121 169.CRStore CharlotteRusse,Inc. 301 CherryVale Mall 7200 CBL CBL & Associates Management, Inc. 5910 Pacific Center Harrison Avenue, Sp# G23 CBL Center, Suite 500 Blvd. Suite 120 Rockford IL 61112 2030 Hamilton Place Blvd., San Diego, CA Chattanooga TN 37421 92121 170.CRStore CharlotteRusse,Inc. 302 Stones River Mall 1720 Old Sterling SVAP II Stones River, LLC c/o Sterling 5910 Pacific Center Fort Parkway, Sp#D170 Organization Retail Services, Inc. 340 Royal Blvd. Suite 120 Murfreesboro TN 37129 Poinciana Way San Diego, CA Suite 316 Palm Beach FL 33480 92121 171.CRStore CharlotteRusse,Inc. 304 Pacific View 3301-1 East Main Macerich Macerich Buenaventura Limited 5910 Pacific Center Street, Space 2266 Ventura Partnership 401 Wilshire Boulevard, Blvd. Suite 120 CA 93003 P.O. Box 2172, Suite 700 Santa San Diego, CA Monica CA 90407 92121 172.CRStore CharlotteRusse,Inc. 305 Towne East Square 7700 East Simon Simon Property Group, L.P. 5910 Pacific Center Kellogg Drive, Sp# P07B c/o M.S. Management Associates Inc. Blvd. Suite 120 Wichita KS 67207 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 173.CRStore CharlotteRusse,Inc. 306 Cherry Hill 2000 Route 38, Preit Cherry Hill Center, LLC 200 South 5910 Pacific Center Sp# 1811 Cherry Hill NJ 08002 Broad Street Blvd. Suite 120 The Bellevue, Third Floor Philadelphia San Diego, CA PA 19102 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
174.CRStore CharlotteRusse,Inc. 307 Fashion Outlets of Las Vegas Brookfield Rouse Management Company, LLC 5910 Pacific Center 32100 Las Vegas Boulevard Properties c/o Brookfield Properties (R) LLC 200 Blvd. Suite 120 South, Sp# 236 Primm NV Vesey Street, 25th Floor New York San Diego, CA 89019 NY 10281 92121 175.CRStore CharlotteRusse,Inc. 308 Gateway #5 Gateway Mall, Starwood Starwood Retail Property 5910 Pacific Center Sp# 292 Lincoln NE 68505 Management, LLC One East Wacker Blvd. Suite 120 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 176.CRStore CharlotteRusse,Inc. 309 Newport Centre 30 Mall Drive Simon Newport Centre, LLC, c/o Simon 5910 Pacific Center West, Sp# OA63 Jersey City NJ Property Group 225 W. Washington Blvd. Suite 120 07310 Street Indianapolis IN 46204 San Diego, CA 92121 177.CRStore CharlotteRusse,Inc. 310 Stonewood Center 410 Macerich Macerich Stonewood, LLC c/o 5910 Pacific Center Stonewood Street, Sp# G-27 Macerich P.O. Box 2172, 401 Wilshire Blvd. Suite 120 Downey CA 90241 Boulevard, Suite 700 Santa Monica San Diego, CA CA 90407 92121 178.CRStore CharlotteRusse,Inc. 311 Oak Court 4465 Poplar Washington Prime Oak Court Mall, LLC 180 E. Broad 5910 Pacific Center Avenue, Sp# 2314A Memphis Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 TN 38117 San Diego, CA 92121 179.CRStore CharlotteRusse,Inc. 312 Woodland Mall 3195 28th Preit PR Woodland Limited Partnership, 5910 Pacific Center Street SE, Space E-107 Grand c/o PREIT Services, LLC 200 South Blvd. Suite 120 Rapids MI 49512 Broad Street, The Bellevue, Third San Diego, CA Floor Philadelphia PA 19102 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
180.CRStore CharlotteRusse,Inc. 313 West Ridge Mall 1801 SW Washington Prime West Ridge Mall, LLC 180 E. Broad 5910 Pacific Center Wanamaker Road, Sp# G25A Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 Topeka KS 66604 San Diego, CA 92121 181.CRStore CharlotteRusse,Inc. 314 Staten Island Mall 2655 Brookfield GGP Staten Island Mall, LLC, c/o 5910 Pacific Center Richmond Avenue, Sp# 1240 Properties Staten Island Mall - Phase II 350 N. Blvd. Suite 120 Staten Island NY 10314 Orleans St., 300 Chicago IL 60654- San Diego, CA 1607 92121 182.CRStore CharlotteRusse,Inc. 315 Asheville Mall 3 South Tunnel CBL CBL & Associates Management, Inc. 5910 Pacific Center Road, Sp# L85 Asheville NC CBL Center, Suite 500 Blvd. Suite 120 28805 2030 Hamilton Place Blvd., San Diego, CA Chattanooga TN 37421 92121 183.CRStore CharlotteRusse,Inc. 317 Muncie Mall 3501 North Washington Prime Munci Mall, LLC 180 E. Broad Street, 5910 Pacific Center Granville Avenue, Sp# K02D Floor 20 Columbus OH 43215 Blvd. Suite 120 Muncie IN 47303 San Diego, CA 92121 184.CRStore CharlotteRusse,Inc. 319 MacArthur Center 300 Starwood Starwood Retail Property 5910 Pacific Center Monticello Avenue Norfolk Management, LLC One East Wacker Blvd. Suite 120 VA 23510 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 185.CRStore CharlotteRusse,Inc. 321 College Mall 2840 East Third Simon Simon Property Group 225 W. 5910 Pacific Center Street Bloomington IN 47401 Washington Street Indianapolis IN Blvd. Suite 120 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
186.CRStore CharlotteRusse,Inc. 322 Esplanade Mall 1401 West Esplanade Realty, Esplanade Mall Realty Holding, LLC 5910 Pacific Center Esplanade, Sp# 414 Kenner LA LP 1010 Northern Blvd, Suite 212 Great Blvd. Suite 120 70065 Neck NY 11021 San Diego, CA 92121 187.CRStore CharlotteRusse,Inc. 323 Imperial Valley 3451 South CBL CBL & Associates Management, Inc. 5910 Pacific Center Dogwood Avenue, Sp# 1056 CBL Center, Suite 500 Blvd. Suite 120 El Centro CA 92243 2030 Hamilton Place Blvd., San Diego, CA Chattanooga TN 37421 92121 188.CRStore CharlotteRusse,Inc. 324 Wheaton 11160 Veirs Mill Westfield Corp. Wheaton Plaza Regional Shopping 5910 Pacific Center Road, Sp# 156 Wheaton MD Center LLC 2049 Century Park East, Blvd. Suite 120 20902 41st Floor Los Angeles CA 90067 San Diego, CA 92121 189.CRStore CharlotteRusse,Inc. 325 Coolsprings Galleria 1800 CBL Coolsprings Mall, LLC, c/o CBL & 5910 Pacific Center Galleria Boulevard, Sp# 2080 Associates Management, Inc. CBL Blvd. Suite 120 Franklin TN 37067 Center - Suite 500 San Diego, CA 2030 Hamilton Place Boulevard 92121 Chattanooga TN 37421 190.CRStore CharlotteRusse,Inc. 326 Santa Rosa Mall 300 Mary JLL SRM-SPE, LLC d/b/a Santa Rosa Mall 5910 Pacific Center Esther Boulevard, Suite 21 c/o Radiant Partners, LLC 145 West Blvd. Suite 120 Mary Esther FL 32569 45th Street 10th Floor New York NY San Diego, CA 10036 92121 191.CRStore CharlotteRusse,Inc. 328 Burbank Town Center 201 SRS Real Estate CAPREF Burbank, LLC 8333 Douglas 5910 Pacific Center East Magnolia Boulevard, Sp# Avenue Blvd. Suite 120 239 Burbank CA 91502 Suite 975 Dallas TX 75225 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
192.CRStore CharlotteRusse,Inc. 329 Columbia Place Mall 7201 AU- Moonbeam Columbia Place Mall SC LLC. 5910 Pacific Center 556 Two Notch Road Capital c/o Moonbeam Leasing & Blvd. Suite 120 Columbia SC 29223 Management LLC 9103 Alta Drive, San Diego, CA Suite 204 Las Vegas NV 89145 92121 193.CRStore CharlotteRusse,Inc. 330 Spotsylvania Towne Centre Cafaro Company Spotsylvania Mall Co. 2445 Belmont 5910 Pacific Center 230 Spotsylvania Mall (combo Ave., P.O. Box 2186 Youngstown OH Blvd. Suite 120 of Sp# 230&235) 44504-0186 San Diego, CA Fredricksburg VA 22407 92121 194.CRStore CharlotteRusse,Inc. 331 Peachtree Mall 3131 Brookfield Peachtree Mall LLC, c/o Peachtree 5910 Pacific Center Manchester Expressway, Sp# Properties Mall 350 N. Orleans St., 300 Chicago Blvd. Suite 120 9 Columbus GA 31909 IL 60654-1607 San Diego, CA 92121 195.CRStore CharlotteRusse,Inc. 332 Oglethorpe Mall 7804 Brookfield Oglethorpe Mall, LLC 5910 Pacific Center Abercorn Street, Sp# 196 Properties c/o Oglethorpe Mall 350 N. Orleans Blvd. Suite 120 Savannah GA 31406 St., 300 Chicago IL 60654-1607 San Diego, CA 92121 196.CRStore CharlotteRusse,Inc. 334 Cary Towne Center 1105 CBL Cary Venture Limited Partnership 5910 Pacific Center Walnut Street, Sp# H0154 2030 Hamilton Place Boulevard, Ste Blvd. Suite 120 Cary NC 27511 500 Chattanooga TN 37421 San Diego, CA 92121 197.CRStore CharlotteRusse,Inc. 335 St. Charles Towne Center Simon Simon Property Group 225 W. 5910 Pacific Center 11110 Mall Circle, Sp# Q05 Washington Street Indianapolis IN Blvd. Suite 120 Waldorf MD 20603 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
198.CRStore CharlotteRusse,Inc. 336 Northwest Arkansas 4201 Namdar Realty Northwest Arkansas Mall c/o Spinoso 5910 Pacific Center North Shiloh Drive, Sp#1480 Group Management Group, LLC 100 Blvd. Suite 120 Fayetteville AR 72703 Northern Concourse North Syracuse San Diego, CA NY 13212 92121 199.CRStore CharlotteRusse,Inc. 337 Governor's Square 1500 Brookfield Governor’s Square Mall LLC 5910 Pacific Center Apalachee Parkway, Sp# 2185 Properties c/o Governor’s Square 350 N. Orleans Blvd. Suite 120 Tallahassee FL 32301 St., 300 Chicago IL 60654-1607 San Diego, CA 92121 200.CRStore CharlotteRusse,Inc. 338 Cumberland Mall 1216 Brookfield Cumberland Mall, LLC 5910 Pacific Center Cumberland Mall, Sp #0254 Properties c/o Cumberland Mall 350 N. Orleans Blvd. Suite 120 Atlanta GA 30339 St., 300 Chicago IL 60654-1607 San Diego, CA 92121 201.CRStore CharlotteRusse,Inc. 340 Greenbrier 1401 Greenbrier CBL CBL & Associates Management, Inc. 5910 Pacific Center Parkway South, Sp# 1060 CBL Center, Suite 500 Blvd. Suite 120 Chesapeake VA 23320 2030 Hamilton Place Blvd., San Diego, CA Chattanooga TN 37421-6000 92121 202.CRStore CharlotteRusse,Inc. 342 Stamford Town Center 100 Taubman Taubman 200 East Long Lake Rd. 5910 Pacific Center Greyrock Place, Sp# E125 Suite 300 Bloomfield Hills MI 48304- Blvd. Suite 120 Stamford CT 06901 2324 San Diego, CA 92121 203.CRStore CharlotteRusse,Inc. 343 Park City Center 142 Park City Brookfield Park City Center, LLC 5910 Pacific Center Center, Sp# G757 Lancaster Properties c/o Park City Center 350 N. Orleans Blvd. Suite 120 PA 17601 St., 300 Chicago IL 60654-1607 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
204.CRStore CharlotteRusse,Inc. 344 Empire 1660 West Empire Simon Simon Property Group 225 W. 5910 Pacific Center Mall, Sp# 402 Sioux Falls SD Washington Street Indianapolis IN Blvd. Suite 120 57106 46204 San Diego, CA 92121 205.CRStore CharlotteRusse,Inc. 345 University Park Mall 6501 Simon Simon Property Group 225 W. 5910 Pacific Center North Grape Road, Sp# 280A Washington Street Indianapolis IN Blvd. Suite 120 Mishawaka IN 46545 46204 San Diego, CA 92121 206.CRStore CharlotteRusse,Inc. 346 Galleria at Pittsburgh* 434 Namdar Realty PITT Realty LLC, c/o Namdar Realty 5910 Pacific Center Pittsburgh Mills Circle Group Group LLC. 150 Great Neck Road Blvd. Suite 120 Tarentum PA 15084 Suite 304 Great Neck NY 11021 San Diego, CA 92121 207.CRStore CharlotteRusse,Inc. 348 Aurora Mall 14200 East Washington Prime Aurora Mall, LLC 180 E. Broad Street, 5910 Pacific Center Alameda Avenue, Sp# 1009A Floor 20 Columbus OH 43215 Blvd. Suite 120 Aurora CO 80012 San Diego, CA 92121 208.CRStore CharlotteRusse,Inc. 350 West Valley Mall 3200 North Brookfield Tracy Mall Partners, L.P., c/o 5910 Pacific Center Naglee Road, Sp# 516 Tracy Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 CA 95304 Vesey Street, 25th Floor New York NY San Diego, CA 10281 92121 209.CRStore CharlotteRusse,Inc. 352 Ocean County 1201 Hooper Simon Simon Property Group 225 W. 5910 Pacific Center Avenue, Sp# 1033A Toms Washington Street Indianapolis IN Blvd. Suite 120 River NJ 08753 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
210.CRStore CharlotteRusse,Inc. 354 Bel Air 3299 Belair Mall, Sp# C-Brookfield RPI Bel Air Mall, LLC, c/o Brookfield 5910 Pacific Center 22 Mobile AL 36606 Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 25th Floor New York NY 10281 San Diego, CA 92121 211.CRStore CharlotteRusse,Inc. 355 Crabtree Valley 4325 Plaza Associates Plaza Associates, Inc. 2840 Plaza 5910 Pacific Center Glenwood Avenue, Sp# 1025 Place, Suite 100 Raleigh NC 27612 Blvd. Suite 120 Raleigh NC 27612 San Diego, CA 92121 212.CRStore CharlotteRusse,Inc. 356 Turtle Creek Mall 1000 Turtle CBL CBL & Associates Management, Inc. 5910 Pacific Center Creek Drive, Sp#185 CBL Center, Suite 500 Blvd. Suite 120 Hattiesburg MS 39402 2030 Hamilton Place Blvd., San Diego, CA Chattanooga TN 37421-6000 92121 213.CRStore CharlotteRusse,Inc. 357 Northlake 6801 Northlake Starwood Starwood Retail Property 5910 Pacific Center Mall Drive, Sp# 168 Charlotte Management, LLC One East Wacker Blvd. Suite 120 NC 28216 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 214.CRStore CharlotteRusse,Inc. 359 Kentucky Oaks 5101 Cafaro Company Kentucky Oaks Mall Company 5577 5910 Pacific Center Hinkleville Road, Sp# 330 Youngstown-Warren Road Niles OH Blvd. Suite 120 (combo of 325&330) Paducah 44446 San Diego, CA KY 42001 92121 215.CRStore CharlotteRusse,Inc. 360 Triangle Town Center 5959 CBL G&I VIII CBL TTC LLC, c/o CBL & 5910 Pacific Center Triangle Town Blvd,Sp# Associates Management, Inc. CBL Blvd. Suite 120 1037(combo of 1037&1039) Center San Diego, CA Raleigh NC 27616 2030 Hamilton Place Boulevard, Suite 92121 500 Chattanooga TN 37421
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
216.CRStore CharlotteRusse,Inc. 361 Cross Creek 418 Cross Creek CBL CBL & Associates Management, Inc. 5910 Pacific Center Mall, Unit TB-04 Fayetteville CBL Center Blvd. Suite 120 NC 28303 2030 Hamilton Place Boulevard, Suite San Diego, CA 500 Chattanooga TN 37421-6000 92121 217.CRStore CharlotteRusse,Inc. 362 Valley View 4802 Valley View CBL CBL & Associates Management, Inc. 5910 Pacific Center Blvd NW, Sp# UE220 (combo CBL Center Blvd. Suite 120 of UE220&UE225) Roanoke 2030 Hamilton Place Boulevard, Suite San Diego, CA VA 24012 500 Chattanooga TN 37421-6000 92121 218.CRStore CharlotteRusse,Inc. 363 Barnes Crossing 1001 Barnes Brookfield TUP 130, LLC, c/o Brookfield 5910 Pacific Center Crossing Road, Sp# 224 Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 Tupelo MS 38801 25th Floor New York NY 10281 San Diego, CA 92121 219.CRStore CharlotteRusse,Inc. 364 Jefferson 4801 Outer Loop, CBL JEFFERSON MALL CMBS, LLC, c/o CBL 5910 Pacific Center Sp# C552 (combo of C552 & & Associates Management, Inc. 2030 Blvd. Suite 120 C556) Louisville KY 40219 Hamilton Place Boulevard, Ste 500 San Diego, CA Chattanooga TN 37421 92121 220.CRStore CharlotteRusse,Inc. 365 Shops at Tanforan 1150 El QIC Global Real Shops at Tanforan Associates, LLC 600 5910 Pacific Center Camino Real, Space 160 San Estate Superior Avenue East, Suite 1500 Blvd. Suite 120 Bruno CA 94066 Cleveland OH 44114 San Diego, CA 92121 221.CRStore CharlotteRusse,Inc. 366 Firewheel Town Center 370 Simon SIMON PROPERTY GROUP (TEXAS), 5910 Pacific Center Cedar Sage Drive, Sp# M01 L.P., c/o M.S. Management Associates Blvd. Suite 120 Garland TX 75040 Inc. 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
222.CRStore CharlotteRusse,Inc. 368 The Promenade Shops at Poag & McEwen Poag Lifestyle Centers, LLC 2650 5910 Pacific Center Centerra 5897 Sky Pond Thousand Oaks Blvd, Suite 2200 Blvd. Suite 120 Drive, Suite K100 Loveland CO Memphis TN 38118 San Diego, CA 80538 92121 223.CRStore CharlotteRusse,Inc. 369 Eastland 800 North Green Macerich SDG MACERICH PROPERTIES, L.P., c/o 5910 Pacific Center River Road, Sp# 0070A M.S. Management Associates Inc. Blvd. Suite 120 Evansville IN 47715 National City Center San Diego, CA 115 W. Washington Indianapolis IN 92121 46204 224.CRStore CharlotteRusse,Inc. 370 Acadiana 5725 Johnston CBL CBL & Associates Management, Inc 5910 Pacific Center Street, Sp# A257 Lafayette LA CBL Center, Suite 500 Blvd. Suite 120 70503 2030 Hamilton Place Boulevard San Diego, CA Chattanooga TN 37421-6000 92121 225.CRStore CharlotteRusse,Inc. 371 Eastridge 2200 Eastridge Pacific Retail GS P Pacific ER LLC 100 North 5910 Pacific Center Loop, Sp# 1040 San Jose CA Capital Partners Sepulveda Blvd, Suite 1925 El Blvd. Suite 120 95122 Segundo CA 90245 San Diego, CA 92121 226.CRStore CharlotteRusse,Inc. 374 Exton Square 316 Exton Preit Exton Square Property, LLC, c/o PREIT 5910 Pacific Center Square Parkway Exton PA Services, LLC The Bellevue, 200 South Blvd. Suite 120 19341 Broad Street, Third Floor Philadelphia San Diego, CA PA 19102 92121 227.CRStore CharlotteRusse,Inc. 375 Turtle Creek, Mall at 3000 Brookfield RPI Turtle Creek Mall, LLC, c/o 5910 Pacific Center East Highland Drive, Sp# 403 Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 Jonesboro AR 72401 Vesey Street, 25th Floor New York NY San Diego, CA 10281 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
228.CRStore CharlotteRusse,Inc. 377 NorthPark Mall-MS 1200 East Pacific Retail Northpark Realty LP 100 North 5910 Pacific Center County Line Road, Sp# 1412 Capital Partners Sepulveda Boulevard, Suite 1925 El Blvd. Suite 120 Ridgeland MS 39157 Segundo CA 90245 San Diego, CA 92121 229.CRStore CharlotteRusse,Inc. 378 Oak View Mall 3001 South Brookfield TGA Oak View Mall LLC, c/o TH Real 5910 Pacific Center 144th Street, Sp# D15 Omaha Properties Estate 4675 MacArthur Court Blvd. Suite 120 NE 68144 Newport Beach CA 92660 San Diego, CA 92121 230.CRStore CharlotteRusse,Inc. 381 Twelve Oaks Mall 27244 Novi Taubman TWELVE OAKS MALL, LLC 200 East 5910 Pacific Center Road, Space #B126 Novi MI Long Lake Road, Suite 300 Bloomfield Blvd. Suite 120 48377 Hills MI 48304-2324 San Diego, CA 92121 231.CRStore CharlotteRusse,Inc. 382 Galleria at White Plains 100 Pacific Retail WP Galleria Realty LP 100 N. Pacific 5910 Pacific Center Main Street, Sp# 210 White Capital Partners Coast Highway, Suite 1925 El Segundo Blvd. Suite 120 Plains NY 10601 CA 90245 San Diego, CA 92121 232.CRStore CharlotteRusse,Inc. 383 Lakeland Square Mall 3800 US Brookfield Lakeland Square Mall, LLC, c/o 5910 Pacific Center Highway 98 North, Sp# 756 Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 (previously 758) Lakeland FL Vesey Street, 25th Floor New York NY San Diego, CA 33809 10281 92121 233.CRStore CharlotteRusse,Inc. 384 Belden Village 4145 Belden Starwood SRP Property Management, LLC 1 E. 5910 Pacific Center Village Mall Canton OH 44718 Wacker Drive, Suite 3700 Chicago IL Blvd. Suite 120 60601 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
234.CRStore CharlotteRusse,Inc. 386 Lehigh Valley 124 Lehigh Simon Lehigh Valley Mall, LLC, c/o Simon 5910 Pacific Center Valley Mall, Sp# 1038A Property Group 225 W. Washington Blvd. Suite 120 Whitehall PA 18052 Street Indianapolis IN 46204 San Diego, CA 92121 235.CRStore CharlotteRusse,Inc. 387 North Point 1000 N. Point Brookfield NORTH POINT MALL, LLC, c/o North 5910 Pacific Center Circle, Sp# 2040 Alpharetta Properties Point Mall 350 N. Orleans St., Suite Blvd. Suite 120 GA 30022 300 Chicago IL 60654-1607 San Diego, CA 92121 236.CRStore CharlotteRusse,Inc. 388 Circle Center 49 West Simon Circle Centre Mall LLC, c/o Simon, 5910 Pacific Center Maryland Drive, Sp# F12B Property Group 225 W. Washington Blvd. Suite 120 Indianapolis IN 46204 Street Indianapolis IN 46204 San Diego, CA 92121 237.CRStore CharlotteRusse,Inc. 391 Avenue Viera 2261 Towne Poag Shopping CP Venture Five - AV LLC, c/o Poag 5910 Pacific Center Center Avenue, Sp# 870 Viera Centers Shopping Centers, LLC 2650 Thousand Blvd. Suite 120 FL 32940 Oaks Blvd, Suite 2200 Memphis TN San Diego, CA 38118 92121 238.CRStore CharlotteRusse,Inc. 392 Southland-FL 20505 S Dixie Gumberg Southland Mall Properties, LLC c/o 5910 Pacific Center Highway, Sp# 813 and 805 Gumberg Asset Management Corp. Blvd. Suite 120 Cutler Bay FL 33189 3200 North Federal Highway Ft. San Diego, CA Lauderdale FL 33306 92121 239.CRStore CharlotteRusse,Inc. 396 The Shops at Perry Crossing Poag Shopping Poag Shopping Centers, LLC 2650 5910 Pacific Center 340 Metropolis Mile Ste. 115 Centers Thousand Oaks Boulevard, Suite 2200 Blvd. Suite 120 Plainfield IN 46168 Memphis TN 38118 San Diego, CA 92121
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240.CRStore CharlotteRusse,Inc. 398 Valley Hills Mall 1960 Brookfield Valley Hills Mall L.L.C. 5910 Pacific Center Highway 70 SE, Sp #222 Properties 200 Vesey Street, 25th Floor Blvd. Suite 120 Hickory NC 28602 New York San Diego, CA NY 10281 92121 241.CRStore CharlotteRusse,Inc. 399 Silver City Galleria 2 Galleria Cushman & CREFII Silver City, LLC 411 West 5910 Pacific Center Mall Drive, Sp #A212 Taunton Wakefield Putnam Avenue, Suite 425 Greenwich Blvd. Suite 120 MA 02780 CT 6830 San Diego, CA 92121 242.CRStore CharlotteRusse,Inc. 400 Regency Square Virginia 1420 Thalhimer 1420 N Parham Road, LC 11100 West 5910 Pacific Center Parham Road, Sp #S135 Broad Street Glen Allen VA 23060 Blvd. Suite 120 Richmond VA 23229 San Diego, CA 92121 243.CRStore CharlotteRusse,Inc. 402 Hulen Mall 250 Hulen Mall, Sp Brookfield Hulen Mal c/o HULEN MALL, LLC 350 5910 Pacific Center #1625 Fort Worth TX 76132 Properties N. Orleans St. Suite 300 Chicago IL Blvd. Suite 120 60654-1607 San Diego, CA 92121 244.CRStore CharlotteRusse,Inc. 403 Volusia Mall 1700 W CBL CBL & Associates Management, Inc 5910 Pacific Center International Speedway Blvd., CBL Center, Suite 500 Blvd. Suite 120 Sp #249 Daytona FL 32114 2030 Hamilton Place Boulevard San Diego, CA Chattanooga TN 37421-6000 92121 245.CRStore CharlotteRusse,Inc. 404 Pinnacle Hills 2203 S. Brookfield PINNACLE HILLS, LLC c/o Pinnacle Hills 5910 Pacific Center Promenade Blvd. Space 4150 Properties Promenade 350 N. Orleans St. Suite Blvd. Suite 120 Rogers AR 72758 300 Chicago IL 60654-1607 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
246.CRStore CharlotteRusse,Inc. 405 Dos Lagos, The Shops at 2795 Dos Lagos CRN LLC Elkins Kalt Weintraub Reuben 5910 Pacific Center Cabot Drive, Suite 125 Corona Gartside LLP 2049 Century Park East, Blvd. Suite 120 CA 92883 Suite 2700 Los Angeles CA 90067 San Diego, CA 92121 247.CRStore CharlotteRusse,Inc. 407 Northfield at Stapleton 8316 QIC Global Real Northfield Stapleton Associates, LLC 5910 Pacific Center Northfield Blvd. Space #1630 Estate 600 Superior Avenue East, Suite 1500 Blvd. Suite 120 Denver CO 80238 Cleveland OH 44114 San Diego, CA 92121 248.CRStore CharlotteRusse,Inc. 408 Four Seasons 410 Four Brookfield GGP-FOUR SEASONS, LP c/o Four 5910 Pacific Center Seasons Town Centre, Sp Properties Seasons Town Centre 350 N. Orleans Blvd. Suite 120 #142 Greensboro NC 27407 St. Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 249.CRStore CharlotteRusse,Inc. 410 Queens Center 90-15 Queens Macerich Queens Center SPE LLC C/O Macerich 5910 Pacific Center Boulevard, Space #0069 P.0. Box 2172 Blvd. Suite 120 Elmhurst NY 11373 401 Wilshire Boulevard. Suite 700 San Diego, CA Santa Monica CA 90407 92121 250.CRStore CharlotteRusse,Inc. 412 Sawgrass Mills 2602 Simon/Mills Corp Simon Property Group 225 W. 5910 Pacific Center Sawgrass Mills Circle, Sp# Washington Street Indianapolis IN Blvd. Suite 120 1215 Sunrise FL 33323 46204 San Diego, CA 92121 251.CRStore CharlotteRusse,Inc. 418 Edgewater Mall 2600 Beach Jim Wilson & AmericanNational Insurance 5910 Pacific Center Blvd., Sp #2 Biloxi MS 39531 Assoc. Company Blvd. Suite 120 c/o Jim Wilson & Associates, Inc. San Diego, CA 2660 EastChase Lane, Suite 100 92121
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252.CRStore CharlotteRusse,Inc. 419 Georgia Square Mall 3700 Hendon KDI Athens Mall, LLC c/o Hendon 5910 Pacific Center Atlanta Hwy, Sp #48 Athens Properties Properties, LLC 3445 Peachtree Road Blvd. Suite 120 GA 30606 Suite 465 Atlanta GA 30326 San Diego, CA 92121 253.CRStore CharlotteRusse,Inc. 420 Boulevard-NY 1229 Niagra Niagara Falls Zamias Services, Inc 500 Galleria 5910 Pacific Center Falls Blvd., Space 409 Boulevard, LLC Drive, Suite #287 Johnstown PA Blvd. Suite 120 Amherst NY 14226 (Zamias Services 15904 San Diego, CA Inc.) 92121 254.CRStore CharlotteRusse,Inc. 421 Parkway Place 2801 CBL Parkway Place Limited Partnership 5910 Pacific Center Memorial Pkwy South Space c/o CBL & Associates Management, Blvd. Suite 120 190 Huntsville Al 35801 Inc. CBL Center, Suite 500 San Diego, CA 2030 Hamilton Place Boulevard 92121 Chattanooga TN 37421-6000 255.CRStore CharlotteRusse,Inc. 422 Gulf Coast Town Ctr 9903 Gulf Centrecorp Centrecorp Management Services, 5910 Pacific Center Coast Main St. Ste.100 Fort LLLP 2851 John Street, Suite 1 Blvd. Suite 120 Meyers FL 33913 Markham Ontario, Canada L3R 5R7 San Diego, CA 92121 256.CRStore CharlotteRusse,Inc. 423 Rio Grande Valley 5001 East The Premium Simon Property Group 225 W. 5910 Pacific Center US Expressway 83 , Suite 304 Outlets Washington Street Indianapolis IN Blvd. Suite 120 Mercedes TX 78570 46204 San Diego, CA 92121 257.CRStore CharlotteRusse,Inc. 424 Bolingbrook 635 E. Boughton Starwood Starwood Retail Property 5910 Pacific Center Rd. Ste. 110, Space 780 Management, LLC Blvd. Suite 120 Bolingbrook IL 60440 One East Wacker Drive, Suite 3700 San Diego, CA Chicago 92121 IL 60601
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
258.CRStore CharlotteRusse,Inc. 425 Northgate-NC 1058 West Club Northgate NW Northgate Mall LLC c/o 5910 Pacific Center Blvd., Sp #201 Durham NC Associates Northwood Investors 575 Fifth Blvd. Suite 120 27701 Avenue, 23rd Floor New York NY San Diego, CA 10017 92121 259.CRStore CharlotteRusse,Inc. 426 Greenwood Mall 2625 Brookfield GREENWOOD MALL LLC c/o 5910 Pacific Center Scottsville Rd. , Space 116& Properties Greenwood Mall 350 N. Orleans St. Blvd. Suite 120 118 Bowling Green KY 42104 Suite 300 Chicago, IL 60654-1607 San Diego, CA 92121 260.CRStore CharlotteRusse,Inc. 428 First Colony 16535 Southwest Brookfield First Colony Mall c/o First Colony Mall 5910 Pacific Center Freeway, Sp #123 Sugarland Properties -SDS-12-3112P.O.Box86350N. Blvd. Suite 120 TX 77479 Orleans St. Suite 300 Chicago IL San Diego, CA 60654-1607 92121 261.CRStore CharlotteRusse,Inc. 430 Post Oak 1500 Harvey Road, CBL CBL & Associates Management, Inc. 5910 Pacific Center Sp #2020 College Station TX CBL Center, Suite 500 Blvd. Suite 120 77840 2030 I-Iamiltun Place Boulevard San Diego, CA Chattanooga TN 37421-6000 92121 262.CRStore CharlotteRusse,Inc. 431 Viewmont Mall 100 Preit PR Financing Limited Partnership c/o 5910 Pacific Center Viewmont Mall, Sp #771 PREIT Services. LLC 200 South Broad Blvd. Suite 120 Scranton PA 18508 Street San Diego, CA The Bellevue, Third Floor Philadelphia 92121 PA 19102 263.CRStore CharlotteRusse,Inc. 432 Oakdale 601-635 Harry L Dr. Vornado OAKDALE MALL L.L.C. 210 Route 4 5910 Pacific Center Space 66-69 Johnson City NY East Paramus NJ 7652 Blvd. Suite 120 13790 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
264.CRStore CharlotteRusse,Inc. 433 Eagle Ridge 718 Eagle Ridge Stockbridge Stockbridge Madison, LLC 451 Eagle 5910 Pacific Center Dr. Lake Wales FL 33859 Madison Ridge Drive Lake Wales FL 33859 Blvd. Suite 120 San Diego, CA 92121 265.CRStore CharlotteRusse,Inc. 435 Patrick Henry (relocation) Preit PR Patrick Henry LLC c/o PREIT 5910 Pacific Center 12300 Jefferson Ave. , Sp Services, LLC 200 South Broad Street , Blvd. Suite 120 #214 Newport News VA The Bellevue, Third Floor Philadelphia San Diego, CA 23602 PA 19102 92121 266.CRStore CharlotteRusse,Inc. 437 Monmouth 180 Route 35 & Brookfield Eatontown Monmouth Mall, LLC c/o 5910 Pacific Center 36, Sp #1004 Eatontown NJ Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 7724 Vesey Street, 25th Floor New York NY San Diego, CA 10281 92121 267.CRStore CharlotteRusse,Inc. 438 Westgate Mall 7701 West JLL Jones Lang LaSalle 3344 Peachtree 5910 Pacific Center Interstate 40, Sp #354 Road NE, Suite 1200 Atlanta GA Blvd. Suite 120 Amarillo TX 79121 30326 San Diego, CA 92121 268.CRStore CharlotteRusse,Inc. 439 River Hills Mall 1850 Adams Brookfield RIVER HILLS MALL, LLC c/o River Hills 5910 Pacific Center St., Sp #418 Mankato MN Properties Mall 350 N. Orleans St. Suite 300 Blvd. Suite 120 56001 Chicago IL 60654-1607 San Diego, CA 92121 269.CRStore CharlotteRusse,Inc. 440 Freehold Raceway 3710 Macerich Freemall Associates, LLC c/o Macerich 5910 Pacific Center Route 9, Sp #A120 Freehold Company P.O. Box 2172 Blvd. Suite 120 NJ 07728 401 Wilshire Boulevard, Suite 700 San Diego, CA Santa Monica CA 90407 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
270.CRStore CharlotteRusse,Inc. 442 Eastdale 1000 Eastdale Mall, Aronov East Ridge Mall, L.L.C c/o Aronov 5910 Pacific Center Space E-1 Montgomery AL Realty Management, Inc. P. 0. Box Blvd. Suite 120 36117 235000 (36123-5000) San Diego, CA 3500 Eastern Boulevard (36116-1781) 92121 Montgomery AL - 271.CRStore CharlotteRusse,Inc. 443 Salmon Run 21182 Salmon Pyramid THE CLINTON EXCHANGE 5910 Pacific Center Run Mall Loop West, Sp #D- FOUR CLINTON SQUARE Blvd. Suite 120 106 Watertown NY 13601 SYRACUSE San Diego, CA NY 13202-1078 92121 272.CRStore CharlotteRusse,Inc. 444 Green Acres 1004 Green Macerich Valley Stream Green Acres LLC c/o 5910 Pacific Center Acres Mall, Sp #44 Valley The Macerich Company 401 Wilshire Blvd. Suite 120 Stream NY 11581 Boulevard, Suite 700 Santa Monica San Diego, CA CA 90401 92121 273.CRStore CharlotteRusse,Inc. 445 Crossroads-MI 6650 South Brookfield KALAMAZOO MALL L.L.C. c/o The 5910 Pacific Center Westnedge Avenue, Sp# 222 Properties Crossroads MI 350 N. Orleans St Suite Blvd. Suite 120 Portage MI 49024 300 Chicago IL 60654-1607 San Diego, CA 92121 274.CRStore CharlotteRusse,Inc. 446 Tempe Marketplace 2000 E. Vestar Yestar CPT Tempe Marketplace, LLC 5910 Pacific Center Rio Falado Pkwy, Ste. 1248 c/o Vestar 2425 East Camelback Blvd. Suite 120 Tempe AZ 85281 Road, Suite 750 Phoenix AZ 85016 San Diego, CA 92121 275.CRStore CharlotteRusse,Inc. 447 Poughkeepsie-South Hills Pyramid THE CLINTON EXCHANGE FOUR 5910 Pacific Center 2001 South Road, Sp #A206 CLINTON SQUARE SYRACUSE NY Blvd. Suite 120 Poughkeepsie NY 12601 13202-1078 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
276.CRStore CharlotteRusse,Inc. 448 Coastland Center 1752 Brookfield Coastland Center c/o Coastland 5910 Pacific Center Tamiami Trail North Sp #D-4 Properties Center, L.P. 350 N. Orleans St. Suite Blvd. Suite 120 Naples FL 34102 300 Chicago IL 60654-1607 San Diego, CA 92121 277.CRStore CharlotteRusse,Inc. 449 Augusta 3450 Wrightsboro Brookfield Augusta Mall c/o AUGUSTA MALL, LLC 5910 Pacific Center Road, Sp #1430 Augusta GA Properties 350 N. Orleans St. Suite 300 Chicago Blvd. Suite 120 30909 IL 60654-1607 San Diego, CA 92121 278.CRStore CharlotteRusse,Inc. 451 South Shore Plaza 250 Simon Simon Property Group 225 W. 5910 Pacific Center Granite Street, Sp #1058A Washington Street Indianapolis IN Blvd. Suite 120 Braintree MA 02184 46204 San Diego, CA 92121 279.CRStore CharlotteRusse,Inc. 452 Galleria Dallas 13350 Dallas Trademark Galleria Mall Investors LP c/o Simon 5910 Pacific Center Pkwy, Sp #3185 Dallas TX Management, LTD Property Group 225 W. Washington Blvd. Suite 120 75240 Street Indianapolis IN 46204 San Diego, CA 92121 280.CRStore CharlotteRusse,Inc. 453 Pecanland 4700 Milhaven Brookfield Pecanland Mall, LLC c/o Pecanland 5910 Pacific Center Road, Ste. 1210 Monroe LA Properties Mall 350 N. Orleans St. Suite 300 Blvd. Suite 120 71203 Chicago IL 60654-1607 San Diego, CA 92121 281.CRStore CharlotteRusse,Inc. 455 Chesterfield-VA 11500 Brookfield RPI Chesterfield LLC c/o Brookfield 5910 Pacific Center Midlothian Turnpike, Sp #286 Properties Properties (R) LLC 200 Vesey Street, Blvd. Suite 120 Richmond VA 23235 25th Floor New York NY 10281 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
282.CRStore CharlotteRusse,Inc. 456 Paddock Mall 3100 College Washington Prime PADDOCK MALL, LLC 180 E. Broad 5910 Pacific Center Road, Sp #148 Ocala FL 34474 Street Floor 20 Columbus OH 43215 Blvd. Suite 120 San Diego, CA 92121 283.CRStore CharlotteRusse,Inc. 457 Warwick 400 Bald Hills Road. Brennan WARWICK MALL L.L.C., c/o Goulston 5910 Pacific Center Sp #2001 Warwick RI 02886 &Storrs,P.C400Atlantic’Avenue Blvd. Suite 120 Boston MA 02110-3333 San Diego, CA 92121 284.CRStore CharlotteRusse,Inc. 458 Orlando Premium Outlet - The Premium Simon Property Group 225 W. 5910 Pacific Center International Drive 4977 Outlets Washington Street Indianapolis IN Blvd. Suite 120 International Dr. Ste. 3B06 46204 San Diego, CA Orlando FL 32819 92121 285.CRStore CharlotteRusse,Inc. 459 Capital Mall-WA 625 Black Starwood Starwood Retail Property 5910 Pacific Center Lake Blvd. , Sp #K5 Olympia Management, LLC One East Wacker Blvd. Suite 120 WA 98502 Drive, Suite 3700 Chicago IL 60601 San Diego, CA 92121 286.CRStore CharlotteRusse,Inc. 460 Salisbury 2300 N. Salisbury Brookfield RPI Salisbury Mall, LLC 200 Vesey 5910 Pacific Center Blvd., Sp #B-109 Salisbury MD Properties Street, 25th Floor New York NY Blvd. Suite 120 21801 10281-1025 San Diego, CA 92121 287.CRStore CharlotteRusse,Inc. 461 Locust Grove* 1000 Tanger Tanger Tanger Properties Limited Partnership 5910 Pacific Center Drive, Sp #206 & 207 Locust 3200 Northline Avenue, Suite 360 Blvd. Suite 120 Grove GA 30248 Greensboro NC 27408 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
288.CRStore CharlotteRusse,Inc. 464 Foley Outlet Center 2601 Tanger TANGER PROPERTIES LIMITED 5910 Pacific Center South McKenzie Street, Space PARTNERSHIP and COROC/RIVIERA, Blvd. Suite 120 322 Foley AL 36535 L.L.C. 3200 Northline Avenue San Diego, CA Greensboro NC 27408 92121 289.CRStore CharlotteRusse,Inc. 466 Oakwood-LA 197 Westbank Brookfield OAKWOOD SHOPPING CENTER, LLC 5910 Pacific Center Expwy., Space #1620 Gretna Properties c/o Oakwood Center 350 N. Orleans Blvd. Suite 120 LA 70053 St. Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 290.CRStore CharlotteRusse,Inc. 467 San Tan Village 2196 E. Macerich Westcor Santan Village LLC 11411 5910 Pacific Center Williams Field Rd., Building 2, North Tatum Boulevard Phoenix AZ Blvd. Suite 120 Ste. 108 (Sp #680) Gilbert AZ 85028 San Diego, CA 85295 92121 291.CRStore CharlotteRusse,Inc. 469 Philadelphia Outlets 18 The Premium Philadelphia Outlets, LLC, C/O Simon 5910 Pacific Center Lightcap Road Pottstown PA Outlets Property Group 225 W. Washington Blvd. Suite 120 19464 Street Indianapolis IN 46204 San Diego, CA 92121 292.CRStore CharlotteRusse,Inc. 470 Vancouver Mall 8700 N.E. Centennial US Centennial Vancouver Mall LLC, 5910 Pacific Center Vancouver Mall Dr., Space C/O Centennial Real Estate Blvd. Suite 120 108 Vancouver WA 98662 Management, LLC 8750 North San Diego, CA Central Expressway , Suite 1740 92121 Dallas TX 75231 293.CRStore CharlotteRusse,Inc. 471 Tuscaloosa 1701 McFarland Aronov University Mall, L.L.C. 5910 Pacific Center Boulevard E., Space B18 clo Aronov Realty Management, Inc. Blvd. Suite 120 Tuscaloosa AL 35404 P. O. Box 235000 (36123-5000) San Diego, CA 3500 Eastern Boulevard (36116-1781) 92121 Montgomery AL 36123-5000
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294.CRStore CharlotteRusse,Inc. 472 Central Mall-AR 5111 Rogers JLL Fort Smith Mall Partners, L.P. , C/O 5910 Pacific Center Avenue, Space 184 Forth Gregory Greenfield & Associates 124 Blvd. Suite 120 Smith AR 72903 Johnson Ferry Road Atlanta GA San Diego, CA 30328 92121 295.CRStore CharlotteRusse,Inc. 473 Miller Hill 1600 Miller Trunk Simon Simon Property Group 225 W. 5910 Pacific Center Hwy., Space E06C Duluth MN Washington Street Indianapolis IN Blvd. Suite 120 55811 46204 San Diego, CA 92121 296.CRStore CharlotteRusse,Inc. 475 Taylor-MI 23000 Eureka Rd. Brookfield Southland Center, LLC 200 Vesey 5910 Pacific Center Space 1385 Taylor MI 48180 Properties Street, 25th Floor New York NY Blvd. Suite 120 10281 San Diego, CA 92121 297.CRStore CharlotteRusse,Inc. 476 River Crossing 5080 Riverside Brookfield RIVER CROSSING SHOPPES, LLC, C/O 5910 Pacific Center Dr. Space 222 Macon GA Properties The Shoppes at River Crossing 350 N. Blvd. Suite 120 31210 Orleans St., Suite 300 Chicago IL San Diego, CA 60654 92121 298.CRStore CharlotteRusse,Inc. 477 Houston Outlets 29300 The Premium Houston Premium Outlets, LLC, C/O 5910 Pacific Center Hempstead Rd. Suite 622 Outlets Simon Property Group 225 W. Blvd. Suite 120 Cypress TX 77433 Washington Street Indianapolis IN San Diego, CA 46204 92121 299.CRStore CharlotteRusse,Inc. 478 Port Charlotte 1441 Tamiami Washington Prime PORT CHARLOTTE MALL, LLC 180 E. 5910 Pacific Center Trail #933A Port Charlotte FL Broad Street, Floor 20 Columbus OH Blvd. Suite 120 33948 43215 San Diego, CA 92121
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300.CRStore CharlotteRusse,Inc. 480 Apple Blossom 1850 Simon Mayflower Apple Blossom, L.P., C/O 5910 Pacific Center Appleblossom Drive Space Simon Property Group 225 W. Blvd. Suite 120 A107A Winchester VA 22601 Washington Street Indianapolis IN San Diego, CA 46204 92121 301.CRStore CharlotteRusse,Inc. 481 Williamsburg Premium The Premium Williamsburg Premium Outlets, LLC, 5910 Pacific Center Outlets 5625 Richmond Rd. Outlets C/O Simon Property Group 225 W. Blvd. Suite 120 Space F200 Williamsburg VA Washington Street Indianapolis IN San Diego, CA 23188 46204 92121 302.CRStore CharlotteRusse,Inc. 482 Rolling Oaks 6909 North Loop Washington Prime ROLLING OAKS MALL, LLC 180 E. 5910 Pacific Center 1604 East # J06A San Antonio Broad Street, Floor 20 Blvd. Suite 120 TX 78247 Columbus OH 43215 San Diego, CA 92121 303.CRStore CharlotteRusse,Inc. 484 Rushmore 2200 North Maple Washington Prime SM RUSHMORE MALL, LLC 180 E. 5910 Pacific Center Avenue, Space 220 Rapid City Broad Street, Floor 20 Blvd. Suite 120 SD 57701 Columbus OH 43215 San Diego, CA 92121 304.CRStore CharlotteRusse,Inc. 485 Fairfield Commons 2727 Washington Prime MFC BEAVERCREEK, LLC 180 E. Broad 5910 Pacific Center Fairfield Commons, Space Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 E129 Beavercreek OH 45431 San Diego, CA 92121 305.CRStore CharlotteRusse,Inc. 486 Parkersburg 272 Grand Washington Prime GRAND CENTRAL PARKERSBURG, LLC 5910 Pacific Center Central Mall Vienna WV 180 E. Broad Street, Floor 20 Blvd. Suite 120 26105 Columbus OH 43215 San Diego, CA 92121
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306.CRStore CharlotteRusse,Inc. 488 Sioux City "Southern Hills" Washington Prime Southern Hills, LLC 180 E. Broad 5910 Pacific Center 4400 Sergeant Rd. Space 512 Street, Floor 20 Columbus OH 43215 Blvd. Suite 120 &514SiouxCityIA51106 San Diego, CA 92121 307.CRStore CharlotteRusse,Inc. 492 Brass Mills 495 union St. Brookfield BRASS MILL CENTER MALL, LLC, C/O 5910 Pacific Center Space 2062 & 2064 Properties Brass Mill Center 350 N. Orleans St., Blvd. Suite 120 Waterbury CT 06706 Suite 300 Chicago IL 60654 San Diego, CA 92121 308.CRStore CharlotteRusse,Inc. 493 Bellis Fair One Bellis Fair Brookfield BELLIS FAIR MALL, LLC, C/OBellis Fair 5910 Pacific Center Pkwy, Space #209 Bellingham Properties 350 N. Orleans St., Suite 300 Chicago Blvd. Suite 120 WA 98226 IL 60654 San Diego, CA 92121 309.CRStore CharlotteRusse,Inc. 494 Mesilla Valley 700 S. Telshor SPINOSO Real Mesilla Valley SPE - 991068834, LLC 5910 Pacific Center Blvd., Space #1080 Las Cruces Estate Group c/o Keybank National 8115 Preston Blvd. Suite 120 NM 88011 Rd., Ste. 800 Dallas TX 75225 San Diego, CA 92121 310.CRStore CharlotteRusse,Inc. 495 Oak Park-KS 11611 West 95th CBL CBL & Associates Management, Inc. 5910 Pacific Center St. Overland Park KS 66214 CBL Center, Suite 500, 2030 Hamilton Blvd. Suite 120 Place Boulevard Chattanooga TN San Diego, CA 37421 92121 311.CRStore CharlotteRusse,Inc. 497 Eau Claire 4800 Golf Road, Sp Brookfield OAKWOOD MALL , C/O OAKWOOD 5910 Pacific Center #0428 Eau Claire WI 54701 Properties HILLS MALL PARTNERS 350 N. Blvd. Suite 120 Orleans St., Suite 300 Chicago IL San Diego, CA 60654 92121
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312.CRStore CharlotteRusse,Inc. 498 Manassas 8300 Sudley Road, Pyramid Pyramid Management Group, LLC The 5910 Pacific Center Space 013 Manassas VA Clinton Exchange, 4 Clinton Square Blvd. Suite 120 20109 Syracuse NY 13202-1078 San Diego, CA 92121 313.CRStore CharlotteRusse,Inc. 503 King's Plaza 5230 Kings Plaza, Macerich Brookly Kings Plaza LLC 210 Route 4 5910 Pacific Center Space 143 Brooklyn NY 11234 East Paramus NJ 7652 Blvd. Suite 120 San Diego, CA 92121 314.CRStore CharlotteRusse,Inc. 505 West Park 3049 Williams St. , CBL Centro West Park LLC Two Tower 5910 Pacific Center Space 127B & 133 Cape Bridge, 1 Fayette Street Blvd. Suite 120 Girardeau MO 63703 Conshohocken PA 19428 San Diego, CA 92121 315.CRStore CharlotteRusse,Inc. 507 Greenville-NC 714 Greenville Brookfield RPI Greenville Mall, LLC c/o 5910 Pacific Center Blvd S.E., Space E2 & E3 Properties Brookfield Properties (R) LLC 200 Blvd. Suite 120 Greenville NC 27858 Vesey Street, 25"‘ Floor New York NY San Diego, CA 10281 92121 316.CRStore CharlotteRusse,Inc. 508 Market Place-IL 2000 North Brookfield Champaign Market Place, LLC c/o 5910 Pacific Center Neil St. Space 285 Champaign Properties Market Place Shopping Center 350 N. Blvd. Suite 120 IL 61821 Orleans St.,Suite 300 Chicago IL San Diego, CA 60654-1607 92121 317.CRStore CharlotteRusse,Inc. 509 Gonzales Outlets 2200 Tanger Tanger Tanger Properties Limited Partnership 5910 Pacific Center Boulevard, Space 114 3200 Northline Avenue, Suite 360 Blvd. Suite 120 Gonzales LA 70737 Greensboro NC 27408 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
318.CRStore CharlotteRusse,Inc. 511 Pearland Town Center 11200 CBL CBL & Associates Management, Inc., 5910 Pacific Center Broadway St. , Sp #1330 CBL Center 2030 Hamilton Place Blvd. Suite 120 Pearland TX 77584 Boulevard, Suite 500 Chattanooga TN San Diego, CA 37421-6000 92121 319.CRStore CharlotteRusse,Inc. 512 Columbiana Centre 100 Brookfield Columbiana Centre., Columbiana 5910 Pacific Center Columbiana Circle, Suite Properties Centre , LLC 350 N. Orleans St.,Suite Blvd. Suite 120 #1435 Columbia SC 29212 300 Chicago IL 60654-1607 San Diego, CA 92121 320.CRStore CharlotteRusse,Inc. 517 Summit Mall 3265 West Simon Mall at Summit, LLC c/o M.S. 5910 Pacific Center Market St., Space 126, Management Associates Inc. 225 Blvd. Suite 120 Fairlawn, OH 44333 West Washington Street, San Diego, CA Indianapolis, Indiana 46204 92121 321.CRStore CharlotteRusse,Inc. 521 Ellenton Premium Outlets The Premium Ellenton Premium Outlets, LLC, C/O 5910 Pacific Center 5121 Factory Shops Blvd #925 Outlets Simon Property Group 225 W. Blvd. Suite 120 Ellenton FL 34222 Washington Street Indianapolis IN San Diego, CA 46204 92121 322.CRStore CharlotteRusse,Inc. 522 Southcenter-WA 621 Westfield Corp. WEA Southcenter LLC 2049 Century 5910 Pacific Center Southcenter Mall Tukwila WA Park East, 41st Floor Los Angeles CA Blvd. Suite 120 98188 90067 San Diego, CA 92121 323.CRStore CharlotteRusse,Inc. 525 Wiregrass, Shops @ 28211 QIC Global Real FC Wiregrass SPE, LLC 600 Superior 5910 Pacific Center Paseo Drive Suite 120 Wesley Estate Avenue East,Suite 1500 Cleveland OH Blvd. Suite 120 Chapel FL 33543 44114 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
324.CRStore CharlotteRusse,Inc. 527 Jersey Shore Outlets 1 The Premium Simon Property Group 225 W. 5910 Pacific Center Premium Outlet Blvd. Space Outlets Washington Street Indianapolis IN Blvd. Suite 120 #2 Tinton Falls NJ 07753 46204 San Diego, CA 92121 325.CRStore CharlotteRusse,Inc. 533 Camarillo Outlets 500 The Premium Camarillo Premium Outlets, LLC, C/O 5910 Pacific Center Ventura Boulevard, Space Outlets Simon Property Group 225 W. Blvd. Suite 120 #1514 Camarillo CA 93010 Washington Street Indianapolis IN San Diego, CA 46204 92121 326.CRStore CharlotteRusse,Inc. 534 Midland Park 4511 North Simon Midland Park Mall, L.P., c/o M.S. 5910 Pacific Center Midkiff Drive, Space C10A Management Associates Inc. 225 Blvd. Suite 120 Midland TX 79705 West Washington Street Indianapolis San Diego, CA IN 46204 92121 327.CRStore CharlotteRusse,Inc. 537 McCain 3929 McCain Blvd., Simon Simon Property Group, L.P. c/o M.S. 5910 Pacific Center Space H04B N.Little Rock AR Management Associates Inc. 225 Blvd. Suite 120 72116 West Washington Street Indianapolis San Diego, CA IN 46204 92121 328.CRStore CharlotteRusse,Inc. 538 VCC 10101 Brook Road Space Virginia Center Virginia Center Common Realty 5910 Pacific Center 650 A/C Glen Allen VA 23059 Common Realty Holding, LLC 10101 Brook Road Glen Blvd. Suite 120 Holding (Mike Allen VA 23059 San Diego, CA Kohan) 92121 329.CRStore CharlotteRusse,Inc. 543 Grove City Premium Outlets The Premium Grove City Premium Outlets, LLC, C/O 5910 Pacific Center 1911 Leesburg Grove City Outlets Simon Property Group 225 W. Blvd. Suite 120 Road, Suite #1065 Grove City Washington Street Indianapolis IN San Diego, CA PA 16127 46204 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
330.CRStore CharlotteRusse,Inc. 544 Tuttle Crossing 5043 Tuttle Simon Mall at Turtle Crossing, LLC, c/o 5910 Pacific Center Crossing Blvd, Space #225A Simon Property Group 225 West Blvd. Suite 120 Dublin OH 43016 Washington Street Indianapolis IN San Diego, CA 46204 92121 331.CRStore CharlotteRusse,Inc. 545 St. Claire Square 134 St. Clair CBL CBL & Associates Management, Inc., 5910 Pacific Center Square, Space #120 Fairview CBL Center 2030 Hamilton Place Blvd. Suite 120 Heights IL 62208 Boulevard, Suite 500 Chattanooga TN San Diego, CA 37421-6000 92121 332.CRStore CharlotteRusse,Inc. 548 Trumbull 5065 Main St., Westfield Corp. Trumbull Shopping center #2 LLC 5910 Pacific Center Space #220 Trumbull CT 2049 Century Park East, 41st Floor Blvd. Suite 120 06611 Los Angeles CA 90067 San Diego, CA 92121 333.CRStore CharlotteRusse,Inc. 553 St. Augustine Outlets 500 FFO LVP St. Augustine Outlets LLC 1985 5910 Pacific Center Outlet Mall Blvd, Space 105 Cedar Bridge Avenue, Suite 1 Blvd. Suite 120 St. Augustine FL 32084 Lakewood NJ 08701 San Diego, CA 92121 334.CRStore CharlotteRusse,Inc. 554 Danbury Fair 7 Backus Avenue Macerich Danbury Mall, LLC, c/o Macerich 5910 Pacific Center Space #B202 Danbury CT Company P.O. Box 2172, 401 Wilshire Blvd. Suite 120 06810 Boulevard, Suite 700 Santa Monica San Diego, CA CA 90407 92121 335.CRStore CharlotteRusse,Inc. 556 Round Rock Outlets 4401 The Premium Simon Property Group 225 W. 5910 Pacific Center North IH-35, Space 0135 Outlets Washington Street Indianapolis IN Blvd. Suite 120 Round Rock TX 78664 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
336.CRStore CharlotteRusse,Inc. 557 Crossings Premium Outlets, The Premium The Crossings Premium Outlets, LLC, 5910 Pacific Center The 1000 Premium Outlets Outlets C/O Simon Property Group 225 W. Blvd. Suite 120 Dr., Space G-13 Tannersville Washington Street Indianapolis IN San Diego, CA PA 18372 46204 92121 337.CRStore CharlotteRusse,Inc. 558 Jackson Premium Outlet 537 The Premium Simon Property Group 225 W. 5910 Pacific Center Monmouth Road, Space 0104 Outlets Washington Street Indianapolis IN Blvd. Suite 120 Jackson NJ 08527 46204 San Diego, CA 92121 338.CRStore CharlotteRusse,Inc. 559 Vacaville Premium Outlets The Premium Vacaville Premium Outlets, LLC, C/O 5910 Pacific Center 321 Nut Tree Rd., Space 370 Outlets Simon Property Group 225 W. Blvd. Suite 120 Vacaville CA 95687 Washington Street Indianapolis IN San Diego, CA 46204 92121 339.CRStore CharlotteRusse,Inc. 560 Orlando Premium Outlet - The Premium Orlando Premium Outlet Vineland, 5910 Pacific Center Vineland Ave 8200 Vineland Outlets LLC, C/O Simon Property Group 225 Blvd. Suite 120 Avenue, Space 1509 Orlando W. Washington Street Indianapolis IN San Diego, CA FL 32821 46204 92121 340.CRStore CharlotteRusse,Inc. 561 Albertville Premium Outlets The Premium Simon Property Group 225 W. 5910 Pacific Center 6415 Labeaux Avenue NE, Outlets Washington Street Indianapolis IN Blvd. Suite 120 Space CO40 Albertville MN 46204 San Diego, CA 55301 92121 341.CRStore CharlotteRusse,Inc. 562 Edinburgh Outlet Center The Premium Simon Property Group 225 W. 5910 Pacific Center 11671 N Executive Drive, Outlets Washington Street Indianapolis IN Blvd. Suite 120 Space 1110 Edinburgh IN 46204 San Diego, CA 46124 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
342.CRStore CharlotteRusse,Inc. 563 Osage Beach Premium Outlet The Premium Simon Property Group 225 W. 5910 Pacific Center 4540 Osage Beach Parkway, Outlets Washington Street Indianapolis IN Blvd. Suite 120 Unit I3 Osage Beach MO 46204 San Diego, CA 65065 92121 343.CRStore CharlotteRusse,Inc. 564 Allen Premium Outlets 820 The Premium Allen Premium Outlets, LLC, C/O 5910 Pacific Center West Stacy Rd., Space 0105 Outlets Simon Property Group 225 W. Blvd. Suite 120 Allen TX 75013 Washington Street Indianapolis IN San Diego, CA 46204 92121 344.CRStore CharlotteRusse,Inc. 565 Cincinnati Premium Outlet The Premium Cincinnati Premium Outlets, LLC, C/O 5910 Pacific Center 828 Premium Outlet Drive Outlets Simon Property Group 225 W. Blvd. Suite 120 Monroe OH 45050 Washington Street Indianapolis IN San Diego, CA 46204 92121 345.CRStore CharlotteRusse,Inc. 567 Leesburg Corner Premium The Premium Simon Property Group 225 W. 5910 Pacific Center Outlets 241 Fort Evans Road Outlets Washington Street Indianapolis IN Blvd. Suite 120 N.E., Space 0801 Leesburg VA 46204 San Diego, CA 20176 92121 346.CRStore CharlotteRusse,Inc. 569 Northpark-TX 8687 N. Central North Park NorthPark Partners, LP 8080 North 5910 Pacific Center Expressway Space 2228 Dallas Central Expressway, Suite 1100 Dallas Blvd. Suite 120 TX 75225 TX 75206-1807 San Diego, CA 92121 347.CRStore CharlotteRusse,Inc. 573 La Cantera 16401 La Cantera Brookfield La Cantera Retail Limited Partnership, 5910 Pacific Center Pkwy, Space 3080 San Properties c/o The Shops at La Cantera 350 N. Blvd. Suite 120 Antonio TX 78256 Orleans St., Suite 300 Chicago IL San Diego, CA 60654-1607 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
348.CRStore CharlotteRusse,Inc. 585 Belmar 7239 W. Alaska Drive Starwood Starwood Retail Property 5910 Pacific Center Lakewood CO 80226 Management, LLC 1 E. Wacker Drive, Blvd. Suite 120 Suite 3700 Chicago IL 60601 San Diego, CA 92121 349.CRStore CharlotteRusse,Inc. 588 Outlet Shoppes @ El Paso, HorizonGroup ELPASOOUTLETCENTERLLC,c/o 5910 Pacific Center The 7051 South Desert Blvd., Horizon Group Properties, Inc. 5000 Blvd. Suite 120 Suite D428 El Paso TX 79835 Hakes Drive, Suite 500 Muskegon MI San Diego, CA 49441 92121 350.CRStore CharlotteRusse,Inc. 589 Grand Prairie Outlets 2950 The Premium Grand Prairie Premium Outlets, LLC, 5910 Pacific Center West Interstate 20, Space Outlets C/O Simon Property Group 225 W. Blvd. Suite 120 #812 Grand Prairie TX 75052 Washington Street Indianapolis IN San Diego, CA 46204 92121 351.CRStore CharlotteRusse,Inc. 590 The Arches at Deer Park 152 Tanger Deer Park Enterprise, LLC, c/o Tanger 5910 Pacific Center The Arches Circle, Space Outlet Centers 3200 Northline Blvd. Suite 120 #1394 Deer Park NY 11729 Avenue, Suite 360 Greensboro NC San Diego, CA 27408 92121 352.CRStore CharlotteRusse,Inc. 591 Westgate Outlet 6800 N. 95th Tanger OUTLETS AT WESTGATE, LLC, c/o 5910 Pacific Center Ave., Suite 640 Glendale AZ Tanger Outlet Centers 3200 Northline Blvd. Suite 120 85305 Avenue, Suite 360 Greensboro NC San Diego, CA 27408 92121 353.CRStore CharlotteRusse,Inc. 596 Woodburn Company Stores Simon Woodbum Premium Outlets 225 5910 Pacific Center 1001 Arney Road Woodburn West Washington Street Indianapolis Blvd. Suite 120 OR 97071 IN 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
354.CRStore CharlotteRusse,Inc. 597 San Francisco Premium Simon San Francisco Premium Outlets, LLC, 5910 Pacific Center Outlets 3084 Paragon Outlets c/o Simon Property Group 225 West Blvd. Suite 120 Drive Livermore CA 94551 Washington Street Indianapolis IN San Diego, CA 46204 92121 355.CRStore CharlotteRusse,Inc. 599 The Outlet Shoppes at Atlanta HorizonGroup ATLANTAOUTLET SHOPPES, LLC, c/o 5910 Pacific Center 915 Ridgewalk Parkway, Horizon Group Properties, L.P. 5000 Blvd. Suite 120 Space C-320 Woodstock GA Hakes Drive, Suite 500 Muskegon MI San Diego, CA 30188 49441 92121 356.CRStore CharlotteRusse,Inc. 701 Palladio at Broadstone 240 JLL Broadstone Land LLC, c/o TRI 5910 Pacific Center Palladio Parkway, Space Property Management 2209 Plaza Blvd. Suite 120 #1327 Folsom CA 95630 Drive, Suite 100 Rocklin CA 95765 San Diego, CA 92121 357.CRStore CharlotteRusse,Inc. 703 Viejas Outlets 5005 Willows Was Group VIEJAS SPRINGS VILLAGE OUTLET 5910 Pacific Center Rd. Suite #229, Space A-101 CENTER 5005 Willows Road, Suite 229 Blvd. Suite 120 Alpine CA 91901 Alpine CA 91901 San Diego, CA 92121 358.CRStore CharlotteRusse,Inc. 704 Parkdale Mall 6155 Eastex CBL CBL & Associates Management, Inc. 5910 Pacific Center Freeway, Space D-406 CBL Center Blvd. Suite 120 Beaumont TX 77706 2030 Hamilton Place Boulevard, Suite San Diego, CA 500 Chattanooga TN 37421-6000 92121 359.CRStore CharlotteRusse,Inc. 705 WestGate Mall (SC) 205 West CBL CBL & Associates Management, Inc. 5910 Pacific Center Blackstock Road, Space 080 CBL Center Blvd. Suite 120 Spartanburg SC 29301 2030 Hamilton Place Boulevard, Suite San Diego, CA 500 Chattanooga TN 37421-6000 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
360.CRStore CharlotteRusse,Inc. 706 Old Hickory Mall 2021 North CBL CBL & Associates Management, Inc. 5910 Pacific Center Highland Avenue, Space E4 CBL Center Blvd. Suite 120 Jackson TN 38305 2030 Hamilton Place Boulevard, Suite San Diego, CA 500 Chattanooga TN 37421-6000 92121 361.CRStore CharlotteRusse,Inc. 709 Honey Creek Mall 3401 South CBL CBL & Associates Management, Inc. 5910 Pacific Center US Highway 41, Space E7 CBL Center Blvd. Suite 120 Terra Haute IN 47802 2030 Hamilton Place Boulevard, Suite San Diego, CA 500 Chattanooga TN 37421-6000 92121 362.CRStore CharlotteRusse,Inc. 712 St. Louis Premium Outlets The Premium St. Louis Premium Outlets, LLC, c/o 5910 Pacific Center 18521 Outlet Boulevard, Outlets Simon Property Group 225 W. Blvd. Suite 120 Space# 700 Chesterfield MO Washington Street Indianapolis IN San Diego, CA 63005 46204 92121 363.CRStore CharlotteRusse,Inc. 714 Charlottesville Fashion Square Washington Prime CHARLOTTESVILLE FASHION SQUARE, 5910 Pacific Center 1600 Rio Road East, Space LLC 180 E. Broad Street, Floor 20 Blvd. Suite 120 1414A Charlottesville VA Columbus OH 43215 San Diego, CA 22901-1405 92121 364.CRStore CharlotteRusse,Inc. 715 Tacoma 4502 South Steel Simon TACOMA MALL PARTNERSHIP, c/o 5910 Pacific Center Street, Space 1151A Tacoma M.S. Management Associates Inc. 225 Blvd. Suite 120 WA 98409-7242 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 365.CRStore CharlotteRusse,Inc. 716 West Town Mall 7600 Simon West Town Mall, LLC, c/o Simon 5910 Pacific Center Kingston Pike, Space 1502 Property Group 225 W. Washington. Blvd. Suite 120 Knoxville TN 37919-5600 Street Indianapolis IN 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
366.CRStore CharlotteRusse,Inc. 718 Pheasant Lane 310 Daniel Simon PHEASANT LANE REALTY TRUST, c/o 5910 Pacific Center Webster Highway, Space M.S. Management Associates Inc. 225 Blvd. Suite 120 W253 Nashua NH 3060 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 367.CRStore CharlotteRusse,Inc. 720 The Outlets at Mississippi 200 Spectrum BLOOMFIELD HOLDINGS, LLC 200 5910 Pacific Center Bass Pro Drive, Space #265 Capital/Yates Bass Pro Drive, Suite 125 Pearl MS Blvd. Suite 120 Pearl MS 39208 Construction 39208 San Diego, CA 92121 368.CRStore CharlotteRusse,Inc. 723 Outlets at Castle Rock 5050 Craig Realty CRAIG REALTY GROUP -CASTLE ROCK, 5910 Pacific Center Factory Shops Blvd., Space LLC 4100 MacArthur Boulevard, Suite Blvd. Suite 120 515 Castle rock CO 80108 200 Newport Beach CA 92660 San Diego, CA 92121 369.CRStore CharlotteRusse,Inc. 725 Assembly Row 361 Artisan Federal Realty Street Retail, Inc., c/o Federal Realty 5910 Pacific Center Way Somerville MA 2145 Investment Trust 1626 East Jefferson Blvd. Suite 120 Street Rockville MD 20852-4041 San Diego, CA 92121 370.CRStore CharlotteRusse,Inc. 728 The Outlet Shoppes of the Horizon Group BLUEGRASS OUTLET SHOPPES CMBS, 5910 Pacific Center Bluegrass 1155 Buck Creek LLC, c/o Horizon Group Properties, Blvd. Suite 120 Rd., Suite 702 Simpsonville KY L.P. 5000 Hakes Drive, Ste. 500 San Diego, CA 40067 Muskegon MI 49441 92121 371.CRStore CharlotteRusse,Inc. 731 University Mall 155 Dorset Finard Properties LBCMT 2007-C3 DORSET STREET, LLC, 5910 Pacific Center St., Space #K-02 South c/o LNR Partners, LLC 1601 Blvd. Suite 120 Burlington VT 5403 Washington Avenue, Suite 700 Miami San Diego, CA Beach FL 33139 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
372.CRStore CharlotteRusse,Inc. 732 Dartmouth Mall 110 PREIT PR North Dartmouth LLC, c/o PREIT 5910 Pacific Center Dartmouth Mall, Space 1210 Services, LLC 200 South Broad Street, Blvd. Suite 120 Dartmouth MA 2747 The Bellevue, Third Floor Philadelphia San Diego, CA PA 19102 92121 373.CRStore CharlotteRusse,Inc. 735 The Fountains at Farah 8889 Centergy Retail Andrews Kurth LLP 1717 Main Street, 5910 Pacific Center Gateway Blvd. West, Suite Suite 3700 Dallas TX 75201 Blvd. Suite 120 AL340 El Paso TX 79925 San Diego, CA 92121 374.CRStore CharlotteRusse,Inc. 736 South Shore 1701 Sunrise Westfield Corp. Westland South Shore Mall, L.P. 2049 5910 Pacific Center Highway, Space #G1 Bay Century Park East, 41st Floor Los Blvd. Suite 120 Shore NY 11706 Angeles CA 90067 San Diego, CA 92121 375.CRStore CharlotteRusse,Inc. 738 Golden Triangle Mall 2201 MGHerring Group GTM Development, Ltd. 5710 LBJ 5910 Pacific Center South I-35E, Space #S14-A Freeway, Suite 450 Dallas TX 75240- Blvd. Suite 120 Denton TX 76205 6399 San Diego, CA 92121 376.CRStore CharlotteRusse,Inc. 739 National Harbor 6800 Oxon Tanger Tanger National Habour, LLC 3200 5910 Pacific Center Hill Rd. Suite #660 National Northline Avenue, Suite 360 Blvd. Suite 120 Harbor MD 20745 Greensboro NC 27408 San Diego, CA 92121 377.CRStore CharlotteRusse,Inc. 740 Pier Park 600 Pier Park Drive, Simon Pier Park, LLC c/o Simon Property 5910 Pacific Center Space #G310 Panama City FL Group 225 W. Washington Street Blvd. Suite 120 32413 Indianapolis IN 46204 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
378.CRStore CharlotteRusse,Inc. 743 Killeen Mall 2100 South W.S. JLL Wells Fargo Bank, NA as Trustee for 5910 Pacific Center Young Drive, Space #1496 CSMS 2008-Cl, c/o C-Ill Asset Blvd. Suite 120 Killeen TX 76543 Management LLC 5221 N. O'Connor San Diego, CA Blvd, Suite 800 Irving TX 75039 92121 379.CRStore CharlotteRusse,Inc. 751 Hamilton Town Center 13170 Simon Hamilton TC, LLC c/o Simon Property 5910 Pacific Center Harrel Parkway, Suite 500 Group Blvd. Suite 120 Noblesville IN 46060 225 W. Washington Street San Diego, CA 92121 Indianapolis IN 46204 380.CRStore CharlotteRusse,Inc. 752 Solomon Pond Mall 601 Simon Mall at Solomon Pond, LLC c/o M.S. 5910 Pacific Center Donald Lynch Blvd. Suite Management Associates, Inc. Blvd. Suite 120 #N233A Marlborough MA San Diego, CA 1752 225 West Washington Street 92121 Indianapolis IN 46204-3438 381.CRStore CharlotteRusse,Inc. 756 The Mall at Bay Plaza 200 Welco Realty BAY PLAZA, LLC, c/o Prestige 5910 Pacific Center Baychester Ave., Space 201 Properties & Development Co., Inc., Blvd. Suite 120 Bronx NY 10475 546 Fifth Avenue,, 15th Floor New San Diego, CA York NY 10036 92121 382.CRStore CharlotteRusse,Inc. 758 Orland Square Mall 288 Simon Orland, LP c/o M.S. Management 5910 Pacific Center Orland Square Dr., Space Associates Inc 225 West Washington Blvd. Suite 120 #H11D Orland Park IL 60462 Street San Diego, CA 92121 Indianapolis 383.CRStore CharlotteRusse,Inc. 759 Harlem Irving Plaza 4158 Harlem Irving Forest Harlem Properties Limited 5910 Pacific Center North Harlem Ave., Suite 142 Partnership, c/o The Harlem Irving Blvd. Suite 120 Norridge IL 60706 Companies, Inc. 4104 North Harlem San Diego, CA Avenue Norridge IL 60706 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
384.CRStore CharlotteRusse,Inc. 763 Potomac Mills 2700 Potomac Simon/Mills Corp MALL AT POTOMAC MILLS, LLC 5910 Pacific Center Mills Circle, Space #929 c/o M.S. Management Associates Inc. Blvd. Suite 120 Woodbridge VA 22192 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 385.CRStore CharlotteRusse,Inc. 765 Governor's Square Mall 2801 Cafaro Company GOVERNOR’S SQUARE COMPANY, c/o 5910 Pacific Center Wilma Rudolph Blvd. Space Cafaro Company 2445 Belmont Blvd. Suite 120 #340 Clarksville TN 37040 Avenue Youngstown OH 44505 San Diego, CA 92121 386.CRStore CharlotteRusse,Inc. 766 South Plains Mall 6002 Slide Macerich Macerich South Plains LP, c/o 5910 Pacific Center Road, Space D-23 Lubbock TX Macerich P.O. Box 2172 Blvd. Suite 120 79414 401 Wilshire Boulevard, Suite 700 San Diego, CA Santa Monica, CA 90407 92121 387.CRStore CharlotteRusse,Inc. 767 The Mall at Victor Valley Macerich Macerich Victor Valley LLC P.O. Box 5910 Pacific Center 14400 Bear Valley Road, Suite 2172 401 Vifilshire Boulevard, Suite Blvd. Suite 120 621 Victorville CA 92392 700 Santa Monica CA 90407 San Diego, CA 92121 388.CRStore CharlotteRusse,Inc. 769 Eastland Mall 1615 East CBL CBL & Associates Management, Inc. 5910 Pacific Center Empire St., Space #1140 CBL Center, Suite 500 ,2030 Hamilton Blvd. Suite 120 Bloomington IL 61701 Place Boulevard Chattanooga, TN San Diego, CA 37421-6000 92121 389.CRStore CharlotteRusse,Inc. 772 Natick Mall 1245 Worcester Brookfield Natick Mall, LLC c/o Natick Mall 350 5910 Pacific Center Street, Suite 2070 Natick MA Properties N. Orleans St. Chicago IL 60654-1607 Blvd. Suite 120 1760 San Diego, CA 92121
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390.CRStore CharlotteRusse,Inc. 773 The Oaks Mall 6345 W. Brookfield OAKS MALL, LLC 350 N. Orleans St. 5910 Pacific Center Newberry Rd., Suite D0008 Properties Chicago IL 60654-1607 Blvd. Suite 120 Gainesville FL 32605 San Diego, CA 92121 391.CRStore CharlotteRusse,Inc. 774 The Woodlands Mall 1201 Brookfield The Woodlands Mall Associates, LLC, 5910 Pacific Center Lake Woodlands Drive, Suite Properties c/o The Woodlands Mall 350 N. Blvd. Suite 120 2022 The Woodlands TX Orleans St., Suite 300 San Diego, CA 77380 Chicago 92121 IL 60654-1607 392.CRStore CharlotteRusse,Inc. 775 Jordan Creek Town Center Brookfield Jordan Creek Town Center, LLC c/o 5910 Pacific Center 101 Jordan Creek Parkway, Properties Jordan Creek Town Center 350 N. Blvd. Suite 120 Suite 12010 West Des Moines Orleans St. San Diego, CA IA 50266 Suite 300 Chicago IL 60654-1607 92121 393.CRStore CharlotteRusse,Inc. 776 White Marsh Mall 8200 Perry Brookfield 5910 Pacific Center Hall Blvd., Space #2070 Properties White Marsh Mall, LLC c/o White Blvd. Suite 120 Baltimore MD 21236 Marsh Mall 350 N. Orleans St.,Suite San Diego, CA 300 92121 Chicago 394.CRStore CharlotteRusse,Inc. 778 Weberstown Mall 4950 Washington Prime WTM GLIMCHER, LLC, 180 East 5910 Pacific Center Pacific Ave., Suite 227 Broad Street, 21st Floor Columbus OH Blvd. Suite 120 Stockton CA 95207 43215 San Diego, CA 92121 395.CRStore CharlotteRusse,Inc. 779 Charlotte Premium Outlets Simon CHARLOTTE OUTLETS 5910 Pacific Center 5512 New Fashion Way, Suite c/o Simon Property Group 105 Blvd. Suite 120 986 Charlotte NC 28278 Eisenhowerrkway, 1st Floor c/o San Diego, CA Simon Property Group Roseland NJ 92121 7068
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396.CRStore CharlotteRusse,Inc. 780 Galleria at Tyler 1269 Galleria Brookfield Tyler Mall Limited Partnership ,c/o 5910 Pacific Center at Tyler, Space #E108 Properties Galleria at Tyler Blvd. Suite 120 Riverside CA 92503 350 N. Orleans St.Suite 300 Chicago San Diego, CA IL 60654-1607 92121 397.CRStore CharlotteRusse,Inc. 781 Boise Towne Square 350 Brookfield Boise Mall, LLC c/o Boise Towne 5910 Pacific Center North Milwaukee St., Suite Properties Square Blvd. Suite 120 1304 Boise ID 83704 350 N, Orleans St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121 398.CRStore CharlotteRusse,Inc. 783 Vintage Faire Mall 3401 Dale Macerich Macerich Vintage Faire Limited 5910 Pacific Center Rd., Suite #119 Modesto CA Partnership, c/o Macerich Blvd. Suite 120 95356 P.O. Box 2172 San Diego, CA 401 Wilshire Boulevard, Suite 700 92121 Santa Monica CA 90407 399.CRStore CharlotteRusse,Inc. 784 Arden Fair 1689 Arden Way, Macerich Lease Accounting Arden Fair 5910 Pacific Center Suite 2160 Sacramento CA Associates, L.P. c/o The Macerich Blvd. Suite 120 95815 Company, P.O. Box San Diego, CA 2172, 401 Wilshire Boulevard, Suite 92121 700, Santa Monica CA 90401 400.CRStore CharlotteRusse,Inc. 789 Tanger Outlet Southaven Tanger Mid-South Outlet Shops, LLC c/o 5910 Pacific Center 5205 Airways Blvd., Suite 230 Tanger Properties Limited Partnership Blvd. Suite 120 Southaven MS 38671 3200 Northline Avenue, Suite 360 San Diego, CA Greensboro NC 27408 92121 401.CRStore CharlotteRusse,Inc. 792 Downtown Summerlin 1990 Howard Hughes The Shops at Summerlin North, LP In 5910 Pacific Center Park Centre Drive, Suite 130 care of The Howard Hughes Blvd. Suite 120 Las Vegas NV 89135 Corporation San Diego, CA One Galleria Tower, 22nd Floor 92121 13355 Noel Road Dallas TX 75240
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402.CRStore CharlotteRusse,Inc. 793 Columbia Mall 2300 Brookfield Columbia Mall L.L.C. c/o Columbia 5910 Pacific Center Bernadette Drive, Sp #518 Properties Mall (MO) Blvd. Suite 120 Columbia MO 65203 350 N. Orleans St., Suite 300 Chicago San Diego, CA IL 60654-1607 92121 403.CRStore CharlotteRusse,Inc. 794 The Mall in Columbia 10300 Brookfield The Mall in Columbia Business Trust, 5910 Pacific Center Little Patuxent Pkwy, Sp Properties c/o The Mall in Columbia Blvd. Suite 120 #1635 Columbia MD 21044 350 N. Orleans St., Suite 300 San Diego, CA Chicago IL 60654-1607 92121 404.CRStore CharlotteRusse,Inc. 795 Santa Rosa Plaza 2009B Santa Simon Simon Property Group 225 W. 5910 Pacific Center Rosa Plaza Santa Rosa CA Washington Street Indianapolis IN Blvd. Suite 120 95401 46204 San Diego, CA 92121 405.CRStore CharlotteRusse,Inc. 801 Broadway Square 4601 S. Simon Simon Property Group 225 W. 5910 Pacific Center Broadway Ave., Sp #H24 Tyler Washington Street Indianapolis IN Blvd. Suite 120 TX 75703 46204 San Diego, CA 92121 406.CRStore CharlotteRusse,Inc. 802 Towson Town Center 825 Brookfield Towson TC, LLC, c/o Towson Town 5910 Pacific Center Dulaney Valley Rd., Sp #1070 Properties Center Blvd. Suite 120 Towson MD 21204 350 N. Orleans St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121 407.CRStore CharlotteRusse,Inc. 804 The Outlet Shoppes at TORG OKC Outlets l, LLC c/oSingerman Real 5910 Pacific Center Oklahoma City 7650 West Estat 980 N. Michigan Ave. Suite I660 Blvd. Suite 120 Reno Ave., Suite 810 Chicago San Diego, CA Oklahoma City OK 73127 IL 60611 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
408.CRStore CharlotteRusse,Inc. 807 Willowbrook Mall 2115 Brookfield Willowbrook Mall, LLCc/o 5910 Pacific Center Willowbrook Mall Wayne NJ Properties Willowbrook 350 N. Orleans St. Blvd. Suite 120 7470 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 409.CRStore CharlotteRusse,Inc. 811 Del Amo Fashion Center Simon Del Amo Fashion Center Operating 5910 Pacific Center 21540 Hawthorne Blvd., Company, L.L.C.c/o Simon Property Blvd. Suite 120 Space #508 Torrance CA Group San Diego, CA 90503 225 W. Washington. Street 92121 Indianapolis IN 46204 410.CRStore CharlotteRusse,Inc. 815 Otay Ranch Town Center Brookfield GGP-Otay Ranch, L.P. c/o Otay Ranch 5910 Pacific Center 2015 Birch Rd, Ste. 305 Chula Properties Town Center 350 N. Orleans St. Blvd. Suite 120 Vista CA 91915 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 411.CRStore CharlotteRusse,Inc. 816 Crossroads Center 4101 W. Brookfield St. Cloud Mall L.L.C. c/o Crossroads 5910 Pacific Center Division Street, Suite B0038 Properties Center (MN) 350 N. Orleans St. Blvd. Suite 120 (Relo) St. Cloud MN 56301 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 412.CRStore CharlotteRusse,Inc. 822 Ala Moana Center 1450 Ala Brookfield GGP ALA MOANA L.L.C., c\o ALA 5910 Pacific Center Moana Blvd., Suite 3065 Properties MOANA CENTER Blvd. Suite 120 Honolulu HI 96814 350 N. Orleans St. San Diego, CA Suite 300 Chicago IL 60654-1607 92121 413.CRStore CharlotteRusse,Inc. 823 Mayfair Mall 2500 North Brookfield Mayfair Mall, LLC c/o Mayfair 350 N. 5910 Pacific Center Mayfair Road, Space #574 Properties Orleans St. Chicago IL 60654-1607 Blvd. Suite 120 Wauwatosa WI 53226 San Diego, CA 92121
69 of 73 Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 157 of 197
Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
414.CRStore CharlotteRusse,Inc. 825 Riverchase Galleria 2000 Brookfield Hoover Mall Limited, L.L.C, c/o 5910 Pacific Center Riverchase Galleria, Space Properties Riverchase Galleria 350 N. Orleans St. Blvd. Suite 120 #134 Birmingham AL 35244 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 415.CRStore CharlotteRusse,Inc. 828 Ridgedale Center 12401 Brookfield Ridgedale Center, LLC c/o Ridgedale 5910 Pacific Center Wayzata Blvd, Space #2278 Properties Center 350 N. Orleans St. Chicago IL Blvd. Suite 120 Minnetonka MN 55305 60654-1607 San Diego, CA 92121 416.CRStore CharlotteRusse,Inc. 830 RiverTown Crossings (Plus) Brookfield GGP-Grandville L.L.C. c/o Rivertown 5910 Pacific Center 3700 RiverTown Parkway SW, Properties Crossings 350 N. Orleans St. Blvd. Suite 120 Space #1106 Grandville MI Suite 300 Chicago IL 60654-1607 San Diego, CA 49418 92121 417.CRStore CharlotteRusse,Inc. 833 Carolina Place 11025 Carolina Brookfield Carolina Place L.L.C. do Carolina Place 5910 Pacific Center Place Parkway, Space #D-25 Properties 350 N. Orleans St. Chicago IL 60654- Blvd. Suite 120 Pineville NC 28134 1607 San Diego, CA 92121 418.CRStore CharlotteRusse,Inc. 834 Coral Ridge Mall 1451 Coral Brookfield Coral Ridge Mall , LLC c/o Coral Ridge 5910 Pacific Center Ridge Avenue, Suite #409 Properties Mall 350 N. Orleans St. Chicago IL Blvd. Suite 120 Coralville IA 52241 60654-1607 San Diego, CA 92121 419.CRStore CharlotteRusse,Inc. 835 Alderwood Mall 3000 184th Brookfield Alderwood Mall LLC c/o Alderwood 5910 Pacific Center Street SW, Suite 172 Properties Mall 350 N. Orleans St. Chicago IL Blvd. Suite 120 Lynnwood WA 98037 60654-1607 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
420.CRStore CharlotteRusse,Inc. 836 Willowbrook Mall (TX) 1656 Brookfield Willowbrook Mall (TX), LLC c/o 5910 Pacific Center Willowbrook Mall Houston TX Properties Willowbrook Mall TX 350 N. Orleans Blvd. Suite 120 77070 St. Chicago IL 60654-1607 San Diego, CA 92121 421.CRStore CharlotteRusse,Inc. 837 Florence Mall (KY) 1082 Brookfield Florence Mall L.L.C. c/o Florence Mall 5910 Pacific Center Florence Mall Florence KY Properties 350 N. Orleans St. Chicago IL 60654- Blvd. Suite 120 41042 1607 San Diego, CA 92121 422.CRStore CharlotteRusse,Inc. 839 Visalia Mall 2197 South Brookfield Visalia Mall, L.P. c/o Visalia Mall 350 5910 Pacific Center Mooney Blvd., Space #1400 Properties N. Orleans St. Chicago IL 60654-1607 Blvd. Suite 120 Visalia CA 93277 San Diego, CA 92121 423.CRStore CharlotteRusse,Inc. 841 Jacksonville Mall 375 PREIT PR Jacksonville Limited Partnership 5910 Pacific Center Jacksonville Mall, Space #L11 c/o PREIT Services, LLC 200 South Blvd. Suite 120 Jacksonville NC 28546 Broad Street,The Bellevue, Third Floor San Diego, CA Philadelphia PA 19102 92121 424.CRStore CharlotteRusse,Inc. 844 Briarwood Mall 100 Simon Mall at Briarwood, LLC, c/o M.S. 5910 Pacific Center Briarwood Circle, Space Management Associates Inc. 225 Blvd. Suite 120 #D121 Ann Arbor MI 48108 West Washington Street Indianapolis San Diego, CA IN 46204-3438 92121 425.CRStore CharlotteRusse,Inc. 845 Fair Oaks Mall 11722L Fair Taubman Taubman 200 East Long Lake Rd. 5910 Pacific Center Oaks, Space #K119 Fairfax VA Suite 300 Bloomfield Hills MI 48304- Blvd. Suite 120 22033 2324 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
426. Peek Store Charlotte Russe, Inc. 7001 Santa Monica 1015 Montana Pesho Montana Pesho Montana Associates, LLC 4636 5910 Pacific Center Avenue Santa Monica CA Associates Van Nuys Blvd. Sherman Oaks, CA Blvd. Suite 120 90403 91403-2964 San Diego, CA 92121 427. Peek Store Charlotte Russe, Inc. 7004 Fashion Island 401 Newport The Irvine The Irvine Company LLC 100 5910 Pacific Center Center Dr, Suite #273 Company Innovation Irvine CA 92617 Blvd. Suite 120 Newport Beach CA 92660 San Diego, CA 92121 428. Peek Store Charlotte Russe, Inc. 7005 Northpark Center 8687 N Northpark North Park Partners LP 8080 North 5910 Pacific Center Central Expressway, Suite Partners Central Express Way, Suite 1100 Blvd. Suite 120 #1706 Dallas TX 75225 Dallas TX 75206-1807 San Diego, CA 92121 429. Peek Store Charlotte Russe, Inc. 7006 University Village 2624 NE University Village University Village Limited Partnership 5910 Pacific Center Village Lane Seattle WA Limited 2623 Northeast University Village Blvd. Suite 120 98105 Partnership Street, Suite 7 Seattle WA 98105 San Diego, CA 92121 430. Peek Store Charlotte Russe, Inc. 7007 Park Meadows 8401 Park Brookfield Park Meadows Mall LLC c/o Park 5910 Pacific Center Meadows Center Drive, Suite Properties Meadows 350 N. Orleans St. Blvd. Suite 120 #1183 Lone Tree CO 80124 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 431. Peek Store Charlotte Russe, Inc. 7008 San Francisco 2156 Chestnut Chestnut Street Chestnut Street Properties c/o Mark 5910 Pacific Center Street San Francisco CA Properties Borsuk, Inc. 1626 Vallejo Street San Blvd. Suite 120 94123 Francisco CA 94123 San Diego, CA 92121
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Schedule 5.4(a): Real Property Leases Number Debtor Store Number Leased Address Lessor Lessor Address
432. Peek Store Charlotte Russe, Inc. 7009 Fashion Place 6191 S. State Brookfield Fashion Place, LLC c/o Brookfiled 5910 Pacific Center Street, Space 1920, Murray Properties Properties Retails 350 N. Orleans, Blvd. Suite 120 UT 84107 Suite 300 Chicago IL 60654 San Diego, CA 92121 433. Peek Store Charlotte Russe, Inc. 7010 Shops at Merrick Park 350 Brookfield Merrick Park LLC c/o Village of 5910 Pacific Center San Lorenzo Avenue, Space Properties Merrick Park 350 N. Orleans St. Blvd. Suite 120 #2030 Coral Gables FL 33146 Suite 300 Chicago IL 60654-1607 San Diego, CA 92121 434. Peek Store Charlotte Russe, Inc. 7011 Phipps Plaza 3500 Peachtree Simon CPI-Phipps Limited Liability Company 5910 Pacific Center Road NE, Space #1050D c/o M.S. Management Associates Inc. Blvd. Suite 120 Atlanta GA 30326 225 West Washington Street San Diego, CA Indianapolis IN 46204-3438 92121 435. Peek Store Charlotte Russe, Inc. 7013 North Point Mall 1000 North Brookfield North Point Mall, LLC c/o North Point 5910 Pacific Center Point Circle, Space #1036 Properties Mall 350 N. Orleans, Suite 300 Blvd. Suite 120 Alpharetta GA 30022 Chicago IL 60654-1607 San Diego, CA 92121 436. Peek Store Charlotte Russe, Inc. 7014 Scottsdale Quarter 15323 N. Washington Prime SDQ FEE, LLC 180 E. Broad 5910 Pacific Center Scottsdale Rd., Suite E-105 Street,Floor 20 Columbus OH 43215 Blvd. Suite 120 Scottsdale AZ 85254 San Diego, CA 92121
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Schedule 5.4(b) Rights to Occupancy
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 162 of 197
Schedule 5.5(a)
Intellectual Property Registrations
[See attached. To be amended to include social media accounts.] Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 163 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 1 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
REFUGE and DESIGN Registered 1344290 20-Apr-2007 First Renewal (1 Day) 07-Jul-2024 TMA743152 08-Jul-2009 Next RENEWAL 08-Jul-2024 Country: Canada Renewal Grace Period 08-Jan-2025 Renewal Grace Period 08-Jan-2025 Class: 00 Int. Goods: 00 Int. (1) Clothing, namely coats, jackets, sweaters, vests, robes, sweat shirts, sweat pants, shirts, blouses, t-shirts, pants, jeans, shorts, skirts, dresses, swimwear, sleepwear, panties, bras, socks, lingerie, belts, hats and shoes. (2) Perfume, cologne and cosmetics, namely eye shadow, lipstick, lip gloss, blush, nail polish, nail polish remover, loose facial powder, moisturizer in the form of a Vitamin E stick for application to the face and body, eye makeup remover, facial cleanser, astringent for cosmetic purposes, skin moisturizer, bath gel, bath oil, bath powder, bubble bath and body lotion.
CHARLOTTE RUSSE Registered 0605004 18-Apr-1988 Next Renewal (1 Day) 27-Sep-2020 TMA373740 28-Sep-1990 Next Renewal 28-Sep-2020 Country: Canada Class: 25 Int., 35 Int. Goods: 25 Int. 1) Women's wearing apparel, namely, suits, trousers, pants, dresses, slacks, shorts, coats, jackets, hosiery, shoes, blouses, shirts, training suits, t-shirts, jeans, halters, sweaters, playsuits, raincoats, sweat tops, knit tops, vests, skirts, coveralls, bathing suits, underwear, bath robes, sleepwear, pyjamas, and nightgowns. 35 Int. (1) Exploitation and operation of retail stores.
CHARLOTTE RUSSE Registered 1565000 21-Feb-2012 First Renewal (1 Day) 26-Sep-2031 TMA950640 27-Sep-2016 First Renewal 27-Sep-2031 Country: Canada Class: 35 Int., 00 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 164 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 2 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 00 Int. (1) Cosmetics, namely, lipsticks and lip glosses, lip liner, eye shadow, eyebrow pencil and perfumes, and body and face care products, namely, face and body lotions. (2) Handbags, bags namely bags with pull-up handles and wheels for taking onto airplanes, backpacks, change purses, cosmetics cases sold empty, purses, travel bags, and wallets. (3) Clothing, namely dresses, pants, shorts; skirts; blouses, pullover sweaters, overalls, knit tops, woven tops, sweaters, t-shirts, pyjamas, nightgowns, robes, loungewear, lingerie, slips, underwear, panties, casual and dressy shoes, sandals, boots, sweatpants, sweatshirts, sweatsuits, tights, leggings, and socks; performance wear, namely jerseys, bicycle pants and gymnastic suits; sportswear, namely pants and shirts, swimwear, swimsuit cover-ups and leotards, tights, socks, shorts; outerwear, namely jackets, vests, coats, shells; and headgear, namely hats, caps, headbands, visors, and belts. (4) Hair ornaments, namely, clips, pins, ribbons, barrettes, bands, and scrunchies. (5) (1) Women's Tops, namely shirts, blouses, tanks, camisoles, coverups, robes, rompers, knit tops, woven tops; sweaters, cardigans, pullover sweaters, t-shirts, jackets, blazers; (2) Dresses, namely dresses, skirts, miniskirts; (3) Women's outerwear namely blazers, jackets, shrugs, vests, trench coats, peacoats; (4) Women's jeans, jean shorts, jean skirts; Women's pants, trousers; Women's leggings, stockings, tights; Women's shorts; (5) Bras, panties, corsets, lingerie; (6) Women's swim wear namely swim tops, swim bottoms, swimsuits, bikinis; (7) Women's footwear namely shoes, pumps, stilettos, high-heeled shoes, sandals, flats, boots, wedges; (8) Women's hair accessories namely hair clips, hair bows, pins, ribbons, barrettes, combs, bands, scrunchies, headwraps; (9) Women's sunglasses, sunglass cases; (10) Jewellery namely bracelets,' earrings, broaches, pins, necklaces, rings; (11) Women's headwear namely hats, caps, berets, cadet hats, cowboy bats, fedoras, beanies, knitted bats; (12) Belts; scarves (13) Bags namely shoulderbags, satchels, wallets, cosmetic bags sold empty, totes, satchels, handbags, wristlets; (14) Cosmetics namely lip glosses, face powders; Nail polishes. (6) (1) Women's intimate accessories, namely undergarments to shape (shapewear), adhesive tailor tape, bra clasps (2) Jewellery and jewellery accessories, namely cuffs, ring holders (3) Bags, namely clutches (4) Headwraps (5) Cosmetic bags containing cosmetics (6) Shoe accessories, namely shoe cushions and anti-slip soles and inserts (7) Bermuda shorts (8) Cases for portable, wireless mobile handphones (9) Scarves (10) Temporary tattoos, glide transfer tattoos, tattoo stickers (11) Key chains, metal key tags, metal key rings (12) Audio accessories, namely wireless headphones, full size headphones, compact headphones, ear bud headphones and speakers (13) Magnetically encoded gift cards, prepaid gift cards, stored value cards (14) Virtual gift certificates for purchasing goods online (7) (1) Costumes namely tops, bottoms, jackets, headwear, footwear, and jewelry sold in sets, which when worn together is designed to make the wearer resemble another person or fictitious character; face masks namely substances for spreading on the face for facial skin care (2) Shoe accessories, namely shoe bindings, laces, water repellant spray, polishes and shoe jewellery. 35 Int. (1) On-line retail store services featuring women's apparel and accessories. (2) Retail store services in the field of in women's apparel and accessories. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 165 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 3 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
Opposition v. Xiao Rui Huang for Opposed CHARLOTTE RUSSE Application No 7482054 Country: China (People's Republic) Class: Goods:
Potential opp for LIMONPOP & in Chinese Opposed Design No. 12526972 Country: China (People's Republic) Class: Goods:
CHARLOTTE RUSSE Registered 8107809 10-Mar-2010 First Renewal 06-Apr-2021 8107809 07-Apr-2011 Country: China (People's Republic) Class: 35 Int. Goods: 35 Int. Sales promotions for others, advertising by mail order, on-line advertising on a computer network, rental of advertising time on communication media, presentation of goods on communication media, for retail purposes, import-export agencies.
CHARLOTTE RUSSE Registered 8107810 10-Mar-2010 First Renewal 13-Apr-2026 8107810 14-Apr-2016 Country: China (People's Republic) Class: 25 Int. Goods: 25 Int. Raincoat
WISH & WHIM Registered 13609423 26-Nov-2013 First Renewal 13-Mar-2025 13609423 14-Mar-2015 Country: China (People's Republic) Class: 25 Int. Goods: 25 Int. Clothing; tops; trousers; pyjamas; underclothing; t-shirts; sports jerseys; slippers
LPOP Registered 15367721 18-Sep-2014 First Renewal 27-Oct-2025 15367721 28-Oct-2015 Country: China (People's Republic) Class: 25 Int. Goods: 25 Int. Belts; clothing; trousers; Footwear; Headwear; Jackets; Jumpsuits; Loungewear; Scarves; Swimwear; T-shirts; Tops; Underwear. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 166 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 4 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
LEMONPOP Registered 15941878 16-Dec-2014 First Renewal 27-Feb-2026 15941878 28-Feb-2016 Country: China (People's Republic) Class: 35 Int. Goods: 35 Int. Sales promotion [for others]; Providing on-line marketplace for buyers and sellers of goods and services; Marketing; Advertising; Business information
CHARLOTTE RUSSE Registered 21734116 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 21734116 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 03 Int. Goods: 03 Int. Cosmetics; perfumes; false eyelashes; hair shampoo; nail polish; shaving stones [astringents]; shoe cream; smoothing stones; cosmetic spicery; teeth whitening strips; scented wood; cosmetics for animals; air fragrancing preparations; lotions for cosmetic purposes; hair lotions; bath lotions; balms other than for medical purposes; balms; hair conditioner; hair gels.
CHARLOTTE RUSSE (Chinese Registered 21734117 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734117 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 03 Int. Goods: 03 Int. Cosmetics; perfumes; false eyelashes; hair shampoo; nail polish; shaving stones [astringents]; shoe cream; smoothing stones; cosmetic spicery; teeth whitening strips; scented wood; cosmetics for animals; air fragrancing preparations; lotions for cosmetic purposes; hair lotions; bath lotions; balms other than for medical purposes; balms; hair conditioner; hair gels.
CHARLOTTE RUSSE (Chinese Registered 21734118 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734118 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 08 Int. Goods: 08 Int. Eyelash curlers; abrading instruments [hand instruments]; pickhammers; fruit pickers [hand tools]; instruments and tools for skinning animals; harpoons; tongs; pinhook threading apparatus; tweezers; scissors; knuckle dusters; table cutlery [knives, forks and spoons]
CHARLOTTE RUSSE (Chinese Registered 21734119 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734119 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 09 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 167 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 5 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 09 Int. Sunglasses; readers; cell phone covers; laptop covers; tablet covers; chargers; jump drives; time recording apparatus; apparatus to check franking; cash registers; ticket dispensers; dictating machines; holograms; hemline markers; voting machines; lottery machine; phototelegraphy apparatus; automatic geter; gauge; electronic notice boards; portable media players; projection apparatus measuring apparatus; optical lamps; wires; electric; resistance material; integrated circuits; conductors, electric; transformers [electricity]; video screens; remote control apparatus; light conducting filaments [optical fibers [fibres]; heat regulating apparatus; lightning arresters; electrolysers; fire extinguishing apparatus; radiological apparatus for industrial purposes; goggle; buzzers; films, exposed; portable remote control car stop; egg-candlers; dog whistles; decorative magnets; electrified fences; electronic collar for animal training purpose; socks, electrically heated.
CHARLOTTE RUSSE (Chinese Registered 21734120 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734120 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 14 Int. Goods: 14 Int. Jewelry; watches; alloys of precious metal; boxes of precious metal; pins [jewellery, jewelry (am.)]; key chains [trinkets or fobs].
CHARLOTTE RUSSE (Chinese Registered 21734121 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734121 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 16 Int. Goods: 16 Int. Make-up removal cloths made of paper; paper ribbons; filter paper; advertisement boards of paper or cardboard; albums; cardboard tubes; prospectuses; newspaper; photographs [printed]; plastic bubble packs for wrapping or packaging; staples for offices; finger-stalls [office requisites]; blotters; stamps [seals]; writing materials; gummed tape [stationery]; square rulers; graining combs; prints [engravings]; marking chalk; tailors' chalk; modelling materials; chaplets
CHARLOTTE RUSSE (Chinese Registered 21734122 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734122 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 18 Int. Goods: 18 Int. Bags; wallets; moleskin [imitation of leather]; trimmings of leather for furniture; leather straps; parasols; walking sticks; saddle trees; gut for making sausages; key cases; vanity cases, not fitted.
CHARLOTTE RUSSE (Chinese Registered 21734123 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734123 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 21 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 168 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 6 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 21 Int. Make-up stencils; make-up brushes; hair brushes; combs; perfume sprayers; fitted vanity cases; strainers for household purposes; boxes of glass; porcelain ware; china ornaments; drinking vessels; boxes for dispensing paper towels; perfume burners; nail brushes; hair for brushes; toothbrushes; toothpicks; refrigerating bottles; steel wool for cleaning; crystal [glassware]; drinking troughs; indoor terrariums [plant cultivation]; fly swatters
CHARLOTTE RUSSE (Chinese Registered 21734124 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734124 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 24 Int. Goods: 24 Int. Make-up removal cloths made of fabric; fabric; metal cotton (space cotton); velutum silk drawing picture; paper making felt (towel); quilts; table runners; bath cover; fitted toilet lid covers of fabric; marabouts [cloth]; khatag; banners; shrouds
CHARLOTTE RUSSE (Chinese Registered 21734125 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734125 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 25 Int. Goods: 25 Int. Apparel; footwear; hats; belts; scarves; hosiery; gloves; layettes [clothing]; cyclists' clothing; raincoat; dance cloth; wimples; sashes for wear; shower caps; sleep masks; wedding cloth; underwear; underpants; panties; bodices [lingerie]; brassieres
CHARLOTTE RUSSE (Chinese Registered 21734126 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734126 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 26 Int. Goods: 26 Int. Hair accessories; hair bands; fastenings for clothing; hair extensions; sewing kits; artificial garlands; collar supports; heat adhesive patches for repairing textile articles; monogram tabs for marking linen
CHARLOTTE RUSSE (Chinese Registered 21734127 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734127 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 28 Int. Goods: 28 Int. Halloween masks; games; board games; balls for games; body-building equipment; archery implements; machines for physical exercises; whistle; swimming pools [play articles]; plastic racetrack; shin guards [sports articles]; in-line roller skates; ornaments for Christmas trees, except illumination articles and confectionery; fishing tackle; twirling batons; camouflage screens [sports articles]; scratch cards for playing lottery games; racket sweatband Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 169 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 7 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CHARLOTTE RUSSE (Chinese Registered 21734128 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734128 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 35 Int. Goods: 35 Int. Online advertising (ecom); marketing; presentation of goods on communication media, for retail purposes; sales promotion for others; providing online market for the buyer and seller of goods or services; advertising; business information; personnel management consultancy; relocation services for businesses; administrative processing of purchase orders; accounting; rental of vending machines; sponsorship search; rental of sales stands; retail or wholesale services for pharmaceutical, veterinary and sanitary preparations and medical supplies
CHARLOTTE RUSSE (Chinese Registered 21734129 31-Oct-2016 First Renewal (1 Day) 13-Dec-2027 Transliteration) 21734129 14-Dec-2017 First Renewal 14-Dec-2027 Country: China (People's Republic) First Renewal Grace (1 Day) 13-Jun-2028 First Renewal Grace 14-Jun-2028 Class: 44 Int. Goods: 44 Int. Medical clinic services; convalescent home services; nutritional guidance for diet; veterinary assistance; landscape gardening; opticians' services; rental of sanitation facilities; visagists' services; beauty services.
CHARLOTTE BY CHARLOTTE RUSSE Registered 23819074 27-Apr-2017 First Renewal (1 Day) 19-Apr-2028 23819074 21-Apr-2018 First Renewal 20-Apr-2028 Country: China (People's Republic) First Renewal Grace (1 Day) 19-Oct-2028 First Renewal Grace 20-Oct-2028 Class: 03 Int. Goods: 03 Int. Beauty creams; Blush; Cosmetic creams; Cosmetics; Eye-shadow; Eyebrow cosmetics; Eyebrow pencils; Eyeliner; Lip gloss; Lipstick; Mascara; Nail polish; Perfume; Perfumes and colognes; Perfumes and toilet waters; Beauty balm creams; Body lotion; Soap fragrance; Potpourris [fragrances]; Make-up powder; Talcum powder, for toilet use; Powdery bottom; Foundation cream
CHARLOTTE RUSSE (new design series) - Registered 2016Z11L448929 24-Aug-2016 First Renewal 13-Oct-2066 Copyright 2016f00306774 13-Oct-2016 Country: China (People's Republic) Class: Goods:
CHARLOTTE RUSSE (old design) - Copyright Registered 2016z11l448974 24-Aug-2016 First Renewal 13-Oct-2066 2016F00306773 13-Oct-2016 Country: China (People's Republic) Class: Goods: Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 170 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 9 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
WISH & WHIM Registered 012276581 04-Nov-2013 First Renewal 04-Nov-2023 012276581 13-May-2014 Country: European Union (Community) Class: 03 Int., 18 Int., 25 Int., 26 Int., 35 Int. Goods: 03 Int. Perfume; nail polish; nail tattoos; nail glitter; emery boards; lip gloss; lipsticks; body lotion . 18 Int. Bags, purses, tote bags, travel bags, gym bags 25 Int. Clothing, tops, bottoms, loungewear, intimates, t-shirts, sweatshirts, sweatpants, slippers 26 Int. Hair accessories, clips, pins, ribbons, barrettes, bands and scrunchies . 35 Int. Online retail store services, namely perfume; nail polish; nail tattoos; nail glitter; emery boards; lip gloss; lipsticks; body lotion; bags, purses, tote bags, travel bags, gym bags; clothing; tops, bottoms, loungewear, intimates, t-shirts, sweatshirts, sweatpants, slippers; hair accessories, clips, pins, ribbons, barrettes, bands and scrunchies; retail store advertising services; retail store services, namely perfume; nail polish; nail tattoos; nail glitter; emery boards; lip gloss; lipsticks; body lotion; bags, purses, tote bags, travel bags, gym bags; clothing; tops, bottoms, loungewear, intimates, t-shirts, sweatshirts, sweatpants, slippers; hair accessories, clips, pins, ribbons, barrettes, bands and scrunchies.
LPOP Registered 13248901 11-Sep-2014 First Renewal 11-Sep-2024 13248901 28-Jan-2015 Country: European Union (Community) Class: 25 Int. Goods: 25 Int. Clothing; belts; bottoms; footwear; headwear; jackets; jumpsuits; loungewear; scarves; swimwear; tshirts; tops; underwear
LEMONPOP Registered 013274246 18-Sep-2014 First Renewal 18-Sep-2024 13274246 10-Feb-2015 Country: European Union (Community) Class: 25 Int., 35 Int. Goods: 25 Int. Clothing; belts; bottoms; dresses; footwear; headwear; jackets; jumpsuits; lingerie; loungewear; rompers; scarves; skirts; swimwear; T-shirts; tops; underwear. 35 Int. Retail store services; Online retail store services; On-line retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories; Providing incentive award programs for customers through issuance and processing of loyalty points for on-line purchase of a company’s goods and services; Providing incentive award programs through issuance and processing of loyalty points for purchase of a company's goods and services; Retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 171 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 10 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CHARLOTTE BY CHARLOTTE RUSSE Registered 16614001 18-Apr-2017 First Renewal 18-Apr-2027 16614001 07-Aug-2017 First Renewal Grace 18-Oct-2027 Country: European Union (Community) Class: 03 Int. Goods: 03 Int. Beauty creams; blush; cosmetic creams; cosmetics; eye-shadow; eyebrow cosmetics; eyebrow pencils; eyeliner; fragrances; lip gloss; lipstick; make-up; mascara; nail polish; perfume; perfumes and colognes; perfumes and toilet waters; beauty balm creams; body lotion; face powder; skin bronzer
General Trademark Matters OPEN
Country: General Matter Class: Goods:
FOREIGN GENERAL MATTERS GENERAL
Country: General Matter Class: Goods:
GENERAL COPYRIGHT MATTERS OPEN
Country: General Matter Class: Goods: Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 172 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 11 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CHARLOTTE RUSSE Registered 2010009950 12-Feb-2010 Next RENEWAL 18-Jun-2020 5330706 18-Jun-2010 Renewal Grace Period 18-Dec-2020 Country: Japan RECLASSIFICATION APP 18-Jun-2021 Class: 25 Int., 35 Int. Goods: 25 Int. Clothing; garters, stocking suspenders, suspenders, bands, belts; footwear; headwear; masquerade costumes; special sports clothing, special sports shoes 35 Int. Provision of facilities to customers rendered in the business of retailing or wholesaling of Fabrics and Beddings; Provision of facilities to customers rendered in the business of retailing or wholesaling of Clothing; Provision of facilities to customers rendered in the business of retailing or wholesaling of Footwear; Provision of facilities to customers rendered in the business of retailing or wholesaling of Bags and Sacks; Provision of facilities to customers rendered in the business of retailing or wholesaling of Personal articles Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 173 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 12 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CANCELLATION of CHARLOTTE RUSSE in Filed MEXICO (MR. SIVAN) Reg 1130848 Country: Mexico Class: Goods:
CHARLOTTE RUSSE Registered 1224780 03-Nov-2011 First Renewal 03-Nov-2021 1704324 07-Dec-2016 Country: Mexico Class: 25 Int. Goods: 25 Int. Clothing, footwear, headgear.
WISH & WHIM Registered 1430682 11-Nov-2013 First Renewal 11-Nov-2023 1444245 11-Nov-2013 Proof of Use 11-Nov-2023 Country: Mexico Class: 25 Int. Goods: 25 Int. Clothing; footwear; headgear; sleeveless-shirts, tops, namely, coats, bath robes, overalls, dressing gowns, breeches for wear, shirts, short-sleeves shirts; sports jerseys; bodices [lingerie], vests; shawls, jackets, fishing vests; jackets (stuff-) [clothing], raincoats, aprons [clothing], coats, gabardines [clothing], waterproof clothing, jerseys [clothing], parkas, pelerines, jumper dresses, ponchos, sweaters, coats, dresses; bottoms, namely, skirts, short skirts, leggings [leg warmers], stockings, stockings (sweat-absorbent-), trousers, pajamas, skirts, hosiery, underwear, t-shirts, sweatshirts, clothing for gymnastics, slippers
LEMONPOP Registered 1521046 27-Aug-2014 First Renewal 27-Aug-2024 1645765 27-Aug-2014 Proof of Use 27-Aug-2024 Country: Mexico Class: 35 Int. Goods: 35 Int. Online retail store services featuring clothing, footwear, head wear; bags, jewelry, watches, beauty products and clothing accessories for others [commercial intermediary]; promotional strategy services through incentive award programs for customers through issuance and processing of loyalty points for on-line purchase of a company’s goods and services; promotional strategy services through incentive award programs through the issuance and processing of loyalty points for purchase of a company’s goods and services; retail store services featuring clothing, footwear, head wear; bags, jewelry, watches, beauty products and clothing accessories for others [commercial intermediary];
LPOP Registered 1521044 27-Aug-2014 First Renewal 27-Aug-2024 1494491 27-Aug-2014 Proof of Use 27-Aug-2024 Country: Mexico Class: 25 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 174 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 13 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 25 Int. Belts; bottoms; footwear; headgear; jackets; jumpsuits; loungewear; scarves; swimwear; t-shirts; tops; underwear
LEMONPOP Registered 1521047 27-Aug-2014 First Renewal 27-Aug-2024 1518032 16-Jun-2014 Proof of Use 27-Aug-2024 Country: Mexico Class: 25 Int. Goods: 25 Int. Clothing; belts; bottoms; top dressing; dresses; footwear; headwear; jackets; jumpsuits; lingerie; rest wear; overalls (jumpsuits with short pants); scarves; skirts, swimwear; t-shirts; tops; underwear
CHARLOTTE RUSSE Registered 201221100 05-Mar-2012 First Renewal 05-Mar-2022 201221100 05-Mar-2012 Country: Turkey Class: 25 Int., 35 Int. Goods: 25 Int. 35 Int. online shopping and retail services.
CHARLOTTE BY CHARLOTTE RUSSE Registered 3225381 18-Apr-2017 First Renewal (1 Day) 17-Apr-2027 3225381 18-Apr-2017 First Renewal 18-Apr-2027 Country: United Kingdom First Renewal Grace 18-Oct-2027 Class: 03 Int. Goods: 03 Int. Beauty creams; blush; cosmetic creams; cosmetics; eye-shadow; eyebrow cosmetics; eyebrow pencils; eyeliner; fragrances; lip gloss; lipstick; make-up; mascara; nail polish; perfume; perfumes and colognes; perfumes and toilet waters; beauty balm creams; body lotion; face powder; skin bronzer Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 175 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 14 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
REFUGE (STYLIZED) Registered 76356206 07-Jan-2002 Next Renewal 08-Aug-2026 3127246 08-Aug-2006 Next Renewal Grace 08-Feb-2027 Country: United States of America Class: 03 Int. Goods: 03 Int. Perfume; cologne
CHARLOTTE RUSSE Registered 75539045 19-Aug-1998 Next Renewal 15-May-2021 2451427 15-May-2001 Renewal Grace Period 15-Nov-2021 Country: United States of America Class: 03 Int. Goods: 03 Int. cosmetics, namely, lipsticks and lip glosses, lip liner, eye shadow, eyebrow pencil and perfumes, and body and face care products, namely, face and body lotions
CHARLOTTE RUSSE Registered 75539043 19-Aug-1998 Next Renewal 26-Dec-2020 2416269 26-Dec-2000 Next Renewal Grace 26-Jun-2021 Country: United States of America Renewal Grace Period 26-Jun-2021 Renewal Grace Period 30-Sep-2021 Class: 14 Int. Goods: 14 Int. costume jewelry, namely bracelets for wrists and ankles, belly chains, earrings, body jewelry, broaches, necklaces, pendants, pins, rings, watch bands and straps, and wristwatches
CHARLOTTE RUSSE Registered 75539040 19-Aug-1998 Next Renewal 26-Dec-2020 2416268 26-Dec-2000 Next Renewal Grace 26-Jun-2021 Country: United States of America Class: 18 Int. Goods: 18 Int. Handbags, carry-on bags, backpacks, change purses, cosmetics cases sold empty, purses, travel bags, and wallets
CHARLOTTE RUSSE Registered 75539417 19-Aug-1998 Next Renewal 26-Dec-2020 2416273 26-Dec-2000 Renewal Grace Period 26-Jun-2021 Country: United States of America Class: 25 Int. Goods: 25 Int. clothing, namely dresses, pants, shorts, skirts, blouses, jumpers, overalls, knit and woven tops, sweaters, t-shirts, pajamas, nightgowns, robes, loungewear, lingerie, slips, undergarments, panties, casual and dressy shoes, sandals, boots, sweatpants, sweatshirts, sweatsuits, tights, leggings, and socks; performance wear, namely jerseys, bicycle pants and gymnastic suits; sportswear, namely pants and shirts, swimwear, swimsuit cover-ups and leotards, tights, socks, shorts; outerwear, namely jackets, vests, coats, shells; and headgear, namely hats, caps, headbands, visors, and belts Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 176 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 15 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CHARLOTTE RUSSE Registered 75539156 19-Aug-1998 Next Renewal 26-Dec-2020 2416270 26-Dec-2000 Next Renewal Grace 26-Jun-2021 Country: United States of America Renewal Grace Period 26-Jun-2021 Class: 26 Int. Goods: 26 Int. hair ornaments, namely, clips, pins, ribbons, barrettes, bands, and scrunchies
CHARLOTTE RUSSE Registered 75539155 19-Aug-1998 Next Renewal 19-Dec-2020 2414477 19-Dec-2000 Rnwl 19-Dec-2020 Country: United States of America Next Renewal Grace 19-Jun-2021 Class: 42 Int. Goods: 42 Int. Retail store services specializing in women's apparel and accessories
CHARLOTTE RUSSE (STYLIZED) Registered 73662755 26-May-1987 Next Renewal 19-Apr-2028 1485692 19-Apr-1988 Next Renewal Grace 19-Oct-2028 Country: United States of America Class: 42 Int. Goods: 42 Int. RETAIL STORE SERVICES IN THE FIELD OF WOMEN'S CLOTHING AND ACCESSORIES
CHARLOTTE'S ROOM Registered 75710618 19-May-1999 Next Renewal 30-Oct-2021 2502628 30-Oct-2001 Next Renewal Grace 30-Apr-2022 Country: United States of America Next Renewal Grace 30-Apr-2022 Class: 35 Int. Goods: 35 Int. retail store services specializing in women's and girl's apparel and accessories, home, bedroom and bathroom accessories, home and personal electronics, musical recordings, books, stationery, and wrapping paper, and travel gear
HEART MOON STAR DESIGN Registered 75764616 30-Jul-1999 Next Renewal 20-Nov-2021 2511011 20-Nov-2001 Next Renewal Grace 20-May-2022 Country: United States of America Class: 25 Int. Goods: 25 Int. clothing, namely dresses, pants, shorts, skirts, blouses, jumpers, overalls, knit and woven tops, sweaters, t-shirts, clothing belts, pajamas, nightgowns, robes, loungewear, lingerie, slips, undergarments, panties, sweatpants, sweatshirts, sweatsuits, tights, leggings, and socks; sportswear, namely pants and shirts, tights, socks, shorts; outerwear, namely jackets, vests, coats, shells; and headgear, namely hats, caps, headbands and visors
REFUGE (STYLIZED) Registered 76356204 07-Jan-2002 Next Renewal 28-Sep-2024 2889644 28-Sep-2004 Next Renewal Grace 28-Mar-2025 Country: United States of America Renewal Grace Period 28-Mar-2025 Class: 25 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 177 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 16 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 25 Int. Clothing, namely, jackets, pants, shorts, skirts
CR CHARLOTTE RUSSE Registered 77771821 30-Jun-2009 Aff of Use - 6 Year 09-Apr-2019 4317398 09-Apr-2013 Affidavit of Use Grace Period 09-Oct-2019 Country: United States of America First Renewal 09-Apr-2023 First Renewal Grace 09-Oct-2023 Class: 14 Int. Goods: 14 Int. Costume jewelry; Jewelry; Watches
CR CHARLOTTE RUSSE Registered 77771804 30-Jun-2009 Aff of Use - 6 Year 26-Mar-2019 4309351 26-Mar-2013 Affidavit of Use Grace Period 26-Sep-2019 Country: United States of America First Renewal 26-Mar-2023 First Renewal Grace 26-Sep-2023 Class: 18 Int. Goods: 18 Int. Backpacks; Carry-on bags; Change purses; Cosmetic cases sold empty; Handbags; Purses; Tote bags; Travel bags; Wallets
CR CHARLOTTE RUSSE Registered 77771802 30-Jun-2009 Aff of Use - 6 Year 26-Mar-2019 4309350 26-Mar-2013 Affidavit of Use Grace Period 26-Sep-2019 Country: United States of America First Renewal 26-Mar-2023 First Renewal Grace 26-Sep-2023 Class: 25 Int. Goods: 25 Int. Bottoms; Dresses; Footwear; Headwear; Jackets; Leggings; Lingerie; Loungewear; Pants; Shorts; Skirts; Sleepwear; Socks; Sweaters; Swimwear; Tights; Tops; Undergarments; Underwear; Vests
CR (STYLIZED) Registered 77772200 01-Jul-2009 Aff of Use - 6 Year 26-Mar-2019 4309352 26-Mar-2013 Affidavit of Use Grace Period 26-Sep-2019 Country: United States of America First Renewal 26-Mar-2023 First Renewal Grace 26-Sep-2023 Class: 14 Int. Goods: 14 Int. Costume jewelry; Jewelry; Watches
CR (STYLIZED) Registered 77771765 30-Jun-2009 Aff of Use - 6 Year 02-Apr-2019 4313316 02-Apr-2013 Affidavit of Use Grace Period 02-Oct-2019 Country: United States of America First Renewal 02-Apr-2023 First Renewal Grace 02-Oct-2023 Class: 18 Int. Goods: 18 Int. Backpacks; Carry-on bags; Change purses; Cosmetic cases sold empty; Handbags; Purses; Tote bags; Travel bags; Wallets
CR (STYLIZED) Registered 77771762 30-Jun-2009 Aff of Use - 6 Year 02-Apr-2019 4313315 02-Apr-2013 Affidavit of Use Grace Period 02-Oct-2019 Country: United States of America First Renewal 02-Apr-2023 First Renewal Grace 02-Oct-2023 Class: 25 Int. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 178 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 17 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s) Goods: 25 Int. Bottoms; Dresses; Footwear; Headwear; Jackets; Leggings; Lingerie; Loungewear; Pants; Shorts; Skirts; Sleepwear; Socks; Sweaters; Swimwear; Tights; Tops; Undergarments; Underwear; Vests
TUESDAY SHOESDAY Registered 86070349 20-Sep-2013 Aff of Use - 6 Year 20-May-2020 4533108 20-May-2014 Affidavit of Use Grace Period 20-Nov-2020 Country: United States of America First Renewal 20-May-2024 First Renewal Grace 20-Nov-2024 Class: 35 Int. Goods: 35 Int. On-line retail store services featuring clothing, footwear, headwear, handbags, jewelry and accessories; Retail store services featuring clothing, footwear, headwear, handbags, jewelry and accessories; all in class 035
WISH & WHIM Registered 86101689 25-Oct-2013 Aff of Use - 6 Year 23-Jun-2021 4761045 23-Jun-2015 Affidavit of Use Grace Period 23-Dec-2021 Country: United States of America First Renewal 23-Jun-2025 First Renewal Grace 23-Dec-2025 Class: 25 Int. Goods: 25 Int. Clothing, namely, tops, bottoms, loungewear, intimates, T-shirts, sweatshirts, sweatpants
HAPPY HOTTIE DAYS Registered 86138938 09-Dec-2013 Aff of Use - 6 Year 13-May-2020 4529697 13-May-2014 Affidavit of Use Grace Period 13-Nov-2020 Country: United States of America First Renewal 13-May-2024 First Renewal Grace 13-Nov-2024 Class: 35 Int. Goods: 35 Int. Retail store services featuring clothing and accessories; Online retail store services featuring clothing and accessories.
WISH & WHIM STYLIZED Registered 86196755 18-Feb-2014 Aff of Use - 6 Year 28-Oct-2020 4629990 28-Oct-2014 Affidavit of Use Grace Period 28-Apr-2021 Country: United States of America First Renewal 28-Oct-2024 First Renewal Grace 28-Apr-2025 Class: 25 Int. Goods: 25 Int. Clothing, namely, tops, bottoms, loungewear, t-shirts, sweatshirts, sweatpants, slippers, and intimates, namely, underwear
LPOP (Child) Registered 86976778 21-Aug-2014 Aff of Use - 6 Year 22-Sep-2021 4819906 22-Sep-2015 Affidavit of Use Grace Period 22-Mar-2022 Country: United States of America First Renewal 22-Sep-2025 First Renewal Grace 22-Mar-2026 Class: 25 Int. Goods: 25 Int. Footwear Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 179 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 18 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
LEMONPOP Registered 86979015 16-Jun-2014 Aff of Use - 6 Year 14-Jun-2022 4980032 14-Jun-2016 Affidavit of Use Grace Period 14-Dec-2022 Country: United States of America First Renewal 14-Jun-2026 First Renewal Grace 14-Dec-2026 Class: 18 Int., 25 Int., 35 Int. Goods: 18 Int. Bags, namely, book bags, purses, duffels bags, gym bags, shoulder bags, tote bags, sling bags, sport bags and messenger bags; Carry-all bags; Clutches; Duffle bags; Gym bags; Purses; Shoulder bags; Sling bags; Sport bags; Tote bags 25 Int. Clothing, namely, bottoms, shirts, pants, jeans, dresses, lingerie, underwear, loungewear, jackets; Bottoms; Dresses; Jackets; Jumpsuits; Lingerie; Loungewear; T-shirts;Tops; Underwear 35 Int. On-line retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories; Retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories
LEMONPOP (WEDGE) DESIGN Registered 86979016 11-Nov-2014 Aff of Use - 6 Year 21-Jun-2022 4985470 21-Jun-2016 Affidavit of Use Grace Period 21-Dec-2022 Country: United States of America First Renewal 21-Jun-2026 First Renewal Grace 21-Dec-2026 Class: 18 Int., 25 Int., 35 Int. Goods: 18 Int. Bags, namely, book bags, purses, duffels bags, gym bags, shoulder bags, tote bags, sling bags, sport bags and messenger bags; Carry-all bags; Clutches; Duffle bags; Gym bags; Purses; Shoulder bags; Sling bags; Sport bags; Tote bags 25 Int. Clothing, namely, bottoms, shirts, pants, jeans, dresses, lingerie, underwear, loungewear, jackets; Jumpsuits; T-shirts; Tops 35 Int. On-line retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories; Retail store services featuring clothing, footwear, headwear, bags, jewelry, watches, beauty products and clothing accessories
Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 180 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 20 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
#TUESDAYSHOESDAY Registered 87217799 27-Oct-2016 Aff of Use - 6 Year 12-Dec-2023 5356316 12-Dec-2017 Affidavit of Use Grace Period 12-Jun-2024 Country: United States of America First Renewal 12-Dec-2027 First Renewal Grace 12-Jun-2028 Class: 25 Int., 35 Int. Goods: 25 Int. Footwear; Sandals; Shoes 35 Int. Retail store services featuring clothing, footwear, headwear, handbags, cosmetics, jewelry and accessories; On-line retail store services featuring clothing, footwear, headwear, handbags, cosmetics, jewelry and accessories
CHARLOTTE BY CHARLOTTE RUSSE Published 87401869 06-Apr-2017 Statement of Use 3rd Extension 03-Apr-2019 Statement of Use 4th Extension 03-Oct-2019 Country: United States of America Statement of Use 5th Extension 03-Apr-2020 Statement of Use Final 03-Oct-2020 Class: 03 Int. Goods: 03 Int. Beauty creams; Blush; Cosmetic creams; Cosmetics; Eye-shadow; Eyebrow cosmetics; Eyebrow pencils; Eyeliner; Fragrances; Lip gloss; Lipstick; Make-up; Mascara; Nail polish; Perfume; Perfumes and colognes; Perfumes and toilet waters; Beauty balm creams; Body lotion; Face powder; Skin bronzer Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 181 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 21 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
CHARLOTTE RUSSE Registered 87825776 08-Mar-2018 Aff of Use - 6 Year 09-Oct-2024 5580581 09-Oct-2018 Affidavit of Use Grace Period 09-Apr-2025 Country: United States of America First Renewal 09-Oct-2028 First Renewal Grace 09-Apr-2029 Class: 35 Int. Goods: 35 Int. On-line retail store services featuring clothing, shoes, jewelry, beauty products and related accessories; Retail store services featuring clothing, shoes, jewelry, beauty products and related accessories www.charleterusse.com Registered 30-Jun-2005 Domain Renewal Due 29-Jun-2019 30-Jun-2005 Next Renewal 29-Jun-2019 Country: United States of America Class: Goods:
REFUGE - Customs Recordation Registered Renewal Due 28-Dec-2024 TMK1100371 10-May-2011 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered 26-Mar-2001 Customs Renwl Recordation Due 26-Mar-2021 TMK1100572 26-Mar-2001 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered 19-Mar-2001 Customs Rnwl Recordation Final 19-Mar-2021 TMK1100564 19-Mar-2001 First Renewal 19-Mar-2021 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered 26-Mar-2001 Customs Rnwl Recordation Final 26-Mar-2021 TMK1100562 26-Mar-2001 First Renewal 26-Mar-2021 Country: United States of America Class: Goods: Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 182 of 197 Tuesday, February 5, 2019 Trademark Status by Client Page 22 of 23 Client: C2515 Charlotte Russe Holding, Inc.
Status Application Number Filing Date Trademark Client Reference Registration Number Registration Date Next Action(s) Due Date(s)
Customs Recordation for REFUGE Registered Renewal Recordation Due 08-Nov-2036 TMK1100560 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered 26-Mar-2001 Customs Rnwl Recordation Final 26-Mar-2021 TMK1100534 26-Mar-2001 First Renewal 26-Mar-2021 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered 26-Mar-2001 Customs Rnwl Recordation Final 26-Mar-2021 TMK1100539 26-Mar-2001 First Renewal 26-Mar-2021 Country: United States of America Class: Goods:
CHARLOTTE RUSSE - Customs Recordation Registered TMK1100665 Country: United States of America Class: Goods:
Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 183 of 197 Tuesday, February 5, 2019 Report Selection Page 23 of 23 Record Count: 88
Sort Order: by Client Print Remarks?: No Print Goods?: Yes
Actions Due: All
Filing Date: From: To:
Case Number: Status Code: Active
Trademark: Case Type(s): Status(es): Client: c2515 Agent: Attorney: Owner: Country: Area: Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 184 of 197
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CAHRLOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CARLOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CCHARLOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
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CHAARLOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
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CHALOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHALROTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARALOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARELOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARKOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLATTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLEOTTERUSSE.COM .com 6/20/2019 Active Public Locked http://www.charlotterusse.com
CHARLETERUSSE.COM .com 4/9/2019 Active Private Locked http://www.charlotterusse.com
CHARLETTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLITTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLLOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLOETTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLOOTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLOOTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLOPTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
CHARLORTERUSSE.COM .com 5/1/2019 Active Public Locked http://www.charlotterusse.com
CHARLORTTERUSSE.COM .com 4/28/2019 Active Public Locked http://www.charlotterusse.com
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Schedule 5.5(b)(i)
Intellectual Property In-Licenses
The Sellers have, from time to time, licensed commercially available software used to design custom fabric prints and purchased licenses for fabric prints from several fabric design houses for use in designing specific garments. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 189 of 197
Schedule 5.5(b)(ii)
Intellectual Property Out-Licenses
The Sellers have granted sell-off rights to vendors who have manufactured, produced or otherwise directed the production of apparel and shoes containing Purchased Intellectual Property under purchase orders that were cancelled, rejected otherwise terminated by the Sellers, permitting such certain of such vendors the limited right to sell off specific goods covered by such purchase orders without removing the branded tags, rivets, heat transfers, buttons, or emblems containing Purchased Intellectual Property. In addition, the Sellers are parties to Contracts that allow third parties to use or reference the name or logo of the Sellers, including relevant Purchased Intellectual Property, in referencing the commercial relationship of the Sellers under such Contracts, including, for example, advertising or signage in real properties in which the Sellers operate a Store. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 190 of 197
Schedule 5.5(b)(iii)
Intellectual Property Intercompany Licenses
Management and Administrative Services Agreement dated January 28, 2012, between Charlotte Russe Administration, Inc. and Charlotte Russe, Inc.
Management and Administrative Services Agreement dated January 28, 2012, between Charlotte Russe Administration, Inc. and Charlotte Russe Merchandising, Inc.
Sales and Distribution Agreement dated January 28, 2012, between Charlotte Russe Merchandising, Inc. and Charlotte Russe, Inc. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 191 of 197
Schedule 5.5(c)
Intellectual Property
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 192 of 197
Schedule 5.5(d)
Material Breach or Violation of Security Policies
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 193 of 197
Schedule 5.6
Litigation
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 194 of 197
Schedule 5.7
Sellers’ Financial Advisors
Berkeley Research Group LLC
Guggenheim Securities, LLC
Malfitano Advisors, LLC Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 195 of 197
Schedule 6.7
Purchaser’s Financial Advisors
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 196 of 197
Schedule 8.2(a)
Conduct of Business Pending Closing
None. Case 19-10210-LSS Doc 369-1 Filed 03/19/19 Page 197 of 197
Schedule 8.2(b)
Conduct of Business Pending Closing
None.