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E-mail: Japan University, Osaka Physics, of Department Yamatsu Naoki E-mail: Japan University, Osaka Physics, of Department Hosotani Yutaka Unification Grand Gauge-Higgs trbto-oCmeca-oeiaie . Internati 4.0 Attribution-NonCommercial-NoDerivatives c oyih we yteato()udrtetrso h Creat the of terms the under author(s) the by owned Copyright ∗ osre emo ubri h bec fMjrn asso masses Majorana of absence the in number conserved Speaker. ag-ig rn nfiaini omltd yextending By formulated. is unification grand Gauge-Higgs rwa nfiain togitrcin r incorporated are interactions strong unification, troweak h adl-udu apdsae ursadlposaeco are of tiplets and space. warped Randall-Sundrum the [email protected] [email protected] SO ( 11 ∗ ) lhuhteK cl a ea o s1TV rtndcyi f is decay 10TeV, as low as be can scale KK the Although . nlLcne(CB-CN 4.0). BY-NC-ND (CC License onal v Commons ive etoekScale lectroweak in SO SO tie nsio n etrmul- vector and spinor in ntained etio.(UHT880) (OU-HET . f ( ( 11 5 ) ) × ag-ig nfiainin unification gauge-Higgs U ( 1 ) ag-ig elec- gauge-Higgs ridnb a by orbidden http://pos.sissa.it/ Gauge-Higgs Grand Unification Yutaka Hosotani

1. Gauge-Higgs unification

We are in search of a principle for the 125 GeV Higgs scalar , which regulates Higgs couplings, explains how the electroweak (EW) gauge symmetry breaking takes place, and solves the gauge-hierarchy problem. One possible, promising answer is the gauge-Higgs unification. In the gauge-Higgs EW unification one starts with gauge theory, say, in 5 dimensions. 4- dimensional components of gauge potential AM contain 4D gauge fields such as γ, W and Z . The extra dimensional component transforms as a scalar under 4-dimensional Lorentz transformations, and its zero mode is identified with the 4D Higgs scalar field. When the extra dimensional space is not simply connected, there arises an Aharonov-Bohm (AB) phase θH along the extra dimension. The 4D Higgs field is a 4D fluctuation mode of the AB phase. The value of θH is not determined at the classical level, but is dynamically determined at the quantum level. In non-Abelian gauge theory it may lead to spontaneous gauge symmetry breaking. It is called the Hosotani mechanism.[1]-[5] The most notable feature of gauge-Higgs unification by the Hosotani mechanism is that the finite mass of the is generated quantum mechanically, independent of a cutoff scale. Further the interactions of the Higgs boson with itself and other fields are governed by the gauge principle so that the model is very restrictive and predictive.

2. SO(5) U(1) EW unification ×

There is a realistic model of gauge-Higgs EW unification. It is the SO(5) U(1)X gauge- × Higgs EW unification in the Randall-Sundrum (RS) warped space.[6]-[21] The metric of the RS 2 2σ(y) µ ν 2 space is given by ds = e− ηµν dx dx +dy , where ηµν = diag ( 1,1,1,1), σ(y)= σ( y)= kL − − σ(y + 2L), and σ(y)= ky for 0 y L. zL = e 1 is called the warp factor. The bulk part ≤ ≤ ≫ 0 < y < L is an AdS space with a cosmological constant Λ = 6k2, which is sandwiched by the − Planck brane at y = 0 and the TeV brane at y = L. The RS is an orbifold; spacetime points (xµ ,y), (xµ , y) and (xµ ,y + 2L) are identified. − SO(5) U(1)X gauge theory is defined in RS. Although physical quantities must be single- × valued, the gauge potential AM(x,y) may not be. It satisfies

Aµ Aµ 1 (x,y j y)= Pj (x,y j + y)Pj− ,(y0,y1) = (0,L) (2.1) Ay − Ay ! − ! 2 1 where Pj SO(5) up to sign and P = 1. Note that AM(x,y+2L)= UAM(x,y)U where U = P1P0. ∈ j − The set P0,P1 defines orbifold boundary conditions. One chooses { } I P = P = 4 , (2.2) 0 1 1 − ! which breaks SO(5) to SO(4) SU(2)L SU(2)R. - and -multiplets are introduced ≃ × in the bulk in the vector representation of SO(5), whereas dark fermion multiplets in the spinor representation. In addition to them, brane scalar field Φ and brane fields are introduced on the Planck brane. The brane scalar field Φ(x) spontaneously breaks SU(2)R U(1)X to U(1)Y , ×

2 Gauge-Higgs Grand Unification Yutaka Hosotani

reducing the original symmetry SO(5) U(1)X to the (SM) symmetry SU(2)L × × U(1)Y . (a5) The zero modes of Ay(x,y) reside in the SO(5)/SO(4) part, Ay (a = 1 4) in the standard ∼ notation. They transform as an SO(4) vector, or an SU(2)L doublet. Three out of the four com- ponents are absorbed by W and Z gauge bosons. The unabsorbed component becomes the neutral Higgs boson H(x) of mass 125 GeV. The Higgs boson appears as an AB phase;

2L iθˆ(x) e = Pexp igA dyAy(x,y) , 0 n Z o θˆ θ H(x) 2 k 2mKK (x)= H + , fH = 2 . (2.3) fH gA z 1 ∼ πg √kL s L − w

Here gw is the 4D SU(2)L gauge coupling constant. The KK mass scale is given by mKK = πk/(zL − 1). The gauge invariance guarantees that physics is periodic in θH with a period 2π. The model is successful, being consistent with data at low energies for θH < 0.1. The val- ∼ ues of the parameters of the model are determined such that the observed mZ, gw, sinθW , mH and quark/lepton masses are reproduced. There remain two relevant free parameters, zL and nF (the number of dark fermion multiplets). With zL and nF given, the effective potential Veff(θH ) is evaluated. The value of θH is determined dynamically by the location of the global minimum of Veff(θH ). Quite remakable is the fact that most of the important physical quantities such as the Higgs couplings, the KK scale mKK, and the KK spectrum of gauge bosons and quarks/leptons are ap- proximately determined as functions of θH , independent of detailed values of (zL,nF ). There hold universality relations.[19, 20] For instance, the mass mZ(1) of the first KK Z, depicted in Fig. 1, and the KK scale mKK satisfy

0.808 m (1) 1044GeV (sin θH )− , Z ∼ 0.786 mKK 1352GeV (sinθH )− . (2.4) ∼

10 000

æ nF=0 8000 à

D ò nF=1 æà 6000 nf=0

GeV à nF=3 @ L 1 H æ Z à æ nF=6

m 4000 æà æà æà 2000 ò æàò æà ò æàò 0.0 0.5 1.0 1.5 ΘH

θ Figure 1: H vs mZ(1) for mH = 126GeV with nF degenerate dark fermions.

3 Gauge-Higgs Grand Unification Yutaka Hosotani

Similarly the Higgs cubic and quartic self-couplings are given by

λ3/GeV 26.7cos θH + 1.42(1 + cos2θH ) , ∼

λ4 0.0106 + 0.0304cos 2θH + 0.00159cos 4θH . (2.5) ∼− λ SM λ SM These numbers should be compared with 3 = 31.5GeV and 4 = 0.0320 in SM. + + The model gives definitive prediction for Z′ events at LHC. The e e− or µ µ− signals through γ(1) (1) (1) virtual production of ,Z ,ZR should be detected at the 14 TeV LHC. The predicted cross section is shown in Fig. 2. The widths are large in the gauge-Higgs unification, as the gauge couplings of the first KK modes are large for right-handed quarks and leptons.

10-4 D GeV  -6

fb 10 @ ΜΜ dM  10-8 Σ d

10-10 3000 4000 5000 6000 7000 8000 9000

MΜΜ@GeVD

+ Figure 2: The differential cross section for pp µ µ X at the 14 TeV LHC for θH = 0.114 (red solid → − curve) and for θH = 0.073 (blue dashed curve). The nearly straight black line represents the SM background.

3. SO(11) grand unification

What is next? It is most natural to extend the gauge-Higgs unification scenario to incor- porate strong interactions. We would like to have a theory with gague group G , which reduces to the SM symmetry SU(3)C SU(2)L U(1)Y at low energies, and in which 4D Higgs boson × × of mH = 125GeV appears as a part of the extra-dimensional component of gauge fields. There have been several attempts along this line. SU(6) gauge-Higgs unification was considered on 4 1 M (S /Z2).[22, 23, 24] However it necessarily yields an extra U(1), and dynamical EW sym- × metry breaking can be achieved only with extra fields resulting in exotic at low energies. SU(5) SU(5) unification model has been proposed.[25] There is an approach from the × composite Higgs scenario.[26] None of these models is satisfactory with the phenomenology below the EW scale.

SO(5) U(1)X gauge-Higgs unification in RS space is a good, realistic model at low energies. × One might expect that in gauge-Higgs grand unification the gauge group G reduces to SU(3)C × SO(5) U(1)X at some scale, and further to SU(3)C SU(2)L U(1)Y at a lower scale. This × × × approach, however, turns out not to work. We propose SO(11) gauge-Higgs grand unification in the RS space.[27] In the bulk region (0 y L) there are, in addition to the SO(11) gauge fields AM, fermion multiplets in the SO(11) ≤ ≤

4 Gauge-Higgs Grand Unification Yutaka Hosotani

spinor representation, Ψ32, and in the SO(11) vector representation, Ψ11. On the Planck brane (y = 0) a scalar field in the SO(10) spinor representation, Φ16, is introduced. The symmetry breaking pattern in this scenario is

SO(11) SO(4) SO(6) SU(2)L SU(2)R SU(4) by BC → × ≃ × ×

SU(3)C SU(2)L U(1)Y by Φ16 → × × h i

SU(3)C U(1)EM by θH . (3.1) → × The first step of the symmetry breaking in (3.1) is achieved by the orbifold boundary condition, which is given, in the form of (2.1), with

I10 I4 P0 = , P1 = . (3.2) 1 I7 − ! − !

P0 and P1 break SO(11) to SO(10) at the Planck brane and to SO(4) SO(7) at the TeV brane, × respectively. With these two combined the symmetry is reduced to SO(4) SO(6) SU(2)L × ≃ × SU(2)R SU(4). At this stage Aµ (x,y) has zero modes (4D massless gauge fields) in SO(4) × (a11) × SO(6), whereas Ay(x,y) has zero modes only in the Ay (a = 1 4) components, which become ∼ the 4D Higgs doublet. On the Planck brane SO(10) gauge invariance is maintained. The brane scalar field Φ16 spon- taneously breaks SO(10) to SU(5). The resultant symmetry is SU(5) [SO(4) SO(6)], namely ∩ × SU(3)C SU(2)L U(1)Y . × × The last step in (3.1) is induced by the Hosotani mechanism. The EW symmetry breaking takes (411) place by dynamics of the AB phase θH associated with Ay in (2.3). In this scheme generators of U(1)Y and U(1)EM are given, in terms of SO(11) generators, by

1 1 QY = (T12 T34) (T56 + T78 + T910) , 2 − − 3 1 QEM = T12 (T56 + T78 + T910) . (3.3) − 3 It follows that the Weinberg angle is the same as in the SU(5) or SO(10) GUT;

3 3 2 θ 3 gY′ = gw , e = gw , sin W = . (3.4) r5 r8 8 4. Quarks and leptons

We introduce fermions Ψ32 and Ψ11 in the bulk. Quarks and leptons in SM are contained mostly in Ψ32. To see it explicitly, we take the following representation of SO(11) Clifford algebra Γ j,Γk = 2δ jk I32 ( j,k = 1 11); { } ∼ 1,2,3 1 1 1 1 Γ1,2,3 = σ σ σ σ σ , 0 2⊗,3 ⊗1 ⊗1 ⊗1 Γ4,5 = σ σ σ σ σ , 0 ⊗ 0 ⊗ 2,3 ⊗ 1 ⊗ 1 Γ6,7 = σ σ σ σ σ , 0 ⊗ 0 ⊗ 0 ⊗ 2,3 ⊗ 1 Γ8 9 = σ σ σ σ σ , , ⊗ ⊗ ⊗ ⊗

5 Gauge-Higgs Grand Unification Yutaka Hosotani

0 0 0 0 2,3 Γ10 11 = σ σ σ σ σ , (4.1) , ⊗ ⊗ ⊗ ⊗ 0 1,2,3 sp 1 where σ = I2 and σ are Pauli matrices. The SO(11) generators are given by T = iΓ jΓk jk − 2 ( j = k). The upper and lower half components of Ψ32 correspond to 16 and 16 of SO(10). The 6 sp Γ orbifold boundary condition matrices in the spinorial representation are given by P0 = 11 and sp 3 P = I2 σ I8. Ψ32 and Ψ11 satisfy 1 ⊗ ⊗ sp 5 Ψ32(x,y j y)= P γ Ψ32(x,y j + y) , − − j 11 5 Ψ11(x,y j y)= η Pj γ Ψ11(x,y j + y) , (4.2) − j where η11 =+1 or 1. The bulk action for the fermions takes the form j −

5 d x√ detG Ψ32D(c32)Ψ32 + Ψ11D(c11)Ψ11 (4.3) − Z n o A M 1 B C where D(c) = γ eA DM cσ (y) and DM = ∂M + ωMBC[γ ,γ ] igAM. The generators of − ′ 8 − SU(2)L and SU(2)R are given by

a a 1 σ a 1 0 TL ,TR = 2 , I8 . (4.4) ⊗ 0! 1! ⊗ h i   The content of Ψ32 is given by

ℓ qˆ3′ qˆ1 q2′  q3 ℓˆ′     Ψ qˆ  q  Ψ 16 Ψ  2 Ψ  1′  32 = Ψ , 16 =   , 16 =   , 16! q  qˆ   1  2′   ˆ     ℓ  q3′      q2 qˆ1′      qˆ3 ℓ′          ν ν u j ′ u′j ℓ = , q j = , ℓ′ = , q′j = , e! d j! e′ ! d′j! (4.5) ˆ ˆ ˆ eˆ d j ˆ eˆ′ d′j ℓ = ν , qˆ j = , ℓ′ = ν , qˆ′j = , ˆ ! uˆ j! ˆ ′! uˆ′j!

A field with hat has an opposite charge to the corresponding one without hat. u j (u′j) andu ˆ j (uˆ′j), 2 2 for instance, have QEM =+ and , respectively. With the orbifold boundary condition (4.2), 3 − 3 zero modes of Ψ32 appear in

ν ν L u jL R′ u′jR ℓL = , q jL = , ℓR′ = , q′jR = . (4.6) eL! d jL! eR′ ! d′jR!

All of the SM fermions, but nothing else, appear in Ψ32 as zero modes.

6 Gauge-Higgs Grand Unification Yutaka Hosotani

The content of Ψ11 is ENˆ Ψ ; D Dˆ ; S (4.7) 11 = ˆ j, j . " NE! #  N, E, and D j have the same electric charges as ν, e, and d j, respectively. S is an SO(10) singlet, η11 η11 and is neutral. With given ( 0 , 1 ) in the boundary condition (4.2), zero modes are found in

Eˆ N Eˆ N : R R S : L L S (+,+) ˆ , L ( , ) ˆ , R NR ER! − − NL EL! (4.8)

(+, ) : D jR,Dˆ jR ( ,+) : D jL,Dˆ jL − − 5. KK spectrum

To see whether or not the EW symmetry is dynamically broken, one need to know all KK mass spectra which depend on θH . In the gauge field sector the W tower, the Z tower, and Y boson tower have θH -dependent spectra. The spectra are found from zeros of several equations given by

2 W tower: 2S(1;λn)C′(1;λn)+ λn sin θH = 0 , 2 Z tower: 5S(1;λn)C′(1;λn)+ 4λn sin θH = 0 , 2 Y tower: 2S(1;λn)C′(1;λn)+ λn(1 + cos θH )= 0 . (5.1) λ 1 πλ λ λ λ 1 πλ λ λ Here C(z; )= 2 zzLF1,0( z, zL) and S(z; )= 2 zF1,1( z, zL) where Fα,β (u,v)= Jα (u)Yβ (v) ky − − Yα (u)Jβ (v). z = e and C′ = dC/dz. The mass is given by mn = kλn. The lowest modes of W and Z towers are . Their masses are found to be θ sin H mW 2 3 mW mKK , mZ , sin θW = . (5.2) ∼ π√kL ∼ cosθW 8

a4 a11 Among Ay, the components [A˜ ,A˜ ] (a = 1 3,5 10) have θH -dependent spectra given by y y ∼ ∼ sin2 θ 1 3 , S 1;λ C 1;λ λ H 0 for a (5.3) ( n) ′( n)+ n 2 θ = = ∼ cos H ! 5 10. n ∼ In the absence of brane interactions the spectrum of the Ψ32 tower is found to be 2 1 θ sin 2 H SL(1;λn,c32)SR(1;λn,c32)+ = 0 (5.4) 2 1 θ cos 2 H ! ˆ ˆ λ where the upper component is for ℓ,ℓ′,q j,q′j and the lower component for ℓ,ℓ′,qˆ j,qˆ′j. Here SL/R(z; ,c)= 1 πλ λ λ Ψ 2 √zzLF 1 1 ( z, zL). For 11 the 4th and 11th components mix, and their spectrum is ∓ c 2 ,c 2 given by ± ± sin2 θ S 1;λ c S 1;λ c H 0 (5.5) L( n, 11) R( n, 11)+ 2 θ = cos H ! for η11η11 = 1. To get the observed quark/lepton spectrum, one must take account of brane 0 1 ± interactions among Ψ32, Ψ11 and Φ16.

7 Gauge-Higgs Grand Unification Yutaka Hosotani

6. EW symmetry breaking

One need to evaluate Veff(θH ) to find if the EW symmetry breaking takes place by the Hosotani mechanism. Full analysis must be waited for until parameters in the brane interactions are fixed to reproduce the observed quark-lepton spectrum. Here we point out that even in the absence of fermions the EW symmetry breaking occurs in the SO(11) gauge-Higgs unification. In pure gauge theory Veff(θH ) is evaluated with (5.1) and (5.3). See Fig. 3. It has the global 1 minimum at θH = π, and the EW gauge symmetry is dynamically broken. This has never ± 2 happened in the gauge-Higgs EW unification models. The symmetry breaking is caused, because in the current model there are six Y towers with the spectrum in (5.1) where the lowest modes have the smallest mass for cos θH = 0. θ 1 π The minimum at H = 2 , however, is not acceptable phenomenologically, as it leads to a stable Higgs boson due to the H parity.[16, 18] Desirable value of θH < 0.1 can be achieved by ∼ including fermion multiplets Ψ32 and Ψ11 and brane interactions.

π 2 1 4 θ ξ θ Figure 3: U = (4 ) (kzL− )− Veff( H ) in pure gauge theory is plotted in the = 0 gauge. Veff( H ) with a θ 1 π minimum at 0 < H < 2 is achieved with the inclusion of fermions and brane interactions.

7. Energy scales in gauge-Higgs grand unification

There are several energy scales in the gauge-Higgs grand unification in RS. π (1) Size of the 5th dimension: E = size L (2) GUT scale: mGUT π k kL √kL (3) KK scale: mKK = πke− mW zL 1 ∼ ∼ sinθH − (4) EW scale: mEW

(5) QCD scale: ΛQCD (7.1)

4 1 In the flat M (S /Z2), Esize = mKK = 1/R, but in the RS space, Esize mKK mEW. × ≫ ≫ The GUT scale mGUT is defined by the gauge coupling unification. In the gauge-Higgs unifi- cation KK modes of gauge fields and fermions are excited above mKK in GUT multiplets, which does not necessarily change the GUT unification scale so much. The preliminary study indicates that mKK mGUT. It is possible to have mGUT Esize. ≪ ∼

8 Gauge-Higgs Grand Unification Yutaka Hosotani

8. Forbidden

If KK excited states of show up above mKK, one may worry about large decay rate of . In 4D SU(5) or SO(10) GUT, for instance, proton decay proceeds through X and 15 Y boson exchange. The masses of X and Y bosons are O(mGUT) where mGUT 10 GeV. In the ∼ gauge-Higgs unification mKK is much lower. For θH 0.1, mKK 10TeV so that X and Y boson ∼ ∼ exchange may lead to rapidly decaying protons. Remarkably the proton decay is forbidden in the SO(11) gauge-Higgs grand unification, pro- vided Majorana mass terms for neutrinos are absent. Notice that all quarks and leptons are con- Ψ tained in ℓ,q j.ℓ′,q′j in 32 in (4.5) and (4.6). All of them have a fermion number NΨ =+1. In the presence of brane interactions on the Planck brane, Ψ32 and Ψ11 mix, but still the fermion number NΨ is conserved. Proton has NΨ =+3, which cannot decay to, say, e+π0 that has NΨ = 1. Ψ Ψ − c This should be contrasted to 4D GUT. In 4D SU(5) GUT, 5 and 10 contains (ℓL,d jL) c c c and (q jL,u ,e ), respectively so that gauge interactions lead, for instance, to u u + X and jL L → d +X e+, which results in uud uuce+, namely proton decay p π0e+. Such transitions do not → → → take place in the SO(11) gauge-Higgs grand unification as a consequence of the NΨ conservation. In 4D SO(10) GUT, Ψ16L contains all quarks and leptons, which are obtained from the Ψ16 content ˆ c c in (4.5) by replacing ℓ,q j,ℓ,qˆ j by ℓL,q jL,ℓL,q jL. Consequently gauge interactions induce proton c c Ψ decay as in 4D SU(5) GUT. In the SO(11) theory the zero modes ℓL,q jL reside in the 16 part of Ψ32. In the SO(11) gauge-Higgs unification, the number of components of spinor representation is doubled, compared to that in SO(10) theory, from 16 to 32, but the orbifold boundary conditions reduce the number of chiral zero modes to 16. If Majorana mass terms were introduced for neutrinos on the Planck brane, the NΨ fermion number would not be conserved. It would give rise to proton decay at the higher loop level. Its rate would be suppressed if Majorana masses were sufficiently large.

9. Summary

Grand unification is necessary to explain the observed charge quantization in quarks and lep- tons. We have formulated the SO(11) gauge-Higgs grand unification in which the 4D Higgs boson of mH = 125GeV appears as a part of gauge fields in 5 dimensions. It generalizes the SO(5) U(1)X gauge-Higgs EW unification. Dynamical EW gauge symmetry breaking is achieved × by the Hosotani mechanism. The SO(11) structure appears above mKK, which can be as low as 10TeV. Nevertheless the stability of protons is guaranteed by the conservation of the new fermion number NΨ. There remain many problems to be clarified. First of all, one has to determine the parameters of the model, including brane interactions, such that the observed mass spectrum of quarks and lepton is reproduced, and the EW symmetry breaking is indeed spontaneously broken. Gauge coupling unification need to be examined by solving RGE. The scenario of the gauge-Higgs unification is promising.

Acknowledgements This work was supported in part by JSPS KAKENHI grants No. 23104009 and No. 15K05052.

9 Gauge-Higgs Grand Unification Yutaka Hosotani

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