Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust Department -+^?. Treasury Treated as a Private Foundation O O Internal Revyr $ervice I Note : The organization maybe able to use a copy of this return to satisfy state reporting requirements For calendar year 2005 , or tax year beginning , 2005, and ending G (ineck all that apply Initial return Final return Amended return Address change Name change Name of organization A Employer identification number Use the IRS label. THE MOODY FOUNDATION 74-1403105 Otherwise , Number and street ( or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number (see page 10 of print the instructions) or type. See Specific 2302 POST OFFICE STREET 704 ( 409 ) 797-1500 C If exemption application Instructions . City or town , state, and ZIP code is pending, check here • ......
D 1 Foreign organizations, check here GALVESTON TX 77550 2 Foreign organizations meeting the 85% test, check here and attach . , q H Check typ e of organization X Section 501 ( c)( 3) exem pt p rivate foundation computation Section 4947 ( a )( 1 ) nonexem pt charitable trust Other taxable rivate foundation E If private foundation status was terminated Fair market value of all assets at end J Accounting method X Cash Accrual under section 507(b )( 1)(A) , check here . 10* q of year (from Part Il, col (c), line Other El (s pecify) ______F If the foundation is in a 60-month termination 16) $ 1 , 15 8 54 3 4 67 . (Part 1, column (d) must be on cash basis ) under section 507(b )( 1)(B), check here Analysis of Revenue and Expenses (d) Disbursements a) Revenue and (The total of amounts in columns (b), (c), and ( (b) Net investment (c) Adjusted net for charitable (d) may not necessarily equal the amounts in expenses per income income books purposes column (a) (see page 11 01 the instructions) ) ( cash basis only) 1 Contribut ons its, grants , etc , received (attach schedule) . 19 , 344 , 000. STMT 1 If the foundation is not required to ) fX 2 Check attach Sch B 3 Interest on savings and temporary cash investments 20 394 766. 20 394 766. STMT 2 4 Dividends and interest from securities , . , , 19 913 703. 19 , 913 , 703. 5a Gross rents ...... b Net rental income or (loss) 0 6a Net gain or (loss) from sale of assets not on line 10 1 , 046 , 147. r b Gross sales puce for all o assets on tine 6a 148 , 355 , 709 . Y 7 Capital gain net income ( from Part IV , line 2) 1 046 147. 8 Net short-term capital gain ...... 9 Income modifications ...... 10 a Gross sales less returns _ and allowances . . b Less Cost of goods sold , c Gross profit or (loss) (attach schedule) . . . . 11 Other income (attach schedule ) . . . , .1 , 128 892. 1 109 712. STMT 3 12 Total . Add lines 1 throw h 11 1 827 508 _ 42 , 464 , 328- 13 Compensation of officers, directors, trustees, etc . 763 , 631. 187, 931. 575 , 700 . 14 Other employee salaries and wages , , , 472 037. to 92 , 519. 379 , 518 . y 15 Pension plans , employee benefits _ , , , 543 , 127. 106 453. 436 , 674. a 16a Legal fees (attach schedule) . STMT 4 2 , 229 , 416. 356 707. NONE 1 , 872 , 709. L b Accountin fees (attach schedule )STMT. 5 100 , 10 0. 16 , 016. NONE 84 , 084 . c Other pr fesslonn!f.( h 24 846. 16 572. 8 279 . 17 Interest , `ly , 18 Taxes (a c hedule) ( see page 14 of the in 9 46 , 416. 50 , 195. 57 , 221. 19 Depreci (attaetnsch d e 60 , 111. 8 , 416. IVIIV 5 V 20 Occupa y 144 344. 28 , 291- 116 , 053 . 21 Travel , nfere a " pee^ tln s - 71 , 863. 7 , 186. 64 , 677 . 22 Printing nd pt 4n.f , JT . 3 , 333. 667. 2 , 666 . 23 Other expenses (attachsch ue 873 072. 386 250 . 486 , 822 . 24 Total operating and administrative expenses. 0a Add lines 13 through 23 . . 6 , 232 , 296. 1,257,203. NONE 4 , 084 , 398. 25 Contributions , gifts, grants paid 7"_17' 30 665 258. 15, 803 , 315. 26 Total expenses and disbursements Add lines 24 and 25 36 897 , 554. 1 , 257 , 203- NONE 19 , 887 , 713. 27 Subtract line 26 from line 12
a Excess of revenue over expenses and disbursements 24 , 929 , 954. b Net investment income ( if negative , enter -0-) 41 207 125 - c Ad j usted net income ( if negative , enter -0-) . _ 0_
For Privacy Act and Paperwork Reduction Act Notice , see the instructions . **STMT 7 Form (2005) .ISA 990-PF 5E14102000 231280 1722 V05-8 7537 Y - Form 990-PF (2005) 74 -1403105 Pa Attached schedules and amounts in the Beg innin g of year End of year Balance Sheets description column should be for end-of-year amounts on ly (See instructions ( a ) Book Value (b) Book Value (c) Fair Market Value 1 C@3h - non-interest -bearing ...... 1 2 Savings and temporary cash investments ...... 20 267 989. 18 682 655. 18 682 655. t Accounts receivable ►------Less. allowance for doubtful accounts ► ------4 Pledges receivable ► ------Less allowance for doubtful accounts ► ------5 Grants receivable 6 Receivables due from officers, directors, trustees , and other disqualified persons (attach schedule) (see page 15 of the instructions) 7 Other notes and loans receivable (attach schedule) ► _* - 11, 883, 908. STMT 9 Less allowance for doubtful accounts ► 11 955 259. 11 883 908. 11 , 883 908 . ,,, 8 Inventories for sale or use ...... 9 Prepaid expenses and deferred charges ...... , N < 10 a Investments - US and state government obligations (attach schedule)* 94 , 350 , 886. 107 , 338 , 446. 105 , 511 , 4 93 . b Investments - corporate stock (attach schedule) , $TNT i2 73 649 023. 76 786 776. 773 581 110. c Investments - corporate bonds (attach schedule) $TI'j' 13 , 219 619, 050. 244 584 397. 239,214,213 . 11 Investments - land, buildings, and equipment basis 01-- ______--1,500,308. Less accumulated depreciation ► (attach schedule) ------1 , 500 , 465. 1 , 500 , 308m 8 , 929 , 780. 12 Investments - mortgage loans ...... 13 Investments - other (attach schedule) , ...... , 14 Land , buildings, and equipment basis 5TA-r- 0?3 _ Less accumulated depreciation ► (attach schedule) ______4 954 945. 90 868. 72 719. 72 719. 15 Otherassets (descnbe ► ______STMT_14) 667 589. 667 548. 667 , 589 . 16 Total assets (to be completed by all filers - see page 16 of the instructions Also see page 1 item I 422 101 129. 461 516 757. 1 158 , 543 , 467. 17 Accounts payable and accrued expenses ...... , 18 Grants payable , , , , , , , , , , , , , , , , , , , , , , , 19 066 364. 33 , 909 , 328. In 19 Deferred revenue ,,,,,,,,,,,,,,,,,,,,,, 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) , , , , J 22 Other liabilities (describe ) ► ------
23 Total liabilities (add lines 17 through 22) 19 066 364. 33 909 328. Organizations that follow SFAS 117, check here ► X and complete lines 24 through 26 and lines 30 and 31. 10 24 Unrestricted ...... 286 637 290. 308 , 858 , 429. R 25 Temporarily restricted ...... m 26 Permanently restricted ...... 116 397 475. 118 749 000. Organizations that do not follow SFAS 117, LL check here and complete lines 27 through 31. ► F o 27 Capital stock, trust principal , or current funds ...... V) 28 Paid - in or capital surplus, or land, bldg , and equipment fund . . . , H 29 Retained earnings , accumulated income, endowment , or other funds 30 Total net assets or fund balances (see page 17 of the z instructions) ...... 4 03 034 765. 427 607 429. 31 Total liabilities and net assets/fund balances ( see page 17 of the instructions ) 422 , 10-1 , 129. 1 461 516 , 757. Analysis of Changes in Net Assets or Fund Balances
I Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ...... 1 403 039 765. 2 Enter amount from Part I, line 27a 2 24 , 929 , 954 . 3 Other increases not included in line 2 (itemize)'______3 4 Add lines 1, 2, and 3 , , , , • _ , • • , • , , , • , , , , , • , • , , , , , , , , , , , , , , , , , 4 427 964 719. 5 Decreases not included in line 2 (itemize) ► SEE STATEMENT 15 5 357 290. 6 Total net assets or fund balances at end of year ( line 4 minus line 5 Part II column b line 30 . 6 427 , 607 , 429. **STMT 11 Form 990-P F (2005)
JSA 5E 1420 1 000 231280 1722 V05-8 7537 f. Form (2005) 74-1403 1 05 Page 3 Capital Gains and Losses for Tax on Investment Income How (c) Date (a) List and describe the kind(s) of property sold (e g , real estate , a cquired acquired Date sold d) 2-story brick warehouse , or common stock, 200 shs MLC Co) D-Donation ( mo , day, yr.) y, yr.) I a SEE STATEMENT 19 b C d e (e) Gross sales price ( f) Depreciation allowed (g) Cost or other basis ( h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e Complete only for assets showing gain in column ( h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus (j) Adjusted basis ( k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12/31/69 as of 12 / 31/69 over col (f), if any Losses (from col (h)) a b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or (net capital loss) • • {t If (loss ), enter -0- in Part I , line 7 } 2 1 , 046 , 147- 3 Net short-term capital gain or (loss ) as defined in sections 1222( 5) and (6) If gain , also enter in Part I, line 8, column ( c) (see pages 13 and 17 of the Instructions) If ( loss ) , enter -0- in Part I, line 8 ...... 3 Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the distributable amount of any year in the base penod" . . . . F] Yes No If "Yes," the organization does not qualify under section 4940 ( e) Do not complete this part
I Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries.
(a ) (d) Base period years Calendar year (b) (c) Distribution ratio Adjusted qualifying distributions Net value of nonchantable-use assets (or tax year beginning in) col b divided col (c)) 2004 60 , 586 , 906- 915 513 349. 0.06617806946 2003 121 603 542. 875 , 410 , 277* 0.13891034318 2002 11 996 713. 912 022 934. 0.01315395979 2001 10 666 090. 806 527 602. 0.01322470548 2000 8 , 522 , 146. 661 , 103 , 464. 0 .01289079012
2 Total of line 1 , column (d) ...... 2 0.24435786803 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years , , . . , , , . , 3 0.04887157361
4 Enter the net value of noncharitable -use assets for 2005 from Part X, line 5 4 1 , 036 379 091.
5 Multiply line 4 by line 3 ...... 5 50 , 649 , 477.
6 Enter 1% of net investment income (1% of Part I, line 27b) ...... 6 412 , 071.
7 Add lines 5 and 6 7 51 061 548.
8 Enter qualifying distributions from Part XII, line 4 , , , , • , , , • , , , , , , , , , , , , , , , , 8 19 , 887 , 713. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions on page 18 JSA , 000 Form 990-PF (2005) 231280 1722 V05-8 7537 Form 990-FF (2005) 74-1403105 Page 4 Excise Tax Based on Investment Income (Section 4940 ( a) , 4940 ( b ) , 4940 ( e) , or 4948 - see age 18 of the instructions)
1 a Exempt operating foundations described in section 4940 ( d)(2), check here ► and enter "N/A" on line I - . Date of ruling letter _ _ _ _ _ - _ _ _ ( attach copy of ruling letter if necessary - see instructions) ki . Domestic organizations that meet the section 4940 ( e) requirements in Part V, check 1 824 , 143 . here ► and enter I% of Part I, line 27b , , , , , ...... , . c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12 , col (b) 2 Tax under section 511 (domestic section 4947 ( a)(1) trusts and taxable foundations only Others enter -0-) . . 2 3 Add lines 1 and 2 3 824 , 143 . 4 Subtitle A ( income ) tax (domestic section 4947 ( a)(1) trusts and taxable foundations only Others enter -0-) . 4 NONE 5 Tax based on investment income . Subtract line 4 from line 3 If zero or less , 5 enter -0...... 824 143. 6 Credits / Payments a 2005 estimated tax payments and 2004 overpayment credited to 2005 6 a 780 , 888. b Exempt foreign organizations - tax withheld at source ...... , . . . . 6b NONE c Tax paid with application for extension of time to file ( Form 8868). . . - 6c 60 , 000. d Backup withholding erroneously withheld , , , , , , , , , , , , , 6 d 7 Total credits and payments Add lines 6a through 6d ...... 7 840 , 888 8 Enter any penalty for underpayment of estimated tax Check here X If Form 2220 is attached , , , , , , , , , , , 8 2 , 090. 9 Tax due . If the total of lines 5 and 8 is more than line 7 , enter amount owed ► 9 Overpayment . If line 7 is more than the total of lines 5 and 10 8 , enter the amount overpaid , , - , , , ► 10 14 , 655. 11 Enter the amount of line 10 to be Credited to 2006 estimated tax ► 14 , 655. Refunded ► 11 Statements Reg arding Activities I a During the tax year , did the organization attempt to influence any national, state, or local legislation or did Yes No it participate or intervene in any political campaign? ...... 1 a X b Did it spend more than $100 during the year ( either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 1 b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the organization in connection with the activities
c Did the organization file Form 1120 -POL for this year? ...... i.c X d Enter the amount ( if any) of tax on political expenditures (section 4955) imposed during the year 2) (1) On the organization ► $ NONE ( On organization managers ► $ NONE e Enter the reimbursement ( if any) paid by the organization during the year for political expenditure tax imposed on organization managers ► $ NONE 2 Has the organization engaged in any activities that have not previously been reported to the IRS? , , . - _ . . . 2 X If "Yes," attach a detailed description of the activities 3 Has the organization made any changes , not previously reported to the IRS , in its governing instrument , articles of incorporation , or bylaws , or other similar instruments? If "Yes," attach a conformed copy of the changes . . . , . . . . , , 3 X 4a Did the organization have unrelated business gross income of $1,000 or more dunng the year? ...... 4a X b If "Yes," has it filed a tax return on Form 990 - T for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , 4b A 5 Was there a liquidation , termination, dissolution , or substantial contraction during the year? , , , , , , , , , , , , , , , 5 X If "Yes," attach the statement required by General Instruction T 6 Are the requirements of section 508 ( e) (relating to sections 4941 through 4945) satisfied either • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 X 7 Did the organization have at least $5,000 in assets at any time during the year? if "Yes," complete Part fl, col. (c), and Part XV. 7 X 8a Enter the states to which the foundation reports or with which it is registered (see page 19 of the instructions) TEXAS ► ------b If the answer is "Yes" to line 7 , has the organization furnished a copy of Form 990-PF to the Attorney General ( or designate ) of each state as required by General Instruction G7 If "No,' attach explanation ...... , 8 b X 9 Is the organization claiming status as a private operating foundation within the meaning of section 49420)(3) or 4942 (j)(5) for calendar year 2005 or the taxable year beginning in 2005 (see instructions for Part XIV on page 26)? If "Yes," complete Part XIV ...... 9 X 10 Did any persons become substantial contributors during the tax year? if "Yes, "attach a schedule listing their names and addresses , 10 X 11 Did the organization comply with the public inspection requirements for its annual returns and exemption application? , , , , , 11 X Web site address WWW.MOODYF. ORG ► ------12 The books are in care of . FRANCES_MOODY_DAHLBERG ______Telephoneno 1500
Locatedat . 2302-POST - OFFICE _ STREET- GALVESTON,_ TX ___ ZIP+4 ► 77550 ______13 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . N/A ...... and tax enter the amount of - exempt interest received or accrued during the year ...... ► I 13 1 Form 990-PF (2005) JSA 5E1440 1 000 231280 1722 V05-8 7537 Form 990-PF (20051 7 4 - 5 Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item Is checked In the "Yes" column , unless an exception applies. Yes No 1a During the year did the organization ( either directly or indirectly) (1) Engage in the sale or exchange , or leasing of property with a disqualified person? ...... Yes No (2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... Yes X No (3) Furnish goods , services, or facilities to (or accept them from) a disqualified person? . . . . . X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? 5E PAAT V '1II X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? ...... q Yes q No (6) Agree to pay money or property to a government official? ( Exception . Check "No" if the organization agreed to make a grant to or to employ the official for a period after termination of government service , if terminating within 90 days .) ...... q Yes q No b If any answer is "Yes" to la(1 )-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions )? ...... • • • 1 b X Organizations relying on a current notice regarding disaster assistance check here ...... Do. c Did the organization engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2005? ...... 1 c X 2 Taxes on failure to distribute income (section 4942 ) (does not apply for years the organization was a private operating foundation defined in section 4942 (1)(3) or 49420)(5)). a At the end of tax year 2005, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2005? ...... Yes No If"Yes ," list the years Jo------, ------I------I ------b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets ) to the year' s undistributed income? ( If applying section 4942(a)(2) to all years listed, answer " No" and attach statement - see page 20 of the instructions.) ...... 2 b N c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here.
0------'------'------'------3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time dunng the year? ...... qX Yes q No b If "Yes ," did it have excess business holdings in 2005 as a result of ( 1) any purchase by the organization or disqualified persons after May 26 , 1969 , ( 2) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943 (c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding penod? (Use Schedule C, Form 4720, to determine if the organization had excess business holdings in 2005.) ...... 3 b X 4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes? ...... 4a X b Did the organization make any investment in a prior year ( but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2005? ...... 4b X 5a During the year did the organization pay or incur any amount to: (1) Carry on propaganda , or otherwise attempt to influence legislation (section 4945 (e))? , , , , , , q Yes No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly , any voter registration drive? ...... e Yes X No (3) Provide a grant to an individual for travel , study , or other similar purposes? X Yes No (4) Provide a grant to an organization other than a charitable , etc , organization described in section 509 (a)(1), (2), or (3), or section 4940 (d)(2)? , , , , , , , , , , , , , , , , , , , , , Yes q No (5) Provide for any purpose other than religious , charitable , scientific, literary, or educational purposes , or for the prevention of cruelty to children or animals? , , , , , , , , , , q Yes q No b If any answer is "Yes" to 5a(1 )-(5), did any of the transactions fail to qualify under the exceptions descnbed in Regulations section 53 4945 or in a current notice regarding disaster assistance ( see page 20 of the instructions)? . . . 5b X Organizations relying on a current notice regarding disaster assistance check here , , , . • • • • • • • • • • q c If the answer is "Yes" to question 5a(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grant? ...... SEE ST''T. . R I. q Yes q No If 'Yes,' attach the statement required by Regulations section 53 4945-5(d). 6 a Did the organization , during the year , receive any funds , directly or indirectly, to pay premiums on a personal benefit contract? , , , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No b Did the organization , during the year , pay premiums , directly or indirectly , on a personal benefit contract? 6b X If yo u answered "Yes" to 6b, also file Form 8870. Form 990-PF (2005)
JSA 5E1450 1 000 231280 1722 V05-8 7537 74-1403105 Form 990-$'F
1 List all officers, directors, trustees, foundation managers and their compensation (see page 21 of the instructions . Title, and average Compensation (d) (b) (c) Contributions to (e) Expense account, (a) Name and address hours per week ( if not paid, enter employee benefit plans other allowances • devoted to position -0- and deferred com pe nsation
------SEE STATEMENT 16 763 631. 227 654. 21 , 927 . ------
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2 Compensation of five hiahest- paid emolovees (other than those included on line I - see naae 21 of the Instructions). If none, enter "NONE." (d) Contributions to b Title and averag e employee benefit (e) Expense account, (a) Name and address of each employee paid more than $50,000 ( (c) Compensation )hours per week plans and deferred other allowances devoted to position com p ensation
------SEE STATEMENT 17 305 882. 106 060. 17 , 658 .
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Total number of other employees paid over $50,000 . ► I NONE 3 Five highest - paid independent contractors for professional services - ( see page 21 of the instructions ). If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
------SEE STATEMENT 111A 2 1 244 , 562. ------
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Total number of others receiving over $50,000 for professional services ...... lo. NONE
• Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number Expenses of organizations and other beneficiaries served, conferences convened, research papers produced, etc
1 -NONE------
2 ------
3 ------
4
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Form 990-PF (2005)
JSA 5E1460 1 000 231280 1722 V05-8 7537 Form990-PF (2d05) 74-1403105 Page 7 Summary of Program -Related Investments (see page 22 of the instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 NOT APPLICABLE ------
2 ------
All other program - related investments See page 22 of the instructions
3 NONE ------
Total. Add lines 1 through 3 ► minimum investment FCeium (Alt domestic iounaations must complete tills part rorelgn tounclations, see page 22 of the instructions.) I Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes:
a Average monthly fair market value of securities . Ia 1 , 009 442 898 .
b Average of monthly cash balances . lb 21 , 403 , 108. c Fair market value of all other assets (see page 23 of the instructions) 1 c 21 , 315 , 508. d Total (add lines 1a, b, and c) 1 d 1 , 052 , 161 514 . e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) SEE STMT, 22 1e 69 843 848. 2 Acquisition indebtedness applicable to line 1 assets 2 NONE 3 Subtract line 2 from line 1 d ...... 3 1 , 052 , 161 , 514. 4 Cash deemed held for charitable activities Enter 1 1 /2 % of line 3 (for greater amount, see page 23 of the instructions) ...... 4 15 , 782 , 423. 5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 1 , 036 379 091 . 6 Minimum investment return . Enter 5% of line 5 . 6 51 , 818 , 955. Distributable Amount (see page 23 of the instructions) (Section 4942(1)(3) and (1)(5) private operating foundations and certain foreign organizations check here ► and do not complete this part ) 1 Minimum investment return from Part X, line 6 ...... 1 51 , 818 , 9550 2a Tax on investment income for 2005 from Part VI, line 5 2a 824 , 143- b Income tax for 2005 (This does not include the tax from Part VI) 2b c Add lines 2a and 2b 2c 824 , 143. 3 Distributable amount before adjustments. Subtract line 2c from line 1 ...... 3 50 , 994 , 812. 4 Recoveries of amounts treated as qualifying distributions . . . _ _ ...... 4 5 , 625. 5 Add lines 3 and 4 ...... 5 51 , 000 , 437. 6 Deduction from distributable amount (see page 24 of the instructions) 6 7 Distributable amount as adjusted. Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ...... 7 51.000.437 _ Qualifying Distributions (see page 24 of the instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes
a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 . Ia 19 , 887 , 713. b Program-related investments - total from Part IX-B 1 b NONE 2 Amounts paid to acquire assets used (or held for use) directly in carrying out chartable, etc , purposes ...... 2 NONE 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) 3a NONE
b Cash distribution test (attach the required schedule) . 31) NONE 4 Qualifying distributions . Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 19 , 887 , 713. 5 Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1 % of Part I, line 27b (see page 24 of the instructions) 5 N /A 6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 19 , 887 , 713. Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2005)
JSA 5E1470 1 000 231280 1722 V05-8 7537 11 1Form 990-PF ( 2005) 74-1403105 Page 8 Undistributed Income (see page 24 of the instructions)
(a) (b) (c) (d) 1 'Distributable amount for 2005 from Part XI , Corpus Years prior to 2004 2004 2005 line 7 , , , , , , , , , , , , , , , , , , , , , 51 , 000 , 437. 2 Undistributed income, if any, as of the end of 2004 a Enter amount for 2004 only ...... NONE b Total for prior years 2003 NONE 3 Excess distributions carryover , if any, to 2005. a From 2000 NON b From 2001 NON c From 2002 NON d From 2003 , , , , , , 56 706 225. e From 2004 , , , , , , 15 700 380. f Total of lines 3a through e _ , , , , , , , , , , 72 , 406 , 605. 4 Qualifying distributions for 2005 from Part XII,line 4 19,887,713. a Applied to 2004 , but not more than line 2a , . NONE
b Applied to undistributed income of prior years (Election required - see page 25 of the instructions) , ,
c Treated as distributions out of corpus ( Election required - see page 25 of the instructions) , , , d Applied to 2005 distributable amount , , , , . . 19 , 887 , 713. e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2005 31 112 724. 31 , 112 , 724. (If an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f , 4c, and 4e Subtract line 5 41 , 293 , 881. b Prior years' undistributed income Subtract line 4b from line 2b NONE c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued , or on which the section 4942(a) ^ tax has been previously assessed , , ...... d Subtract line 6c from line 6b Taxable amount - see page 25 of the instructions , , . , NONE e Undistributed income for 2004 Subtract line 4a from line 2a Taxable amount - see page 25 of the instructions NONE
f Undistributed income for 2005 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2006 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170( b)(1)(E) or 4942 ( g)(3) (see page 25 of the instructions) . . . , 8 Excess distributions carryover from 2000 not applied on line 5 or line 7 (see page 25 of the instructions ) ...... 9 Excess distributions carryover to 2006.
Subtract lines 7 and 8 from line 6a . 41 , 293 , 881 . 10 Analysis of line 9. a Excess from 2001 , , . NON b Excess from 2002 _ , , NON c Excess from 2003 . . . 25 , 593 , 501. d Excess from 2004 . . . 15 700 380. e Excess from 2005 . . . Form 990-PF (2005)
JSA 5E 1480 1 000
231280 1722 V05-8 7537 Form 990-?F (2005) 74-1403105 Page 9 Private Operating Foundations (see page 26 of the instructions and Part VII-A, question 9) NOT APPLICABLE 1 a If the foundation has received a ruling or determination letter that it is a private operating found3tlon. and the rulina is effective for 2005. enter the date of the ruling ► Check box to indicate whether the organization is a perating foundation described in section or Tax year Prior 3 years 2 a Enter the lesser of the (e) Total adjusted net income from (a) 2005 2004 (c) 2003 2002 Part I or the minimum investment return from Part X for each year listed . . .
b 85% of line 2a . . . . .
C Qualifying distributions from Part XII, line 4 for each year listed .
d Amounts included in line 2c not used directly for active conduct of exempt actMties . . . . .
e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . . . . . 3 Complete 32, b, or c for the alternative test relied upon a Assets' alternative test - enter
f1) Value of all assets . . . (2) Value of assets qualifying under section 49420)(3)(BXi). . . . b Endowment alternative test- enter 2/3 of minimum invest- ment return shown in Part x, line 6 for each year listed . . C Support alternative test - enter
(1) Total support other than gross investment income (interest, dividends , rents. payments on securities loans ( section 512( aX5)), or royalties)
(2) Support from general public and 5 or more exempt organizations as provided in section 4942 li)(3)(s)(oii) ...... (3) Largest amount of sup- port from an exempt organization . , , . . 14) Gross investment income - Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year - see page 26 of the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )
N/A b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. N/A
2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship , etc., Programs: q Check here ► if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the organization makes gifts, grants, etc (see page 26 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed' 5TA7ErnEwr 18 b The form in which applications should be submitted and information and materials they should include*
STATEMENT 18 c Any submission deadlines:
STATEMENT 18 d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions , or other factors STATEMENT 18 JSA 5E14901000 Form 990 - P F (2005) 231280 1722 V05-8 7537 Form 990-PF (2005) 74-1403105 Page 10 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual , Foundation Reci p ient show any relationship to Purpose of grant or status of A mount any foundation manager contribution • Name and address (home or business) or substantial contributor recipient a Paid dunng the year SEE STATEMENT 20 15,803,315.
Total ...... ► 3a 15 , 803 , 315. b Approved for future payment SEE STATEMENT 20 33,909,328.
Total ...... ► 3b 33, 909, 328. Form 990-PF (2005) JSA 5E1491 1 000 231280 1722 V05-8 7537 Form 990 -PF (2005) Page 11 Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded b section 512 , 513, or 514 (e) R el at ed or exempt (a) (b) (c) (d) function income Business Exclusion ( See page 26 of Program service revenue code Amount code Amount the Instructions. a b c d e IF g Fees and contracts from government agencies 2 Membership dues and assessments _ , . 3 Interest on savings and temporary cash investments 14 20 , 394 , 766. 4 Dividends and interest from securities , . . . 14 19 , 913 , 703. 5 Net rental income or (loss) from real estate a Debt - financed property . . _ ...... b Not debt - financed property ...... 6 Net rental income or ( loss) from personal property 7 Other investment income B Gain or ( loss) from sales of assets other than inventory 18 1 , 046 , 147. 9 Net income or (loss) from special events , . . 10 Gross profit or (loss) from sales of inventory. 11 Other revenue a b LAPSED GRANTS/REC. 01 19 , 180. c OIL & GAS ROYALTY 15 1 , 063 , 650. d REAL ESTATE/MINERAL 1.4c. 15 46 , 062. e 12 Subtotal Add columns ( b), (d), and (e) . . 42 , 483 , 508. . 13 Total. Add line 12 , columns (b), (d), and (e) ...... 13 42, 483,508. (See worksheet in line 13 instructions on page 27 to venfy calcu lations ) Relationship of Activities to the Accomplishment of Exempt Purposes Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to Line No. the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See V page 27 of the instructions )
990-PF JSA Form (2005) 5E 1492 1 000 231280 1722 V05-8 7537 Form 99Q-PF 2005 74-1403105 Page 12 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Dld•the organization directly or indirectly engage in any of the following with any other organization descnbed in section Yes N< 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations'? a Transfers from the reporting organization to a nonchantable exempt organization of (1) Cash .'Iajj X (2) Other assets ...... la ( 2 ) X b Other transactions (1) Sales of assets to a noncharitable exempt organization ...... 1 b ( l ) X (2) Purchases of assets from a nonchantable exempt organization ...... 1 b ( 2 ) X (3) Rental of facilities, equipment, or other assets ...... 1 b 3 X (4) Reimbursement arrangements ...... 1b (4 ) X (5) Loans or loan guarantees ...... 1b 5 (6) Performance of services or membership or fundraising solicitations , , , , , , , , , , , , , , , , , , , , , , , , , , , , 1 b 6 X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees , , , , , , , , , , , , , , , , , , , , , , , , , 1 c X d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services
2 a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c)(3)) or in section 527'? ...... -1 Yes No b If "Yes " complete the following schedule (a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge
` Signature of officer or trustee d
gt Preparer's co 0 signature d w Firm's name (or yours if ' KPMG LLP a. self-employed), address, 210 PARK AVE., and ZIP code OKLAHOMA C ITY,
JSA 5E1493 1 000 231280 1722 Fonn 2220 Underpayment of Estimated Tax by Corporations See separate instructions. Department of the Treasury ► Internal Revenue Service ► Attach to the corporation 's tax return. 2005 Name Employer identification number THE MOODY FOUNDATION 74-1403105 Note : Generally, the corporation is not required to file Form 2220 (see Part ll below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty If so, enter the amount from page 2, line 34 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. uired Annual
1 Total tax ( see instructions ) ...... I 1 I 8
2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 b Look-back interest included on line 1 under section 460(b)(2) for completed long-term contracts or section 167(g) for depreciation under the income forecast method , , , , ,
c Credit for Federal tax paid on fuels ( see instructions) 2c d Total . Add lines 2a through 2c , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 2d 3 Subtract line 2d from line 1 If the result is less than $500 , do not complete or file this form The corporation does not owe the penalty , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 3 824 , 143. 4 Enter the tax shown on the corporation's 2004 income tax return (see instructions) Caution : Kthe taxis zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ...... 4 452 , 864.
5 Required Annual Payment . Enter the smaller of line 3 or line 4 If the corporation is required to skip line 4, enter the amount from line 3 5 4 52 864. Reasons for Filing - Check the boxes below that apply. If any boxes are checked , the corporation must file Form 2220 even if it does not owe a penalty (see instructions). 6 The corporation is using the adjusted seasonal installment method 7 The corporation is using the annualized income installment method 8 X The corporation is a "large corporation " figuring its first required installment based on the prior year's tax Figuring the Underpayment (a) (b) (c) (d)
9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF iers: Use 5th month ), 6th, 9th , and 12th months of the corporation 's tax year , , , , , , , , , , , , , 9 05 / 16 / 200 5 06 / 15 / 200 5 09 / 15 / 200 12 / 15 / 2005
10 Required Installments . If the box on line 6 and/or line 7 above is checked, enter the amounts from Schedule A, line 38 If the box on line 8 ( but not 6 or 7) is checked , see instructions for the amounts to enter If none of these boxes are checked, enter 25% of line 5above Ineach column . . . 10 113 , 216- 298 856. 206 , 036- 206 036.
11 Estimated tax paid or credited for each period (see instructions) For column (a) only, enter the amount from line llonline 15 _ 11 101 , 888- 290 , 000- 297 , 000- 92 , 000. Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount , if any, from line 18 of the preceding 12 column . . . . . , 70 , 780. 13 Addlines lland12 ,,,,,,,,,,,,, 13 290 , 000. 297 000. 162 , 780-
14 Add amounts on lines 16 and 17 of the preceding column 14 1 1 328 - 2 0 184 . 16 Subtract line 14 from line 13 If zero or less, enter ^ _ 15 101 , 888. 278 , 672. 276 , 816. 162 , 780-
16 If the amount on line 15 is zero, subtract line 13 from line 14 Othervnse , enter -0- , , , . , . . . 1
17 Underpayment. If line 15 is less than or equal to line 10 , subtract line 15 from line 10 Then go to line 12 of the next column Othervnse, go to line 18 17 11 328 _ 20 , 184. 43 , 256- 18 Overpayment If line 10 is less than line 15, subtract line 10 from line 15 Then go to line 12 of the next column F,8 F 70 , 780. 1 Lo to Fart fy on page z to Figure the penalty. Do not go to Part W if there are no entries on line 17- no penalty is owed. For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2005) SSA 5X8006 2 000
231280 1722 V05-8 7537 Form 2220 (2005) Page 2
Figuring the Penalty
(a) (b) (C) (d) 19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions) (Form 990-PF and Form 990-T filers: Use 5th month instead of 3rd month) ...... 19 20 Number of days from due date of installment on line 9 to the date shown on line 19 20 21 Number of days on line 20 after 4/15/2005 and before 10/1/2005 21
22 Underpayment on line 17 x Number of days on line 21 x 6% 365
23 Number of days on line 20 after 9/30/2005 and before 4/1/2006
24 Underpayment on line 17 x Number of days on line 23 x 7% 365 SEE PENALTY COMPUTATION WHITEIPAPER DETAIL 25 Number of days on line 20 after 3/31/2006 and before 7/1/2006
26 Underpayment on line 17 x Number of days on line 25 x'% 365
27 Number of days on line 20 after 6/30/2006 and before 10/1/2006 , ,
28 Underpayment on line 17 x Number of days on line 27 x'% 365
29 Number of days on line 20 after 9/30/2006 and before 1/1/2007. . .
30 Underpayment on line 17 x Number of days on line 29 x'% . _ . 365
31 Number of days on line 20 after 12/31/2006 and before 2/16/2007
32 Underpayment on line 17 x Number of days on line 31 x *% 365
33 Add lines 22, 24, 26, 28, 30, and 32 ......
34 Penalty. Add columns (a) through (d) of line 33 Enter the total here and on Form 1120, line 33, Form 1120-A, line 29, or the comparable line for other tax returns income . , , . , , , . 3 4 2, 0 9 0 _ *For underpayments paid after March 31, 2006 : For lines 26, 28, 30, and 32, use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information
Form 2220 (2005)
JSA 5xao07 2 000
231280 1722 V05-8 7537 THE MQODY FOUNDATION 74-1403105
PENALTY COMPUTATION DETAIL - FORM 2220
DATE PD UNDERPAYMENT BEG.DATE END DATE DAYS % PENALTY ------
QUARTER 1, RATE PERIOD 1 (05/16/2005 - 09/30/2005)
06/14/2005 11,328. 05/16/2005 06/14/2005 29 8 72.
TOTAL TO FORM 2220, LINE 22, COLUMN A 72.
QUARTER 2, RATE PERIOD 1 (06/15/2005 - 09/30/2005) ------09/15/2005 20,184. 06/15/2005 09/15/2005 92 8 407------TOTAL TO FORM 2220, LINE 22, COLUMN B 407-
QUARTER 4, RATE PERIOD 2 (12/15/2005 - 05/15/2006) ------43,256. 12/15/2005 05/15/2006 151 9 1,611. ------TOTAL TO FORM 2220, LINE 24, COLUMN D 1,611-
TOTAL UNDERPAYMENT PENALTY 2,090.
STATEMENT 1
231280 1722 10/25/2006 10:34:49 V05-8 7537 The Moody Foundation EIN: 74-1403105 December 31, 2005
FORM 990-PF, PART 1, LINE 1, CONTRIBUTIONS, GIFTS, GRANTS, ETC., RECEIVED
Name and Address Amount
Distributions from Libbie Shearn Moody Trust 19,344,000
The Libbie Shearn Moody Trust is a split-interest trust as described in Internal Revenue Code Section 4947(a)(2) and regulations thereunder, all of the assets of which were placed in trust before May 27, 1969. Accordingly, distributions from the Libbie Shearn Moody Trust to The Moody Foundation are not includable in taxable investment income for the current year in accordance with regulation 53.4940-1(D)(2).
Please note that although this amount is reported on Line 1, Contributions, of Form 990-PF, this amount is not reported on Schedule B, Schedule of Contributors, as it is not a contribution, but rather is a distribution from a split-interest trust.
STATEMENT I THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS ------
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME ------
INTEREST INCOME 20 , 394,766. 20,394,766.
TOTAL ------20,394,766. 20, 394, 766. ------
231280 1722 V05-8 7537 STATEMENT 2 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - OTHER INCOME ------
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME ------
LAPSED GRANT COMMITMENTS 19,180. NONE REAL ESTATE/MINERAL INCOME 46,062. 46,062. OIL & GAS ROYALTIES 1,063,650. 1,063,650. ------TOTALS 1,128,892. 1,109,712.
231280 1722 V05-8 7537 STATEMENT 3 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - LEGAL FEES ------
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ------
JENKENS & GILCHRIST 1,390,302. 222,448. 1,167,854. GREER, HERZ & ADAMS 255,161. 40,826. 214,335. MCLEOD, ALEXANDER, POWEL,& APF 2,661. 426. 2,235. MILLER & CHEVALIER 397,290. 63,567. 333,723. CAPLIN & DRYSDALE 101,708. 16,273. 85,435. ANDY TAYLOR 17,050. 2,728. 14,322. BARNES & KARISCH 33,557. 5,369. 28,188. VINSON & ELKINS 31,687. 5,070. 26,617. ------TOTALS 2,229,416. 356,707. NONE 1,872,709. ------
231280 1722 V05-8 7537 STATEMENT 4 THE MOODY FOUNDATION 7.4-1403105
FORM 990PF, PART I - ACCOUNTING FEES ------
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ------
KPMG LLP 100,100. 16,016. 84,084. ------TOTALS 100,100. 16,016. NONE 84,084. ------
231280 1722 V05-8 7537 STATEMENT 5 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - OTHER PROFESSIONAL FEES
REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES ------
OTHER CONSULTING FEES 24,846. 16,572. 8,274. ------TOTALS 24,846. 16,572. 8,274. ------
231280 1722 V05-8 7537 STATEMENT 6 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - TAXES ------
REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES ------
FEDERAL EXCISE TAXES 839,000. NONE NONE STATE TAXES 36,246. 36,246. NONE PAYROLL TAXES 71,170. 13,949. 57,221. ------TOTALS 946,416. 50,195. 57,221. ------
231280 1722 V05-8 7537 STATEMENT 7 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART I - OTHER EXPENSES ------
REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES ------
ABSTRACTS, APPRAISALS & SURVEY 21,150. 21,150. NONE
AUTO EXPENSES 21,729. 3,042. 18,687.
DUES AND SUBSCRIPTIONS 15,064. 1,506. 13,558.
INSURANCE 73,362. 14,672. 58,690.
OFFICE SUPPLIES 79,208. 7,921. 71,287.
TELEPHONE 60,423. 6,042. 54,381.
COMPUTER EXPENSE 21,272. 10,636. 10,636.
BANK FEES 364,006. 182,003. 182,003.
REPAIRS AND MAINTENANCE 10,000. 1,000. 9,000.
MISCELLANEOUS EXPENSES 30,543. 8,327. 22,216.
INVESTMENT MANAGEMENT FEES 129, 951. 129, 951. NONE
SCHOLARSHIP PROGRAM 46,364. NONE 46,364. ------TOTALS 873,072. 386,250. 486,822. ------
231280 1722 V05-8 7537 STATEMENT 8 THE MQODY FOUNDATION 74-1403105
FORM 990PF, PART II - OTHER NOTES AND LOANS RECEIVABLE ------
BORROWER: MOODY GARDENS, INC. ORIGINAL AMOUNT: 13, 000, 000. INTEREST RATE: 6.000000 REPAYMENT TERMS: 29 INSTALLMENTS OF $433,333 BEGINNING 8/1/2000 SECURITY PROVIDED: NONE DESCRIPTION AND FMV CASH OF CONSIDERATION:
BEGINNING BALANCE DUE ...... 11,699,995.
ENDING BALANCE DUE ...... 11,699,995. ------
ENDING FAIR MARKET VALUE ...... 11,699,995------
BORROWER: GALVESTON HISTORICAL FOUNDATION ORIGINAL AMOUNT: 150, 000. DATE OF NOTE: 12/20/1979 REPAYMENT TERMS: ON DEMAND SECURITY PROVIDED: NONE DESCRIPTION AND FMV CASH OF CONSIDERATION:
BEGINNING BALANCE DUE ...... 150,000.
ENDING BALANCE DUE ...... 150,000------
ENDING FAIR MARKET VALUE ...... 150,000. ------
BORROWER: GUARANTY LENDING-INT ACCRETION (7 LOANS) REPAYMENT TERMS: VARIOUS SECURITY PROVIDED: NONE PURPOSE OF LOAN: HOME MORTGAGE INVESTMENT DESCRIPTION AND FMV CASH OF CONSIDERATION:
BEGINNING BALANCE DUE ...... 105,264.
ENDING BALANCE DUE ...... 33,913. ------
ENDING FAIR MARKET VALUE ...... 33,913------
STATEMENT 9
231280 1722 V05-8 7537 T,HE MQODY FOUNDATION 74-1403105
TOTAL BEGINNING OTHER NOTES AND LOANS RECEIVABLE 11,955,259------
TOTAL ENDING BOOK - OTHER NOTES AND LOANS RECEIVABLE 11,883,908. ------
TOTAL ENDING FMV - OTHER NOTES AND LOANS RECEIVABLE 11, 883, 908. ------
STATEMENT 10
231280 1722 V05-8 7537 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV ------
US TREASURY OBLIG-SEE STMT 11A 9,324,924. 9,325,340. 9,014,340. GOVT AGENCY OBLIG-SEE STMT 11B 85,025,962. 98,013,106. 96,497,153.
US OBLIGATIONS TOTAL 94,350,886. 107, 338, 446. 105, 511, 493.
231280 1722 V05-8 7537 STATEMENT 11 THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN: 74- 1403105 December 31, 2005
PART II, LINE 10a - INVESTMENTS -- U.S. AND STATE GOVERNMENT OBLIGATIONS
BEGINNING END END OF YEAR OF YEAR OF YEAR BOOK VALUE BOOK VALUE MARKET VALUE TREASURY NOTES DUE: February 15, 2006; 5.625% 6,286,370 6,286,370 6,011,280 May 15, 2006 ; 4.625% 3,038 ,554 3,038,554 3,003,060 Rounding 0 416 0 TOTAL TREASURY OBLIGATIONS 9,324,924 9,325,340 9,014,340
Page 1 of I STATEMENT 11 A THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE 10a - INVESTMENTS -- U.S. AND STATE GOVERNMENT OBLIGATIONS BEGINNING END END OF YEAR OF YEAR OF YEAR GOVERNMENT AGENCY OBLIGATIONS BOOK VALUE BOOK VALUE MARKET VALUE
FEDERAL HOME LOAN BANK, 0% due 1/06 NONE 997,667 998,100 FEDERAL HOME LOAN BANK, 4.875% due 11/06 4,973,092 4 ,973,092 5,004,688 FEDERAL HOME LOAN BANK, 4.875% due 11/06 3 ,431,433 3,431,433 3,453,105 FEDERAL HOME LOAN BANK, 5.55% due 8/14 2,232,100 2,232,100 2,192,734 FEDERAL HOME LOAN BANK, 5.35% due 12/14 3,000,000 3,000,000 2,960,640 FEDERAL HOME LOAN BANK, 8% due 3 / 15 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 6% due 11/15 NONE 1,000,000 995,940 FEDERAL HOME LOAN BANK, 5.7% due 10/17 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 5.75% due 12/17 2,371,257 574,850 567,837 FEDERAL HOME LOAN BANK, 5.85% due 12/17 1,166,667 NONE NONE FEDERAL HOME LOAN BANK, 5.24% due 3/ 18 1,998,750 1,998,750 1,937,000 FEDERAL HOME LOAN BANK, 5.7% due 4/ 18 1,700,000 1,700,000 1,675,010 FEDERAL HOME LOAN BANK, 5.45% due 4/ 18 1,000,000 1,000,000 997,190 FEDERAL HOME LOAN BANK, 5.5% due 5/ 18 1,000,000 1,000,000 978,440 FEDERAL HOME LOAN BANK, 5.25% due 7/ 18 1,000,000 1,000,000 967,810 FEDERAL HOME LOAN BANK, 6% due 1 / 19 1,000,000 1,000,000 990,940 FEDERAL HOME LOAN BANK, 5.75% due 10/19 1,000,000 1,000,000 980,940 FEDERAL HOME LOAN BANK, 5.75% due 12/19 2,020,000 2,020,000 1,954,380 FEDERAL HOME LOAN BANK, 5.49% due 3/20 NONE 1,000,000 968,800 FEDERAL HOME LOAN BANK, 6% due 9/22 NONE 1,000,000 983,130 FEDERAL HOME LOAN BANK, 6% due 2/23 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 5.5% due 7/23 1,999,375 1,999,375 1,918,120 FEDERAL HOME LOAN BANK, 5.5% due 7/23 1,000,000 1,000,000 958,900 FEDERAL HOME LOAN BANK, 6% due 8/23 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 6% due 10/24 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 6% due 10/24 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 6% due 11/24 1,000,000 NONE NONE FEDERAL HOME LOAN BANK, 6% due 4/25 NONE 1,990,000 1,960,000 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 12/15 2,018,200 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 5.5% due 1/15 NONE 2,448,388 2,416,356 FEDERAL NATIONAL MORTGAGE ASSOC, 5.625% due 4/15 NONE 1,000,000 992,500 FEDERAL NATIONAL MORTGAGE ASSOC, 5. 125% due 12/15 1,997,620 1,997,620 1,951,880 FEDERAL NATIONAL MORTGAGE ASSOC, 5. 56% due 4/18 1,000,000 1,000,000 980,630 FEDERAL NATIONAL MORTGAGE ASSOC, 5. 5% due 5/ 18 1,000,000 1,000,000 978,130 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/ 19 1,000,000 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 6.125% due 5/19 1,000,000 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 6.125% due 8/19 1,000,000 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 11/19 4,000,000 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 2/20 NONE 2,023,125 1,974,380 FEDERAL NATIONAL MORTGAGE ASSOC, 5.75% due 3/20 NONE 1,000,000 978,900 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/20 NONE 1,000,000 993,130 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/20 NONE 1,000,000 987,500 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/20 NONE 1,000,000 985,500
Page 1 of 3 STATEMENT 11 B THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART H, LINE I Oa - INVESTMENTS -- U.S. AND STATE GOVERNMENT OBLIGATIONS BEGINNING END END OF YEAR OF YEAR OF YEAR GOVERNMENT AGENCY OBLIGATIONS BOOK VALUE BOOK VALUE MARKET VALUE
FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/20 NONE 1,000,000 985,630 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/20 NONE 2,000,000 1,971,260 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/20 NONE 2,000,000 1 ,959,380 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 10/20 NONE 1,000,000 981,560 FEDERAL NATIONAL MORTGAGE ASSOC, 6.25% due 11/20 NONE 1,002,257 997,900 FEDERAL NATIONAL MORTGAGE ASSOC, 6.25% due 11/20 NONE 1,000,000 997,810 FEDERAL NATIONAL MORTGAGE ASSOC, 5.75% due 3/22 NONE 1,000,000 974,380 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/23 1,000,000 1,000,000 981,560 FEDERAL NATIONAL MORTGAGE ASSOC, 5% due 7/23 582,523 544,322 527,958 FEDERAL NATIONAL MORTGAGE ASSOC, 5. 58% due 7/23 1,000,000 1,000,000 962,500 FEDERAL NATIONAL MORTGAGE ASSOC, 5.25% due 7/23 996 ,250 996,250 944,400 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/23 1,000,000 1,000,000 981,250 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/23 2,000,000 2,000,000 1,962,600 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 2/24 1,000,000 1,000,000 980,940 FEDERAL NATIONAL MORTGAGE ASSOC, 5.25% due 3 /24 1,000,000 1,000,000 942,810 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/24 2,000 ,000 2 ,000,000 1 ,961,260 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 11/24 1,000,000 1,000,000 981,250 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 6/25 NONE 1,010,000 980,600 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 7/25 NONE 1,000,000 965,500 FEDERAL NATIONAL MORT3AGE ASSOC, 6% due 3/25 NONE 1,000,000 980,940 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/25 NONE 1,000,000 980,000 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/25 NONE 1,000,000 980,000 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 4/25 NONE 1,992,500 1,960,000 FEDERAL NATIONAL MORTGAGE ASSOC , 6% due 7/25 NONE 2,016,000 1 ,977,575 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 7/25 NONE 3,000,000 2,896,890 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 8/25 1,000,000 1,000,000 979,690 FEDERAL NATIONAL MORTGAGE ASSOC, 5.5% due 3/31 985,000 NONE NONE FEDERAL NATIONAL MORTGAGE ASSOC, 5.5% due 8/33 NONE 985,000 1,007,720 FEDERAL NATIONAL MORTGAGE ASSOC, 6% due 9/33 NONE 1,047,813 1,019,130 FEDERAL HOME LOAN MORTGAGE, 8% due 8/07 2,618 1 ,037 1,056 FEDERAL HOME LOAN MORTGAGE, 8.25% due 11/07 1,274 429 436 FEDERAL HOME LOAN MORTGAGE, 8.5% due 3/08 5,843 2,902 3,006 FEDERAL HOME LOAN MORTGAGE, 9.75% due 11 /08 3,112 1,905 1,992 FEDERAL HOME LOAN MORTGAGE, 10% due 1 /09 5,802 3 ,302 3,500 FEDERAL HOME LOAN MORTGAGE, 10% due 1 /09 6,465 4,177 4,428 FEDERAL HOME LOAN MORTGAGE, 10% due 2/09 2,946 1 ,864 1,976 FEDERAL HOME LOAN MORTGAGE, 10% due 2/09 2,396 1,459 1,546 FEDERAL HOME LOAN MORTGAGE, 10% due 4/09 6,632 4,143 4,392 FEDERAL HOME LOAN MORTGAGE , 10.25% due 5/09 5,734 3,384 3,595 FEDERAL HOME LOAN MORTGAGE, 10.25% due 5/09 18,497 11,795 12,532 FEDERAL HOME LOAN MORTGAGE, 10.5% due 9/09 4,710 2,591 2,761 FEDERAL HOME LOAN MORTGAGE, 11.25% due 10/09 2 ,976 2,273 2,443 FEDERAL HOME LOAN MORTGAGE, 5.5% due 12/16 1,000,000 1,000,000 990,870
Page 2 of 3 STATEMENT 11 B THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE 10a - INVESTMENTS -- U.S. AND STATE GOVERNMENT OBLIGATIONS BEGINNING END END OF YEAR OF YEAR OF YEAR GOVERNMENT AGENCY OBLIGATIONS BOOK VALUE BOOK VALUE MARKET VALUE
FEDERAL HOME LOAN MORTGAGE, 5% due 2/17 3,987,400 NONE NONE FEDERAL HOME LOAN MORTGAGE, 5.25% due 7/18 1,990,000 1,990,000 1 ,933,120 FEDERAL HOME LOAN MORTGAGE, 6% due 2/19 2,000,000 NONE NONE FEDERAL HOME LOAN MORTGAGE, 6% due 8/19 1,000,000 NONE NONE FEDERAL HOME LOAN MORTGAGE, 6% due 8/20 NONE 2,000,000 1 ,991,180 FEDERAL HOME LOAN MORTGAGE, 6% due 10/20 NONE 1,000,000 984,570 FEDERAL HOME LOAN MORTGAGE, 6.5% due 12/20 NONE 1,003,700 991,290 FEDERAL HOME LOAN MORTGAGE, 5.5% due 5/23 973,750 973,750 1,021,250 FEDERAL HOME LOAN MORTGAGE, 6% due 6/23 NONE 1,048,198 1,002,085 FEDERAL HOME LOAN MORTGAGE, 5.5% due 7/24 425,430 401,431 403,616 FEDERAL HOME LOAN MORTGAGE, 6% due 9/24 1,000,000 NONE NONE FEDERAL HOME LOAN MORTGAGE, 6% due 10/27 1,000,000 1,000,000 986,980 FEDERAL HOME LOAN MORTGAGE, 6% due 3/32 1,001,250 1,001,250 1,019,360 FEDERAL HOME LOAN MORTGAGE, 5.5% due 2/34 980,000 980,000 998,000 FEDERAL HOME LOAN MORTGAGE, 6% due 3/34 1,003,093 408,760 391,529 FEDERAL HOME LOAN MORTGAGE, 6% due 4/34 1,023,750 242,198 234,361 FEDERAL HOME LOAN MORTGAGE, 6% due 4/34 774,907 NONE NONE FEDERAL HOME LOAN MORTGAGE, 6% due 6/34 1,005,350 942,017 920,325 GOVERNMENT NATIONAL MORTGAGE ASSN, 5.5% due 2/32 319,760 NONE NONE TEXAS TECH UNIVERSITY, 6.75% due 8/15/2022 1,000,000 1,000,000 1,079,850 TOTAL GOVERNMENT AGENCIES 85,025,962 98,013,106 96,497,153
Page 3 of 3 STATEMENT I I B THE MOODY FOUNDATION -GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS - CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
AES CORP 26,376 26,376 9,498 ABBOTT LABORATORIES NONE 45,141 39,430 AGERE SYSTEMS INC NONE 1,384 916 AGERE SYSTEMS CLASS A 53 NONE NONE AGERE SYSTEMS CLASS B 1,336 NONE NONE ALCOA INC 42,280 42,280 59,140 ALCOA INC 134,157 134,157 133,065 ALLERGAN INC 42,749 30,535 53,980 ALLERGAN INC 67,772 45,181 107,960 ALLTEL CORP 79,890 51,358 113,580 ALLTEL CORP NONE 33,964 37,860 AMERICAN ELECTRIC POWER INC 329,012 329,012 890,160 AMERICAN INTERNATIONAL GROUP INC 45,304 69,152 81,876 AMERICAN INTERNATIONAL GROUP INC 185,423 185,423 238,505 AMERICAN INTERNATIONAL GROUP INC 189,559 NONE NONE AMERICAN NATIONAL INSURANCE CO 55,141,762 55,141,762 726,324,694 AMGEN INC 130,132 130,132 157,720 AMGEN INC NONE 56,280 55,202 ANADARKO PETROLEUM 32,094 32,094 66,325 ANADARKO PETROLEUM 84,915 84,915 180,025 ANHEUSER-BUSCH COMPANIES INC 44,127 NONE NONE ANHEUSER-BUSCH COMPANIES INC 112,284 NONE NONE APACHE CORP 149,350 134,320 137,040 AT&T CORP 9,852 NONE NONE AT & T INC NONE 34,426 34,286 AT & T INC NONE 108,080 97,960 AT & T INC NONE 35,309 180,761 ATMOS ENERGY CORP 44,166 44,166 52,320 AVAYA INC 413 413 2,305 BANK OF AMERICA CORP NONE 87,267 92,300 BANK OF AMERICA CORP 64,268 64,268 258,440 BANTA CORPORATION 40,588 NONE NONE BECKMAN COULTER INC 26,067 NONE NONE BELL SOUTH CORPORATION 43,206 20,466 24,390 BELL SOUTH CORPORATION 69,312 69,312 65,040 BELL SOUTH CORPORATION 13,643 13,643 97,560 BEST BUY INC. NONE 90,720 86,960 BIOMET INC NONE 18,905 18,285 BIOMET INC NONE 49,153 47,541 BOEING CO 44,128 28,368 63,216 BOEING CO 99,979 99,979 168,576 BP AMOCO PLC ADR 43,556 56,930 89,908 BP AMOCO PLC ADR 79,640 79,640 256,880 BRISTOL MYERS SQUIBB CO 43,218 47,720 45,960 Page 1 of 8 STATEMENT 12 THE MOODY FOUNDATION 'GALVESTON, TEXAS 77550 EIN: 74- 1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS -- CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
BRISTOL MYERS SQUIBB CO 72,559 72,559 114,900 BURLINGTON NORTHERN SANTA FE 25,497 12,748 35,410 BURLINGTON NORTHERN SANTA FE 62,890 40,879 92,066 CALIFORNIA COASTAL COMMUNITIES INC 5,739 5,739 15,613 CAREMARK RX INC NONE 41,609 41,432 CAREMARK RX INC NONE 72,816 72,506 CENTERPOINT ENERGY, INC. 22,412 22,412 8,995 CHEVRON TEXACO CORP 102,061 102,061 1,430,604 CHEVRON TEXACO CORP 32,050 74,382 106,614 CHEVRON TEXACO CORP 57,086 134,407 237,355 CIA SANEAMENTO BASICO ADR 67,050 NONE NONE CISCO SYSTEMS INC 41,880 42,864 51,360 CISCO SYSTEMS INC 133,769 104,917 136,960 CITIGROUP INC 43,080 95,631 116,472 CITIGROUP INC 241,274 241,274 553,242 COCA COLA CO 43,460 43,460 40,310 COCA COLA CO 68,610 68,610 60,465 COMCAST CORP- CLASS A 16,496 16,496 35,148 COMCAST CORP- CLASS A 39,260 39,260 33,696 COMCAST CORP- SPECIAL CLASS A 64,609 64,609 59,087 COMCAST CORP- SPECIAL CLASS A NONE 87,330 77,070 COMPASS BANCSHARES INC 44,506 44,506 67,550 CONAGRA FOODS INC 45,646 NONE NONE CONAGRA FOODS INC 40,969 NONE NONE CONSOLIDATED EDISON, INC. 44,826 24,451 27,798 CONSOLIDATED EDISON, INC. 175,727 115,979 152,889 CVS CORP 21,958 21,958 21,136 CVS CORP 88,500 141,365 132,100 CYTEC INDS INC 11,623 11,623 122,457 DAIMLER CHRYSLER CORP 33,877 NONE NONE DANAHER CORP NONE 26,262 27,890 DANAHER CORP NONE 68,282 72,514 DELL INC. 35,120 59,168 50,915 DELL INC. 122,920 140,369 119,800 DELPHI AUTOMOTIVE 14,704 14,704 488 DIRECTV GROUP INC 1,267 1,267 4,180 WALT DISNEY COMPANY 44,382 44,382 62,322 WALT DISNEY COMPANY 106,587 106,587 186,966 DOW CHEMICAL CO 27,565 27,565 529,433 DOW CHEMICAL CO NONE 21,827 21,910 E.I. DUPONT NEMOURS AND CO 284,506 284,506 1,530,000 E.I. DUPONT NEMOURS AND CO 44,297 44,297 46,750 E.I. DUPONT NEMOURS AND CO 83,382 83,382 85,000 E.I. DUPONT NEMOURS AND CO NONE 93,800 85,000 Page 2 of 8 STATEMENT 12 THE MOODY FOUNDATION 'GALVESTON, TEXAS 77550 1IN: 74-1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS -- CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
DUKE ENERGY CORP NONE 15,302 15,098 DUKE ENERGY CORP NONE 47,297 46,665 EMC CORP MASS 36,650 36,650 68,100 EMC CORP MASS 179,624 179,624 106,236 EASTMAN CHEMICAL CO 64,731 64,731 145,071 EASTMAN KODAK COMPANY 258,971 258,971 263,250 EASTMAN KODAK COMPANY 213,450 213,450 175,500 EATON VANCE TAX-MANAGED OPP FD NONE 100,000 88,750 ECOLAB INC NONE 11,275 12,694 ECOLAB INC NONE 32,214 36,270 ELECTRONIC DATA SYSTEMS CORP 961 961 11,539 EL PASO CORP NONE 68,940 72,960 EMERSON ELECTRIC CO 42,886 42,886 67,230 EMERSON ELECTRIC CO 77,801 77,801 134,460 ENTERPRISE PRODS PARTNERS LP COM 45,264 45,264 57,624 EURONET WORDWIDE INC NONE 14,343 13,900 EURONET WORDWIDE INC NONE 34,424 33,360 EXELON CORP NONE 24,066 26,570 EXELON CORP NONE 45,367 53,140 EXXONMOBIL CORP 100,746 100,746 2,516,416 EXXONMOBIL CORP NONE 173,540 168,510 FEDERATED DEPT STORES INC 28,011 28,011 107,057 FIRST DATA CORP 25,249 41,441 43,010 FIRST DATA CORP 84,164 104,814 107,525 FORD MOTOR CO DELAWARE 44,688 NONE NONE FORD MOTOR CO DELAWARE 81,596 NONE NONE FREDDIE MAC 38,034 43,816 52,280 FREDDIE MAC 124,969 124,969 150,305 FREESCALE SEMICONDUCTOR INC - CLASS B 1,850 NONE NONE FREESCALE SEMICONDUCTOR INC - CLASS B 6,559 NONE NONE GAL-TEX HOTEL CORPORATION 1,072,283 1,072,283 11,430,938 GALLAGHER ARTHUR J & CO 25,060 25,060 30,880 GALLAGHER ARTHUR J & CO 62,650 62,650 77,200 GALVESTON DRY GOODS 1 1 NONE GENERAL ELECTRIC CO NONE 105,180 105,150 GENERAL ELECTRIC CO 97,396 97,396 129,685 GENERAL ELECTRIC CO 167,866 167,866 438,125 GENERAL MOTORS CORP 74,331 74,331 46,608 GENERAL MOTORS CORP 41,690 NONE NONE GENERAL MOTORS CORP 50,087 NONE NONE GENUINE PARTS CO 45,501 45,501 65,880 GENUINE PARTS CO 201,525 201,525 303,048 GENWORTH FINANCIAL NONE 42,126 44,954 GENWORTH FINANCIAL NONE 101,264 108,063 Page 3 of 8 STATEMENT 12 THE MOODY FOUNDATION 'GALVESTON, TEXAS 77550 EIN:74-1403105 December 31, 2005
PART H, LINE I Ob - INVESTMENTS - CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
GILLETTE CO 45,984 NONE NONE GILLETTE CO 28,680 NONE NONE GOODRICH CORP 26,191 26,191 61,650 GOODRICH CORP 130,842 130,842 164,400 HALLIBURTON 13,874 13,874 148,704 HEALTH MGMT ASSOC INC 44,659 44,659 52,704 HEALTH MGMT ASSOC INC 34,831 34,831 37,332 HJ HEINZ CO 43,030 43,030 43,836 HJ 14EINZ CO 30,361 30,361 26,976 HONEYWELL INTERNATIONAL INC 309,784 309,784 1,494,917 HONEYWELL INTERNATIONAL INC 43,056 43,056 67,050 HONEYWELL INTERNATIONAL INC 98,448 98,448 108,025 HOST MARRIOTT CORP NONE 52,500 56,850 HOVNANIAN ENTERPRISES INC CL A NONE 180,570 148,920 ILLINOIS TOOL WKS INC NONE 22,035 21,997 ILLINOIS TOOL WKS INC NONE 70,513 70,392 IMCLONE SYS INC NONE 96,480 102,720 ING GLOBAL EQUITY DIV AND PREM OPP FD NONE 100,000 85,600 INGERSOLL-RAND CO - CLASS A 40,570 NONE NONE INGERSOLL-RAND CO - CLASS A 135,233 NONE NONE INTEL CORP 41,600 41,600 64,896 INTEL CORP 238,029 238,029 329,472 INTERNATIONAL PAPER CO 21,887 21,887 20,166 IBM CORP 325,575 325,575 1,644,000 IBM CORP 188,697 188,697 205,500 IBM CORP NONE 48,558 49,320 JOHNSON & JOHNSON 43,348 87,150 90,150 JOHNSON & JOHNSON 34,106 30,696 270,450 JOHNSON & JOHNSON NONE 127,440 120,200 JP MORGAN CHASE & CO 43,578 43,578 71,442 JP MORGAN CHASE & CO 58,901 58,901 132,168 JP MORGAN CHASE & CO 75,420 149,200 158,760 KERR MCGEE CORP 53,163 35,265 54,243 KERR MCGEE CORP 119,480 NONE NONE KEYSPAN CORP 44,400 44,400 46,397 KIMBERLY CLARK CORP 44,251 44,251 59,650 KIMBERLY CLARK CORP 29,517 29,517 29,825 KIMBERLY CLARK CORP 127,542 127,542 119,300 KMART HOLDING CORP 568,121 NONE NONE KRONOS WORLDWIDE INC 60,629 77,002 101,535 LAKELAND BANCORP INC 53,732 53,732 50,318 LIMITED INC 21,097 21,097 33,525 LIMITED INC 54,851 54,851 87,165 LINEAR TECHNOLOGY CORP NONE 27,724 25,249 Page 4 of 8 STATEMENT 12 THE MOODY FOUNDATION •GALVESTON, TEXAS 77550 EIN:74-1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS -- CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
LINEAR TECHNOLOGY CORP NONE 67,957 61,319 LOWES 44,993 44,993 86,658 LOWES 33,858 33,858 79,992 LUCENT TECHNOLOGIES INC 6,232 6,232 6,895 M&F WORLDWIDE CORP 2,926 2,926 9,204 MARSH & MCLENNAN COS INC 35,725 58,025 50,816 MARSH & MCLENNAN COS INC 125,036 144,462 111,160 MASCO CORP NONE 209,020 181,140 MCCORMICK & COMPANY INC NON-VTG 45,700 45,700 61,840 MCDONALDS CORPORATION NONE 32,515 37,092 MCDONALDS CORPORATION NONE 100,502 114,648 MEDTRONIC NONE 43,782 46,056 MEDTRONIC NONE 117,906 120,897 MERCK & CO INC 33,930 51,451 114,516 MERCK & CO INC NONE 47,937 54,077 MICROSOFT CORP 45,360 104,702 104,600 MICROSOFT CORP 320,439 320,439 360,870 MILLER BERMAN INC 131,100 87,060 84,570 MORGAN STANLEY 42,988 42,988 62,414 MORGAN STANLEY 34,745 34,745 226,960 MOTOROLA INC 15,706 21,862 36,144 MOTOROLA INC 55,575 55,575 103,914 NATIONAL CITY CORP 16,771 23,357 23,499 NATIONAL CITY CORP 60,375 60,375 60,426 NCR CORP 986 986 8,485 NEENAH PAPER CO 762 NONE NONE NEENAH PAPER CO 508 NONE NONE NL INDUSTRIES INC 85,694 85,694 92,994 NEWELL RUBBERMAID INC 16,890 32,973 30,914 NEWELL RUBBERMAID INC 56,300 111,443 104,632 NEWS CORP PREF ADR 958 958 1,026 NOKIA CORP ADR 20,360 20,360 18,300 NOKIA CORP ADR 67,188 50,900 45,750 OCEANEERING INTL INC 10,611 10,611 14,934 OCEANEERING INTL INC 35,371 35,371 49,780 ORACLE CORP 41,265 41,265 42,735 ORACLE CORP 60,997 60,997 24,420 ORACLE CORP NONE 76,500 73,260 PATTERSON COS INC NONE 13,734 13,360 PATTERSON COS INC NONE 34,335 33,400 J C PENNEY INC 44,712 44,712 127,880 J C PENNEY INC 123,255 123,255 166,800 PEPSICO INC 41,230 41,230 59,080 PEPSICO INC 35,279 35,279 47,264 Page 5 of 8 STATEMENT 12 THE MOODY FOUNDATION GALVESTON, TEXAS 77550 E1N: 74-1403105 December 31, 2005
PART 11, LINE I Ob - INVESTMENTS -- CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
PEPSICO INC 149,250 NONE NONE PFIZER INC 119,822 119,822 69,960 PFIZER INC 84,674 107,144 86,284 PFIZER INC 130,568 130,568 226,204 PIPER JAFFRAY COS 1,891 1,891 1,939 PNC FINANCIAL SERVICES GROUP 44,320 44,320 61,830 PNC FINANCIAL SERVICES GROUP 108,169 108,169 136,026 PPG INDUSTRIES INC 30,198 30,198 28,950 PPG INDUSTRIES INC 66,435 66,435 63,690 PRAXAIR INC 38,683 38,683 794,400 PRINCIPAL FINANCIAL GROUP 45,816 35,243 47,430 PRINCIPAL FINANCIAL GROUP 133,923 95,156 128,061 PROCTOR & GAMBLE CO 42,455 88,418 142,500 PROCTOR & GAMBLE CO 219,460 248,141 635,233 PRUDENTIAL FINANCIAL 42,142 22,692 51,233 PRUDENTIAL FINANCIAL 169,117 67,900 161,018 QUALCOMM INC 26,220 40,908 43,080 QUALCOMM INC 87,401 122,991 129,240 QWEST COMMUNICATIONS INTL INC 9,554 9,554 8,017 RAYTHEON CO 6,206 6,206 8,833 RIVERSIDE LAND 1 1 NONE ROCKWELL COLLINS NONE 13,985 13,941 ROCKWELL COLLINS NONE 34,963 34,853 ROYAL DUTCH PETE CO 44,857 63,565 86,086 ROYAL DUTCH PETE CO 72,978 72,978 79,937 RYERSON TULL INC 109,864 109,864 72,960 SARA LEE CORP 14,985 14,985 17,010 SARA LEE CORP 53,280 53,280 60,480 SBC COMMUNICATIONS INC 25,459 NONE NONE SBC COMMUNICATIONS INC 44,262 NONE NONE SBC COMMUNICATIONS INC 162,120 NONE NONE SCHEIN HENRY INC NONE 13,084 13,092 SCHEIN HENRY INC NONE 34,891 34,912 SCHLUMBERGER LIMITED 26,789 26,789 68,005 SCHLUMBERGER LIMITED 114,931 114,931 184,585 SCHLUMBERGER LIMITED 131,360 NONE NONE SEALED AIR CORP NEW 53,399 53,399 84,255 SEALED AIR CORP NEW NONE 24,912 28,085 SEARS HOLDINS CORP NONE 568,120 642,000 SENSIENT TECHNOLOGIES CORP 44,956 44,956 35,800 SENSIENT TECHNOLOGIES CORP 61,068 61,068 68,020 SERVICEMASTER CO NONE 22,128 20,315 SERVICEMASTER CO NONE 67,685 62,140 SOUTHERN CO 45,952 45,952 55,248 Page 6 of 8 STATEMENT 12 .•
THE MOODY FOUNDATION •GALVESTON, TEXAS 77550 EIN: 74- 1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS - CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
SOUTHERN CO 169,495 169,495 241,710 SPRINT NEXTEL CORP NONE 28,209 28,032 SPRINT NEXTEL CORP NONE 66,247 65,408 SRA INTERNATIONAL INC CL A NONE 15,021 16,034 SRA INTERNATIONAL INC CL A NONE 37,195 39,702 STANCORP FINANCIAL GROUP INC NONE NONE 5,195 STANLEY WORKS 16,591 16,591 28,824 STANLEY WORKS 58,068 58,068 100,884 STARWOOD HOTELS & RESORTS CL B 22,795 22,795 63,860 STARWOOD HOTELS & RESORTS CL B 68,386 68,386 191,580 SUN MICROSYSTEMS INC 14,906 NONE NONE SUPERVALU INC 45,058 45,058 94,192 SUPERVALU INC 8,079 8,079 16,240 SYMANTEC CORPORATION NONE 15,400 12,250 SYMANTEC CORPORATION NONE 38,319 43,750 TARGET CORP NONE 44,083 46,725 TARGET CORP NONE 107,400 109,940 TARGET CORP NONE 134,842 142,922 TEXAS INSTRUMENTS INC 34,636 34,636 57,726 TEXAS INSTRUMENTS INC 115,450 115,450 192,420 THE HERSHEY COMPANY NONE 170,138 165,750 THE ST PAUL TRAVELERS CO INC 44,030 44,030 52,264 THE ST PAUL TRAVELERS CO INC 128,151 128,151 162,465 TRANSOCEAN INC 40,248 40,248 83,628 TYCO INTL 30,677 30,677 28,860 TYCO INTL 98,165 98,165 92,352 TYCO INTL NONE 211,671 202,020 UNITEDHEALTH GROUP INC NONE 37,745 37,284 UNITEDHEALTH GROUP INC NONE 94,363 93,210 UNITED TECHNOLOGIES CORP 18,996 18,996 22,364 UNITED TECHNOLOGIES CORP 66,486 66,486 78,274 UNOCAL CORPORATION 42,355 NONE NONE UNOCAL CORPORATION 77,357 NONE NONE US BANCORP 130,778 130,778 143,681 US BANCORP NONE 37,732 38,857 VALHI INC 3,872 3,872 37,740 VERITAS SOFTWARE 86,157 NONE NONE VERIZON COMMUNICATIONS 127,364 127,364 349,753 VERIZON COMMUNICATIONS 46,370 51,290 45,180 VERIZON COMMUNICATIONS 66,140 66,140 73,493 VIACOM INC 42,781 42,781 35,860 VIACOM INC 115,691 115,691 97,800 VODAPHONE GROUP PLC ADR 3,627 3,627 42,940 WAL-MART STORES INC 47,880 47,880 46,800
Page 7 of 8 STATEMENT 12 THE MOODY FOUNDATION 'GALVESTON, TEXAS 77550 E1N: 74- 1403105 December 31, 2005
PART II, LINE I Ob - INVESTMENTS -- CORPORATE STOCKS BEGINNING END END OF YEAR OF YEAR OF YEAR NAME OF STOCK BOOK VALUE BOOK VALUE MARKET VALUE
WAL-MART STORES INC 324,202 324,202 280,800 WASHINGTON MUTUAL INC 26,906 38,078 43,500 WASHINGTON MUTUAL INC NONE 67,072 71,775 WASTE MANAGMENT INC 5,484 5,484 6,464 WASTE MANAGMENT INC 19,783 NONE NONE WASTE MANAGMENT INC 65,005 NONE NONE WATSON PHARMACEUTICALS INC 83,676 NONE NONE WEATHERFORD INTL LTD 20,822 20,822 36,200 WEATHERFORD INTL LTD 66,631 66,631 115,840 WELLPOINT INC NONE 23,584 23,937 WELLPOINT INC NONE 55,030 55,853 WELLS FARGO & CO NONE 59,139 62,830 WELLS FARGO & CO 46,043 46,043 188,490 WELLS FARGO & CO NONE 119,940 125,660 WYETH 45,552 35,040 46,070 WYETH 30,690 30,690 23,035 XILINX INC 82,450 NONE NONE XTO ENERGY INC 104,518 NONE NONE ZIMMER HOLDINGS INC 3,676 60,110 87,672 ZIMMER HOLDINGS INC NONE 35,271 33,720 3M CO NONE 21,479 23,250 3M CO 160,220 316,558 310,000 3M CO 95,570 81,235 131,750 ROUNDING 0 (204) 0 TOTAL CORPORATE STOCKS 73,649,023 76,786,776 773,581,110
Page 8 of 8 STATEMENT 12 THE MOODY FOUNDATION •GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE I Oc - INVESTMENTS -- CORPORATE BONDS BEGINNING END END OF OF YEAR OF YEAR YEAR MARKET BOOK VALUE BOOK VALUE VALUE
ABN AMRO BANK, 7.3% due 12/26 2,005,000 2,005,000 2,025,200 ABN AMRO BANK, 7.3% due 12/26 1,033,770 1,033,770 1,012,670 ALBERTSONS, 6.625% due 6/28 2,123,000 2,123,000 1,706,180 ALBERTSONS, 8% due 5/31 NONE 2,454,440 1,967,700 ALLTEL CORP, 7.125% due 7/32 2,084,570 2,084,570 2,473,920 ALTRIA GROUP INC, 7% due 11/13 1,051,350 1,051,350 1,094,240 AMERADA HESS CORP, 7.125% due 3/33 1,107,000 1,107,000 1,135,120 AMERICAN GENERAL CORP, 6.625% due 2/29 990,000 990,000 1,125,910 APACHE CORP, 7.95% due 4/26 2,671,922 2,671,922 3,149,557 ASPEN INSURANCE HLDS INC, 6% due 8/14 NONE 1,040,000 995,120 AT & T BROADBAND CORP, 9.455% due 11/22 1,231,969 1,231,969 1,544,944 AT & T CORP, 6.5% due 3/13 899,880 899,880 1,049,820 BAKER HUGHES INC, 6.875% due 1/29 2,001,420 2,001,420 2,371,280 BALTIMORE GAS & ELECTRIC CO, 7.5% due 1/07 546,737 546,737 512,560 BANK OF AMERICA CORP, 6% due 8/22 1,000,000 1,000,000 978,480 BANK OF AMERICA CORP, 6.9% due 9/26 1,000,000 1,000,000 1,003,270 BANK OF AMERICA CORP, 6.85% due 10/26 1,000,000 1,000,000 1,002,560 BANK OF AMERICA CORP, 6.65% due 7/27 1,000,000 1,000,000 1,003,290 BANK OF AMERICA CORP, 6.3% due 9/27 1,000,000 1,000,000 990,310 BANK OF AMERICA CORP, 6% due 9/27 1,000,000 1,000,000 976,330 BANK OF AMERICA MORTGAGE SECS, 5.75% due 7/33 1,698,938 1,518,959 1,513,237 BANK OF AMERICA MORTGAGE SECS, 5.5% due 7/33 1,005,000 898,535 870,515 BANK OF AMERICA MORTGAGE SECS, 5.5% due 8/33 720,521 720,521 696,607 BEAR STEARNS COMPANIES INC, 7% due 8/21 1,500,000 1,500,000 1,497,435 BEAR STEARNS COMPANIES INC, 7% due 9/21 814,000 814,000 813,422 BEAR STEARNS COMPANIES INC, 7.15% due 1/22 1,000,000 1,000,000 1,000,310 BEAR STEARNS COMPANIES INC, 6% due 8/23 1,000,000 1,000,000 994,110 BELL TELEPHONE CO OF PA, 8.75% due 8/31 1,364,620 1,364,620 1,228,390 BELLSOUTH CAPITAL FUNDING, 7.875% due 2/30 1,245,320 1,245,320 1,207,220 BELLSOUTH CORP, 6.875% due 10/31 2,029,185 2,029,185 2,195,420 BELLSOUTH TELECOMMUNICATIONS INC, 6.375% due 6/28 2,854,220 2,854,220 3,003,750 BELLSOUTH TELECOMMUNICATIONS INC, 6.75% due 10/33 1,078,563 NONE NONE BELO CORPORATION, 7.25% due 9/27 NONE 1,092,250 1,033,210 BT PREFERRED CAPITAL TRUST, 7.875% due 2/27 1,067,540 1,067,540 1,061,810 CAMPBELL SOUP CO, 8.875% due 5/21 1,213,700 1,213,700 1,371,740 CENTRAL MAINE POWER CO, 8.125% due 6/25 197,500 NONE NONE CENTURY TELEPHONE ENT, 6.875% due 1/28 1,050,500 1,050,500 1,020,440 CHASE MANHATTAN CORP, 7.125% due 2/07 1,446,093 1,446,093 1,377,540 CHESAPEAKE & POTOMAC TEL CO, 7.15% due 5/23 980,000 980,000 1,057,410 CHUBB CORP, 6.8% due 11/31 2,150,570 2,150,570 2,266,020 CIGNA CORP, 6.325% due 1/06 496,625 496,625 500,225 CINCINNATI BELL TELEPHONE CO, 6.33% due 12/05 496,250 NONE NONE CINCINNATI FINANCIAL CORP, 6.9% due 5/28 996,290 996,290 1,123,550
Page 1 of 5 STATEMENT 13 THE 1,1OODY FOUNDATION GALVESTON, TEXAS 77550 );1N: 74-1403105 December 31, 2005
PART 11, LINE I Oc - INVESTMENTS -- CORPORATE BONDS BEGINNING END END OF OF YEAR OF YEAR YEAR MARKET • BOOK VALUE BOOK VALUE VALUE
CIT GROUP INC, 6.25% due 1/13 2,000,000 2,000,000 1,987,480 CIT GROUP INC, 6.25% due 1/13 1,000,000 1,000,000 993,740 CIT GROUP INC, 6.2% due 2/ 13 1,000 ,000 1,000,000 992,320 CIT GROUP INC, 6% due 3/13 1,000,000 1,000,000 986,170 CITICORP MORTGAGE SECURITIES, 5.5% due 4/33 992,500 992 ,500 972,530 CITIZENS UTILITIES CO, 7% due 11/25 970,000 970,000 840,000 CONAGRA FOODS INC, 7% due 10/28 1,107,160 1,107,160 1,086,410 CORESTATES CAPITAL, 8% due 12/26 1,064,300 1,064,300 1,060,100 COUNTRYWIDE CAPITAL 1, 8% due 12/26 NONE 2,082,480 2,046,220 COUNTRYWIDE HOME LOANS INC, 6.25% due 11/32 665,039 NONE NONE CREDIT SUISSE FIRST BOSTON MTG, 7.125% due 7/32 2,998,750 2,998,750 3,628,140 DAIMLER CHRYSLER N AMER HLDG CORP, 6.1% due 3/ 18 1,000 ,000 1,000,000 948,870 DAIMLER CHRYSLER N AMER HLDG CORP, 6.5% due 7/20 NONE 1,000,000 948,080 DAIMLER CHRYSLER CORP, 7.45% due 3/27 1,118,435 1,118,435 1,085,200 DAYTON HUDSON CORP, 6.65% due 8/28 2,075,000 2,075,000 2,311,780 DEERE & CO, 6.55% due 10/28 965 ,000 965 ,000 1,146,580 DOW CHEMICAL CO, 7.375% due 11/29 2,238,080 2,238,080 2,409,640 DRESDNER FUNDING TRUST I, 8.151% due 6/31 1,042,500 1,042,500 1,229,480 DTE ENERGY CO, 6.375% due 4/33 1,005 ,000 1,005 ,000 1,023,300 DUKE CAPITAL CORP, 8% due 10/19 1,060, 580 1,060, 580 1,193,550 DUKE CAPITAL CORP, 6.75% due 2/32 968,836 968 , 836 1,088,250 DUKE ENERGY CORP, 6% due 12/28 1,986,480 1,986,480 2 ,025,820 DUKE ENERGY CORP, 6.45% due 10/32 1,161,780 1,161 ,780 1,074,020 ENDURANCE SPECIALTY HOLDING, 7% due 7/34 1,029,850 1,029,850 1,060,440 ENERGY TRANSFER PARTNERS, 5.95% due 2/15 NONE 2,050,290 1,992,980 ENTERGY GULF STATES INC, 6% due 12/12 NONE 2, 118,880 1,968,220 ENTERGY MISSISSIPPI INC, 6.25% due 4/34 1,004,200 1,004,200 995,550 EQUITABLE LIFE ASSURANCE SOC, 7.7% due 12/15 1,088,390 1,088 ,390 1,179,150 FARMERS EXCHANGE CAPITAL, 7 .05% due 7/28 2,075,020 2,075,020 2,115,420 FIRST CHICAGO CAP B, 7.75% due 12/26 NONE 1,275,559 1,230,927 FIRST HORIZON MORTGAGE, 5.25% due 9/33 1,963,280 1,963,280 1,880,020 FIRST UNION CORP, 6.375% due 11/09 494,955 494,955 521,605 FORD MOTOR CREDIT CO, 6.75% due 5/05 1,030,280 NONE NONE FORD MOTOR CREDIT CO, 6% due 2/10 NONE 1,000,000 784,060 FORD MOTOR CREDIT CO, 5.5% due 2/10 NONE 1,000,000 768,220 FORD MOTOR CREDIT CO, 7.375% due 2/ 11 1,032,980 1 ,032,980 876,520 FORD MOTOR CREDIT CO, 6% due 1/12 NONE 1,000,000 704,600 FORD MOTOR CREDIT CO, 6.25% due 2/12 NONE 1,000,000 711,860 FORD MOTOR CREDIT CO, 7% due 10/13 1,064,750 1,064,750 854,460 FORD MOTOR CREDIT CO, 6% due 3/ 14 1,000,333 1,000,333 665,200 FORD MOTOR CREDIT CO, 6. 05% due 4/14 2,000, 000 2 ,000,000 1,331,800 FORD MOTOR CREDIT CO, 6% due 11/14 1,000,000 1,000,000 650,010 FORD MOTOR CREDIT CO, 6.05% due 12/14 1,000,000 1,000 ,000 650,980
Page 2 of 5 STATEMENT 13 THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN:74-1403105 December 31, 2005
PART II, LINE 10c - INVESTMENTS - CORPORATE BONDS BEGINNING END END OF OF YEAR OF YEAR YEAR MARKET BOOK VALUE BOOK VALUE VALUE
FORD MOTOR CO, 6.5% due 8/ 18 990,700 990,700 650,000 GE GLOBAL INS HLDG CORP, 6.45% 3/ 19 2,037,980 2,037,980 2,128,100 GE GLOBAL INS HLDG CORP, 7% 2/26 2,169,535 3,176,790 3,372,450 GE GLOBAL INS HLDG CORP, 7.875% 2/26 1,056,790 NONE NONE GENERAL ELECTRIC CAPITAL CORP, 8.7% due 3/07 598 ,240 598 ,240 519,780 GENERAL ELECTRIC CAPITAL CORP, 6.75% due 3/32 1,172,920 1,172,920 1,173,850 GENERAL ELECTRIC GLOBAL INS, 7% due 2/26 NONE 2,169,535 2,248,200 GENERAL MOTORS CORP, 7.4% due 9/25 1,008,310 1,008 ,310 590,000 GENERAL MOTORS ACCEPTANCE CORP, 6.125% due 2/07 NONE 1,958,040 1,909,300 GENERAL MOTORS ACCEPTANCE CORP, 6.125% due 2/07 NONE 2,000,000 1 ,597,340 GENERAL MOTORS ACCEPTANCE CORP, 7.25% due 3/ 11 1,028,380 1,028,380 919,140 GENERAL MOTORS ACCEPTANCE CORP , 6.875% due 2/11 NONE 1,015,500 911,950 GENERAL MOTORS ACCEPTANCE CORP, 6.875% due 8/12 1,033, 500 1,033 , 500 901,330 GENERAL MOTORS ACCEPTANCE CORP, 7% due 7/ 16 1,000 ,000 1,000 ,000 741,620 GENERAL MOTORS ACCEPTANCE CORP, 6.7% due 8/ 16 1,000,000 1,000,000 715,970 GENERAL MOTORS ACCEPTANCE CORP, 7% due 3 / 18 1,000,000 1,000,000 727,060 GENERAL MOTORS ACCEPTANCE CORP, 6% due 3/ 19 3,000,000 3 ,000,000 1,945,800 GENERAL MOTORS ACCEPTANCE CORP, 6.15% due 10/19 1,000, 000 1,000,000 652,260 GENERAL MOTORS ACCEPTANCE CORP, 6.05% due 10/19 1,000,000 1,000,000 645,300 GENERAL MOTORS ACCEPTANCE CORP, 6.4% due 11/19 1,000,000 1,000,000 668,770 GENERAL MOTORS ACCEPTANCE CORP, 7% due 9/21 2,000,000 2,000,000 1,413,360 GENERAL MOTORS ACCEPTANCE CORP, 7% due 9/21 2,000,000 2,000,000 1,413,360 GENERAL MOTORS ACCEPTANCE CORP, 7% due 11 /24 1,000,000 1,000 ,000 671,820 GENERAL MOTORS ACCEPTANCE CORP, 6.75% due 5/28 487,265 487,265 292,500 GENERAL MOTORS ACCEPTANCE CORP, 8.375% due 7/33 1,054, 256 ' 2,049,606 1,288,980 GLENCORE FUNDING, 6% due 4/ 14 998,550 1,975,410 1,881,080 GOLDMAN SACHS GROUP, 6.5% due 2/09 997,020 997,020 1,045,170 GTE CALIFORNIA INC, 6.75% due 5/27 NONE 2, 368,125 2, 148,193 GTE CORP, 6.84% due 4/ 18 1,987,720 1 ,987,720 2 , 144,980 GTE CORP, 7.9% due 2/27 1,010,000 1 ,010,000 1,059,240 GTE CORP, 6.94% due 4/28 3,078,370 3,078,370 3,210,600 GTE NORTH INC, 6.73% due 2/28 1,061 ,918 1,061,918 1,033,822 HARTFORD LIFE INC, 7.65% due 6/27 1,061,250 1,061 ,250 1,237,590 HARTFORD LIFE INC, 7.65% due 6/27 1,173,382 1,173,382 1,237,500 HASBRO INC, 6.6% due 7/28 NONE 1,048,690 1,029,710 HOUSEHOLD FINANCE CORP, 6.25% due 9/ 11 1,000,000 1 ,000,000 1,025,890 HOUSEHOLD FINANCE CORP, 6.35% due 10/11 2,000,000 2,000,000 2,060,440 HOUSEHOLD FINANCE CORP, 7.35% due 3/ 17 1,000,000 NONE NONE HOUSEHOLD FINANCE CORP, 7.125% due 8/ 17 1,000,000 NONE NONE HOUSEHOLD FINANCE CORP, 7.6% due 9/ 17 2,000,000 NONE NONE HOUSEHOLD FINANCE CORP, 5.75% due 4/ 18 2,000,000 2,000,000 1,913,000 HOUSEHOLD FINANCE CORP, 5.25% due 5/ 18 1,000,000 1,000,000 930,740 HOUSEHOLD FINANCE CORP, 5.25% due 5/ 18 1,000 ,000 1,000,000 930,700
Page 3 of 5 STATEMENT 13 THE MOODY FOUNDATION GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE I Oc - INVESTMENTS - CORPORATE BONDS BEGINNING END END OF OF YEAR OF YEAR YEAR MARKET BOOK VALUE BOOK VALUE VALUE
HOUSEHOLD FINANCE CORP, 7.5% due 6/22 1,000,000 1,000,000 1,017,500 HOUSEHOLD FINANCE CORP, 7.4% due 8/22 1,000,000 1,000,000 1,018,320 HOUSEHOLD FINANCE CORP, 7.45% due 8/22 1,000,000 1,000,000 1,019,410 HOUSEHOLD FINANCE CORP, 7.625% due 5/32 1,018 ,750 1,018,750 1,242,680 HSBC FINANCE CORP, 6% due 12/20 NONE 1,000,000 980,730 HSBC FINANCE CORP, 7.35% due 6/15/22 NONE 1,609,669 1,521,750 HUNTINGTON NATIONAL BANK, 6.6% due 6/ 18 1,944 ,780 1,944,780 2 , 193,320 IBM CORP, 8.375% due 11/19 2,390,200 2,390,200 2,580,000 IBM CORP, 7% due 10/25 2,060,000 2,060,000 2,367,220 JERSEY CENTRAL POWER & LIGHT CO, 6.75% due 11/25 988,870 988 , 870 1,003,750 JERSEY CENTRAL POWER & LIGHT CO, 6.75% due 11/25 464, 100 464 , 100 509,550 JOHN HANCOCK, 7.375% due 2/24 1,210,730 1,210,730 1,198,260 JOl-IN HANCOCK LIFE INS CO, 5.2% due 5/28 1,000,000 1,000,000 948,430 JP MORGAN CHASE & CO, 4.5% due 1/12 NONE 2,000,000 1,934,260 LIMITED BRANDS INC, 6.95% due 3/33 NONE 1 ,005,100 1,012,130 LINCOLN NATIONAL CORP, 7% due 3/ 18 1,025 ,000 1,025,000 1,118,810 LOWES COMPANIES INC, 6.875% due 2/28 1,003 ,750 1,003 ,750 1,176,210 LUBRIZOL CORP, 5.875% due 12/08 1,000,000 1,000,000 1,017,550 MCDONALDS CORP, 7.05% due 11 /25 1,020,000 NONE NONE MCDONALDS CORP, 7.31% due 11/27 1,706,471 1,706,471 1,531,875 MIC FINANCING TRUST 1, 8.375% due 2/27 1,148 ,540 1,148,540 1,024,590 MELLON CAPITAL, 7.72% due 12/26 2,103,790 2, 103,790 2,118,500 MORGAN STANLEY DEAN WITTER, 6.75% due 4/11 2,032,000 2 ,032,000 2 , 153,060 MORGAN STANLEY DEAN WITTER, 6.75 due 1/16 2,311,225 2,311,225 2, 161,400 MOTOROLA INC, 6.5% due 11 /28 1,063 , 800 1,063,800 1,097,900 NATIONAL RURAL UTILITIES, 8% due 3/32 1,299,420 1,299,420 1,319,620 NATIONWIDE FINANCIAL SERVICES INC, 5.625% due 2/ 15 1,041,281 1 ,041,281 1 ,019,400 NATIONWIDE FINANCIAL SERVICES INC, 8% due 3 /27 2,057,500 2,057,500 2,095,000 NATIONWIDE FINANCIAL SERVICES INC, 8% due 3/27 497,250 497,250 523,750 NATIONWIDE MUTUAL INS, 8.25% due 12/31 1,081,600 1,081 , 600 1,254,930 NATIONWIDE MUTUAL INS, 6 . 6% due 4/34 NONE 1,066,450 1,006,270 NB CAPITAL TRUST, 7.83% due 12/26 1,055 ,000 1,055,000 1,060,700 NEW YORK TELEPHONE CO, 6.5% due 3/05 502,310 NONE NONE NEW YORK TELEPHONE CO, 7% due 12/33 NONE 1,056,250 1,021,510 OKLAHOMA GAS & ELECTRIC CO, 6.5% due 4/28 960, 120 960,120 1,106,850 OTTER TAIL CORP, 6.8% due 10/32 2,000,000 2,000,000 2,014,420 PACIFIC BELL, 6 875% due 8/23 1,016,250 NONE NONE PACIFIC BELL, 7.25% due 11/27 2,089 ,026 2 ,089,026 2,067,720 PHILIP MORRIS INC, 6.375% due 2/06 1,032 , 700 1,032,700 1,000,970 PHILIP MORRIS INC, 7.75% due 1/27 2,242,340 2,242,340 2,374,340 PHILIP MORRIS INC, 7.75% due 1 /27 2,353,703 2,353,703 2 ,374,200 PPG INDUSTRIES INC, 7.4% due 8/19 1,049,610 1,049, 610 1,148,970 PRINCIPAL LIFE INC, 5% due 12/ 14 1,000,000 1,000,000 969,880
Page 4 of 5 STATEMENT 13 THE MOODY FOUNDATION •GALVESTON, TEXAS 77550 EIN: 74-1403105 December 31, 2005
PART II, LINE IOc - INVESTMENTS - CORPORATE BONDS BEGINNING END END OF OF YEAR OF YEAR YEAR MARKET BOOK VALUE BOOK VALUE VALUE
PROVIDENCE GAS CO, 6.74% due 2/29 100,000 100,000 98,365 PRUDENTIAL FDG CORP, 6.75% due 9/23 1,945,200 1,945,200 2,248,680 QWEST CORP, 6.875% due 9/33 200,420 200,420 200,214 REPUBLIC NY CAPITAL, 7.75% due 11/26 1,059,070 1,059,070 1,054,370 SEARS ROEBUCK ACCEPTANCE CORP, 7% due 2/11 2,003,110 2,003,110 2,053,360 SEARS ROEBUCK ACCEPTANCE CORP, 6.75% due 8/11 990,000 990,000 1,028,920 SEARS ROEBUCK ACCEPTANCE CORP, 6.875% due 10/17 977,500 977,500 967,450 SEARS ROEBUCK ACCEPTANCE CORP, 7.5% due 10/27 980,000 980,000 949,530 SCIENCE APPLICATIONS INTL, 7.125% due 7/32 999,500 999,500 1,175,150 SLM CORP, 6% due 6/29 1,000,000 1,000,000 998,060 SLM CORP, 5.65% due 12/29 1,000,000 1,000,000 989,550 SLM CORP, 5.4% due 6/30 NONE 1,485,000 1,441,050 SOUTHWESTERN BELL TELEPHONE CO, 6.625% due 9/24 991,190 NONE NONE ST PAUL COMPANIES INC, 7.415% due 8/10 1,071,100 1,071,100 1,071,740 STUDENT LOAN MARKETING ASSN, 9.35% due 6/07 1,276,875 1,276,875 1,062,230 UNITED MEXICAN STATES, 6.625% due 3/15 980,000 980,000 1,095,000 U S CELLULAR CORP, 6.7% due 12/33 1,183,613 2,222,413 2,066,836 VERIZON COMMUNICATIONS, 7.9% due 2/27 1,196,458 1,196,458 1,059,200 VERIZON GLOBAL FUNDING CORP, 6.875% due 6/12 1,008,750 1,008,750 1,085,220 VIRGINIA ELECTRIC & POWER CO, 7% due 1/24 1,018,750 NONE NONE VIRGINIA ELECTRIC & POWER CO, 7% due 1/24 2,037,738 NONE NONE WAL-MART STORES INC, 5.875% due 10/05 488,135 NONE NONE WALT DISNEY CO, 7% due 3/32 1,005,000 1,005,000 1,145,590 WEINGARTEN REALTY INV, 6.525% due 2/14 970,470 970,470 1,071,310 WESTAM MORTGAGE FINANCIAL CORP, 6.36% due 8/20 248,900 185,250 195,000 WESTINGHOUSE ELECTRIC CORP, 7.875% due 9/23 2,135,000 2,135,000 2,240,900 WEYERHAUSER CO, 7.25% due 7/13 620,538 620,538 653,334 ROUNDING 0 (287) 0 TOTAL CORPORATE BONDS 219,619,050 244,584,397 239,214,213
Page 5 of 5 STATEMENT 13 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART II - OTHER ASSETS ------
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
VARIOUS OIL PAINTINGS 42,500. 42, 500. 42, 500. RARE MEDICAL BOOKS 615,889. 615,889. 615, 889. OIL PAINTING "ELISSA" 9,200. 9,200. 9,200. OTHER ASSETS NONE -41. NONE
TOTALS 667,589. 667,548. 667,589.
231280 1722 V05-8 7537 STATEMENT 14 TJ-IE MOODY FOUNDATION 74-1403105
FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES ------
DESCRIPTION AMOUNT
CHANGE IN VALUE OF CHARITABLE 386. REMAINDER TRUST UNREALIZED LOSS ON SECURITIES 356,904. ------TOTAL 357,290. ------
STATEMENT 15
231280 1722 V05-8 7537 THE MOODY FOUNDATION 74-1403105
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ------
CONTRIBUTIONS EXPENSE ACCT TITLE AND TIME TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES ------
ROBERT L. MOODY TRUSTEE/CHAIRMAN 62,516. NONE NONE 2302 POST OFFICE ST., #704 4.5 HOURS )(
ROSS R. MOODY TRUSTEE 62,516. NONE NONE 2302 POST OFFICE ST., #704 4.5 HOURS -
FRANCES A. MOODY - DAHLBERG TRUSTEE 62,516. 4,404. NONE 2302 POST OFFICE ST., #704 4.5 HOURS
HAROLD C. MACDONALD COMPTROLLER 143,129. 23,435. 7,898. 2302 POST OFFICE ST., #704 37.5 HOURS
E. DOUGLAS MCLEOD DIRECTOR/DEVELOPMENT 140,072. 120,747. 4,240. 2302 POST OFFICE ST., #704 37.5 HOURS
PETER M. MOORE GRANTS DIRECTOR 106,605. 18,493. 2,047. 2302 POST OFFICE ST., #704 37.5 HOURS
FRANCES A. MOODY - DAHLBERG EXEC. DIRECTOR 186,277. 60,575. 7,742. 2302 POST OFFICE ST., #704 37.5 HOURS ------GRAND TOTALS 763,631. 227,654. 21,927. ------
The touAs de,jo+ed -o,Q 44e ^N^;^^ J 1u NSW Qbo0e aAe-JUS4 es4-;r des.
231280 1722 V05-8 7537 STATEMENT 16 THE MOODY FOUNDATION 74-1403105
990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ------
CONTRIBUTIONS EXPENSE ACCT TITLE AND TIME TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES ------GERALD J. SMITH PROGRAM OFFICER 73,711. 10,029. 6,533. 2302 POST OFFICE ST., #704 37.5 HOURS GALVESTON, TX 77550
JOHN M. KIRWIN INFORMATION SYSTEMS 58,931. 31,366. 4,353. 2302 POST OFFICE ST., #704 37.5 HOURS GALVESTON, TX 77550
ALLAN MATTHEWS SCHOLARSHIP ADMIN. 66,193. 33,134. 6,772. 2302 POST OFFICE ST., #704 37.5 HOURS GALVESTON, TX 77550
GARRICK C. ADDISON SR. FIN. ANALYST 55,297. 31,531. NONE 2302 POST OFFICE ST., #704 37.5 HOURS GALVESTON, TX 77550
JAMIE WILLIAMS REGIONAL GRANTS DIR. 51,750. NONE NONE 2302 POST OFFICE ST., #704 37.5 HOURS GALVESTON, TX 77550
------TOTAL COMPENSATION 305,882. 106,060. 17,658. ------
231280 1722 V05-8 7537 STATEMENT 17 THE MOODY FOUNDATION 74-1403105
990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS
NAME AND ADDRESS TYPE OF SERVICE COMPENSATION ------
KPMG LLP ACCOUNTING SERVICES 100,100. 700 LOUISIANA ST., SUITE 3100 HOUSTON, TX 77002
JENKINS & GILCHRIST LEGAL SERVICES 1,390,302. P.O. BOX 842552 DALLAS, TX 75284
MILLER & CHEVALIER LEGAL SERVICES 397,291. 655 FIFTEENTH ST., NW, SUITE 900 WASHINGTON, DC 20005
GREER, HERZ & ADAMS, L.L.P. LEGAL SERVICES 255,161. ONE MOODY PLAZA, 18TH FLOOR GALVESTON, TX 77550
CAPLIN & DRYSDALE LEGAL SERVICES 101,708. ONE THOMAS CIRCLE, NW, SUITE 1100 WASHINGTON, DC 20005 ------TOTAL COMPENSATION 2,244,562.
STATEMENT 1q A
231280 1722 V05-8 7537 THE MOODY FOUNDATION GA VESTON. TEXAS 77550 74-140310 a131!3,005
PART XV - INFORMATION REGARDING GRANT PROGRAMS
NAME AND ADDRESS OF PERSON TO WHOM SCHOLARSHIP APPLICATIONS FOR INDIVIDUALS SHOULD BE ADDRESSED:
Allan Matthews MOODY FOUNDATION 704 MOODY NATIONAL BANK BUILDING GALVESTON, TEXAS 77550
APPLICATION FORM AND MATERIALS TO BE INCLUDED:
THE MOODY FOUNDATION USES A STANDARDIZED FORM WHICH CAN BE OBTAINED FROM THE FOUNDATION'S MAIN OFFICE. INFORMATION NEEDED 'INCLUDES: FAMILY BACKGROUND, FAMILY FINANCES AND SCHOLASTIC ACHIEVEMENT.
SUBMISSION DEADLINES: CONTACT Allan Matthews
RESTRICTIONS OR IMITATIONS: CONTACT Allan Matthews
NAME AND ADDRESS OF PERSON TO WHOM REQUESTS FOR GRANTS FOR ORGANIZATIONS SHOULD BE ADDRESSED-
PETER MOORE MOODY FOUNDATION 704 MOODY NATIONAL BANK BUILDING GALVESTON, TEXAS 77550
APPLICATION FORM CONTACT PETER MOORS
SUBMISSION DEADLINES: CONTACT PETER MOORE.
RESTRICTIONS OR LIMITATIONS: CONTACT PETER MOORE.
STATESn 6sJ r 1 8 Ix 3) ^h e /moody ^o^•rd a*o' Ems: "i4 - igo3Io5 THE MOODY FOUNDATION -x: Pos;oFcE STREET. SUr 7104 GALVESTON. TEXAS i.550.094
GRANT REQUEST INQUIRY INFORMATION
Date:
Information Needed:
1. Name of Organization
2. Address
3. Organization Contact Person
4. Title
5. Phone Number
6. Please attach a one page summary which includes the following information:
a. Brief description of organization; and
b. Brief description of specific project for which funding is being requested.
7. Total cost of project $ (Please include a copy of the budget for the project)
8. Amount requested from Moody Foundation: $
9. Please attach a copy of your latest IRS determination of tax-exempt status under section 501(c)3, dated after January 1, 1970.
Please return this information to:
Mr. Peter M. Moore Grants "Fv cer 2 / cro2_ The Moody Foundation 2302 Postoffice St., Suite 704 Galveston , Texas 77550
409/763-5333
DEADLINE: Cceacid fix 6e pc: rrcual benefit of Tccans by William Lewis floods. Jr. and wilt . L:hbic Shcacn Nlo c Jv ,`t--rEMF^rr 19 (a.x 3) the /rtooiy rc u"A afio+U ^5zpJ; r7i/- 1No31o5
FORMAT FOR GRANT APPLICATION
oposals should be addressed to the Grants Section of D. Plans for financing of project ti, toundation. whose responsibility it is to review each I. Itemized statement ofbudgeted expenditure :quest. Those proposals determined to be consistent with for entire project . :e interests of The Moody Foundation as established by the oard of Trustees are investigated further and processed for ? Specific amount being requested from The 'esentacion to the Trustees at one of their (our meetings Moody Foundation .firing the year. The Board does not receive visitors or 3. Funds on hand or pledged for project - •rmal presentations during its meetings. Applicants are (foundations, corporations. individuals, .xified in writing of action taken on their requests. in-kind. etc.) A grant application should not be lengthy and only one 4. Other sources where proposals for project )py of all material need be furnished. In order to assist in are submitted or pending .e preparation of the application and to facilitate con- 5. Description of how project will be finances Jeration and review of the proposal, it is important that after initial funding expires .is format be followed: E. Plans for evaluation of project I A cover letter from President or Chief Executive 1. Projected results Officer of the organi cati on Proposed method for evaluating impact or -oncise one -page - statement summarizing specific success of project ,^esc 3. Plans for disseminating results to others in l[. Information on Organization requesting funds: field and to general public A. Name, address and telephone number of organ- V. Support information pertaining to Organization i scion and name of contact person for project requesting funds B. Brief history of organiation A. Photocopy of latest IRS determina- C. Purpose and goals of organi cation tion of tax-exempt status under Sections D. Types of programs offered by organiacion 501 (c) (3), dated after January 1. •1970 B. Statement on organization letterhead that they V. Information on Proposed Project has been no change in purpose. character or A. Description of project method ofoperation subsequent to the issuanc 1. Nature of project of the IRS ruling 2. Specific need of project and purpose for 'C. Current operating budget for organization acting on need at this time year in whit 3. Goals and objectives of project ' D. Projected operating budget for (s) funding is requested (if available) B. Plans for administration of proposed activity 'E. - Audited financial statement for most recent yea 1. Key staff for project and qualifications 'F. Interim financial statement of income and 2. Number of new personnel involved and expenses from time of last audit to present disposition of new personnel upon com- pletion of project 0. List of names and business affiliations of offices C. Plans fo r operating project and directors 1. Timetable and/or schedule for implementing H. Letters of support from key persons backing proiccr project (optional) 1. Current status of project I. Any readily available printed materials, such : annual reports. pamphlets or catalogs
'Not applicable to government agencies c-r4-r8mEN1 / 9 [3x3 ) THE MOODY FOUNDATION 'GALVESTON, TEXAS 77550 EIN:74-1403105 December 31, 2005
PART IV: GAIN/LOSS DETAIL
ACCOUNT PROCEEDS BASIS GAIN/(LOSS)
Agency Advisory Account 130,794,848 130,786,259 8,589
Wells Fargo Account 11,959 15,640 (3,681)
SM&R-01 Account 3,372,961 2,794,238 578,723
SM&R-02 Account 2,217,206 2,120,776 96,430
Paine Webber Advisory Account 11,924,235 11,558,149 366,086
Total Realized Gain/(Loss) 148,321,209 147,275,062 1,046,147 Less: Land sales included above 0 0 0 Subtotal for Security Sales 148,321,209 147,275,062 1,046,147 Gain on 2003 GMC Yukon & 2003 Ford-W 34,500 34,500 0 Subtotal for Other Sales 34,500 34,500 0 Total Realized Gain/(Loss) 148,355,709 147,309,562 1,046,147
STATEMENT 19 THE MOODY FOUNDATION EIN: 74-1403 105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purpose/description Status 2005 Commitments Payments 2005 .-
AIDS Coalition of Coastal Texas, Inc Assistance in purchasing computers and software to meet state-mandated 501 [c] 3 2,500 - 2,500 - Galveston reporting requirements
American Cancer Society / Assistance in funding cancer research projects in Dallas County 501 [cJ 3 - 30,000 30,000 - Cattle Baryons Ball - Dallas
American Heart Association , Inc / Assistance in equipping first-responder vehicles in Galveston County with 501 [c] 3 5,000 - 5,000 - Houston-Gulf Coast District - Houston Automatic External Defibrillators
Animal Alliance of Galveston County Assistance in reducing the stray animal population in Galveston County by 501 [c] 3 15,000 - 15,000 Galveston purchasing supplies and equipment for a newly acquired low -cost spay and neuter facility for dogs and cats.
Arlington Life Shelter Assistance in providing clients with more frequent psychiatric and social 501 [c] 3 12,000 - 12,000 - Arlington work counseling sessions through their telemedicme program
Bradley House Restoration Foundation Assistance in preserving, repairing and painting the exterior of the 1860 501 [c] 3 - 85,000 - 85,000 Moody-Bradley House, a registered Texas Historical Landmark.
Bnarwood - Brookwood Assistance over a multi-year period with a capital campaign for the 501 [c] 3 - 300,000 - 300,000 Dallas Bnarwood School campus
Brighter Tomorrows, Inc Assistance in aiding South Dallas County individuals and fatmhes fleeing from 501 [cJ 3 5,000 - 5,000 - Grand Frame or preventing domestic or sexual violence through the operation of three emergency shelters , two outreach/thrift stores , two transitional housing facilities and a resource center
Brownsville Society for Crippled Children, Inc. Assistance in providing outpatient rehabilitative services to children with 501 [c] 3 18, 750 - 18,750 - Brownsville developmental delays, injuries, or disabilities
Capital of Texas Telecom / KLRU Assistance in producing the 31st season of the Austin City Limits 501 [c] 3 - 30,000 15,000 15,000 Austin television series
Center for Housing Resources , Inc Assistance in providing free home repairs to low-income elderly and disabled 501 [c] 3 - 10,000 - 10,000 Dallas homeowners in Dallas County
Center for Nonprofit Management, Inc Assistance in developing management-elated collaborative learning networks 501 [c] 3 5,000 - 5,000 - Dallas
Central Dallas Food Pantry / Central Assistance in providing individualized case management to young people 501 [c] 3 12,500 12,500 - Dallas Ministries transmonmg from foster or juvenile care to independent living. Dallas
Collin County Children's Advocacy Center Assistance in partially funding a Forensic Interviewer position to aid in 501 [c] 3 - 10,000 10,000 - Plano investigating and prosecuting child abuse cases
College of the Mainland Foundation, Inc Assistance in finding scholarships for nursing students and for a contracted 501 [c] 3 15,800 - 15,800 - Texas City preceptor for one additional clinical practice site Page 1 of 7 STATEMENT 20 THE MOODY FOUNDATION EIN: 74- 1403105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purposeldescnpnon Status 2005 Commitments Payments 2005
Communities in Schools Dallas, Inc Assistance m hiring a Bright Kids Reading Improvement Program 501 [c] 3 15,000 7,500 7,500 Dallas coordinator for two lower-elementary literacy and financial literacy programs
Conference of Southwest Foundations, Inc Assistance to provide members with better access to grant-making 501 [c] 3 3,000 - 3,000 - Dallas information, better communication of up-to-date legislative issues, and best practices information
Dallas Children's Advocacy Center Assistance in providing integrated services to abused children in Dallas 501 [c] 3 15 , 000 - 11,250 3,750 Dallas County to aid in healing and in prosecuting offenders
Dallas Symphony Association, Inc Assistance in providing Dallas students from underserved ethnic groups 501 [c] 3 - 5,000 5,000 - Dallas with musical instruments, group instruction, private lessons, and scholarships to summer music camps through the Symphony's nationally-recognized Young Strings program.
Educational First Steps Assistance with the Accreditation Expansion Project to improve the 501 [c] 3 - 10,000 5,000 5,000 Dallas quality of early childhood education available to low-income children
El Buen Pastor Early Childhood Assistance in providing tuition scholarships to children from low-income, 501 [c] 3 - 5,000 - 5,000 Development Center - working-poor families to attend preschool, after-school, and summer programs
Family Gateway, Inc Assistance in staffing the Kids Team of case managers, play therapist, 501 [c] 3 - 10,000 - 10,000 Dallas counselors and program assistants for formerly homeless children while their parents learn to break the cycle of poverty and homelessness
Family Place, Inc Assistance in funding a bilingual children's Care Manager to help child 501 [c] 3 - 12,500 - 12,500 Dallas victors of domestic violence
Friends of Children with Down Syndrome/ Assistance in installing an internet based viewing and communication 501 [c] 3 11,200 11,200 - The Rise School of Dallas system to allow parents more involvement in their child's school day Dallas
Friends of Deep Eddy, Inc Assistance, over a two-year period, to renovating and restoring Deep Eddy 501 [c] 3 20,000 - - 20,000 Austin Pool's historically significant bathhouse
Galaxy Counseling Center Assistance in providing Dallas-area adults, children and families with affordable 501 [c] 3 - 10,000 10,000 - Garland psychological counseling available to English and Spanish.
Galveston Bay Foundation Assistance in constructing an interpretive trail and wetlands viewing platform 501 [c] 3 - 10,000 - 10,000 Webster at Sweetwater Nature Preserve on west Galveston Island
Galveston County Senior Citizens Assistance in purchasing a van to transport senior citizens to social, cultural, 501 [c] 3 - 25,000 25,000 Activities, Inc - Galveston medical and entertainment activities
Galveston Independent School District Assistance with the Good Start Early Childhood Preschool Program 501 [c] 3 - 50,000 12,500 37,500 Educational Foundation - Galveston for disadvantaged three-year olds in need of exposure to early learning concepts Page 2 of 7 STATEMENT 20 THE MOODY FOUNDATION EIN:74-1403105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purposeldescnpnon Status 2005 Commitments Payments 2005 Garland Family Outreach Assistance in preventing child abuse and neglect through volunteer-based 501 [c] 3 5,000 2,500 2,500 Garland programs that help struggling fhnulies with young children
Gulf Coast Big Brothers & Big Sisters, Inc Assistance in staffing the School-Based Mentonng Program during the 501 [c] 3 4,800 2,400 2,400 Galveston 2005-2006 school year and providing personal mentors for children in five Galveston elementary schools
Heart House Assistance in providing professional development and continuing education 501 [c] 3 5,000 - 5,000 Dallas to staff members of the free afterschool "safe havens" for low-income and at-risk inner-city children
Houston Wilderness, Inc Assistance in first-year funding for the development of the Atlas of 501 [c] 3 5,000 - 5,000 - Houston Biodiversity for a 24-county area comprising Houston, the Upper Gulf Coast and Southeast Texas
Interfaith Care Alliance/Hill Country Assistance in underwriting the sixth annual Hill Country Ride for AIDS, that 501 [c] 3 12,500 - 12,500 - Ride for Aids - Austin benefits ten central Texas organizations providing services to people affected by HIV/AIDS
Interfaith Care Alliance/Hill Country Assistance in underwriting the seventh annual Hill Country Ride for AIDS, that 501 [c] 3 - 25,000 - 25,000 Ride for Aids - Austin benefits ten central Texas organizations providing semces to people affected by HIV/AIDS
Institute for Rehabilitation and Research Assistance over a three-year period in supporting the Mission Connect 501 [c] 3 1,500,000 - - 1,500,000 Foundation - Houston research project, a collaboration between five research institutions to address central nervous system injuries and disorders
Island, Etc. Assistance in improving theater space, the classroom/rehearsal addition, 501 [c] 3 15,000 - 15,000 - Galveston and box office operations
KIPP Austin College Prepatoty School, Inc. Assistance over a two-year period in developing a daily physical education 501 [c] 3 50,000 - 30,000 20,000 Austin program and building a running trail on the campus of this innovative school aimed at low-income, m nonty students
Legacy Counseling Center, Inc Assistance in providing individual, group and family counseling to individuals 501 [c] 3 7,500 - 7,500 Dallas with HIV/AIDS and their significant others, family and friends
Leukemia & Lymphoma Society, Inc. / Support of research efforts to find new treatments and cures for blood cancers 501 [c] 3 10,000 - 10,000 - North Dallas Chapter - Dallas
Lone Star Performing Arts Assoc , Inc Assistance in producing the Summer 2004 season of five musicals at Moody 501 [c] 3 2,381 - 2,381 - Galveston Gardens Convention Center.
Lone Star Performing Arts Assoc, Inc Assistance in presenting seven musicals at Moody Gardens and support of 501 [c] 3 68,700 66,920 1,780 Galveston the Young Professional Development Program of training college-age actors, dancers and stage technicians
Page 3 of 7 STATEMENT 20 THE MOODY FOUNDATION EN: 74- 1403 105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purpose/description Status 2005 Commitments Payments 2005
Lone Star Performing Arts Assoc , Inc Support of the 2007 musical season 501 [c] 3 - 45,000 - 45,000 Galveston
Lutheran Education Assoc of Houston Assistance in the Building with Boldness Campaign at the 501 [c] 3 25,000 - - 25,000 Houston Lutheran South Academy
Make-A- Wish Foundation of North Texas Assistance in funding the special requests of Dallas County children with 501 [c) 3 - 12,000 - 12,000 Dallas life-threatening illnesses
Marathon Kids Assistance in promoting children's health and fitness through expansion 501 [c] 3 - 150,000 37, 500 112,500 Austin of the Marathon Kids free running, walking and nutrition programs to reach 80,000 K-5 students in Austin, Dallas, Houston and Rio Grande Valley
Metroplex Animal Coalition Assistance in reducing the health risks, municipal costs and humane issues 501 [c] 3 - 10,000 10,000 - Dallas posed by stray animals and providing free spay/neuter services for the animals of low -mcome Dallas residents
Moody Gardens , Inc , Funding to expand the convention center and hotel 501 [c] 3 6,871,519 3,794,792 3 ,076,727 Galveston
Moody Gardens, Inc, Assistance in renovating and upgrading the [MAX 3D theater 501 [c] 3 - 810,000 - 810,000 Galveston
Moody Gardens , Inc., Assistance in renovating and upgrading the [MAX 3 -D projection and sound 501 [c] 3 11 ,303 - 11,303 - Galveston system
Moody Gardens , Inc., Assistance in funding non-recurring administrative costs associated with 501 [c] 3 345,930 - 279,641 66,289 Galveston performing compliance review requirements
Moody Gardens . Inc , Assistance with 2003-2004 Fiscal Year operating expenses 501 [c] 3 2,534,794 - 2,534,794 - Galveston
Moody Scholars Program - 1999 College scholarships for Galveston County residents 501 [c] 3 34 ,910 - - 34,910 Galveston
Moody Scholars Program - 2000 College scholarships for Galveston County residents 501 [c] 3 20,200 - (400) 20,600 Galveston
Moody Scholars Program - 2001 College scholarships for Galveston County residents 501 [c] 3 6,000 - (2,625) 8,625 Galveston
Moody Scholars Program - 2002 College scholarships for Galveston County residents 501 [c] 3 33 , 800 - 21,000 12,800 Galveston
Moody Scholars Program - 2003 College scholarships for Galveston County residents 501 [c] 3 35 , 133 - 30,000 5,133 Galveston Page 4 of 7 STATEMENT 20 THE MOODY FOUNDATION EIN: 74-1403 105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purpose/description Status 2005 Commitments Payments 2005
Moody Scholars Program - 2004 College scholarships for Galveston County residents 501 [c] 3 94, 500 - 45,500 49,000 Galveston
Moody Scholars Program - 2004 College scholarships for Dallas County residents 501 [c] 3 82 ,000 - 38,000 44,000 Dallas
Moody Scholars Program - 2005 College scholarships for Galveston County residents 501 [c] 3 200,000 - 66,500 133,500 Galveston
Moody Scholars Program - 2005 College scholarships for Dallas County residents 501 [c] 3 100,000 - 28,500 71,500 Dallas
Moody Scholars Program - 2006 College scholarships for Galveston County residents 501 [c] 3 - 200,000 - 200,000 Galveston
Moody Scholars Program - 2006 College scholarships for Dallas County residents 501 [c] 3 100,000 - 100,000 Dallas
NAMI Gulf Coast Assistance over a three-year penod in providing programs and services to 501 [c] 3 6,667 - 3,334 3,333 Alvin persons with mental Mness, their fumhes , and professionals who treat them
New Beginning Center, Inc Assistance in the completion of the technology lab and client services office 501 [c] 3 6,500 - 6,500 Garland for the facility that provides shelter for Garland area women and children who are escaping domestic violence circumstances
OneStar Foundation / Texas Round-Up Assistance in funding the education campaign of the Texas Round-Up to 501 [c] 3 - 100,000 - 100,000 Austin encourage all Texans to develop healthier, more active lifestyles
Open Arms Inc / Bryan's House Assistance in providing medically-managed child care to preschool-aged 501 [c] 3 - 10,000 - 10,000 Dallas children who are HIV-positive or who have a family member who is HIV-positive, enabling them to receive routing nursing care and respite services along with developmentally appropriate educational activities
Open Door Multilingual Preschool , Inc Assistance with scholarships to provide children with limited English-language 501 [c] 3 - 6,000 6,000 - Dallas proficiency an opportunity to attend a nationally-accredited preschool program
Operation Li ft - Literacy Instruction for Assistance in expanding the adult literacy and adult education programs to 501 [c] 3 7,500 - 7,500 Texas - Dallas five new satellite locations
Pastoral Counseling and Education Center Assistance in providing reduced cost therapeutic services for adults and 501 [c] 3 5,000 - 5,000 - Dallas children in the North Texas area
Planned Parenthood of the Texas Assistance over a two-year period in constructing the Education and Volunteer 501 [c] 3 50,000 - - 50,000 Capitol Region, Inc - Austin Resource Center component of a new south Austin clime, and support of a fundraising event
Planned Parenthood of the Texas Assistance in purchasing new equipment and performing needed maintenance 501 [c] 3 - 30,000 - 30,000 Capitol Region, Inc - Austin at Planned Parenthood's three Austin clinics Page 5 of 7 STATEMENT 20 THE MOODY FOUNDATION E1N: 74-1403105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purpose/description Status 2005 Commitments Payments 2005
St Andrew's Episcopal School, Assistance in funding two years of the Learning Specialist position 501 [c] 3 61,251 - 30,625 30,626 Austin
St Phillip's School and Community Center Assistance in providing partial tuition scholarships to students whose families 501 [c] 3 15,000 - 15,000 Dallas live in Habitat for Humanity homes near the school
St Vincent's House Assistance in operating with UTMB staffing a free clinic for Galveston's 501 [c] 3 10,000 - 10,000 - Galveston indigent, transient, homeless and uninsured
Shelter Ministries of Dallas Assistance in purchasing an updated phone system for the shelters hotline, 501 [c] 3 25,000 - 25,000 Dallas offices and residential areas
Shelter Muustnes of Dallas Assistance in breaking the cycle of homelessness through the Work Therapy 501 [c] 3 - 10,000 7,500 2,500 Dallas Program ofJob skills and training, psychological counseling and life-skills education
Special Olympics of Texas Assistance in involving more than 1,200 Galveston area children and adults with 501 [c] 3 5,000 - 5,000 Austin / Clear Lake mental retardation to improve their developmental, social, emotional, educational and physical functioning through individual and team sports
Tarrant Area Food Bank Assistance in completing the expansion of the Food Bank's freezer capacity. 501 [c) 3 5,000 - 5,000 - Fort Worth
Texas Ballet Theater, Inc Assistance in expanding the "City Dance" in-school ballet instruction program 501 [c] 3 10,000 - 10,000 Fort Worth to reach low-income students in four elementary schools in Dallas and Fort Worth
Town Lake Trail Foundation Assistance in repairing one trailhead and installing plumbing in a new restroom 501 [c] 3 30,500 - 14,500 16,000 Austin along the Town Lake Tnul.
Transitional Leaning Center, Continuing support over a 3-year period, of the rehabilitation, long-term 501 [c] 3 5,686,856 - 3,960,904 1,725,952 Galveston residential, and research and training programs aimed at improving the lives of traumatic brain injury survivors
Transitional Learning Center, Continuing support over a 3-year period, of the rehabilitation, long-term 501 [c] 3 - 28,109,459 4,421,996 23,687,463 Galveston residential, and research and training programs aimed at improving the lives of traumatic brain injury survivors
Trinity Episcopal School Assistance over a two-year period with a capital campaign that will enable the 501 [c] 3 1,000,000 - - 1,000,000 Galveston construction of a new Middle School building, playground and parking lot, along with campus-wide repairs
Union Gospel Mission Assistance in renovating the men's mission to accommodate an additional 501 [c] 3 15,000 - 15,000 Dallas 100 homeless clients
University of Texas at Austin / LBJ Endowment support to establish the Frances Moody Newman Distinguished 501 [c] 3 100,000 - 100,000 School of Public Affairs - Austin Lecture Series to present noted experts in philanthropy, nonprofit studies or volunteerism Page 6 of 7 STATEMENT 20 THE MOODY FOUNDATION EIN: 74-1403105
ATTACHMENT TO FORM 990-PF, GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR OR APPROVED FOR FUTURE PAYMENT
Unpaid at Unpaid at Tax January 1, 2005 Activity December 31 Recipient Purpose/description Status 2005 Cormmtments Payments 2005 University of Texas at Dallas / Center Assistance in collecting baseline data from children with brain injuries in order 501 [c] 3 - 12,000 - 12,000 for Brain Health - Dallas to research the role of neuroendocnne function in physical growth, cognitive function and quality of life in the years subsequent to a child's traumatic brain injury
University of Texas Medical Branch Assistance in establishing the John D Stobo, M D Endowed Chair 501 [c] 3 - 25,000 - 25,000 Galveston honoring the president of UTMB for his leadership in health care training, biomedical research, community service, and innovative programs.
University of Texas Medical Branch Assistance in providing first-year matching funds for a telemedicine project 501 [c] 3 - 25,000 - 25,000 Galveston linking behavioral specialists at UTMB with students at the Teen Health Centers in Galveston Independent School District middle and high schools
University of Texas Southwestern Assistance over a two-year period, in developing a DNA bank to determine 501 [c] 3 - 90,000 22,500 67,500 Medical Center at Dallas - Dallas if genetic factors are associated with poor neurological recovery after traumatic brain injury and to develop therapies tailored to limn damage and improve recovery
Victims Outreach Assistance in purchasing a new telephone system at this agency offering 501 [c] 3 - 12,500 - 12,500 Dallas counseling, advocacy and therapy to victims of violent crime
West Nueces-Las Moras Sod & Water Funding of Phase V research efforts to determine the effects on wildlife, 501 [c] 3 35,000 - 35,000 - Conservation District - Brackettvdle habitats, and Edwards Aquifer watershed resulting from the control of Cedar
YMCA of Austin Assistance with the 2006 Partner of Youth annual campaign to supplement 501 [c] 3 - 15,000 - 15,000 Austin membership and activity fees and provide financial assistance to children and adults unable to pay the full cost of participation
YMCA of Austin Assistance in completing the Partner of Youth annual campaign to support 501 [c] 3 3,750 - 3,750 - Austin youth programs and provide funds for membership and program assistance enabling children and families of imnted means to participate in YMCA activities
Rounding (201) (1,560)
19,048,744 30,665,258 15,803,315 33,909,328 Grants lapsed or withdrawn 18,363 19,067,107
Page 7 of 7 STATEMENT 20 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of recipient of grant:
The Colonel Museum, Inc. (Grant #89-42) 111 Tremont Galveston, Texas 77550
2. Date of approval and amount of grant:
4/29/89 - $1,263,075, over a 3-year period
3. Purpose of the original grant:
For an operating deficit Escrow Fund ($300,000); an operational budget amount not to exceed $300,000 per year for three (3) consecutive years; for drydock expenses for 1990 ($30,000) and drydock expense for 1992 ($33,075).
Purpose of the original grant amended 09/28/92:
Up to $200,000 in unexpended funds remaining in the Operating Budget Grant for fiscal year ending 09/30/92 to be funded over fiscal years 10/01/92-09/30/93, 10/01/93-09/30/94, and 10/01/94-09./30/95 for up to $138,000 in anticipated legal expenses and up to, but no more than $62,000 of the amount by which operating expenses exceed revenues of the Colonel plus amounts funded under Grant #92-12.
On 12/12/2002 Grantor approved the change of the escrow fund to a permanent capital fund.
4. Amount expended by grantee: Amount expended in 2005: $406,000* Amount expended in previous years: $598,667.21**
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
11/14/2005 Annual Report & Final Report for permanent capital fund
*This includes partial interest earned.
**This includes interest earnings expended.
STATEMENT 21 Page 1 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility iquired
1. Name and address of recipient of grant:
Val Verde Community Foundation (formerly Del Rio Community Foundation) 109 Griner Street Del Rio, TX 78840
2. Date of approval and amount of grant:
1983 - $12,000 - for initial operation expenses and Land Use Study.
1984 - $2,566,584 (see #3)
3. Purpose of the grant:
Moody Foundation granted stock, cash and real property to the Community Foundation:
(a) The stock and part of the cash to purchase all of the outstanding stock or at least a controlling interest was for the purpose of enabling the citizens of Del Rio to control locally, through the Community Foundation, the irrigation ditches and to operate and maintain such ditches for the benefit of the Del Rio Community.
(b) The real property and part of the cash to purchase the land was for the purpose of allowing the Community Foundation to sell the real property and land, thereby obtaining funds which can be invested for the purpose of providing income for the Community Foundation to be used solely for 170 (c)(2)(B) purposes. Such income will be used to pay operating expenses to the Community Foundation, to pay for the maintenance and repair of the irrigation ditches and to pay for other activities which will constitute section 170 (c) (2) (B) purposes.
(c) The initial grant for part of the cash to pay operating expenses to the Community Foundation was for the purpose of providing the Community Foundation with funds to hire the necessary personnel and pay other operating expenses to carry on the purposes of the above grants.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $2,578,584
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee: STATEMENT21 02/06/2006 2005 Annual Report Page 2 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of recipient of loan:
Moody Gardens, Inc. (Advancing Term Loan) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of loan
Approved 9/18/98 - Ratified 12/1/98 Amount of Loan Approved: $13,000,000
3. Purpose of original loan:
for use in completing construction of the Moody Gardens Hotel.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $13,003,362.30*
5. Diversion of funds from the purpose of the loan:
None
6. Date of reports received from the grantee:
12/19/2005 Annual Report
*This includes interest earnings expended.
STATEMENT 21 Page 3 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question Sc Grants for which Expenditure Responsibility is Required
1. Name and address of recipient of grant:
Moody Gardens, Inc. (Grant #94-3) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
02/22/94 and ratified 04/05/94 - $1,300,000
3. Purpose of the grant:
To fund a revolving cash fund for cash shortages during the winter and spring seasons to be replenished by excess cash flow generated during the summer season.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $252,942.57**
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report - Non-Capital Endowment Grant Fund
**This includes interest earnings expended.
Note: This grant is a revolving fund and it can be partially used and replenished. If grant is ever terminated, grantee may need to return replenished unused funds.
STATEMENT 21 Page 4 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of recipient of grant:
Moody Gardens, Inc. (Grant #96-12) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
Original award: 02/22/96 - $112,000,000 Add'l. allocation: 12/10/96 - $ 28,091,638 Add'l. allocation: 10/10/97 - $ 400,000
3. Purpose of original grant:
For Phase IV of Moody Gardens.
Purpose of additional allocation approved 12/10/96:
For additions to the construction budgets for Phase IV.
Purpose of additional allocation approved 10/10/97:
For interest only on a loan incurred by Moody Gardens, Inc.
4. Amount Expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $140,324,488.75*
5. Diversion of funds from the purpose of the grant:
None
6. Date of Reports received from the grantee:
12/19/2005 2005 Annual Report & Preliminary Final Report - Capital Grant Funds 12/19/2005 2005 Annual Report & Final Report - Non-Capital Grant Funds
*Includes interest earnings expended
STATEMENT 21 Page 5 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #97-18) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
Original Award: 09/08/97 - $1,350,000 Add'l allocation: 12/1/98 - $206,105
3. Purpose of original grant:
funding for the acquisition of animal specimens for the planned Aquarium at Moody Gardens.
Purpose of additional allocation:
additional allocation for the acquisition of animal specimens for the Aquarium at Moody Gardens.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $1,235,118.05
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report & Preliminary Final Report - Capital Grant Funds
STATEMENT 21 Page 6 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2002-01) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
Original Award: 05/22/2002 - $100,681,754.00 Add'l allocation: 08/27/2003 - $46,646,246.00
3. Purpose of grant:
support of Phase V construction elements, including expansion of the convention center and hotel.
Purpose of additional allocation:
additional expenses of Phase V construction.
4. Amount expended by grantee: Amount expended in 2005: $6,440,030.57 Amount expended in previous years: $129,538,389.39
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report - Capital Grant Funds
STATEMENT 21 Page 7of13 • THE MOODY FOUNDATION EIN: 74-1403105 • DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibili is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2002-02) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
Original Award: 05/22/2002 - $15,251,536.00 Add'l allocation: 08/27/2003 - $1,588,262.00
3. Purpose of grant:
support of Phase V construction elements, including a parking garage.
Purpose of additional allocation:
additional expenses of Phase V construction.
4. Amount expended by grantee: Amount expended in 2005: $330,698.00 Amount expended in previous years: $16,137,680.30
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report - Capital Grant Funds
STATEMENT 21 Page 8 of 13 THE MOODY FOUNDATION EIN: 74-1403105 • DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2003-05) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
02/28/2003 - $200,000.00
3. Purpose of grant:
support of capital expenditures to renovate the IMAX 3-D theater.
4. Amount expended by grantee: Amount expended in 2005: $11,303.38 Amount expended in previous years: $181,486.74
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report - Capital Grant Funds
STATEMENT 21 Page 9 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2004-01) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
02/03/2004 - $2,186,867
3. Purpose of grant:
support of operating expenses for fiscal year 2003-2004.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $2,186,887*
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report & Final Report - Non-Capital Grant Funds
*This includes interest earnings expended.
STATEMENT 21 Page 10 of 13 THE MOODY FOUNDATION EIN: 74-1403105 • DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibilitinquired
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2004-22) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
06/22/2004 - $500,000.00 12/14/2004 - additional allocation of $600,000.00
3. Purpose of grant:
funding for non-recurring administrative costs.
4. Amount expended by grantee: Amount expended in 2005: $655,759.07 Amount expended in previous years: $377,851.85
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report - Non-Capital Grant Funds
STATEMENT 21 Page 11 of 13 4 THE MOODY FOUNDATION EIN:74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibili is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2004-44) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
12/14/2004 $2,534,794
3. Purpose of grant:
2003-2004 Fiscal Year operational expenses.
4. Amount expended by grantee: Amount expended in 2005: $2,534,794 Amount expended in previous years: $0
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
12/19/2005 2005 Annual Report Non-Capital Grant Funds
STATEMENT 21 Page 12 of 13 THE MOODY FOUNDATION EIN: 74-1403105 DECEMBER 31, 2005
Attachment to Form 990-PF, Part VII-B, Question 5c Grants for which Expenditure Responsibility is Required
1. Name and address of grant recipient:
Moody Gardens, Inc. (Grant #2005-30) One Hope Blvd. Galveston, Texas 77554
2. Date of approval and amount of grant:
10/05/2005 $810,000
3. Purpose of grant:
Renovations and upgrading the IMAX 3D Theater.
4. Amount expended by grantee: Amount expended in 2005: $0 Amount expended in previous years: $0
5. Diversion of funds from the purpose of the grant:
None
6. Date of reports received from the grantee:
None Due
STATEMENT 21 Page 13 of 13 The Moody Foundation tIN: 74-1403105 December 31, 2005
PART X, LINE 1(e) - REDUCTION CLAIMED FOR BLOCKAGE
During 2005 , the Moody Foundation owned 6,208,434 shares of American National Insurance Company (ANICO) common stock, representing approx . 23% of the total issued and outstanding common stock shares of American National Insurance Company.
Average Monthly FMV 698,438,478 Blockage (69,843,848) Average Monthly FMV After Blockage 628,594,630
The Moody Foundation is claiming a 10% blockage on this stock because of the large percentage of total shares owned. If the Foundation ever needed to liquidate this stock, the liquidation could only be done over an extended period of time without causing the market value of the stock to decrease in value due to the large number of total shares owned by the Foundation.
STATEMENT 22 THE MOODY FOUNDATION EIN: 74- 1403105 December 31, 2005
FORM 990-PF, PART I, LINE 19, and PART II, LINE 14
Accumulated Net Book Depreciation Asset Description Cost Depreciation Value Expense
New Offices 1,085,375 (1,068,551) 16,824 7,074 Bulldozer 32,584 (32,584) 0 0 Computer Equipment 411,043 (402,049) 8,994 2,998 Dancing Waters 607,611 (607,611) 0 0 IMAX projector 2,720,164 (2,720,164) 0 0 Automobiles 170,887 (123,987) 46,900 50,039
Totals 5,027,664 (4,954,946) 72,718 60,111
STATEMENT 23 Form 8868 Application for Extension of Time To File an (Rev Deceq^ er 2004) Exempt Organization Return + I OMB No 1545-1709 Department of the Treasury Internal Revenue seance ► File a separate application for each return • If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box , , , , , , , , , , , , , ► u • If you are filing for an Additional ( not automatic ) 3-Month Extension , complete only Part II (on page 2 of this form). Do not complete Part ll unless you have already been granted an automatic 3-month extension on a p reviously filed Form 8868 Automatic 3-Month Extension of Time - Only submit original (no copies needed) q Form 990-T corporations requesting an automatic 6-month extension - check this box and complete Part I only...... ► All other corporations (including Form 990-C filers) must use Form 7004 to request an extension of time to file income tax returns. Partnerships, REMI Cs, and trusts must use Form 8736 to request an extension of time to file Form 1065, 1066, or 1041. Electronic Filing (e-file). Form 8868 can be filed electronically if you want a 3-month automatic extension of time to file one of the returns noted below (6 months for corporate Form 990-T filers) However, you cannot file it electronically if you want the additional (not automatic) 3-month extension, instead you must submit the fully completed signed page 2 (Part II) of Form 8868. For more details on the electronic filing of this form, visit www.irs gov/efile. Type or Name of Exempt Organization Employer identification number print THE MOODY FOUNDATION 74-1403105 room or suite no If a P 0 box , see instructions File by the Number , street , and due date for 2302 POST OFFICE STREET 704 filing your return See City, town or post office , state, and ZIP code For a foreign address , see instructions instructions -- -. - _-- , Check type of return to be filed (file a se arate application for each return). Form 990 Form 990-T (corporation) Form 4720 Form 990-BL Form 990-T(sec 401(a) or 408(a) trust) Form 5227 Form 990-EZ Form 990-T (trust other than above) Form 6069 X Form 990-PF Form 1041-A Form 8870
DAHLBERG • The books are In the care of ► FRANCES MOODY -
Telephone No ► 409 797-1500 FAX No. ► 409 763-5564 q • If the organization does not have an office or place of business in the United States, check this box ► • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) If this is q this box for the whole group, check this box ► If it is for part of the group, check ► and attach a list with the names and EINs of all members the extension will cover I I request an automatic 3-month (6-months fora Form 990 -T corporation ) extension of time until 08/15 , 2006 to file the exempt organization return for the organization named above. The extension is for the organization's return for ► x calendar year 2005 or ► tax year beginning , and ending
2 If this tax year is for less than 12 months, check reason q Initial return q Final return q Change in accounting period
3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions ...... $ 840, 888. b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit $ 780, 888. c Balance Due . Subtract line 3b from line 3a Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System) See instructions ...... $ 60, 000. Caution . If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions For Privacy Act and Paperwork Reduction Act Notice, see Instructions . Form 8868 (Rev 12-2004)
JSA 5F8054 1 000 231280 1722 V05-6 7537 8868 ( Rev 12-2004) Page 2 • If-volt are,filirg for an Additional (not automatic ) 3-Month Extension, complete only Part II and check this box, .. , , , _ _ . ► X Note : Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868. • If ou are filing for an Automatic 3-Month Extension , com plete only Part I (on page 1 ). Additional ( not automatic) 3-Month Extension of Time - Must File Original and One Copy. Name of Exempt Organization Employer identification number Type or - print The Moody Foundation - 74-1403105 suite no If P.O. instructions only File by the Number , street , and room or a box, see . For IRS use extended Post Office Street due date for 2302 filing the City, town or post office , state, and ZIP code. For a foreign address, see instructions. - return See - ' instructions Galveston, TX 77550 Check type of return to be filed (File a se arate application for each return) Form 990 Form 990-T(sec. 401(a) or 408(a) trust) Form 5227 Form 990-BL Form 990-T (trust other than above) Form 6069 Form 990-EZ Form 1041-A Form 8870 X Form 990-PF Form 4720 STOP: Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. Frances Moody-Dahlberg • The books are in the care of ► 409-797-1500 409-763-5564 Telephone No. . FAX No. ► q • If the organization does not have an office or place of business in the United States, check this box ...... ► • If this is for a Group Return, enter the or anization's four digit Group Exemption Number (GEN If this is for the whole group, check this box ► f . If it is for part of the group, check this box ► and attach a list with the names and EINs of all members the extension is for. 4 I request an additional 3-month extension of time until November 15, 2006 5 For calendar year 2005 , or other tax year beginning and ending 6 If this tax year is for less than 12 months, check reason: Initial return Final return Change in accounting period 7 State in detail why you need the extension Additional time is required to allow for the correct and accurate preparation and review of the Taxpayer's Form 990-PF. Thus, the Taxpayer respectfully requests an additional extension of time to file Form 990-PF. 8a If t his a pplication i s for F orm 9 90-BL, 9 90-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions $ 840, 888 b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868 $ 840,888 c Balance Due . Subtract line 8b from line 8a. Include your payment with this form, or, if required, deposit with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions ...... $ NONE Signature and Verification Under penalties of perjury, I declare that 1 have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, aAQw,4pomplete„and thayl.am authorized to prepare this form
Signature Tit -, N4 Date l "o to Notice to Applicant - To Be Completed by the IRS We ave approved this application . Please attach this form to the organization 's return. We have not approved this application . However, we have granted a 10-day grace period from the later of the date shown below or the due 4 date of the organization 's return (including any prior extensions). This grace period is considered to be a valid extension of time for elections otherwise required to be made on a timely return . Please attach this form to the organization 's return. El We have not approved this application . After considering the reasons stated in item 7, we cannot grant your request for an extension of time to file. We are not granting a 10-day grace period 8 We cannot consider this application because it was filed after the extended due date of the return for which an extension was requested. Other
By- Director Date Alternate Mailing Address - Enter the address if you want the copy of this application for an additional r Oven returned to an address different than the one entered above w Name KPMG LLP Attn: Lori A. McLaughlin AUG 21 2006 Type or Number and street ( include suite, room, or apt no.) or a P.O. box number print 717 N. Harwood, Suite 3100 FIELDDIRECTO City or town , province or state, and country ( including postal or ZIP code) 6UBMWONP Dallas, Texas 75201 TSA Form 8868 (Rev 12-2004) 51`8055 1 000