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FOIA CONFIDENTIAL TREATMENT REQUESTED LBHI_SEC07940_2277547 BY LEHMAN BROTHERS HOLDINGS INC. m-n FID GLOBAL 2008 YTD -<0 TOP 250 CLIENTS r)> (OOOs) FIRM 2008 2008 mo Rk Account Name Industry IGC HY CDO RATES FX CMD ABSIMBS RECMBS MUNI PS* OTHER** :::I:o CAP YTD ANNL I Harbert Management Corp. Hedge Fund 1,386 4,565 61,125 613 9,267 76,957 115,665 sz 2 Pimco (G) Money Manager 20,134 3,329 191 15,297 346 5,012 4,185 288 1,492 23,544 509 481 74,810 112,439 )>"11 3 Moore Capital Hedge Fund 25,037 7,095 5,563 14,116 4,646 2,096 2,261 81 548 5,005 4,091 70,540 106,021 Z- 4 Western Asset Management Co (G) Money Manager 8,238 2,628 684 5,161 121 457 2,720 33 1,945 36,505 206 1,404 60,101 90,332 5 Jp Morgan Chase Bank (G) Bank 4,475 2,478 7,334 13,264 2,978 8,327 24 9,340 0 11,396 59,617 89,604 m~ 6 Blackrock (G) Money Manager 8,871 7,287 317 24,370 798 7,823 665 3,767 5,078 96 144 59,216 89,001 ;;oz 7 Baupost Group Llc Hedge Fund 296 69 5 51,961 50 52,381 78,729 0-t 8 Goldman Sachs Asset Mgmt (G) Money Manager 8,966 5,156 411 13,031 3,802 175 3,549 337 1,195 10,275 2,482 228 49,607 74,559 -1- 9 Putnam(G) Money Manager 3,212 1,624 871 16,518 1,777 341 10,702 2,039 713 8,480 47 46,325 69,626 :::I:)> 10 Fidelity Mgmt And Research (G) Money Manager 6,962 7,464 11 1,122 367 13,300 362 2,854 750 1,110 6,981 41,283 62,049 mr 11 Citadel (G) Hedge Fund 18,468 8,604 5,672 3,607 1,071 543 40 140 2,919 40 0 41,103 61,777 ;;o-1 12 Ikb Deutsche (G) Bank 286 40,000 40,286 60,549 enAJ 13 Deutsche Bank (G) Bank 16,558 7,665 1,892 6,483 1,444 142 3,824 107 492 209 142 38,957 58,553 m 14 Citigroup Global Markets (G) Broker/Dealer 1,675 1,552 75 3,083 35 28,817 249 25 49 27 35,588 53,489 :I:)> 15 Bear Stearns Securities (G) Broker/Dealer 824 144 33,604 312 !55 396 36 5 35,476 53,320 16 Fortress (G) Hedge Fund 3,083 1,142 1,500 4,828 3,908 88 14,669 1,827 528 3,495 40 35,108 52,767 0-t 17 Chesapeake Energy Oklahoma Other 34,689 34,689 52,138 r:s: 18 Mizuho Corporate Bank (G) Bank 11,765 18,273 989 2,475 2 28 72 1,015 0 34,620 52,033 Om 19 Fondazione Enasarco Italy Bank 17,000 17,000 34,000 51,102 -z 20 Brevan Howard (G) Hedge Fund 704 239 267 16,856 6,446 3,224 978 4 1,310 2,883 385 33,296 50,044 z-1 21 Morgan Stanley Capital Services New York Bank 4,861 4,965 937 23 216 18,010 1,220 30,232 45,439 22 Pioneer Inv Mgmt (G) Money Manager 696 474 9,067 7,486 1,110 5,610 764 4,370 0 6 29,584 44,464 ~;;o 23 Citibank(G) Bank 4,221 3,407 145 2,974 10,360 584 7,191 68 0 53 29,002 43,590 -m 24 Bank Of America (G) Bank 3,769 962 394 21,931 81 477 862 128 7 28,610 43,001 zn 25 Abn Amro Bank (G) Bank 208 333 51,176 910 213 55 255 86 (12,782) (12,450) 28,005 42,091 Oc 26 Hsh Nordbank (G) Bank 99 180 14,892 874 486 3,448 6,400 I 26,379 39,648 . m 27 Linn Energy, Llc Corp/Pension 26,402 (1,329 25,073 37,684 28 Assured Guaranty Corp. Insurance Company 24,188 24,188 36,354 en 29 Barclays Global Investors (G) Money Manager 5,094 1,496 26 10,498 60 2,275 108 3 2,753 !51 1,551 24,015 36,094 -I 30 Bank OfTokyo-Mitsubishi Ufi (G) Bank 924 1,043 8,155 84 8,681 2,049 1,714 857 23,508 35,333 m 31 State Street Global Advisors (G) Money Manager 3,666 206 4 1,990 4 2,029 27 116 5,885 3,487 5,867 23,280 34,990 0 32 Capital Research (G) Money Manager 15,035 1,539 334 3,327 15 1,681 21,931 32,961 33 Nymex Corp/Pension 21,724 21,724 32,650 34 Bbva Banco Provincial Venezuela Bank 3,040 18,200 21,240 31,923 35 Ubs Securities Llc Connecticut Hedge Fund 8,531 3,032 493 3 865 4,743 3,189 20,857 31,347 36 Main Street Natural Gas Corp/Pension 20,700 20,700 31,112 37 Agricultnral Bank OfTaiwan Bank 20,000 20,000 30,060 38 Canyon Capital (G) Hedge Fund 624 4,692 919 13,468 19 200 19,922 29,943 39 Bank OfNew York (G) Bank 2,311 5 766 8 924 47 I 6,715 3 8,491 19,271 28,964 40 Bracebridge Capital Massachusetts Hedge Fund 1,346 91 1,244 9 11,851 35 4,525 19,101 28,709 41 Bluemountain Capital Mgmt Lp Hedge Fund 8,145 7,819 443 1,010 1,249 410 17 5 19,097 28,703 42 Cerberus Partners L p Hedge Fund 8 263 96 11,338 2,324 4,934 18,963 28,502 43 Aegon(G) Insurance Company 2,710 458 2,513 1,100 11,185 909 6 78 18,958 28,494 44 Jppenheimer Money Manager 2,132 1,485 65 7,260 4,895 1,587 323 820 I 8 15 18,589 27,939 45 Qvt Financial Hedge Fund 7,901 387 726 2,006 388 4,956 329 1,728 18,421 27,687 46 Jp Morgan Asset Mgmt (G) Money Manager 6,178 1,158 112 5,374 59 2,977 242 1,512 536 2 215 18,365 27,603 r 47 Societe Generale (G) Bank 2,934 1,860 789 3,718 4,397 0 3,675 557 40 I 301 18,274 27,466 m 48 Swiss Re (G) Insurance Company 7,643 1,634 920 2,539 841 3,316 598 221 439 18,151 27,280 :I: 49 Drake Management Llc Hedge Fund 1,263 906 1,232 2,788 740 444 0 34 10,357 226 7 17,997 27,050 50 Elliott Associates (G) Hedge Fund 2,319 734 650 1,354 987 10,681 310 225 442 13 17,716 26,626 l- 51 King Street Capital (G) Hedge Fund 5,046 7,045 1,116 I 2,162 10 40 2,237 17,657 26,538 en 52 Berkshire Hathaway Nebraska Insurance Company 178 523 3,200 142 37 13,350 17,430 26,197 m 53 Abp Investments (G) Corp/Pension 2,734 4,256 8 8,138 550 18 1,140 250 17,094 25,692 0 54 Bank Of Korea (G) Government 296 2,342 251 12,689 1,497 17,075 25,663 0 55 Rogge Capital Llc Hedge Fund 1,317 45 I 9,687 5,599 2 6 196 0 16,854 25,331 ...... 56 Merrill Lynch International Bank Uk Hedge Fund 4,505 2,654 8,388 273 79 831 33 8 31 25 16,828 25,292 CD 57 Endeavour Capital (G) Hedge Fund 38 12,404 2,085 164 269 1,462 16,423 24,683 ~ 58 State Administration Of Foreign Exchange China Government 1,342 8,789 2,121 2 4,120 16,374 24,610 0 59 Goldentree Asset Management New Y or Money Manager 718 3,822 60 92 2 9,051 1,927 250 15,921 23,929 I 60 Credit Suisse First Boston (G) Broker/Dealer 2,375 1,955 363 5,062 924 31 3,309 466 8 731 72 214 15,509 23,309 1\) 61 Bank Of China (G) Bank 33 143 13,436 1,360 !55 275 79 3 I 15,485 23,274 1\) ...... 62 Countrywide (G) Bank 53 13,930 1,412 0 25 3 15,422 23,180 ...... 63 National City Bank (G) Bank 45 106 3,583 33 10,753 142 55 6 200 14,921 22,427 0'1 64 Aig (G) Insurance Company 7,141 2,233 600 250 1,028 663 273 1,548 897 276 14,909 22,409 ~ 65 Norges Bank (G) Government 605 2 6 2,224 927 6 7 10,884 I 14,659 22,033 co 66 Vanguard Group (G) Money Manager 4,572 1,491 7 385 617 4,236 2,260 735 4 14,307 21,503 67 Glg (G) Hedge Fund 2,287 1,387 35 I 1,471 6 618 1,125 7,146 30 14,105 21,200 m-n FID GLOBAL 2008 YTD -<0 TOP 250 CLIENTS r)> (OOOs) FIRM 2008 2008 mo Rk Account Name Industry IGC HY CDO RATES FX CMD ABSIMBS RECMBS MUNI PS* OTHER** :::I:o CAP YTD ANNL 68 Far Glorv Life Insurance Taiwa Insurance Company 6 13,340 13 13,359 20,078 sz 69 Chinatrust Connnercial Bank (G) Bank 65 12,683 181 204 74 13,208 19,851 )>"11 70 Metlife Insurance Company 2,843 1,540 2,068 799 ll8 4,079 1,717 I 29 13,193 19,829 Z- 71 Aflac Incorporated Insurance Company 536 3,600 17,875 (8,860) 13,151 19,766 72 De Shaw(G) Hedge Fund 1,290 3,470 422 4,249 1,016 1,261 1,405 13 13,125 19,727 m~ 73 London Diversified Fund Management Llp Hedge Fund 79 26 5 9,097 2,792 200 834 13,033 19,588 ;;oz 74 lng Investment Mgmt (G) Insurance Company 5,910 1,009 184 1,271 1,136 2,334 505 3 242 0 12,595 18,930 0-t 75 Stark lnv (G) Hedge Fund 324 2,141 191 3,254 3,987 2,022 72 34 555 12,580 18,907 -1- 76 Banque De France Government 6,439 0 6,137 0 12,576 18,902 :::I:)> 77 Ubs Global Asset Mgmt (G) Money Manager 1,895 734 4,879 543 13 3,053 628 272 ll2 I 226 12,356 18,572 mr 78 Lehman Brothers Inc Broker/Dealer 139 47 3,010 5,980 575 2,329 318 10 (116) 12,292 18,475 ;;o-1 79 Capula Investment Mgment Uk Hedge Fund 5 128 8,824 13 3,298 12,269 18,440 enAJ 80 Ethias Insurance Company 79 10,700 1,335 12,114 18,208 m 81 Intesa San Paolo Group Bank 32 16 3,361 7,698 106 881 I 12,095 18,178 :I:)> 82 Freddie Mac Government 25 10,566 346 127 160 0 808 12,031 18,083 83 Principal Global Investors (G) Money Manager 2,424 3,895 2,229 136 555 733 1,907 21 48 ll,948 17,957 0-t 84 Bain Capital Inc Money Manager 173 2,216 9,530 18 11,937 17,942 r:s: 85 Central Bank Of The Russian Federation Government 2,250 (I) 9,130 491 ll,869 17,840 Om 86 Aqr Capital Mgmt (G) Hedge Fund 975 1,223 53 4,881 533 3,093 768 15 319 ll,860 17,825 -z 87 Fortis Investment Management Money Manager 1,491 498 254 3,083 2,222 3,692 178 39 260 8 11,724 17,621 z-1 88 Wells Fargo Bank (G) Bank 1,149 815 6,948 388 1,438 3 104 492 351 I ll,687 17,566 89 Bluebay Asset Management Hedge Fund 5,231 2,890 ll8 269 250 2,600 320 ll,677 17,550 ~;;o 90 Bnp Paribas Bank (G) Bank 1,802 404 698 3,884 390 8 6,269 31 102 62 (2,026) ll,623 17,470 -m 91 Deutsche Asset Mgmt (G) Money Manager 3,550 678 729 3,096 356 144 1,380 109 1,466 29 3 8 11,547 17,356 zn 92 Black River Asset Mgmt (G) Hedge Fund 2,172 660 30 3,650 4 24 ll6 18 467 4,389 0 11,528 17,327 Oc 93 Alliance & Leicester Plc Bank 1,500 2 19,775 (6,492) (3,388) 11,397 17,130 .
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  • Europe's Largest Single Managers Ranked by a Um

    Europe's Largest Single Managers Ranked by a Um

    2013 IN ASSOCIATION WITH IN ASSOCIATION 5O EUROPEEUROPE’S LARGEST SINGLE MANAGERS RANKED BY AUM EUROPE50 01 02 03 04 Brevan Howard Man BlueCrest Capital Blackrock Management 1 1 1 1 Total AUM (as at 30.06.13) Total AUM (as at 30.06.13) Total AUM (as at 01.04.13) Total AUM (as at 30.06.13) $40.0bn $35.6bn $34.22bn $28.7bn 2 2 2 2 2012 ranking 2012 ranking 2012 ranking 2012 ranking 2 1 3 6 3 3 3 3 Founded Founded Founded Founded 2002 1783 (as a cooperage) 2000 1988 4 4 4 4 Founders/principals Founders/principals Founders/principals Founders/principals Alan Howard Manny Roman (CEO), Luke Ellis (President), Mike Platt, Leda Braga Larry Fink Jonathan Sorrell (CFO) 5 5 5 Hedge fund(s) 5 Hedge fund(s) Hedge fund(s) Fund name: Brevan Howard Master Fund Hedge fund(s) Fund name: BlueCrest Capital International Fund name: UK Emerging Companies Hedge Limited Fund name: Man AHL Diversified plc Inception date: 12/2000 Fund Inception date: 04/2003 Inception date:03/1996 AUM: $13.5bn Inception date: Not disclosed AUM: $27.4bn AUM: $7.9bn Portfolio manager: Mike Platt AUM: Not disclosed Portfolio manager: Multiple portfolio Portfolio manager: Tim Wong, Matthew Strategy: Global macro Portfolio manager: Not disclosed managers Sargaison Asset classes: Not disclosed Strategy: Equity long/short Strategy: Global macro, relative value Strategy: Managed futures Domicile: Not disclosed Asset classes: Not disclosed Asset classes: Fixed income and FX Asset classes: Cross asset Domicile: Not disclosed Domicile: Cayman Islands Domicile: Ireland Fund name: BlueTrend