nikolaos th. chatzarakis COSMOLOGYINMODIFIEDTHEORIESOFGRAVITY
Master of Science “Computational Physics” Department of Physics Faculty of Sciences Aristoteleion University of Thessaloniki
COSMOLOGYINMODIFIEDTHEORIESOFGRAVITY A search for viable cosmological models in f (R) and generalised Gauss-Bonnet theories
nikolaos th. chatzarakis
Master of Science “Computational Physics” Department of Physics Faculty of Sciences Aristoteleion University of Thessaloniki
June 2019 – Nikolaos Th. Chatzarakis: Cosmology in Modified Theories of Gravity, A search for viable cosmological models in f (R) and generalised Gauss-Bonnet theories, © June 2019 “Cosmologists are often in error, but never in doubt.”
Lev Davidovich Landau
“We shall not cease from exploration And the end of all our exploring Will be to arrive where we started And know the place for the first time. Through the unknown, remembered gate When the last of earth left to discover Is that which was the beginning; At the source of the longest river The voice of the hidden waterfall And the children in the apple-tree Not known, because not looked for But heard, half-heard, in the stillness Between two waves of the sea.”
T.S. Eliot, The Four Quartets
“Space may be the final frontier but it’s made in a Hollywood basement And Cobain can you hear the spheres singing songs off Station To Station? And Alderaan’s not far away, it’s Californication.”
Red Hot Chilly Peppers, Californication
ABSTRACT
The purpose of this dissertation is to present the most typical modified theories of gravity and discuss their validity and viability in constructing a cosmological model. Current issues in cosmology, related to the Standard Cosmological model, i. e.the “Big Bang model” and the Λ-CDM FLRW model, and including the infla- tionary scenario, the post-inflation reheating and the late-time accelerating expan- sion leading to “dark energy”, are considered obstacles for the traditional theory of gravity, i. e.General Theory of Relativity, since they can be explained only by means of exogenous fields a posteriori introduced. The goal of many modified theories of gravity is to extend General Relativity in such a way that quantum or sting-theory corrections ate taken into account, but also in order for many such cosmological -or astrophysical- problems to be resolved endogenously, without any additional hypotheses. We shall briefly mention the key modified theories of gravity, namely the f (R) theory, the f (R, G) theory and the mimetic Einstein- Gauss-Bonnet theory; then, we will proceed by testing their viability in specific cosmological problems, such as the early-time and late-time dynamics. Index terms— f (R) theory of gravity, f (G) theory of gravity, Loop Quantum Cosmology, Inflation, Dark Energy, Reconstruction techniques, Dynamical sys- tems
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PUBLICATIONS
Part of this dissertation has appeared previously in the following publications:
Shin’ichi Nojiri, S.D. Odintsov, V.K. Oikonomou, N. Chatzarakis, and Tan- moy Paul. “Viable Inflationary Models in a Ghost-free Gauss-Bonnet The- ory of Gravity.” In: European Physical Journal C (under revision) (2019). arXiv: 1907.00403 [gr-qc].
V. K. Oikonomou and N. Chatzarakis. “The Phase Space of k-Essence f (R) Gravity Theory.” In: (2019). arXiv: 1905.01904 [gr-qc].
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ACKNOWLEDGMENTS
The elaboration of a Master Dissertation is usually a hard work compressed in a schedule of some months, perhaps a year, giving the M.Sc. student little time to settle himself/herself into the deep waters of the actual work done. Consequently, much of it is not due to personal work, but rather to enlightenment and encour- agement provided by the supervisor and the other professors. Personally, I would like to thank Prof. C.G. Tsagas for the initial spark in cosmology over three years ago, Prof. N. Stergioulas for any comments, as well as introducing me to Dr. V.K. Oikonomou, and last but not least, dr. V.K. Oikonomou himself for supervising the work and assisting in all parts that demanded so. Through the latter, I would also like to thank Profs. S. Nojiri and S.D. Odintsov for the collaboration. Furthermore, the time and labour expended during the completion of such a Dissertation is often more than originally calculated and demands extreme moral and material support, as well as understanding. In my case, all demands were more that equally met by my parents, my sister and my friends, being not only a continuous resort, but also unnaturally patient. Through this, though not in its absolute measure, I would like to express my graduate to all these people who stood by me, even in times I proved myself not as worthy.
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CONTENTS i introduction1 1 introduction3 1.1 The Standard Model and the Cosmological Eras ...... 10 1.2 Cosmic Inflation and Scalar Fields ...... 18 1.3 Accelerating Expansion and Cosmological Constant ...... 26 1.3.1 Canonical Dark Energy ...... 27 1.3.2 Phantom Dark Energy ...... 29 1.3.3 Quintessence ...... 30 1.4 Past and Future Finite-time Singularities ...... 31 1.5 A Notice on Notions and Notation ...... 33 ii a roadmap to modified theories of gracity 35 2 the f (R) theory of gravity 37 2.1 General properties ...... 37 2.1.1 The metric tensor ...... 37 2.1.2 The Affine Connection: torsion-free Levi-Civita case . . . . 39 2.1.3 Curvature ...... 41 2.2 Field equations and Conservation laws ...... 46 2.3 Scalar-tensor description and Brans-Dicke equivalence ...... 50 2.4 Viable f (R) theories ...... 53 2.5 Viable f (R, φ, X) theories ...... 55 2.5.1 Canonical scalar field description ...... 55 2.5.2 Non-canonical scalar field inflation ...... 58 2.5.3 Inflation with f (R, φ) theories of gravity ...... 59 2.6 A cosmological model ...... 61 3 the gauss-bonnet theories of gravity 65 3.1 General Properties ...... 65 3.2 Field equations and Conservation Laws ...... 67 3.2.1 Minimal coupling ...... 69 3.2.2 Non-minimal coupling ...... 70 3.3 “Mimetic” ghost-free theory ...... 72 3.3.1 The Flat FRW Vacuum without ghosts ...... 76 3.4 A Cosmological Model ...... 78 α β 3.4.1 Minimal coupling: f (R, G) = R + f1R + f2G ...... 79 α β 3.4.2 Non-minimal coupling: f (R, G) = f0R G ...... 80 3.4.3 The finite-time singularities: f (R, G) = R + p(t)G + q(t) .. 81 iii recosnstruction of cosmological models 85 4 the f (R) theory under testing 87
xiii xiv contents
4.1 The reconstruction technique ...... 87 4.1.1 Inflationary dynamics of f (R) gravity: Formalism ...... 88 4.2 The deSitter and the quasi-deSitter expansion ...... 91 4.3 The radiation-dominated and the matter-dominated eras ...... 93 4.4 An exponential early-time expansion ...... 95 4.5 A hyperbolic tangent late-time evolution ...... 100 4.6 Conclusions ...... 102 5 the ghost-free einstein-gauss-bonnet theory 107 5.1 Inflationary Dynamics ...... 107 5.2 The deSitter expansion ...... 110 5.2.1 An exponential coupling function, h(χ) = aebχ ...... 111 5.2.2 A power-law coupling function, h(χ) = aχb ...... 114 5.3 The quasi-deSitter expansion ...... 117 5.3.1 An exponential coupling function, h(χ) = aebχ ...... 118 5.3.2 A power-law coupling function, h(χ) = aχb ...... 121 5.3.3 The coupling-free inflation of a quasi-DeSitter background 123 5.4 Conclusions ...... 124
iv phase space analysis of alternative cosmologies 127 6 the interacting fluids description of dark matter and dark energy 129 6.1 The two-fluids description ...... 130 6.2 The Classical case (1): setting up the model ...... 131 6.3 The Classical case (2): working out the model ...... 133 6.3.1 The generalised dark energy ...... 134 6.3.2 The superfluid dark matter and generalised dark energy . . 135 6.3.3 The superfluid dark matter and generalised Chaplygin dark energy ...... 139 6.4 The Loop Quantum Cosmology case (1): setting up the model . . . 143 6.5 The Loop Quantum Cosmology case (2): working out the model . 146 6.5.1 The superfluid dark matter ...... 146 6.5.2 The superfluid dark matter and generalised Chaplygin dark energy ...... 148 6.6 Conclusions ...... 149 7 the phase space of the k-essence theory 153 7.1 Introduction ...... 153 7.2 Setting up the model ...... 154 7.2.1 Equations of Motion of the k-Essence f (R) Gravity Theory 154 7.2.2 The choice of the dynamical variables and their evolution . 155 7.2.3 Friedmann Constraint and the Effective Equation of State . 159 7.2.4 Integrability of the Differential Equations for x3 and x4 ... 161 7.2.5 The three free parameters ...... 163 7.3 Working out the model (1): main analytical and numerical results . 164 contents xv
7.3.1 Model Iα (1): the case of canonical dark energy (c1 = −1) . 164 7.3.2 Model Iα (2): the case of phantom fields (c1 = 1) ...... 171 7.3.3 Model Iβ: the case of bounce (c1 = 0) ...... 176 7.4 Working out the model (2): additional characteristics ...... 179 7.4.1 Model Iα: a possible 2 − d attractor ...... 179 7.4.2 Model Iβ: a possible 1 − d attractor ...... 181 7.4.3 Infinities encountered in the models ...... 183 7.5 Conclusions ...... 184 v conclusion 187 8 conclusion 189 bibliography 191 LISTOFFIGURES
Figure 1 The phase space of eqs. (20) and (21) for different values of w, corresponding to different types of fluid...... 16 Figure 2 The solution to the Horizon problem...... 21 Figure 3 A typical potential for the scalar field, φ...... 24 Figure 4 The spectral index and the scalar-to-tensor ratio for “nega- tive times” with respect to C0 for N = 50 and C1 = C2 = 1. 96 Figure 5 The spectral index and the scalar-to-tensor ratio for “nega- tive times” with respect to C0 for N = 60 and C1 = C2 = 1. 98 Figure 6 The spectral index for “negative times” with respect to HE in the left plot, and to Λ in the right plot, for N = 50, C0 = 47 and C1 = C2 = 1...... 99 Figure 7 The tensor-to-scalar ratio for “negative times” with respect to HE in the left, and to Λ in the right, for N = 50, C0 = 47 and C1 = C2 = 1...... 99 Figure 8 The tensor-to-scalar ratio against the spectral index, for N = 50 in the left, and N = 60 in the right, C1 = C2 = 1, HE = 20 and varying C0...... 104 Figure 9 The tensor-to-scalar ratio against the spectral index, for N = 50 in the left, and N = 60 in the right, C1 = C2 = 1, Λ = 640 and varying C0...... 105 Figure 10 The spectral index nS and the tensor-to-scalar ratio r, with 12 respect to H0, for N = 50 , a = 1 and µ = 10 in the deSitter background with exponential coupling...... 113 Figure 11 The spectral index nS and the tensor-to-scalar ratio r, with respect to µ, for N = 50 and a = 1 in the deSitter back- ground with exponential coupling...... 113 Figure 12 The spectral index nS and the tensor-to-scalar ratio r, with respect to b, for N = 50 , a = 1 and µ = 1012 in the deSitter background with exponential coupling...... 114 Figure 13 The spectral index nS and the tensor-to-scalar ratio r, with respect to b, for N = 50 , a = 1 and µ = 1012 in the deSitter background with power-law coupling...... 117 Figure 14 The spectral index nS with respect to H0 the left, and to H1 in the right, for N = 50 and a = b = µ = 1 in the quasi-deSitter background with exponential coupling. . . . 120 Figure 15 The tensor-to-scalar ratio with respect to H0 the left, and to H1 in the right, for N = 50 and a = b = µ = 1 in the quasi-deSitter background with exponential coupling. . . . 120
xvi List of Figures xvii
Figure 16 The spectral index nS with respect to H0 the left, and to H1 in the right, for N = 50 and a = b = µ = 1 in the quasi-deSitter background with power-law coupling. . . . 123 Figure 17 The tensor-to-scalar ratio with respect to H0 the left, and to H1 in the right, for N = 50 and a = b = µ = 1 in the quasi-deSitter background with power-law coupling. . . . 123 Figure 18 A parametric plot of the tensor-to-scalar ratio (vertical axis) over the spectral index (horizontal line) for N = 50, a = b = µ = 1 and varying H0 for specified H1 in the quasi- deSitter background...... 124 Figure 19 A parametric plot of the tensor-to-scalar ratio (vertical axis) over the spectral index (horizontal line) for N = 50, a = b = µ = 1 and varying H1 for specified H0 in the quasi- deSitter background...... 125 Figure 20 Intersections of the phase space, for the case of simple gen- eralised fluid dark energy...... 136 Figure 21 Intersections of the phase space, for the case of superfluid dark matter and generalised dark energy...... 138 Figure 22 Intersections of the phase space, for another case of super- fluid dark matter and generalised dark energy...... 139 Figure 23 Intersections of the phase space, for a viable case of super- fluid dark matter and generalised Chaplyign dark energy. 141 Figure 24 Intersections of the phase space, for an unviable case of su- perfluid dark matter and generalised Chaplyign dark energy.142 Figure 25 Intersection of the phase space, for the case of superfluid dark matter...... 148 Figure 26 Intersections of the phase space, for a viable case of gener- alised Chaplyign dark energy...... 150 Figure 27 Analytical solutions derived for the differential equation (403)...... 161 Figure 28 Analytical solutions derived for the differential equation (407)...... 162 Figure 29 2-d intersections of the phase space along the x1 direction, for c1 = −1, m = 0, fD = 3 and x4 = −1...... 166 Figure 30 Several x1-x2 intersections of the phase space, for c1 = −1, 9 m = − , f = 3 and x = −1...... 167 2 D 4 Figure 31 2-d intersections of the phase space along the x1 direction, 9 for c = −1, m = − , f = 3 and x = −1...... 169 1 2 D 4 Figure 32 2-d intersections of the phase space along the x1 direction, for c1 = −1, m = −8, fD = 3...... 172 Figure 33 2-d intersections of the phase space along the x1 direction, 1 for c = 1, m = 0, f = and x = 2, x = −1...... 174 1 D 2 3 4 xviii List of Figures
Figure 34 2-d intersections of the phase space along the x1 direction, 9 1 1 for c = 1, m = − , f = and x = ...... 176 1 2 D 2 3 2 Figure 35 Several x1-x2 intersections of the phase space, for c1 = 1, 1 m = −8 and f = ...... 177 D 2 Figure 36 Analytical solutions of eq. (399) that correspond to the 1 − d attractor existing for c1 = 0...... 182 Part I
INTRODUCTION
INTRODUCTION 1
As of 1916, when the General Theory of Relativity was formulated by A. Ein- stein, 1922 and 1927, when A. Friedmann and G. Lemaître independently reached to a theory for the expansion of the relativistic space-time, and 1929, when E. Hubble confirmed their results by observing that light form distant galaxies was redshifted and thus distant galaxies tended to move away from the Milky Way, indicating that the universe is expanding, the cosmological implications of the relativistic theory of gravity are among the top physical problems issued in this area of research. In fact, questions about the origin and evolution of the space- time, the formation of structure (such as galaxies and galactic clusters), the very early times of the universe (linking to the Big Bang theory), the late-time and future evolution of the universe (linking to the accelerating expansion) and the matter and energy contain of it (especially the nature of dark matter, responsible for structure formation, and of dark energy, responsible for the late-time accelera- tion) are given extreme attention, since the answer to them might reveal not only the exact “history” of our world, but also the foundations of our physical reality. Questions such as this are inextricably linked to the quest for a unified theory of the of interactions, where gravity, electromagnetism and (weak and strong) nu- clear interactions would be combined into one self-coherent force of nature. The development of such a theory is considered essential in order to re-establish New- ton’s idea of a unique theory describing both macro- and micro-scales; a theory that would not distinguish the physics of the large scale, such as in astrophysi- cal and cosmological phenomena, and those of the microscopic processes, such as the nucleon-nucleon interactions or the quark-gluon combinations that con- structs matter. Current research tend to set those aside, with Einstein’s General Relativity describing the gravitational interaction as a consequence of space-time curvature and thus analyzing the large scale astrophysical and cosmological phe- nomena, and Quantum Field Theory describing the fundamental interactions be- tween matter particles (quarks and leptons) and interaction carriers (photons, Z and W bosons and gluons), whose outcomes correspond to the electromagnetic, weak nuclear and strong nuclear interactions relevant only in the microscopic scales. The specific physical conceptualisation and mathematical formulation of the two, has not so far allowed for a combination under common framework, that on the one hand would realise the quantum fields interactions as geometric notions, and on the other would give gravitational interaction a quantum field formula- tion. Despite the fact that many frameworks have been proposed from the decades of 1960’s and 1970’s, including the Kaluza-Klein theory, the Brans-Dicke theory,
3 4 introduction
the string and superstring theory, the M-theory, the supersymmetry theory, the AdS/CFT correspondence and the holographic principle, the topological quan- tum field theories, the CGHS and RST models, the Bruch-Davies vacuum theory, the superfluid vacuum theory, the causal dynamical triangulation and the Barrett- Crane model and the Loop Quantum Gravity inter alia; none of these has reached a totally accepted and favourable outcome with the majority being non-capable for empirical or experimental tests, due to the high energy levels they require. However, a number of cosmological problems does not fully resolves within the framework of the General Relativity and the absence of a Quantum Theory of Gravity implies that they cannot be resolved (here and now) by means of a fundamental theory. Such problems are usually the following: 1. The existence and the cause of the Big Bang as an initiating point for the space-time as we know it and analyse it by means of the General Relativity; the Big Bang is generally consistent with Friedmann-Lemaître description of the expanding universe as Lemaître’s initial point of the space-time ex- pansion and thus it perceived as the initial conical time-like singularity in General Relativity, which however indicates the limitations of the latter.
2. The subsequent rapid expansion of the space-time, considered to initiate −44 sometime after Planck time (tPl = 5.39116 10 sec) and finish at about 10−32 sec after the initial singularity (the Big Bang); this rapid expansion called cosmic inflation is generally formulated as a deSitter expansion, how- ever it cannot be derived naturally from General Relativity, unless specific scalar fields are assumed.
3. The structure formation and the physics of galaxies and galactic clusters imply the existence of an unobserved non-luminous type of matter, the dark matter, which comprises about 27 % of the total content of the universe; this type of matter, although it is necessary within the current theory of structure formation, it cannot be explained within the framework of the Standard Model for Particle Physics and is introduced in relativistic cosmology and the Friedmann-Lemaître model as an unknown effective field.
4. The same holds for dark energy, the remaining 68 % of the total matter- energy content of the universe, which stands for the late-time accelerating expansion of the space-time, observed recently by means of the “standard candles”; many candidates have been proposed for the explanation of this behaviour, such as the emergence of a quantum field, the energy of quan- tum vacuum, or a missing geometric characteristic of the theory of gravity, however a fundamental way to resolve the issue has not yet been found, and in General Relativity the effects of the late-time accelerating expansion is introduced either as an effective field, or as the “Cosmological constant”. The above issues are fundamental for the understanding of the universe, how- ever cannot be resolved by fundamental means within the Standard Cosmological introduction 5
Model, as well as the Standard Model for Particle Physics. In fact, it is commonly believed that, as far as these “stylized facts” are true, the unified theory (e.g. a quantum theory of gravity) is essential in further understanding and explaining them. As long as the latter is not found, key notes of resolving these have been found in the various modified gravity theories developed by extending particu- lar aspects of Einstein’s General Theory of Relativity and (partially) linking them with one (or more) Quantum Field Theories, such as the string theory, the M- theory, the Loop Quantum Gravity, etc. A modified theory of gravity is derived by an action, similarly to General Rela- tivity that is derived from the Einstein-Hilbert action (see refs. [274, 393]) √ Z −g S = d4x R + L ,(1) GR 2κ m where {xµ} the coordinates in the Einstein frame, g is the determinant of the µν µν metric tensor g , R = g Rµν the Ricci scalar, derived from the Ricci tensor Rµν, √ 8πG L = −gL the lagrangian density for the matter fields and κ = the m m c4 Einstein constant (with G Newton’s constant and c the speed of light). Generally, the action for a modified theory encapsulates the physical perception of the the- ory; it includes the Einstein-Hilbert action as a special case as well as terms that distance the theory from this. One can consider the following self-coherent and consistent cases of extending the Einstein-Hilbert action, by means of adding or altering terms to it, and thus transcending from General Relativity to a modified theory (see refs. [86, 289, 376]). 1. A simple class of metric theories of gravity: The addition of extra terms in the manner the typical matter fields are added. Such terms may include scalar fields, such as the Cosmological constant, the inflaton field, the chameleon field or the dilaton field, vector fields, such as the electromagnetic field or the Dirac spinors, and so on. Given the simplest case, we have the Cosmo- logical constant Λ and √ Z −g S = d4x (R − 2Λ) + L .(2) GR 2κ m However, the extra terms can be added in such a manner so as to interact with curvature. Given a scalar field, Φ = Φ(xµ), subjected to a potential V = V(Φ) and a Brans-Dicke function ω(Φ), the action becomes √ Z h −g ω(Φ) i S = d4x ΦR − (∂µΦ∂ Φ) − V(Φ) + L .(3) GR 2κ Φ µ m 2. The Lovelock class of metric theories of gravity: Lovelock attempted to gen- eralise Einstein’s formulation, by including higher-order terms of curvature in the action. As a result, the following action can be taken as a general form, Z 4 p n SL = d x −g ∑ αnR + Lm ,(4) n 6 introduction
0 1 2 2 µν where R = 1, R = R the Ricci scalar, R = G = R − 4RµνR + κλµν RκλµνR the Gauss-Bonnet invariant, and so on, and αn the coupling con- stants [233]. A specific class of these theories is the Gauss-Bonnet theory, where the action contains up to the second-order terms of curvature, as an arbitrary function,
Z p 1 S = d4x −g R + f (G) + L .(5) GB 2κ m Other extensions of this are the major category of f (R) theories of gravity, where the Ricci scalar is substituted with an arbitrary function f (R), so the action turns to √ Z −g S = d4x f (R) + L .(6) f (R) 2κ m This category of models can be further extended by including the first cat- egory, especially the case of scalar fields coupled to curvature terms [73, 119, 374, 375, 378]; other additions of metric-theories elements can be added as well, such as the Gauss-Bonnet invariant (see refs. [86, 289, 295, 376] for detailed accounts). Such models can be traced back to Starobinsky’s model [380], where second-order terms of curvature can, on the one hand elim- inate major cosmological problems, such as the initial singularity, and on the other be accounted for quantum or string-theory corrections of General Relativity.
3. The Horndeski class of metric theories of gravity: Assuming the most gen- eral case of coupling between curvature and an auxiliary scalar field in a four-dimensional space-time, that can produce second-order field equa- tions via a variational principle, we may obtain the following action [190] (see also refs. [65, 99, 127, 226] for recent developments),
Z 5 4 p 1 SH d x −g ∑ Li + Lm ,(7) 2κ i=2
where Li the curvature and scalar field Lagrangian densities, with the fol- lowing structure
L2 =G2(φ, X) , µν L3 =G3(φ, X)g ∇µ∇νφ ∂G 2 L =G (φ, X)R + 4 gµν∇ ∇ φ − gκµgλν∇ ∇ φ∇ ∇ φ and 4 4 ∂X µ ν κ λ µ ν µν L5 =G5(φ, X)G ∇µ∇νφ− 1 ∂G 3 − 5 gµν∇ ∇ φ + 2gαµgβνgγρ∇ ∇ φ∇ ∇ φ∇ ∇ φ− 6 ∂X µ ν µ β ν γ ρ α κµ λν αβ − 3g g g ∇κ∇λφ∇µ∇νφ∇α∇βφ , introduction 7
where Gµν the Einstein tensor (see next chapter), φ is an auxiliary scalar ρσ field, X = g ∇ρ∇σφ is kinetic term and Gi(φ, X) arbitrary functions of the latter two. This theory includes a majority of modified theories of grav- ity, such as the Brans-Dicke theory, the Quintessence theory, the Dilaton theories, the Chameleon and the covariant Galileons; it was considered to produce viable cosmological models that unified early- and late-time dy- namics of the Universe (see inter alia refs. [120, 154, 226, 227, 266, 268, 285, 387]), but their relevance was recently questioned.
4. The bimetric theories of gravity: The introduction of a second metric that corresponds to the same points of space-time as the original metric. Hence, two Riemann-Christoffel curvature tensors exist and the action is written as a combination of the actions for the two different metrics √ Z p 4 −g − f SBi = d x R(g) + R( f ) + Lm ,(8) 2κg 2κ f
µν where f the determinant of the second metric tensor, f , κ f the Einstein constant in the second metric; each metric presents its very curvature and Planck mass, while the matter fields are considered to correspond to the original metric [349, 360]. Several viable cosmological models have been found in the context of this theory [14, 153, 228, 277], as well as possible explanations for dark matter [58].
5. The non-metric theories of gravity: The addition of geometric terms that have been (for some reason) “omitted” by Einstein in the original formula- tion of the theory can be continued into non-metric affine manifolds, where the connection does not contain merely the Christoffel symbols, but also the torsion and non-metricity of space-time. Such theories are the Einstein- Cartan-Sciama-Kibble theory, where the Ricci tensor includes torsion terms, and the Einstein-Cartan-Weyl theory, also including the non-metricity,
Z p 1 S = d4x −g R + Rˆ + L ,(9) ECW 2κ m where ˆ α µ νρ α µ νρ µ νρ ν µρ R = M νρ M µα g − M µρ M να g + ∇µ(M νρ g ) − ∇µ(M νρ g ) ,
represents “scalar curvature” generated by torsion and non-metricity, where µ µ µ µ µ µκ λ µκ λ M αβ = −Kαβ + L αβ, and Kαβ = Sαβ − g gαλSκβ − g gβλSακ is the µ = µ contortion tensor (with Sαβ Γ [αβ] the torsion tensor), associated with the µ 1 µν altering in the slope of translated vectors, and L αβ = g Qναβ − Qανβ − 2 Qβνα the disformation tensor (where Qναβ = ∇νgαβ the non-metricity ten- sor), associated with the altering of the length of translated vectors [83, 181, 183, 185, 224, 276, 339, 361]. 8 introduction
Moving away from standard perception of curvature as gravity, we can also con- struct a theory of gravity where curvature is absent, but other geometric elements, e.g. torsion and non-metricity, are present. Such theories constitute the Teleparal- lel f (T) and f (Q) theories of gravity (see refs. [180, 183, 184] and more recently [76, 145, 156, 186, 265, 339]; main cosmological results can be found in refs. [77, 86, 144, 289] and [42, 77, 78, 146–148, 355] as examples). Among the many afore-mentioned variants, our focus lies with the latter cases, those of the f (R) theories, where standard curvature terms are present, but not in the simplified Einstein-Hilbert form. The purpose of this choice is that an abstract function f (R) allows for an intrinsic generation of cosmological phenomena, such as inflation and late-time accelerating expansion; the deSitter evolution of space- time can occur naturally from the careful choice of this function, so as it fits the behaviour of the specific cosmological era. The simple case of f (R) theories will be examined as for the generation of cosmic eras, by means of given Hubble rates for each of them. Furthermore, the combinations of f (R) theory with a scalar field, the Gauss-Bonnet invariant, the superfluidity of dark energy and dark matter, the Loop Quantum Gravity theory and the k-essence elements are examined, whereas additional terms are added in the action of eq. (6), so as to demonstrate their effects in the derivation of inflationary and late-time dynamics and the viability of these models. Two kinds of analytic tools are being used for the respective examinations. As long as the simple case and the scalar field and Gauss-Bonnet additional terms are considered, we reconstruct the corresponding f (R) model for different Hubble rates in a flat Friedmann-Lemaître-Robertson- Walker background and compare the results to current relativistic results and observational data; when the inflationary era is examined, we reconstruct the slow-roll indices and hence the spectral indices of scalar and tensor perturbations and compare these to the Planck and the BICEP2/Keck-Array data. As for the superfluid dark matter and dark energy, the Loop Quantum Gravity and the k- essence additions, specific dynamical models are obtained and their equilibrium points and corresponding stability are analysed. The remainder of this introduction is dedicated to a brief presentation of stan- dard (relativistic) approaches of cosmic inflation and late-time accelerating ex- pansion. In Chapter 2 and 3, we shall deal with the main theoretical frameworks of f (R) theory and the subsequent combinations to Gauss-Bonnet invariant; it i proved that ghost-free theories can exist whereas the combination of f (R) and Gauss-Bonnet invariant is assumed. For the sake of generality, the teleparallel counterpart of f (T) will be briefly presented. In Chapter 4, we shall examine the validity and viability of the standard f (R) theory, as given by the action of eq. (6), in describing the specific cosmic eras; aside from radiation-dominated and matter-dominated era, the deSitter and quasi-deSitter expansions will be ex- amined, along with an exponential Hubble rate for early-time dynamics and a hyperbolic-tangent one for the late-time. Chapter 5 deals with the addition of the a scalar field and the Gauss-Bonnet invariant, in generating the early-time dynam- introduction 9 ics. Chapter 6 employs the theory of autonomous dynamical systems to explore the viability of the two-fluids cosmological model within the classical and the quantum framework, where the two fluids, namely dark energy and dark matter are coupled so that energy may be transferred from the one to the other; the case of Loop Quantum Gravity is also presented and the subsequent instabilities or divergences from the classical case are discussed. Finally, in Chapter 7, an au- tonomous dynamical model is presented that encapsulates the combination of f (R) theory with k-essence; the equilibrium points and consequent stability (or instability) are illuminated, along with their consequences for the validity of the model. 10 introduction
1.1 the standard model and the cosmological eras
The current beliefs about the large-scale structure and evolution of the Universe can be summarised in the Cosmological Principle and the Λ-CDM FLRW model. The formerresults from the Copernican principle, that people on Earth are not privilidged observers, and the “stylised fact” that the observable universe seems homogeneous and isotropic in the large-scale at all directions; as e result, the Uni- verse is homogeneous and isotropic, notably it allows all observers to observe the same thing at any direction of observation1. The latter can also be stated as the Standard Cosmological Model; what it encloses is that the space-time is flat and spatially expanding according to the Friedmann-Lemaître-Robertson-Walker met- ric, containing aside from typical luminous matter (relativistic or non-relativistic), cold dark matter and a Cosmological constant, Λ. According to observations (see refs. [243, 395] as standard textbooks and [79, 389] as more recent ones; [36, 50, 187, 259, 347, 408, 412] bare constraints from Type Ia Supernovae, galactic clusters, etc., while refs. [6, 8–10, 13, 383] contain results from the Planck collaboration as well as the BICEP2/KeckArray) and as stated before, the proportions of typical luminous matter, cold dark matter and an effective fluid representing the Cosmo- logical constant -usually referred to as dark energy- are ∼ 4%, ∼ 27% and ∼ 76% respectively. This standard model goes along with a hronology of the Universe, or rather with an exact sequence of cosmological eras that are supposed or porved to have occured from the “beginning” of time. These can be summarised as follows [389, 395]:
1. t = 0 sec: the “Big Bang”. The initiation of cosmic time as described by a gauge invariant theory of space-time, such as the General Reltivity.
2. Until ∼ 10−12 sec : the Very Early Universe. The first pico-second of cosmic time. It can be further divided to: i The Planck epoch: < 10−43 sec. The scale of the 3-d space is minimal; the radiation temperature of the universe is believed to lie at about 1032 K or more. In so high energies, the currently understood laws of physics may not apply and the General Relativity should fail to explain; it is believed that the four fundamental interactions were combined to one unified interaction at this point, breaking to gravitational and electrostrong interactions by the end. ii The Grand Unification epoch: < 10−36 sec. The scale of the 3-d space remains small; the radiation temperature falls but remains higher than
1 Recent observational data from the Planck collaboration find a small but statistically significant anisotropy, both in the background temperature fluctuations and in the primordial perturbations. These results point either to drop the Cosmological Principle and hence the Standrard Cosmolog- ical Model, or to extend the relativistic theory of gravity, even to abandon it in the favour of an (unknown yet) alternative. 1.1 the standard model and the cosmological eras 11
1029 K. The electromagnetic, the weak nuclear and the strong nuclear interaction remains unified throughout this era. iii The Cosmic Inflation: from 10−36 until 10−32 sec. The scale of the 3-d space expands rapidly by a factor of 1026; the radiation temperature falls from 1028 K to 1022 K, a situation known as supercooling. The strong interaction becomes distinct from the electroweak. iv The Reheating epoch: < 10−12 sec. The spatial universe remains loosely at the same size; the temperature is risen to its original values (∼ 1027 K). 3. Until ∼ 377000 yrs: the Early Universe. Throughout this era, the spatial com- ponents of the Universe grow at steady rates, much smaller than the in- flationary. At the beginning of this era, various kinds of subatomic parti- cles are formed; both matter and antimatter particles are formed at almost equal amounts, so the majority of them annihilates, leaving a small excess of matter due to the CP violation. Later, neutrinos decouple and afterwards the primordial nucleosynthesis occurs, with Hydrogen nuclei (free protons) merging with free neutrons into Deuterium nuclei, Helium nuclei, Lithium nuclei, etc. Following the nucleosynthesis, the Universe is filled with a dense and opaque plasma consisting of the afore-mentioned nuclei and free elec- trons (and other subatomic particles, such as muons, neutrinos, etc.), where radiation being unable to emerge. Gradually, matter dominates radiation. At the end of this era, the temperature and density of the Universe be- come low enough for atoms to form out of free nuclei and electrons; the atoms quickly reach their ground states by emitting photons. Subsequently, the plasma gradually disappears and the Universe becomes transparent, so that radiation (mainly the emitted photons) are free to propagate and form the Cosmic Microwave Background radiation. The division of this era into smaller ones follows as: i The Quark epoch: from 10−12 until 10−6 sec. The radiation tempera- ture of the universe is higher than 1012 K. With the fundamental inter- actions separated but with too high energies, the quarks cannot yet co- alesce into hadrons; unable to escape their coupling with gluons, they form a dense quark-gluon plasma. Though this stage has never been observed, energies such as this can be reached in the Large Hadron Collider, where this plasma is said to be observable. ii The Hadron epoch: from 10−6 until 1 sec. The radiation temperature lies higher than 1010 K. In these levels of energy, quarks are bound into hadrons (protons, neutrons, pions, etc.). The baryon asymmetry occurs, due to the CP violation, and all anti-hadrons are supposed to be eliminated. iii The Neutrino decoupling: 1 sec. The radiation temperature lies at about 1010 K; the “observable universe” reaches a radius of approxi- 12 introduction
mately 10 light years. At this point the neutrinos cease to interact with baryonic matter and are capable to propagate. iv The Lepton epoch: from 1 until 10 sec. The radiation temperature falls close to 109 K. Leptons and anti-leptons remain in thermal equilibrium. v The Nucleosynthesis epoch: from 10 until 103 sec. The radiation tem- perature falls to ∼ 107 K; the “observable universe” grows up to 300 light-years; the baryonic matter density lowers to ∼ 4 g/m3. Protons and neutrons are bound into atoms, mostly Hydrogen and Helium-4. Small amounts of Deuterium, Helium-3, Lithium-7 and some heavier elements are also synthesised. vi The Photon epoch: from 103 sec till 377000 yrs. The radiation tempera- ture falls from 109 K to 4000 K. The Universe consists of the dense and opaque plasma, since atoms cannot yet form. Radiation is coupled in this plasma, unable to propagate free. vii Recombination: prior to 380000 yrs. The radiation temperature is at ∼ 4000 K; the Hubble radius reaches 42 106 light-years; the baryonic matter density has dropped to 5 108 atoms per cubic meter (approxi- mately 109 times higher than current values). During this era, free elec- trons and atomic nuclei coalesce into neutral atoms. Photons escape thermal equilibrium with matter, as the latter becomes cooler and ex- cited atoms reach their ground state. Gradually, the Universe becomes transparent to photons and the latter propagate freely, forming the Cosmic Microwave Background radiation.
4. Between 380 Kyrs and 150 Myrs: the Dark Ages. In this stage of cosmic evo- lution, the radiation temperature falls from 4000 K to 60 K. The freely prop- agating CMB photons red-shift to infrared, so the Universe is no longer visible in general; due to this, for the first time we can assign values to cosmic redshift, z, initiating at 1100 and finishing at 20.
5. Between 150 Myrs to 1 Gyr: Formation and Evolution of Structure. The radi- ation temperature drops from 60 K to 19 K; the cosmic redshift drops from 20 to 6. Stars, galaxies and galactic clusters begin to form. It is theorised that galaxies existed from ∼ 380 Kyrs, but only fully coalesced into “proto- clusters” by the end of this era; galaxy clusters appear later, at ∼ 3 Gyrs, while superclusters at ∼ 5 Gyrs. It is also theorised that stars were formed before galaxies (the “bottom-up” approach), although minihalos and gas clouds in the size of globular clusters existed prior to the formation of stars, during this era. i Early generations of stars: from 200 Myrs to 500 Myrs. The first gen- erations of stars and subsequently those of galaxies form and early large structures emerge, drawn to the foam-like dark matter filaments; 1.1 the standard model and the cosmological eras 13
dark matter has already evolved to large-scale structures prior to typi- cal, due to its non-coupling with radiation. The earliest generations of stars are supposed to be huge (at about 100 to 300 solar masses), non- metallic and short-lived (in comparison to contemporary stars), hence they blow up to supernovae rather fast, creating most of the heavy elements of present-day Universe. ii Galaxies, dwarf galaxies and quasars: from 250 Myrs to 900 Myrs. After the first generation of stars, dwarf galaxies and probably quasars emerge, emitting high energy photons. iii Reionization era: about 700 Myrs until 1 Gyr. The emission of high energy photons causes the reionization of atoms.
6. ∼ 13.8 Gyrs: Present time. The radiation temperature has reached 2.726 K; the Hubble radius is measured ∼ 93 Giga-light-years, containing a volume of 4 1080 m3 and mass equal to ∼ 4.5 1051 kg; the density of the total energy and mass is approximately 9.9 10−24 g/m3, equivalent to 6 protons per cubic meter. As stated, this model is based on the Friedmann-Lemaître-Roberton-Walker (FLRW) metric of a flat homogeneously-expanding space-time, in the form
3 2 ds2 = −dt2 + a(t)2 ∑ dxi ,(10) i=1 where a(t) is the scale factor of the Universe2. We can denote the Hubble rate as the expansion/contraction variable of the 3-d space, defined as the rate of change of the scale factor, a˙ H = .(11) a 3 We can also define the deceleration parameter as
H˙ aa¨ q = − 1 + = − ,(12) H2 a˙2 measuring the acceleration in the expansion of the 3-d space4.
2 Originally, the Robertson-Walker metric contained the case of curved space-time and was written in spherically symmetric coordinates as dr2 ds2 = −dt2 + a(t)2 + r2dθ2 + r2 sin2 θdφ2 , 1 − kr2 but eventually, k = 0 was chosen since it matches the present-time observations; usually, k = −1 denotes a closed universe, destined to collapse in a “Big Crunch”, while k = 1 stands for an open universe, reaching an eternal highly-accelerating expansion. 3 During the whole dissertation, dots over variables will indicate derivatives with respect to the proper time 4 Following ref. [392], we can also define the jerk parameter HH¨ j = ,(13) H˙ 2 14 introduction
The curvature of the flat FLRW space-time can be easily extracted by means of temporal derivatives of the metric. The Ricci tensor is fully diagonal; its temporal and spatial components yield
a¨ R = −3H˙ + 6H2 = −3 and R = R = R = H˙ + H2 = aa¨ + 2a˙2 .(15) tt a xx yy zz Contracting, we obtain the Ricci scalar, that is
a¨ a˙ 2 R = 6H˙ + 12H2 = 6 + .(16) a a
The Universe is dominated by an ideal fluid, of mass-energy density ρ and pressure P, that are interlinked via an equation of state; assuming the fluid to be barotropic, the equation of state can be written as
P = wρ ,(17)
P where w = is the barotropic index. The energy-momentum tensor of such a ρ fluid is diagonal, with the mass-energy density in the temporal component and the pressure in the spatial ones,
Tµν = diag(−ρ, P, P, P) .(18)
Substituting these to the Einstein equations, and preserving only the temporal diagonal and the (contracted) spatial diagonal elements, we obtain the Friedmann equation, a˙ 2 κ H2 = = ρ ,(19) a 3 and the Landau-Raychaudhuri equation,
a¨ a˙ 2 κ H˙ = + = − (ρ + P) .(20) a a 2 From the law for the conservation of energy and momentum, we obtain the con- tinuity equation, ρ˙ + 3H (ρ + 3P) = 0 . (21) Either the Friedmann or the Raychaudhuri equation, the continuity equation and the equation of state constitute a complete system of equations describing the evolution of matter and space in the large-scale Universe.
measuring the rate of change of the acceleration in the expansion, and the snap parameter ... H2 H s = ,(14) H˙ 3 measuring the acceleration of the acceleration in the expansion. 1.1 the standard model and the cosmological eras 15
Given that P = wρ, eqs. (20) and (21) yield the following solutions, proposing that w 6= −1: firstly, the mass-energy density is linked to the scale factor as ρ a −3(1+w) = ,(22) ρ0 a0 where ρ0 and a0 are the values of mass-energy density and scale factor at a given moment of cosmic time (e.g. the present-time); secondly, substituting this to eq. (19) or (20), the scale factor is generally given as
2 3(1+w) a = a0t (23) and consequently, the Hubble rate is 2 H = ;(24) 3(1 + w)t finally, substituting back to the mass-energy density, we have
−2 ρ = ρ0t .(25) We can easily see that the expansion of the Universe, as it reflects on the scale factor and the Hubble rate, depends both on time and on the barotropic index (essentially on the type of fluid). However, the mass-energy density drops over time as t−2, no matter the exact content of the Universe. More specifically, we can assign values to the barotropic index and examine special case, where the cosmic fluid behaves as relativistic matter (radiation), non- relativistic matter (dust), stiff matter, or even as an effective fluid for Cosmological constant or spatial curvature. The afore-mentioned five cases may represent a cosmological era, given that a specific element dominates the Universe at each stage of each development. 1. Late-time accelerating expansion. Given that w = −1, the cosmic fluid has negative pressure, equal and opposite to its mass-energy density; this can represent the effects of Cosmological constant. The afore-mentioned solu- tions for the mass-energy density and the scale factor are not consistent with this case, due to their derivation. It is proved, however, from eq. (21) that the mass-energy density is constant
ρ = ρ0 , while the scale factor can be found to rise exponentially as √ κ ρ0 a = a0e 3 ,
where κρ0 = Λ can be viewed as the Cosmological constant; the Hubble rate is also constant and equal to the effective Cosmological constant, as r rκ Λ H = ρ = . 3 0 3 16 introduction Hubble rate Hubble rate
Mass-Energy Density Mass-Energy Density Hubble rate Hubble rate
Mass-Energy Density Mass-Energy Density
Figure 1: The phase space of eqs. (20) and (21) for different values of w, correspond- ing to different types of fluid. Top-left has w ≥ 0, reflecting all typical matter fields, such as relativistic matter (radiation) or non-relativistic matter (pressure- 1 less dust); top-right has w = − , standing for spatial curvature as an effective 3 fluid; bottom-left has w = −1, that represents the canonical Cosmolgical con- stant; bottom-right has w < −1, that represents the phantom or qintessential Cosmological constant. The latter cases correspond to the late-time accelerat- ing expansion, while the first one can stand for classical cosmic eras, such as the matter-dominated and the radiation-dominated eras; the second would be a good (tjough mistaken) approximation for the inflationary era. Blue arrows stand for the vector field, red curves for possible trajectories, and the dashed black curves represent the central manifolds of the equilibrium in (0, 0). Both the mass-energy density and the Hubble rate are rescaled.
This result is reached also from the deSitter solution of General Relativity, r Λ for an empty Universe expanding exponentially with a factor . This 3 evolution of the Universe corresponds to the present-time evolution (for redshifts less than 0.4), where an unknown component of the matter fields (usually called “dark energy”) or some unknown geometric feature (that 1.1 the standard model and the cosmological eras 17
the modified theories of gravity try to supply) drives the universe to accel- erating expansion, as indicated by the Type Ia Supernovae data.
2. Matter-dominated era. Given w = 0, the cosmic fluid has zero pressure and corresponds to pressureless dust; this can represent the case of uni- form cold non-relativistic matter that dominated the Universe prior to the “dark-energy”-dominated era (for redshifts between 3600 and 0.4). In this era, the cold baryonic and leptonic matter dominated the hot and mass- less (or nearly massless) relativistic particles, such as photons, neutrinos, etc., resulting to a decelerating expansion of space. Notably, the scale factor becomes 2 a = a0t 3 and the deceleration parameter is easily found to be 3 q = , 4 which is always greater than 0. 1 3. Radiation-dominated era. Given w = , the cosmic fluid has positive pres- 3 sure, smaller than its mass-energy density; this corresponds to a fluid com- posed of relativistic particles and is able to describe the case where photons, neutrinos, and other such hot and massless (or nearly massless) relativis- tic particles dominated the evolution of the universe. This era is accompa- nied with an even greater decelerating expansion of space and corresponds to redshifts greater that 3600, before the matter-radiation equivalence mo- ment, when the effects of matter on expansion balanced out and surpassed the effects of radiation. The scale factor becomes
1 a = a0t 2
and the deceleration parameters is found to be
q = 1 .
4. Emergence of spatial curvature. As we stated, it is generally perceived that the Universe is spatially flat, at least in later stages; however, it would be possible for curvature to emerge in previous stages of evolution, dominating 1 matter and radiation. Given w = − , this case is exhausted within the flat 3 FLRW model, since curvature can be expressed as an effective fluid with negative pressure. In this case, the scale factor is
a = a0t
and the Hubble rate, 1 H = . t 18 introduction
Th deceleration parameter is easily found to be zero,
q = 0 .
Consequently, if the Universe was at any time dominated by the effects of non-zero spatial curvature, this would imply a constant expansion with a linear scale factor.
5. Stiff matter as inflation. The earliest stage that can be examined with the flat FLRW model is that of inflation; in this era, both matter and radiation are dominated by an unknown field (e.g. the inflaton) that drives the Universe to accelerating spatial expansion with a constant Hubble rate. Zel’dovich theorised such an early stage of cosmic evolution, where matter fields are composed of a cold gas of baryons behaving like stiff matte, while Bose- Einstein condensates are also possible cases (see refs. [101, 103] for example). This case corresponds to w = 1, essentially a fluid with pressure equal to the mass-energy density and the speed of sound reaching the speed of light. Such an era of the Universe yields a decelerating expansion, with scale factor 2 a = a0t 3 and deceleration parameter 2 − 2 q = t 3 ; 3 it should be noted that th deceleration parameter drops over time, but never reverses to negative values (so acceleration is made possible). With current state of inflationary dynamics (briefly examined in the next section), the de- celerating expansion of space is not consistent, but a constant acceleration similar to the emerging spatial curvature, or the deSitter expansion is ex- pected; as a result, Zel’dovich’s argument of a stiff-matter-dominated era is dropped.
1.2 cosmic inflation and scalar fields
The inflationary era of cosmic evolution is essential to the FLRW Λ-CDM model, since it allows for the major Big Bang puzzles to be resolved within the model, without the abolishment of neither the initial singularity, nor the Cosmological principle. In fact, the inflationary scenario was proposed [172, 173, 212, 247] as a result of the Higgs boson, as a phase transition covering the early stage of cosmic evolution allowing for the braking of symmetry and the attribution of mass to all particles due to the Higgs mechanism. However, it was immediately used [16, 171, 250, 252, 381, 399] to deal with the following puzzles of the Big Bang model (for further details see refs. [51, 79, 160, 220, 244, 254, 255, 279]). 1.2 cosmic inflation and scalar fields 19
1. The Cauchy problem of the Universe. The conventional Big Bang model re- quires a fine-tuned set of initial conditions along with the Standard Cos- mological model, so that the evolution of the Universe can proceed and reach the Universe observed today, rather than a completely different one. Specifically, if we consider a 3-d spatial slice of constant time and define positions and velocities of all matter particles at that specific moment, the system should evolve according to the laws of gravity and fluid dynam- ics, in short according to the equations (19), (20) and (21), along with an equation of state; this can generally lead to many diverging evolutions, de- pending strongly on the initial conditions, only one of which reflects the Universe we line in. i Initial homogeneity: According to observations, small inhomogeneities existed in the past stages of the universe (during the Recombination era, since they are observed in the CMB) and were probably even smaller in the early universe (since inhomogeneities are gravitationally unstable and should grow over time). Therefore, a question rises as for the initial homogeneity of the Universe that somehow breaks and small inhomogeneities appear, that will later on lead to the formation of structure. ii Initial velocities: Demanding that the Universe remains homogeneous at late times, we require that initial velocities of the cosmic fluid were really small. However, if this is true, the Universe cannot expand as we know (or assume) it did; on the contrary, it recollapses within a fraction of a second. Furthermore, if the initial velocities are sufficiently large, the Universe expands too rapidly and ends up to a flat empty space- time (Minkowski-like) in very short time. Consequently, it seems that all initial velocities of particles in the cosmic fluid need to be fine-tuned, so that either catastrophe is avoided. The physical and philosophical problem behind the Cauchy problem is that no fundamental reason for this fine-tuning exist. Theoretically, any 3-d spa- tial slice, regardless of initial conditions, should evolve forward in time and produce the Universe we observe today, due to the fact that the very same laws of physics apply to all such spatial slices at any moment time. There- fore, we have no reason to assume that initial conditions were chosen, im- posed or accidentally set so that the accounted evolution took place and the present-time Universe was established.
2. The Horizon problem. Let us consider a photon or some other particle prop- agating at the speed of light across the FLRW flat space-time. The comoving horizon of such a particle is defined as the causal horizon, or as the maxi- mum distance the light can travel between two moments of cosmic time, t1 20 introduction
Z dt and t . Considering the conformal time, τ = , the causal horizon is 2 a(t) given as Z t2 dt dp = τ2 − τ1 = ,(26) t1 a(t) and the physical size of this horizon as
d˜p = a(t)dp .(27)
The causal horizon can be perceived as the fraction of space-time (of the Universe) that is in causal contact, essentially whose smaller fraction have contacted via the speed of light between the two moments of cosmic time, t1 and t2, so each of them “knows” all others; this is referred as the Hubble radius. We may always consider the initial moment of cosmic time as the beginning of time, t1 = 0, and the final moment as any miscellaneous mo- ment, t2 = t; as a result, the comoving horizon for a photon propagating since the initial singularity can be taken as
Z t dt0 Z a da0 Z a d ln a0 = = = = dp τ 0 02 0 ,(28) 0 a(t ) 0 Ha 0 a H
that is the fraction of the Universe that has been causally connected from the beginning of cosmic time until now. Given that the Universe is dominated by a fluid, with equation of state P = wρ, the comoving horizon, τ increases with time as 1 (1+3w) τ ∝ a 2 ,(29) according to barotropic index of the fluid; notably, the moment of matter- radiation equivalence, when (1 + 3w) changes from 2 (radiation-dominated) to 1 (matter-dominated), plays a very crucial role, as τ ∝ a before recombi- 1 nation and τ ∝ a 2 afterwards. We come to understand that the comoving horizon grows monotonically over time, hence comoving scales that enter the horizon in present-time must have been far outside the horizon during the recombination and the photons decoupling (the time of the CMB). The question arising is how the extreme homogeneity of the Universe (in all its different fractions) holds true for very early stages (prior to the recombi- nation) when the corresponding fractions of the Universe are non-causally connected and independent. From the side of the inflationary scenario, this can be resolved as follows: a brief period of vast expansion of the 3-d space, allows for the Hubble radius to shrink and then to re-expand, in other words for fraction of the Universe that were in causal contact to move far away from each other and become independent. These fractions of the Universe contain scales relevant to cosmological observations today that remained larger than the causal horizon until a ∼ 10−5 and re-entered the Hubble radius later, as the Universe expanded, while already causal. Their causal 1.2 cosmic inflation and scalar fields 21
Figure 2: The solution to the Horizon problem. The comoving Hubble radius (aH)−1 shrinks during inflation and expands afterwards.
connection has been established prior to inflation and kept so far, hence no difference in their homogeneity or isotropy can be observed.
3. The Flatness problem. Defining the critical density of the Universe as ρcrit = 3κH2, from eq. (19), that contains all matter fields contains of a relativistic FLRW space-time, we may consider the curvature parameter as
ρ − ρ ρ − 3κH2 = crit = Ωk 2 ,(30) ρcrit 3κH which is essentially a difference between the average potential energy and the average kinetic energy of a region of the Universe. As long as the space- time is flat, as we have supposed, then eq. (19) holds true in this form and therefore Ωk = 0; however, this should not just be the case. Taking into ac- count that the mass-energy density of the Universe is not time-independent, but rather ρ = ρ(α), we should rewrite
k ρ(a) Ω (a) = − = 1 − ,(31) k (aH)2 3κH(a)2 so the curvature parameter is also time-dependent. Differentiating and us- ing the continuity equation (21), we may obtain the differential equation dΩ k = −(1 + 3w)Ω (1 − Ω ) ,(32) d(ln a) k k
which has an unstable equilibrium point at Ωk = 0, as long as the strong energy condition is satisfied
1 + 3w > 0 . 22 introduction
This can be supported from theoretical results from the Big Bang Nucle- ρ − BBN ≤ O( −16) osynthesis era, yielding 1 2 10 , the Grand Unified The- 3κHBBN ρ − GUT ≤ O( −55) ory era, yielding 1 2 10 , and the Planck epoch, yielding 3κHGUT ρ − Planck ≤ O( −16) 1 2 10 . The question arising is how the spatial curva- 3κHPlanck ture of the Universe is chosen, imposed or accidentally set equal to zero, while (similar to the Initial Conditions problem) no physical mechanism leads to it.
4. The Cosmological Perturbations problem. The present-time Universe is filled with small- and large-scale structure that has been formed due to the grav- itational instability (or Jeans instability), which -as we noted- allows for small inhomogeneities to expand and therefore, small perturbations in the mass-energy density and curvature of the Universe are considered to have grown in size and resulted to the structure formation. However, the extreme homogeneity of the Universe in the very early stages, also noted in the Ini- tial Conditions problem, is not capable to offer such perturbations; neither some other physical mechanism exists within the Standard Cosmological model. As a result, a question arises as of how the initial cosmological per- turbations raised. A period of inflation, that would expand the 3-d space so as to increase existing quantum fluctuations (of very small scale) into large-scale classical fluctuations, is a convenient answer.
5. High Energy Physics problems. Aside from the classical-physics problems described so far, other problems also exist in the Standard Cosmological model, especially is put side by side with the Standard model for Elemen- tary Particles. Essentially, situations that require high energy conditions are attributed to the early stages of the Universe, but are absent in the later as the Universe cools down and “becomes classic”; the main such problem is the Magnetic Monopoles problem. The Magnetic Monopoles or Exotic Relics problem. The high ener- gies at the very early Universe suggest the existence of large number of very heavy, stable magnetic monopoles, as proposed by the Grand Unified Theories. These magnetic monopoles are heavy and stable par- ticles representing the “magnetic charge” (in the same manner we have “electric charge” in classical theory), therefore they should be existing until today after their formation at the very early Universe, yet they have not been observed in nature. According to current literature [79, 160, 244, 395], a period of inflation that occurs below the temperature where magnetic monopoles can be produced may offer a possible res- olution of this problem, since the monopoles would be separated from each other due to the expansion of 3-d space and their observed density 1.2 cosmic inflation and scalar fields 23
would be decreased by many orders of magnitude, practically making them unobservable at present-time
To deal with inflation, one needs specific conditions. These can follow from the following equivalent statements [51, 160, 220, 243, 244, 254, 255, 395]:
• A decreasing comoving horizon: the Hubble radius must decrease -as the solution to the Horizon problem dictates; thus, the fundamental definition for inflation can follow d 1 < 0 . (33) dt aH This is directly related to the generation of cosmological fluctuations.
• An accelerated expansion: since the Hubble radius must shirnk, we may easily obtain the following relation
d2a > 0 , (34) dt2 that implies a rapidly increasing Hubble rate. From here, we may define an acceleration index a H˙ d ln H ε = − = − ,(35) H2 dN where N is the e-foldings number defined as
Z t f in N = Hdt ,(36) tin
−36 with tin the initial and t f in the final moment of inflation (about tin = 10 sec and t = 10−32sec, so that the inflation should last for more than 60 e-folds). Generally, accelerating expansion corresponds to
ε < 1 .
• The pressure of the matter fields is negative: the accelerated expansion can be triggered only by matter fields with extremely negative pressure; from eq. (20) and supposing a¨ > 0, we easily see that
1 P < − ρ ,(37) 3 which requires a barotrobic fluid (real or effective) much more un-stiff than the effective fluid representing spatial curvature.
In order for this to become consistent with some physical mechanism, many ideas were offered (see, for instance refs. [242, 245, 247, 280] or [79, 160, 244, 254, 255, 258]), usually tied with a scalar field, that would slow-roll on its potential and trigger inflation; this scalar field was usually associated with some quantum 24 introduction
correction to gravity, or some emergent quantum field that would be active during the early stages of the Universe [173, 212, 381, 399]. Following [51], we present a simple scalar field model that can slow-roll and the standard inflation, as well as the subsequent reheating; similar examples can be found in refs. [79, 160, 243, 279]. Such models are highly appealing in the literature [242, 245], even among the modified gravity theories (see [289]). Later models, such as eternal chaotic inflation (see refs. [248, 249, 251, 253] among many) move away from this notion, since inflation may never actually stop. We shall assume the action of eq. (3) with ω(φ) = 1, where a scalar field, φ, is minimally coupled to gravity. Notably, such actions can be split to the original Einstein-Hilbert action plus an action fro the scalar field -the latter being similar to the actions used in quantum field theory; furthermore, typical matter fields can be considered zero and the scalar field can be viewd as an effective fluid dominating the 3-d space. The potential V(φ) describes the self-interactions of the scalar field and needs to contain a global minimum, where the scalar field can oscillate, and an almost flat plateau, where the scalar field can slow-roll (see fig. 3); the latter part corresponds to the slow-roll condition for a Starobinsky inflation (see ref. [380]), while the former corresponds to the post-inflation reheating phase, where the Einstein gravity is dominant.
Figure 3: A typical potential for the scalar field, φ. The plateau on the right corresponds to the slow-roll inflation, while the minimum on the left to the reheating.
In the absence of typical matter fields, the energy-momentum tensor for the scalar field is ( ) 1 T φ = ∂ φ∂ φ − g gκλ∂ φ∂ φ + V(φ) ,(38) µν µ ν µν 2 κ λ 1.2 cosmic inflation and scalar fields 25 from where the following energy density and pressure can be derived, expressing the effective fluid in a Friedmann-Lemaître-Robertson-Walker space-time,
1 1 ρ = φ˙ 2 + V(φ) and P = φ˙ 2 − V(φ) .(39) φ 2 φ 2 Of course, the resulting effective equation of state is
1 2 Pφ φ˙ − V(φ) w = = 2 ,(40) φ ρ 1 ˙ 2 φ 2 φ + V(φ) 1 which can lead to negative pressure and accelerated expansion w < − , e f f 3 proposing that the potential surpasses the kinetic term. The dynamics of the (ho- mogeneous) scalar field and the FLRW geometry can be expressed by means of a continuity equation dV φ¨ + 3Hφ˙ + = 0 , (41) dφ derived from eq. (21), and a Friedmann equation
1 1 H2 = φ˙ 2 + V(φ) ,(42) 6 3 derived from eq. (19). For large values of the potential (relatively to the kinetic term), the scalar field experiences significant Hubble friction from the term Hφ˙, which is responsible for the slow-roll. H˙ Having defined the acceleration parameter, ε = − , we may proceed by ap- H2 plying the slow-roll condition,
V(φ) φ˙ 2 ,(43) and defining two parameters to measure the shape of the inflationary potential,
2 2 dV d V M dφ 2 dφ2 e (φ) = Planck and η (φ) = M2 ,(44) V 2 V(φ) V Planck V(φ) that are called the potential slow-roll indices; ensuring that e , |η| < 1, we ensure that the fractional change of e per e-fold is small; ensuring that e , |η| 1, we enter the slow-roll regime, where
1 1 dV H2 ' V(φ) ' const. and φ˙ ' − , 3 3H dφ therefore the space-time is approximately deSitter and evolves according to
1 V(φ)t a ∼ e 3 . 26 introduction
The inflation ends when the slow-roll conditions are violated, specifically when eV ' 1. From this, we can calculate its duration in terms of the e-foldings number, since t a f in Z f in Z φf in H N = ln = Hdt = dφ , ain tin φin φ˙ which is proved to be Z φin dφ N(φ) ' p .(45) φf in 2eV (φ) In order for the Horizon and the Flatness problems to be resolved as described, it is required that the total number of e-foldings exceeds about 60. The precise number depends on the enrgy scale of inflation and on the details of reheating afterwards; the fluctuations observed in the CMB seem to be created at about 40 to 60 e-folds before the end of inflation, so close to its initiation. As for the reheating, it is an outcome of the scalar field oscillations around the minimum of the potential, oscillations that follow the slow-roll of the field on the plateau of the potential. During this phase of coherent oscillations, the scalar fields behaves like pressureless matter (dust). However, the coupling of the scalar field to other (massive) particles leads to a decay of the former’s energy, slowly converting it to into Standard Cosmological model degrees of freedom. As a result, the supercooling that was brought duw to the inflation is recovers, the temperature of the universe returns to its pre-inflation levels, and the hot Big Bang commences. This is exactly the importance -and the necessity- of reheating; if the inflation is to take place as described, the Universe is supercooled prior to the formation of matter particles (baryons and leptons), so it cannot lead to the present-day observed Universe; in order for both the inflationary scenario to hold and the hot Big Bang to continue as described, producing the particles we observe today, a phase of reheating after the inflation is necessary.
1.3 accelerating expansion and cosmological constant
Following the observations of type Ia Supernovae -white dwarfs that exceed their stability limit and explode to supernovae- many evidence exist that the expansion of the Universe in its latest phase is accelerating, rather than decelerating as the matter-domination Friedmann model suggests. The redshift of these supernovae indicated that the scale factor at the time of their explosion should be a a(t) = 0 ,(46) 1 + z(t)
where a0 the current value of the scale factor, that we can set to unity; this re- sults to the Universe taking longer time to expand from its given state (at the time of the explosion) until its current one, given a realistic assumption for its mass-energy density (about 20 ∼ 25 %) and a flat FLRW background. In fact, the only way the resulted acceleration would be possible was with the re-introduction 1.3 accelerating expansion and cosmological constant 27
of a constant in the small redshifts, corresponding to the late-time evolution of the Universe, that would break the matter-dominated era and cause an acceler- ating expansion5. Observations from Baryon Acoustic Oscillations, originating in the matter decoupling approximately 380000 years after the Big Bang, and in the measurements of the mass functions of galaxy clusters, confirmed the afore- mentioned conclusion, that in fact the Universe is expanding at an accelerating rate. This present phase of the Universe rapid expansion is found to correspond almost exactly to a deSitter expansion, described by a constant Hubble rate
H = H0 = const. , and hence resulting to an exponential scale factor, a(t) ∼ eH0t. This exponential expansion of the 3-d space could be explained if the Universe was either domi- nated by some unknown field, represented by the Cosmological constant Λ, or by a fluid with negative pressure, whose equation of state is P = wρ , 1 where w < − [52, 68, 130, 395]. Several ideas has been proposed as for why this 3 unknown component behaves like that, what could it actually be, and why did it appear so late in the cosmic evolution. Some ideas can be encapsulated in the classical theory of General Relativity, i.e. the introduction of an arbitrary scalar field, while others can be formulated by extending the classical theory in the sense of the metric or non-metric theories of gravity presented above (refs. [408, 412] set boundaries on the arbitrary scalar fields, while ref. [198] among others applies constraints on the modified theories of gravity, all based on observational data). However, none of these cases was proved to have some physical meaning, that is to correspond to a specific physical mechanism represented by the arbitrary scalar field or by the additional geometric terms in the action. Henceforth, we shall briefly present the main ideas formulated in order to de- scribe the accelerating expansion, namely those that were proposed as both math- ematical concepts and physical mechanisms behind the late-time acceleration and were not proved as successful.
1.3.1 Canonical Dark Energy
Dark energy is a an unknown form of energy that is hypothetised to permeate the 3-d space, that can be formulated as an effective fluid with barotropic index
5 When Einstein published his theory of gravity, the General Relativity, in 1916, he introduced a constant Λ in the equations in order to keep the Universe at a steady state, but without any other mathematical or physical reasoning; this constant was later removed and deemed “his greatest mistake”, due to the observations by Edwin Hubble, that the galaxies are distancing themselves from each other, and hence the Universe seems not to be steady but rather to expand. The re- introduction of this constant in the late 90’s was in order to explain the current phase of expansion, that was found by Perlmutter, Riess and Schmidt to be greater than expected. 28 introduction
we f f = −1, that is with negative effective pressure. This is the most accepted and convenient hypothesis, since it can be easily parametrized under the Cosmo- logical constant. Rewriting the Friedmann equation (see refs. [130, 395] as well as [17, 36, 187, 259, 412] for details), using the fact that the mass-energy density is disputed between the afore-mentioned components of the Universe, namely between radiation with mass-energy density
a −4 ρrad = ρrad(0) , a0 dust -representing both (typical) baryon matter and cold dark matter- with mass- energy density a −3 ρb + ρcdm = rb(0) + rcdm(0) , a0 curvature with effective mass-energy density
a −2 ρk = ρk(0) , a0 and dark energy with effective mass-energy density
a −3(1+wDE) ρDE = ρDE(0) ; a0 so eq. (19) may be written as q −4 −3 −2 −3(1+w ) H(a) = H0 Ωrada + (Ωb + Ωcdm) a + Ωka + ΩDEa DE ,(47)
rκ where H = H(a ) = ρ the present value of the Hubble rate corresponding 0 0 3 crit to the critical mass-energy density of the Universe, ρcrit, and
ρrad(0) ρb(0) ρcdm(0) Ωrad = , Ωb = , Ωcdm = , ρcrit ρcrit ρcrit ρk(0) ρDE(0) Ωk = and ΩDE = , ρcrit ρcrit
the density parameters for all types of fluids, actual and effective. As we stated initially, observational data (such as [15, 259, 412]) have concluded that
Ωrad + Ωb ' 0.04 , Ωcdm ' 0.27 , Ωk ' 0 and ΩDE = ΩΛ ' 0.69 ,
and wDE = −1, which states that approximately 68 % of the Universe’s content in mass or energy is attribute to dark energy, or the Cosmological constant. Con- sequently, the dark energy ideed corresponds to an actual of effective fluid with pressure P = −ρ. 1.3 accelerating expansion and cosmological constant 29
Such fluids are considered to exist within the context of quantum theories, such as the hypothetical fluid corresponding to the energy of vacuum level. This energy is equivalent to the zero-point energy of the Universe -the difference be- tween the classical and the quantum lowest possible energy of the Universe- and is equal to the energy of virtual particles and anti-particles being created and destroyed instantly. According to quantum physics, this vacuum energy behaves like a fluid with negative pressure and barotropic index w = −1. As a result, the quantum vacuum energy could be a candidate for this “dark energy” fluid. In order to explore this possibility, we can simply calculate the values of the Cosmological constant corresponding to the quantum vacuum energy and com- pare it to the one arising from the observations. The energy density of vacuum is −27 3 −29 3 known to be ρvacuum = 5.96 10 kg/m , or about 10 g/cm ; consequently, the Cosmological constant should be proportional to it, in other words, of the order 2 of MPlanck, so 54 2 Λvacuum = 6 10 eV .
Knowing from observations that ΩΛ = 0.6889 ± 0.0056 and that the current value −18 −1 of the Hubble rate is H0 = 67.66 ± 0.42 (km/s)/Mpc = 2.19277 10 s , we can easily calculate the value of the actual value of the Cosmological constant as
Λ = 1, 1056 10−52 m−2 = 1.30927 10−53 eV2 .
It is obvious that the two numbers do not coincide; in the same system of units, the two Cosmological constant have a discrepancy as high as 120 orders of magni- tude, deeming this explanation as unfit. The quantum vacuum energy, although it seems to exist and permeate the whole Universe in the same manner as the dark energy fluid, appears with so large a value that, on the one hand it does not seem to contribute to the cosmological equations, and on the other it cannot offer a viable explanation for the observed value of the Cosmological constant that corresponds to this dark energy.
1.3.2 Phantom Dark Energy
Another hypothetical form of dark energy is the phantom energy, that possesses not only negative pressure but also negative kinetic energy, so that the effective equation of state would yield w < −1 (see refs. [18, 142, 203]). Such a behaviour is expected to arise either from some exotic form of matter -a similar hypoth- esis to the “dark matter” case-, maybe a particle that is yet to be discovered, or from some arbitrary quantum fields; purely geometric theories have also been em- ployed to provide such a behaviour, close enough to the canonical dark energy, but with we f f < −1. This case is often questioned since it produces finite-time future singularities, such as the “Big Rip”, whereas the Universe is bound to end die to its rapid 3 expansion tearing apart structures of matter; given, for example, w = − and e f f 3 30 introduction
H0 ' 70 (km/s)/Mpc, we can calculate that in 22 billions of years the Universe will end [80]. Though this case can occur in both General Relativity and modified theories, it is not considered a valid hypotheses for the future of the Universe [142, 373], hence the phantom dark energy is dismissed. Many evidence from observations can also be accounted for in order to dispose such theoretical ideas, although their viability cannot be completely excluded [67, 257].
1.3.3 Quintessence
Finally, the Quintessence theories focus on the fact that the accelerating expansion occurs late in the evolution of the Universe -as if the mechanism causing it was ab- sent in all previous stages- and behaves as a constant “force”, easily parametrised via a constant, Λ. Generally, it can be realistic for the Universe to contain this mechanism from its initiation, but show it only in the late-time stage, since other components dominated the previous cosmic eras and deterred its emergence; sub- sequently, no actual problem arises as for the appearence of the “dark energy” only in the latest era, so long as typical baryon matter, cold dark matter and rela- tivistic matter (radiation) can dominate it in all previous eras. This, however, was not enough for some cases, since a time-varying “dark energy” sounded equally good (see refs. [81, 82, 336] as first attempts to this direction). Eventually, a scalar field, Q or Quintessence, can be perceived as causing the late-time accelerating expansion. This scalar field acts under the potential V(Q) and has effective energy density 1 ρ = Q˙ 2 + V(Q) , Q 2 and effective pressure 1 P = Q˙ 2 − V(Q) ; Q 2 so, the effective equation of state corresponding to this scalar field is
1 ˙ 2 P Q − V(Q) w = Q = 2 ,(48) Q ρ 1 Q Q˙ 2 + V(Q) 2
which generally evolves in time, as does the scalar field. The variation of wQ over time allows for values different from wDE = −1, that correspond to the canonical dark energy, or to the Cosmological constant scenario. A favourable perception is that quintessence has an energy density that closely tracks the radiation mass- energy density up to the matter-radiation equality moment, whereas the “dark energy” characteristics are triggered and quintessence gradually grows to wQ ∼ −1 in the late-time, where it dominates matter and thus the whole Universe. Again, many scalar fields could nominate for the role of quintessence; geomet- ric terms or holographic terms could also do it. Aside from the holographic dark 1.4 past and future finite-time singularities 31 energy, that arises from the quantum fluctuations of space-time, a very famous model is that of the kinetic quintessence (k-essence), that can arise from Lovelock or Horndeski theories of gravity; another proposed model, the Quintom scenario, attempts to combine the quintessence with phantom fields features and separate the cosmological models on the basis of the w = −1 boundary for the late-time acceleration.
1.4 past and future finite-time singularities
Let us assume that the Hubble rate contains a singularity at some finite-time ts. By this we mean that all trajectories (geodesics) are incomplete as they approach this time; the evolution of some phenomena according to an observer at rest, is not capable to continue. This can be easily parametrised if we consider a Hubble rate of the form h = 0 H β ,(49) (ts − t) where h0 and β are real constants. The scalar curvature with respect to time is
12h2 0 whenβ > 1 (t − t)2β s 12h2 − 6h R = 6H˙ + 12H2 = 0 0 whenβ = 1 .(50) ( − )2 ts t 6h − 0 < β+1 whenβ 1 (ts − t)
The above curvature, for different values of β corresponds to different behaviour of the 3-d space, and thus it leads to different types of singularities. Examining carefully, we see the following four cases (see see Cotsakis and Klaoudatou (2004) for a rigorous discussion ref. [289] for a complete list of refer- ences):
1. Type I or “Big Rip” singularity: this type stands for β ≥ 1. The singularity occurs at t → ts, as the scale factor tends to infinity (a → ∞) along with the effective energy density and pressure (ρ → ∞ and |P| → ∞). It is among the most usual and well-studied case (see for example ref. [309]). (Chimento and Lazkoz, 2004; Briscese et al., 2007; Bouhmadi-López et al., 2015).
2. Type II or “Sudden Future” singularity: this type corresponds to 1 > β > 0. The singularity occurs at t → ts, for a bounded scale factor (a → as), as the effective energy density reaches a constant value (ρ → ρs) and the pressure increases to infinity (|P| → ∞). (Barrow, 2004a; Barrow and Tsagas, 2005; Barrow and Cotsakis, 2013).
3. Type III or “Big Freeze” singularity: this type complies with 0 > β > −1. The singularity occurs at t → ts, for a bounded scale factor (a → as), as 32 introduction
the effective energy density and pressure increase to infinity (ρ → ∞ and |P| → ∞). It is implied that the a bounded expansion of the Universe is compatible with an infinite increase in the mass and energy of all matter fields and modified gravity terms, so the latter must somehow drive the former. (Bouhmadi-López et al., 2007; Yurov et al., 2008; Ashtashenok et al., 2012).
4. Type IV singularity: this type corresponds to β < −1 (proposing that it is not an integer). It occurs at t → ts, for a bounded scale factor (a → as), as the effective energy density and pressure tend to zero (ρ → 0 and |P| → 0). It is implied that the a bounded expansion of the Universe is compatible with a vanishing of all mass and energy of all matter fields and modified gravity terms, so the latter must somehow balance out the former. (Barrow, 2004b; Barrow and Tsagas 2005).
Here ρe f f and Pe f f are defined as in eq. (111). 1.5 a notice on notions and notation 33
1.5 a notice on notions and notation
Before we proceed, it is useful to make a short comment on the notions and notation used so far, that will be used in the dissertation as follows. The main geometric features employed in relativistic gravity and cosmology, hence in the modified theories of gravity and cosmology as well, are the tensors. Tensors are geometric objects that map other objects to itself in a multi-linear manner; given a metric affine manifold with a coordinate basis, tensors can be expressed as multidimensional arrays, whose elements correspond to a mapping on the specific basis. Such an object is expressed with indices in the form
α1α2...αn T κ1κ2...κm , where n + m is the rank of the tensor. The simplest form of tensors are the scalars (0-rank) and the vectors (1-rank). The full definition of tensors is given by means of a coordinate basis change, since these objects remain unaffected, or rather invariant in such changes, propos- ing that the manifold on which they are defined in affine. As a result, given an “old” coordinate basis, {xµ}, and a “new” one, {x˜µ}, along with the (reversible) transformation rules, x˜µ = x˜µ (xν), any tensor follows the following transforma- tion rule, α α λ λ ∂x˜ 1 ∂x˜ 2 ∂x 1 ∂x 1 β β ... ˜ α1α2... 1 2 T κ κ ... = ...... T . 1 2 ∂xβ1 ∂xβ2 ∂x˜κ1 ∂x˜κ1 λ1λ2... Any other multidimensional array of arithmetics that does not follow this trans- formation rule during a change of the coordinate basis, is not considered an invariant of the manifold and is not a tensor. The indices of the tensors can be upper or lower, depending on whether they correspond to the tangent or the cotangent space defined by the coordinate basis on the manifold. Upper indices correspond to the tangent space, that is defined by means of the coordinate curves tangent on the unit vectors; lower incides correspond to the cotangent space, that is defined by means of the coordinate surfaces vertical to the unit vectors. Greek letters will be used for the indices of tensors that are defined on 4-d pseudo-Riemannian or Einstein manifolds (that have non-degenerate metric and curvature proportional to it), used in General Relativity, where α = 0 denotes the temporal components and α = 1, 2, 3 denote the spatial components; latin letters will be used for the indices of tensors defined on 3-d Riemannian manifolds (that have positively defined metric and curvature), where i = 1, 2, 3 correspond to spatial components only. Since the analysis is conducted on curved differentiable manifolds, many forms of differentiation shall appear. Partial derivative with respect to the coordinate basis shall be denoted as ∂U = ∂ U . ∂xµ µ Thus, the covariant derivative is defined as the derivative of a tensor along the tangent curves of the manifold; it is an extension of the partial derivative, equal 34 introduction
to it when scalars are considered and diverging from it when higher-order ten- sors are differentiated. The divergence results from the affine connection of the manifold, measuring the latter’s divergence from a flat Euclidean space, and is as large as the order of the differentiated tensor. More specifically, given a scalar, Φ, we have ∇µΦ = ∂µΦ ; µ given a vector, V in the tangent space and Vµ in the cotangent space, we have
ν ν ν λ λ ∇µV = ∂µV + Γ µλV and ∇µVν = ∂µVν − Γ µνVλ ;
µν µ finally, given a 2-rank tensor, T , or Tµν, or T ν , we have
ρσ ρσ ρ λσ σ ρλ ∇µT = ∂µT + Γ µλT + Γ µλT , λ λ ∇µTρσ = ∂µTρσ − Γ µρTλσ − Γ µσTρλ and ρ ρ ρ λ λ ρ ∇µT σ = ∂µT σ + Γ µλT σ − Γ µσT λ ,
α and so on. Γ βγ is the affine connection of the manifold, a non-tensor object (see next chapter). Defining a vector along with null spatial components, as the velocity vector of the rest-frame (the velocity vector of the motionless observer), uµ, we may obtain derivatives along the time dimension, that are simply derivatives with respect to time. Such derivatives will be denoted with dots over the specific symbols, e.g.
dU U˙ = = uµ∇ U . dt µ The remaining components of the covariant derivative, that are projected verti- cally to the velocity onto the spatial subspace, correspond to derivatives with respect to spatial coordinates, or
∂U D U = = (gµν − uµuν) ∇ U , µ ∂xµ ν where gµν the metric of the manifold -this equation is valid only for a scalar quan- tity, U, and in general the projection tensor hαβ = gαβ − uαuβ must be multiplied k + 1 times to the covariant derivative, where k is the rank of the tensor field U. If, however, the differentiation is made with respect to some other notion of time, e.g. the e-foldings number or the conformal time, then it will be denotes with a tone, as dU dt U0 = = U˙ , dN dN using the chain rule of differentiation. Part II
AROADMAPTOMODIFIEDTHEORIESOFGRACITY
The following modified theories are briefly presented, so as to achieve a complete introduction to the respective literature. 1. The f (R) theory of gravity 2. The f (G) and the f (R, G) theories of gravity
THE f (R) THEORYOFGRAVITY 2
To trace the roots of the f (R) theory of gravity, we should go back to Has Adolph Buchdahl and 1970 [73], when a form of the theory was first proposed, and to Alexei Starobinsky almost a decade later [379, 380], who constructed a viable inflationary model based on this extension of General Relativity. The key idea of the theory is to maintain a more abstract form in the Lagrangian so as to be more flexible describing the specific effects of gravity in small and large scales. One of the key issues noted quite early is that quantum corrections in General Relativity would produce higher-order terms of scalar curvature in the action (such as the R2 in the Starobinsky model); furthermore, such terms could be used in order to describe additional features of the original theory, such as the Cosmological R2 constant (equal to − in the Starobinsky model). 3M2 Consequently, the f (R) theory has been usually employed to deal with the early- [47, 193, 234, 281, 291, 314, 363, 390] or late-time accelerations [232, 282, 332, 352], or the reheating after inflation [278]; unifications of both stages has also been worked out (see refs. [29, 112, 296, 302, 324, 338, 351] inter alia). This strand of modified theories of gravity may be considered both the most re- silient to observational data, but also the most popular among the many in differ- ent variants in the literature (see, for example refs. [47, 314, 348]. Its formulation and key aspects as an alternative to Λ-CDM cosmology have been discussed in numerous reviews, such as [46, 86, 144, 289, 295, 303] and [119, 374–376, 378], and based on these we shall try to demonstrate the fundamental features of the theory and the main conclusions derived from it concerning the validity and viability of the respective cosmological models.
2.1 general properties
2.1.1 The metric tensor
Defining an affine metric manifold, where a basis of vector fields {vα} or frame is mapped on the coordinate system {xα}, such that
∂ v = {vα} = (51) ∂xα the metric tensor is defined as ∂ ∂ gµν = g (vµ, vν) = g , ,(52) ∂xµ ∂xν
37 38 the f (r) theory of gravity
where g(v, w) is a one-form mapping from two vector fields, v and w, tangent on a specific point of the manifold. Proposing that the space has a coordinate system, then