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BThlumenaue Other Battleground of the Cold

The Other Battleground of the The UN and the Struggle against International in the 1970s

✣ Bernhard Blumenau

The life span of an epidemic such as international terrorism depends largely on the response of the international community. When terrorists come to realize that their actions harm only themselves and their cause, the epidemic will subside.1 William P. Rogers, U.S. Secretary of State, 1973

Introduction

Discussions of the Cold War often focus on high-proªle developments like the Berlin crises, the Cuban missile crisis, the proxy in Africa and Asia, the emergence and breakdown of East-West détente, and the Strategic Defense Initiative of the 1980s. But the Cold War also witnessed an intense spate of international terrorism. Although the September 2001 terrorist at- tacks in the were unique in claiming nearly 3,000 lives, interna- tional terrorism during the Cold War also caused extensive bloodshed and stoked widespread fear. The live broadcast of the deadly terrorist attack against Israeli athletes at the Munich Olympics in 1972 highlighted the im- portance of the issue, as did the terrorist hijacking of a French passenger air- craft to Uganda’s Entebbe airport in 1976. Terrorism long predated the Cold War, but there was something special about it during the prolonged U.S.- Soviet standoff. With a largely bipolar division of the international system, most terrorists in one way or another accommodated themselves to the Cold War. The infamous terrorist groups in Italy, West , and Japan all sug-

1. Memorandum from Secretary of State Rogers to President Nixon, Washington, 17 June 1973, in U.S. Department of State, Foreign Relations of the United States, 1969–1976, Vol. E-6, Doc. 210 (here- inafter referred to as FRUS with appropriate year and volume numbers).

Journal of Cold Vol. 16, No. 1, Winter 2014, pp. 61–84, doi:10.1162/JCWS_a_00431 © 2014 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology

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gested with their names—containing the word “red,” mostly in connection with “army”—a certain afªliation with Communism. Moreover, many of the terrorist organizations of the Third World were supported by one of the superpowers.2 Consequently, as terrorism was so closely intertwined with the Cold War, so was anti-terrorism. International anti-terrorism policies were subjected to considerations pertaining to the overall global environment, either in terms of East-West competition, or as a function of North-South re- lations. Therefore, the debates about terrorism and anti-terrorism marked another battleground of the Cold War. This was most obvious at the “parlia- ment of man,” the one organization that assembled the overwhelming major- ity of states: the United Nations (UN).3 This article assesses how the UN addressed the problem of international terrorism in the 1970s. I start by looking at initiatives discussed in the UN General Assembly, in which all member-states are equally represented, be- cause this body provides a better sense than the UN Security Council does of the stances of the international community. I explain how international ter- rorism, with all its complexity, emerged as an issue of concern to the interna- tional community. I then discuss the steps the UN took to combat terrorism and the problems that arose with three major anti-terrorism projects: the Ad Hoc Committee on International Terrorism of 1972; the 1973 Convention on the Prevention and Punishment of Crimes against Internationally Pro- tected Persons, including Diplomatic Agents (Diplomats Convention); and the 1979 International Convention against the Taking of Hostages (Hostages Convention). In probing the motivations and positions on terrorism of the three important groups at the UN—the West, the East, and the Third World—I highlight the impact of the Cold War and its triangle of complex East-West, West-South, and South-East relations. The article concludes by explaining why the UN, despite achieving some incremental progress, failed to produce comprehensive measures against terrorism. The article shows that anti-terrorism policies at the UN were an ex- tremely sensitive issue because of the different deªnitions of this phenomenon held by each bloc, a factor that precluded any consensus about how to deal with the problem. However, because of changes in the international environ- ment in the late 1970s—the decline of East-West détente and new interna- tional tensions that relegated terrorism to the back burner—some minor suc-

2. In this article, the term “Third World” will be used loosely, as it was by many Western diplomats and observers at the time, especially by the West Germans whose documents this article draws on. The term basically refers to all countries outside North America, Europe, Japan, Australia, and New Zealand. 3. Paul Kennedy, The Parliament of Man: The United Nations and the Quest for World Government (London: Allen Lane, 2006).

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cesses became feasible. The West-East-South triangle was crucial in shaping debates about international terrorism. Achievements on this front were pos- sible only when the interests of each bloc were carefully taken into con- sideration. The article draws primarily on West German archival sources, especially documents from the West German Auswärtiges Amt (Foreign Ofªce). The Federal Republic of Germany (FRG) was subjected many times to terrorism, both domestic and international. Hence, West German leaders were ex- tremely interested in possible responses to terrorism and carefully monitored the international environment regarding terrorism. The FRG also became active in launching counterterrorism initiatives of its own, such as the Hos- tages Convention.4 The study of international anti-terrorism efforts in the 1970s has at- tracted little attention from historians to date.5 This is unfortunate because scrutiny of the issue not only allows us to understand the history of terrorism as such (a ªeld that deserves more attention than it has so far received) and the evolution of legal instruments that are still in place today but also to improve our understanding of the Cold War and its sub-conºicts.

Background: The International Community and International Terrorism

Although the dimensions, goals, and methods of terrorism have been some- what ºuid over time, the phenomenon is hardly new. It is a recurrent feature of human political relations. The ªrst recorded instances of terrorism date back to antiquity, and the phenomenon was present—in one way or an- other—during all phases of political history. From the zealots of the ªrst cen-

4. For more information, see, for example, Bernhard Blumenau, “The United Nations and West Ger- many’s Efforts against International Terrorism in the 1970s,” in Jussi M. Hanhimäki and Bernhard Blumenau, eds., An International History of Terrorism: Western and Non-Western Experiences (London: Routledge, 2013), pp. 66–85. 5. This is partly due to the fact that the archives for this period are only now opening. Legal experts have paid more attention to it, especially in the aftermath of the adoption of UN instruments against terrorism. See, for instance, Joseph J. Lambert, Terrorism and Hostages in International Law: A Com- mentary on the Hostage Convention of 1979 (Cambridge, UK: Grotius Publications Limited, 1990); Klaus-Wilhelm Platz, “Internationale Konvention gegen Geiselnahme,” Zeitschrift für ausländisches öffentliches Recht und Völkerrecht, Vol. 40 (1980), pp. 276–311; Wil D. Verwey, “The International Hostages Convention and National Liberation Movements,” American Journal of International Law, Vol. 75, No. 1 (1981), pp. 69–92; Allen B. Green, “Convention on the Prevention and Punishment of Crimes against Diplomatic Agents and Other Internationally Protected Persons: An Analysis,” Vir- ginia Journal of International Law, Vol. 14 (1973–1974), pp. 703–728; and Michael C. Wood, “The Convention on the Prevention and Punishment of Crimes against Internationally Protected Persons, Including Diplomatic Agents,” The International and Comparative Law Quarterly, Vol. 23, No. 4 (1974), pp. 69–90

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tury AD to the assassins of the Middle Ages to the French Revolutionaries, acts that were considered “terrorism” have been committed time and again throughout history.6 The truly international character of terrorism, however, evolved only in the nineteenth century when technological progress also worked in favor of the perpetrators of acts of terrorism. News and ideas trav- eled quickly by telegraph, and so did people on trains and in boats. Moreover, the invention of dynamite ushered in an entirely new era of political violence. Terrorism could now be committed with much larger effects—and could gen- erate far greater fear.7 The best example of the cross-border nature of terrorism was probably the assassination of the Austrian Empress Elizabeth in the Swiss city of Geneva by an Italian anarchist in 1898. The increasing number of such acts prompted states to meet and discuss the possibilities of improving intergovernmental cooperation to counter ter- rorism. However, as a result of unbridgeable differences among countries, the conferences of the late-nineteenth and early twentieth centuries produced no real results.8 The terrible impact that acts of terrorism could have on interna- tional relations became apparent when Austrian Archduke Franz Ferdinand was assassinated in Sarajevo in June 1914 by the Serbian nationalist Gavrilo Princip, an event that triggered the outbreak of the First . A new wave of terrorism emerged in the interwar years, including the as- sassinations of Austrian Chancellor Engelbert Dollfuss, ’s King Alexan- der I, and French Foreign Minister Louis Barthou. Consequently, the prede- cessor of the UN, the League of Nations, attempted to deal with terrorism and even drafted and adopted a convention that included a deªnition of ter- rorism.9 However, after changes in the international environment in the late 1930s shifted attention away from this topic, the convention never entered into force.10 The horrors of World War II and the terror committed by the

6. For a good overview, see, for instance, Gérard Chaliand and Arnaud Blin, eds., The History of Ter- rorism: From Antiquity to Al Qaeda (Berkeley: University of California Press, 2007). 7. Richard Bach Jensen, “Daggers, Riºes and Dynamite: Anarchist Terrorism in Nineteenth Century Europe,” Terrorism and Political Violence, Vol. 16, No. 1 (2004), pp. 116–153; and David C. Rapoport, “The Four Waves of Modern Terror: International Dimensions and Consequences,” in Hanhimäki and Blumenau, eds., An International History of Terrorism, pp. 285–287. 8. Richard Bach Jensen, “The International Campaign against Anarchist Terrorism, 1880–1930s,” Terrorism and Political Violence, Vol. 21, No. 1 (2009), pp. 89–109. 9. Article 1(2) of the League of Nations Convention for the Prevention and Punishment of Terrorism reads, “In the present Convention, the expression ‘acts of terrorism’ means criminal acts directed against a State and intended or calculated to create a state of terror in the minds of particular persons, a group of persons or the general public.” See “League of Nations Convention for the Prevention and Punishment of Terrorism,” in Robert Friedlander, ed., Terrorism: Documents of International and Local Control, Vol. 1 (New York: Oceana, 1979), p. 253. What a “state of terror” means, however, is not ex- plained, and the deªnition is therefore of very limited use. 10. For a good assessment of the League of Nations’ efforts to combat international terrorism, see Ben Saul, “The Legal Response of the League of Nations to Terrorism,” Journal of International Criminal

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regimes of Iosif Stalin, Adolf Hitler, and—later—Mao Zedong were the back- ground against which postwar politicians understood terrorism. The solu- tions offered against these atrocities were increased protection of human rights and civilian populations.11 Moreover, as decolonization gathered pace in the 1950s, terrorism was seen by some countries as a valid instrument of national liberation movements struggling for independence in Mandatory Palestine (and later, Israel), Algeria, and other parts of the Third World. At least from the point of view of the , terrorism was not yet seen as a direct threat to Western security at home.12 Only when a new wave of so- cial revolutionary terrorism hit the United States, Great Britain, Italy, Japan, and West Germany did the phenomenon of terrorism again attract major po- litical attention in the West. This new era started with the Palestine Liberation Organization (PLO) targeting not only Israeli citizens but also Western air passengers in the early 1970s. Terrorism was also carried to the West by groups such as the Weather- men Underground (in the United States), the Red Brigades (in Italy), the Japanese Red Army, and the Red Army Faction (in West Germany) to pro- mote the “revolutionary struggle in the metropolises.”13 Most of the Western terrorist groups found their inspiration in campaigns by guerrilla movements in the Third World and even expressed an ideological afªnity, as did many na- tional liberation movements, with the .14 Consequently, the 1970s saw the attention of the world shift to what became acknowledged as a truly international phenomenon. The 1970s, therefore, was when Western states developed a new interest

Justice, Vol. 4, No. 1 (2006), pp. 78–102; and Charles Townshend, “‘Methods Which All Civilized Opinion Must Condemn’: The League of Nations and International Action against Terrorism,” in Hanhimäki and Blumenau, eds., An International History of Terrorism, pp. 34–50. 11. The postwar years witnessed increased efforts aimed at the protection of civilians and human rights. See Francois Bugnion, “The Geneva Conventions of 12 August 1949: From the 1949 Diplo- matic Conference to the Dawn of the New Millennium,” International Affairs (Royal Institute of Inter- national Affairs), Vol. 76, No. 1 (2000), p. 42; and Bruce Hoffman, Inside Terrorism, rev. and ex- panded ed. (New York: Columbia University Press, 2006), pp. 8–10, 16. 12. With the exception of, perhaps, the and Spain, which had to deal with national liberation movements operating within their state territory. 13. Rote Armee Fraktion, “Das Konzept Stadtguerilla: April 1971,” in Rote Armee Fraktion: Texte und Materialien zur Geschichte der RAF (Berlin: ID Verlag, 1997), p. 36. The translation is mine. 14. For the case of the Red Army Faction, see, for instance, Kai Lemler, Die Entwicklung der RAF im Kontext des Internationalen Terrorismus (Bonn: Bouvier, 2008), p. 35. The ideological afªnity with so- cialism and the struggle for liberation in the Third World is also explicit in the ªrst pamphlets by the Red Army Faction. See Rote Armee Fraktion, “Dem Volk Dienen: Stadtguerilla und Klassenkampf. April 1972,” in Rote Armee Fraktion, pp. 112–144; and Rote Armee Fraktion, “Über den Bewaffneten Kampf in Westeuropa: Mai 1971,” in Rote Armee Fraktion, pp. 49–111. For the ideological basis of the Red Brigades, see Richard Drake, “Italy in the 1960s: A Legacy of Terrorism and Liberation,” South Central Review, Vol. 16/17 (1999), p. 66; and Richard Drake, “Why the Moro Trials Have Not Settled the Moro Murder Case: A Problem in Political and Intellectual History,” The Journal of Modern His- tory, Vol. 73, No. 2 (2001), p. 367.

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in putting terrorism on the agenda of the UN. By then, however, the West faced an international community that had a very different view of how polit- ical violence should be dealt with and also—and more important—of the very deªnition of a “terrorist.”

Competing Depictions at the UN: Terrorists versus Freedom Fighters versus Dissidents

The three decades following the end of the Second World War witnessed a re- markable change in the balance of power at the UN. The Security Council still reºected the power distribution of 1945, with a directorate of ªve perma- nent members endowed with the “primary responsibility for the maintenance of international peace and security.”15 However, a change had taken place in the General Assembly in favor of the Third World. Although the West and East had the absolute majority in 1945, the balance had shifted toward the South by the beginning of the 1970s. The Third World had a two-thirds ma- jority by this time and focused the General Assembly’s attention on problems that were at the core of the Third World’s interests: namely, the ongoing struggle against colonialism and plans for a New International Economic Order.16 Third World issues increasingly dominated the agenda of the UN, and Western states were anything but happy with this development. U.S. President Richard Nixon privately complained about the “bunch of apes” that were in the UN, and the U.S. government noted a “stonewall front” of Third World states against the West.17 Other countries also shared this view, includ- ing the West Germans, who referred to the new political force of the Third World as a “Chaosmacht,” or “force of chaos.”18 For the most part, the East was somewhere in between these two sets of often opposing positions. The Soviet Union and its allies aspired to combine domestic interests with a policy of wooing the Third World, at least as far as the issue of anti-terrorism policies was concerned. Although positions on who was a terrorist and how to counter terrorism were sometimes diametrically opposed, it would be overly simplistic to suggest that there were homogenous “Western,” “Third World,” or “East-

15. Charter of the United Nations, Art. 24 (1). 16. Konrad Seitz, “Die Dominanz der Dritten Welt in den Vereinten Nationen,” Europa-Archiv, Vol. 28, No. 12 (1973), pp. 403–404; and Lawrence Ziring, The United Nations: International Orga- nization and World Politics, 4th ed. (Belmont, MA: Thomson Wadsworth, 2005), pp. 105–106. 17. Airgram A-128 from the U.S. Department of State to All Diplomatic Posts, 5 January 1973, in FRUS, 1969–1976, Vol. E-14, Pt. 1, Doc. 1. 18. Konrad Seitz, “Die Dritte Welt als Neuer Machtfaktor der Weltpolitik,” Europa-Archiv, Vol. 30, No. 7 (1975), pp. 213–226.

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ern” positions as such. However, some common, basic features emerged dur- ing the negotiations, and these give an idea of the differences between the blocs.

The West In general, Western countries viewed a “terrorist” as a person who committed political violence against a government or citizens of a state in order to force the government to concede to speciªc political demands. The perpetrator could be either a foreigner (in the perception of the 1970s this usually meant a Palestinian) or a national of the home country. When looking at the sort of acts that Western states were concerned with, this deªnition is not surprising. West Germany, Italy, Japan, and the United States, as well as to some extent Belgium and France, were all hit by domestic terrorism committed by groups that at least claimed to have some leftist ideological afªliation. The Red Bri- gades in Italy, the Weathermen in the United States, the Japanese Red Army, and the Red Army Faction and the Movement Second of June in West Ger- many manifested this phenomenon of domestic social-revolutionary terror- ism at this time. Later in the 1970s and then into the 1980s, France and Bel- gium faced terrorist threats from the Cellules Communistes Combattantes (CCC) and the Action Directe.19 Equally disturbing for Western governments were the acts of international terrorism committed against their citizens abroad. In most cases, these involved either the kidnapping and assassination of diplomats or the hijacking of aircraft.20 Add to this the abductions of West- ern citizens by so-called national liberation movements, especially in Africa, as well as attacks committed by Moluccan and Basque separatists and Irish Re- publican Army (IRA) members in Great Britain, and the Western perception of what “terrorism” means is complete.21 Hence, what Western governments

19. Michael Burleigh, Blood and Rage: A Cultural History of Terrorism (London: Harper Press, 2008), pp. 189–267; and Jeremy Varon, Bringing the War Home: The Weather Underground, the Red Army Faction, and the Revolutionary Violence in the Sixties and Seventies (Berkeley: University of California Press, 2004). 20. In addition to the attacks on diplomats, aircraft hijacking also reached an intensity previously un- matched in the 1970s. See, for instance, Ariel Merari, “Attacks on Civil Aviation: Trends and Lessons,” Terrorism and Political Violence, Vol. 10, No. 3 (1998), p. 10; and Peter St. John, “The Politics of Avia- tion Terrorism,” Terrorism and Political Violence, Vol. 10, No. 3 (1998), pp. 33–34. 21. The “Claustre Affair” is one example in which Western—French and West German—citizens were kidnapped in Africa. See Nathaniel K. Powell, “The ‘Claustre Affair’: A Hostage Crisis, France and in Chad, 1974–1977,” in Hanhimäki and Blumenau, eds., An International History of Terrorism, pp. 189–209. The Netherlands was subjected to terrorist violence by Moluccan groups de- manding independence for their islands. See, for instance, Matthias Dahlke, Demokratischer Staat und Transnationaler Terrorismus: Drei Wege zur Unnachgiebigkeit in Westeuropa 1972–1975 (Munich: Old- enbourg Wissenschaftsverlag, 2011), pp. 383–423. For an assessment of the IRA and the acts it com- mitted against the British, see Richard English, Armed Struggle: The History of the IRA (London:

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deªned as terrorism and consequently wanted to ªght at the UN was inºu- enced by these experiences. This explained their strong emphasis on not in- cluding any exception whatsoever for national liberation movements and the avoidance of references to “innocent” (which implied the contrasting “guilty”) victims of terrorism. Western states in general had an interest in improving and fostering international cooperation and coordination against these forms of terrorism. In order to achieve this, legal instruments obliging states to grant each other assistance and introducing an obligation to try or extradite perpe- trators (aut dedere aut iudicare) were deemed most useful.22 They were de- signed to discourage terrorists from committing attacks by depriving them of “safe havens” to which they could retire afterward.23 However, Third World countries had quite a different idea of “terrorism.”

The Third World The position of Third World countries can be fully appreciated only by tak- ing account of their particular experiences. Many members of this group of states had only recently become independent. In many cases, self-determina- tion was not easily achieved and had to be gained through some form of armed struggle for liberation.24 Consequently, they were loath to consider acts of political violence committed in such circumstances as illegitimate. Indeed, they viewed “terrorist” tactics as inevitable when ªghting a more pow- erful, stronger, and richer foreign force. This stance was reºected in the posi-

Macmillan, 2003), pp. 81–186; and Michael Lawrence Rowan Smith, Fighting for Ireland? The Mili- tary Strategy of the Irish Republican Movement (London: Routledge, 1995), pp. 91–147. 22. This is not to say that anti-terrorism cooperation among Western states worked without problems. On the contrary, extradition in particular was a thorny issue. Traditionally, the key problem for coop- eration had been the political offense exception and the extent to which “terrorism” could be depoliticized. Especially in a world that consisted of democracies and authoritarian regimes, someone who was considered a terrorist in a dictatorship might well qualify for political asylum in a more dem- ocratic state and thus not be subjected to extradition. This problem, which made anti-terrorism coop- eration projects difªcult in the nineteenth century, continued to exist in the 1970s. For the roots of this problem, see, for instance, Jensen, “The International Campaign against Anarchist Terrorism,” pp. 907–909; and Abraham D. Sofaer, “Terrorism and the Law,” Foreign Affairs, Vol. 64, No. 5 (1986), pp. 901–922. The political offense exception was also a problem for negotiations on the Council of Europe Convention on the Suppression of Terrorism of 1977 when France and the Nordic countries in particular insisted that acts that were political in nature should be excluded from the scope of the convention. See Schnellbrief Bundesministerium der Justiz an das Bundeskanzleramt, 2 March 1976, in Zwischenarchiv (ZA) 121074, Politisches Archiv des Auswärtigen Amtes (PA); and Geoffrey S. Gilbert, “Terrorism and the Political Offence Exemption Reappraised,” The International and Comparative Law Quarterly, Vol. 34, No. 4 (1985), p. 713. 23. Correspondance Européenne (COREU), 3 February 1976, in ZA 121074, PA. 24. The most prominent example is Algeria, but other countries such as Cyprus and even Israel were also founded partly through the use of a terrorist strategy in the struggle for independence. See Hoffman, Inside Terrorism, pp. 45–61. For another assessment, see Burleigh, Blood and Rage, ch. 4.

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tion that the Third World took on terrorism throughout the 1970s. The dec- ade saw a great deal of solidarity between established Third World countries and national liberation movements that were still actively engaged in the struggle for independence. Palestinians and Namibians were cited as primary examples of these still ongoing struggles, and solidarity with these peoples was seen as being dictated by reason and a matter of legitimacy for Third World governments. For most Third World countries, the perpetrators of acts of vio- lence against an occupation regime were not the culprits; on the contrary, they were the victims.25 In their view, the real terrorists were the governments of states exerting control over the territories under dispute. The most promi- nent enemies of these movements and countries were the South Africans, be- cause of apartheid and their rule in Namibia, and the Israelis, because of their occupation of Palestine. Thus, for the Third World, “terrorism” was not indi- vidual terrorism—as in the logic of the West—but state-executed or state- sponsored terrorism. Hence, Third World countries demanded that references to the legitimacy of the struggle for national liberation be included in all of the legal instruments that were debated at this time. The Third World could not countenance the adoption of conventions that in their view would justify the suppression of self-determination movements.26 Consequently, al- though terrorism was always to be condemned from the Western point of view, the Third World’s understanding of the issue allowed considerable lati- tude. According to this line of argumentation, the use of terrorist means might be “just” when pursuing self-determination by violent means as a last resort to ªght foreign occupation. This would have to be differentiated from “unjust” terrorism—for instance, directly targeting civilians—perpetrated by the occupiers. Moreover, the Third World was committed to the removal of justiªcations of foreign intervention from the legal texts under consideration. Third World governments wanted to avoid a situations in which Western countries could abuse terrorism as a pretext for interventionism and thus to abrogate the principle of sovereignty.27 The positions of the West and the Third World were diametrically op- posed. Reconciling them required some willingness to compromise on both sides, as well as a certain level of ambiguity that allowed for different interpre- tations in a conducive international environment.

25. Sofaer, “Terrorism and the Law,” p. 904. 26. Drahtbericht Ständige Vertretung bei den VN (Genf) an das Auswärtige Amt (AA), 24 February 1978, in ZA 121078, PA. 27. See, for instance, the debates about the “Anti-Entebbe Clause” for the Hostages Convention in Memorandum Abt. 5 an den Herrn Minister: Unsere Initiative für eine VN-Geiselnahmekonvention, 20 June 1978, in ZA 121078, PA.

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The Eastern Bloc The Eastern position was not as clear-cut as those of the other two blocs, but in general it lay somewhere between the two. Once again, taking account of the experiences with political violence helps to explain this policy. The Soviet Union had an ambiguous relationship with terrorism. In the early twentieth century, “revolutionary terror” was an instrument that the Bolsheviks had employed to seize and consolidate power.28 Half a century later, Moscow ofªcially condemned terrorist acts.29 Still, the Soviet bloc had not witnessed the same intensity of international terrorist attacks against either its citizens or its agents as the West had. Hence, addressing this prob- lem was not as urgent a matter and consequently left more room for other po- litical considerations. Exploiting the issue of terrorism to approach the Third World and to woo it was certainly an important factor. Ideally, this would drive a wedge between the West and the Third World—and provide an open- ing for Moscow. The one aspect of terrorism that was of direct relevance for the Soviet Union, and the East in general, was hijacking. On several occasions, Soviet- bloc citizens had hijacked planes in order to defect to the West.30 This experi- ence inºuenced the Eastern deªnition of a terrorist: they were either dis- sidents or people who wanted to escape the country illegally. Therefore, the Soviet Union started its own initiatives to rule out the possibility that Western states would keep these defectors on their territory. Moscow wanted to oblige foreign governments—by means of bilateral treaties—to repatriate hijackers to the East.31 This way, potential defectors would be discouraged from such

28. Peter Calvert, “Terror in the Theory of Revolution,” in Noel O’Sullivan, ed., Terrorism, Ideology & Revolution: The Origins of Modern Political Violence (Brighton, UK: Wheatsheaf Books, 1986), pp. 31–36; and Burleigh, Blood and Rage, pp. 59–66. 29. Especially when those attacks were directed against the Soviet Union, as happened when the Soviet mission in New York was hit by bullets. See Drahtbericht Ständige Vertretung bei den VN an das AA, 12 April 1976, in ZA 121074, PA. 30. In 1970, two Soviet planes were hijacked within a short period of time, and both were redirected to Turkey because the perpetrators, Soviet citizens, wanted to ºee their country. See Theodore Shabad, “Soviet Hijackers Draw Long Terms,” , 16 September 1972, p. 2. In 1971, Jews and Lithuanians initiated several unsuccessful attempts to hijack jets in order to escape to the West. See Bernard Gwertzman, “Lithuanian in Soviet Doomed as Hijacker,” The New York Times, 20 Janu- ary 1971, pp. 1, 12. In early 1972, several Czechoslovak citizens hijacked an aircraft and ºew it to West Germany, where they were granted political asylum. See “Czech Hijackers Sentenced,” The New York Times, 1 August 1972, p. 9; and Paul J. C. Friedlander, “Politics, Economics, and Skyjacking,” The New York Times, 3 December 1972, p. 47. In May 1977 a Lithuanian citizen hijacked a Soviet plane and redirected it to Sweden. The Swedish authorities refused to extradite him to the So- viet Union. In July another Soviet jet was abducted and ºown to Finland. See “2 Hijack Soviet Jet, Force It to Finland,” The New York Times, 11 July 1977, pp. 1, 5. 31. Soviet diplomats brought this up in their talks with, for instance, West German and U.S. ofªcials. See Runderlass an die Botschaft Moskau und die Ständige Vertretung New York, 25 July 1977, in B83 987, PA; Drahtbericht Botschaft Moskau an das AA, 2 August 1977, in B83 988, PA; Memo Dg5 an

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actions because they would open themselves to extradition and return to their countries of origin for trial if they did manage to escape. The Soviet position was hardly reconcilable with Western sympathies for East-bloc political refugees. Consequently, the responses given to the Soviet Union were of a noncommittal nature, alluding to the many International Civil Aviation Organization (ICAO) conventions already in place and to the fact that these hijackers would actually be tried in the West for the crime of hijacking, allow- ing justice to be served.32 The only common ground that existed between the West and the East—and even the Third World—was the protection of diplo- mats. Other than hijacking, the Eastern bloc had no real interest in the matter. In general terms, its argumentation, by alluding to the right to self-determina- tion, was more in line with the Third World’s position.33 In hindsight, this is not surprising for two reasons: ªrst, the Soviet Union and its allies were en- gaged in the training of groups in the Middle East that committed acts of ter- rorism;34 second, this topic provided an excellent basis for a rapprochement with the Third World, one that came at no cost to the Soviet Union. Op- posing the West on this issue served, on the one hand, to make the West lose prestige at the UN and, on the other hand, showed the Third World that its real friends could be found only in the East. Unfortunately for the Soviet

den Herrn Minister: Sowjetischer Wunsch informeller Gespräche über ein bilaterales Abkommen zur Behandlung von Flugzeugentführungen, 8 September 1977, in ZA 121079, PA; Drahtbericht Moskau, 2 February 1978, in ZA 121078, PA; and Action Memorandum from the Special Assistant to the Secretary of State and Coordinator for Combating Terrorism (Hoffacker) and the Deputy Legal Adviser (Maw) to Secretary of State Kissinger, Washington, 29 December 1973, in FRUS, 1969– 1976, Vol. E-3, Doc. 213 32. Runderlass an die Botschaft Moskau und die Ständige Vertretung New York, 25 July 1977, in B83 987, PA. This Western attitude was also a consequence of the exception for political offenses, as dis- cussed above. 33. Action Memorandum from the Special Assistant to the Secretary of State and Coordinator for Combating Terrorism (Hoffacker) and the Deputy Legal Adviser (Maw) to Secretary of State Kissinger, Washington, 29 December 1973, in FRUS, 1969–1976, Vol. E-3, Doc. 213; Memo Referat 230: Sowjetische Haltung zu unserer Geiselnahme-Initiative, 23 September 1976, in ZA 121071, PA; and Runderlass an die Botschaft Moskau und die Ständige Vertretung New York, 25 July 1977, in B83 987, PA. 34. Ginat Rami and Bar-Noi Uri, “Tacit Support for Terrorism: The Rapprochement between the USSR and Palestinian Guerrilla Organizations Following the 1967 War,” Journal of Strategic Studies, Vol. 30, No. 2 (2007), pp. 268, 272–280. Despite claims that was providing compre- hensive support to West German terrorist groups, this was not the case, at least in the 1970s. Although East Berlin turned a blind eye to West German terrorists who used the GDR as a transit country, only in the early 1980s—and then only for a few years—did East Germany actively train and support ter- rorists of the Red Army Faction. See Christopher Daase, “Die RAF und der Internationale Terror- ismus: Zur Transnationalen Kooperation Klandestiner Organisationen,” in Wolfgang Krausharr, ed., Die RAF: Entmythologisierung einer Terroristischen Organisation (Bonn: Bundeszentrale für politische Bildung, 2008), pp. 240–241, 253; Tobias Wunschik, “Das Ministerium für Staatssicherheit und der Terrorismus in Deutschland,” Extremismus.com (2002), http://www.extremismus.com; and Tobias Wunschik, “Baader-Meinhof International?” Aus Politik und Zeitgeschichte, No. 40–41 (2007), pp. 27–29.

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Union, however, its clumsy diplomacy and the all-too-obvious ulterior mo- tives behind its anti-terrorism policies did not bring it any closer to these goals.35

The UN Ad Hoc Committee on International Terrorism

The early 1970s were troubled times: terrorism was on the rise.36 As a result of the grisly attack by Japanese Red Army terrorists at Israel’s Lod airport in May 1972 and the massacre of Israeli athletes perpetrated by Black September ter- rorists at the Munich Olympics in early September 1972, UN Secretary Gen- eral Kurt Waldheim felt he had to react to the emerging security concern of international terrorism.37 On 8 September he urged the UN General Assem- bly to include on its agenda an item on “Measures to prevent terrorism and other forms of violence which endanger or take innocent human lives or jeop- ardize fundamental freedoms.”38

35. For an example of Moscow’s sloppy diplomacy, see the unsuccessful Soviet attempts to play the Third World off against the West or to stall the negotiations on the Hostages Convention. 36. As M. J. Peterson notices, “The General Assembly ªrst deªned international terrorism as a general problem in 1972.” See M. J. Peterson, “Using the General Assembly,” in Jane Boulden and Thomas G. Weiss, eds., Terrorism and the UN: Before and after September 11 (Bloomington: Indiana University Press, 2004), p. 175. However, even before 1972 the issue of terrorism had been touched upon by the UN and other international organizations. The International Civil Aviation Organization, for in- stance, had started adopting three conventions on enhanced safety against acts of terrorism on board aircraft, beginning in 1963 with the Tokyo Convention (1963), the Hague Convention (1970), and the Montreal Convention (1971). See, for instance, Rosalyn Higgins, “The General International Law of Terrorism,” in Rosalyn Higgins and Maurice Flory, eds., Terrorism and International Law (New York: Routledge, 2001), pp. 24–25; and David Freestone, “International Cooperation against Terror- ism and the Development of International Law Principles of Jurisdiction,” in Higgins and Flory, eds., Terrorism and International Law, pp. 49–50. During the negotiations for the Friendly Relations Decla- ration (General Assembly Resolution 2625) of 1970, terrorism was also a concern that was debated. See the account of the Adviser on Legal Affairs of the U.S. Mission to the UN at the time, Robert Rosenstock, “The Declaration of Principles of International Law Concerning Friendly Relations: A Survey,” The American Journal of International Law, Vol. 65, No. 5 (1971), pp. 713–735. See also Peter J. van Krieken, Terrorism and the Legal Order: With Special References to the UN, the EU and Cross-Border Aspects (The Hague: T. M. C. Asser Press, 2002), p. 114. 37. For the Lod incident and its consequences for the UN, see, for instance, William A. Farrell, Blood and Rage: The Story of the Japanese Red Army (Washington, DC: Lexington Books, 1990), pp. 129, 138–147; Yoshihiro Kuriyama, “Terrorism at Tel Aviv Airport and a ‘New Left’ Group in Japan,” Asian Survey, Vol. 13, No. 3 (Summer 1973), p. 336; and Peter Romaniuk, Multilateral Counter- Terrorism: The Global Politics of Cooperation and Contestation (London: Routledge, 2010), p. 37. Mathias Dahlke’s Der Anschlag auf Olympia ’72: Die Politischen Reaktionen auf den Internationalen Terrorismus in Deutschland (Munich: Martin Meidenbauer Verlag, 2006) is a very well-researched and interesting book on the Munich crisis. 38. “UN Secretary General: Request for the Inclusion of an Additional Item in the Agenda of the Twenty-Seventh Session,” in United Nations: General Assembly, Ofªcial Records: 27th session, Annex

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Meanwhile, the United States also became more active and suggested that the UN elaborate a “Draft Convention on the Prevention and Punishment of Certain Acts of International Terrorism.” This proposal was triggered by the Munich events and an increased number of terrorist incidents that saw U.S. citizens among the victims. However, the U.S. initiative faced immediate and harsh criticism, and it quickly became clear that Third World countries would try to water down as well as change the direction of the U.S. resolution. To many countries of the South, the U.S. initiative looked like a Western attempt to legitimize interventionism and a new form of colonialism.39 Rather than condemning international terrorism as such, Third World countries sought exceptions for certain situations, particularly those in which terrorist means were used in struggles for national liberation. Because the Third World en- joyed a majority in the General Assembly, it succeeded in producing a draft resolution reiterating the right to self-determination and the legitimacy of armed struggles to achieve it.40 In addition, the Third World managed to have a clause inserted into the draft resolution that condemned state terrorism ex- ercised by racist, colonial, and alien regimes.41 This was a direct attack on the policies of South Africa and Israel. Finally, the draft resolution called for an analysis of the “underlying causes” of terrorism. This, again, linked terrorism with apartheid and the Palestinian problem. The phrasing of the resolution was opposed by Western diplomats, who viewed it as a justiªcation for cer- tain terrorist acts.42 Moreover, contrary to Western intentions, no consensus on concrete measures against international terrorism could be reached. As a consequence, the proposition underwent a signiªcant change of scope. Instead of banning terrorism altogether, it was now seen in Western capitals as making exceptions for situations in which acts of terrorism might be justiªed. Therefore, the United States and most of the other Western coun- tries voted against General Assembly Resolution 3034 (XXVII) “On Mea- sures to Prevent International Terrorism” on 18 December 1972. Neverthe- less, the resolution was adopted via the Third World majority in the General

No. 92 (A/8791); Geoffrey M. Levitt, “The International Legal Response to Terrorism. A Reevalua- tion,” University of Colorado Law Review, Vol. 60, No. 3 (1989), pp. 536–537; and Sofaer, “Terrorism and the Law,” p. 903. 39. Romaniuk, Multilateral Counter-Terrorism, p. 39. 40. “Reafªrms the inalienable right to self-determination and independence of all peoples under colo- nial and racist régimes...upholds the legitimacy of their struggle.” The draft resolution was adopted as General Assembly Resolution 3034 (XXVII). 41. “Condemns the continuation of repressive and terrorist acts by colonial, racist and alien regimes in denying peoples their legitimate right to self-determination.” 42. Sofaer, “Terrorism and the Law,” pp. 904–905; and Drahtbericht Beobachtermission bei den VN an das AA, 14 August 1973, in B83 825, ZA.

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Assembly.43 The Soviet Union and its allies had shown some initial interest in supporting the U.S. initiative but soon shifted to the opposing camp when they noticed that the project would face severe resistance from the Third World. Through this strategy, Moscow hoped to increase its inºuence in the Third World, especially in the Middle East.44 The measure ultimately adopted, Resolution 3034, set up an Ad Hoc Committee of the Sixth—or legal—Committee of the General Assembly on international terrorism, which was to meet every other year.45 However, the United States, with its draft greatly “deformed,” considered the project “sidelined indeªnitely” and practically “buried.”46 Because of the recent events at the UN and the way the Third World managed to move the focus of the debate away from discussing the precise measures to be adopted and toward terrorism’s root causes, the U.S. government became concerned about an in- creased cohesion among Third World countries with respect to the issues that touched on national liberation movements, such as terrorism.47 The West Germans shared this assessment and alluded to general pessimism in the West about the feasibility of any anti-terrorism initiatives at the UN.48 The developments of late 1972 are characteristic of the proceedings in the Ad Hoc Committee during the entire decade. The gap between the per- ceptions of the Third World and the West on how terrorism could be deªned and what measures should be adopted was so signiªcant that it prevented any serious outcome.49 During its sessions, the committee basically agreed to dis- agree, and sometimes even this was not possible. It failed to reach any com- promises or produce any recommendations to the General Assembly: its only suggestion was to keep the issue on the UN agenda.50 For all practical pur-

43. For an assessment of the resolution, see, for instance, Romaniuk, Multilateral Counter-Terrorism, p. 40. 44. Ibid., pp. 39–40. 45. Levitt, “The International Legal Response to Terrorism,” p. 537; Draft Report of the Ad Hoc Committee on international terrorism, UN GA document A/AC.160/L.3, 8 August 1973, in B83 825, PA; and Airgram A-128 (see fn 17 supra). 46. Action Memorandum From the Special Assistant to the Secretary of State and Coordinator for Combating Terrorism (Hoffacker) and the Deputy Legal Adviser (Maw) to Secretary of State Kissinger, Washington, 29 December 1973, FRUS, 1969–1976, Vol. E-3, Doc. 213; and Memoran- dum From the President’s Assistant for National Security Affairs (Kissinger) and the Assistant to the President for Domestic Affairs (Ehrlichman) to President Nixon, 17 January 1973, in FRUS, 1969– 1976, Vol. E-3, Doc. 204 47. Airgram A-128 (see fn 17 supra). 48. Protokoll: Bekämpfung des internationalen Terrorismus, 21 March 1973, in ZA 121069, PA. 49. Andrea Gioia, “The UN Conventions on the Prevention and Suppression of Terrorism,” in Giuseppe Nesi, ed., International Cooperation in Counter-Terrorism: The United Nations and Regional Organizations in the Fight against Terrorism (Aldershot, UK: Ashgate, 2006), p. 10. 50. Sofaer, “Terrorism and the Law,” pp. 904–905. See also, for instance, Report of the Ad Hoc Com-

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poses, the Ad Hoc Committee became obsolete. In the mid- and late 1970s, the United States, the United Kingdom, and most Western states wanted to end the work of the Ad Hoc Committee and contemplated voting against the renewal of its mandate. They considered the committee useless or even dan- gerous to Western interests.51 Only the West Germans saw some use in the committee as a stage for Third World countries. Bonn were concerned that Western opposition to a renewal of the mandate might lead to an even tougher and more obstructive policy by Third World countries on other ter- rorism-related issues, such as hostage-taking. Consequently, the West Ger- mans lobbied their Western allies to keep the committee alive.52 Finally, the Ad Hoc Committee adopted a resolution in 1979 that was somewhat of a compromise in that it did not merely allude to the necessity of studying the root causes of terrorism but also proposed that measures should be adopted to oppose it.53 This could be considered a minimum compromise, one that served as an example and basis for consecutive resolutions adopted by the General Assembly after 1979 that gradually increased the normative condemnation of terrorism over the years. In this sense, the 1979 resolution marked not only the endpoint of a process but also the basis for continuing UN efforts against terrorism in the 1980s.54 Despite this relatively remarkable result, by the end of the 1970s, other issues in international politics were re- ceiving much more attention. The Cold War was about to enter a new phase of tensions, and the struggle against international terrorism became less im- portant because of this. The Ad Hoc Committee, despite all its failings, did play one important role for the West. As several reports of the West German Auswärtiges Amt suggest, Bonn felt that the committee served as a public stage on which Third World countries could woo their domestic audiences with harsh speeches in

mittee on International Terrorism, in United Nations: General Assembly, Ofªcial Records, 32nd Session, Supplement No. 37 (A/32/37). 51. Drahtbericht Beobachtermission bei den VN an das AA, 14 August 1973, B83 825, ZA; Drahtbericht Ständige Vertretung bei den VN an das AA, 11 October 1973, in ZA 121069, PA; and Drahtbericht Ständige Vertretung bei den VN an das AA, 13 December 1977, in ZA 121078, PA. 52. Drahtbericht Ständige Vertretung bei den VN an das AA, 25 January 1977, in ZA 121077, PA; Drahtbericht Ständige Vertretung bei den VN an das AA nr 3470, 6 December 1977, in ZA 121078, PA; Drahterlass an die Ständige Vertretung bei den VN, 6 December 1977, in ZA 121078, PA; and Drahtbericht Ständige Vertretung bei den VN an das AA, 13 December 1977, in ZA 121078, PA. 53. Robert A. Friedlander, “Terrorism and International Law: Recent Developments,” Rutgers Law Journal, Vol. 13 (1981–1982), pp. 509–510; and Levitt, “The International Legal Response to Terror- ism,” p. 538. While the accompanying resolution did not have the effect of a treaty reservation as such and did not therefore modify the treaty itself, it still had some political relevance as it pointed to the special status that the General Assembly accorded national liberation movements. 54. The 1979 resolution therefore also contributed to the genesis of General Assembly Resolution 40/61 of 9 December 1985, which “[u]nequivocally condemns, as criminal, all acts, methods and prac- tices of terrorism wherever and by whomever committed” (emphasis added).

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favor of national liberation and against the West. This in turn allowed them to make silent compromises on other, more concrete, issues.55 Keeping the committee in session was therefore in the interest of the West, according to the West Germans.

The Diplomats’ Convention

In light of the “disheartening” results of the 1972 initiatives, the West was forced to change its policy at the UN. Instead of favoring the drafting of a comprehensive convention against terrorism, it shifted toward a piecemeal— or sectoral—approach in 1973.56 Despite the deadlock on terrorism at the UN, continuing terrorist attacks against diplomats in the late 1960s and early 1970s, especially in Latin Amer- ica, posed an ongoing threat that urgently required a better international re- sponse.57 Diplomats had become primary targets for terrorists because they were highly symbolic victims. As Robert Friedlander writes, “Diplomats are not soldiers, but government functionaries—highly visible, thoroughly politi- cal, and frequently viewed as expendable. Therefore,...they make inviting targets.”58 However, as opposed to earlier hostage crises that mostly affected Western citizens, Soviet-bloc and even Third World diplomats had become targets of abductions and attacks in the 1970s.59 On this issue, the interna- tional community was truly united as victims. Therefore, unlike with the de- liberations about several issues—the Ad Hoc Committee, the general nature of terrorism, and the appropriate means of responding to it—the majority of

55. Drahtbericht Ständige Vertretung bei den VN an das AA, 11 October 1973, in ZA 121069, PA; and Memo: Haltung der Bundesrepublik Deutschland, attached to Memo Ref. 511 an das Ref. 230: Vorbereitung der 29. Generalversammlung der Vereinten Nationen, 15 August 1974, B83 825, PA. 56. This can be seen, for instance, in the U.S. and West German documents: Memorandum from Sec- retary of State Rogers to President Nixon, 8 January 1973, in FRUS, 1969–1976, Vol. E-3, Doc. 203; and Drahtbericht Beobachtermission bei den VN an das AA, 14 August 1973, B83 825, ZA. 57. For an overview, albeit incomplete, see Green, “Convention on the Prevention and Punishment of Crimes against Diplomatic Agents and Other Internationally Protected Persons,” p. 704 fn. 5. For a list of major assaults on embassies and diplomats, see Brian M. Jenkins, Embassies under : A Re- view of 48 Embassy Takeovers, 1971–1980 (Santa Monica, CA: RAND, 1981). 58. Friedlander, “Terrorism and International Law,” p. 505. 59. See, for instance, Ben Saul, “Attempts to Deªne Terrorism in International Law,” Netherlands In- ternational Law Review, Vol. 52, No. 1 (2005), p. 68 fn. 83. See also “Shots at Soviet Mission Stir Bit- ter Debate in the U.N.,” The New York Times, 22 October 1971, pp. 1, 25; and “Two Soviet Diplo- mats Injured in Foiled Argentine Kidnapping,” The New York Times, 30 March 1970, p. 18. The Soviet government alleged that its diplomatic missions in the United States were in danger and con- stantly asked for better protection. See, for instance, Memorandum from Secretary of State Rogers to President Nixon, 17 June 1973, in FRUS, 1969–1976, Vol. E-3, Doc. 210.

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UN members showed a great deal of overlapping interest in improving the protection of diplomats. In that respect the issue was the exception to the rule of anti-terrorism negotiations in the 1970s. The reasons for this unusual unity are not too difªcult to understand: all countries had a shared interest in the orderly conduct of international relations by diplomatic means. Hence, not only the West but also the Soviet camp and even the overwhelming ma- jority of Third World countries wanted to increase protection for diplomats. The right and recognition to engage in diplomatic relations is one of the most ancient expressions of sovereignty, and most Third World states in the 1970s were eager to uphold this principle because it was the ultimate expression of their independence.60 Moreover, the fact that this convention would princi- pally beneªt the very people who were negotiating it contributed to its speedy and successful adoption. The ªrst step was taken when, in light of the increasing number of as- saults on diplomats, the International Law Commission (ILC) was entrusted with the elaboration of draft articles for a convention in 1971. Due to its heavy workload, however, the ILC did not submit its proposals to the General Assembly until 1972.61 The draft provided a basis for discussions among UN member-states. Yet old patterns resurfaced. Whereas the West sought a tough convention, Third World countries again wanted to include exceptions for acts of hostage-taking committed in struggles for national liberation.62 This time, though, the Soviet-bloc position was close to the Western one, and the Soviet Union even insisted on harsher measures against certain perpetrators because of Moscow’s interest in protecting its own diplomats.63 Eventually, spurred by the Khartoum embassy crisis of March 1973 (which also saw Arab diplomats among the victims), the negotiations for the text were ªnished in the autumn of 1973. The convention—together with an accompanying reso- lution highlighting the legitimacy of the struggle for national liberation—was

60. See, for instance, Christopher Clapham, “Sovereignty and the Third World State,” Political Studies, Vol. 47, No. 3 (1999), pp. 522–537. 61. Drahterlass: Zum 22. EPZ-Ministertreffen am 23.2.1976 in Luxemburg, 24 February 1976, in ZA 121071, PA; Teilrunderlass, 12 May 1977, in ZA 121075, PA; and Green, “Convention on the Prevention and Punishment of Crimes against Diplomatic Agents and Other Internationally Pro- tected Persons,” pp. 704–706. 62. Levitt, “The International Legal Response to Terrorism,” p. 544; Sofaer, “Terrorism and the Law,” pp. 917–918; and Wood, “The Convention on the Prevention and Punishment of Crimes against In- ternationally Protected Persons,” pp. 795–97. 63. Memo Abteilung 5: Die Verhandlungen in den VN über eine Konvention zur Verhinderung und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention), attached to Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur Verhinderung und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention), 28 December 1973, in ZA 113974, PA.

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then adopted in December 1973.64 Adopting a resolution that would always be published together with the convention was a compromise reached be- tween the positions of the Third World and the West on national liberation movements; it allowed countries room to maneuver on the issue. States in fa- vor of a more rigid stance, such as Canada and West Germany, were well aware of this and issued separate statements underlining their convictions that the resolution would not allow for exceptions regarding the scope of the con- vention.65 Despite the impressive success of the Diplomats Convention, which was adopted in record-breaking time, Western states were realistic enough to un- derstand that the example of this convention could not be repeated. The speedy adoption of the instrument and the ideologically neutral atmosphere in the negotiations could not realistically serve as a blueprint for other con- ventions. The speciªc constellation that united the interests of the majority of UN member-states in normal diplomatic relations was an exception in an en- vironment that was otherwise hostile to comprehensive anti-terrorism initia- tives.66 The negotiations for the Hostages Convention proved that this assess- ment was correct.

The International Convention against the Taking of Hostages

For several years the West German government had contemplated introduc- ing a draft to the UN that would focus on increasing cooperation among states in anti-terrorism matters.67 But both Germanys had only recently been admitted to the UN (in 1973), and therefore such a project would have to be

64. “General Assembly Resolution 3166 (XXVIII),” 14 December 1973, available online at http:// untreaty.un.org/ilc/texts/. 65. The Canadian statement is quoted in Wood, “The Convention on the Prevention and Punish- ment of Crimes against Internationally Protected Persons,” p. 798. The West Germans basically fol- lowed the Canadian position. See Anlage 1, attached to Memo Abteilung 5: Die Verhandlungen in den VN über eine Konvention zur Verhinderung und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention), attached to Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur Verhinderung und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention), 28 December 1973, in ZA 113974, PA. 66. Brief Referat 511, AA, an den Bundesminister der Justiz, an den Bundesminister des Inneren: Vorbereitung der 30. Generalversammlung der VN, 13 August 1975, in B83 983, PA. 67. As early as 1975, the ªrst plans to launch an initiative at the UN were sketched. However, the in- ternational environment for such a project was deemed hostile at the time: Memo Referat 230 an die Referate 500, 502, 511: Maßnahmen in den VN zur Bekämpfung des internationalen Terrorismus, 7 May 1975, in B83 983, PA; Memo Referat 230 an die Referate 500, 502, 511, 7 May 1975, in ZA 121069, PA; and Memo Referat 500 an das Referat 230, 1 July 1975, in ZA 121069, PA.

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carefully prepared in order not to lead to a major diplomatic confrontation and embarrassment. The Federal Republic, with its exposure to acts of both domestic and international terrorism, found hostage crises to be an issue for which international cooperation still had to be improved. Therefore, triggered by the December 1975 hostage crisis at the Organization of Petroleum Exporting Countries (OPEC), the Auswärtiges Amt elaborated plans for a UN initiative that would eventually lead to the adoption of a convention against the taking of hostages.68 Although the West Germans wanted to avoid a direct link between this issue and the general debate about terrorism and national liberation, it was obvious from the outset that this would be impossible. Nonetheless, in early 1976, Bonn started talks with its European Communities (EC) partners and with key Third World countries to prepare the ground for the initiative.69 These high-ºying plans soon experienced a reality check. They were at risk of being torn apart in internal European Political Cooperation talks, as well as in the ongoing political struggle between the West and the Third World. West Germany’s EC partners were especially reluctant to support the project. Most of them feared that the fate of the hostage initiative would be similar to that of the 1972 Ad Hoc Committee or, even worse, would be ex- ploited by the Third World to legitimize certain acts of terrorism. Still, the West Germans wanted to pursue their initiative and had some ofªcial back- ing, at least from the United States, the Netherlands, Ireland, and Italy.70 France, however, which was one of Bonn’s most important partners, remained skeptical of the initiative during the entire negotiating process.71 To decrease the diplomatic risks involved in such a project, the Aus- wärtiges Amt eagerly looked for other countries to cosponsor the initiative. Because the EC partners could not reach a common position on the project,

68. Letter Staatssekretär Gehlhoff an das Bundeskanzleramt, 9 January 1976, in ZA 121070, PA. During the OPEC raid in Vienna in late December 1975, terrorists led by the infamous “Carlos the Jackal” took about 100 people hostage, among them oil ministers from several Arab countries. All hos- tages were released within the next two days, and the crisis ended in Algiers. The authorities then al- lowed the terrorists to leave for an unknown destination. See “Curtain Descends in Algiers on OPEC Terrorists’ Fate,” The New York Times, 24 December 1975, p. 4; Robert D. McFadden, “Terrorist Group and Oil Ofªcials Flown to Mideast,” The New York Times, 23 December 1975, p. 53; and “Terrorists Who Raided OPEC Reported to Leave Algeria,” The New York Times, 31 December 1975, p. 24. 69. Runderlass, 13 January 1976, in ZA 121070, PA. 70. Note: Réunion du Groupe d’expert Nations Unies le 11 février à : Note d’appui sur le terrorisme international, n.d., in ZA 121074, PA; Drahterlass: Zum 22. EPZ-Ministertreffen am 23.2.1976 in Luxemburg, 24 February 1976, in ZA 121071, PA; and Telegram 220772 from the De- partment of State to All Diplomatic Posts, 6 September 1976, in FRUS, 1969–1976, Vol. E-14, Pt. 1, Doc. 48. 71. Letter Ständige Vertretung der Bundesrepublik Deutschland bei den Vereinten Nationen an das AA: Internationale Konvention gegen Geiselnahme, 17 January 1980, in ZA 121080, PA.

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the West Germans had to turn toward states outside the Western bloc. Thus, when the initiative was ªnally presented to the UN in the autumn of 1976, the cosponsors consisted mainly of smaller countries from all over the world. This was part of West Germany’s strategy to avoid the impression that it was a neocolonial project of the big Western states.72 In spite of these preparations, the negotiations were still lengthy and cumbersome, and the bone of contention was again the question of whether exceptions for national liberation movements should be included. Western states maintained their position that such a clause would not be acceptable and that the initiative should be withdrawn rather than be “deformed” to such an extent. Meanwhile, the Third World insisted on a reference to the le- gitimacy of the struggle for national liberation and insisted that the conven- tion would apply only to incidents of hostage-taking of “innocent” victims.73 This proposal suggested that citizens of certain countries, such as Israel and South Africa, that were allegedly practicing state terrorism against national liberation movements were not innocent victims and, hence, that the conven- tion would not extend to such cases. The controversy was over whether acts of violence committed by national liberation movements against these civilians should qualify as terrorism. Libya went even further and suggested that peo- ple being subjected to colonialism or racism should be considered hostages. The state or government responsible would hence be a hostage taker.74 A solution to the problem of “innocent” versus “guilty” victims was not reached until early 1979, after more than two years of negotiation. A compro- mise was struck that referred to the principle of self-determination in the pre- amble, and Article 12 of the convention excluded acts committed in armed conºicts—including struggles for self-determination—from the scope of the convention.75 This compromise was made possible by the adoption in 1977 of the First Additional Protocol to the Geneva Conventions of 1949.76 Conse-

72. Letter Ständige Vertretung bei den VN an das AA: Allgemeine Berichterstattung über die 31. Generalversammlung, 26 January 1977, B83 986, PA. 73. Runderlass, 12 January 1976, in ZA 121072, PA; and Letter Ständige Vertretung, 26 January 1977. 74. “Report of the Ad Hoc Committee on the Drafting of an International Convention against the Taking of Hostages,” in United Nations: General Assembly, Ofªcial Records, 32nd Session, Supplement No. 39 (A/32/39), 1977, Annex II: Working Papers Submitted to the Committee, G: Working Paper Submitted by the Libyan Arab Jamahiriya (A/AC.188/L.9), p. 112; and Sofaer, “Terrorism and the Law,” p. 916. 75. For an assessment of the legal implications of the compromise, see Wil D. Verwey, “The Interna- tional Hostages Convention and National Liberation Movements,” pp. 71–78, 84–89. 76. Art 1(4) of the Additional Protocol I of 1977 to the Geneva Conventions of 1949 states that “The situations referred to in the preceding paragraph include armed conºicts in which peoples are ªghting against colonial domination and alien occupation and against racist regimes in the exercise of their right of self-determination, as enshrined in the Charter of the United Nations and the Declaration on

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quently, acts of hostage-taking committed by national liberation movements no longer had to be covered by the Hostages Convention, because interna- tional humanitarian law would now apply to them.77 A successful resolution of the major political problems related to the con- vention was made possible at two sessions of the Ad Hoc Committee on the Hostage Taking Convention that took place in small groups in Geneva. This allowed for an informal atmosphere conducive to compromises. The negotia- tions that ªnally led to the breakthrough were held in 1978 by a core group comprising West Germany, the United States, Algeria, and Mexico and in 1979 by West Germany, Great Britain, Iraq, Jordan, and Yugoslavia.78 The convention was ªnally adopted in December 1979. The decade of UN anti- terrorism endeavors that had started so badly nonetheless ended on a success- ful note. Although the more radical Third World countries, such as Algeria and Libya, displayed public hostility to anti-terrorism projects during the four years of negotiations leading to the adoption of the Hostage Taking Conven- tion, it is interesting to note that they still exercised a degree of . They demanded that the legitimacy of the struggle against colonialism and foreign occupation be recognized, but they always maintained a level of ºexibility that allowed negotiations to continue.79 No Third World country had a seri- ous interest in causing the negotiations to fail. The double strategy of the West Germans—to have the general debates carried out in the Ad Hoc Com- mittee on International Terrorism while the serious negotiations were con-

Principles of International Law concerning Friendly Relations and Co-operation among States in ac- cordance with the Charter of the United Nations.” 77. Sofaer, “Terrorism and the Law,” p. 916; and Verwey, “The International Hostages Convention and National Liberation Movements,” pp. 71–78, 84–89. For example, the West German govern- ment, which initiated the Hostages Convention project, always wanted to exclude the issue of hostage- taking committed by national liberation movements from the negotiations. As the West German rep- resentative to the UN, Rüdiger von Wechmar, pointed out in 1976, “My Government’s initiative... was never directed against the liberation movements. We always felt and still feel that our initiative is dealing with a ªeld of international law quite different from the one that rules liberation struggles.” He went on to explain that from the point of view of the federal government, struggles of national lib- eration would fall within the ªeld of a non-international armed conºict as covered by the Geneva Conventions and the Additional Protocols. Those cases would thus already be regulated, and the West Germans “do not want to touch this ªeld of international law. In comparison international law of peace appears to us unsatisfactory with regard to the said phenomenon of hostage-taking....[Hence, the convention] intends to ªll gaps which exist only in international law of peace.” See Statement Made by the Delegation of the Federal Republic of Germany on August 15, 1977, n.d., in B83 988, PA. For a more general overview of how international humanitarian law deals with terrorism, see Andrea Bianchi and Yasmin Naqvi, International Humanitarian Law and Terrorism (Portland, OR: Hart Publishing, 2011), esp. chs. 2–3. 78. Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA, 14 February 1978, in ZA 121078, PA; Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA, 18 February 1978, in ZA 121078, PA; and Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA, 15 February 1979, in ZA 121080, PA. 79. Runderlass, 27 December 1979, in ZA 121080, PA.

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ducted discreetly in the anti-hostage-taking committee—proved to the right one. Although Third World countries were willing to cooperate, the Soviet bloc was much more obstructive. Despite reassurances from Soviet diplomats that they had an interest in the prevention of further hostage crises, the actual policy practiced by the USSR and its allies suggests that their most important goal was to prevent a Western success on this front. On several occasions, Soviet representatives tried to halt or stall negotiations by raising last-minute objections after compromises had been achieved. This was all the more sur- prising to the other participants because the Soviet bloc had kept a low proªle during most of the negotiation stages, raising its voice only when all seemed to have been settled and done.80 The strategy backªred, however. On the issue of terrorism the Soviet Union and its allies at the UN found themselves iso- lated. Developing countries had a real interest in ensuring the survival of the compromises that had been reached, and they were determined not to open Pandora’s Box again.81 The Soviet Union’s goal of appealing to the Third World by taking an obstructive stance thus came to naught, and its last min- ute objections were little more than an attempt to prevent the successful adoption of a convention that was largely based on a West German—and, hence, Western—draft. This was Cold War politics par excellence.

Conclusions

Dealing with the issue of international terrorism at the UN, including how to deªne terrorism and what measures to take against it, proved to be challeng- ing. As a consequence of the different positions among—and even within— the various political blocs, it was extremely difªcult to reach a consensus on common action. Even today, despite the end of the Cold War, the different stances taken on the issue by different groups of states have prevented a com- prehensive solution. In the 1970s, the different regional experiences, interests, and ideologies, and especially the hostile Cold War environment, did not al- low for a major breakthrough on the issue. Terrorism debates at the UN be- came a diplomatic battleground of the Cold War. Moreover, within the UN the increased antagonism between the newly politically powerful Third World and the West manifested itself in the debates about terrorism. The

80. Drahtbericht Ständige Vertretung bei den VN an das AA, 5 December 1977, in ZA 121078, PA; and Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA nr. 339, 16 February 1979, in ZA 121080, PA. 81. Letter Ständige Vertretung der Bundesrepublik Deutschland bei den Vereinten Nationen an das AA: Internationale Konvention gegen Geiselnahme, 17 January 1980, in ZA 121080, PA.

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vague, ambiguous, and sensitive issue of “terrorism” became entangled with other considerations, including the struggles for a New International Eco- nomic Order, against apartheid, for the independence of Palestine and Namibia, and for more “justice” between North and South in general. The term and concept of “terrorism” is highly political—and politicized—and the Cold War global order further magniªed and cemented existing differ- ences in deªning and dealing with terrorism. Even though the 1970s was the era of détente, a comprehensive solution for international terrorism could not be found. As public attention became less preoccupied with major Cold War crises, negotiations about anti- terrorism instruments at the UN came into the spotlight, attracting global at- tention. Paradoxically, this made the process of reaching compromise all the more difªcult. Similarly, as Cold War tensions surged in the late 1970s and as na- tional liberation became less of a dominant issue for the Third World, some success—albeit limited—was possible. The moderate ªnal suggestions of the Ad Hoc Committee on International Terrorism in 1979 and the adoption of the rigid Hostages Convention testify to this. The most successful strategy to deal with terrorism at the time was to focus on speciªc aspects, such as attacks against diplomats or the taking of hostages. On these issues, a common ground among the blocs developed that was signiªcant enough to serve as a basis for the elaboration of legal instruments. Moreover, the reservations of some states about extraditing perpetrators of terrorist acts to other countries were eased by inserting an aut dedere aut iudicare clause into the conventions: a state could extradite a perpetrator or try that person itself. The changes that appeared in the international environment toward the end of the 1970s also inºuenced anti-terrorism negotiations at the UN. Pub- lic interest in this matter decreased as Cold War tensions again mounted. Consequently, the 1980s witnessed another round of anti-terrorism negotia- tions that led to conventions such as the 1980 Convention on the Physical Protection of Nuclear Material, the 1988 Protocol for the Suppression of Unlawful Acts of Violence at Airports Serving International Civil Aviation, the 1988 Convention for the Suppression of Unlawful Acts against the Safety of Maritime Navigation, and the 1988 Protocol for the Suppression of Un- lawful Acts against the Safety of Fixed Platforms Located on the Continental Shelf. Further conventions followed in the 1990s and 2000s.82 The ground- work for this development was laid at the UN in the 1970s: all of the later

82. An up-to-date list of existing conventions against terrorism within the framework of the UN can be found at the website of the UN Action to Counter Terrorism: “International Legal Instruments to Counter Terrorism,” http://www.un.org/terrorism/instruments.shtml.

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conventions followed the sectoral approach that had been developed in the preceding decade. The 1970s at the UN resembled the 1930s at the League of Nations in that anti-terrorism policies during both periods and at both institutions could not be separated from the overarching logic of the international system. The debates about international terrorism at the UN were another diplomatic battleground of the Cold War.

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