Rese ttlement Monitoring Report

Project Number: 47048-002 March 2020

PRC: Enshi Upstream Environment Rehabilitation Project

Prepared by: Yiji Construction Consultants Co., Ltd. for the Asian Development Bank

This resettlement monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

External Resettlement Monitoring Report

#7 Semiannual Report for July-December 2019 March 2020

PRC: Hubei Enshi Qing River Upstream Environment Rehabilitation Project

Prepared by Shanghai Yiji Construction Consultants Co., Ltd. for the Asian Development Bank

CURRENCY EQUIVALENTS (As of 20 Oct. 2014) Currency Unit – yuan (CNY) CNY1 = $0.1634 $1 = CNY6.118 ABBREVIATION

AAOV Average Annual Output Value

ADB Asian Development Bank

AH Affected HH

AP Affected Person

CNY Abbreviation for yuan, PRC’s currency

DDR Due Diligence Report

DI Design Institute

DMS Detailed Measurement Survey

EMA External Monitoring Agency

ECPMO Enshi City Project Management Office

EUCIC Enshi Urban Construction and Investment Co. Ltd.

EPDRC Enshi Prefectural Development and Reform Commission

EMDP Ethnic Minority Development Plan

ERSM External Resettlement and Social Monitoring

ETMAP Enshi Tujia and Miao

EMG Enshi Municipal Government

Enshi Tujia and Miao Autonomous Prefecture Project EPPMO Management Office

FSR Feasibility Study Report

HH Household

HEQRUERP Hubei Enshi Qing River Upstream Environment Rehabilitation

Project

LAB Land Administration Bureau

LA&R Land Acquisition and Resettlement

LAO Land Acquisition Office

LLF Land-Loss Farmer

LPMO Local Project Management Office

M&E Monitoring and Evaluation

mu Chinese land area unit of measure: 1 mu = 0.0667 ha

NGO Non-Government Organization

PMO Project Management Office

PPTA Project Preparation Technical Assistance

PRC People’s Republic of China

RIB Resettlement Information Booklet

RMB Renminbi—another word for the PRC Currency, the yuan

RP Resettlement Plan

SES Socioeconomic Survey

TOR Terms of Reference

WF Women’s Federation

WS Water Supply

WTP Water Treatment Plant

WWTP Wastewater Treatment Plant

WEIGHTS AND MEASURES mu – 0.006 ha square meter – m 2 NOTE In this report, "$" refers to US dollars.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Report Director:

Wu Zongfa School of Economics and Management TongjiUniversity

Report Co-compiler:

Wu Zongfa, Zhang Yingli, Chen Wei, Su Daoming, Gong Jing

E-mail:

[email protected]

CONTENTS

1 EXECUTIVE SUMMARY ...... 1

1.1PROJECT DESCRIPTION ...... 1 1.2 RESETTLEMENT POLICY AND FRAMEWORK ...... 2 1.3 PROGRESS OF RESETTLEMENT IMPLEMENTATION ...... 3 1.4 EXTERNAL MONITORING AND EVALUATION ON RESETTLEMENT ...... 4 A. Work Plan and Arrangement for Monitoring and Evaluation ...... 4 B. Work Procedures ...... 5 C. Methods ...... 5 1.5 LAR INSTITUTIONAL ARRANGEMENTS ...... 6 1.6 LAND ACQUISITION PROGRESS ...... 8 D. Land Acquisition Procedures ...... 8 E. Land Acquisition Progress ...... 9 1.7 HOUSE DEMOLITION PROGRESS ...... 9 1.8 EXECUTION OF POLICIES ...... 9 1.9 COMPENSATION PAYMENT AND UTILIZATION ...... 9 1.10 EXISTING PROBLEMS AND SOLUTION PLANS...... 13 1.11 MONITORING AND EVALUATION ...... 15 1.12 CONCLUSIONS AND SUGGESTIONS ...... 15 F. Conclusions ...... 15 G. Suggestions ...... 15

2 RESETTLEMENT MONITORING IN ENSHI CITY ...... 17

2.1 OVERALL SITUATION OF RESETTLEMENT ...... 17 2.2 RESETTLEMENT PROGRESS ...... 18 H. Land Acquisition Progress ...... 18 I. Affected Households Progress ...... 19 J. Affected Vulnerable Groups ...... 20 2.3 RELOCATION POLICY ...... 20 K. Land Acquisition Policy ...... 20 L. House Demolition Policy ...... 23 M. Temporary Land Occupancy Policy ...... 23 N. Sampling Survey ...... 24 2.4 INCOME RESTORATION...... 27 2.5 HOUSES RELOCATION ...... 27 2.6 APS’ SATISFACTION SURVEY ...... 27 2.6.1 BASIC SITUATION OF SAMPLE HOUSEHOLDS ...... 27 2.6.2 SURVEY ON INCOME LEVELS ...... 28 2.6.3 SATISFACTION DEGREE ...... 30 2.7 INFRASTRUCTURE RESTORATION ...... 31

2.8 BUDGET AND FUND FOR RESETTLEMENT ...... 31 2.9 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 35 2.10 COMPLAINTS AND APPEALS ...... 39 2.11 ORGANIZATION AND ADMINISTRATION ...... 39 2.12 ASSISTANCE TO VULNERABLE GROUPS ...... 39 2.13 SAMPLING SURVEY ...... 40 2.14 CONCLUSIONS AND SUGGESTIONS ...... 42 O. Conclusions ...... 42 P. Suggestions ...... 42 2.15 INTERVIEW RECORDS ...... 42

3 RESETTLEMENT MONITORING IN LICHUAN CITY ...... 48

3.1 OVERALL SITUATION OF RESETTLEMENT ...... 48 3.2 RESETTLEMENT PROGRESS ...... 48 Q. Land Acquisition Progress ...... 48 R. House Construction Progress ...... 55 S. Affected Vulnerable Groups ...... 57 3.3 RELOCATION POLICY ...... 57 T. Land Acquisition Policy ...... 57 U. House Demolition Policy ...... 57 V. Sampling Survey ...... 58 3.4 INCOME RESTORATION...... 60 3.5 HOUSES RELOCATION ...... 60 3.6 INFRASTRUCTURE RESTORATION ...... 60 3.7 BUDGET AND FUND FOR RESETTLEMENT ...... 60 3.8 PUBLIC PARTICIPATION AND INFORMATION DISCLOSURE ...... 62 3.9 COMPLAINTS AND APPEALS ...... 62 3.10 ORGANIZATION AND ADMINISTRATION ...... 63 3.11 ASSISTANCE TO VULNERABLE GROUPS ...... 63 3.12 CONCLUSIONS AND SUGGESTIONS ...... 63 W. Conclusions ...... 63 X. Suggestions ...... 64 3.13 INTERVIEW RECORDS ...... 64 APPENDIX 1 LAND USE LETTER APPROVED BY HUBEI PROVINCE NATIONAL LAND DEPARTMENT FOR LICHUAN CITY WWTP ...... 73 APPENDIX 2 COMMUNICATING WITH THE AFFECTED VILLAGERS ON LAND ACQUISITION ...... 75 APPENDIX 3 THE AFFECTED VILLAGERS SIGNED THE AGREEMENTS OF LAND ACQUISITION ...... 76 APPENDIX 4 SAMPLE OF COMPENSATION CONTRACT FOR LAND ACQUISITION AND HOUSING DEMOLITION...... 77 APPENDIX 5 CONSTRUCTION SITES IN LICHUAN CITY ...... 83 APPENDIX 6 CONSTRUCTION SITES IN LICHUAN CITY (DECEMBER, 2018) ...... 85 APPENDIX 7 THE COMPENSATION STANDARD FOR LAND ACQUISITION IN XIAOLONGTAN VILLAGE, LONGFENG TOWN, ENSHI CITY ...... 87

1 Executive Summary

1.1Project Description

Hubei Enshi Qing River Upstream Environment Rehabilitation Project (HEQRUERP) includes 4 components which comprise engineering works as well as non-structural measures: (i) improved pollution control at Enshi and Lichuan Cities; (ii) enhanced flood management; (iii) improved capacity of wastewater management; and (iv) strengthened project management capacity. The project covers Enshi and Lichuan Cities of Hubei Province. The sub-project implementation units are shown in Table 1-1.

Table 1-1 Cities and Components

City Implementation Unit Enshi Enshi Urban Construction and Investment Co. Ltd.

Lichuan Lichuan Liangli Urban Construction & Development Co. Ltd.

Due to changes in local development plans and actual construction conditions, the local project office and implementing agency proposed some scope and design changes during the mid-term adjustment of the project in 2019. The resettlement plan was mainly about the update in Enshi Project. The main content of the resettlement plan for the Enshi Subproject is the redesigned acquisition of the remaining 126 mu of land in the Daishui River Subproject, and the remaining temporary land occupation. The update report of “Resettlement Plan for the Re-designed Subprojects in Enshi Qing River Upstream Environment Rehabilitation Project” was completed in December 2019 and was approved by ADB.

After the adjustment in Lichuan Project, 56 mu of land acquisition has been reduced, which has affected 65 fewer people and 4 fewer households by house demolished. For Lichuan, since the changes are the application, it is unlikely to cause new social, ethnic, and gender impacts. The impact on land acquisition and house demolition is also small.

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1.2 Resettlement Policy and Framework

The RP is in accordance with The Law of Land Administration of the People’s Republic of China (2004), the State Council's Decision on Deepening the Reform of Land Management (GF [2004] No.28) and other laws and regulations, as well as relevant policies on land acquisition, resettlement in Enshi city, Enshi Tujia and Miao Autonomous Prefecture, Hubei Province and ADB’s Safeguard Policy Statement (June, 2009).

According to the above policies, and in consultation with local governments and affected persons (APs), the resettlement principles of the Project are: 1) Screen the project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. 2) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. 3) Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. 4) Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. 5) Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. 6) Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to

2 ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets. 8) Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. 9) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. 10) Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the project as a stand-alone operation. 11) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. 12) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.The land acquisition compensation includes land compensation fee, resettlement subsidies, and compensation for young crops. The compensation standards are calculated at the region-based comprehensive land price regulated by the Hubei provincial policy. These prices have been assessed as equivalent to replacement value of the affected land.

All houses will be compensated at the replacement price, including compensation for buildings, attachments and others. The compensation price will be evaluated and confirmed by the affected persons. The households which choose property right exchange are according to the evaluation of the main architecture of the legal area, and exchange with new resettlement houses.

The compensation for young crops, trees and other facilities will be directly paid to the affected persons.

The duration of temporary land occupation usually lasts 2~3 months, which will be compensated for a minimum of 6 months or the actual period if longer. The construction contractor is responsible for land reclamation and the according budget is listed into the construction cost.

1.3 Progress of Resettlement Implementation

By 31st December, 2019, the Enshi project had acquired 545.4 mu of land permanently, including (i) 150 mu of land for Dashaba WWTP, (ii) 6.4 mu of land for Gaoqiao River Pumping Station, (iii) 37 mu of land for estuary treatment of Qing River Upstream and Downstream and Daishui River, (iv) 50 mu of land for sewage pipeline installation subproject in Qingshulin area and

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Sha River, and (v) 302 mu of land for Daishui River rehabilitation subproject. There are 126 mu of land remaining to be acquired for the re-designed subprojects in Daishui River Area and temporary land occupation remaining for these subprojects. The fund for land acquisition and resettlement was 59.5062 million yuan.

By 31st December, 2019, the Lichuan project had acquired 312.3312 mu of land permanently, 335 households were affected. 7 houses were demolished by WWTP project, affecting 11 households with 30 persons, and the compensation way was monetary compensation. 3 houses have been demolished by river construction. The land acquisition compensation agreement has been signed with the affected households. The total compensation paid is 33.263 million yuan. The affected households are satisfied with the compensation measures. A summary of project and resettlement start time is listed in Table 1-2.

Table 1-2 Project Resettlement Progress in Each City

Project Start Time Resettlement Start Time City Subproject Planned Actual Planned Actual

Enshi Enshi 2015.1 2016.1 2015.4 2015.4

Lichuan Lichuan 2015.1 2016.1 2014.12 2014.12

1.4 External Monitoring and Evaluation on Resettlement

Shanghai Yiji Construction Consultant Co., Ltd. is an independent external resettlement monitor for the Project. By March, 2020, the seventh monitoring report had been completed.

A. Work Plan and Arrangement for Monitoring and Evaluation

The resettlement monitoring and evaluation is conducted semi-annually during resettlement implementation and annually after the completion of resettlement (twice in total). In December 2019, the external monitor team conducted monitoring and evaluation on the implementation progress of land acquisition, house demolition, resettlement and relocation. The tasks of external resettlement monitoring and evaluation included:

1) Follow-up investigation of the production and livelihood of villages and villagers affected by land acquisition and house demolition for a better understanding of the progress of land acquisition and assessing whether the compensation standards for the AHs are reasonable;

2) Understanding of the progress of land acquisition, house demolition, compensation and relocation, and conducting external resettlement monitoring and evaluation against RPs;

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3) Collection of APs’ opinions: interview affected villagers, staff of affected enterprises and resettlement implementation units, as well as APs having complaints, for a better understanding of APs’ opinions; informing project resettlement and land acquisition offices about the opinions and suggestions of APs and affected enterprises; providing suggestions to help improve resettlement with a smoother and more effective way of land acquisition and house demolition.

4) Investigation in the temporary land acquisition.

5) Investigation in the distribution and usage of the compensation.

6) Investigation in the construction of the resettlement housing.

7) Investigation in the help to the vulnerable group.

8) Investigation in the consultant and participation of the public.

9) Investigation in complain handling.

10) Investigation in the implementation of mitigation measures.

B. Work Procedures

1) Prepare the work outline and work plan (program)

2) Design sampling method

3) Interview and follow-up investigation

4) Analyze information and data

5) Prepare monitoring and evaluation report

C. Methods

1) Sampling. Sampling scheme and questionnaires were designed. The monitor conducted house-by-house detailed investigation to AHs and different affected groups with utilization of random sampling method and the questionnaires prepared in advance. The content of investigation included family members’ basic information, the structure of family income and expenditure, compensation progress, satisfaction on LAR, and so on.

2) Meeting. Interviews to LAR implementation agencies, relevant units, street offices, affected village committees and AHs were conducted for a better understanding of the progress of LAR and house demolition.

3) Consulting documents. Consulting and verifying documents and materials (files, agreements and statistical statements) in relation to LAR and demolition.

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4) Interviewing key informants, such as director of land acquisition and house demolition office, related official of undertaking unit, village head, and head of affected family, women, and senior citizens.

1.5 LAR Institutional Arrangements

1.5.1 Institutional Arrangement of Enshi City

To better implement the RP for the Project, governments at all levels in Enshi need to make preparations for the project and resettlement of the APs including establishment of organizations and offices and strengthening of capabilities. Since March, 2013, relevant organizations and project resettlement offices have been established in succession for resettlement of the APs for the Project and the responsibilities of these organizations have been clearly defined. The main organizations for the project and resettlement include:

(1) Enshi City ADB Loan Project Leading Group

(2) Enshi City ADB Loan Project Leading Group Office

(3) Enshi Urban Construction and Investment Co. Ltd

(4) Enshi Land and Resources Bureau

(5) Enshi Water Resources Bureau

(6) Enshi Bureau of Construction and Housing

(7) Enshi Luyuan Wastewater Treatment Company

(8) Enshi City Land Acquisition Affairs Office

(9)Enshi City Housing Expropriation Affairs Office

(10) Government township office

(11) Village (neighborhood) committee

(12) External monitoring agency for resettlement

The organizational framework for resettlement is shown in Figure 1-1.

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Enshi ADB Loan Project Leading Group

Enshi Bureau of Enshi Construction External Monitoring Agency Monitoring External Enshi City Land Land Acquisition City Enshi Enshi Urban Construction Urban Enshi Enshi Luyuan Wastewater Luyuan Enshi Enshi Land and Resource and Land Enshi n netetC Ltd Investmentand Co Demolition Affair Office Enshi Conservancy Bureau Treatment Company Enshi City Housing Housing City Enshi and Housing and Affair Office

Municipal Water Bureau PMO

Subproject Office

Affected districts, counties, townships

Affected villages, APs

Figure 1-1 Organization Chart of Enshi City

1.5.2 Institutional Arrangement of Lichuan City

To better implement the RP for the Project, governments at all levels in Lichuan need to make preparations for the project and resettlement impacts from establishment of organizations and strengthening of capabilities. Since March, 2013, relevant organizations have been established in succession for resettlement of the impacts for the Project and the responsibilities of these organizations have been clearly defined. The main organizations for the project and resettlement of impacts include:

(1) Lichuan City ADB Loan Project Leading Group

(2) Lichuan City ADB Loan Project Implementing agent

(3) Lichuan Land and Resources Bureau

(4) Lichuan Water Resources Bureau

(5) Lichuan City Environmental Protection Bureau

(6) Lichuan Liangli Urban Construction & Development Co. Ltd.

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(7) Government (township)

(8) Village (Community) committee

(9) External monitoring agency for resettlement of impacts

The organizational framework for resettlement impacts is shown in Figure 1-2.

Lichuan ADB Loan Project Leading Group

External Monitoring Agency Development Co., Ltd. Co., Development Lichuan Liangli Urban Liangli Urban Lichuan Water Conservancy Lichuan Municipal Lichuan Protection Bureau Protection Lichuan Municipal Lichuan Resources Bureau Lichuan Land and and Land Lichuan Construction & & Construction Environmental Bureau

Affected districts, counties, townships

Affected villages, APs

Figure 1-2 Organization Chart of Lichuan City

1.6 Land Acquisition Progress

D. Land Acquisition Procedures

The land acquisition procedures under the Project are as follow:

1) Issue pre-announcement of land acquisition;

2) Conduct investigations to lands and ground attachments to be acquired;

3) Prepare announcement of land acquisition scheme and submit it to the government for approval, and post land acquisition scheme in affected villages;

4) Conduct social-economic investigations;

5) Implement compensation and relocation scheme for land acquisition and pay the compensations, as well as implement compensation and relocation scheme for house demolition; 8

6) Clear ground attachments and hand over the lands to project construction contractors.

E. Land Acquisition Progress

By 31st December, 2019, the Enshi project had acquired 545.4 mu of land permanently, including (i) 150 mu of land for Dashaba WWTP, (ii) 6.4 mu of land for Gaoqiao River Pumping Station, (iii) 37 mu of land for estuary treatment of Qing River Upstream and Downstream and Daishui River, (iv) 50 mu of land for sewage pipeline installation subproject in Qingshulin area and Sha River, and (v) 302 mu of land for Daishui River rehabilitation subproject. The Lichuan Project occupies 312.3312 mu of land permanently.

By 31st December, 2019, the actual completed land acquisition was 857.7112 mu, which was 67.07% of those anticipated in the RPs, as listed in Table 1-3.

Table 1-3 Land Acquisition Progress by Project Components (By 31st December, 2019)

Permanent land acquisition Subproject City Component Planned Actual Percentage Mu Mu %

Enshi City Enshi 671.4 545.4 81.23%

Lichuan City Lichuan 607.425 312.31 51.42%

Total 1278.825 857.7112 67.07% 1.7 House Demolition Progress

By the end of December 2019, the houses of 8 households with 26 persons were demolished in Enshi, and the area of demolished houses was 4255.52 m2. In Lichuan, the 7 houses impacted (11 households with 30 persons) have been demolished, all of which are monetary compensation resettlement. No progress has been made since the resettlement plan was updated.

By 31st December, 2019, the actual completed house demolition was a total of 5796.52 m2 of 19+3 households, which was 100% of those anticipated in the RPs, as listed in Table 1-4.

1.8 Execution of Policies

Land acquisition and house demolition that have been completed by each subproject all execute the standard of RP. See Table 1-4.

1.9 Compensation Payment and Utilization

By 31st December, 2019, CNY 92.77019 million of resettlement compensation had been paid for the project, which took up 64.08% of the total. Payment amount of each project component is listed in Table 1-6. The LAR costs can meet the needs of land acquisition and house demolition for

9 the Project.

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Table 1-4 House Demolition Progress by Project Components (By 31st December, 2019)

Planned Actual Subproject Percentage City Affected households Area Affected households Area Resettlement Place Component HH (m2) HH m2 %(HH) Monetary compensation (The city government has coordinated the plan for resettlement in the Enshi City Enshi 8 4255.52 8 4255.52 100% Caijiahe resettlement community. The resettlement will be completed before December 31st, 2020. ) Monetary Lichuan City Lichuan 11 1541 11+3 1541 100% compensation (Minxin Garden) Sub-total 19 5796.52 19+3 5796.52 100% Note: 3 households will be demolished in Lichuan River. Due to the coronavirus, detailed information will be added in the next report. They lived normally during the virus prevention period.

Table 1-5 Land Acquisition and House Execution Standard

Planned Actual Brick - Brick - Land Brick - Brick - City Land Acquisition City City concrete2 wood Acquisition concrete wood house house CNY/ Mu CYN/m2 CYN/m2 CNY/Mu CYN/m2 CYN/m2 Enshi City 58,903 1200 600 510 58,903-80,000 715-1324b 453

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Planned Actual Brick - Brick - Land Brick - Brick - City Land Acquisition City City concrete2 wood Acquisition concrete wood house house CNY/ Mu CYN/m2 CYN/m2 CNY/Mu CYN/m2 CYN/m2 Lichuan City 40,250 1200 600 510 50000a 1365-1798b Note: a. Not including young crops fee and attachment compensation; b.The housing compensation standard was determined by professional real estate appraisal company.

Table 1-6 Payment of Resettlement Compensation by Project Components (By 31st December, 2019)

Planned Actual Percentage City Subproject Component 10 thousands CNY 10 thousands CNY % Enshi City Enshi 8004.60 5950.62 74.34% Lichuan City Lichuan 6473.10 3326.39 51.39% Total 14477.70 9277.01 64.08%

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1.10 Existing Problems and Solution Plans

By 31st December, 2019, each tender of land acquisition and existed problems and solving plans of resettlement are listed on Table 1-7.Table 1-7 Existing Problems and Solution Plans (By 31st December, 2019)

Content Name of the Contract Package Progress, problem Completion time Contact Package

EC01 Dashaba WWTP The land acquisition had been finished.

EC02 Dashaba WWTP three supplies and one leveling Completed.

EC03 Gaoqiao Pump station and pipeline to Dashaba WWTP Land acquisition had been completed.

EC04 Hongmiao WWTP civil works Because of plans update, the project was cancelled.

Dashaba WWTP pipeline network and equipment Only temporary land acquisition is involved, and temporary land EC05 (Qingshulin areas) acquisition will be carried out when construction begins. Dashaba WWTP pipeline network and equipment (Qing EC06 River right bank interception sewers)(Internal supporting Completed. 2018.06 project) Dashaba WWTP pipeline network and equipment EC07 Only temporary land acquisition is involved. (Gaoqiao River area) EC08 Hongmiao WWTP pipeline network (cancelled) Because of plans update, the project was cancelled.

River restoration in Upstream and Downstream of Qing EC09 Land acquisition had been completed. River and Estuary of Daishui River to Upstream 1km

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Content Name of the Contract Package Progress, problem Completion time Contact Package Comprehensive river treatment in Gaoqiao River (Internal EC10 supporting project) A total of 428 mu of land will be acquired permanently, 302 mu of EC11 will be split into EC11 Daishui River Comprehensive Treatment Project which has been acquired, 126 mu of land remain to be acquired. EC16 and EC17 Sewage pipeline network of WWTP- Enshi City sewage pipeline network renovation extension project in Qingshulin area ((Internal The resettlement site is Caijia River Area. supporting project) The affected 7 houses (11 households and 30 people) had been demolished. The way of compensation was monetary compensation. LC10 Lichuan WWTP The demolition households are resettled in Minxin Garden.The WWTP will be put into operation in 30th September, 2019. Wastewater pipeline for old town (including pump station LC02 No land acquisition. reconstruction) Wastewater pipeline for new town (including pump station LC03 Under construction. reconstruction) River management project: Qing River sections from LC04 Sandu gorge to upstream of water source protection zone The compensation is being paid. (including dredging) River management project: Qing River sections from LC05 downstream of water source protection zone to Tenglong Under construction. No.2 bridge (including dredging) LC06 Huilonggou River (including dredging) Land acquisition finished and the compensation had been paid.

LC07 Yuanbao River (including dredging) Land acquisition finished and the compensation had been paid.

Because of plans update, the project was cancelled. And he project Eco rehabilitation auxiliary facilities (Sandao River, t LC08 Huilonggou River, Yuanbao River) was included in the comprehensive management of Qingjiang PPP project. The operator of the PPP project was Liangli Company.

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1.11 Monitoring and Evaluation

Shanghai Yiji Construction Consultant Co., Ltd. carries out External Resettlement Monitoring for the project. The Monitoring and Evaluation team investigated sample households for their livelihood data. Two methods are applied to the investigation, namely, (1)Interviews to LAR affected village committees, involved in the village leaders, and (2)Interviews to LAR affected households with sample families.

1.12 Conclusions and Suggestions

F. Conclusions

1) Due to changes of the project plan, the construction progress is lagging behind the original plan.

2) The land acquisition and demolition are progressing smoothly. All house demolition has been completed, affecting 19 households with 5796.52 m2; a total of 857.7112 mu of land has been acquired, accounting for 67.07% of the planned. A total of 92.7701 million yuan has been paid for land acquisition and demolition, accounting for 64.08% of the planned.

3) The poverty alleviation in the project area was progressing smoothly, and the policies and measures for poverty alleviation were diversified, and the implementation effect was relatively good.

4) Families affected by land acquisition received land compensation and had stable income sources. According to the interview results, the affected households were supportive of the Qing River Upstream Environment Rehabilitation Project.

5) Importance was paid to public participation. Appeal channels worked well.

6) 3 houses are newly demolished in Lichuan. It will be monitored in detail in the next report.

G. Suggestions

1) Ensure that funds can meet the needs of project construction and land acquisition and resettlement.

2) Enshi and Lichuan ADB should continue improving its internal management and actively promote the progress of project construction and land acquisition.

3) Internal resettlement monitoring had been preliminarily established, and relevant records should be made on time.

4) A normative archives management system for resettlement files should be established and sound written and image records should be kept to enrich the documents and files of LAR and house demolition under the Project.

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5) In addition to monetary compensation, other resettlement compensation measures, such as skill trainings to APs, increaseing employment opportunities, need to be further strengthened.

6) A sound house allocation scheme is recommended with full consideration of APs’ expectations.

7) Pay attention to practical problems of the poor in relocation and provide practical help through policy supports.

8) Professional trainings to staff working on land acquisition and house demolition should be strengthened; the contents of trainings can include site visit, experience introduction and theories discussion.

9) Safety management during LAR should be paid particular attention to avoid safety accidents, and a safety system for LAR should be established to increase the efficiency.

10) For AHs who have more than 30% of their lands acquired, particular attention should be paid to them and guidance should be provided to them for helping them utilize the cash compensation for land acquisition and allowance for relocation in production and development, so as to improve their income level.

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2 Resettlement Monitoring in Enshi City

2.1 Overall Situation of Resettlement

By 31st December, 2019, the Enshi project had acquired 545.4 mu of land permanently, 486 households with 1870 persons were affected. The house of 4255.52 m2 was demolished by Enshi project, affecting 8 households with 26 persons, accounting for 100% of the planned. A total of 59.5062 million yuan had been paid for land acquisition and house demolition.

Specifically, the Dashaba WWTP Project (EC01) acquired 150 mu of land permanently and 71.7 mu of land temporarily; the Gaoqiao Pump Station and Pipeline to Dashaba WWTP (EC03) project acquired 6.4 mu of land permanently; the Dashaba WWTP pipeline network and equipment (EC05) project acquired 80 mu of land temporarily; the Dashaba WWTP pipeline network and equipment (Gaoqiao River area, EC07) project acquired 10 mu of land temporarily; the Daishui River Comprehensive Treatment (EC11) project will acquire 428 mu of land permanently and 250 mu of land temporarily, and had acquired 302 mu of land permanently, the rest of 126 mu of land will be acquired before 15th August, 2019; the Renovation and Extension Project of Sewage Pipeline Network in Enshi City (Qingshulin Area) acquired 50 mu of land permanently and 1 mu of land temporarily; the Comprehensive Rehabilitation Project of Qing River Sections from Upstream to Downstream and the Estuary of Dai River to Upstream 1km (including dredging, EC09) project acquired 37 mu of land permanently and 58.5 mu of land temporarily; the Gaoqiao River Comprehensive Rehabilitation Project (including dredging, EC10) acquired 75 mu of land temporarily. A total of 671.4 mu of permanent land acquisition and 546.2 mu of temporary land occupation are required for the above projects. At present, Daishui River Comprehensive Treatment Project (including dredging, EC11) is still under land acquisition. Land acquisition has been completed for the remaining projects. This project (including dredging, EC11) has acquired 302 mu of land, and for the remaining 126 mu of land have completed the resettlement plan update report in December 2019, but it has not been completed yet.

Table 2-1 Project Update Percentage Planned Completed Remained of completed Land Mu 671.4 545.4 126 81.2% acquisition Temporary land Mu 546.2 546.2 0 100% occupation APs by land Household 654 486 168 74.3% acquisition Person 2653 1870 783 70.5% Household 8 8 0 100.0% House Person 26 26 0 100.0% demolish M2 4255.52 4255.52 0 100.0% Total Household 662 494 168 74.6% Person 2679 1896 783 70.8% 17

2.2 Resettlement Progress

H. Land Acquisition Progress

By 30th June, 2019, the land acquisition for No.1 and No.6 road of Dashaba WWTP project had been finished. The summary of land acquisition of No.1 and No.6 road is listed on Table 2-2.

Table 2-2 The summary of land acquisition of 1st entry road and 6th exit road(By 31st December, 2019) Planned Actual Percentage Subproject 1st entry road Affected village Tanjiaba Tanjiaba Collective land farmland 30.3 9.833 32% acquired (mu) forest land 10.9 2.4063 22% subtotal 41.2 12.2393 30% AH HH 37 19 51% people 137 25 18% Compensation 10 thousands 440.9 989.07 224% fee yuan Note: (1) The planned number in Table 2-1 is the original planned data for land acquisition. (2) No.1 road is the entry road, and no.6 road is the exit road.

By 31st December, 2019, the project had occupied 545.4 mu of land, including 0 mu of construction land and 9.217 mu of state-owned land. The land acquisition affected 486 HH, 1870 people, and 81.23% of land acquisition had been finished. The state-owned land acquisition of the project sees Table 2-3. The summary of project land acquisition is listed on Table 2-4. The temporary land acquisition of the project is shown in Table 2-5

Table 2-3 The state-owned land acquisition of the project(By 31st December, 2019)

Subproject Planned Actual Percentage Remark Ecological 0 0 0 Rehabilitation Work Ancillary facilities 4.4 0 0 Cancelled WWTP 9.22 9.22 100% Subtotal 9.22 9.22 100% The significant changes in the amount of land acquisition impacts between the planned and actual as indicated in Table 2-2 is due to the fact that the relevant land acquisition work has been completed and there is no need to acquire more land as originally planned. The changes of the planned amount in Table 2-3 are due to the revising of the whole Enshi project construction plan. According to the newly revised plan, only 9.22 mu of state-owned land will be acquired. The changes of the planned amount in Table 2-4 are also due to the revising of the whole Enshi project construction plan, the significant changes in the amount of actual land acquisition and affected households are due to the land acquisition of EC03, EC09, especially EC11 projects, progressing smoothly.

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Table 2-4(1) Land acquisition (By 31st December,2019)

Planned Actual Percentage Land acquisition Land acquisition Subproject Househo Househo Househo mu People mu People mu ld ld ld Ecological 165.442 Rehabilita 390 414 1663 291 1170 5 tion Work Ancillary 74.7 34 135 8.0276 20 83 facilities 371.929 WWTP 80.7 20 72 183 643 9 Daishui 126 186 783 0 0 0 River Subtotal 671.4 654 2653 545.4 494 1896 81.2% 75.5%

Table 2-4(2) Land acquisition (By 31st December,2019)

Resettlement Plan Update in December 2019

Planned Actual Affected Affected Farmland Farmland Villager Group population population Mu AHs APs Mu AHs APs DalongtanGroup 52 56 213 0 0 0 Shiziping Group 47 72 330 0 0 0 Hetaogou Group 27 58 240 0 0 0 Subtotal 126 186 783 0 0 0

Table 2-5 The temporary land acquisition of the project (By 31st December , 2019)

Planned Actual State- State- Collective Collective Region owned owned Land Land Land Land Land for Cultivate Unutilize Land for Cultivate Unutilize Total Total Road Use d Land d Land Road Use d Land d Land mu mu mu mu mu mu mu mu Sewage interception 0 0 383.5 383.5 0 0 383.5 383.5 pipeline Urban sewage - New 0 0 0 0 0 0 0 0 sewers Ecological 0 0 162.7 162.7 0 0 162.7 162.7 Rehabilitation Work Subtotal 0 0 546.2 546.2 0 0 546.2 546.2 I. Affected Households Progress

By 31st December, 2019, the Enshi project had completed house demolition 4255.52 m2 that accounted for 100% of the planned. The completion of house demolition is listed on Table 2-6.

Table 2-6 The completion of house demolition

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Renovation and Extension Subproject Dashaba Hongmiao Project of Sewage Pipeline

Name WWTP WWTP Network in Enshi City (Qingshulin Area) House Village Tanjiaba Hongmiao Wuyangba Gengjia Group Dashaba Zhakou Jinziba Total % ping Planned AHs HH 5 3 8 APs Person 16 10 26 Housing site area m2 Housing site area mu House area m2 2634.32 1621.2 4255.52 Actual AHs HH 0 0 5 3 8 100% APs Person 0 0 16 10 26 100% Housing site area m2 0 0 Housing site area mu 0 0 House area m2 0 0 2634.32 1621.2 4255.52 100%

J. Affected Vulnerable Groups

Among the AHs, there were vulnerable groups of 19 households with 73 persons. Special care will be given to these people during the resettlement process. Details are shown in Table 2-7.

Table 2-6 The vulnerable groups affected

Planned Actual Subproject Town/street Type HH People Ecological Minimum rural Subsistence Longfeng Town 7 28 restoration living standard1 allowances Xiaoduchuan Minimum rural 2 7 Same as Street living standard above Wuyangba Minimum rural 6 23 Same as Street living standard above Liujiaoting Minimum rural 2 7 Same as Street living standard above Liujiaoting Minimum rural Same as WWTP 2 8 Street living standard above Ancillary Minimum rural Same as Longfeng Town 0 0 facilities living standard above Total 19 73 2.3 Relocation Policy

K. Land Acquisition Policy

The comparison of land acquisition policies is listed on Table 2-8.

1 2300 yuan/year 20

Table 2-8 Compensation Rates of Land and Property Losses

Planned Actual Unit Areas ⅰ Areas ⅱ Areas ⅰ Areas ⅱ Dalongtan Village, Qifeng Community, Daguanyuan Community, Daqiaolu Sanlongba Village, Community, Jichanglu Community, Shuangyantang Fengxiangping Village, Fenghuanglu Village, Longfeng Community, Guanpo Community, Tanjiaba Village, Sanhe Land type yuan/mu Village, Gengjiaping, Jinziba Village, Village, Longfeng Tanjiaba Village Guihuayuan Community, Sankongqiao Community, Neighborhood Committee, Guihuayuan Xiaolongtan Village Community, Gaoqiaoba Village, Shuyuan and Longfeng Community, Chengxiangjie Community Village and Toudaoshui Village Productivity – average annual yuan/mu 2561 2210 2561 output value 182 (3 times for 23 (3 times for village collectives and 20 village collectives Multiple Times times for individuals) and 15 times for individuals)

2 The multiple is calculated according to the average remaining cultivated land area according to the land administration law of PRC. The more remaining cultivated land area, the less multiple.

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Comprehensive price in land yuan/mu 58903 39780 58903 acquired district General Compensation cultivated Times 1 1 1 standard for young land croups Vegetable Times 1.1 1.1 1.1 plot Vegetable Adjustment factor Times 1.1 1.1 1.1 plot Orchard Times 1.1 1.1 1.1 Tea garden Times 1.1 1.1 1.1 Intensively cultured Times 1.1 1.1 1.1 fishpond Forestland Times 0.6 0.6 0.6 Unused land Times 0.4 0.4 0.4

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L. House Demolition Policy

The compensation standards for house replacement are listed on Table 2-9.

Table 2-9 Standards for House Replacement and Other Compensations

Planned Actual Category Unit Standard (yuan) Standard (yuan) 2 Frame m 1200 1200 2 Brick-concrete 1 m 600 600 2 Brick-concrete 2 m 525 525 2 Brick-concrete 3 m 492 492 2 Brick-wood m 510 510 2 Soil-wood m 420 420 2 Simple hut m 225 225 2 Cattle pen/pigsty m 158 158 2 Incentive fees m 5% of total 400 2 House footing m 90 90 2 Temporary building m 300 300 Transitional fee HH 4800 4800 Moving fee HH 2000 2000

M. Temporary Land Occupancy Policy

Policy for temporary land occupancy is listed on Table 2-10

Table 2-10 The compensation standard of temporary land acquisition

Planned Actual Office (town) impacted by temporary land occupancy i ii Category Policy Unit Xiaoduchuan Street, Wuyangba Longfeng Street and Town Liujiaoting Street Compensation according to Annual 2561 2210 2210 actual duration output Temporarily of occupancy occupied land General Time 1 1 1 cultivated land Vegetable plot Time 1.1 1.1 1.1

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N. Sampling Survey

Table 2-11 Information of sample households (December, 2016)

Area of land Land compensation Resettleme Young crops Attachment City Town Village Name Total acquired (70%) nt fee fee compensation Farmland Woodland mu mu yuan yuan yuan yuan yuan Enshi Liujiaoting Tanjiaba Liu Kaifa 16000 16000 Liu Yebing 1.4483 25963.67 48218.25 3709.1 37920 115864.02 Yan Guangying 5500 5500 Yan Shucheng 2500 2500 Xu Yunshi 8350 8350 Liu Yezhu 7500 7500 Liu Kaidong 4.9484 0.4893 94963.09 176360.01 12672.85 129743 413738.95 Liu Kaiping 3.7756 67685.18 125701 9669.31 98993 302048.54 He Yongcheng 0.2541 4555.25 8459.75 650.75 6663 20328.75 He Yongfu 1.1559 20721.82 38483.38 2960.26 30307 92472.46 Chen Lifa 0.6589 11812.1 21936.76 1687.44 17276 52712.3 Deng Yuanbing 1.2976 23262.07 43200.99 3323.15 34022 103808.21 He Shoujun 1.1632 0.0028 20887.83 38791.67 2978.96 30498 93156.46 Du Fafu 0.6091 2.5494 42911.51 79692.79 1559.91 15970 140134.21 Fan Xuhai 1.0897 2.2686 48003.48 89149.33 2790.72 28571 168514.53 Xu Xigui 2.9216 6.983 140004.49 260008.34 7482.22 76602 484097.05 He Shoubing 1.5362 27539.46 51144.71 3934.21 40278 122896.38 Liu Yeen 2.36 42307.72 78571.48 6043.96 61877 188800.16 Liu Yegao 3.225 57814.58 107369.93 8259.23 84557 258000.74 Liu Kunhua 0.6277 2.86 47142.62 87550.59 1607.53 16458 152758.74

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Continued: Table 2-11 Information of sample households (Gaoqiao River Pumping Station) (July 4th, 2017) Land Area of land Resettlement Young Attachment City Town Village Name compensation Total acquired fee crops fee compensation (70%) Farmland Woodland mu mu yuan yuan yuan yuan yuan Cai Enshi Liujiaoting Shuyuan 0.8 14341.6 26634.4 2048.8 8915.7 51940.5 Yuhong Huang 2.2 39439.4 73244.6 5634.2 10864.05 129182.25 Jialan Ma 1.2 21512.4 39951.6 3073.2 8899.4 73436.6 Guangyu

Continued: Table 2-11 Information of sample households (Dashaba WWTP)(January 30th, 2018)

Area of Land Resettlement Young Attachment City Town Village Name land compensation Total fee crops fee compensation acquired (70%) Farmland Woodland mu mu yuan yuan yuan yuan Yuan Deng Enshi Liujiaoting Tanjiaba 0.441 7905.81 14682.21 1129.4 11563 35280.42 Yuanbing He 1.2625 22632.84 42032.41 3233.27 33102 101000.52 Shouxiang Liu Yewu 0.9509 17046.78 31658.31 2435.26 24932 76072.35 He 0.4246 7611.8 14136.21 1087.4 11133 33968.41 Yongcheng Liu Yehua 1.0978 19680.26 36549.06 2811.47 28784 87824.79 He 0.5977 10714.97 19899.23 1530.71 15672 47816.91 Yongshun

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Continued: Table 2-11 Information of sample households (No.6 road of Dashaba WWTP)(31st December, 2018)

Area of Land Resettlement Young Attachment City Town Village Name land compensation Total fee crops fee compensation acquired (70%) Farmland Woodland mu mu yuan yuan yuan yuan Yuan Enshi Liujiaoting Tanjiaba Liu Derang 0.7128 12778.37 23731.25 1825.48 18689.00 57024.10 Liu Yexiang 0.3839 6882.18 12781.18 983.17 10066.00 30712.53 Fang 0.2169 3888.37 7221.25 555.48 5687.00 17352.10 Sizhen Liu Ye’an 0.3234 5797.59 10766.96 828.23 8480.00 25872.78 Xie Junzhi 1.0263 18398.48 34168.61 2628.35 26909.00 82104.44 Xu Xigui 0.2560 4589.31 8523.01 655.62 6713.00 20480.94 Liu Kaimin 0.9372 16801.18 31202.20 2400.17 24573.00 74976.55

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2.4 Income Restoration

By 31st December, 2019, the people affected by land acquisition all had received land compensation. They usually invested the money in trade, transportation, and restaurants. Their income have not decreased, and income levels have increased due to more employment opportunities..

The compensation method was monetary compensation during the land acquisition of the 1st entry road of Dashaba WWTP. After getting compensation, the affected households had priority to get employed by this project and obtain training opportunities, could get engaged in non-agricultural work in the vicinity. According to the survey, the project area was close to the Enshi Economic Development Zone and a large number of affected villagers could find jobs in the development zone. 2.5 Houses Relocation

By 30th June, 2019, 8 households are affected by house demolition and on the transition stage. They all have more than two houses. The original resettlement site is Xiaolongtan Community. Because the construction of this district is lagging behind, the resettlement sites are planned to be adjusted to Caijiahe resettlement area. The house demolition can be seen in Table 2-12.

The resettlement of 8 households is expected to be completed by the end of 2020. Due to the epidemic, the house type and area will be included in the next report.

Table 2-12 House demolition Name Old Resettlement house APs Compensations Ground Second Subtotal floor floor M2 Person Yuan Resettlement M2 M2 M2 Area Zeng Xianwei 470.5 3 336470 Caijiahe 80 510.5 590.5 Hu Xunjiang 710.08 4 710000 Caijiahe 120 750.8 870.8 Hu Xunsan 431.13 4 377530 Caijiahe 80 430 510 Liao Jiawei 623.59 5 489000 Caijiahe 120 703.59 823.59 Guo 634.33 3 840018 Caijiahe 120 580 700 Yuanqiong Hu Lizhi 79.96 2 72500 Caijiahe 60 99.96 159.96 Hu Changyong 373.21 3 303714 Caijiahe 80 413.21 493.21 Liu Jinxiu 532.69 2 410413 Caijiahe 120 492.69 612.69

2.6 APs’ Satisfaction Survey

2.6.1 Basic situation of sample households

In December 2019, a satisfaction survey was conducted on the affected people who had

27 completed land acquisition. A total of 30 households were sampled, accounting for 11.62% of 258 affected households. A total of 107 persons were surveyed in 30 households, including 54 males and 53 females. Young people accounted for 36.4%, middle-aged people accounted for 39.3%, and old people accounted for 24.3%. 90.9% were engaged in the tertiary industry. The per capita monthly income is 545.3 yuan. The basic situation of the survey sample households is shown in Table 2-13.

Table 2-13 Basic situation of the sample households

Sanhe Longfeng Village Xiaolongtan Total Village Village Percentage Household 5 10 15 30 AP Person 14 39 54 107 100.0% Gender Male 9 19 26 54 50.5% Female 5 20 28 53 49.5% Age younger 5 16 18 39 36.4% middle 7 17 18 42 39.3% aged① ② elderly 2 6 18 26 24.3% ③ Ehnic Han 11 37 53 101 94.4% Tujia 3 2 1 6 5.6% Miao 0 0 0 0 0.0% Hukou Agriculture 14 34 54 102 95.3% Types Township 0 5 0 5 4.7% Education illiterate 0 2 0 2 1.9% primary 3 8 23 34 31.8% ①school ②middle 9 22 26 57 53.3% school ③ college 2 7 5 14 13.1% ④and above

Primary Industry 0 2 3 5 7.6% industry Secondary 0 1 0 1 1.5% industry Tertiary 9 19 32 60 90.9% Industry Average monthly Yuan 867.4 455.8 526.4 545.3 income 2.6.2 Survey on Income Levels

It is indicated that the average annual per capita income of affected HHs is higher than the levels before LA. Although the agricultural income decreased, the total annual income increased by 5,256 yuan per capita. See details in table 2-14.

Along the income increase, the expenditure of sampled HHs also increased after LA. Agricultural expenditure has decreased significantly. Comparing before and after land acquisition, the per capita consumption expenditure increased by 8979 yuan, which is a significant increase. It

28 indicates the living standards of affected HHs increase after land compensation and livelihood restoration. See details in Table 2-15.

Table 2-14: Incomes level of Sample HHs Affected by Land Acquisition Sanhe Longfeng Xiaolongta Village Unit Total Village Village n Village HHs 5 10 15 30 Persons 14 39 54 107 Agricultural yuan 6752 43948 143595 194295 income Non- Before LA agricultural yuan 182060 521532 1497059 2200651 income Subtotal yuan 188812 565480 1640654 2394946 Agricultural yuan 0 0 24200 24200 income Non- After LA agricultural yuan 461256 805852 1665984 2933092 income Subtotal yuan 461256 805852 1690184 2957292 Agricultural yuan -6752 -43948 -119395 -170095 income Non- Differences agricultural yuan 279196 284320 168925 732441 income Subtotal yuan 272444 240372 49530 562346 Agricultural yuan -482 -1127 -2211 -1590 income Differences Non- per capita agricultural yuan 19943 7290 3128 6845 income Subtotal yuan 19460 6163 917 5256

Table 2-15 Expenditure level of Sample HHs Affected by Land Acquisition Sanhe Longfeng Xiaolongta Village Unit Total Village Village n Village HHs 5 10 15 30 Persons 14 39 54 107 Production yuan 31450 8000 25980 65430 expenditure Consumptio Before LA n yuan 69400 285800 654950 1010150 expenditure Subtotal yuan 100850 293800 680930 1075580 Production yuan 110000 0 85800 195800 expenditure Consumptio After LA n yuan 156000 470380 1152200 1778580 expenditure Subtotal yuan 266000 470380 1238000 1974380 Production yuan 78550 -8000 59820 130370 expenditure Consumptio Differences n yuan 86600 184580 497250 768430 expenditure Subtotal yuan 165150 176580 557070 898800 Differences Production yuan 5611 -205 1108 1218 per capit expenditure 29

Sanhe Longfeng Xiaolongta Village Unit Total Village Village n Village Consumptio n yuan 6186 4733 9208 7182 expenditure Subtotal yuan 11796 4528 10316 8400 2.6.3 Satisfaction Degree

The survey showed that the sample households knew the information of land acquisition from government leaflets and village committee meetings. Satisfaction with physical registration and measurement was 46.7%, and basic satisfaction reached 53.3%. After resettlement, 50% are satisfied with life, and 50% are basically satisfied. Life satisfaction rate after resettlement reached 80%. The results of the satisfaction survey are shown in Table 2-16.

Table 2-16: Survey on Satisfaction Degrees of AHs

Percentages(%) N Questions Answers Subtota o, 1 2 3 4 5 l ① younger ② 36. 39. 24. 1 How old are you? middle aged ③ 100% 4% 3% 3% elderly ① <=3 ② 50. 46. 3.3 2 How many family member? 100% 35 0% 7% % ① illiterate ② 31. 53. 13. primary school ③ 1.9 3 What’s your education level? 80 30 10 100% middle school ④ 0% % % % college and above ① Government leaflets ② Newspapers, televisions and other media ③ Discussions from the surrounding people ④Meetings How did you first learn about this land 56. 20. 10. 90. 33. Multipl 4 convened by acquisition and house demolish? 7% 0% 0% 0% 3% e choice neighborhood committees / village formal or informal channels for publicity ⑤ Measure land and housing by the relevant units very satisfied Are you satisfied with the physical satisfied so- 46. 53. 0.0 0.0 0.0 5 100% registration and measurement results? so① unsatisfied 7% 3% % % % ②very unsatisfied③ ① ④know ② Are your aware of the land 70. 30. 0.0 0.0 0.0 6 know⑤ some ③ 100% compensation policies? 0% 0% % % % don't know very satisfied Are your satisfied with the land satisfied so- 53. 46. 0.0 0.0 0.0 7 100% compensation policies? so① unsatisfied 3% 7% % % % ②very unsatisfied③ ①very④ satisfied ② Are your satisfied with the ⑤satisfied ③ so-so 43. 56. 8 implementation of these land 0% 0% 0% 100% ④ unsatisfied ⑤ 3% 7% compensation policies? very unsatisfied During the land acquisition, house ① Don't know 10. 63. 43. 0.0 0.0 Multipl 9 demolition and resettlement, how do who to look for. ② 0% 3% 3% % % e choice you express your personal suggestions Report directly to 30

Percentages(%) N Questions Answers Subtota o, 1 2 3 4 5 l and opinions? the committee or ask others to report. ③ Directly report to the government above the committee or ask others to report. ④ Report to the media. ⑤ Report to the project owner. ①very satisfied ② Are you satisfied with your live after 1 satisfied ③ so-so 50 50 land compensation and livelihood 0% 0 % 0% 100% 0 ④ unsatisfied ⑤ % % restoration? very unsatisfied ① significantly increased ② How about the income opportunities 1 increased ③ basic 80 20 after land compensation and livelihood 0% 0% 0% 100% 1 stable ④decreased % % restoration? ⑤ significantly decreased ① significantly increased ② How about your HH’s income levels 1 increased ③ basic 83. 16. after land compensation and livelihood 0% 0% 0% 100% 2 stable ④decreased 3% 7% restoration? ⑤ significantly decreased 2.7 Infrastructure Restoration

By 31st December, 2019, infrastructure operated normally.

2.8 Budget and Fund for Resettlement

Funds for land acquisition and resettlement were raised by the fiscal department of Enshi City. The LAR funds could meet the needs of land acquisition and house demolition for the Project now. By 31st December, 2019, the fiscal department of Enshi City had paid 59.5062 million yuan in total for land acquisition, accounting for 74.34% of the total resettlement budget. The payment list (part) of the project land acquisition compensation sees Table 2-17. By 31st December, 2019, executive agency had paid the fees of land acquisition to the affected people. The funds usage of Enshi Subproject is listed in Table 2-18. Table 2-17-1 The payment list (part) of the land compensation Household Item Amount(unit: yuan) Liu Yexi land and attachment compensation 63681.67 Yan Shucheng Grave relocation fee 2500 Liu Yebao land and attachment compensation 194538.8 Deng Zhishou land compensation 39519.82 Xu Xigui land and attachment compensation 538923.6 Liu Kaiping land and attachment compensation 329145.2 Liu Kaidong land and attachment compensation 434611.4 Deng Yuanbing land and attachment compensation 103808.2 He Shouqing land and attachment compensation 163342.6 He Yongfu land and attachment compensation 92472.46 Liu Yewu land and attachment compensation 193224.2 He Shouquan land and attachment compensation 96248.9

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Liu Kaiming land and attachment compensation 27509.38 Total 2279526

Table 2-17-2 The payment list (part) of the land compensation

Household Farmland Standard Compensaction Time mu Yuan/mu Yuan Yuan Shenzhu 0.2629 80664 21206.57 20180626 Xiao Gangyou 0.2495 80664 20125.67 20180625 Yuan Changming 0.7303 80664 58908.92 20180809

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Table 2-18 (1) LAR Funds of Enshi Subproject Unit: 10,000 CNY (By 3ist December, 2019) Planned Sewage Intercepting Urban Sewage Ecological Ancillary Service WWTP 1st entry road Yudai River Subtotal Pipeline Pipeline Network Rehabilitation Work Land compensation 46.098 0 1705.47 373.4131 900.1716 234 1181.6 4440.7527 fees House compensation 0 0 0 0 683.52 0 0 683.52 fees Compensation fees for special facilities' 0 0 2.4 2 7.239 0 0 11.639 restoration and reconstruction Administration fee 0.922 0 41.9445 7.5083 31.8186 11.7 23.6 117.4934 Other fees 1.3829 0 200 201.8103 239.3539 171.8 736.3 1550.6471 Contingency 7.2604 0 511.0603 87.7097 279.3155 23.4 291.2 1199.9459 Total 55.6633 0 2460.8748 672.4414 2141.4186 440.9 2232.7 8003.9981 Continued: Table 2-18 (2) LAR Funds of Enshi Subproject Unit: 10,000 CNY (By 3ist December, 2019) Actual Percentage Sewage Intercepting Urban Sewage Ecological Ancillary Service WWTP 1st entry road Yudai River Subtotal Pipeline Pipeline Network Rehabilitation Work Land compensation 65.511864 566.018757 1586.456293 0 1152.5 989.1 fees House 0 363.5645 0 0 compensation fees Compensation fees for special facilities' 0 0 0 0 restoration and reconstruction Administration fee 0 0 0 0 Other fees 0 0 0 0 Contingency 0 0 0 0

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Actual Percentage Sewage Intercepting Urban Sewage Ecological Ancillary Service WWTP 1st entry road Yudai River Subtotal Pipeline Pipeline Network Rehabilitation Work Total 65.511864 929.583257 916.389787 0 1152.5 989.1 5950.623 74.34%

3 The detailed data will be reported in the 7th Monitoring Report.

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2.9 Public Participation and Information Disclosure

Table 2-19-1 Public Participation (By 31st December, 2019)

Time Item Conclusion Remark The affected villages Negotiate with the agreed to the villages on the issue of High degree of 2016.01-2016.12 compensation standard land acquisition of participation. and the resettlement WWTP. plan. The affected units Sign agreements with agreed to the affected villages, High degree of 2017.07-2017.09 compensation standard collectives and participation. and signed the individuals. agreements. Release the High degree of 2018.05 Publication and posting compensation standard participation. Publication of the handbook for High degree of 2018.06 On-site distribution resettlement participation. information Sign agreements with affected villages, High degree of 2018.06-2018.12 Public meeting collectives and participation. individuals Land acquisition in High degree of 2018.06-2019.06 Public meeting Daishui River area participation. Enshi PMO and Enshi High degree of Resettlement Office Land acquisition in participation. Women 2019.07-2019.12 convened a public Daishui River area involved and signed the meeting for all affected agreement people.

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Table 2-19-2 Main Activities of Information Disclosure and Negotiation Activities on Resettlement Among Main which, Actions/measu Main res taken in Participants How Main Issues views/concer Organiz design and/or Remarks Date Venue Topic (Who are man Discussed/consul ns received # er Wome EM RP to response they? ) y? ted from n s their participants views/concern s Land compensation Latest land should be Enshi compensation compliance City 1.how will the land policy and local Representati with latest Dalongt LA PMO be compensated? practices have 2018.10. ve of APs, policies and 1 an consultatio and 85 53 5 2.when will the land been adapted in 20 staff of LA local Group n meeting Village compensation be R P. L A office practices; and committ paid? compensation should be paid ee will be paid fully in a full and and timely. timely manner. The comprehensi ve Enshi compensatio Expect that Latest land office City Consultation on n rate for Representati the land compensation building PMO land compensation ground 2019.5.1 LA policy ve of APs, compensation policies and 2 of village and 50 28 8 policies and attachments 2 publicity staff of LA can be local practices committ Village implementation was office increased to have been ee committ arrangements increased some extent. adapted in RP. ee from 20,000 to 40,000 yuan/mu in this RP Enshi How to Disputes will be Fairness Discussion Representati Dalongt City Methods, address the addressed and equality 2019.6.1 on Detailed ve of APs, 3 an PMO 66 38 4 procedures and disputes through will be 0 measurem staff of LA Group and schedule of DMS during DMS, if coordination ensured ent survey office Village any? organized by the during DMS.

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Among Main which, Actions/measu Main res taken in Participants How Main Issues views/concer Organiz design and/or Remarks Date Venue Topic (Who are man Discussed/consul ns received # er Wome EM RP to response they? ) y? ted from n s their participants views/concern s committ joint working ee group with staff from Enshi City Land Bureau, Longfeng Town Government and Village committee. It is committed Enshi Further policy that any new So far, no office City publicity for If it is possible land new land Representati building LA PMO some APs who to increase the compensation compensatio 2019.7.1 ve of APs, 4 of village consultatio and 23 11 3 are not familiar land policies released n policies are 8 staff of LA committ n meeting Village with the land compensation by provincial released by office ee committ compensation rates? government provincial ee policies before LA will be government. followed strictly. The LA and The detailed The existing socio- civil works implementation economic profile of should be schedule has affected villager implemented been discussed Enshi groups and the as soon as and integrated in office City livelihood means of possible after R P. See building FGD on LA PMO Representati AHs. Land 2019.12. a long time of Livelihood details in 5 of village consultatio and ve of APs, 14 3 7 compensation and 6 consultation. restoration section 8 and committ n Village consultants implementation The livelihood measures have 5. ee committ arrangements. restoration been integrated ee Measures of measures in RP, in addition livelihood should be to land restoration after implemented compensation. LA. and monitored Vulnerable

37

Among Main which, Actions/measu Main res taken in Participants How Main Issues views/concer Organiz design and/or Remarks Date Venue Topic (Who are man Discussed/consul ns received # er Wome EM RP to response they? ) y? ted from n s their participants views/concern s as planned. groups, women Vulnerable and ethnic groups should minorities have be granted been granted with priorities with priorities for for livelihood livelihood restoration restoration in measures and R P. provide with special assistance as needed. Subtotal 238 133 27

38

2.10 Complaints and Appeals

Problems in the land acquisition and resettlement are listed in Table 2-20.

Table 2-20 Problems in the Land Acquisition and Resettlement (By 31st December, 2019)

Time Item Solution Result A new road need to be built in the construction June 2017 A road has been built Resolved area to facilitate people walking. Construction affects Irrigation canals have June 2017 Resolved irrigation canals. been restored. A large amount of land By leaders' attention, needs to be acquired by scientific arrangement June 2018 the Daishuihe River and strict In progress project, affecting many implementation of farmers. policies. 2.11 Organization and Administration

Under the guidance of the Enshi Autonomous Prefecture ADB Loan Project Management Office, the Enshi City ADB Loan Project Management Office is responsible for coordinating the preparation and execution of LAR in Enshi City, and will monitor the implementation phase of the Enshi subproject every day. The Enshi City project implementing agency (Enshi Urban Construction Investment Co., Ltd - EUCIC) undertakes the preparations and execution of RP of the Enshi subproject. The director for land acquisition and resettlement and other relevant directors should participate in the execution of the Enshi subproject.

2.12 Assistance to Vulnerable Groups

Among the AHs, there are vulnerable groups of 19 households with 73 persons. The monitoring result shows that the vulnerable groups were given care and help. Hubei province government has introduced some policies to take targeted measures in poverty alleviation, which cover the medical, education, housing, pension, and poverty alleviation of the poor family members. For example, the five-guarantees family and the orphans can join in the new rural cooperative medical system(NRCMS) without paying any fee; when the children of poor families attend public kindergartens, they can receive a 1000 yuan living allowance each year, and they can be exempt from tuition fees when attending primary school, junior high school, high school, the secondary and higher vocational education, and they can get reduction of tuition fees at the undergraduate stage, and they can receive national grant of 1000-10000 yuan each year from primary school to doctoral graduate, and they can also apply for a national student loan of up to 12000 yuan at the graduate level.

Enshi Prefecture Human and Social Affairs Bureau and other departments regularly publish “recruitment information for precise poverty alleviation ", and they also screen and recommend jobs for those who have employment aspirations and employability, and actively help them contact 39 employers to help poor families achieve employment and poverty alleviation. Enshi City has issued such documents as "the plan of fighting against poverty in 2019" and "achieving the goal of "Two Needs and Three Guarantees"("two needs" means not worrying about food and clothing, and "three guarantees" means compulsory education, basic medical treatment and housing security). Specific measures include solving the problem of safe drinking water for rural residents in the city, rebuilding dangerous houses, strengthening infrastructure construction such as electric power, communication (4G, optical fiber broadband), and promoting collective economic development and so on.

2.13 Sampling Survey

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Table 2-21 Income and Land Resources of Sample Households in Details

Before Househo Land Town Village People Income Acquisit ld Acquired ion Working Agricult Farmlan Garden Farmlan Garden Compensati in the Subtotal Dryland Subtotal Dryland Subtotal ural d plot d plot on city CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY Liujiaoti Tanjiaba 10 40 47000 298000 345000 22.6 22.6 0 22.6 19.223 19.223 0 19.223 1555727.9 ng per 1175 7450 8625 0.565 0.565 0 0.565 0.480575 0.480575 0 0.480575 38893.1975 capita Table 2-22 Property of Sample Households in Details

Ethnic Refrige Washing Livesto Networ Telepho Automo Town Village Name Houses Area TV Tractor Motor Pump Others Minorities rator Machine ck k ne bile person room m2 set set set set set set set set set set Liujiaot Tanjiab 10 0 55 1440 10 9 10 0 6 0 0 10 10 2 0 ing a Averag 5.5 144 1 0.9 1 0 0.6 0 0 1 1 0.2 0 e

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2.14 Conclusions and Suggestions

O. Conclusions

1) The house demolition of Enshi project has been completed 100%. 545.4 mu of land has been acquired permanently. A total of 59.5062 million yuan has been paid for land acquisition and house demolition. Land acquisition and demolition work is progressing smoothly, only EC11 still needs to acquire 126 mu of land. ADB has approved the resettlement plan update report.

2) Most of the households affected by land acquisition had received land compensation, and had rich job opportunities and stable sources of income. The 8 affected households in Enshi are coordinated to resettle in the Caijiahe resettlement community by Enshi municipal government, which will be completed by the end of December 2020

3) Enshi Prefecture and Enshi City have issued and implemented a series of precise poverty alleviation measures, achieving remarkable results.

4) A pilot construction area of agricultural non-point source pollution prevention and control was built in Xinjie Village of Tunbao Township. This action helped to realize long-term ecological and environmental protection in Qing River region.

P. Suggestions

1) Enshi ADB should continue improving its internal management and actively promote the progress of project construction and land acquisition.

2) Internal monitoring of resettlement needed to be strengthened.

2.15 Interview Records

Time: 6th December, 2019, Enshi City, Officer in Xiaolongtan Village

There are a total of 2023 people in Xiaolongtan Village and 1252 people working outside. There are 8 groups in the village, with a per capita disposable income of 11,625 yuan. Xiaolongtan Village is included in the urban planning of Enshi City. The village develops characteristic industries. 300 mu of tea are planted, and 200 households plant strawberries and dragon fruits. The precision poverty alleviation has a good effect. The development of professional cooperatives and engage in commerce and processing have received significant economic benefits. Land acquisition is compensated according to policies. APs are satisfied with the compensation and their incomes are stable. The poor are out of poverty.

Time: 17th July, 2019, Enshi City ADB Office, Yang Kunpeng

The Enshi project has acquired 545.4 mu of land permanently. Except for Daishui River project, the other projects has completed land acquisition. Now, the most important problem is solving the land acquisition of Daishui River project. We attach great importance to it. The Daishui River Comprehensive Treatment (EC11) project has acquired 302 mu of land permanently; the rest of 126

42 mu of land will be acquired before 15th August, 2019. The EC11 will be split into EC16 and EC17.We will try to not affect the construction progress of the whole project. Each sub-project has handled the land acquisition notice. Dashaba WWTP has got land certificate.

Time: 17th July, 2019, Xiaolongtan Village, Tan Hongwu Secretary

There are 1012 households in our village, 20% of which are ethnic minorities, with a per capita income of 12,360 yuan, 12 households of five guarantees and 31 households of low guarantees. Most of the land acquisition has been completed and land compensation has been paid. Affected households have stable jobs and income.

Time: 17th July, 2019, Xiaolongtan Village, Deng Yuanju (Female)

Our family is affected by land acquisition. Our family was acquired 5 mu of land and got 400,000 yuan. Now there are three laborers in the family, and our income is stable. Women is generally unwilling to take part in the work that is not suitable for women in the project, such as dredging and slope protection construction, but we are willing to participate in greening.

Time: 17th July, 2019, Sanhe Village, Xu Guizhou Secretary

The village has 1484 households, 4447 people, of which ethnic minorities accounting for 10%, 17 low-income households and 6 five-insurance households, with an average per capita income of 11500 yuan. There are many jobs in our village. The village set up a financial company, Wanglong New Rural Construction Co., Ltd. to carry out the development project of Dajinpo. Prepare to build comprehensive buildings, residential hotels, agricultural trade markets, etc. Construction of these projects will start soon and create a lot of jobs.

Time: 31st December, 2018, Enshi City ADB Office, Section Chief Xiang Xingfeng

The compensation had been fully paid. No temporary land occupation happened; the area of acquired land remained basically unchanged. The Project Office of Enshi ADB includes Project Section, Construction Section, Finance Section and Comprehensive Section. The Project Section is responsible for the pre-project affairs, and the Construction Section is responsible for the project construction. There is more than ten staff in the Project Office. The ADB Project Construction Command had set up a pilot construction area on agricultural non-point source pollution prevention and control in Xinjie Village, Tunbao Township. The contract had been signed to supply free fertilizer to villagers, whose vegetable garden covered an area of about 1057 mu.

Time: 20th July, 2018, Enshi City Liujiaoting Office, Director Yang dingke

Gaoqiao River Pumping Station (EC03) has completed land acquisition. The paddy field or dry land is compensated according to the standard of 80,000 yuan per mu. Compared with the planned compensation standard of 58903 yuan per mu, the additional part is compensation for appurtenance. EC03 is preparing for the tender and design draft. The 1st entry road of Dashaba WWTP (EC01) has been approved; Dashaba WWTP has been completed 70%. Because the plan changed, EC04 (Hongmiao WWTP) was cancelled. EC05 (Dashaba WWTP pipeline network and equipment) has been changed into the ADB project and the blueprint are being designed. The contract package of EC06 has been completed. The needed land had been acquired during implementing Qingjiang flood 43 control works, so there is no need to acquire land again. The design draft of EC07 is being prepared, and the tender will be held next year and the land acquisition has not started. The EC08 and EC11 are cancelled. The original EC13 has been splitted to EC14 and EC15. The three contract package of EC12, EC14 and EC15 have completed land acquisition by Wuyangba Office of Land Acquisition and Demolition. The specific information about land acquisition can be found in the Updating of Resettlement Plan for River Regulation Works in Enshi.

Time: 30th January, 2018, Enshi City ADB Office, Director Li; Dashaba WWTP construction site, Manager Chen Li

Director Li: Because there are many problems existing in design scheme, great changes occurred during the construction process. We employed a design representative to communicate with the design company, but the representative cannot solve the problem on the spot. The land acquisition of Hongmiao WWTP has not been started. EC06 has been changed as an internal supporting project and the needed funds of 76,580,000 yuan have been raised, and this project has been finished. EC07, EC08 and others contract packages have not invited tenders yet. The land acquisition of Gaoqiao river pumping station maintains unchanged, and the responsible company (Enshi City Investment and Construction Company) has not been changed. Three supplies and one leveling of Dashaba WWTP has been finished 50%. Another 40 mu of land of Tanjiaba village has been acquired for building 1st entry road of Dashaba WWTP, and no houses need to be demolished. PMO has signed the compensation agreements with the 27AHs and paid 4,060,000 yuan of land compensation to them in 2017. A total of 19,430,000 yuan of land compensation has been paid up to now. The construction plan of 1st entry road has been approved, and has been finished 60%. The government has introduced some policies to take targeted measures in poverty alleviation and the "rain and dew plan" for students.

Manager Chen Li: The mountain has been excavated for about 110 meters, and all the tasks involved in the construction (such as blasting) have been approved by governmental agencies. Because the karst cave was found during the construction of the earth-retaining wall, the original design scheme should be changed and the reply was not received. We employed a qualified assessment unit to investigate nearby residents and have written reports. If construction (such as blasting) causes losses to residents, we will make corresponding compensation to them.

Time: 5th July, 2017, Enshi Municipal Development and Reform Commission, Director Li

17.596 mu of land (farmland) was acquired by the project of Gaoqiao River Pumping Station, which affected 6 households with 25 persons in Group 8, Shuyuan Community, Liujiaoting Street, Enshi city. The land acquisition was implemented by Shuyuan Community Office. The land acquisition began from October 2015 and ended in April 2016. The total cost of land acquisition is 1,939,903.36 yuan. All affected households have signed the compensation agreements and no problem left. The project planning has been ready, but relative tendering has not started. The construction of Dashaba WWTP progressed smoothly. As the planning of the construction site road has not been approved, the pipe laying has not started. The tendering of Hongmiao WWTP project will be held in 2018, and the construction begins in 2019; Daishui River project segment plans to

44 tender in October 2017; Longdong River project segment is scheduled to tender in October 2017; Sha River project segment plans to tender in July 2017, and now the investment evaluation of this project segment is in progress, not involving land acquisition. EC06 (sewage interception) was completed in 2016; EC07 plans to tender in 2018. The updated RPs have submitted to ADB for approval. No housing demolition.

Time: 15th December, 2016, Enshi City Liujiaoting Office, Director Yang dingke

More than 100 mu of land has been acquired for WWTP, of which more than 70 mu of land is used for this project, and the agreement has been signed. The compensation standard for farmland is 2516×24yuan/mu, and the compensation standard for forestland is 2561×24×0.7。The agreement is signed in the first half of 2016. 3/24 of compensation fees are left to village collective for public welfare and the rest is paid to the land contractor. Attachments on the ground also are compensated by the agreement. It is making preparation for the implementation. After receiving land compensation, these villagers usually invest the money in trade, transportation, and restaurants. Over 10 households run restaurants. Their income will not be lower than before. Currently many households are running business of landscape trees and get a good return.

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Appendix Table 2-1 Income and Land Resources of Sample Households in Details

Before Land Peopl Town Village Household Income Acquisiti Acquire e on d Worki Date of Agricultur Subtot Drylan Garde Subtot Farmla Drylan Garde Subtot Compensati ng in Farmland Paymen al al d n plot al nd d n plot al on the city t CNY CNY CNY Mu Mu Mu Mu Mu Mu Mu Mu CNY CNY Liujiaoti Tanjia 2016.4. Liu Kaidong ng 4 9000 30000 39000 5.3 5.3 5.3 4.9484 4.9484 4.9484 413738.95 28 2016.4. Liu Kaiping 5 8000 35000 43000 4 4 4 3.7756 3.7756 3.7756 302048.54 28 He 2016.4.

Yongcheng 4 2000 30000 32000 0.5 0.5 0.5 0.2541 0.2541 0.2541 20328.75 28 2016.4. He Yongfu 3 4000 26000 30000 2.1 2.1 2.1 1.1559 1.1559 1.1559 92472.46 28 Deng 2016.4.

Yuanbing 4 2000 30000 32000 1.5 1.5 1.5 1.2976 1.2976 1.2976 103808.21 28 He 2016.4.

Shouxiang 5 4000 35000 39000 2 2 2 1.54 1.54 1.54 123200.74 28 2016.4. He Shouquan 3 4000 30000 34000 1.5 1.5 1.5 1.2031 1.2031 1.2031 96248.9 28 2016.4. He Yonghai 5 4000 35000 39000 1.2 1.2 1.2 1.0556 1.0556 1.0556 84448.22 28 2016.4. Liu Yehua 2 2000 15000 17000 1 1 1 0.7679 0.7679 0.7679 61432.42 28 2016.4. Liu Yegao 5 8000 32000 40000 3.5 3.5 3.5 3.225 3.225 3.225 258000.74 28 34500 Total 40 47000 298000 0 22.6 22.6 22.6 19.223 19.223 19.223 1555727.9

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Appendix Table 2-2 Property of Sample Households in Details

Ethnic Washing Town Village Name Houses Area TV Refrigerator Tractor Motor Pump Livestock Network Telephone Automobile Others Remarks Minorities Machine person room m2 set set set set set set set set set set 0

Liujiaoting Tanjiaba Liu Kaidong 5 120 1 1 1 1 1 1

Liu Kaiping 6 150 1 1 1 1 1 1

He Yongcheng 6 150 1 1 1 1 1 1

He Yongfu 6 150 1 1 1 1 1 1

Deng Yuanbing 6 150 1 1 1 1 1 1

He Shouxiang 6 150 1 1 1 1 1

He Shouquan 3 100 1 1 1 1 1 1

He Yonghai 8 240 1 1 1 1 1 1

Liu Yehua 5 110 1 1 1 1 1

Liu Yegao 4 120 1 1 1 1 1

Total 55 1440 10 9 10 0 6 0 0 10 10 2

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3 Resettlement Monitoring in Lichuan City

3.1 Overall Situation of Resettlement

By 31st December, 2019, the Lichuan project had occupied 312.3312 mu of land permanently. 7 houses of 1541 m2 were demolished, affecting 11 households with 30 persons, accounting for 100% of the planned. A total of 33.2639 million yuan had been paid for land acquisition and house demolition. The affected households were satisfied with the compensation. Construction is currently underway in an orderly manner.

Specifically, by 31st December the Lichuan WWTP (LC10) had acquired 92.7 mu of land permanently, and the affected 7 houses (11 households with 30 persons) had been demolished, the monetary compensation was chosen by the affected households. The Lichuan WWTP would be put into operation before September 30th, 2019. LC02 didn’t involve land acquisition. The land area acquired by LC04 had been surveyed, the contracts had been signed with affected households, and compensation is being paid. The four contract packages of LC03, LC05, LC06 and LC07 had acquired 164.55 mu of collective land permanently in Dayan village and Laohe village of Liangwu Town, Datang village and Muzhan village in Duting Street, Maqiao village, Xiaba village, Shamu village, Yandongsi village, Lizhi village and Qinglong village of Dongcheng Street. A total of 335 households were affected by land acquisition. Land acquisition agreement had been signed and compensation had been paid.

3.2 Resettlement Progress

Q. Land Acquisition Progress

By 31st December, 2019, the Lichuan project occupied land of 312.3312 mu, including cultivated land of 220.9362 mu, construction land of 0 mu, the state-owned land of 21.3 mu (recorded as collective land), and the original state-owned land of 70.095 mu (see Appendix 1: Land use letter approved by Hubei Province National Land Department for Lichuan City WWTP). Because of land acquisition, 7 houses affecting 11 households with 30 persons in Guandong Villiage needed to be demolished. Now 11 households had signed the compensation agreements and their houses had been demolished, and they chose the monetary compensation. The summary of the acquisition of collective land and AHs in the Lichuan subproject is shown on Table 3-1. The land acquisition of the subproject sees Table 3-2. The temporary land acquisition of the subproject is shown in Table 3-3.

In Table 3-1, the changes of the planned amount of affected households is due to the revising of the construction plan; the significant changes of the actual amount of land acquisition and resettlement and affected households is due to the land acquisition of LC04, LC06, LC07 and other projects progressing smoothly.

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Table 3-1 The summary of collective land acquisition(By 31st December, 2019)

Planned Actual Percentage Collective Collective Subproject River Town Village Group Land AHs APs Land AHs APs Land AHs Acquired Acquired mu HH Person mu HH Person Ecological Rehabilitation Qing River Liangwu Shizi 6 10.46 4 18 0 0 0 0 0 Work 7 6.54 13 55 0 0 0 0 0 Qigan 1 3.73 3 15 0 0 0 0 0 2 5.66 3 12 0 0 0 0 0 Shuangjing 9 4.83 3 11 0 0 0 0 0 13 3.73 7 29 0 0 0 0 0 14 3.87 6 27 0 0 0 0 0 10 3.54 3 12 0 0 0 0 0 Shuangjing 8 6.04 4 17 0 0 0 0 0 5 3.1 3 13 0 0 0 0 0 6 4.32 3 14 0 0 0 0 0 4 2.52 3 11 0 0 0 0 0 12 3.18 2 10 0 0 0 0 0 1 3.2 2 9 0 0 0 0 0 11 3.28 2 10 0 0 0 0 0 Duting Qing River Longtan 8 5.44 2 9 0 0 0 0 Street 0 7 5.48 3 12 0 0 0 0 0 6 4.47 2 7 0 0 0 0 0 5 4.53 2 10 0 0 0 0 0 4 6.61 5 19 0 0 0 0 0 3 4.13 2 9 0 0 0 0 0

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Planned Actual Percentage Collective Collective Subproject River Town Village Group Land AHs APs Land AHs APs Land AHs Acquired Acquired mu HH Person mu HH Person 2 4.75 3 12 0 0 0 0 0 Yangziling 7 5.46 4 19 0 0 0 0 0 6 4.45 3 11 0 0 0 0 0 8 4.65 12 53 0 0 0 0 0 9 8.62 5 21 0 0 0 0 0 1 4.47 3 13 0 0 0 0 0 2 3.62 3 13 0 0 0 0 0 Linjia 12 2.97 6 26 0 0 0 0 0 Datang 5 2.87 25 106 0 0 0 0 0 6 4.43 18 76 0 0 0 0 0 Pu’an 10 3.73 13 53 0 0 0 0 Community 0 9 2.98 16 66 0 0 0 0 0 6 3.34 18 75 0 0 0 0 0 5 2.44 16 67 0 0 0 0 0 4 19.66 20 85 0 0 0 0 0 3 18.62 9 38 0 0 0 0 0 Duting Qing River Muzhan 6 8.9 5 20 0 0 0 0 Street 0 Zhamu 2 6.51 18 75 0 0 0 0 0 1 7.47 12 51 0 0 0 0 0 10 7.8 2 10 0 0 0 0 0 Qianjin 4 6.69 22 94 0 0 0 0 Community 0 3 5.61 23 96 0 0 0 0 0 Taohua 1 4.5 24 103 0 0 0 0 0

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Planned Actual Percentage Collective Collective Subproject River Town Village Group Land AHs APs Land AHs APs Land AHs Acquired Acquired mu HH Person mu HH Person Jiaochang 4 6.53 18 77 0 0 0 0 0 1 6.64 12 51 0 0 0 0 0 2 5.99 12 51 0 0 0 0 0 8 5.02 13 55 0 0 0 0 0 Sandao River Liangwu Dayan 6 3.54 4 16 0.0432 1 0 0.0122 0.25 4 4.23 2 9 0 0 0 0 0 5 5.38 3 14 13.8705 25 0 2.5782 8.33 7 5.02 4 16 4.083 21 0 0.8133 5.25 8 5.61 3 14 4.9093 11 0 0.8751 3.67 Sandao River Liangwu Laohe 12 2.42 2 7 2.6732 17 0 1.1046 8.5 13 2.43 2 9 16.3094 28 0 6.7117 14 11 3.06 3 13 0 0 0 0 0 Duting Datang 1 4.18 8 34 0 0 0 0 Street 0 2 3.24 8 34 0 0 0 0 0 3 3.01 8 34 0 0 0 0 0 4 3.51 8 34 0 0 0 0 0 7 3.43 7 30 5.7667 22 0 1.6813 3.14 8 3.44 6 25 0 0 0 0 0 Pu’an 1 3.56 5 21 0 0 0 0 Community 0 2 2.64 6 26 0 0 0 0 0 3 2.59 6 26 0 0 0 0 0 Muzhan 1 2.18 3 13 6.0646 8 0 2.7819 2.67 2 3.09 3 13 21.9613 47 0 7.1072 15.7 3 2.29 1 5 0 0 0 0 0

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Planned Actual Percentage Collective Collective Subproject River Town Village Group Land AHs APs Land AHs APs Land AHs Acquired Acquired mu HH Person mu HH Person 4 2.52 2 7 0 0 0 0 0 11 3.01 2 8 0 0 0 0 0 Yuanbao River Yuanbao Zhongxiao 1 11.21 14 60 0 0 0 0 0 Dongcheng Yuanbao River Maqiao 4 7.87 11 45 0 0 0 0 Street 0 2 7.45 13 55 0 0 0 0 0 1 9.31 10 43 6.9214 26 0 0.7434 2.6 Xiaba 4 3 23.91 26 112 21.4582 26 0 0.8975 1 6 2 7.36 9 39 0 0 0 0 0 5 7.77 10 41 0 0 0 0 0 Shanmu 1 7.11 9 38 6.8199 10 0 0.9592 1.11 2 7.56 8 33 0 0 0 0 0 Yandongmiao 2 7.73 17 72 0.813 2 0 0.1052 0.12 4 8.19 16 68 4.9119 2 0 0.5997 0.13 Lizhi 3,4 25.9971 45 Qinglong 3 21.9511 44 Duting Huilonggou Muzhan 6 5.89 3 14 0 0 0 0 Street 0 Zhamu 3 6.98 7 28 0 0 0 0 0 Ancillary facilities of Ancillary Yuanbao River / central Dongcheng Yandongmiao 1 13.12 14 58 0 0 0 0 facilities island at estuary of Yuanbao Street 0 River into Qing River Ancillary facilities of Duting Muzhan 1 0 0 0 0 0 0 0 Huilonggou / west side at Street 0

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Planned Actual Percentage Collective Collective Subproject River Town Village Group Land AHs APs Land AHs APs Land AHs Acquired Acquired mu HH Person mu HH Person estuary of Huilonggou into Qing River Zhamu 4 0 0 0 0 0 0 0 0 Ancillary facilities of Sandao River / east side at estuary of Duting Muzhan 6 1.4 1 2 0 0 0 0 Sandao River into Qing Street 0 River 10 1.2 1 2 0 0 0 0 0 11 0.74 1 2 0 0 0 0 0 WWTP/ both side Duting downstream Lichuan No.2 Guandong 21.24 21.3 0 100.3% Street 0 sewage pump station Pump station 5# Longtan 6 0.06 1 1 0 0 0 0 0 2019.1.1-2019.6.30 56.4024 Total 482 497.86 661 2797 242.2362 335 0 48.66% 50.68%

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Table 3-2 The state-owned land acquisition(By 31st December, 2019)

Planned Actual Percentage Remark Subproject Reach Town/Street Village mu mu WWTP, pump Lichuan WWTP Dongcheng Guandong 70.075 70.075 100% station 3# Binjiang Ancillary Duting Location 3# Ecological 39.49 0 0 Cancelled facilities Street Region Total 109.565 70.075 64% Table 3-3 The temporary land acquisition of the project (By 31st December, 2019)

Planned Actual State-owned Collective State-owned Collective Region Land Land Land Land Land for Cultivated Unutilized Land for Cultivated Unutilized Total Total Road Use Land Land Road Use Land Land mu mu mu mu mu mu mu mu Sewage interception 0 0 279.7 279.7 0 0 800*6 0 pipeline Urban sewage - New 515.8 0 0 515.8 0 0 800*5 0 sewers Ecological Rehabilitation 6.7 3 50 59.7 0 0 900*6 0 Work Subtotal 522.5 3 329.7 855.2 0 0 0 0 Note: The actual area of construction land is expressed as the product of the length and width of acquired land, such as 800*6, which means 800 meters in length and 6 meters in width.

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R. House Construction Progress

By 31st December, 2019, the project had completed 11 HH’s relocation. These HHs had more than one set of houses. Relocation progress of residents is listed on Table 3-4. The samples of house demolition compensation see Table 3-5.

Table3-4 House Relocation Progress(By 31st December , 2019)

Actua Planned l Housin Grou Housing Subproject Village AHs APs g site Total AHs APs Total p site area area Peopl Peopl HH mu m2 HH mu m2 e e Guandon WWTP 3 15 63 5 6300 11 30 4.21 1541 g

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Table 3-5 Samples of house demolition compensation (By January, 2018)

Value Relocation Payment for Compensa Town Village Household Floor area Bonus Ownership Subtotal estimated allowance land use tion type Dongc Hu Guandong 128.49 227960 2000 45592 0 collective Monetory 275552 heng Qianzhong Luo Xiangui 134.29 215151 2000 43030 10573 collective Monetory 270754 Luo Wenge 111.06 199732 2000 39946 0 collective Monetory 241678 Luo Jifu 181.87 248280 2000 49656 6935 collective Monetory 306872 Luo Jiyong 131.05 180812 2000 36162 0 collective Monetory 218973 Luo Jizhong 131.05 180812 2000 36162 6888 collective Monetory 225861 Luo Liang 109.48 206257 2000 41251 8210 collective Monetory 257718 Ju 103.20 194236 2000 38847 7740 collective Monetory 242823 Guanghua Xiong Work shed Monetory 50000 Daoquan compensation Decoration Value Relocation Transit Compensa Floor area compensati Ownership Subtotal estimated allowance ion fee tion type on Housing Hu Jiatai 232.27 412.15 2000 1260 36096 collective 39356 replacement Note: The bonus amount is 20% of the total amount of the monetary compensation approved.

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S. Affected Vulnerable Groups

376 persons from 90 vulnerable households were affected by the Project.

Table 3-6 The vulnerable groups affected(By 31st December, 2019)

Planned Actual Percentage Town/street Type HH People HH People Minimum rural living Subsistence Liangwu 12 50 standard4 allowances Minimum rural living Same as Duting Street 53 222 standard above Minimum rural living Same as Dongcheng Street 23 96 standard above Minimum rural living Same as Yuanbao 2 8 standard above Total 90 376 3.3 Relocation Policy

T. Land Acquisition Policy

Comparison of land compensation standard is listed on Table 3-7 to Table 3-8.

Table 3-7 Compensation Rates of Land and Property Losses

Planned Actual Area No. Unit ⅰ ⅱ ⅲ ⅰ ⅱ ⅲ 7 7 Villages/Towns Villages/Towns Urban Except for Urban Except for including including Area planning class I and planning class I and MoudaoTown, MoudaoTown, scope II scope II Wangying Wangying Town Town Unified annual yuan/mu 2000 1750 1400 2000 1750 1400 output value Total multiples (land compensation multiples 25 23 22 25 23 22 + resettlement compensation) Village multiples 3 3 3 3 3 3 collective Comprehensive yuan/mu 50000 40250 30800 50000 40250 30800 price Young crop General yuan/mu 2000 1750 1400 2000 1750 1400 compensation arable land U. House Demolition Policy

Table 3-8 Comparison of House Compensation Policy

Planned Actual Category Unit Standard (yuan) Standard (yuan) Frame m2 1200

4 2300 yuan/year 57

Planned Actual Category Unit Standard (yuan) Standard (yuan) Brick-concrete1 m2 600 1531.8 Brick-concrete2 m2 525 Brick-concrete3 m2 492 Brick-wood m2 510 Civil m2 420 Simple-built hut m2 225 Note: The housing compensation standard was determined by professional real estate appraisal company. The average housing compensation level of Lichuan city is 1365 yuan/m2 to 1798 yuan/m2.

V. Sampling Survey

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Table 3-9 Information of sample households (December, 2018)

Area of land Resettleme Young crops Attachment City Town Village Name Land compensation Total acquired nt fee fee compensation Farmland Woodland mu mu yuan yuan yuan yuan yuan Lichuan Liangwu Shuangjing Wang Changgui 0.4722 23610.00 944.40 24554.40 Wang Changping 0.3545 17725.00 3899.50 21624.50 Liu Jun 0.8965 44825.00 44825.00 Zhu Huichao 1.2352 61760.00 2470.40 64230.40 Lie Daicheng 3.3336 166680.00 5321.00 13639.30 185640.30 Ran Chongyan 0.1108 5540.00 221.60 5761.60 Wang Xingkai 1.5104 75520.00 16614.40 92134.40 Yin Qingyou 0.4515 22575.00 903.00 23478.00 Zhu Huifu 1.7324 86620.00 2857.40 89477.40 Zhu Mingzhen 0.3217 16085.00 643.40 16728.40 Liao Meizhu 3.8467 192335.00 1258.80 35870.30 229464.10 Liao Huashuang 0.2786 13930.00 557.20 14487.20 Note: During the implementation process, the resettlement fee and land acquisition compensation are combined and not calculated separately, so the resettlement fee here is zero.

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3.4 Income Restoration

By 31st December, 2019, the income of affected people mainly came from working as migrant labor and opening their own business. Because Lichuan WWTP is close a scenic spot, these affected people can get jobs easily.

3.5 Houses Relocation

The affected households asked the government to give them homesteads because they did not like to live in tall buildings. But the government did not agree to give them homesteads. Finally, through negotiation between the two parties, monetary settlement was adopted. The affected households are now housed in Minxin Garden in the downtown area of Lichuan. Minxin Garden is an exemplary high-rise resettlement site in Lichuan. It is located at the junction of Tenglong Avenue and Binjiang North Road, and covers 25.5 mu of land. It is built by Lichuan City for the resettlement of land-lost households in the process of land acquisition. The transportation service facilities are complete. Each household are allocated 30 square meters of facade houses for solving income problem.

3.6 Infrastructure Restoration

By 31st December, 2019, infrastructure operated normally.

3.7 Budget and Fund for Resettlement

Funds for land acquisition and resettlement are raised by the fiscal department of Lichuan City. The LAR funds can meet the needs of land acquisition and house demolition for the Project now. By 31st December, 2019, the fiscal department of Lichuan City had paid CNY 33.2639 million yuan in total for land acquisition and resettlement, accounting for 51.39% of the total resettlement budget. The funds usage of Lichuan Subproject is listed in Table 3-10.

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Table 3-10 LAR Funds of Lichuan Subproject Unit: 10,000 CNY (By 31st December, 2019)

Planned Actual Percentage Urban Urban Sewage Ecological Sewage Ecological Sewage Ancillary Sewage Ancillary Intercepting Rehabilitati WWTP Subtotal Interceptin Rehabilitati WWTP Subtotal Pipeline Service Pipeline Service Pipeline on Work g Pipeline on Work Network Network Land compensation 55.94 0 2257.3471 267.8655 409.097 2990.2496 0 0 0 fees House compensation 0 0 0 391.2 0 391.2 0 0 0 0 fees Compensation fees for special facilities' 0 0 1.54 0 3.299 4.839 0 0 0 0 restoration and reconstruction Administration 1.1188 0 45.1777 13.1813 8.2479 67.7258 0 0 0 0 fee Other fees 1.6782 0 2089.1303 69.5251 14.4428 2174.7764 0 0 0 0 Contingency 8.8106 0 658.9793 111.2658 65.263 844.3186 0 0 0 0 Total 67.5476 0 5052.1744 853.0377 500.3497 6473.1094 0 0 0 3326.39 51.39%

Note: Details of land acquisition and resettlement funds are not available now, and will be reported next time.

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3.8 Public Participation and Information Disclosure

Table 3-11 Public Participation (By 31st December, 2019)

Time Item Conclusion Remark The affected villages Negotiate with the agree to house villages on the issue of demolition, and the 2015.01-2016.12 Solved. land acquisition of compensation standard WWTP. requires further discussion. 7 households have signed the agreements and their houses have Land acquisition of 2017.01-2017.06 been demolished, and Solved. WWTP the negotiation with the rest 4 households is still going on. The remaining 4 Land acquisition of households have signed 2017.12 Solved. WWTP agreements after negotiation. The affected Land compensation had Land acquisition of 2018.06 households had signed been paid at the end of LC07 the agreements. July, 2018. Pay land compensation Land acquisition of according to the Pay land compensation 2018.06-2019.06 Qing River project corresponding standard before construction. after negotiation. 3.9 Complaints and Appeals

Problems in the land acquisition and resettlement are listed in Table 3-12.

Table 3-12 Problems in the Land Acquisition and Resettlement (By 31st December, 2019)

Time Item Solution Result The houses of 9 Compensation will 2016.12 households were be made according to Solved. demolished. relevant policy. The villagers want the Compensation will 2017.06 young crops be made according to Solved. compensation again. relevant policy. The 4 households that have not signed the The negotiation is 2017.06 agreement require more Solved. going on. compensation than the government standard The affected households asked the government to Monetary 2017.06 give them homesteads Solved. resettlement. because they do not like to live in tall buildings.

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3.10 Organization and Administration

Under the guidance of the Enshi Autonomous Prefecture ADB Loan Project Management Office, the Lichuan City ADB Loan Project Management Office is responsible for coordinating the preparation and execution of LAR in Lichuan City, and will monitor the implementation phase of the Lichuan subproject every day. The Lichuan City project implementing agency (Lichuan Urban Construction Development Co., Ltd) undertakes the preparations and execution of RP of the Lichuan subproject. The director for land acquisition and resettlement and other relevant directors should participate in the execution of the Lichuan subproject.

3.11 Assistance to Vulnerable Groups

The subproject will affect 90 vulnerable HHs with 376 people.

Monitor and Evaluation Result: Assistance was given to villagers in vulnerable groups. Lichuan Municipal Government had taken targeted measures in poverty alleviation, covering education, remote settlement, social security, rural cooperative medical care, reconstruction of dangerous houses, information poverty alleviation and so on. For example, according to "Rain and Dew Plan", a living allowance of 1,000 yuan per year will be provided to pupils from poor families, 1,250 yuan per year to junior middle school students, 5,000 yuan per year to secondary school students and 5,000 yuan per year to vocational and technical college students; poor households only pay 110 yuan per year (half of the normal standard), low-income households are exempt from medical insurance fees, and students over 16 years old only need to pay 100 yuan per year for medical insurance; in the reconstruction of dangerous housing, the government subsidizes 25 square meters per person, and 12,000 yuan per household for repairing houses. The government gave a mobile phone to each poor household (worth about 400 yuan), and each poor household only need to pay 100 yuan for telephone charges.

Enshi Prefecture Human and Social Affairs Bureau and other departments regularly publish “recruitment information for precise poverty alleviation ", and they also screen and recommend jobs for those who have employment aspirations and employability, and actively help them contact employers to help poor families achieve employment and poverty alleviation. Lichuan City implements the policy formulated by the Party’s Central Committee, and tries to achieve the goal of "Two Needs and Three Guarantees"("two needs" means not worrying about food and clothing, and "three guarantees" means compulsory education, basic medical treatment and housing security).

3.12 Conclusions and Suggestions

W. Conclusions

(1)The land acquisition progressed smoothly. 57.9% of the land acquisition and 100% of house

63 demolition had been completed.

(2) The land acquisition for Lichuan WWTP had been completed. The WWTP was put into operation in October 2019.

(3) The poverty alleviation in the project area was progressing smoothly, and the policies and measures for poverty alleviation were diversified, and the implementation effect was relatively good.

(4) According to the interview results, the affected households were supportive of the Qing River Upstream Environment Rehabilitation Project.

(5) The land acquisition compensation for Lichuan Project is in place.

X. Suggestions

(1) Provide skills training to affected households and help them recover their income as soon as possible.

(2) To ensure that funds can meet the needs of project construction and land acquisition in a timely manner.

3.13 Interview Records

Time: 20th February, 2019, Shuangjing village committee, Liangwu Town, Director Wang Shuying

There are 90 poor households with 262 people in the village, 70% of them are Tujia minority. Most of them have been lifted out of poverty. There are 40 remaining poor households. Precise poverty alleviation policies include "five batches", "six precisions", "eight village-to-households" and "five ones". For example, in education, a living allowance of 1,000 yuan per year will be provided to pupils from poor families, 1,250 yuan per year to junior middle school students, 5,000 yuan per year to secondary school students and 5,000 yuan per year to vocational and technical college students, which is also called "Rain and Dew Program". Seven households need to relocate in different places, and all have been relocated. The government subsidized 25 square meters per person. Social security covered disabled, low-income and five-income households. Rural cooperative medical system was inclined to poor households. Poor households only pay 110 yuan per year (half of the normal standard), low-income households are exempt from medical insurance fees, and students over 16 years old only need to pay 100 yuan per year for medical insurance. The government has also carried out information poverty alleviation, giving each poor family a mobile phone (worth about 400 yuan), and poor families only need to pay 100 yuan for the telephone fee. In 2019, all poor households will be lifted out of poverty.

Time: 17th July, 2019, Lichuan City ADB Office, Director Zheng

The project in Sandaohe and Huilonggou are under construction, and the compensation has been

64 paid to the affected households. 90% of Sandaohe and Huilonggou project construction has been completed. The Qing River project has been completed 30%. Because it's not a permanent building, there is no land use formality for ecological projects. The fund of PPP project has been changed, and the EA has not changed.

Time: 16th July, 2019, Vice Mayor of Lichuan City

We have provided three resettlement sites for demolition households. 11 households with 30 persons affected by house demolition of Lichuan WWTP were resettled in Minxin Garden, which was a star residential area. The compensation policy is 1:1.2, for example, if the demolished house area of an affected household was 500 m2, the household would gain 600 m2 of resettlement area. Each household has three to four suite houses. We have also set up 30 square meters of facade houses for each household to solve their income problem.

Time: 20th February, 2019, Lichuan City ADB Office, Director Zheng

The design provided by the design institute was not ideal, involving too much demolition and resettlement. All the affected households were satisfied with the compensation. According to the new plan, more than 80 houses needed to be demolished next.

Time: 20th February, 2019, Shuangjing village committee, Liangwu Town, Secretary Mou Fangtie

About 1000 mu of land was acquired by Qingjiang Project, involving more than 400 households in 10 groups5. The land was surveyed in July 2018 and the survey results had been made public. The compensation standard was 50,000 yuan per mu of land, the compensation for crops was 2,000 yuan per mu, the attachment fee was 2,000 yuan per mu, the standard of bonus was 5% of land compensation, and the total compensation standard was 54,500 yuan per mu, and no percentage was left in the village. There were 535 households with 2220 people in this village, and 70% of which were Tujia minority. The cultivated land was 1916 mu and the woodland was 5300 mu. State-owned land was 3000 mu, 1.5 mu per person in average. The land was national, so cooperating with land acquisition was to support national development. Concerning the development plan of the village, the village belonged to the control area and the town planning area, so the long-term agricultural investment would not be allowed to build. Villagers' income sources included planting cash crops, such as apple trees, pear trees and other fruit trees, with a net profit of about 3,000 yuan per mu of orchard; working outside mainly in Zhejiang and Guangdong provinces, with an average income of about 3,900 yuan per month, about 1.5 people per household working outside in average; and some young people working in local enterprises, hotels,

5 The 1000 mu of land here was acquired jointly by the ADB project, appendant projects of Lichuan City, and other projects. Secretary Mou thought it was acquired by the same project.

65 supermarkets, construction sites, with an average income of 1500-2000 yuan per month in hotel or supermarket, and an average income of 4000 yuan per month and 40-50 thousand yuan per year in construction site.

Time: 19th July, 2018, National Land and Resources Bureau, Lichuan City, Shao Xiankang

With regard to the progress of land acquisition, the land in Datang Village and Muzhan Village of Duting Town had been acquired. The compensation had been paid to the affected households in Datang Village, and the compensation for the affected households in Muzhan Village was in preparation. 10 affected households in Dayan Village of Liangwu Town had not signed the land acquisition agreements, and seven or eight affected households in Laohe Village of Liangwu Town had not signed the land acquisition agreements, which will be completed this week.

Time: 30th January, 2018, Lichuan City ADB Office, Director Ren of Lichuan PMO, Director Luo Jisheng of Guandong Community, Group director Zeng Dexiang, and Liu Xianhe of National Tax Bureau

Director Ren: The decoration works of the resettlement building located in Shanmu Village are blocked and the building has not been delivered because there is a dispute about the amount of money between the developer and the government, and the government is negotiating with the developer now. The problem that the lack of funds affects the project progress still exists. The affected households do not like live in tall buildings, they adopted the monetary resettlement after negotiating with the government. The affected households usually have old houses, in which old family members can live, and young family members work in other cities, or the affected households also can use compensation to repair the old houses, so the house demolition has affected their residence little. The 7 houses (11 households with 30 persons) affected by the land acquisition of Lichuan WWTP have been demolished after these affected households signed the compensation agreements, and they chose the monetary compensation and the compensation fee had been paid. Only one grave remains to be moved in the zone of Lichuan WWTP, and PMO has not reached an agreement with the affected household (Luo Xianqing). The reconstruction of the pumping station in the old town (LC02) has not been started yet; there is no demolition and resettlement involved in the subproject of sewage pipe network in county district (LC03). The river bank is too large to be managed efficiently. The land on the bank was allocated to the villagers, and the land use certificates were also issued to them. The villagers planted trees and pitched tent. We employed a surveying and mapping company to measure the land while inviting the village cadres to witness and videotaping the measuring process, and will pay the villagers compensation fee according to the measurement result and related policies after the Spring Festival. When the Spring Festival ends, the dredging project and the temporary land acquisition will be carried out at the same time. All river regulation projects have not yet begun. The land acquisition of other projects has not been started yet.

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The Land Bureau has issued an announcement of land acquisition (the affected village is the Longtan Village) of No. five pump station project, and the land acquisition of this project will affect 90 households and 367 low-income people. The government has issued the relevant policy to take targeted measures in poverty alleviation. The compensation standard is 50000 yuan per mu of farmland during the land acquisition, and the compensation standard for housing demolition should be based on the structure of the house. The main ways to recover income include working in other cities, opening their own business and etc. At present, a total of 3,960,000 yuan of compensation fee has been paid to the affected households. The villagers asked compensation for young crops again and this problem has been resolved.

Director Luo Jisheng of Guandong Community and Group director Zeng Dexiang: 7 houses of 11 households (about 3 people per household) affected by Lichuan WWTP have been completely demolished. In 2017, the housing area and structure of the last group of affected households were evaluated. They signed the agreements according to the evaluation price, and the last agreement was signed in September 31st, 2017. All the affected households were satisfied with the compensation standard, or they would not sign the agreements. The compensation fee had also been paid. These affected households have other houses to live in. Only one grave remains to be moved in the zone of Lichuan WWTP, and we have not negotiated with the affected household (Luo Xianqing) by now. There are 130 households in No. 3 group of Guandong village, and they all have no farmland. The 60-year- old person can get an allowance of 70 yuan per month and the peasant insurance of 280 yuan per month, and the young people go out to work, and they can earn 2500-3000 yuan per month in Lichuan City. There are 238 households with 687 people in Guandong Community, and there are 100 households with 400 people in No. 4 group of Guandong Community, and the Tujia nationality accounted for more than 50%. With the policy of accurate poverty alleviation, the low-income households can get a subsidy of about 200-300 yuan per month. The affected villagers have no land, and the income source mainly includes the demolition compensation and working in other place. The high school students of Tujia nationality can enjoy the policy of adding scores when they are enrolled in the ethic colleges and universities.

Liu Xianhe of National Tax Bureau (poverty alleviation cadres): We have created the files for the 13 low-income households in No. 3 group of Guandong Community. 1 household with 1 people have died, and the other 12 households will get out of poverty in 2018. We come here to implement the policy of poverty alleviation. The policies of poverty alleviation include education subsidies, disease medical insurance, entrepreneurial subsidies and basic living allowances. There are 44 low-income households with 105 people in Guandong Community now, and they all will get out of poverty in 2018. The effect of the implementation of poverty alleviation policy is as follows: 12 households with 41 people got out of poverty in 2014; 24 households with 83 people got out of poverty in 2015; 14

67 households with 21 people got out of poverty in 2016; 5 households with 19 people got out of poverty in 2017.

Time: 6th July, 2017, Lichuan City ADB Office, Director Ren of Lichuan PMO; Secretary Zhengdaochao and Vice-director He Zhonghao of Guandong Community

Director Ren: In the construction range of Lichuan WWTP, 7 buildings involving 11 households and 30 persons need to be demolished. 7 households have signed the agreements and their houses have been demolished, and the rest 4 households have not reached agreement with ADB PMO because they want more compensation than the standard established by government. Land acquisition area has not increased. The total floor area of 7 households signed the agreements are 1176.87 m2 and the land area of their house base are 482.78 m2. Housing demolition work planned to be completed at the end of June, and now planned to be completed at the end of August. 7 households signed the agreements chose monetary compensation, and their houses have been demolished. The house of the last household was demolished in April 11th. 1 household’s house was demolished in March, and 6 households’ houses were demolished in April. There is corresponding support standards of government to help the vulnerable groups and needy families. The bidding document of Lichuan WWTP has been ready, and the tendering of WWTP project will be completed before September 30th, and the contract will be signed in November 1st. The land acquisition and resettlement of sewage pipe network and pump transformation in the old district is progressing smoothly; the pipe network in new district doesn’t involve land acquisition and resettlement; the mud piling caused by dredging work need acquiring land temporarily, and the river runs through two townships. The main problems existing are: (1) there is a gap between the government standard and the expectation of the rest 4 households; (2) the villagers want the home base replacement rather than high-rise apartment resettlement; (3) 4 households did not sign the agreement; (4) the tendering progress is a bit slow.

Secretary Zheng Daochao et al: The houses of resettlers are assessed by one house per day. The resettlers voted to chosse Laifengxinmao Co. Ltd. for assessing the value of housing and this company first measured the houses in 2016. At the time of the assessment, all the resettlers were present and signed the results of the evaluation, and they signed the compensation agreements according to the evaluation result. 3 households (Xiong Daoquan, Ju Guanghua and Ju Yaofang) did not sign the agreements because of the problem of red line map. The problem of red line map has been solved, and which households need to be resettled has been determined, and now 3 additional households (Zeng Ming, Zeng Xiaoning and Zeng Xiaorong) are needed to be resettled. The implementation of the demolition work has been transmitted to the urban management department, and will be finished in October. 7 households chose currency compensation because they owned other houses in Lichuan city, and 2 households chose high-rise apartment resettlement.

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There are 34017 people in the Guandong Community, 70% are Tujia ethnic minority, 8.64 square kilometers, and more than 200 are Party members. The community does not have direct income, and previously relied on the rent. The villagers' income sources include operating shops, doing business, migrant working and so on. Their land has been acquired and the community belongs to the village in the city. There are no large enterprises in the community, and the per capita income of the villagers is about 2000 yuan per month, and more than 90% of the people have things to do. There are 39 households with 97 persons belongs to poor households or low income households. According to the government policy, urban subsistence allowances and rural subsistence allowances have been merged. The subsidy standard for Five-guarantees family is 400-500 yuan per month, and the subsidy standard for the low insured is 200-300 yuan per month, and the funds come from the central government funding. The main problems that the demolition work faces are: (1) that it is necessary to meet the villagers frequently, more than 20 times per household; (2) that Zeng Xiaorong and Zeng Xiaoyu have no housing, and the government is considering giving them resettlement housing (near New Bridge); (3) that several graves need to be moved, which involve ethnic issues.

Time: 16th December, 2016, Lichuan City ADB Office, Director Zheng

There are 7 people working in Lichuan City ADB Office. The design of the expanded Lichuan WWTP needs to be modified. The original design is drawn according to the 2007 mapping drawings. That the land area that the expanded WWTP covers rises to 92.7 mu of land from the original 62 mu of land causes 8 additional houses affecting 10 households with 44 affected persons need to be demolished. The house assessment has been completed. Now the negotiation about land resettlement compensation is going on. After more than 20 times of communication over a six-month period, 1 household has agreed with the land resettlement compensation of 930,000 yuan. Of which the acquisition of 21.3 mu of state-owned land has been finished. The compensation fees should be paid to the Land Reserve Bureau according to the relevant government files, and the specific compensation standard need to negotiate with the Land Reserve Bureau, about 20-30 thousands per mu as estimated.

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Appendix Table 3-1 Income and land of the sample households

Liangwu Township, Shuangjing Village

Before Name Population Income LA LA

Dry Garden Dry Garden Paid Agriculture Work Subtotal Farmland Subtotal Farmland Subtotal Compensaction minority land plot land plot time

yuan yuan yuan mu mu mu mu mu mu mu mu yuan yuan Person Qu Weizheng 5 5000 20000 25000 0.5 1.9 0.6 3 0.6 0.7 0.6 1.9 111503.2 Mou Hongjian 4 4000 18000 22000 1.6 1.8 0.2 3.6 1.6 0.9 0.2 2.7 152055.45 Qu Shichao 4 2000 30000 32000 1.8 0.9 0.3 3.0 1.0 0.8 0.2 1.0 66355.60 Ren Lifu 任利福 5 5000 26000 31000 2.0 1.0 1.0 4.0 2.0 0.7 0 2.7 141823.35 Qu Weijiang 3 0 30000 30000 1.8 2.4 4.2 1.8 2.4 0 4.2 23227.3 Qu Weihong 5 3500 40000 43500 1.2 3.0 1.8 6.0 1.2 3.0 1.8 6.0 325610.48 Mou Lunshuang 5 4500 30000 34000 1.3 0.5 1.2 3.0 1.3 0.5 1.2 3.0 178984.85 Mou Yuhua 4 5000 25000 30000 0.4 0.3 0.7 0.16 0.23 0.4 22940.60 Zhu Huichao 4 0 36000 36000 0 2.0 2.0 1.2 1.2 67318.40 Ran Zhenshu 6 4000 40000 44000 1 1.5 0.5 3.0 1.3 0.2 1.5 82830.30 Mou Lunan 5 0 40000 40000 1.0 3.0 4.0 2.2 0.5 2.7 156041.45 Tang Yuanfu 4 0 40000 40000 2.0 1.0 1.0 4.0 0 0.9 0.9 49099.05 Tang Yuangao 4 2000 36000 38000 1.2 1.8 3.0 2.3 0 0 2.3 146518.75 Zeng Xiangshu 4 0 40000 40000 3.2 3.2 2.5 2.5 135552.40

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Before Name Population Income LA LA

Dry Garden Dry Garden Paid Agriculture Work Subtotal Farmland Subtotal Farmland Subtotal Compensaction minority land plot land plot time

yuan yuan yuan mu mu mu mu mu mu mu mu yuan yuan Person

Qu Yigao 6 10000 25000 35000 1.7 4.8 2.5 9.0 1.7 4.3 2.5 8.5 563240.23 Mou Zixian 6 5000 30000 35000 2.3 2.5 1.2 6.0 2.3 2.5 0.7 5.5 307312.15

Appendix Table 3-1 Property of the sample households

Washin Suctio Big Minorit Hous Are T Fridg g Tracto Motorcycl Interne Telephon Ca Othere Not Name n livestoc y e a V e machin r e t e r s e pump k e

Qu Weizheng 5 2 140 1 1 1 0 0 1 0 1 2 1 Mou Hongjian 4 2 140 1 1 1 1 1 1 0 1 4 1

Qu Shichao 4 2 100 1 1 1 0 0 1 4 0 2 1

Ren Lifu 5 3 200 2 1 1 0 1 0 0 1 5 2 Qu Weijiang 3 2 140 1 1 1 0 0 1 0 1 3 2

Qu Weihong 5 3 280 1 1 1 0 1 1 0 1 4 1 Moun 2 200 Lunshuang 5 1 1 1 0 0 1 0 1 3 1

Mou Yuhua 4 2 200 1 1 1 0 1 1 0 1 4 1 Zhua Huichao 4 3 200 1 1 1 0 0 1 2 1 2 0 Ran Zhenshu 6 3 200 1 1 1 0 0 1 0 1 3 1 Mou Weian 2 200 5 1 1 1 1 1 0 0 1 4 1

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Washin Suctio Big Minorit Hous Are T Fridg g Tracto Motorcycl Interne Telephon Ca Othere Not Name n livestoc y e a V e machin r e t e r s e pump k e Tang Yuanfu 2 240 4 1 1 1 1 0 0 0 1 4 0 Tang Yuangao 3 240 4 1 1 1 1 1 0 0 1 3 0 Zeng Xiangshu 3 240 4 1 1 1 1 0 0 0 1 4 0 Qu Yigao 3 240 6 1 1 1 1 1 1 0 1 3 0 Mou Zixian 2 240 6 1 1 1 1 1 0 0 1 4 1

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Appendix 1 Land use letter approved by Hubei Province National Land Department for Lichuan City WWTP

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Appendix 2 Communicating with the affected villagers on land acquisition

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Appendix 3 The affected villagers signed the agreements of land acquisition

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Appendix 4 Sample of compensation contract for land acquisition and housing demolition

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Appendix 5 Construction sites in Lichuan City

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Appendix 6 Construction sites in Lichuan City (December, 2018)

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Appendix 7 The compensation standard for land acquisition in Xiaolongtan Village, Longfeng Town, Enshi City

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