The Pennsylvania State University The Graduate School

DUAL-POLARIZATION SIGNATURES IN NONSUPERCELL

TORNADIC STORMS

A Thesis in by Scott Loeffler

© 2017 Scott Loeffler

Submitted in Partial Fulfillment of the Requirements for the Degree of

Master of Science

August 2017 The thesis of Scott Loeffler was reviewed and approved∗ by the following:

Matthew Kumjian Assistant Professor of Meteorology Thesis Advisor

Paul Markowski Professor of Meteorology

Yvette Richardson Professor of Meteorology

Johannes Verlinde Professor of Meteorology Associate Head, Graduate Program in Meteorology

∗Signatures are on file in the Graduate School. Abstract

Tornadoes associated with nonsupercell storms present unique challenges for forecasters. These tornadic storms, although often not as violent or deadly as , occur disproportionately during the overnight hours and the cool sea- son, times when the public is more vulnerable. Additionally, there is significantly lower warning skill for these nonsupercell tornadoes compared to tor- nadoes. Thus, these storms warrant further attention. This study utilizes dual- polarization WSR-88D radar data to analyze nonsupercell tornadic storms over a three-and-a-half-year period focused on the mid-Atlantic and southeastern United States. The analysis reveals three repeatable signatures: the separation of specific differential phase (KDP ) and differential reflectivity (ZDR) enhancement regions owing to size sorting, the descent of high KDP values preceding intensification of the low-level circulation, and rearward movement of the KDP enhancement region prior to tornadogenesis. This study employs a new method to define the “sepa- ration vector,” comprising the distance separating the enhancement regions and the direction from the KDP enhancement region to the ZDR enhancement region, measured relative to storm motion. The median separation distance between the enhancement regions is found to be around 4 km and tends to maximize around the time of tornadogenesis. A preferred quadrant for separation direction is found to be between parallel to and 90° to the right of storm motion. Furthermore, it is shown that, for a given separation distance, the storm-relative helicity increases as the separation direction increases from 0° toward 90°. Discussions on the implica- tions of the other two signatures (i.e., descending high KDP values and rearward movement of KDP enhancement regions) are presented, although higher temporal resolution data are crucial for further analysis of these signatures.

iii Table of Contents

List of Figures v

Acknowledgments vii

Chapter 1 Introduction 1 1.1 Storm mode and warning issues ...... 1 1.2 Polarimetric radar ...... 3 1.2.1 Radar variables ...... 5 1.2.2 Previous polarimetric studies ...... 7

Chapter 2 Data and methods 11 2.1 Case selection ...... 11 2.2 KDP -ZDR separation quantification ...... 13 2.2.1 Environmental assessment ...... 18 2.3 Remaining signatures ...... 19

Chapter 3 Results and discussion 21 3.1 KDP − ZDR separation and size sorting ...... 21 3.1.1 Separation vector measurements ...... 21 3.1.2 Correlations to environmental parameters ...... 23 3.2 KDP descent and intensification of low-level rotation ...... 29 3.3 Rearward KDP motion ...... 33

Chapter 4 Conclusions and future work 36

Bibliography 39

iv List of Figures

1.1 Schematic showing both the horizontally and vertically polarized waves from a dual-polarization pulse. From Kumjian (2013) . . . . 5

2.1 NWS Eastern Region states (light gray) and southeastern states (dark gray) that compose the region of interest in this study. . . . . 12 2.2 Examples of the three storm types analyzed in this study. ZH (dBZ) is shown for the 0.5° scan. (left) Linear case from 16 February 2016 0050Z at KMXX on a 100×100 km2 grid, (middle) MCS case from 24 December 2014 1519Z at KLTX on a 90×90 km2 grid, (right) Weak/discrete cell case from 29 April 2014 1826Z at KMHX on a 70×70 km2 grid...... 13 2.3 Depiction of process used to define enhancement regions and cen- troids. Scans are 0.5° elevation from 20 May 2013 2020Z at the KTLX radar in Oklahoma City on a 90×90 km2 grid. Thresholds −1 used are CC = 0.93, KDP = 2 deg km , and ZDR = 3.5 dB. Top row shows KDP , bottom row shows ZDR. (left) KDP and ZDR shown with the analysis box (yellow for KDP , red for ZDR). (right) KDP and ZDR enhancement regions with corresponding centroids (red for KDP , blue for ZDR)...... 15 2.4 Linear fitting the KDP and ZDR centroids to calculate storm motion. This storm tracked northeast from 1901Z to 1945Z on 24 February 2016 near Sussex, VA. Domain size is 110×110 km2...... 16 2.5 Results of CC sensitivity testing. (left) Time series of separation distance and (right) time series of separation orientation...... 17 2.6 Same as Figure 2.5 but for varying size thresholds...... 18 2.7 Schematic depicting the separation vector...... 19

3.1 KDE distributions of (left) separation distance and (right) separa- tion direction relative to storm motion...... 22 3.2 KDE distribution of peak separation distance times relative to the LSR...... 23

v 3.3 0-6 km shear compared with maximum separation distance within 10 minutes of the LSR. Data from the 2003-2015 dataset are shown with asterisks, data estimated from contour plots for 2016 cases are shown with open circles. 2016 estimates are within approximately 10 kts of the precise value, as indicated by error bars...... 24 3.4 0-1 km SRH compared with (left) maximum separation distance within 10 minutes of the LSR and (right) median separation orien- tation within 10 minutes of the LSR. Symbols are the same as in Figure 3.3. 2016 estimates are within approximately 100 m2s−2 of the precise value as indicated by error bars...... 25 3.5 Straight-line hodograph with a (top) storm motion on the hodo- graph, (middle) storm motion on the hodograph with larger mean storm-relative wind, and (bottom) storm motion off the hodograph. Blue line represents the hodograph. Black and green dots are the mean wind and storm motion, respectively. Black and green ar- rows represent the mean storm-relative wind and separation vec- tor, respectively. The dashed green line represents storm motion for comparison with the separation vector...... 27 3.6 0-1 km SRH compared to (left) SSP and (right) SSP filtered by median separation distance...... 29 3.7 Depiction of descending high values of KDP and associated low- level rotation intensification. Time moves from left to right (0106Z −1 to 0115Z). (Top) KDP (deg km ) at 1.3° elevation scan, (middle) −1 KDP (deg km ) at 0.5° elevation scan, and (bottom) velocity (kts) at 0.5° elevation scan. Scans are on an 80×80 km2 grid from 30 March 2014 at the KRAX radar in Raleigh, NC...... 30 3.8 Same as Fig. 3.7 but from 5 June 2014. Scans are on a 90×90 km2 grid from the KRLX radar...... 31 3.9 Depiction of rearward KDP movement. Black markers indicate the KDP centroid overlaid on PPIs of ZH for (left) 2319Z and (right) 2335Z. Scans are from KLWX on 20 June 2015 on a 100×100 km2 grid...... 34 3.10 Time series of the dot product between storm-relative KDP motion and storm motion for the four cases exhibiting this feature, with corresponding dates and nearest radar sites. Negative values imply storm-relative rearward motion of the KDP centroid...... 35

vi Acknowledgments

First and foremost, I would like to thank my advisor Dr. Matthew Kumjian for invaluable insights and discussions regarding this research. I would also like to thank my committee members, Drs. Yvette Richardson and Paul Markowski, for their advice during the completion of this work. This study benefited from discussions with several NWS partners including John Stoppkotte (North Platte), Mike Jurewicz (Binghamton), Chris Gitro (Pleasant Hill), and Rich Grumm (State College). The maintenance of the environmental database for reports was integral in this study and for that I would like to thank Rich Thompson, Bryan Smith, and Andy Dean from SPC. Additionally, I want to thank the Penn State RADAR group for their opinions throughout the course of this study. I would like to thank the NOAA Collaborative Science, Technology, and Ap- plied Research (CSTAR) program as well as the VORTEX-SE program, which funded this work through awards NA14NWS4680015 and NA16OAR4590214, re- spectively, made to Pennsylvania State University.

vii Chapter 1

Introduction

1.1 Storm mode and warning issues

Severe convective storms, capable of producing damaging winds, hail, and tor- nadoes, can manifest in several different regimes or “convective modes.” These convective modes include supercells, mesoscale convective systems (MCSs), quasi- linear convective systems (QLCSs), and isolated cells that do not meet supercell cri- teria. The most prolific producer of severe weather is the supercell. Over the past several decades a large emphasis has been placed on furthering the understanding of supercells using theoretical (e.g., Rotunno 1981; Davies-Jones 1984), modeling (e.g., Weisman and Klemp 1982; Rotunno and Klemp 1982, 1985), and obser- vational (e.g., Lemon and Doswell 1979; Markowski et al. 2012a,b) approaches. Supercells are the most prolific producers of large hail and tornadoes, accounting for 72% of tornado reports and 96% of significant hail reports (Smith et al. 2012). Perhaps a more telling statistic from the climatology of Smith et al. (2012) is that nearly all (97%) “severe” tornadoes, defined as having a rating of 3 or above on the enhanced Fujita (EF) scale, are produced by supercells. The two-year clima- tology by Brotzge et al. (2013) showed that tornadoes produced from supercells accounted for 97% of fatalities, 96% of injuries, and 92% of damage during their somewhat limited study period. Brotzge et al. (2013) showed that, as convective available potential energy (CAPE), wind shear, mesocyclone strength, and the significant tornado param- eter (STP; Thompson et al. 2003) increased, warning performance improved via

1 increased lead times and probability of detection (POD, percent of tornado reports with a warning). This confirmed what had been considered fairly intuitive: warn- ing performance is better for storm environments that are more “textbook” for severe weather. Contrary to supercell tornadoes in textbook severe environments, tornadoes from nonsupercells and comparatively marginal environments have significantly decreased warning performance. Brotzge et al. (2013) showed that, although the POD for supercell tornadoes was about 85% with an average lead time about 17 minutes, the POD for nonsupercell tornadoes was only 45% with an average lead time of only about 12 minutes. The results from a more comprehensive 13-year climatology by Anderson-Frey et al. (2016) support these findings. Anderson-Frey et al. (2016) calculated a POD for tornadoes from right-moving supercells of 79%, but a POD for QLCS tornadoes of only 49%. There is clearly a significant gap in performance when com- paring supercell and nonsupercell tornadoes, warranting further attention to these nonsupercell tornadoes and environments. There is a lot of overlap between the environments in which supercells and nonsupercells form. However, the QLCS en- vironments are shifted toward lower CAPE and higher vertical wind shear values. This region of the shear-CAPE parameter space is associated with higher false alarm rates (FAR, percent of tornado warnings without a verified tornado report) and lower POD (Anderson-Frey et al. 2016). These high-shear, low-CAPE envi- ronments have garnered attention in recent literature (e.g., Sherburn and Parker 2014; Davis and Parker 2014). Sherburn and Parker (2014) discuss how these environments occur all over the United States but are frequently observed in the southeast and Mid-Atlantic regions. Their results indicate the use of parameters such as CAPE and STP, popular choices in the more textbook environments, un- derestimates the risk associated with these high-shear, low-CAPE environments. These findings point to the need for different techniques when forecasting non- supercells in their less favorable environments. Other difficulties with nonsupercell tornadoes include their seasonal and diur- nal distributions. Compared to supercells, QLCS tornadoes occur more frequently in the cool season and in the overnight hours (Trapp et al. 2005; Anderson-Frey et al. 2016). Ashley et al. (2008) demonstrated the increased risk associated with

2 these cool-season, nocturnal tornadoes by showing that nocturnal tornadoes are almost twice as likely to cause fatalities as those during the day. This stems from decreased visibility for spotters as well as the general public being asleep and un- likely to receive and acknowledge warnings. During the cool season, the general public is also less aware of the risk of tornadoes than in the warm season when tornado awareness typically is at a higher level. Anderson-Frey et al. (2016) de- termined that the southern region of the United States in particular experiences disproportionately higher percentages of QLCS, nocturnal, and cool-season torna- does. Although supercell tornadoes account for a majority of violent tornado events, the significant decrease in warning skill with nonsupercell tornadoes is troubling. These nonsupercell tornadoes present unique and difficult forecasting challenges and societal impacts. These reasons warrant a further examination of nonsupercell tornadoes and their properties to further understand their evolution and compo- sition to improve warning performance.

1.2 Polarimetric radar

This study utilizes dual-polarization (or polarimetric) radar data to analyze nonsupercell tornadic storms. The terms “dual polarization” and “polarimetric” are used interchangeably. Most of the content in this section reviewing dual- polarization radar and the associated variables is based on the reviews by Kumjian (2013) and Doviak and Zrni´c(1993) unless otherwise noted. Traditional weather radars are considered “single-polarization” radars because they transmit and re- ceive electromagnetic (EM) waves with only horizontal polarization, which means the electric field vector only oscillates in the horizontal plane. When these pulses of EM energy encounter a particle, the dipoles within the particle align with the incident electric field vector. Each of these dipoles radiates some EM energy, and the “scattered” electric field at some point (i.e., a radar) is the sum of all wavelets produced by each dipole. For particles small compared to the incident wavelength (λ), the phase differences between dipoles are relatively small so the effects of constructive/destructive interference are negligible. The sum of these dipoles cre- ates a net dipole moment for the particle. This net dipole scatters energy back

3 to the radar with the same polarization as the incident wave. The amplitude of this scattered energy is related to the shape, size, orientation, and composition of the particle. The physical composition plays a role in how “reflective” a particle is through the dielectric constant. For example, water has a larger dielectric constant than that of ice and “reflects” more energy for two particles with the same shape, size, and orientation. Single-polarization radars can detect the energy scattered back from particles in the atmosphere, but only at horizontal polarization. The traditional radar products from single-polarization radars are the reflectivity factor at horizontal polarization (ZH ), Doppler velocity (Vr), and Doppler spectrum width (W ). ZH is proportional to the power of the signal received by the radar, Vr is a measure of the ZH -weighted mean radial velocity within the sampling volume, and W is a measure of the variability of Doppler velocities within the sampling volume. The reflectivity factor is the sixth moment of the drop size distribution (DSD),

Z ∞ 6 ZH ≡ N(D)D dD (1.1) 0 where D is the particle diameter and N(D) is the particle number concentration per unit volume for a given diameter (i.e., the DSD). ZH is sensitive to both particle number concentration and particle size, meaning ZH values will be heavily weighted by regions characterized by a high density of particles (e.g., heavy rain) 6 −3 and/or large particles (e.g., hail). The units of ZH are mm m and can span many orders of magnitude in meteorological phenomena. It is common practice to express the reflectivity factor in a logarithmic scale,

 Z  Z ≡ 10 log H (1.2) H 10 mm6 m−3 where ZH now has units of dBZ. Prior to 2013, the National Weather Service (NWS) Weather Surveillance Radar 1988 Doppler (WSR-88D) radar network operated with single-polarization capabilities. However, the WSR-88D network completed an upgrade to dual- polarization capabilities in June 2013 (having started in 2011), giving operational forecasters a wealth of new information. Dual-polarization radars transmit pulses of both horizontally and vertically polarized energy simultaneously (Fig. 1.1). By

4 comparing the horizontal and vertical received energies, a more detailed picture of the size, shape, and orientation of the scatterers in the sampling volume can be obtained.

Figure 1.1. Schematic showing both the horizontally and vertically polarized waves from a dual-polarization pulse. From Kumjian (2013)

In addition to the traditional radar variables, dual-polarization capabilities provide several additional useful variables. These include differential reflectivity

(ZDR), differential propagation phase shift (ΦDP ) and half its range derivative, specific differential phase (KDP ), and the co-polar correlation coefficient (ρhv or CC). These polarimetric radar variables are discussed in the following section, although for an extensive review the reader is referred to Kumjian (2013) and Doviak and Zrni´c(1993)

1.2.1 Radar variables

The co-polar correlation coefficient is designated by ρhv in the research com- munity and by CC in the operational community. These two symbols are used interchangeably. CC is a measure of the diversity of scatterers in the sampling volume and ranges from 0 to 1. Therefore, any variability in returned horizontal and vertical energy among the scatterers will add to the diversity. The physi-

5 cal components of scatterers that affect the diversity in a sampling volume are the composition, shape, and orientation. Note that scatterers with the same shape but varying sizes will not affect the value of CC. A sampling volume with scatterers all with the same composition, orientation, and shape has a CC = 1. For example, the CC value for pure rain is usually quite high (>0.98 at S band, λ ≈ 10 cm). It is slightly below 1 because, as rain drops grow, their shapes become more oblate, adding some diversity. However, if hail is introduced into the sampling volume (different shape, composition, and orientation) the CC is reduced. As the diversity within a sampling volume increases, CC decreases. This relationship is exploited in the tornado debris signature (TDS; Ryzhkov et al. 2005): as a tornado lofts debris into the air, the diversity within the sampling volume increases dramatically. This leads to a localized substantial reduction in CC that allows forecasters to verify the presence of a tornado using radar alone. Another cause for a large reduction in CC is the presence of nonhydrometeors (i.e., bugs, nontornadic debris, dust, etc.).

Another polarimetric variable is the differential reflectivity, ZDR. Differential reflectivity was introduced for measurements by Seliga and Bringi

(1976) and extended work by Seliga and Bringi (1978). ZDR is the logarithmic difference between the radar reflectivity factors at horizontal and vertical polar- izations (ZV ),

  ZH ZDR = 10 log10 ZV  Z   Z  = 10 log H − 10 log V (1.3) 10 mm6 m−3 10 mm6 m−3

= ZH (dBZ) − ZV (dBZ) where ZDR has units of dB. For hydrometeors that are small compared to λ and with their major axis in the horizontal (e.g., oblate raindrops), more energy will be scattered back to the radar with horizontal polarization than vertical polarization.

Therefore, ZH will be larger than ZV and ZDR will be positive. ZDR serves as a measure of the shape of hydrometeors, where oblate hydrometeors will have positive ZDR values and quasi-spherical hydrometeors will have ZDR values close

6 to 0 dB. Because drops become more oblate as they grow to larger sizes, ZDR can also be used to assess the median drop size. Large ZDR values indicate large, oblate hydrometeors. For example, this happens when the DSD is altered by processes that preferentially deplete smaller drops such that there is a larger median drop size.

Unlike ZDR, a polarimetric variable that is sensitive to number concentration is the differential propagation phase shift, ΦDP , and half of its range derivative,

KDP . When EM pulses travel through precipitation, they gain an additional phase shift compared to those that travel through clear air. If the pulse travels through oblate precipitation, the phase shift acquired in the horizontal is greater than the phase shift in the vertical. This difference leads to the differential phase shift. In rain, then, ΦDP is an accumulating quantity along the radar beam.

Perhaps a more useful variable is half the range derivative of ΦDP , specific −1 differential phase (KDP ). Specific differential phase (deg km ) was first used by Seliga and Bringi (1978) and Sachidananda and Zrni´c(1986, 1987) for rainfall rate estimates. KDP has been shown to be nearly linearly related to the rainfall rate (Sachidananda and Zrni´c1986); therefore, large values of KDP are usually located in regions of heavy precipitation and large liquid water content. Another advantage of utilizing KDP is that it is insensitive to quasi-spherical hydrometeors (i.e., tumbling or dry hail). The lower dielectric constant of dry hail is an additional reason large, dry hail does not drastically affect the KDP fields. These properties of KDP have been exploited by Balakrishnan and Zrni´c(1990) and Aydin et al.

(1995) for radar measurements of mixed-phase precipitation. Note that KDP is very sensitive to small melting hail, where meltwater accumulates on the hailstone, both stabilizing the hailstone and increasing the dielectric constant. This section has detailed the polarimetric variables available to be utilized in the forthcoming analyses. The next section will describe previous works related to dual-polarization analyses of severe convective storms.

1.2.2 Previous polarimetric studies

Although the WSR-88D national dual-polarization upgrade was not completed until June 2013, research radars have had dual-polarization capabilities for several

7 decades. This has allowed for numerous studies that analyzed the polarimetric radar characteristics of severe convective storms. Many of these primarily focused on supercells (e.g., Loney et al. 2002; Ryzhkov et al. 2005; Bluestein et al. 2007; Romine et al. 2008; Van Den Broeke et al. 2008; Frame et al. 2009; Kumjian et al. 2010; Palmer et al. 2011; Tanamachi et al. 2012; Snyder et al. 2013; Houser et al. 2015). The polarimetric analysis of supercells by Kumjian and Ryzhkov (2008) found several characteristic signatures, including the hail signature in the forward

flank (ZDR near 0 dB collocated with high ZH ), the polarimetric TDS, and KDP and ZDR columns.

Another signature they found was a region of enhanced ZDR along the inflow side of the forward flank (the “ZDR arc”). The authors attributed this signature to hydrometeor size sorting, where smaller drops are preferentially “sorted out” of this region, leaving behind a sparse population of large drops. The terminal velocity of a falling raindrop increases as the raindrop grows to larger sizes (e.g., Brandes et al. 2002). A consequence of this is that as hydrometeors descend from a cloud, smaller drops will take longer to reach the surface than larger drops. Initially, this will lead to a sorting of drops based on size, with larger drops below the smaller drops (assuming steady state conditions aloft). Eventually, the smaller drops will reach the surface and the drops will no longer be sorted by size. However, there are mechanisms that can maintain this process. These mechanisms are discussed in detail in Kumjian and Ryzhkov (2012). One such mechanism is the presence of an updraft. The updraft will act to suspend smaller drops aloft and only allow large drops with sufficiently large terminal velocities to fall through the updraft. Another mechanism that is perhaps more relevant to this study is the presence of storm-relative winds in the sorting layer. Because of their smaller fall speeds, smaller drops will spend more time in the sorting layer. This increased time in the sorting layer allows the smaller drops to be advected farther from the updraft by the storm-relative winds, leading to a horizontal separation of the smaller and larger drops, the latter of which fall rapidly through the layer and are, therefore, advected a shorter distance downwind. The region of larger drops would then be depleted of relatively smaller drops due to this size sorting, which would decrease ZH owing to the a partial removal of the drop spectrum. However, the median drop size of this region would increase

8 and therefore cause an increase in ZDR. The region with an increase in smaller drops would have smaller ZDR due to a smaller median drop size. The large number concentration would also result in large KDP values. Although KDP is strongly affected by drop size, it is still somewhat sensitive to smaller drops compared to 4−5 6 reflectivity (KDP ∝ D , ZH ∝ D ). Drops still need to be large enough to have some measure of “oblateness” in order for there to be a differential phase shift;

KDP will be unaffected by the presence of small spherical drops.

Note that evaporation also leads to an increase in ZDR as smaller drops are preferentially evaporated. Evaporation leaves behind a DSD relatively depleted of smaller drops, increasing the median drop size and ZDR while decreasing ZH , a fingerprint similar to size sorting. However, Kumjian and Ryzhkov (2010) showed that even in the most extreme evaporation cases the enhancements in ZDR did not exceed 0.3 dB. These magnitudes are much lower than the enhancements due to size sorting shown in Kumjian and Ryzhkov (2012). The size sorting mechanism is well described in the literature, with work going back to the 1950s. Marshall (1953) and Gunn and Marshall (1955) analyzed precip- itation trajectories and found that the fastest falling (larger) particles should reach the ground closest to the generating source with smaller particles further from it. In a case analyzed in Sachidananda and Zrni´c(1987), the authors mentioned that severe drop sorting could lead to the increased ZDR values they observed. While discussing ground observations from the storm in their analysis, Aydin et al. (1995) stated that the storm started with a few big drops and was then followed by heav- ier precipitation. This could be thought of as a region of high ZDR and low ZH followed by high KDP and higher ZH indicated by the high precipitation rate.

Ryzhkov et al. (2005) mention that regions of high ZDR were observed in the forward flank of the supercells analyzed in their study. Kumjian and Ryzhkov

(2009) related the strength of the ZDR arc to the storm-relative helicity (SRH; Davies-Jones 1984). Their study found that increased SRH was associated with increased size sorting and wind shear, which increased the strength of the ZDR arc. However, Dawson et al. (2015) demonstrated that shear and SRH are not fundamental to size sorting, only the storm-relative winds are fundamental to size sorting. Dawson et al. (2015) showed that the mean storm-relative wind in the sorting layer was responsible for size sorting, and the direction of this mean storm-

9 relative wind pointed from the region of large drops toward the region of small drops. The general relationship between storm-relative winds and SRH still allows for a broad correlation between size sorting and SRH, though. Additionally, the idealized simulations in Kumjian and Ryzhkov (2009) only represented rain under a generating source. Kumjian and Ryzhkov (2012) discussed how the melting of small hail and graupel can contribute very large drops to the DSD. Because drops larger than about 6 mm in diameter have similar fall speeds (Brandes et al. 2002), very large drops in this size range do not undergo significant size sorting. This addition of melting graupel and hail can alter the appearance of the ZDR arc. The melting of graupel and hail can replenish big drops that are lost owing to breakup (Ryzhkov et al. 2013). Dawson et al. (2014) showed that allowing graupel and hail to sort over a deeper layer extending above the melting layer in their simulations better matched observations, compared to only allowing rain to sort over a shallower layer below the melting layer. Although the large majority of previous work using dual-polarization radars to study severe convection has focused on supercells, some of these signatures may also occur in nonsupercells as they strengthen and take on supercell-like traits. Weisman and Trapp (2003) observed mesovortices that met mesocyclone criteria in QLCS storms with strong enough environmental shear. They note that these stronger circulations can cause notches or hooks in the ZH pattern of the line, signifying a region of the line that perhaps is gaining more supercell-like traits. These findings are supported by the observations of Mahale et al. (2012) and their analysis of vortices within a QLCS storm. The authors note the presence of ZDR arcs in the line in close proximity to areas of increased circulation, furthering the notion that these signatures originally found in supercells may be found in nonsupercell storms as well. The rest of this thesis will focus on dual-polarization radar analysis of non- supercell tornadic storms. Chapter 2 will describe the data and methodology used in this study. Chapter 3 will detail the results from both qualitative and quantita- tive analyses of a large population of nonsupercell tornadic storms. Chapter 4 will provide some concluding remarks as well as some thoughts for the future extension of this work.

10 Chapter 2

Data and methods

2.1 Case selection

In this study, polarimetric radar characteristics of nonsupercell tornadic storms are analyzed. Cases are selected from a dataset of Storm Prediction Center (SPC) tornado reports from states comprising the NWS Eastern Region and southeastern United States (Fig. 2.1). This dataset is quality checked by filtering erroneous storm reports, which include duplicate reports, report locations far removed from a radar echo, or report times off by tens of minutes to an hour. This filtering process is similar to that used in Smith et al. (2012, 2015). With the WSR-88D national upgrade completed in June 2013, this dataset spans the period from July 2013 to December 2016 so as to only contain storms for which polarimetric radar data are available. To ensure sufficient data quality, the storm must be sufficiently close to the radar. As the range from the radar increases, the radar beam broadens such that cross-beam gradients in the polarimetric variables may become significant. These gradients lead to non-uniform beam filling (NBF), where inhomogeneous filling of the sampling volume and increased diversity or spread of phase shifts leads to a significant reduction in CC. This reduction in CC reduces the quality of all polarimetric variables (Ryzhkov 2007). Analyzing storms close to the radar also provides sufficiently high resolution to resolve small-scale features. Storms from the dataset are thus filtered by their distance from the nearest radar site. Only storms that are within 60 km of a radar site are chosen for further analysis, a similar

11 Figure 2.1. NWS Eastern Region states (light gray) and southeastern states (dark gray) that compose the region of interest in this study. range to that used in Davis and Parker (2014) based on where they retrieved their best results. Once storms within 60-km range are identified, these storms are classified us- ing a simplified version of the classification system used in Smith et al. (2012). Storms are classified as: supercell, linear, MCS (convective system that does not display linear characteristics), or weak/marginal discrete cell (a single cell that does not display supercell characteristics). Because the focus of this study is on nonsupercell storms, only storms classified into one of the latter three categories are considered (Fig. 2.2). Level-III WSR-88D radar data are used to analyze these storms further. Although Level-III data are available for fewer elevation angles compared to Level-II data (highest angle of 3.1° compared to 19.5°), the low levels of interest for tornadogenesis are still well represented. The lower vertical extent of these nonsupercell storms also means that a larger portion of the important storm characteristics will likely reside in the domain captured by Level-III data. A qualitative assessment of 70 storms reveals multiple, repeatable signatures both prior to and associated with the tornado. These signatures include the sep-

12 Figure 2.2. Examples of the three storm types analyzed in this study. ZH (dBZ) is shown for the 0.5° scan. (left) Linear case from 16 February 2016 0050Z at KMXX on a 100×100 km2 grid, (middle) MCS case from 24 December 2014 1519Z at KLTX on a 90×90 km2 grid, (right) Weak/discrete cell case from 29 April 2014 1826Z at KMHX on a 70×70 km2 grid.

aration of low-level KDP and ZDR enhancement regions, descending high values of KDP preceding low-level rotation intensification, and rearward movement of the KDP enhancement region prior to tornadogenesis. These signatures will be discussed further in Chapter 3.

2.2 KDP -ZDR separation quantification

One of the signatures noted during the qualitative assessment of the cases is the separation of low-level KDP and ZDR enhancement regions. Though the ZDR enhancement region, or “ZDR arc,” is fairly well represented in the literature (e.g., Ryzhkov et al. 2005; Kumjian and Ryzhkov 2008, 2009; Dawson et al. 2014, 2015), comparatively few studies have analyzed both enhancement regions. Crowe et al. (2012) utilized a C-band radar to assess the offset in enhancement regions, but did so qualitatively. Jurewicz and Gitro (2014) attempted to quantify this separation in supercells. However, their use of point maximum values to define KDP and

ZDR maxima made their measurements sensitive to radar noise. Instead of using only a pair of data points, Smith et al. (2015) used multiple possible pairs of data points in their calculations of rotational velocity to reduce errors from “noisy data.” This type of well-established approach of using multiple points when taking measurements using radar data to reduce errors from radar noise is utilized in this study to quantify the separation between enhancement regions. This study employs a new method to quantify the separation between low-level

13 KDP and ZDR enhancement regions. For a given volume scan, the lowest elevation angle (0.5°) is chosen. Plan position indicators (PPIs) of the radar variables are then plotted on a Cartesian grid with the radar at the origin. Once the variables are plotted, a region of interest called the “analysis box” is then chosen (Fig. 2.3, left) in order to avoid analyzing the entire domain of the PPI, which could sample multiple storms. After an analysis box is determined, the first step is to determine the enhancement regions. This is done by defining the requirements a radar gate must meet to be a part of the enhancement region. First, the gate must be located within the analysis box. Next, the gate must have a KDP (ZDR) value that exceeds a pre-defined minimum KDP (ZDR) value, referred to as the “threshold value.” This requirement isolates the enhanced values of KDP (ZDR). Lastly, these gates with enhanced values must have a CC value exceeding a CC threshold value. This ensures that non-hydrometeorological returns are not included in determining the enhancement regions. All of the gates that meet these requirements define the KDP

(ZDR) enhancement region. After the enhancement regions have been defined, the median x- and y-coordinates are calculated from all radar gates in each region in order to determine the centroid of each enhancement region (Fig. 2.3, right). Because each enhancement region centroid has an x- and y-coordinate, it is straightforward to calculate ∆x and ∆y between the two centroids: ∆x = xZDR − xKDP and ∆y = yZDR − yKDP . The ∆x and ∆y are then used to calculate the distance between the two centroids: p(∆x)2 + (∆y)2. The orientation of separa- tion is calculated as degrees clockwise from the storm motion. The distance and orientation are the two components of what is called the “separation vector” in this study. Orientation and direction are used interchangeably. Storm motion is determined by fitting a line to both the KDP and ZDR centroids throughout the analysis period. The average slope of these two lines is used to define storm motion direction, and the start and end points of these lines and the time between the first and last volume scan are used to calculate the average speed. This process is similar to that in Aydin et al. (1995), who tracked the KDP maxima to define storm motion. A depiction of this process is shown in Figure 2.4. The separation vector at a particular time points from the KDP centroid to the ZDR centroid.

If KDP enhancement regions are used to detect regions of smaller drops and ZDR enhancement regions are used to detect regions of larger drops, then the separation

14 Figure 2.3. Depiction of process used to define enhancement regions and centroids. Scans are 0.5° elevation from 20 May 2013 2020Z at the KTLX radar in Oklahoma City 2 −1 on a 90×90 km grid. Thresholds used are CC = 0.93, KDP = 2 deg km , and ZDR = 3.5 dB. Top row shows KDP , bottom row shows ZDR. (left) KDP and ZDR shown with the analysis box (yellow for KDP , red for ZDR). (right) KDP and ZDR enhancement regions with corresponding centroids (red for KDP , blue for ZDR). vector points from smaller drops to larger drops, presumably anti-parallel to the mean storm-relative wind over the sorting layer. This method is employed at every time step during the analysis period to assess trends in the separation vector leading up to tornadogenesis. In order to test the variability of the results to small changes in the threshold values, sensitivity tests are run by varying one threshold while holding the other two constant. The tor- nadic supercell from 20 May 2013 in Moore, OK, is used to test these sensitivities.

Figure 2.5 shows the results from varying the CC threshold while holding the KDP −1 threshold at 2 deg km and the ZDR threshold at 3.5 dB. The CC thresholds are

15 Figure 2.4. Linear fitting the KDP and ZDR centroids to calculate storm motion. This storm tracked northeast from 1901Z to 1945Z on 24 February 2016 near Sussex, VA. Domain size is 110×110 km2. varied between 0.88 and 0.94 and the resulting trends show little variability. A CC threshold of 0.93 is chosen for analyzing further cases. This CC threshold is smaller than the 0.95 used (for X-band) in French et al. (2015) and the 0.98 used in Kumjian (2011). However, while those studies focused on retrievals from warm- rain processes, this study focuses on enhancements of KDP and ZDR where small melting hail can contribute to these enhancements, warranting a slight reduction. Although keeping a CC threshold constant throughout an analysis period makes sense, keeping KDP and ZDR thresholds constant may introduce some prob- lems. The magnitude of an enhancement region may, and quite often does, increase and/or decrease throughout the life cycle of the storm. As such, keeping a con- stant threshold may not accurately capture the evolution of a given enhancement

16 Figure 2.5. Results of CC sensitivity testing. (left) Time series of separation distance and (right) time series of separation orientation. region. The characteristics of these enhancement regions are also likely regime dependent (shear, CAPE, etc.) and constant thresholds should not be broadly applied. On the other hand, selecting a threshold for every volume scan can be time consuming and detrimental to warning issuance in an operational setting. To resolve these issues, this study utilizes an “adaptive threshold” for KDP and ZDR. Rather than selecting a threshold for each variable, the adaptive threshold only uses a size threshold. This size threshold indicates the minimum number of radar gates (NG) that can define an enhancement region. It then finds the highest KDP −1 or ZDR threshold (incrementing by 0.5 deg km or dB) that would give an en- hancement region of at least that specified minimum size. In this way, the adaptive threshold can respond to changes in the magnitude of the enhancement region. An additional benefit of the adaptive threshold is that it reduces the number of input thresholds from three (CC, KDP , and ZDR) to two (CC and NG). The sensitivities to varying the size threshold are shown in Figure 2.6 and show little variability in the trends of both separation distance and orientation. The choice of the size threshold introduces some subjectivity, as a smaller thresh- old identifies smaller, stronger enhancement regions, whereas a larger threshold identifies broader, weaker enhancement regions. A size threshold of NG = 10 is used for further analyses in this study. Although sensitivity tests are performed for the CC and the size thresholds, sensitivity tests are not performed for the size of the analysis box, as the areal

17 Figure 2.6. Same as Figure 2.5 but for varying size thresholds. extent of enhancement regions will vary from case to case. The placement of the analysis box introduces some subjectivity, but for consistency the standard analysis box used in this study is 20×20 km2, associated with a region of rotation if one is readily apparent. The dimensions of the analysis box may be altered to capture the relevant features if enhancement regions are elongated in the zonal or meridional directions or if the size of the box needs to be further constrained to avoid sampling nearby storms.

2.2.1 Environmental assessment

The separation vector (Fig. 2.7) method is applied to 30 nonsupercell tornadic cases to assess the characteristics and evolution of the separation vector around the time of tornadogenesis. The separation distance is related to the magnitude of the storm-relative flow and the orientation angle may be related to the turning of the winds in the near-storm environment. Because of these characteristics, it is desirable to determine correlations between these separation vector measurements and the near-storm environment. Separation vector measurements for a particular case are matched with corre- sponding environmental parameters from archived SPC mesoanalysis data, where parameter values from the closest preceding time and closest grid point (40 km spacing) are assigned to the corresponding event (Thompson et al. 2012; Smith et al. 2015). Proximity soundings obtained from the Rapid Refresh model (RAP;

18 Figure 2.7. Schematic depicting the separation vector.

Benjamin et al. 2016) have formed the base of the mesoanalysis data since 2012. These proximity soundings are then modified at the lowest levels using surface observations to reduce low-level errors in the RUC/RAP (Thompson et al. 2003). Coniglio (2012) showed that the modification to the lowest levels by surface ob- servations significantly reduces the biases in the RUC/RAP forecasts for the base- state surface variables as well as most of the relevant severe weather parameters. These mesoanalysis data provide higher spatial and temporal resolutions and thus, a generally more accurate representation of the near-storm environment compared to the national observed sounding network, making them suitable for this study. The data from 2003-2015 were made available for analysis, whereas data from 2016 are estimated from contour plots from the SPC mesoanalysis archive. Confidence in these estimations for a given variable will be discussed in Chapter 3.

2.3 Remaining signatures

The other signatures analyzed in this study are the descent of high KDP values preceding low-level rotation intensification and rearward movement (in a storm- relative sense) of the KDP enhancement region prior to tornadogenesis. The meth-

19 ods for analyzing the descent of high KDP values are purely qualitative. Velocity scans at 0.5° at a given time are analyzed along with KDP scans at each elevation angle to visualize any KDP differences in the vertical.

In an effort to quantify the rearward component of the KDP centroid motion, the dot product between the storm-relative KDP centroid motion and the storm motion is calculated. The storm motion and KDP centroid are calculated using the same techniques described in Section 2.2. The KDP centroid motion is calculated simply by taking the difference in the x- and y-coordinates between volume scans and dividing by the time between volume scans. Storm motion is then subtracted from the KDP centroid motion to obtain the storm-relative KDP centroid motion.

The dot product between storm-relative KDP centroid motion and storm motion produces negative values for rearward motion. Time series of the dot product are used to analyze the storm-relative KDP centroid motion before tornadogenesis.

20 Chapter 3

Results and discussion

A qualitative assessment of the nonsupercell storms described in Chapter 2 re- veals three repeatable signatures that will be discussed further in this chapter. The signature observed most frequently is the separation of KDP and ZDR enhancement regions, which is seen in 30 cases. The other repeatable features are descending high KDP values preceding low-level rotation intensification (seen in six cases) and rearward movement of the KDP enhancement region prior to tornadogenesis (seen in four cases).

3.1 KDP − ZDR separation and size sorting

3.1.1 Separation vector measurements

Using the methods described in Section 2.2, we analyze the separation vector at each volume scan leading up to and shortly after tornadogenesis for all 30 cases in which it appears. The distributions of separation distance and direction relative to storm motion are shown in Figure 3.1. Kernel density estimation (KDE; Peel and Wilson 2008), rather than histograms, is to estimate the distributions. The distribution of separation direction relative to storm motion shows a large portion of the measurements in the quadrant from parallel to storm motion (0°) to orthogonal to the right of storm motion (90°). The median separation direction of this distribution is 45.04°. The distribution of separation distance shows a right- skewed distribution with a median of 3.89 km. The skewness of the distribution

21 shows a majority of the distance measurements reflecting small separation values, which is not unexpected given the small areal extent of these nonsupercell storms and likely weaker low-level size sorting. Although the median separation distance is 3.89 km, if only data points in close proximity to the formation of the tornado (within 10 minutes before/after the local storm report (LSR)) are considered, the median separation distance increases slightly to 4.00 km.

Figure 3.1. KDE distributions of (left) separation distance and (right) separation direction relative to storm motion.

Though subtle, the slight increase in median separation distance as measure- ments are taken closer to the formation of the tornado is intriguing. It is reasonable to hypothesize that a given storm might experience its maximum separation dis- tance closer to the time of tornado. To test this hypothesis, time of the peak separation distance relative to the LSR for each storm is documented. The distri- bution of these “peak separation times” is shown in Fig. 3.2. If the peak separation distance is not related to the formation of the tornado, it would be expected that the peak separation times would be random from storm to storm. This would result in a uniform distribution of the peak separation times relative to the LSR. However, the distribution of peak separation times shows a maximum in the time interval from the LSR time to ∼5 minutes after it. This suggests that the time of the peak separation distance is not random and is related to the time of the tornado itself. Given the short lifetime of these nonsupercell storms, the storms generally weaken shortly after tornadogenesis, which would make it less likely that a storm would experience its peak separation distance at greater times after the LSR. This

22 is also reflected in Figure 3.2 as the distribution values decrease substantially with increasing time after the LSR.

Figure 3.2. KDE distribution of peak separation distance times relative to the LSR.

3.1.2 Correlations to environmental parameters

In order to utilize the separation vector measurements to describe the near- storm environment, the separation vector measurements from a given storm are matched with corresponding values of environmental parameters from the dataset described in Section 2.3. An important environmental parameter for assessing severe weather is the environmental vertical wind shear. Of the two separation vector measurements (distance and direction), the separation distance is the more natural choice for comparison with the environmental shear. The maximum sepa- ration distance within 10 minutes of the LSR for each storm is compared with the corresponding 0-6 km shear (Fig. 3.3). It is difficult to discern a clear relationship

23 between the two quantities, partly because most of the separation distances are concentrated into a small range. The coefficient of determination from a linear regression (r2) is 0.01 using all 30 points in the figure. If only the 19 data points from the dataset (ones without error bars) are used, r2 increases to 0.12. However, this lack of a relationship agrees with Dawson et al. (2015), who showed that wind shear is not fundamental to the degree of size sorting; the magnitude of the mean storm-relative wind in the layer is. Although the difference in winds between the top and bottom of the layer may be large, winds within the layer may have coun- teracting components such that the mean storm-relative flow over the layer is zero. Possibly owing to these effects, the separation distance does not serve as a reliable estimate for wind shear in these cases.

Figure 3.3. 0-6 km shear compared with maximum separation distance within 10 minutes of the LSR. Data from the 2003-2015 dataset are shown with asterisks, data estimated from contour plots for 2016 cases are shown with open circles. 2016 estimates are within approximately 10 kts of the precise value, as indicated by error bars.

24 Another environmental parameter used for assessing a storm’s tornadic poten- tial is SRH. Although Dawson et al. (2015) showed through some “pathological cases” that SRH also is not fundamental to size sorting, there is a general corre- lation between SRH and the storm-relative winds (e.g., Kerr and Darkow 1996), allowing for a possible connection between SRH and the separation vector. For making comparisons to SRH, both the separation distance and orientation play an important role. Recall that the separation direction is thought to be anti-parallel to the mean storm-relative wind and that the separation distance is thought to be proportional to the mean storm-relative wind, both of which are important for the accumulation of SRH in a layer. Though both distance and direction are important for accumulating SRH over a layer, neither variable alone shows a strong correlation with SRH (Fig. 3.4). Separation distance does not seem to show any discernable correlation with 0-1 km SRH, much in the same fashion that it did not with 0-6 km shear. The r2 value using all 30 points is 0.02, with an increase to 0.11 if only the dataset points are used. Separation direction appears to show an increasing trend with increasing 0-1 km SRH, however the trend is not very distinct. The r2 value is 0.01 for all points, but has a noticeable increase to 0.28 if only the dataset points are used. The fact neither distance nor direction display a strong correlation with SRH suggests that it is the combination of the two measurements that can be related to SRH.

Figure 3.4. 0-1 km SRH compared with (left) maximum separation distance within 10 minutes of the LSR and (right) median separation orientation within 10 minutes of the LSR. Symbols are the same as in Figure 3.3. 2016 estimates are within approximately 100 m2s−2 of the precise value as indicated by error bars.

25 Consider an idealized straight-line hodograph (Fig. 3.5). The mean wind is located on the hodograph (black circle). If the storm motion (green circle) also lies on the hodograph, then the environment consists of purely crosswise vorticity and thus no streamwise vorticity or SRH. If the storm motion increases along the hodo- graph (Fig. 3.5, middle), effectively increasing the mean storm-relative wind, the situation does not change: the environment is still devoid of SRH. This illustrates that increasing the mean storm-relative wind, and by extension the separation distance, does not directly increase SRH. This illustration provides a possible ex- planation for the lack of a correlation between 0-1 km SRH and separation distance seen in Figure 3.4. In this case, the separation direction is almost parallel to storm motion (an angle close to 0°). Now consider a similar hodograph but with storm motion off the hodograph (Fig. 3.5, bottom). For off-hodograph storm motion with constant mean storm-relative wind magnitude, SRH increases for separation directions that approach orthogonal to storm motion (angles closer to 90°). This simple illustra- tion indicates that for a given separation distance, SRH increases as the separa- tion direction approaches 90°, consistent with arguments put forth by Kumjian and Ryzhkov (2009). This also provides a possible explanation for the weak correlation between 0-1-km SRH and separation direction. However, once off-hodograph storm motion exists, increasing the mean storm-relative wind magnitude would theoret- ically increase SRH, further supporting the hypothesis that it is the combination of separation distance and direction that is related to SRH. The theoretical relationship between separation direction and SRH discussed above depends on storm motion, which is not a Galilean invariant quantity. There- fore, the same hodograph can produce a different separation direction if the hodo- graph is shifted elsewhere in the u-v parameter space. A more physically relevant quantity for comparison with the separation vector is the shear vector over the sorting layer, as vertical wind shear is a Galilean invariant quantity. However, storm motion is more practical in this analysis. Storm motion has the benefit of being readily calculated from radar scans, which are a primary focus of opera- tional forecasters during the warning decision process. Additionally, many storms tend to move in west-to-east or southwest-to-northeast paths owing to the clima- tological tendency for westerly flow over the United States. Such storm motions

26 Figure 3.5. Straight-line hodograph with a (top) storm motion on the hodograph, (middle) storm motion on the hodograph with larger mean storm-relative wind, and (bottom) storm motion off the hodograph. Blue line represents the hodograph. Black and green dots are the mean wind and storm motion, respectively. Black and green arrows represent the mean storm-relative wind and separation vector, respectively. The dashed green line represents storm motion for comparison with the separation vector. lie in the upper-right quadrant of the u-v parameter space, a region for which our assertions regarding separation direction and SRH generally hold true. The relationship between separation direction and SRH may break down with more “exotic” storm motions (i.e., those with hodographs in other quadrants of the u-v parameter space). More work exploring these differences between shear vector and storm motion usage is needed, perhaps using a numerical modeling framework. Al-

27 though the calculated storm motion in this study is practical, it could contribute to errors in the SRH values. The SRH values from the dataset are estimated as- suming right-moving-supercell storm motion using the Bunkers et al. (2000) storm motion estimates. However, the storms we analyzed are not supercells. Any dif- ferences between Bunkers’ storm motion and the calculated storm motion could then contribute to SRH value errors. A “size sorting parameter” is developed and utilized here to incorporate both separation distance and direction to determine any correlation between the sepa- ration vector and SRH.

SSP = D sin A (3.1)

In the equation above, D is the median separation distance within 10 minutes of the LSR and A is the median separation direction within 10 minutes of the LSR. Data points within 10 minutes of the LSR are thought to best describe the tornadic environment. This size sorting parameter (SSP) increases with increasing separation distance and separation directions approaching 90°. A value of SSP is assigned to each case to compare with the corresponding SRH value. SSP shows a weak correlation with 0-1 km SRH, mainly in the 2003-2015 data (Fig. 3.6, left). The r2 value for all 30 points is only 0.002, increasing to 0.01 for the dataset points. However, if the two outliers in the far bottom right of the figure are removed from the dataset points, r2 increases to 0.22. It is difficult to discern which component of the SSP is contributing more to a certain value: separation distance or direction. To test the hypothesis that for a given separation distance the SRH would increase with separation direction approaching 90°, the SSP values are then fil- tered by the median separation distance (Fig. 3.6, right). This separates the SSP data into groups of similar separation distance to assess the correlation between varying separation direction and SRH. The 1-3.5 km (blue) and 3.5-7 km (red) groupings show intriguing results. Aside from a couple of outliers, the data points in the red group are concentrated into higher SSP values, which makes sense given their larger separation distance. Within both blue and red groupings there is a positive correlation between 0-1 km SRH and SSP. In the blue grouping, r2 for all points is 0.08 with an increase to 0.19 if only dataset points are considered. The more impressive trend is in the red grouping. Although r2 for all points is

28 Figure 3.6. 0-1 km SRH compared to (left) SSP and (right) SSP filtered by median separation distance. only 0.02, if the two outliers in the far left of the figure are removed, r2 increases to 0.41. Furthermore, if only dataset points are considered, r2 increases to 0.69. Because data points within a group have similar values for the D term of SSP, the increasing SSP values must come from an increasing sin(A) term (separation direction angles approaching 90°). The increasing SSP values from more orthogo- nal separation directions corresponding to increased 0-1 km SRH values supports the earlier hypothesis that, for a given magnitude of the mean storm-relative wind (separation distance), SRH increases for more orthogonal separation directions. This correlation can allow forecasters to use polarimetric radar data in real time to qualitatively assess SRH in the near-storm environment.

3.2 KDP descent and intensification of low-level rotation

Another repeatable signature (six cases) found in the initial qualitative analysis is the descent of large KDP values followed shortly by an intensification of the low- level rotation (Fig. 3.7). For the case shown in the figure, an enhanced region of

KDP is visible in the 1.3° elevation scan just west of the radar at 0106Z. However, this enhancement region is not visible in the 0.5° elevation scan, indicating a large amount of wet particles at a higher elevation that have not yet extended down to lower elevations and the surface. The next volume scan shows that the enhance-

29 ment region is now visible at the 0.5° scan but no longer in the 1.3°, indicating a downward flux of the wet precipitation such as raindrops and small melting ice. The low-level rotation at this time also intensifies and the LSR for this case was at 0112Z. By 0115Z, the enhancement region is not visible in either elevation scan and the low-level rotation has weakened.

Figure 3.7. Depiction of descending high values of KDP and associated low-level rota- tion intensification. Time moves from left to right (0106Z to 0115Z). (Top) KDP (deg −1 −1 km ) at 1.3° elevation scan, (middle) KDP (deg km ) at 0.5° elevation scan, and (bot- tom) velocity (kts) at 0.5° elevation scan. Scans are on an 80×80 km2 grid from 30 March 2014 at the KRAX radar in Raleigh, NC.

Another example of this signature is observed in the case from 5 June 2014 (Fig.

3.8). Once again, a small KDP enhancement region is seen in the 1.3° elevation scan at 0108Z but weaker KDP values are observed in the 0.5° scan. The next volume scan shows a decrease in KDP values in the 1.3° scan but an increase in

KDP values in the lower 0.5° scan. The low-level rotation also intensifies at this

30 time, as a couplet is now visible.

Figure 3.8. Same as Fig. 3.7 but from 5 June 2014. Scans are on a 90×90 km2 grid from the KRLX radar.

This sequence illustrates a downward flux of a concentrated region of wet par- ticles toward the surface, associated with intensification of the low-level rotation.

Because KDP is closely related to the liquid water content (Balakrishnan and Zrni´c

1990), these descending high KDP values can also be thought of as a descending “blob” of wet particles. This is similar to a descending reflectivity core (DRC; Ras- mussen et al. 2006). In the analysis of a limited number of supercells, Rasmussen

31 et al. (2006) observed an echo that “resembles a bloblike precipitation protuber- ance” in the rear of the storm, which they classified as a DRC. For every storm in the study, a DRC was associated with a perturbation in the velocity field in the base scan. The authors described this signature as containing locally intense rear- to-front flow which was flanked by counterrotating vortices. The cyclonic vortex was considered to aid in the formation of the associated tornado. A DRC preceded a tornado in every storm in Rasmussen et al. (2006), although they only considered a small number of cases. Kennedy et al. (2007) provided a more comprehensive, statistical analysis of DRCs and associated tornadoes. In 64 supercells analyzed, 59% displayed DRCs. Of the storms with DRCs, 65% were associated with changes in single-Doppler velocities at the base scan and 30% of DRCs occurred within 10 minutes prior to and 5 minutes after tornado formation. Only a small subset of storms (16%) produced a tornado without the presence of a DRC. Kennedy et al. (2007) note that some DRCs observed in their study are fundamentally different than others, with varying descent angles and locations relative to the updraft. The variability of DRCs was examined further by Byko et al. (2009). Their study analyzed several cases of observed DRCs and noted that, although some cases dis- played DRCs associated with significant changes in the low-level flow field, other cases did not show such a connection, making a generalized relationship between DRCs and changes in the low-level flow field difficult. By simulating a supercell with DRCs, Byko et al. (2009) were able to classify three possible mechanisms for DRC formation: (i) resulting from stagnation of mid-level flow, (ii) resulting from supercell cycling, and (iii) resulting from intensification of pre-existing low-level rotation. The first mechanism of mid-level flow stagnation has received attention from recent work by Schenkman et al. (2016). In their simulation of the 8 May 2003 Oklahoma City tornadic supercell, the authors found that a stagnation point in the mid-level flow induced dynamically forced downdrafts. These downdrafts led to low-level outflow surges that can be associated with increased momentum. These increased momentum surges and the associated low-level convergence have been implicated in tornadogenesis (Marquis et al. 2012).

Although descending large KDP values is intriguing, it is also transient, only discernible in three volume scans in Figure 3.7. Further analysis of storms ex-

32 hibiting this feature is needed, especially in volume coverage patterns with higher temporal resolution.

3.3 Rearward KDP motion

An additional signature featuring KDP is the rearward movement of the KDP enhancement region preceding tornadogenesis (seen in four cases). This manifests itself as either a coherent region maintaining its shape as it moves back in the storm or a region elongating toward the rear of the storm and re-concentrating in the rear of the storm. Romine et al. (2008) mention the movement of the KDP enhancement region (“KDP foot”) leading up to tornadogenesis in their polarimetric analysis of the 8 May 2003 Oklahoma City supercell. However, the movement of the KDP foot in their study moved downshear, or forward, in the storm, opposite of the findings here. While their case study pertained to a supercell, the four cases exhibiting this feature in this study are all weak, ordinary cells. This could indicate that movement of the KDP enhancement region prior to tornadogenesis is primarily discernible in isolated cells, rather than QLCSs/MCSs. A much larger sample size is needed to test this claim. An example of this signature is shown in Figure 3.9. At 2319Z, a weak cell ahead of a linear system has a centroid of the KDP enhancement region just northeast of the state boundary. The KDP centroid is determined using the same method as in Section 2.2. By 2335Z, the cell has moved to the northeast but the KDP centroid remains in a similar location, indicating it has shifted rearward in the storm rather than simply translating with the storm motion. The LSR for this storm was shortly after, at 2339Z. Using the methods discussed in Section 2.2, time series of the dot product be- tween storm-relative KDP centroid motion and storm motion are used to assess whether the KDP centroid moved rearward (negative dot product) in the storm. A time series of this value leading up to tornadogenesis shows a lot of noise owing to the small number of data points (volume scans) available for calculations (Fig. 3.10). The case from 20 June 2015 (the one shown in Fig. 3.9) has negative values from 20 minutes preceding the tornado up until the LSR, indicating persistent rearward KDP centroid motion. The 27 June 2015 and 14 May 2014 cases show a shift to negative values prior to tornadogenesis, most noticeably on 14 May, im-

33 Figure 3.9. Depiction of rearward KDP movement. Black markers indicate the KDP centroid overlaid on PPIs of ZH for (left) 2319Z and (right) 2335Z. Scans are from KLWX on 20 June 2015 on a 100×100 km2 grid.

plying rearward motion of the KDP centroid. The very small sample size for this particular signature does not allow for any significant conclusions. In addition, standard volume coverage patterns only produced volume scans every 4-5 minutes, making it difficult to show clear trends in the storm-relative KDP centroid mo- tion. Further analysis of this feature is needed, especially with operational radars operating with higher temporal resolution (i.e., SAILS or MESO-SAILS) or even rapid-scan research radars.

34 Figure 3.10. Time series of the dot product between storm-relative KDP motion and storm motion for the four cases exhibiting this feature, with corresponding dates and nearest radar sites. Negative values imply storm-relative rearward motion of the KDP centroid.

35 Chapter 4

Conclusions and future work

This study analyzes the polarimetric radar signatures associated with torna- does from nonsupercellular storm modes, such as weak single cells, MCSs, and QLCSs. Although a large majority of significant tornadoes (EF3+) are associated with supercells, nonsupercell tornadoes pose a societal threat owing to a more fre- quent occurence in the cold season and at night when the public is generally more vulnerable and less aware. These nonsupercell tornadoes present a challenge to forecasters given their occurence in less “textbook” severe environments and their relatively brief lifetimes. Previous studies have shown that these challenges mani- fest themselves in significantly lower POD values for tornadoes from nonsupercells than those from supercells. A warning difficulty for forecasters is that these non- supercell storms quite often do not display well-documented radar signatures such as a strong, persistent mesocyclone and that are seen with supercell tornadoes. The national polarimetric upgrade to the operational WSR-88D network, com- pleted in June 2013, has provided a wealth of new information to forecasters about the microphysical properties of storms. Previous studies utilizing polarimetric re- search radars have revealed several repeatable signatures in supercells. One of these signatures is a region of enhanced ZDR along the inflow side of the forward

flank (the “ZDR arc”). The process leading to this enhanced ZDR region is hy- drometeor size sorting: smaller drops are advected farther by the storm-relative winds due to increased time spent in the sorting layer owing to their smaller fall speeds. This leads to a separation or sorting of drops such that the larger drops

36 are found at the upstream (in a storm-relative sense) edge of the echo where there is an enhancement in ZDR. In contrast to ZDR, KDP is more sensitive to higher number concentrations and smaller drops. This study hypothesizes that the sep- aration between enhanced regions of these two variables can provide information about the storm-relative winds, which in turn may provide insight into tornadic potential. This study develops and employs a new technique to calculate the separation distance and orientation between the KDP and ZDR enhancement regions. The distance and orientation of separation are the two components of the separation vector. This technique is applied to 30 nonsupercell tornadic storms. Statistics of typical separation distance and orientation for these nonsupercell tornadic storms are compiled. The results show that the separation distance for these storms peaks most frequently around the time of tornado report. The results also show a preferred quadrant for the separation vector, directed between parallel and orthog- onal to the right of storm motion (0-90° to the right of storm motion). A median separation distance of about 4 km is also found. These typical values provide a conceptual model of the polarimetric presentation of nonsupercell storms leading up to the tornado. However, we did not assess nontornadic nonsupercell storms and, therefore, cannot assess the discriminatory power of these signatures. Rather, these findings provide characteristics of nonsupercell tornadic storms that can alert forecasters to a storm’s tornadic potential if observed. The separation vector is also related to environmental parameters for a given case using archived SPC mesoanalysis data. The results show that, for a given separation distance, SRH increases with separation directions approaching orthog- onal to storm motion (90° to the right). This result could allow forecasters to use polarimetric radar measurements to assess the degree of SRH in the near-storm environment. Future work should perform a similar analysis for nonsupercell non- tornadic storms, which will elucidate any differences in this separation feature between tornadic and nontornadic nonsupercell storms. This could aid in the warning decision process for such storms. Other repeatable polarimetric signatures are also noted in this study. These signatures are the descent of high KDP values preceding the intensification of the low-level circulation, and the rearward movement of the KDP enhancement region

37 centroid preceding tornadogenesis. Although found in a small number of storms, these KDP features could have implications for understanding storm dynamics in terms of the location of negative buoyancy and downdrafts and associated momen- tum surges. However, it is difficult to assess and interpret these features with the relatively coarse temporal resolution of a standard operating WSR-88D radar. Fu- ture work with observations with operational radars operating at higher temporal resolution or rapid-scan research radars will provide improved understanding of these features. Nonsupercellular tornadic storms are still a significant forecasting challenge. In order to gain a better understanding of these storm types to aid forecasters, more analysis and cases need to be added to the work already presented in this study. However, the results to this point are encouraging with multiple signatures presented herein that could aid in understanding the microphysical processes in these storms that possibly contribute to tornadogenesis. The main goal in future work is to continue analyzing these signatures, both in terms of numerical modeling and further observational work. A goal from this future analysis is to elucidate differences between populations of tornadic and nontornadic storms to provide forecasters additional insights from dual-polarization radar with discriminatory power to aid in the warning process.

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