Wealth Management System Limited

Case Study – Process Innovation by WMSL

17 October 2018

Bangkok CMMI Conference 2018 Agenda

Company Profile

WMSL Process Improvement Journey

Challenges

Innovation Process

Bonanza Process Optimization Features

2 COMPANY PROFILE WEALTH MANAGEMENT SYSTEM LIMITED

FOUNDER MISSION TEAM

Experienced Professional The Best R&D and 173 Professional Staff from Global & Leading Software House for Asset 13 Senior Consultants, 17 Business Analyst, 128 IT Specialists, and Local Management, Treasury and Risk Management in 15 Marketing & Customer Support Asia Pacific

COMPLIANT

4 Founders & Senior Consultants

Ms. Amy Yip Panya Chanyarungrojn

Voted as one of the World's Top 50 Former Head of Global Markets & Female Financiers by Euro Money in Treasurer HSBC / EVP for Treasury in 1997 / Former ExecDir (Reserves Siam Commercial / Worked in the Regional Management) of Hong Kong Money Authority / North Asia Investment Head Currency Unit & Treasurer at Citibank PBG Hong Kong / CEO of DBS Bank Hong Singapore & Thailand Kong / Managing Partner of RAYS Capital Partners

Yotin Chenvanich Montri Seniseth Somkiat Chinthammit

Former Country Treasurer of Former Division Manager of Kasikorn Former Investment Advisory Head Citibank Bangkok with 28 Years Bank (KBank) Scholarship at UCLA Treasurer of Citibank Private Bank BKK, Experience in Citibank & KBank LA, Outstanding Research

Investment Committee of Citibank HK Award from Thailand Research Fund

(TRF)

Chaiwat Matevelungsun Dr. Kamol Boondesakulchok Jirapol Pobukadee

Setup first Thai Credit Rating Former Head/Founder of Risk Mgmt Former Risk Modeling Specialist in CIMB Company (with S&P/USA) / Former Dept. Bank of Ayudhya, Executive ThaiBank / In-charge of iRisk Software IMF/World Bank Guest Chairman of AJF : Ayudhya Development for ThaiBMA / Speaker / Credit Derivatives (JP Morgan)Fund Management Researcher at Wharton Econometric Dealer/EVP of BankThai Forecast Associates in Philadelphia Head of Fixed Income Citibank

Pongsatorn Sukhum Ariyanee Krittayaphongphun Sirot Ongcharit

SEI Authorized Lead Assessor / SEI Former VP-Head of HSBC Premier Former FX/SWAP Dealer of Citibank Authorized instructor in the Software Banking / VP-Relationship Manager Thailand, Treasurer of BBC Bank, CMM / Certified Rational Instructor in of Deutsche Bank Private Wealth Equity Derivatives Dealer of Citibank Object-Oriented Analysis & Design / Royal Thai Army Award for Best Mgmt / Head of CitiGold Citibank London

R&D Project in 2006 Bangkok / VP-Senior Compliance Officer of Citibank Executive

Soontorn Pojthanamas

Former Dir of Association at AIMC / Adisak Teeramasvanich EVP of Thai Rating and Information Services Company / Chief of Capital Market Supervision Former Head of Balance Sheet & Development Division of SEC / Financial Management of HSBC Thailand / Institution Supervision & Development Dept in Head of FX and Interest Rate Derivatives Bank of Thailand (BOT) Trading Citibank Thailand 1st EVER Software to win the Most Prestige Award for IT (FRIT Prize Award) from HRH Princess of Thailand

1st EVER Thai Company to have been appraised at CMMI-DEV Level 5 / CMMI-SVC Level 3

One of the 1st EVER Company to be inducted into Software Park's Thailand Hall of Fame 2008

1st EVER Software Company to win SMEs National Award for the Software Business Category

1st EVER Software Company hailed by The NATION Newspaper as SOFTWARE FIRM of the YEAR in 2012

1st EVER Software to win Thailand ICT Award for the Financial Application Category for 2 years in a row

1st EVER Software Company regarded as Thai SMEs Role Model

1st EVER Software that gained Highest Market Share over foreign Investment Software Package

One of the 1st EVER Software Company to be listed on IDC (USA) as LOCAL SOFTWARE HERO

USD 120 Billion AUM Highest Market Share With Leading Global & Domestic Financial & Asset Management Organizations by Bonanza

: Last updated 2016 7 8

WMSL Process Improvement Journey

Improvement

Re. CMMI DEV L5 ISO27001 CMMI SVC L3 A P CMMI DEV L5 C D CMMI DEV L3 A P CMM L2 C D

A P C D Time 2002 2008 2012 2015 2017

10 Challenges

Maintain ≈ 200 files

11 Challenges

Improvement

Re. CMMI DEV L5 ISO27001 CMMI SVC L3 A P

CMMI DEV L5 C D CMMI DEV L3 A P CMM L2 C D

A P C D Time 2002 2008 2012 2015 2017

12 Challenges

Maintain ≈ 200 files Version compatible

Data not integrity

Management view Attitude

13 Challenges

Collection WMSL Auto Response Mail - MA User Asset Leave Portal

TRR AD ESTMAD PRP GSMP Mail BLR T-PPB MA ORG

OOR SVN Redmine Timesheet

Consolidate Server InputSheet MDB Advance PIL DCN Server Auto Gen TS Report PPQA CRL DFR

KM SPIQR PIM

Generate Progress TSR SDP SIEST OTR TP Monthly Report/ SLS Report/Service Report Progress Report PCR DAR DARM

14 Challenges

Maintain ≈ 200 files Version compatible

Integration Data not with other tools/systems integrity

Management view Attitude

15 Challenges

Recruitment Online Project Cost / Effort / …

Timesheet & Leave Online

Asset Inventory

Integrate Other System  Recruitment  Project Service Management  Asset Inventory  Redmine  Financial  Timesheet  Leave  Etc. 16 Challenges

Maintain ≈ 200 files Version Direction compatible

Integration Data not with other tools/systems integrity

Management view Attitude

17 Innovation Process

Process Improvement

Organization Dashboard

Project Service

18 Innovation Process

Process Improvement

Organization Dashboard

Integrity Project Service Realtime

19 Innovation Process

Measurement and Analysis

Project Dashboard Service Dashboard Organization Dashboard

Integrity Project Service Realtime

20

Feature: Register Project

Project Information

22 Feature: Project Cost & Contract

23 Feature: Timesheet & Leave

24 Feature: Skill Metrix

25 Feature: Asset Inventory

 Software  Hardware  Server

26 Feature: Project Dashboard

27 Feature: Service Dashboard

SPAA

BBA

CSSA

AASS OPP

THEE

28 Feature: Financial Dashboard

29 Feature

Bonanza Process Optimization (BPO)

Bonanza Insight

30 Resource Project Management Service - Employee - Project Planning - Service planning - Skill Matrix - Project Monitoring & Tracking - Issue tracking (Redmine) - Asset Inventory - Risk & Issue - Service report - Timesheet - Requirement Management / Traceability - Leave - Resource / Effort Allocation Development Quality - Organization Training - Source code Analysis - Peer review - Test - Internal Audit

Financial & Accounting Data Analysis - Financial Planning - Billing - Expense - Accounting Organization Tracking - Project / Service Dashboard - Organization Dashboard - Financial Dashboard - Resource / Effort Monitoring - Organization Skill Monitoring

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