Chapter 37: Dialysis Decisions in the Elderly Patient with Advanced CKD and the Role of Nondialytic Therapy

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Chapter 37: Dialysis Decisions in the Elderly Patient with Advanced CKD and the Role of Nondialytic Therapy Chapter 37: Dialysis Decisions in the Elderly Patient With Advanced CKD and the Role of Nondialytic Therapy Mark Swidler Renal Division, Mount Sinai School of Medicine, New York, New York THE GERIATRIC PERSPECTIVE ON Barthel Index), physical performance (Timed Get up MEDICAL DECISION MAKING and Go test; timed walking speed), frailty testing (Frailty Phenotype4), cognition (MMSE, mini-cog), What is most important to older adults is maintain- psychologic status (Geriatric Depression Scale), nutri- ing independence and quality of life (QOL) through tion, medication review, urinary incontinence, visual/ optimal mental capacity and physical functioning. hearing impairment, and social support. These can Dialysis decisions in elderly persons must move be- used to generate prognostic models for mortality, hos- yond the traditional GFR-related indications for di- pitalization, and loss of functional independence.5–9 alysis initiation and incorporate geriatric principles The presence of combinations of functional im- that focus on assessment of function, disabilities, pairments and geriatric syndromes will influence comorbidities, and geriatric syndromes (e.g., frailty, prognosis, shared decision-making, and the ability dementia, delirium, depression, falls, malnutrition, to tolerate renal replacement therapy. As a person polypharmacy). These geriatric syndromes are ages, functional status becomes as useful as comor- powerful predictors of adverse outcomes including bidity in risk assessment. It can improve mortality mortality, hospitalization, nursing home place- prediction in patients Ͼ80 yr and lead to more ac- ment, and hip fractures. Chronic kidney disease curate risk adjustment.6,7 Functional data and the (CKD), uremia, and dialysis accelerate these out- documentation of limitations are essential to dialy- comes, especially the expression and progression of sis decision analysis. frailty in predisposed patients. Chronological age Categorization of elderly patients based on esti- alone should not be a factor in the dialysis decision mated life expectancy and functional level is helpful tree, although it is associated with an increased risk to use as a starting framework for informed discus- of death. Each elderly patient must be approached sions about medical decisions. One model (Clinical individually. Glidepaths10,11) uses the following four categories: Geriatricians use validated standardized tools robust older people (life expectancy Ն 5 yr, func- for staging the functional age of their patient and tionally independent, and not needing help from look for signs that increase risk for disability and caregivers); frail older people (life expectancy Ͼ 5 affect morbidity and mortality. A comprehensive yr, significant functional impairment requiring geriatric assessment (CGA) obtained at baseline to help from caregivers); moderately demented older define overall health status forms the basis for indi- people (life expectancy 2 to 10 yr, may or may not vidualized diagnostic and therapeutic interventions be functionally impaired); and end-of-life older and allows for both a general and prognostic cate- people (life expectancy of Ͻ2 yr). gorization.1 A CGA can be followed serially and Other models developed in geriatric oncolo- used in medical decision-making as elderly patients gy1,12–15 use modified geriatric assessment para- and their families are faced with challenges such as digms to evaluate the risks and benefits of therapy treatment for cancer, surgery, percutaneous gas- trostomy tube insertion, nursing home placement, withdrawal of intensive care unit (ICU) care, and Correpondence: Mark Swidler, Renal Division, Mount Sinai dialysis decisions. Geriatric assessment tools2,3 include School of Medicine, 1 Gustave L. Levy Place, New York, NY evaluations of comorbidity (Charleson Comorbidity 10029. E-mail: [email protected] Index), functional status (Karnofsky scale, Katz and Copyright ᮊ 2009 by the American Society of Nephrology American Society of Nephrology Geriatric Nephrology Curriculum 1 in elderly cancer patients. This has not been formally studied in ESRD exemplifies the disease trajectory characterized by CKD/ESRD but the concept is similar. Dialysis has been com- long-term complications punctuated by acute medical epi- pared with cancer in terms of mortality, adverse effects, and sodes (Figure 1).18 Renal replacement may correct uremia but symptom burden. Classification of a prospective elderly dialy- the disease trajectory continues. sis patient into one of the following general “functional age” CKD and dialysis are risk factors for adverse geriatric out- categories begins the dialysis decision process (Table 1). comes. Decreasing GFR and dialysis are associated with step- • Healthy/usual: this is the most optimal dialysis patient who might also wise increases in rates of the following: functional limita- be a transplant candidate. tions,21 which, independent of the cause, are associated with • Vulnerable: this is a more typical dialysis candidate. Geriatric assess- increased mortality, hospitalization, and long-term care22; ment and intervention plans (e.g., rehabilitation, pain control, treat- frailty syndrome,23 which predicts falls, mobility/activities of ment of cognitive deficits and depression, limiting polypharmacy, pre- daily living (ADL) disability, hospitalization, and death among venting falls, instituting home services) may slow the progression of 4 24 geriatric susceptibility factors that will adversely affect prognosis, QOL, community elders and ESRD patients ; cognitive dysfunc- and the dialysis experience. tion25 (hemodialysis patients with dementia have a survival • Frail: This is a suboptimal dialysis candidate and should be considered probability of 30% at 2 yr versus 60% in their nondemented for a nondialytic treatment plan or a time-limited dialysis trial. Final counterparts, a 50% reduction in life expectancy)26; falls and decisions will hinge on patient preferences, QOL, and contextual issues falls-related injury (including hip fracture), which are signifi- (see Method for Evaluating Dialysis Decisions). cant predictors of mortality27; hospitalization,28 which in older adults is associated with a high incidence of multiple adverse Epidemiology of CKD/Dialysis in the Elderly outcomes, including functional decline, delirium, and falls29; Although dialysis is life-sustaining therapy and extends life, it nursing home complications, where the yearly death rate is two may also create, increase, or prolong suffering while not restor- times that of the general Ͼ65-yr-old ESRD population [cogni- ing or maintaining function in selected subgroups of geriatric tive/physical impairment is significant, with approximately patients. Recent studies suggest that dialysis may not offer a 60% showing moderate to severely impaired decision-making survival advantage in patients over the age of 75 with multiple skills, with no advanced directives in 60 to 65%, and do not comorbidities and cardiac ischemia.17 resuscitate (DNR) in 25 to 30%]30; and increasing symptom Dialysis has the attributes of a serious and progressive burden.31,32 chronic illness including (1) reduced lifespan versus age- CKD, uremia, and dialysis will accelerate these geriatric matched nondialysis patients; (2) progressive disability; (3) re- outcomes in predisposed patients. The elderly CKD stage 4 to 5 peated hospitalizations; (4) significant comorbidity; (5) high patient who presents with “geriatric susceptibility factors” symptom burden; and (6) caregiver stress. Table 1. Functional age (stages of aging1) categories with clinical measures ACOVE Stage* Healthy/Usual Vulnerable Frail VES-13 score† 0–2 3–6 7ϩ Walking speed (m/s)‡ Ͼ0.77 Ͻ0.42 Chair stand time¶ (sec)§ Ͻ11.2 Unable, Ͼ60 Frailty score¶ 0 1–2 3–5 Syndromes** 0 1 2ϩ Remaining life expectancy†† High Middle Low Common geriatric assessment measures ADLs 0 1 2ϩ Instrumental ADLs 0 1 2ϩ Mini Mental State Examination Ͼ26 23–26 Ͻ23 Geriatric Depression Scale 0 5 6ϩ Polypharmacy (no.of medications per day) Ͻ5 5–8 9ϩ Comorbidity None limiting Slight Severe Adapted from reference 1. Reprinted with permission. ᮊ 2008 American Society of Clinical Oncology. All rights reserved. *ACOVE (Assessing Care of Vulnerable Elders) is a project that uses quality indicators to identify and treat noninstitutionalized vulnerable elders (http:// www.rand.org/health/projects/acove/acove3/). †The Vulnerable Elders Survey (VES-13) (http://www.rand.org/health/projects/acove/survey.html) is a self-administered brief function-based tool for screening community-dwelling populations to identify older persons at risk for adverse outcomes and has been studied in cancer patients. A score of Ն3 identifies vulnerable adults at risk for geriatric deficits, functional decline, and death16 ‡Walking speed-distance 4 m/15 ft at patient’s usual speed. §Time it takes for patient to rise from a straight chair five times as quickly as possible. ¶Validated frailty screening tool with five frailty components: (1) Ͼ10-lb weight loss in last year; (2) poor endurance (self-report tool); (3) low physical activity (self-report tool); (4) slow walking time (s/15 ft); (5) weak grip strength (hand dynamometer); Ն3 criteria present ϭ positive for frailty phenotype.4 **Dementia, delirium, depression, falls. ††See reference 1, Table 2, p. 1938 and reference 15. 2 Geriatric Nephrology Curriculum American Society of Nephrology Characterized by: - functional decline months to years - episodes of acute (serious) complications - 1 year probability
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