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University Microilms International 300 N. Zeeb Road Ann Arbor, Ml 48106 8510635 Singer, Phyllis E. KAC-MOODY ALGEBRAS WITH NONSYMMETRIZABLE CARTAN MATRICES The Ohio State University Ph.D. 1985 University Microfilms International300 N. Zeeb Road, Ann Arbor, Ml 48106 Copyright 1985 by Singer, Phyllis E. All Rights Reserved KAC-MOODY ALGEBRAS WITH NONSYMMETRIZABLE CARTAN MATRICES DISSERTATION Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in the Graduate School of The Ohio State University By Phyllis E. Singer, B.S., M.S. ***** The Ohio State University 1985 Reading Committee: Approved by Harry P. Allen Robert B. Brown Joseph C. Ferrar <Xyzepk C 'Ijuuixn " Adviser Department of Mathematics Copyright by Phyllis E. Singer 1985 To my grandparents ACKNOWLEDGMENTS Many people have contributed to the production of this dissertation. My husband Ira, my parents Alan and Vivian Pound, my advisor Joseph Ferrar, and my friends Alayne Parson, Nora Hopkins, and Richard Charles provided moral support and encouragement. Ira, Joe, and Rich were especially patient and understanding. Charles Lodge introduced me to the wonders of abstract algebra, and Joseph Ferrar introduced me to the world of Lie algebras. Harry Allen, Robert Brown, Joseph Ferrar, and Aaron Meyerowitz carefully read the manuscript and offered many useful suggestions, for which I wish to thank them. Any remaining errors ore my responsibility. And, of course, I wish to thank Robert Moody and Victor Kac, whose pioneering articles laid the groundwork for this research. iii VITA March 16,1955 ............................. Born - Tachi kawa, Japan 1977 . ........................................... B.S., Michigan State University, East Lansing, Michigan 1977-1985 ................................... Graduate Teaching Associate, Department of Mathematics, The Ohio State University, Columbus, Ohio 1980 ............................................. M.S., The Ohio State University, Columbus, Ohio Autumn Semester, 1981 ............ Teaching Associate, University of Virginia, Charlottesville, Virginia FIELDS OF STUDY Area of Specialization: Lie Theory. Professor Joseph C. Ferrar Related Areas of Interest: Ring Theory. Combinatorics. TABLE OF CONTENTS DEDICATION ............................................................................................. ii ACKNOWLEDGMENTS ............................................................................... ill VITA ......................................................................................................... iv TABLE OF NOTATION AND TERMINOLOGY................................................vii TABLE OF REMARKS, PROPOSITIONS, LEMMAS, THEOREMS,COROLLARIES, AND EQUATIONS....................................................................................... xi CHAPTER I INTRODUCTION ........................................................................... 1 II SYMMETRIZABILITY .................................................................. 6 §1 Definitions and Properties .......................................... 6 §2 Another Necessary and Sufficient Condition for Symmetrizability ......................................................... 15 §3 Pitfalls on the Road to Symmetrizability ..................18 §4 Symmetrizing Nonsymmetrizable Matrices ..................21 III KAC-MOODY ALGEBRAS ..............................................................27 §5 Construction of the Lie Algebras ..................................27 §6 Serre Relations ......................................................... 34 v TABLE OF CONTENTS §7 Invariant Bilinear Forms on Algebras with (Very) Special Nonsymmetrizable Cartan M atrices 45 §8 iL^L.p.] when the Product Condition Fails ...............54 §9 The Weyl Group and Extending the Set of a for which dim [La,L_a l>1 ............................................................. 62 §10 When the Product Condition is Satisfied for all Nonrepeating Sequences of Length n, n = 4 .................. 68 §11 Computing dim La for Chordless Cycles ................. 72 §12 L((_2 0)), n s N .............................................................. 80 IV REMARKS, CONCLUSIONS, AND OPEN PROBLEMS .....................84 BIBLIOGRAPHY 86 TABLE OF NOTATION AND TERMINOLOGY generalized Cartan matrix (GCM) ........................................................... 1 symmetrizable ......................................................................................... 6 sign-symmetric ....................................................................................... 7 combinatorially symmetric ......................................................................7 combinatorially asymmetric ................................................................. 8 decomposable ..................... 9 indecomposable ......................................................................................... 9 indecomposable component ..................................................................... 9 digraph ......................................................................................................... 9 Gd(A) ........................................................................................................... 9 combinatorial structure ......................................................................... 9 G(A) ............................................................................................................. 9 adjacent ..................................................................................................... 9 path .............................................................................................................10 chain ...........................................................................................................10 product of the path .....................................................................................10 A(i,,...,ik) .....................................................................................................10 nonzero path ...............................................................................................10 closed path .................................................................................................10 cycle ...........................................................................................................10 simple cycle ...............................................................................................10 the product of the closed path is equal to its transpose product ... 10 i 1,...,ik satisfies the product condition ............................. 10 submatrix .....................................................................................................12 ^Aij)iJeP=Ap .............................................................................................*2 proper submatrix .......................................................................................12 r-submatrix ...............................................................................................12 vii TABLE OF NOTATION AND TERM IN0L06 V chordless cycle .........................................................................................12 chordless cycle of A .................................................................................13 c-cycle .......................................................................................................13 Hamiltonian p a th .......................................................................................13 g .........................................................................