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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2017-05-25

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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2017-05-25 SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2017-05-25 | Period of Report: 2017-03-31 SEC Accession No. 0001206774-17-001685 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 10 ALMADEN BLVD, 15TH 10 ALMADEN BLVD, 15TH CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 FLOOR FLOOR Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 17870293 SAN JOSE CA 95113 SAN JOSE CA 95113 (800) 366-7266 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09195 SA FUNDS - INVESTMENT TRUST (Exact name of registrant as specified in charter) 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Address of principal executive offices) (Zip Code) Debora Djeu Chief Compliance Officer SA Funds - Investment Trust 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Name and Address of Agent for Service) Copies to: Brian F. Link Mark D. Perlow, Esq. Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company Dechert LLP 100 Summer Street One Bush Street, Suite 1600 7th Floor, Mailstop SUM 0703 San Francisco, CA 94104-4446 Boston, MA 02111 Registrants telephone number, including area code: (800) 366-7266 Date of fiscal year end: June 30 Date of reporting period: March 31, 2017 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF MARCH 31, 2017 (Unaudited) FACE AMOUNT VALUE BONDS AND NOTES 99.3% Australia 2.0% Australia & New Zealand Banking Group Ltd. MTN, 1.875%, 10/06/17 USD 4,000,000 $4,011,436 Westpac Banking Corp., 2.250%, 1/17/19 USD 8,408,000 8,460,878 12,472,314 Canada 5.4% Bank of Montreal, 1.400%, 4/10/18 USD 1,500,000 1,497,518 Province of Ontario Canada, 2.000%, 9/27/18 USD 2,651,000 2,665,233 Province of Ontario Canada, 2.000%, 1/30/19 USD 4,500,000 4,529,421 Royal Bank of Canada GMTN, 1.400%, 10/13/17 USD 1,300,000 1,299,730 Royal Bank of Canada GMTN, 1.800%, 7/30/18 USD 2,000,000 2,003,250 Royal Bank of Canada GMTN, 2.200%, 7/27/18 USD 3,812,000 3,839,282 Toronto-Dominion Bank (The) GMTN, 1.450%, 9/06/18 USD 6,180,000 6,167,498 Toronto-Dominion Bank (The) GMTN, 1.750%, 7/23/18 USD 1,646,000 1,650,029 Toronto-Dominion Bank (The) MTN, 1.400%, 4/30/18 USD 7,500,000 7,490,340 Toronto-Dominion Bank (The) MTN, 2.625%, 9/10/18 USD 2,125,000 2,154,833 33,297,134 France 1.5% Societe Generale SA, 2.625%, 10/01/18 USD 1,500,000 1,512,948 Societe Generale SA, 2.750%, 10/12/17 USD 306,000 307,722 Total Capital SA, 2.125%, 8/10/18 USD 7,285,000 7,329,031 9,149,701 Netherlands 3.4% Cooperatieve Centrale Raiffeisen-Boerenleenbank BA, 2.250%, 1/14/19 USD 5,000,000 5,032,635 Cooperatieve Rabobank UA, 1.700%, 3/19/18 USD 1,435,000 1,436,942 Shell International Finance BV, 1.625%, 11/10/18 USD 5,470,000 5,465,236 Shell International Finance BV, 1.900%, 8/10/18 USD 5,835,000 5,862,232 Shell International Finance BV, 2.000%, 11/15/18 USD 1,897,000 1,905,648 Siemens Financieringsmaatschappij NV, 1.450%, 5/25/18 ± USD 1,000,000 999,224 20,701,917 Norway 0.1% Statoil ASA, 1.950%, 11/08/18 USD 444,000 445,442 Supranational 0.3% European Investment Bank GMTN, 1.625%, 12/18/18 USD 2,000,000 2,006,182 Sweden 1.0% Svenska Handelsbanken AB, 2.500%, 1/25/19 USD 5,000,000 5,054,005 Svenska Handelsbanken AB MTN, 1.625%, 3/21/18 USD 1,000,000 1,000,072 6,054,077 United Kingdom 0.3% AstraZeneca PLC, 1.750%, 11/16/18 USD 1,875,000 1,876,091 United States 85.3% 3M Co. MTN, 1.375%, 8/07/18 $2,000,000 2,001,820 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Aetna, Inc., 1.700%, 6/07/18 4,300,000 4,301,324 American Express Co., 7.000%, 3/19/18 2,000,000 2,100,652 American Express Credit Corp., 2.125%, 7/27/18 3,000,000 3,016,689 Apple, Inc., 1.000%, 5/03/18 2,876,000 2,867,760 Apple, Inc., 1.550%, 2/08/19 6,143,000 6,155,765 AT&T, Inc., 2.375%, 11/27/18 1,000,000 1,007,335 AT&T, Inc., 5.500%, 2/01/18 1,500,000 1,546,922 Bank of America Corp. MTN, 5.650%, 5/01/18 2,000,000 2,081,380 Berkshire Hathaway Finance Corp., 1.300%, 5/15/18 1,500,000 1,499,738 Berkshire Hathaway Finance Corp., 1.450%, 3/07/18 9,235,000 9,240,883 Berkshire Hathaway, Inc., 1.150%, 8/15/18 3,000,000 2,985,504 Berkshire Hathaway, Inc., 1.550%, 2/09/18 3,037,000 3,039,566 Boston Scientific Corp., 2.650%, 10/01/18 640,000 646,550 Bristol-Myers Squibb Co., 1.600%, 2/27/19 4,000,000 3,997,040 Cardinal Health, Inc., 1.700%, 3/15/18 927,000 927,383 Caterpillar Financial Services Corp., 2.450%, 9/06/18 1,000,000 1,011,165 Chevron Corp., 1.344%, 11/09/17 17,250,000 17,257,314 Chevron Corp., 1.790%, 11/16/18 500,000 501,520 Cisco Systems, Inc., 1.400%, 2/28/18 5,710,000 5,711,113 Cisco Systems, Inc., 1.600%, 2/28/19 625,000 626,045 Cisco Systems, Inc., 1.650%, 6/15/18 7,860,000 7,886,598 Cisco Systems, Inc., 2.125%, 3/01/19 3,700,000 3,739,645 Citigroup, Inc., 2.050%, 12/07/18 2,500,000 2,505,588 Citigroup, Inc., 2.500%, 9/26/18 3,340,000 3,371,075 Coca-Cola Co. (The), 1.150%, 4/01/18 3,300,000 3,293,486 Coca-Cola Co. (The), 1.650%, 3/14/18 6,975,000 6,995,855 Corning, Inc., 1.450%, 11/15/17 1,897,000 1,895,638 Corning, Inc., 1.500%, 5/08/18 1,000,000 998,748 Danaher Corp., 1.650%, 9/15/18 3,750,000 3,751,871 Dover Corp., 5.450%, 3/15/18 1,500,000 1,553,706 eBay, Inc., 2.500%, 3/09/18 5,746,000 5,791,003 Exxon Mobil Corp., 1.305%, 3/06/18 4,349,000 4,346,117 Exxon Mobil Corp., 1.439%, 3/01/18 9,600,000 9,610,118 Exxon Mobil Corp., 1.708%, 3/01/19 4,130,000 4,138,260 Federal Home Loan Banks, 0.875%, 10/01/18 15,000,000 14,912,580 See notes to schedules of investments Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FACE AMOUNT VALUE BONDS AND NOTES (Continued) United States (Continued) Federal Home Loan Banks, 1.250%, 1/16/19 $9,000,000 $8,992,980 Federal Home Loan Banks, 1.375%, 3/18/19 15,250,000 15,257,305 Federal Home Loan Banks, 1.500%, 3/08/19 12,000,000 12,033,972 Federal Home Loan Banks, 1.750%, 12/14/18 9,400,000 9,480,220 Federal Home Loan Mortgage Corp., 0.875%, 10/12/18 13,000,000 12,931,464 Federal National Mortgage Association, 1.125%, 12/14/18 6,600,000 6,585,183 Federal National Mortgage Association, 1.625%, 11/27/18 10,000,000 10,062,810 Ford Motor Credit Co. LLC, 2.240%, 6/15/18 1,000,000 1,003,710 Ford Motor Credit Co. LLC, 2.551%, 10/05/18 1,500,000 1,512,464 Ford Motor Credit Co. LLC, 5.000%, 5/15/18 2,900,000 2,997,017 General Electric Co., 5.250%, 12/06/17 3,600,000 3,691,537 General Electric Co. GMTN, 5.625%, 5/01/18 11,216,000 11,728,638 Georgia Power Co., 1.950%, 12/01/18 1,698,000 1,701,410 Gilead Sciences, Inc., 1.850%, 9/04/18 4,793,000 4,808,745 Goldman Sachs Group, Inc. (The), 2.625%, 1/31/19 2,000,000 2,023,450 Goldman Sachs Group, Inc. (The), 6.150%, 4/01/18 2,800,000 2,917,690 Harley-Davidson Financial Services, Inc., 2.250%, 1/15/19 ± 680,000 683,805 Intercontinental Exchange, Inc., 2.500%, 10/15/18 2,000,000 2,023,880 International Business Machines Corp., 1.950%, 2/12/19 1,000,000 1,007,654 International Business Machines Corp., 5.700%, 9/14/17 12,000,000 12,241,896 JPMorgan Chase & Co., 1.625%, 5/15/18 2,735,000 2,734,612 JPMorgan Chase & Co., 6.000%, 1/15/18 1,700,000 1,757,588 KeyBank NA, 1.700%, 6/01/18 4,500,000 4,507,627 McDonald's Corp.
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