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SA FUNDS INVESTMENT TRUST Form N-CSRS Filed 2017-03-06

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SA FUNDS INVESTMENT TRUST Form N-CSRS Filed 2017-03-06 SECURITIES AND EXCHANGE COMMISSION FORM N-CSRS Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR Filing Date: 2017-03-06 | Period of Report: 2016-12-31 SEC Accession No. 0001206774-17-000697 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 10 ALMADEN BLVD, 15TH 10 ALMADEN BLVD, 15TH CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 FLOOR FLOOR Type: N-CSRS | Act: 40 | File No.: 811-09195 | Film No.: 17667539 SAN JOSE CA 95113 SAN JOSE CA 95113 (800) 366-7266 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-09195 SA FUNDS INVESTMENT TRUST (Exact name of registrant as specified in charter) 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Address of principal executive offices) (zip code) Deborah Djeu, Esq. Chief Compliance Officer SA Funds Investment Trust 10 Almaden Blvd., 15th Floor, San Jose, CA 95113 (Name and Address of Agent for Service) Copies to: Brian F. Link, Esq. Mark D. Perlow, Esq. Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company Dechert LLP 100 Summer Street, 7th Floor One Bush Street, Suite 1600 Boston, Massachusetts 02111 San Francisco, California 94104-4446 Registrants telephone number, including area code: (844) 366-0905 Date of fiscal year end: June 30 Date of reporting period: December 31, 2016 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Item 1. Report to Shareholders. SEMI-ANNUAL REPORT December 31, 2016 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TABLE OF CONTENTS Page Portfolios of Investments SA U.S. Fixed Income Fund 1 SA Global Fixed Income Fund 4 SA U.S. Core Market Fund 8 SA U.S. Value Fund 12 SA U.S. Small Company Fund 15 SA International Value Fund 19 SA International Small Company Fund 22 SA Emerging Markets Value Fund 23 SA Real Estate Securities Fund 26 SA Worldwide Moderate Growth Fund 29 Statements of Assets and Liabilities 30 Statements of Operations 32 Statements of Changes in Net Assets 34 Financial Highlights 41 Notes to Financial Statements 51 Proxy Voting Policies and Procedures 67 Quarterly Portfolio Schedule 67 Semi-Annual Portfolio Schedule 67 Understanding Your Funds Expenses 68 Selected Financial Statements of DFA Investment Dimensions Group Inc. 70 Any information in this shareholder report regarding market or economic trends or the factors influencing the performance of SA Funds Investment Trust (the Trust) are statements of the opinion of Trust management as of the date of this report. Any such opinion is subject to change at any time based upon market or other conditions and we disclaim responsibility to update such opinions. These statements should not be relied upon as investment advice. Past performance is no guarantee of future results, and there is no guarantee that stated investment objectives will be achieved. Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF DECEMBER 31, 2016 (Unaudited) FACE AMOUNT VALUE BONDS AND NOTES 99.3% Australia 2.0% Australia & New Zealand Banking Group Ltd. MTN, 1.875%, 10/06/17 USD 5,000,000 $5,020,540 Commonwealth Bank of Australia, 1.125%, 3/13/17 USD 1,600,000 1,600,173 National Australia Bank Ltd. MTN, 2.750%, 3/09/17 USD 3,880,000 3,891,524 Westpac Banking Corp., 1.500%, 12/01/17 USD 2,000,000 2,000,874 12,513,111 Canada 6.3% Bank of Montreal, 1.400%, 4/10/18 USD 1,500,000 1,496,405 Bank of Montreal MTN, 1.400%, 9/11/17 USD 6,450,000 6,450,980 Province of Ontario Canada, 1.200%, 2/14/18 USD 2,500,000 2,494,760 Royal Bank of Canada GMTN, 1.400%, 10/13/17 USD 2,000,000 2,000,070 Royal Bank of Canada GMTN, 1.800%, 7/30/18 USD 2,000,000 2,006,870 Royal Bank of Canada GMTN, 2.200%, 7/27/18 USD 3,812,000 3,838,326 Royal Bank of Canada MTN, 1.500%, 1/16/18 USD 2,400,000 2,396,995 Toronto-Dominion Bank (The) GMTN, 1.450%, 9/06/18 USD 6,180,000 6,151,448 Toronto-Dominion Bank (The) GMTN, 1.750%, 7/23/18 USD 1,646,000 1,648,953 Toronto-Dominion Bank (The) MTN, 1.400%, 4/30/18 USD 7,500,000 7,483,343 Toronto-Dominion Bank (The) MTN, 1.625%, 3/13/18 USD 2,125,000 2,127,582 38,095,732 France 1.7% Societe Generale SA, 2.625%, 10/01/18 USD 1,500,000 1,519,260 Societe Generale SA, 2.750%, 10/12/17 USD 1,306,000 1,318,279 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Total Capital SA, 2.125%, 8/10/18 USD 7,285,000 7,342,522 10,180,061 Netherlands 2.3% Cooperatieve Rabobank UA, 1.700%, 3/19/18 USD 1,435,000 1,435,382 Shell International Finance BV, 1.125%, 8/21/17 USD 4,500,000 4,500,216 Shell International Finance BV, 1.900%, 8/10/18 USD 5,835,000 5,872,029 Shell International Finance BV, 2.000%, 11/15/18 USD 1,397,000 1,406,735 Siemens Financieringsmaatschappij NV, 1.450%, 5/25/18 ± USD 1,000,000 999,102 14,213,464 Norway 0.1% Statoil ASA, 1.950%, 11/08/18 USD 444,000 445,556 Sweden 1.1% Nordea Bank AB, 3.125%, 3/20/17 USD 4,000,000 4,018,288 Svensk Exportkredit AB, 1.125%, 4/05/18 USD 1,500,000 1,494,576 Svenska Handelsbanken AB MTN, 1.625%, 3/21/18 USD 1,000,000 998,987 6,511,851 United Kingdom 0.3% AstraZeneca PLC, 1.750%, 11/16/18 USD 1,875,000 1,878,866 United States 85.5% 3M Co. MTN, 1.375%, 8/07/18 $2,000,000 1,999,788 Actavis, Inc., 1.875%, 10/01/17 2,000,000 2,004,190 Aetna, Inc., 1.700%, 6/07/18 4,300,000 4,297,515 American Express Co., 7.000%, 3/19/18 2,000,000 2,126,006 American Express Credit Corp., 2.125%, 7/27/18 3,000,000 3,020,025 Anthem, Inc., 2.375%, 2/15/17 3,500,000 3,503,993 Apple, Inc., 1.000%, 5/03/18 2,876,000 2,865,779 Apple, Inc., 1.300%, 2/23/18 3,700,000 3,703,352 AT&T, Inc., 2.375%, 11/27/18 1,000,000 1,009,203 AT&T, Inc., 5.500%, 2/01/18 4,500,000 4,676,688 Bank of America Corp. MTN, 5.650%, 5/01/18 2,000,000 2,096,196 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Berkshire Hathaway Finance Corp., 1.300%, 5/15/18 1,500,000 1,496,463 Berkshire Hathaway Finance Corp., 1.450%, 3/07/18 9,235,000 9,245,648 Berkshire Hathaway, Inc., 1.150%, 8/15/18 3,000,000 2,985,657 Berkshire Hathaway, Inc., 1.550%, 2/09/18 4,037,000 4,045,793 Cardinal Health, Inc., 1.700%, 3/15/18 927,000 926,342 Cardinal Health, Inc., 1.900%, 6/15/17 1,470,000 1,474,192 Caterpillar Financial Services Corp., 2.450%, 9/06/18 1,000,000 1,013,083 Caterpillar Financial Services Corp. GMTN, 1.500%, 2/23/18 4,000,000 3,999,172 Caterpillar Financial Services Corp. MTN, 1.000%, 3/03/17 943,300 943,104 Chevron Corp., 1.344%, 11/09/17 17,250,000 17,242,720 Cisco Systems, Inc., 1.400%, 2/28/18 9,710,000 9,728,313 See notes to financial statements 1 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF DECEMBER 31, 2016 (Unaudited) (Continued) FACE AMOUNT VALUE BONDS AND NOTES (Continued) United States (Continued) Cisco Systems, Inc., 1.650%, 6/15/18 $ 7,860,000 $ 7,885,396 Citigroup, Inc., 2.050%, 12/07/18 2,500,000 2,500,892 Citigroup, Inc., 2.500%, 9/26/18 3,340,000 3,373,367 Coca-Cola Co. (The), 0.875%, 10/27/17 3,000,000 2,994,690 Coca-Cola Co. (The), 1.150%, 4/01/18 3,300,000 3,293,129 Coca-Cola Co. (The), 1.650%, 3/14/18 6,975,000 6,999,956 Corning, Inc., 1.450%, 11/15/17 3,897,000 3,894,927 Corning, Inc., 1.500%, 5/08/18 1,000,000 997,382 Danaher Corp., 1.650%, 9/15/18 3,750,000 3,755,944 Dover Corp., 5.450%, 3/15/18 1,500,000 1,572,484 eBay, Inc., 2.500%, 3/09/18 5,746,000 5,798,122 Exxon Mobil Corp., 1.305%, 3/06/18 4,349,000 4,348,726 Exxon Mobil Corp., 1.439%, 3/01/18 13,600,000 13,618,686 Federal Home Loan Banks, 0.625%, 8/07/18 16,000,000 15,875,344 Federal Home Loan Banks, 0.875%, 10/01/18 15,000,000 14,920,035 Federal Home Loan Banks, 1.250%, 6/08/18 10,660,000 10,685,765 Federal Home Loan Banks, 1.750%, 12/14/18 9,400,000 9,500,223 Federal Home Loan Mortgage Corp., 0.875%, 10/12/18 13,000,000 12,931,607 Federal Home Loan Mortgage Corp.
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