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This Thesis is brought to you for free and open access by the Thesis/Dissertation Collections at RIT Scholar Works. It has been accepted for inclusion in Theses by an authorized administrator of RIT Scholar Works. For more information, please contact [email protected]. An Analysis of Available UnSharp Masking Techniques Used With Mid-Range PMT/Drum Scanners

by

Eric Louis Neumann

A thesis submitted in partial fulfillment of the

requirements for the degree of Master of Science in the School of Printing Management and Sciences in the College of Imaging Arts and Sciences at the Rochester Institute of Technology

May 1998

Thesis Advisor: Professor Joseph L. Noga School of Printing Management and Sciences Rochester Institute of Technology Rochester, New York

Master's Thesis

Certificate of Approval

This is to certify that the Master's Thesis of

Eric Louis Neumann

With a major in Graphic Arts Publishing has been approved by the Thesis Committee as satisfactory for the thesis requirement for the Master of Science degree at the convocation of May 1998

Thesis Committee:

Joseph L. Noga Thesis Advisor

Marie Freckleton Graduate Program Coordinator

C. Harold Goffin Director or Designate An Analysis of Available UnSharp Masking Techniques Used With Mid-Range PMT/Drum Scanners

I, Eric Louis Neumann, prefer to be contacted each time a request for reproduction is made. I can be reached at:

P.O. Box 261 Itasca, IL 60143-0261 [email protected]

Graduate Student

May 1998 Acknowledgements

The completion of this thesis would not have been possible without the assis tance, support, and patience of many companies and individuals that I owe my gratitude to. I must pay special recognition to Professor Joseph L. Noga for his support and mentorship over the years that I spent both as a student and employee of RIT

The School of Printing Management & Sciences, RIT Prof. Marie Freckleton Prof. Len Leger Ms. Grace Gladney And the rest of the SPMS faculty and staff

Screen Mr. David Mitchell

Howtek Mr. Joel Hofmeister

Optronics Mr. Don Rogers

FujiFilm USA Mr. Allen Dunn Ms. Jan Mullen

Family and Friends Mr. Ethan Crist Mr. Carl Ogawa My Mother, Susan Elmore

in Table of Contents

List of Tables v

of List Figures vj

Abstract vjj

Chapter 1

Introduction \

Chapter 2

Theoretical Basis of Study 3 Endnotes for Chapter 2 24

Chapter 3

Review of Literature 25

Endnotes for Chapter 3 27

Chapter 4

Statement of Project Goals 28

Chapter 5 Methodology 30

Chapter 6

Results of Evaluation 33

Endnotes for Chapter 6 58

Chapter 7

Summary and Conclusions 59

Bibliography 66

Appendices 69

IV List Of Tables

Table 6.1 - Controls of USM on scanners evaluated 34

Table 6.2 - Mask colors resulting from color sensitivity filters 55

Table 7.1 - Scanning times 62 List of Figures

Figure 2.1 - O'Brien Effect 9

2.2- Figure Anatomy of a peaking signal 11

Figure 2.3 - Direct screen mask exposure 13

Figure 2.4 - Direct screen separation exposure 13

Figure 2.5 - Photomechanical unsharp masking 15

Figure 2.6 - Optical unsharp masking 18

Figure 2.7 - Digital unsharp masking 20

Figure 2.8 - Hybrid unsharp masking 22

Figure 6.1 - USM controls in 4.0 35

Figure 6.2 - USM controls in DT-S Scan 3.4 36

Figure 6.3 - ResEdit interface to DT-S Scan 3.4 38

Figure 6.4 - Screen USM effects 41

Figure 6.5 - Directional characteristics of DT-S 1030AI 42

Figure 6.6 - USM controls in Trident 2.0 44

Figure 6.7 - Howtek USM effects 49

Figure 6.8 - Directional characteristics of ScanMaster 4500 50

Figure 6.9 - USM controls in ColorRight 5.0 51

Figure 6.10 - Optronics USM effects 56

Figure 6.11 - Directional characteristics of ColorGetter Eagle 57

VI Abstract

Unsharp masking (USM), also known as detail enhancement, is a process of combining an unsharp representation of an original image with the original image to obtain the effect of greater detail. USM can be performed photomechan- ically with additional exposures, electronically with the color scanner, and digi tally with the aid of a post-processing program. Electronic methods of USM per formed during the scanning process offer productivity benefits over both the photomechanical and post-processing methods. Mid-range PMT/drum scanners offer several methods of unsharp masking from which to choose. These meth ods, optical USM, digital USM, and hybrid USM each have advantages and dis advantages which are identified in this study. The study also offers an extensive reference of the available USM techniques for identification by the mid-range scanner operator. Three different midrange scanner/ interface applications are evaluated to identify their unique USM methods and each is evaluated for ease- of-use as well as the effectiveness of it's unsharp masking function. Multiple scans from each scanner/interface combination were completed and analyzed at high magnification. It was expected that more directional limitations would have been evident in the optical method, however it is shown that it's effectiveness does not suffer. Each of the USM techniques used on midrange PMT/Drum scanners has its own merits.

vn Chapter 1

Introduction

Unsharp masking is a necessary function in the process of making color separa tions. It is necessary in order to compensate for the visual loss of detail caused by the printing reproduction process. The concept is not new. It has been part of the color separation process since long before the introduction of the electronic color

scanner. The unsharp masking technique was first introduced with the photome

chanical color separation methods known as indirect and direct screen color sep

"unsharp" aration. An additional exposure created an mask that was combined

with the original in a successive exposure to provide detail enhancement in the

reproduction of an image. Color separation programs used on desktop systems

today (e.g. Adobe Photoshop), now provide a way to simulate the combination

of a digital unsharp image (filter) with the original to provide detail enhance

ment in the reproduction as a function of post-processing. Unsharp masking per

formed during the electronic color scanning process offers increased productivi

ty over photomechanical and post-processing techniques.

Mid-range scanners are the most recent entry into the electronic color scanner

market. These scanners and their accompanying software interfaces have the

benefit of more than twenty-five years of color separation advancements. Among

these advancements are the refinements to the unsharp masking process. There

are now several options available to the manufacturers of mid-range scanners

and in some instances to the users of the mid-range scanners.

1 This study provides both an extensive reference to the unsharp masking tech

niques available on mid-range scanners as well as an analysis of these tech

niques, identifying their advantages and disadvantages. Chapter 2

Theoretical Basis of Study

It is first necessary to provide the definitions for the terms mid-range scanner and unsharp masking. The definitions and explanations of those terms as they were used in this study follow.

Definition of Mid-Range Scanners

Today electronic color scanners have been segmented into three different classifi cations; high-end scanners, desktop scanners, and mid-range scanners.

Unfortunately the boundaries between these classifications is not well defined.

As such, there are essentially two methods to define scanners today: either by their technical definition or by their marketing definition. Technically, the scan

ners' classification may be defined by their components and specific technology.

Marketing classifications may be defined by their cost and target markets. A

"mid-range" scanner classified as by its technical definition could very well be

"high-end" "desktop" classified as either or depending on the market.

The technical definition. In the early 1970's, before any of the confusion, all scan ners were known as electronic color scanners and primarily used photo-multipli er tubes (PMT). With the introduction of charge-coupled device (CCD) scanners in the early 1980's a distinction became necessary. The result was the identifica

"high-end" "desktop" tion of the and scanner classifications. High-end scanners were drum-based, had PMTs and onboard separation computers, and used pro- prietary processing techniques. Desktop scanners were flatbed, had CCDs, required a personal computer and software for separations, and generally used open system (non-proprietary) processing techniques. Each system had its bene fits and limitations. The next logical developmental step was to link the existing high-end scanners to the desktop computers and software, capturing the benefits of both systems and eliminating many of the limitations. The link provided the necessary translation between the high-end and desktop processing techniques.

As this hybrid link between the systems became more in demand, a new classifi cation was realized. In the early 1990's manufacturers began to build desktop compatible scanners with many of the high-end components, creating what is

scanner.1 now referred to as the mid-range

The marketing definitions. The lines drawn between the scanner classifications become increasingly unclear. By some marketing definitions, any scanner that

"desktop" connects to a personal computer can be considered a scanner (e.g.

Crosfield/Fuji Celsis). At the same time, several manufacturers are producing flatbed CCD scanners that exceed the high-end both in quality and price, refer

"high-end" flatbed scanners (e.g. Linotype-Hell Topaz and Scitex ring to them as

"mid-range" EverSmart). Many flatbed, desktop scanners are marketed as scan

"low-end" scanners (e.g. PixelCraft ners to distinguish them from the flatbed

Prolmager 4520RS and Howtek ScanMaster 2500). Mid-range drum scanners

"desktop" link to the often get labeled as drum scanners simply because they

desktop (e.g. Screen DT-S1030AI). For the mid- purposes of this study, the following technical definition of the range scanner will be used: Mid-range scanners are drum-based, use PMTs, require a personal computer and software to perform many of the separation func

and techniques.2 tions, generally utilize open system (non-proprietary) processing

Definition of UnSharp Masking

Unsharp masking (USM), also known as detail enhancement, edge enhancement, detail contrast, and sharpening among other names, can be defined as the emphasis of existing detail in an image. This is not to say that USM adds actual detail to an image, rather it enhances or exaggerates the detail that is present.3

Reasons for UnSharp Masking

There are several factors that can result in loss of visual sharpness of an image from original scene to final printed sheet. While it is impossible to place detail where there is none, or reclaim detail that has been totally lost, in many instances

USM can help to compensate for a considerable amount of this loss.

"Soft" images - Soft images are those in which environmental conditions, such as

Over- fog, mist, or smoke, can effect the visual sharpness. or under-lighting of a particular scene, whether natural or studio, can also effect the sharpness of the image. In some cases, if the original scene captured on film was not sharp, USM can be used to help. To the contrary, in cases where an image is beyond "soft", such as when an image is even slightly "out of focus", USM will not be able to

loss.4 adequately compensate for detail

5 Print contrast - The human eye perceives detail through contrast. This contrast can be reduced by several factors present in the printing process. The most obvi ous of these is tone compression, a necessary step in printing, which reduces the range of densities from highlight to shadow on an original image to a range that is achievable on the printing press. The difference between the lightest and dark

est densities (contrast) on the printed reproduction are far less than those of the

original copy (transparency or reflection print). This, compounded with the

choice of stock brightness and ink absorption qualities, can result in a repro

original.5 duced image with considerably less contrast than the

- or Type of original All originals, whether 35mm slides, color negatives, prints,

original artwork can be classified as one of two types of copy; transmissive copy

(light passes through the copy) or reflective copy (light bounces off the copy).

an effect on image There are several reasons why the type of original may have

detail. The first issue is the generation of the copy. Most often transparencies rep

are made from resent the first generation of the image from the camera. Prints

negative). Similar to the electro such a first generation transparency (or color

generation loses some of photographic process, (photocopying) each successive

the fine detail (e.g., type serifs are the first to be lost when photocopies are made

considered when of other photocopies). Another factor that must be scanning

photographic process of a print, or reflective copy is halation. In the making

phenomenon wherein the light that is duplicating a transparency, halation is a

reflected off of the base material used to expose the photographic emulsion is

it. The visual effect is (paper or clear-base) back through the emulsion, re-exposing

greater amounts of halation than duplicate a less sharp reproduction. Prints exhibit 6 even with the addition transparencies, of an anti-halation coating. It is evident,

then, that transmission copy'1 scanning copy is preferable to scanning reflection

variables - There are Printing many characteristic variables in the printing process

while that, controllable, cannot be eliminated and will cause the loss of visual

sharpness. The most notable of these variables is dot gain. When ink is trans

ferred to paper the integrity of the halftone dot's shape and size are not retained

and dot gain occurs. Hard, sharp dots become soft, irregular dots due to the ink

absorption into the substrate. Another variable that may be encountered is slur.

This can be identified as the elongation (or dragging) of the halftone dot, most

often caused by unmatched surface speeds of the plate and blanket or blanket

and impression cylinders (generally due to improper cylinder packing). Closely

related to, and often confused with slur, doubling is identified by a second print

ing of the halftone image on the sheet. It is most often the result of slippage between the cylinders and becomes more probable as a press ages.

Each of these variables results in a reproduction with decreased sharpness.

However, it is important to note that increasing USM does not compensate for dot gain, doubling, and slur. It only helps to increase perceived detail lost because of these variables. Also, though misregistration also has an effect on the reproduction sharpness, it is not a controllable variable. Increased USM should not be considered an antidote to proper registration, yet, as more quick printers are attempting four-color process on small duplicator presses which are not known for their ability to hold registration, they are discovering that increased

sheets.7 amounts of USM can result in a greater quantity of acceptable 7 - Resolution Resolution in its forms has an effect on many reproduction sharp

ness. A continuous tone original holds much more fine detail than a halftone

reproduction. The primary reason for this involves the resolution of the original

vs. the resolution of the reproduction. The smallest image element responsible

for detail in the original is the photographic grain. This element is miniscule is

comparison to the - smallest element of the reproduction a halftone dot, which is

hundreds to thousands of times larger than the photographic grain. Finer ele

ments are able to sustain greater detail8. In addition, a higher resolution screen

can hold greater detail in ruling reproduction (e.g., commercial printing at

150LPI compared to newspaper printing at 85LPI). The amount of fine detail that

is captured is a result of the scanning resolution in conjunction with the main

of the scanner. The main aperture selection is based on magnification

and screen ruling requirements.

There are other issues that effect sharpness. The reproduction size of an image

(magnification) will have an effect on sharpness. Also, due to the higher quality

optics used in PMT/drum scanners, they effect sharpness with their ability to

9 capture greater fine detail than CCD scanners.

How UnSharp Masking Works

Unsharp masking does not add detail to a reproduced image. It is actually the creation of an optical illusion which increases contrast in distinct areas of the image fooling the human eye into perceiving greater detail. This concept is best explained with the O'Brien Effect, which states that a light/dark border placed

8 between two otherwise similar densities will give the perceived effect of greater

contrast (Figure 2.1). Since the eye perceives contrast as detail, placing exaggerat

ed light/dark at borders the edges of density shifts (supposed detail) the eye is

fooled 10 into perceiving greater detail than actually exists.

B

} similar densities

B

perceived actual densities densities (contrast)

"A" will be perceived as light/dark border (density notably lighter than density "B".)

Figure 2.1 - O'Brien Effect

signals" The result of USM is the addition of "peaking to the separations and

final reproduction. These peaking signals, also referred to as a white line/black

line border, are the visual effect that can be seen under magnified inspection. The

edges of density shifts with USM appear to have a thin white line/black line bor

"white" der. In reality, can be more accurately defined as a density lighter than

"Black" the adjacent light density. would be defined as a density darker than the

adjacent dark density. The reason for this distinction will be described in the next

section. While the black and white borders can be seen under close inspection,

these lines are not distinguishable at a normal viewing distance. Instead, the eye

detail." interprets a noticeable contrast at the edges which is perceived as 9 Controls of UnSharp Masking

The USM signal, or more precisely, the peaking signals, can be manipulated and adjusted in several ways. There are three basic controls of electronic unsharp masking that allow the operator to adjust peak width, peak height, and sensitivi ty of the USM signals (Figure 2.2). Many modern scanners have the ability to make further adjustments to the unsharp masking signal giving even greater control.

Peak width of the signal simply describes the width of the white and black lines

or borders. The wider the line, the more likely that the human eye will perceive a

density change and thus contrast. However, if the line is too wide, the eye will

detect the line as a distraction and not as contrast. Depending on the USM

USM USM method used, the control has different names, including aperture,

12 area, pixel width, pixel radius (or diameter), and kernel size.

white and black lines. In other Peak height of the signal refers to the intensity of

"black" "white" and how (high densi words, how (low density) is the white line

white and black ty) is the black line. The greater the difference between the line,

eye. it is possible to have the greater contrast that will be perceived by the Again,

that the eye perceives the the intensities of the white and black lines too high, so

referred to as lines themselves and not the contrast. The control is intensity,

line control.13 amplitude, amount, and white line/black

USM limits or point, deter Sensitivity, commonly known as threshold, starting

signal. While it is possible to exaggerate mines when to apply the USM nearly

10 every distinct density change, it is not always desirable. USM sensitivity allows the user to distinguish a threshold at which the peaking signals will be applied.

If a density change falls below the threshold it will not receive a peaking signal.

If it reaches or exceeds the threshold level, peaking signals will be applied. It is

most useful in distinguishing image grain (in grainy originals) from actual fine

detail. Some scanners and software offer an additional function to threshold

called grain suppression or smoothing. Those density changes below the thresh

old are not only ignored for peaking, they are actually smoothed out to reduce

artifacts.14 possible grain

(*\ width of white line/ black line border 1 A g) height of white line/ black line border /\ ^^^ fn\ ^^^ ^s) (o\ sensitivity of white * line/black line control -* ?

A

(3)/TJ\ T

Figure 2.2 - Anatomy of a peaking signal

software include the to Additional controls offered by some scanners and ability

tonal areas of the image. For instance, you can limit USM peaking to specific

portion of the image the midtone sharpen only the highlight to midtone leaving

controls allow the user to shadow region unsharpened. Filter or color sensitivity 11 to decide which colors or color pairs will receive unsharp masking or provide

the to exchange data between ability channels (e.g., applying the cyan USM sig

nal to the yellow separation).13

How UnSharp Masking is Accomplished and Controlled

There are three basic methods for performing unsharp masking: photomechani

cal, electronic (during scanning), and digital in post-processing. USM evolved in

the same order. Regardless of the method used, the general idea is the same; cre

ate an unsharp representation of the original image and combine it with the orig

inal image.

Photomechanical. Originally all color separations were made by the photomechani

cal processes known as indirect and direct screen color separation. In both process

es a photographic mask was required for each separation: This mask served sever

al purposes; the mask density provides for the necessary tone compression of the

original densities, the choice of colored filters performs needed color correction,

and the use of a continuous tone emulsion (designed to cause an unsharp expo

sure) combined with a diffusion medium provides for detail enhancement (when

the mask is combined with the separation exposure) (Figure 2.3).

The separation exposure made through the unsharp photographic mask yields a

tone compressed, color corrected, detailed separation with the proper gradation.

"halo" The effect of the combination of a sharp and unsharp image causes a

changes.16 effect at distinct density (Figure 2.4)

12 Light Source

Color Correction Filter

Original Transparency Diffusion Sheet Panchromatic Masking Film

Figure 2.3- Direct screen mask exposure

Light Source

Color Separation Filter

Unsharp Mask Original Transparency Contact Screen Separation Film

Figure 2.4r- Direct screen separation exposure

13 With photographic unsharp masking there is very limited control. There are real

two ways to control ly only the amount of detail enhancement and they are very

"unsharpness" much dependent on one another. The of the mask will have the greatest effect on the width of the white/black borders. The density of the mask

(controlled by exposure) has some effect on the intensity of the white/black bor

"unsharpness" der (Figure 2.5). However, as the mask density increases the of the mask decreases. The controls of photographic unsharp masking are not easi ly adjusted, it would take quite a bit of testing with the photographic emulsions, the developing process, as well as the diffusion characteristics of the diffusion material used in the production of the mask. While not a simple task, USM is controllable in the photographic color separation process (i.e. direct screen color separation). Because manipulation was not easy, most traditional color separa tors would identify the variables in the photographic color separation process

that produced acceptable amounts of detail enhancement and use those settings the majority of the time.

14 Sharp Original

Fine Detail ( )

Mask Exposure Unsharp Mask

Original

J L

Mask (negative)

black border Separation

white border

Figure 2.5 - Photomechanical unsharp masking

15 Electronic. The introduction of electronic color scanners with integrated color computers allowed for the automation of the unsharp masking process. Within the electronic USM category exists a subset of methods that is available on elec tronic color scanners: optical, digital, and hybrid. The scanners themselves have experienced a notable evolution in the more than 25 years since their introduc tion, and as well, the USM methods have evolved. Early electronic color scanners

were solely PMT based, used proprietary processing languages, and had the

scanner (referred to as ability to produce color separation films right on the

direct scanning). In the last decade electronic color separation has been inundat

ed with desktop technologies - first with CCD based desktop scanners and color

high-end com separation software, and then with a hybrid technology utilizing

com ponents such as PMT's coupled with a desktop software interface, most

scanners. CCD scanners do not perform USM monly referred to as mid-range

digital method described electronically, rather they utilize the (post-processing)

below.17 of this The mid-range PMT/drum classification of scanners is the focus

will be presented in depth in the next section. study and it's USM technologies

in a digital form that Digital (post-processing). With the ability to capture images

the color separation process has allows for various types of image manipulation,

an image without USM is taken on an entirely different approach. Capturing any

- to be performed as a func now a viable choice allowing USM post-processing

manipulation programs such as tion in a number of color separation and image

mathematical function Adobe Photoshop. These programs perform USM as a

calculation.18 software locates edges within and /or In some cases the simply

mathematically. In more advanced situations the images and exaggerates them 16 software creates a digital actually unsharp mask (filter) that is then combined

with the normal much - image, as in the photomechanical process the results

being quite similar (in theory and practice).

USM Techniques used with Mid-Range Scanners

There are three primary techniques of electronic unsharp masking that have been

adopted by manufacturers of PMT/drum based mid-range scanners. These tech

niques are most commonly referred to as: optical USM, digital USM, and hybrid

USM (ak.a. digital on-the-fly).

Optical USM. The first electronic color high- scanners (today known as analog

end scanners) utilized special optics within the scanner to accomplish detail

enhancement. In addition to the optics (aperture) that capture the resolution of

the image as a signal, an additional aperture is used to capture a signal for USM.

The , known respectively as the main aperture (or scanning aperture)

and USM aperture are different in size. The USM aperture is often several times

the size of the main aperture. While the main aperture captures the fine detail of

the image, the USM aperture captures an unsharp representation of the image.

As is done in both the photomechanical and digital (post-processing) forms of

separation.19 USM, the two signals are combined to yield a sharpened (Figure 2.6)

The controls of optical unsharp masking are both mechanical and electrical. The second generation of electronic color scanners had some additional hardware including an additional aperture and an additional PMT for unsharp masking.

17 I I I I scan lines U JTTTTl i i i i i i i i i

Main Aperture

i . . i i

USM Aperture

Main Aperture Signal

USM Aperture Signal (inverted positive signal)

black border Separation

white border <

Figure 2.6- Optical unsharp masking

18 The USM aperture primarily controls the width of the white line/black line bor

it der, is the difference between main actually the (scanning) aperture and the

USM aperture that determines the border width. The USM PMT basically cap

tures the lightness and darkness values at the edges of density shifts (as seen

through the USM aperture), the signal from the USM PMT is then amplified

which effects the of the intensity white line/black line border. Processing of the

USM signal is accomplished in a portion of the color computer dedicated to

detail enhancement. Additional control of detail enhancement through the color

computer include such functions as thresholding and smoothing. In most scan

ners the USM PMT can be filtered (red, green, or blue) in order to control the

way the USM effects certain colors.

Digital USM. Some manufacturers of new midrange scanners have opted for a

digital USM method very similar to the digital USM described earlier. For all

intents it is basically the same function. The only difference is that it is accom

hardware.20 plished with the scanners interface software and/or The benefit of performing USM at the scanners workstation versus performing the USM later in other software is primarily for speed. The detail enhanced image is effectively

"sharpened" before the final image file is ever written to the host computers file storage (hard disk or removable media).

Unlike photographic and optical unsharp masking, digital USM is not truly a function of image capture, but rather the product of image processing. While almost every image manipulation program offers some controls for detail enhancement, the most well known of these applications is Adobe Photoshop.

19 pixel matrix

UnsHarp Signal' (achieved with low passfilter) Sharp Signal

Unsharp Signal (inverted positive signal)

black border - Separation

white border <

2.7- Figure Digital unsharp masking

20 Photoshop serves as a very good representation of digital unsharp masking in

color separation. While it is possible desktop to apply digital USM to any digital

image file, it is preferable to perform this form of USM on an image captured

with no USM applied during scanning (i.e. "USM Off"). To apply USM to an

already detail enhanced image would compound the effect and produce an

undesirable image. Like most effects in Photoshop, Unsharp Mask is a filter that

is applied can to the image, it be applied to the entire image or limited using the

masking functions within Photoshop.

low- The digital unsharp masking function is implemented by first performing a

pass filtering operation on the original image. Low-pass filtering smooths an

image by reducing high-spatial-frequency details such as edges, sharp lines, and

points while leaving low-frequency information unaffected. The low-pass image

is then brightness-scaled to a desired level and combined with the original

detail.21 image. The resulting image contains sharpened edge (Figure 2.7)

Hybrid USM. A method that was originally used on digital high-end scanners

which uses a combination of the scanners optics with special mathematical func

mid- tions to perform USM is now one of the more popular methods used in

range scanners. It is sometimes mistakenly referred to as "digital USM", but it is

distinctly different than the Digital USM method(s) described previously. Other

On-The-Fly" accurate terms for this method include: "Digital and "Electronic

USM".21 The term "Hybrid USM, comes from the fact that it combines qualities

from both the Optical USM and Digital USM techniques.

21 scan lines

Unsharp Area Signal (simulated with Main Aperture data) Main Aperture Signal

J L

Unsharp Area Signal (inverted positive signal)

black border Separation

white border

2.8- Figure Hybrid unsharp masking

22 In hybrid USM the scanner does not utilize a USM aperture, rather in fabricates a

USM area from buffered information from previously scanned samples of infor mation obtained from the main aperture. When the scanner has gathered enough information it will create a USM signal by averaging several samples of informa

tion. As is the case in other USM methods, the USM signal is then combined with

the signal from the main aperture to yield the sharpened separation. (Figure 2.8)

23 Endnotes for Chapter 2

1 Joseph. Color Noga, Separation Systems, JPRT-409. School of Printing, RIT 1997

2 Chrusciel, Edward and Rogers, Don. What To Look For In a Color Scanner, Graphic Arts Monthly. October 1993, p.120-121

3 Agfa-Gevaert N.V. An Introduction to Digital Scanning. 1994, p.30

4 Southworth, Miles. Color Separation Techniques. 1989, p.6-20

5 Dainippon Screen Ltd. Scangraph Technical Guide. 1985, p.17

b Noga, Joseph. Color Separation Systems, JPRT-409. School of Printing, RIT 1997

7 Dainippon Screen Ltd. Scangraph Technical Guide. 1985, p.17

8 Dainippon Screen Ltd. Scangraph Technical Guide. 1985, p.17

9 Blatner, David and Roth Steve. Real World Scanning and Halftones. 1993, p. 171

10 Dainippon Screen Ltd. Scangraph Technical Guide. 1985, p.17

11 Agfa-Gevaert N.V. An Introduction to Digital Scanning. 1994, p.30

12 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p.4-55

13 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p.4-55

14 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p.4-55

15 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p.4-56

16 Noga, Joseph. Color Separation Systems, JPRT-409. School of Printing, RIT 1997

17 Green, Phil. Understanding Digital Color. 1995, p. 134

18 Agfa-Gevaert N.V. An Introduction to Digital Scantling. 1994, p.36

19 Linotype-Hell AG. NezvColor 3000, User's Guide. 1993, p.4-4

20 Agfa-Gevaert N.V. An Introduction to Digital Scartning. 1994, p.36

21 Baxes, Gregory. . 1994, p.343,346

22 Linotype-Hell AG. NezvColor 3000, User's Guide. 1993, p.4-7

24 Chapter 3

Review of the Literature

there is little written on Astonishingly very the topic of unsharp masking in graphic arts related literature. Most of what is written on the subject is either marketing or operational text. There are no known resources that have made an attempt to compare or even define the available USM methods used in electronic scanning. As of the introduction the mid-range scanner is a relatively new event, the combination of USM methods and mid-range scanners in any resources has not been attempted.

The resources that were identified for this study consisted primarily of four dif ferent categories: excerpts from color separation references (text books on the entire process of color separation); excerpts from operational manuals of various color scanners and software; excerpts from color and imaging texts (not neces sarily directly related to color scanners or color separation); and other appropri ate references. In addition, technical staff from each of the three scanners to be used in this study were consulted on various issues.

' Color separation references, primarily R.K. Molla's Electronic Color Separation provided the basic definitions of the concept and mechanics of the unsharp masking procedures. Molla's text is the only reference encountered that offered

subject of masking. While more than a few passing paragraphs to the unsharp this reference identifies that there are options available in unsharp masking, it

25 does not go so far as to identify the distinctions among them. In addition, at the date of publish of this reference mid-range and desktop scanners were not wide ly marketed.

The operational manuals for the scanners to be used in this study provided the

ability to make the necessary distinctions of the unsharp masking techniques

used with the various mid-range scanners. In addition, several manuals for other

high-end, mid-range, and desktop scanners and software were consulted. Some

manuals provided only simple operational instructions while others, such as

2 Linotype-Hell's NezvColor 3000 User's Guide offered a more extensive explana

tion of the concepts and the technology.

3 Color and imaging texts, including John Yule's Principles of Color Reproduction

and further confir offer the technical perspective of unsharp masking theories

mation of the concepts. While well respected references in the color and imaging

industries most of these texts fail to close the gap between theory and practice.

consulted includes articles from Other very helpful source material that was

literature from the mid- graphic arts and imaging periodicals and marketing

of these references were short range scanner manufacturers. Unfortunately most

a better of the claims on fact and long on claims, but did provide understanding

regards to their scanners (USM tech that are made by the manufacturers in

correspondence with the manufac nique). By a similar token, phone and e-mail

more definitive identifica turers provided further confirmation of the claims and

tion of the unsharp masking methods utilized.

26 Endnotes for Chapter 3

1 Molla, Dr. R.K. Electronic Color Separation. 1988

User' 2 Linotype-Hell AG. NezvColor 3000, Guide. 1993

3 Yule, John. Principles of Color Reproduction. 1967

27 Chapter 4

Statement of Project Goals

It is not the intent of this study to determine which of the USM methods used with mid-range scanners is best, rather, the goal is to analyze and compare the methods to identify how each is different. Each method appears to have it's

advantages and "quality" disadvantages; where as the of USM increases, so does

the time and processing memory requirements. Optical USM, while considered

the fastest method, supposedly experiences directional limitations. Digital USM

is not limited however since a directionally, it is function of post processing it is said to be slower and notably requires more memory in the host computer (scan ner workstation). Hybrid USM appears to be the best of both worlds, seemingly not limited optical directionally like USM, and not requiring the same memory requirements of digital USM, however it may not be quite as fast as optical USM.

The primary objectives of this thesis are three-fold: To provide a thorough refer ence of unsharp masking techniques available with the focus on those methods used on mid-range PMT/Drum scanners. To evaluate three distinct interface applications with the focus on the unsharp masking functions/tools. To evaluate the effectiveness of three distinct unsharp masking methods used on mid-range

PMT/Drum scanners; optical USM, digital USM, and hybrid USM.

The first objective will be the result of the theoretical basis of this study. The sec

inter- ond objective will be presented as the results of in depth evaluation of the

28 face applications. The final objective will be the result of extensive testing of the interface applications and scanners; in the process an attempt will be made to prove or disprove the following statements:

1.1) Optical USM is the fastest USM method in use on midrange scanners.

1.2) Optical USM is limited in its effectiveness directionally (lowest quality).

2.1) Digital USM is the slowest USM method in use on midrange scanners.

2.2) Digital USM is not limited in its effectiveness directionally (highest quality).

3.1) Hybrid USM is a fast USM method in use on midrange scanners.

3.2) Hybrid USM is not limited in its effectiveness directionally.

29 Chapter 5

Methodology

Prior to performing experimentation on the mid-range scanners used, research was conducted to provide the most accurate descriptions of the technology eval uated. While a basic of description the three known methods of unsharp mask ing has been presented, all scanners are different; it would not be accurate to say, for all instance, that scanners that accomplish unsharp masking optically yield similar results. For this reason, as many specifications of the scanner and inter face software that can be gathered from the manufacturer's technical engineers are presented.

Once the specific technology had been identified, considerations for scanning were made. The first issue identified was the selection of the originals to be scanned. Two types of images were selected to help illustrate the possible limita tions of the USM methods; a full-color transparency and line-work. The color transparency represents the most common type of original scanned and includes

areas of high and low frequency (fine detail). The line-work will allow easy

analysis of directional limitations.

to the default As every scanner is distinctly different it was necessary identify settings of each scanner in regards to color separation as well as unsharp mask

"normal" correlation to a similar ing. A setting in one program has little setting in another program.

30 Not only are the unsharp masking methods used by each of the scanners differ ent, the controls that they offer to the operator are also quite different. In some cases all the possible settings are accessible through the interface software, in other cases hardware adjustments are required. The degree and number of set tings available are also very different. Therefore, it was necessary to scan a wide range of settings on each of the scanners; from minimum USM settings to maxi mum USM settings to establish their parameters.

Experimentation was performed in the Electronic Color Imaging Laboratory

(ECIL) in the School of Printing Management & Sciences (SPMS) at the Rochester

Institute of Technology (RIT). Equipment within the lab(s) that was utilized included 3 different mid-range PMT/drum scanners. Digital proofing was accomplished at FujiFilm USA - Graphic Systems Division, in Itasca, Illinois

Input (Scanners/Software) Screen DT-S1030AI / DT-S Scan 3.4 Howtek ScanMaster 4500 / Trident 2.0 Optronics ColorGetter Eagle / ColorRight 5.1

Processing (CPU) PowerMacintosh 8600/200 (65MB RAM)

Output (Proofing System) FujiFilm FirstLook Digital Proofer

settings completed digital With several different scans of varying USM being

to the individual controls as proofs of each scan were generated to help identify

scanners. This allowed for a more well as the similar USM levels between the

31 accurate analysis of the unsharp masking methods. Detailed analysis of the unsharp masking settings were accomplished through normal viewing condi tions as well as under high levels of magnification. The observations of the

author and other industry professionals were recorded to provide a summary of

the evaluation results.

32 Chapter 6

Results of Evaluation

USM Controls on midrange scanners evaluated

of Each the three midrange/PMT scanners used in this analysis utilize unique scanner interface software. The controls for gradation/tone, color correction, and unsharp masking are quite different from one application to the next. The unsharp masking controls of each scanner interface software were evaluated for their controls as well as their effectiveness. Each of the three scanner interface software applications evaluated had a set of preset unsharp masking levels in addition to custom settings that could be accessed to further manipulate and customize the effects of unsharp masking.

The USM controls between each of the scanner interface software applications used showed little resemblance to one another at first inspection. However, when each of the individual controls was identified, similarities between the applications became apparent. In Table 6.1 the similar controls of each applica tion can be identified. It is also necessary to note that although there may be like controls among the applications, the manipulation and implementation of each is very different. For instance, a level "10"of any of the controls in one applica

"10" tion is not equal to that of a level in another program.

A linework image was scanned on each of the three scanners for identification of possible directional limitations of the three unsharp masking techniques used. In 33 USM Control Screen Howtek Optronics (a.k.a.) DT-S1030AI ScanMaster ColorGetter (w/ ResEdit) 4500 Eagle

Width Aperture (APT) Radius Diameter (Pixels) (Fringe)

Height Whiteline (HG) Sharpen Sharpen Amount (Intensity) & Blackline (UT)

Limits Grain (GT) Threshold Threshold (Sensitivity)

Smoothing n/a Smooth Smoothing

Color Control Green Filter RGB Control RGB Sensitivity (Cross Coupling)

Tonal Control n/a Region Control Light-Dark (USM start/stop) Cutoff

Signal Contrast n/a Shape n/a

Chromatic n/a Mono/Color n/a Borders Edges

Separate WL/BL Whiteline (HG) Light/Dark n/a control & Blackline (UT) Edges

Table 6.1 - Controls of USM on scanners evaluated order to see the effects of USM, an extended range was forced upon the image

(0.0 highlight and 3.0 shadow). In addition, very high levels of USM were applied so that the effects would be more visible.

34 Photoshop 4.0

Although Photoshop was not evaluated, it is helpful to use this application as a reference because it uses technology and terminology that is familiar to many users of desktop scanners and applications. In addition to the preset levels that

are often used by the novice users, Photoshop offers a fair amount of manipula

tion of unsharp masking with just three basic controls (Figure 6.1). Amount con

trols the intensity of the white and black borders; it has a range of control from

1% to 500%. Radius controls the width of the white and black borders, with a

of range of control from .1 to 250.0 pixels. Threshold controls the sensitivity

unsharp masking; its sensitivity ranges from 0 to 255 levels. Since Photoshop

also allows for area and density masking it is quite easy to apply different

amounts of unsharp masking throughout the image effectively. It is also some

times suggested that different levels of unsharp masking be applied to each of

the individual CMYK channels.1

Unsharp Mask

Last Filter MT Fade... 1>:*F OK

Rrtistic ? ( Cancel J Blur ? Brush Strokes ? 13 Preuiem Distort ? Noise ? El 200*5 H PiHelate ? Render ? Rmount: 50 % Sharpen ? 1 Sharpen Sketch Sharpen Edges ? Radius: 1.0 pixels Stylize Sharpen More ? L3 TeKture ? Unsharp Mask... | Threshold: leuels Uideo ? i- Other ?

Digimarc ?

Figure 6.1 - USM controls in Adobe Photoshop 4.0

35 DT-S Scan 3.4

The DT-S Scan interface is the least complicated of those tested. It also offers the least amount of control of unsharp masking. Since the Screen scanner uses opti cal unsharp masking, the controls are primarily the aperture and the signal strength of the unsharp masking PMT. There are only six levels of USM to choose from (Figure 6.2). The limited control of unsharp masking makes it easier for the less experienced operator to attain acceptable results, however, the more experienced operator may desire more control than is offered. While not publicly

divulged by Screen, their engineers have identified an alternate method for expe

rienced users to further modify USM on the DT-S 1030AI. The preset USM levels

in DT-S Scan 3.4 are: Off, Very Soft, Soft, Normal, Sharp, and Very Sharp.

Window | =U ColorSetup (RGB) _ Color Setup U Trimming Setup ST HD SD o

t Zoom In Prescan 8+ R: 0.00 3.90 |] * o: Zoom Out Prescan 86- ? G: 0.00 |3.90 |] * o: Default Color Setup ? * B: 0.00 3.90 J MI^

Output: [245 ] 0

Tone curue: Standard Color: | Standard |

? OFF rSet Default ] Uery Soft Sc)ft

N Dtmn srlarp u

Figure 6.2 - USM controls in DT-S Scan 3.4

36 Until the more recent versions of DT-S Scan, the applications engineers from

Screen responsible for performing installations of the DT-S1030AI scanners

found it necessary to modify the USM portion of the application using the

resource editor ResEdit (by Apple Computer). The reason for the modification

was primarily due to the fact that the default settings were targeted to the

"over-saturate" "over-sharpen" Japanese market (with a tendency to and the

"soft" scans). Even the level was too sharp. With the addition of ResEdit, further

control of the USM controls in DT-S Scan can be achieved. There are four controls

that effect unsharp masking; aperture (APT), white line (HG), black line (UT),

and grain (GT). (Figure 6.3).

Off, Normal, and Very Sharp were used for the preliminary scans of this

research. A series of 21 scans were made on the Screen DT-S 1030AI using the

DT-S Scan software interface and the Res-Edit resource editor for the purposes of

(Figure evaluating the individual controls and their effects on unsharp masking

scanner/software for 6.4). Finally a linework image was scanned to evaluate the

directional limitations.

Aperture. The Screen DT-S 1030AI scans with two apertures simultaneously. They

pre-determined the are the Main and USM apertures, which are matched pairs, by

the personnel at Screen USA manufacturer. Despite many attempts by the author,

of their apertures or the ratio of the Main to were unwilling to divulge the size

interviewed the author recommended that the USM aperture. Screen engineers by

manipulate USM. There are seven resolu aperture pairs not be altered in order to

on the DT-S1030AI. tion dependent apertures available for transparency scanning 37 JSR CMP CI,2 1 1 01 10 IOI0 5,1 ? A^ OOOI I I 10 CTE 0 100 0000

DCS U dctb DITL DLQG

OOIO 100 1 oi io ioio if8 OOOI 1114

FREF Goma GT15 HG15 HG30

0101 I 101

DD D D 01 10 IOI0 OOOI I I 10 A 0 1 00 0000 ICON ics4 ics8 MENU MTYP

0010 IOC I OOI 0 1001 0010 100 1 01 10 1010 W % OOOI I I 10 mm h PF.EF 0 100 0000 Nega PAT* OFVs Pit ppat PREF prof

DCD 01 10 1010

01000000 01000000 0100 oo<

RPM SSAS STR SYRS

2.0bl e.o.s 7.0...

TMPL vers a

Figure 6.3 - ResEdit interface of DT-S Scan 3.4

For the purposes of evaluation, the default aperture (#2) was used. A larger aper

ture (#1) and a smaller aperture (#3) were selected using ResEdit, against the rec

ommendations of the Screen engineers. The default aperture for resolutions

between 279 and 441 spi is aperture #2 and was automatically selected for the

300 spi resolution used in this study. As expected, the smaller of the three aper

tures produced an image with more fine detail and narrower white line/black line borders, however proofs showed the effects of subject moire (interference patterns) in the image. The larger aperture produced an image that was smoother overall, with less fine detail and wider white line/black lines. It was

38 found that altering the aperture pairs had a notable effect on USM and should be considered as a viable option by the operator.

White Line/Black Line. The white line (HG) and black line (UT) controls, which are

individually accessible with ResEdit, determine the intensity of the white

line/black line borders. Separate control of the white line/black line should pro vide a broader level of control for USM. Eleven intensities from 0 to 10 can be

selected for both white line (HG) and black line (UT). The default (preset

"Normal") value for white line (HG) is 0, while the default value for black line

(UT) is 6.

With the use of ResEdit it was noted that the there is no variation between any of

the preset levels for white line (HG) which the author found quite odd. The set

tings for black line (UT), however, do increase incrementally. It was observed

upon evaluation of the scans that the higher the HG value, the lesser the white

line intensity, while the black line remained unaffected. With the black line (UT)

control, the higher the value, the greater the black line intensity, while the white

line remained unaffected. It is also interesting to note that the zero (0) value of

white line is the greatest intensity level and the maximum (10) value of black line

is the greatest intensity level.

Grain. The grain (GT) control serves as the threshold setting for DT-S Scan.

Grain determines how sensitive the application is to density shifts and whether or not a white line/black line border should be applied. The greater

the number selected, the less the image will be sharpened. Eleven intensities

39 from can 0 to 10 be selected for grain (GT). The default (preset "Normal") value for grain (GT) is 0.

it was Again, perplexing to observe that there was no variation between any of the preset levels for grain (GT). As anticipated, scans revealed that higher GT values yielded a smoother image, leaving the white line/black line (HG/UT) intensities relatively unaffected in areas with the greatest density shifts. Lower

GT values allowed a greater portion of the image to be sharpened.

Directional Characteristics. As previously stated, optical USM is applied in the

direction of the drum rotation during the scan . The highest levels of USM were

evaluated at high magnification on two different images; the color transparency

and the linework. Due to this fact, it was predicted that the scanned images

would exhibit some noticeable directional anomalies. The color image appears to

show some directional limitations, but surprisingly the linework appears to pro

duce a consistent white line/black line border in all directions (non-directional

effect), (Figure 6.5).

40 Aperture (APT-#3)

White line (HG-9)

Black line (UT-9)

Grain (GT-9)

Figure 6.4 - Screen USM effects 41 '**//shed &

Figure 6.5 - Directional characteristics of Screen DT-S 1030AI

42 Trident 2.0

The Trident interface software offers a tremendous amount of control of USM.

Upon initial inspection, the USM interface appears to be overwhelmingly com

plex. It includes more than ten controls for USM alone (more if every single indi

vidual control is counted). Trident offers two levels of control within the applica

tion: Production Controls and Expert Controls (Figure 6.6). The Production

Controls are the most basic and offer several preset USM levels in addition to

four basic controls (Sharpen, Smooth, Shape, and Radius). The Expert Controls

allow for greater manipulation (including Sharpen, Threshold, Smooth, Shape,

and Radius, Region Control, and RGB Control). There is some repetition of con

trols between the two levels; all ranges of control are from 0 to 100% (except for

Sharpen and Radius in Production Controls which are 0 to 500%).

USM Off, Default Sharp, and Sharpen More 85 were used for the preliminary

scans of this research. A series of 21 additional scans were done on the Howtek

ScanMaster 4500 using the Trident software interface for the purposes of evaluat

ing the individual controls and their effects on unsharp masking (Figure 6.7).

Finally a linework image was scanned to evaluate the scanner/software for

directional limitations.

43 D== Production Controls n . UnSharp Masking Gradation Tone USM UnSharp Mask : [y] Qn

Region Control ; Wk Sot: 1 Trident Defaults

Dot Bate S | Trident Defaults

Gradation ) Trident Defaults Too*: | Trident i Sharpen : USM: 1 Trident Defaults 35mm 100-250SS j 35mm 1 25 1 -and upS5 Threshold 35mm 251-500SS L 40 35mm 501-750SS 20j Total Ink 35mm 751-1250SS Default Sharp 0 li i ^ Max Black Refl Sharpen 0 | 20| | 40 | 60| | 80| [ 1 00

Refl Sharpen More r RGB Control - Sharpen Less 25 <) Mono Edges O Color Edges Sharpen More 55 R I 100-0[ [ 100.o|

Sharpen More 85 F titer I ttr.tr ol USM OFF 0 Light Edges 0 Dark Edges

Shape :

Smooth : * i ioo| Jk.

Shape : 45.000|

.A

Radius : 60.000 1

Figure 6.6- USM controls in Trident 2.0

Aperture. As the size of the aperture can have some effect on the detail of the image, scans were performed with three different aperture settings. The Howtek

ScanMaster 4500 scans with a single aperture. The default aperture at the speci fied resolution is 83p, scans were also done with a 64p and 102p aperture.

While it is obvious that there would not be any optical USM characteristics

previous experience would lend one visible from altering the aperture, to believe that the smaller aperture would still increase the amount of fine detail captured during the scan. Upon observation of the scans, there was no per ceptible difference in the detail characteristics of the image. Therefore it 44 would seem that changing the aperture on the ScanMaster 4500 does not effect detail enhancement.

Sharpen. The Sharpen field governs the amount of sharpening applied to a select ed tonal It is the intensity control of Trident, which determines the white

line/black line contrast. This application does not offer separate control of the

white line/black line borders, however the user may select to only apply the

white or black borders instead of using both (Light Edges/Dark Edges).

Scans of increasing Sharpen levels were performed. It was determined through

observation that the higher the Sharpen value the more intense the white

line/black line. Additional scans were performed to test the effects of the Tight

Edges/Dark Edges option. At the level of sharpening used there was no percep

tible change between the three scans (white line/black line, white line only, and

black line only), it is possible that if higher sharpening levels were applied that

the expected effects would be more visible.

Threshold. The Threshold number refers to the minimum difference between dark

and light areas that must exist before unsharp masking is applied. The higher

the Threshold setting the less sensitive the application is to density shifts, requir

ing a greater density shift in order to apply any white line/black line effect.

Scans revealed that higher Threshold values produced a smoother image, with

line/black line borders. Tower only the areas of greater contrast receiving white

sharpened with Threshold values permitted a greater portion of the image to be

45 white line/black line borders. Scans with lower Threshold values also appeared to have more grain and noise artifacts. This control performed as expected and

described above.

Smooth. Trident's unsharp masking function also allows you to smooth images.

Increasing the Smooth value helps to diminish the film's graininess. Smooth

enables softening of areas rejected for sharpening by the sharpen threshold.

Evaluation scans showed that a higher Smooth value resulted in more smooth

ing of lower contrast edges. Unexpectedly, it also appears to have increased the

overall sharpness of the image.

Shape. Shape governs how quickly the colors ramp from gray to white. The tran

sition from the white line/black line and an adjacent density at the detail edges

is normally harsh and high contrast which causes the eye to perceive the edge as

detail. The Shape control allows the operator to control how much contrast is

applied at the detail edge.

Scans with a higher Shape value appear to have a sharper shift between the

areas. also seemed white line/black line edge and the adjacent lower contrast It

intensities are effected the from observations that the white line /black line by

effect is similar to the manipulation of the Shape control, so the resulting

interface application that the author was Sharpen control. Trident was the only

preconceived expectations of this exposed to to use this control, there were no

control.

46 Radius. The Radius is a measure of how wide the halo effect is at the edges of the tonal It is the measure of the width of the white line/black line border.

The wider the border, the greater the likelihood that the human eye will perceive

the resulting contrast as detail.

The results of the evaluation of the test scans were as expected. The higher

radius values exhibited wider white line/black line borders and gave the

appearance of greater detail to the image. Tower radius values resulted in nar

rower white line/black line borders and less perceived detail.

RGB Control. Trident's unsharp masking also allows you to choose mono-colored

edges or colored edges between tonal regions. Mono-Edges are made up of a sin

gle color, mixed in the ratio you define in the R,G, and B fields. Color Edges are a

composite of surrounding colors. Generally, the edge setting is a matter of indi

vidual preference. Some images tend to look better with mono-edges. Either

Mono-Edges or Color Edges may be selected (only one check box can be active at

a time) and work in conjunction RGB Control which applies a weighted intensity

to the different (RGB) channels. Mono-Edges is the default selection

When Color Edges is selected colors appear to be sharper in the image while

neutral areas have less perceptible detail. The weighted intensities of the RGB

while how Control were left at their (100%) default values. This control, affecting

of specif USM is applied to various hues within the image did not give the level

ic control desired.

47 Directional Characteristics. As detail enhancement is a function of post-processing in Digital USM, the addition of white line/black line borders can happen in all directions equally. With this understanding, it was predicted that the scanned images would not exhibit any noticeable directional anomalies. The color image shows no directional limitations, as well, the linework appears to produce a con

sistent white line/black line border in all directions (Figure 6.8) .

48 Sharpen (95%)

Dark Edges / Tight Edges / Color Edges /

Figure 6.7 - Howtek USM effects 49 Qf

^//shed

- ScanMaster 4500 Figure 6.8 Directional characteristics ofHowtek

50 ColorRight 5.1

ColorRight's USM controls are not overly complex, but give an adequate amount of control. ColorRight has four preset levels of USM available in addition to the

Custom controls (Off, Moderate, Normal, Considerable). There are essentially five controls for USM; pixel diameter, sharpen amount, sharpen threshold, light/dark cutoff, and RGB sensitivity (Figure 6.9). The interface is relatively straight forward, the first three controls being common to most USM interfaces, including Photoshop.

Off, Normal, and Considerable were used for the preliminary scans of this research. A series of 18 additional scans were done on the Optronics ColorGetter

Eagle using the ColorRight software interface for the purposes of evaluating the individual controls and their effects on unsharp masking (Figure 6.10). Finally a linework image was scanned to evaluate the scanner/software for directional limitations.

Ouerall Gradation... JI_ Color Cast Remoual... Diameter (pixels): 5 HE- Scan Geometry... Sharpen Amount: 50 %

Inuert Sharpen Threshold: 0 % ? Smoothing H Flip V Flip Light Cutoff: 5 %

Dark Cutoff: 95 % Sharpen ? ? Off

Red Sensitiuity: 30 % Moderate Green Sensitiuity: 59 % Normal [Reset Considerable Dlue Sensitiuity: 1 1 % IT) (T)

Custom...

Figure 6.9 - USM controls in ColorRight 5.1

51 Aperture. Typically, the selection of the aperture will have an effect on image detail. The Optronics ColorGetter Eagle uses a single aperture and simulates the

USM aperture with buffered information from preceding scan-lines (see

Diameter below). The image was scanned with the default lOOp aperture as well as the 50p and 200p apertures.

It was observed that the smaller aperture captured more fine detail, to the point that even small text was almost readable, however, the image suffered from

some subject moire (interference patterns). When the larger aperture was select

ed the image was smoother overall and held less fine detail. Regardless of the

aperture selected, the width of the white line /black line remained consistent

(unlike optical USM), but the intensity increased with the smaller aperture,

which was unexpected.

Diameter. This slide control allows for selecting one of the allowable number of

pixels over which the sharpening takes place. The minimum is 3, the maximum

is 9, and the default is 5. The control simulates unsharp masking apertures. The

width of white/black bor Diameter control is essentially responsible for the the

ders, it refers to the area (from 3 to 9 pixels) that will be averaged to create the

virtual USM aperture (area). unsharp signal; it can be thought of as a

was the Evaluation of the scans showed that as the diameter value increased,

appeared sharper. white line/black line border widened and the image

the white line/black line bor Conversely, as the diameter value was decreased,

sharp. der became more narrow and the image appeared less

52 Sharpen Amount. This slide control allows for setting the amount (intensity) of the darkening and lightening that is applied on each side of the tone

Sharpen Amount refers to the intensity of the white/black border, ColorRight does not offer separate control of the white and black borders. The control range is 0 to 100%.

It was observed that the higher the Sharpen Amount value, the greater the inten sity of the white line/black line border. As predicted, this gave the perceived effect of greater detail in the image. Reducing the Sharpen Amount lessened the perceived detail by decreasing the intensity of the white line/black line border.

Sharpen Threshold. This slide control allows for choosing a tone intensity differ ence between tones beyond which sharpening will take place. This restricts sharpening from taking place between similar tone areas and is good for reduc

"Smoothing" ing grain in big enlargements. The check box enables softening of areas rejected for sharpening by the sharpen threshold. The Threshold control determines the necessary density shift in order to apply USM.

It was observed that the higher the Threshold value, the less sensitive the appli cation/scanner is to density shifts, requiring a greater shift in order to produce the white/black border effect. With Smoothing selected it was noted that those areas within the threshold limits were smoothed, however, because there is no numerical value associated to Smoothing, it is not evident to what degree that smoothing had taken place.

53 Light/Dark Cutoff. Two additional controls give more customization of USM in

ColorRight. These slide controls allow for adjusting the level of lightness in the highlight area under which no sharpening will take place and the level of dark ness in shadow the areas over which no sharpening will take Tight/Dark

Cutoff allows the operator to set a start and stop point for unsharp masking. It is possible to limit USM to a specific tonal range (e.g. sharpen only the 20%-60% tones). The Tight Cutoff value cannot exceed the Dark Cutoff value (or vice versa).

When cutoff values were set at 5-50%, sharpening was limited to the highlight to midtone regions. In the successive scan the cutoff values were set at 50-95%, which limited sharpening to the midtone to shadows. No sharpening was

applied to those areas outside of the cutoffs.

Sensitivity. Sharpening occurs when there is an abrupt change in density from one area to another. When the colors are of different densities, the sharpening process is able to distinguish between them. When the colors are nearly the same

density, there is no way to distinguish between them unless a filter is used to cre

ate the mask data. By using appropriate filters, the color of concern appears at a

different density in the mask data. In producing digitized data through a filter, the various colors appear as black or a white in the mask data. "This allows for some control over which hues will receive the greatest amounts of unsharp masking (Table 6.2). The cumulative total of all three channels cannot exceed

100%.

54 Red Filter Green Filter Blue Filter

White Mask Black Mask White Mask Black Mask White Mask Black Mask

Red Cyan Green Magenta Blue Yellow

Magenta Green Cyan Red Cyan Red

Yellow Blue Yellow Blue Magenta Green

White Black White Black White Black

Table 6.1 - Mask colors resultingfrom color sensitivityfilters

Some general observations that were identified include: With primary Red

Sensitivity, the reds (and yellows to a lesser degree) appeared smooth, while the

blues were sharper. When Green Sensitivity was dominant, the greens were

smooth, while yellow and reds exhibited greater sharpness. When the Blue

are the Sensitivity is greatest, blues are slightly smoother, while yellows and reds

most sharp.

Directional Characteristics. Since hybrid USM takes place via digital processing

expected if there were directional anomalies, on-the-fly it was that any they

/black line borders would would be minor, and that the addition of white line

The color image showed no directional limita occur effectively in all directions.

consistent white line/black line tions. The linework also appeared to produce a

border in all directions (Figure 6.11) .

55 I Lw kor" Color RenditionChart

Threshold Smoothing / (50%)

Pixel Diameter (9)

Cutoff (5-50)

Red Sensitivity Green Sensitivity Blue Sensitivity

Figure 6.10- Optronics USM effects 56 tf '*A//shed *

- ColorGetter Eagle Figure 6.22 Directional characteristics of Optronics

57 Endnotes for Chapter 6

1 Marguiles, Dan. Electronic Publishing, February 1998, p46-50

2 Howtek, Inc. Trident, User's Guide. 1996, p6-3

3 Howtek, Inc. Trident, User's Guicde. 1996, p6-3

4 Howtek, Inc. Trident, User's Guide. 1996, p6-3

5 Howtek, Inc. Trident, User's Guide. 1996, p6-4

6 Howtek, Inc. Trident, User's Guicde. 1996, p6-5

7 Howtek, Inc. Trident, User's Guide. 1996, p6-5

8 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p4-55

9 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p4-55

10 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p4-55

11 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p4-56

12 Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996, p4-55

58 Chapter 7

Summary and Conclusions

There were three basic objectives that this thesis intended to accomplish. The first objective was to provide a thorough reference on unsharp masking. The sec ond objective was to evaluate three scanner interface applications with specific focus on the unsharp masking. The final objective was to evaluate the effective ness of three distinct unsharp masking methods used today on mid-range

PMT/drum scanners, including optical USM, digital USM, and hybrid USM.

USM Reference.

Due to the notable lack of quality material published on the topic of unsharp

masking, it was the author's desire to provide an extensive reference of available

unsharp masking techniques. This has been accomplished in part by the accu

mulation and analysis of the limited references available on unsharp masking as

well as conducting interviews with a number of graphic arts industry profes

sionals and educators.

Chapters 2 and 6 of this thesis provide a good reference of unsharp masking

information for future researchers. While the primary focus of this thesis was

optical digital and electronic unsharp masking techniques, including USM, USM, hybrid USM, definitions and descriptions of alternate unsharp masking tech

digital USM have niques, including photomechanical USM and post-processing

furnishes a comprehensive list been provided. The bibliography provided herein 59 of resources available at the date of publish of this thesis. These references can be consulted for further detail on the subject.

USM Interface

The three scanner interface applications that were evaluated each have advan tages and disadvantages. They are all acceptable for the purposes of electronic

color scanning and are capable of achieving adequate unsharp masking results.

DT-S Scan offers the least complicated interface to unsharp masking of the three

applications evaluated. Unfortunately, it also offers the least amount of control.

The application offers no real customization of the unsharp masking settings

other than the selection of six built in intensities. With the addition of ResEdit, a

resource editing application developed by Apple Computer, further control of

the unsharp masking settings can be obtained, although this method of manipu

lating the DT-S Scan is something that only more experienced operators should

consider. The specific effects obtained through the manipulation of these settings

are not readily obvious by viewing the controls, therefore, a considerable learn

ing curve is required in order for the user to become proficient in this method.

Trident offers the greatest amount of control of the three applications evalu

ated. There are two levels of control within the software that allow less expe

acceptable scans. The Production rienced operators the ability to produce

well as the Controls offer several preset levels of unsharp masking as ability

masking. More experienced operators to make adjustments to the unsharp

60 have access to Expert Controls that allow greater control of the unsharp

masking settings.

The ColorRight interface offers a good balance of control while maintaining an

to understand interface. The controls not easy are overly complex and the effects

of adjusting the settings are logical.

Because unsharp masking is applied during high-resolution scanning, all three

applications allow for high-resolution viewing. The Screen scanner will scan the

entire image. The a Optronics scans user selected area applying unsharp mask

ing. The Howtek the application will is only that simulate unsharp masking to

the low-resolution file as well as perform a high resolution scan.

Of the three scanner interface applications that were evaluated, it was Optronics

ColorRight 5.1 that offered the best combination of user friendliness (ease-of-use)

and control. The application was neither too complicated nor too restricted in it's

controls. The DT-S Scan 3.4 application was the easiest to use, but offered very

little control. The ResEdit work-around to DT-S Scan allowed for more control,

but any true graphical interface was sacrificed, making manipulation much more

difficult to perform accurately. The Trident 2.0 application allowed ample

unsharp masking control, however, the complex interface tended to cause more

confusion than it was worth. If the operator works with the Production Controls

only, there are fewer variables and far less confusion.

61 The digital USM method and interface is the most efficient for the scanner manu

facturers to implement. The digital method is only software, it requires no addi

tional hardware on the scanner. It can easily be enhanced with future software

upgrades. Many manufacturers who previously used optical and hybrid USM

methods have since replaced them with digital USM methods. The Screen DT-S

1040AI, which replaces the DT-S 1030AI uses digital USM, in addition, all of

Screen's high-end digital scanners now also use Digital USM. Optronics

International, who have recently restructured, eliminated their software

(ColorRight) development department in lieu of using a third-party developed

interface. The third-party interface happens to be Trident (re-named ColorRight

Plus by Optronics), so now Optronics USM method is digital as well.

USM Effectiveness

were made in the Based on the initial research on USM, several statements

statements revolve hypothesis that were to be proven or disproven. These

- of the USM data and around two basic concerns speed of scanning/processing

of the USM identification of directional limitations in the scanning/processing

and conclusions made: data. These statements are presented again here,

on midrange scanners. 1.1) Optical USM is the fastest USM method in use

scanners. method in use on midrange 2.1) Digital USM is the slowest USM

scanners. method in use on midrange 3.1) Hybrid USM is a fast USM

possible nor disproven. It was not to These statements could neither be proven

distinct dif- has on scan time due to determine the effect that unsharp masking

62 ferences in the technology of the three different scanners. Between the drum rotation speed and traverse (stepping) mechanism it is impossible to truly deduce the effect of USM processing on the total scan time.

Screen DT-S 1030AI 0:57 min @ 900rpm (separate calibration)

Howtek ScanMaster 1:25 min @ 600rpm (2:07 w/ calibration)

Optronics ColorGetter 1:55 min @ 1200rpm (2:00 w/ calibration)

Table 7.1 - Scanning times

1.2) Optical USM is limited in its effectiveness directionally (lowest quality).

2.2) Digital USM is not limited in its effectiveness directionally (highest quality).

3.2) Hybrid USM is not limited in its effectiveness directionally.

Statement 1.2 was disproven, while 2.2 and 3.2 were proven. It was determined

directional limita that none of the three USM methods evaluated showed any

evidence of direc tions that could be classified as quality issues. The only any

on the Screen tional limitation occurred when scanning the color transparency

minimal. DT-S 1030AI, which utilizes optical USM, however the effect was

Recommendations for future research

to determine how As it was not possible in the confines of this study unsharp

it would be of interest to perform masking affects the scanning/processing time,

which the specific time requirements a study under controlled conditions during

time the USM could be identified. The to of USM scanning/processing ability

63 functions is made difficult because of the differences in scanner technology, how

ever this could study now take place due to some changes in Optronics choice of

technology. Since now Optronics essentially uses the Trident software this would

allow a side-by-side comparison of the hybrid and digital USM techniques on

the same scanner.

It was originally suspected that directional limitations would have had a more

prominent effect on scans from the Screen DT-S 1030AI scanner utilizing optical

USM than was actually realized. The prediction of directional limitations was

based on observances previously noted on older analog high-end scanners.

While some directional effect can be identified, it was expected that this would

occur primarily in the scan/spin direction of the image. Further study could be

conducted to determine what exactly causes the directional anomalies and how

they are best controlled. It might be suggested that the Screen DT-S 1030AI be

compared to an analog high-end scanner such as the Screen SG-608.

As digital USM on the scanner has now become the method of choice by scanner

as with the manufacturers, a comparison between on-scanner methods (such

Howtek ScanMaster/Trident combination) and post-processing methods (such

manipulation would be as PhotoShop, Tive Picture, and other image programs)

methods applied to both PMT and very appropriate. A comparison of these same

CCD scanners would also yield some useful information.

64 Conclusion

process. Unsharp Masking is a vital part of the electronic color separation

management sys Despite improved and simplified scanner interfaces and color

in fact it tems the necessity of unsharp masking has and will not disappear, may

separation. become more important to understand its role in quality color

basic con Enhancements in technology continue to improve the results, but the

cept remains the same.

65 Bibliography

66 Bibliography

Agfa-Gevaert N.V. An Introduction to Digital Scanning. 1994

BarneyScan Corporation. CIS-ColorAccess, User Notes. 1992

Baxes, Gregory. Digital Image Processing. 1994

Blatner, David and Roth Steve. Real World Scanning and Halftones. 1993

Chrusciel, Edward and Rogers, Don. What To Look Tor In a Color Scanner, Graphic Arts Monthly. October 1993

Crosfield Electronic Timited. MagnaScan Plus, Operators Manual. 1992

Dainippon Screen Ttd. DTS Scan, Reference Guide (ver. 3.3). 1993

Dainippon Screen Ttd. Scangraph Technical Guide. 1985

Field, Gary G.Tone and Color Correction. 1991

Field, Gary G. Color and Its Reproduction. 1988

Green, Phil. Understanding Digital Color. 1995

Howtek, Inc. ScanMaster 2500 Plug-In Module, User's Guide (ver 1.1). 1995

Howtek, Inc. Trident, User's Guide. 1996

Howtek, Inc. TWAIN Source Seamier Module, User's Guide. 1996

Jackson, Tonnie T. Unsharp Masking - Photographic/Electronic, GATF, SecondSight. 1989

Tinotype-Hell AG. NezvColor 3000, User's Guide. 1993

Marguiles, Dan. Electronic Publishing, February 1998,

Molla, Dr. R.K. Electronic Color Separation. 1988

Noga, Joseph. Color Separation Systems, JPRT-409. School of Printing, RIT 1997

Optronics, Inc. ColorRight 5, User's Guide (ver .1). 1996

PixelCraft, Inc. ColorAccess, User's Guide. 1993

67 Southworth, Miles. Color Separation Techniques. 1989

Rich, Jim and Bozek, Sandy. Photoshop in Back and White. 1995

Yule, John. Principles of Color Reproduction. 1967

68 Appendices

69 Appendix A - Photoshop 4.0 Screen Captures

70 Licensed to: P.IT SPMS

PSW400P.7 1 0053 1 -999-329

Adobefhotoshop*

PowerPC7 4.0v4 0.1

Thomas Knoll, Mark Hamburg, Seetha Narayanan, Sean Parent, Greg Cilley, Laura Hoffman, Jason Bartell, Scott Byer, Allen Chan, Jeff Chien, Tom Costa, David DiCiacomo, Andrei Herasimchuk, Charles McBrian, Marc Pawliger, Anapathur Ramesh, Akiko Sonoda, Robert Swirsky-Warner, Doug Ahmann, Doug Olson, Paul Holland, Andrew Coven, John Leddy, Kevin Connor, Russell Brown

Protected by U.S. Patents 5,1 46,346, 5,546,528, and 4,837,613. Patents pending. 1989-1997 Adobe Systems, Incorporated. All rights reserved. Adobe, the Adobe logo and Photoshop are trademarks of Adobe Systems, Inc. CALIBRATED PANTONE and PANTONE are trademarks of Pantone, Inc. MacApp 1985-1993 Apple Computer, Inc.

- - Mask Last Filter Unsharp facie... 0K )| Rrtistic l Blur [ Cancel j Brush Strokes Distort Preuieu) Noise PiHelate ED 20oxEi Render Sharpen Rmount: \so % ' Sharpen Edges A Sharpen More Radius: |..o piHels mrna

Threshold: I" leuels A

71 Appendix B - DT-S Scan 3.4 Screen Captures

72 Standalone driuer software for macintosh DTS Scan Version 3.4

ColorSetup (RGB) I

HD Window | R: ||0.00 Color Setup mu |ffl OS Trimming Setup &T G: llo.OO Id 3.90 OS Zoom In Prescan

- b: Zoom Out Pi est an 3t: \\oW]ft gjgjg OS

Default Color Setup ? Output: KJJUffl \^ZJ&

Tonecurue:| Standard | Color: | Standard |

D. Set Default Uery Soft Soft Normal Sharp Uery Sharp

73 Appendix C - ResEdit Screen Captures

74 ResEdit ::::::""": 2.1.3

m !! .=:; :

a This version \>y:

1 * SumitBaruio s & SamirariBassir:

" 5 5 Copyright 193^-199-^ APPfc Corner, ]fc ""KB All rights reserved

1D1 DTS Scan 3.40

siisiiri %? Hi::::; liliiir! ::!:::;: 0*S

ALRT APT BNDL CCor cfrg CGLt cicn CNTL

'we o i i niliiii

CODE CURS DATA DCSU dctb DITL DLOO DTSS

3D

FREF Goma GT1 5 GT30 HG1 5 HG50 10IS

D <^... A/z\

:r::::;: ;::;;;;: Hh JJ '<* ''-'.: OFVs PARM PAT* PICT ppat PREF

STR" SYRS RPM SEN SEE SNAM SSAS 5TR

20bl 605

7.0 .. VDEF WIND TMPL UT15 UT30 VARN vers wctb

75 iiH HG30s from OTS Scan "DT-SI030" 3.40 ^HN ID HPT ID - 16001 from DTS Scan 3.40 It Size Name

Soft" 16000 126 "Very O Number of 7 "Soft" 16001 126 HP List

"Normal" 16002 126 11 ***** "Sharp" 16003 126 Sharp" NO. Il 16004 1 26 "Very Max 1 279 Resolution!! ransparentl

MaH 1 308 9 Resolutions III ills Horn on Scan 5.10 eflectionl E. Size Name

Soft" 0 16000 126 "Very dummy "Soft" 16001 126 2) ***** "Normal" 16002 126 "Sharp" NO. 16003 126 |2

Sharp" 16004 126 "Very Maw |441 Resolution!!

ransparentl

MaK [523 1 Resolutions eflection) GTJOs from DTS Scon 3.40 ID Size Name dummy 0

Soft" 16000 126 "Very ^j ***** "Soft" 16001 126 "Normal" NO. |3 16002 126

"Sharp" 16003 126 MaH 699 Sharp" 1 16004 126 "Very Resolution!! ransparentl % MaH 91 5 1 a Soft" Dg HG30 "Uery 10 = 16000 from DTS Scan 3.40

Posi CMYKIHPI)

CMVK(HP2)

CMVK(RP3)

CMVK(RP4I

CMVKIRP5I

CMVKIRP6I

CMVKIRP7)

'Soft" IPI1H HG30 ID = 16001 from DTS Scan 3.40 W^m

Posi 1 CMVKIRPI)

CMVKIRP2) 1

_J CMVK(RP3) 1 1 CMYK(RP4) |o 1 CMVKIRP51 1 1 CMVKIRP61 I4 <> CMVKIRP7I I6

' Normal" IlJ^ HG30 ID = 16002 from DTS Scan 3.40 es <> Posi 1 CMVKlflPl)

CMVKIRP2I 1

CMVMRP3) 1 CMVKIRP4) 1 1 CMVKIHP5I jo j CMVK1RP6) I4 ! CMVK(HP7) I6 1 a

'Sharp" IlJ^S HG30 ID = 16003 from DTS Scan 3.40 =s

Posi 0 CMVKlflPl) CMVKIHP2) 1 | CMVKIRP3) 1 J CMVKIRP4I 1 ZJ CMVKIHP5I jo J CMVK1RP6I I4 j 6 CMVKIRP7I a

Sharp" IlJ= HG30 "Uery ID = 16004 from DTS Scan 3.40 ss Posi |o l CMVKIRPI) r CMVKIHP2) |0

CMVK1HP3) |0

CMVK(HP4) |0

CMVKIRP5) |0

CMVK1HP6) |4

CMVKIHP7) J6 a 77 Soft" IDs UT30 "Uery ID = 16000 from DTS Scan 3.40 1=1 Posi |2 J CMVKIRPI)

CMVK(RP2) |2 CMVKIHP3) [2 | CMVK(HP4I |2

CMVKIRP5) |2

CMVKIRP6) |l

CMVK1HP7I |l | B

Soft" IPa^SI UT30 IU = 16001 from DTS Scan 3.40 ^i^i^

Posi I4 CMVKIRPI)

CMVK(RP2I !4

CMVKIHP3) J4

CMVKIRP4) I4

CMVKIRP5) I4

CMVKIHP6) [3

CMVKIRP7) J3 B

"Normal" lO^S UT30 ID = 16002 from DTS Scan 3.40 SSI Posi 6 ZJ CMVKIRPI) CMYKIAP2I 6 ~J CMVKIRP3I 6 1 CMVKIHP4) 6 ~l CMVKIRP5) 6 CMVKIHP6) 5 J CMVKIRP7) 5 ~] B

'Sharp" lp= UT30 ID - 16003 from DTS Scan 3.40 === <> Posi I8 CMVKIRPI) CMVMHP2) Is 1 CMVK(flP3) I8 1 CMVKIHP4) I8 CMVKIAP5) Is 1 CMVK(flP6l |7 1 <> CMVKIHP71 17 1 a

Sharp' 3.40 IDS UT30 "Uery ID 16004 from DTS Scan Posi |l0 ^ CMVK(HP1I CMVK(RP2) 1 1 0 CMVK(flP3) | 1 0 CMVK(flP4) |l0

CMVK(RP5) |l0

CMVK(RP6) |9

CMVKCHP7) |9 a 78 Soft" |D GT30 "Uery ID = 16000 from OTS Scan 3.40 ^^m Posi jo | CMVKlflPl) CMVKIAP2) |0 | CMVKIAP3I |0 j CMVKIRP4) JO | CMVKIRP5) |2 | CMVKIHP6I |4

CMVKIHP7I J8 j a

"Soft" sn=l r,T3n in = lfiOOl from OTS Scan 3.40 w=^^ <> Posi 0 CMYK(flPI)

CMVKIAP2) 0

CMYKIHP3) 0

CMVKIHP4) 0

CMVKIHP5) 2

CMYKIHP6) 4

CMVKIRP7) 8 a

Normal" Il_l=l* GI30 " ID = 16002 from OTS Scan 3.40 ^=

Posi 1 1 CMVKlflPl)

CMVK(flP2) 1

CMYKIHP3) [o

CMVKIHP4I |o

CMVKIHP5) I2

CMVKIAP6) U <> CMVKIAP7I J8 B

"Sharp" Scan 3.40 GT30 ID ; 16003 from DTS

Posi 8 CMVKIAP1)

CMVKIRP2)

CMVKIRP3)

CMVK1RP4)

CMVKIHP5)

CMVKIRP6)

CMVKIHP7) Appendix D - Trident 2.0 Screen Captures

80 H i&B Right*

: -..:.: sWt - UnSharp Masking = r . UnSharp Mask : \7\ fin HI

Reqion Control :

Sharpen : Region... *R

.... j 35.0| Queue Manager... 3M Threshold: Probe... 36P 60

40 ' _ wm '_ 1 3.0I Descreening... sen 20; Smooth : Scan Info... XI 0 1 ool Focus f> Aperture... 0 | 20|| 40 1 | 60|| 80|; 100

Hide Toolbar *T () Mono Edges O Color Edges Unanchor Toolbar :#:N R | 100.o| G | 100.0| B | 100.0|

[x] Light Edges 0 Dark Edges Shape: i \ | 45.0| *

Radius : \ \ | 40_0| * j

81 Production Controls =0=^= Production Controls ^^^P Gradation Tone USM m Gradation Tone USM jmj Trident Defaults (**; -i J** $#*U j Trident Defaults -I &t fetid: P Trident Defaults -i ** *: | Trident Defaults " Ora*Htm f Trident Defaults -i GTMlatiMI j Trident Defaults -

ramif Trident Defaults Twmtz Trident Defaults _-i USM: Trident Defaults -i tHJM: Trident Defaults 35mrn 100-2509? Update Tables [ 35mm 1251 -and up% 1 35mm O0CB *UCR 251-5009? 35mm 501-75095 35mm ?* mt^ 52o| start Bctf^ii m Tout b*: 751-125098 Default Sharp H* B1oltf^cT[ Star* BIfcf~Sl Max BI**k: Refl Sharpen Refl Sharpen More Sharpen Less 25 Sharpen More 55 Sharpen: | iqq] Sharpen More 35 USM OFF

Smooth : 1 )oo| * Smooth: fToo] *

.*.

Shape: | 45 000 Shape: | 45_000| A. Jk.

Radius: | 40.000 Radius: | 60.000 , ?

Production Controls tasking Gradation Tone USM m UnSharp Mask: \~~] On S feSet;| Trident Defaults "* \ Region Control:

Trident Defaults

&tt^k)Xkm:\ Trident Defaults

TWM&jj Trident Defaults WHJ USM OFF

Update Tables [ Sharpen: o< < I 25.0| Ttal letf^o] 64[ Startup^ Threshold :

- Htm 8aefcf~9o"| Start Bt<*{^26] * CM Smooth:

Sharpen | too| * UJM 0 | 20| | 40| | 60 1 1 80| | 1 00] RGB Control Smooth | ioo| * () Mono Edges O Color Edges ? R | 100.0| G | IQQ p| Shape | 42.000 A.

- Radius | 42.000|

82 Production Controls UnShorfj Mos k i n q Tone USM UnSharp Mask :

Trident Defaults 13 Region Control : Trident Defaults

Qrwfarfjfft j Trident Defaults

" *J 1 Trident Defaults OSM: | 35mm

\ Update Tables QOCK #UCR I 72-l

H* Slate* f"^|m t*rt Blank W fH] zo\

Sharpen: | 1Qp| LULL 0 j 20| f 40| | 60]j 80| j 100; RGB Control Smooth : | tool * () Mono Edges O Color Edges R | 100 p| G | 100 o] B | 1QQ.p| Shape: | 40.000| Filter Control M Light Edges H *rk Edges

Shape : R*dius: | 45 000| | 40.0|

Radius : A 1 45.0|

Production Controls UnSnarp Maskinn

UnSharp Mask: [<] On Ml S*t:| Trident Defaults 3 Region Control : D< B*4b; | Trident Defaults 3 Gravities I Trident Defaults

Trident Defaults

35mm 25l-500

I Update Tables Sharpen : QOCtt

Threshold

40; 1 3.0| Smooth: 20:

% ! 0; 1 -o| Sharpen : | |po| 6|| 20|l 40|| 60|| 80| 100 RGB Control Color Edges h: I I00| () Mono Edges O B R | 100.0] G | 100.o| | 100.0|

Shape: 40 00o| | ? Light Edges x] Dark Edges Shape:

Radius: 45.000 | [ | 40.0J*

Radius :

| 45.0| * /

83 Production Controls m^^zr. UnSharp Masking UnSharp Mask: ^ 0n

Mfc Set! j Trident Defaults Region Control :

Trident Defaults

Trident Defaults

Trident Defaults

*"' 1 35mm 501 -750

| Update Tables Gee* %tm no

' MxBUfcf^o]y mm\mtalk^~~2^[% 40 5.0|

20 L1. _ HIKmm ^mmm 2.0| Sharpen: I iQpj W 0| 20|| 40l| 60|[ 80|; 100

- RGB Control - Smooth | ioo| * (.) Mono Edges '.._) Color Edges ? G [ 100 p| B | 1QQ.p|

Shape Filter Control - | 40 .0001 Light Edges Dark Edges M. ^ [x] Shape : Radius | 55.0001 | 40.0| A Radius: / \ | 55.0| y

=Q== Production Controls h.. UnSharp Marking Gradation Tone USM H^fj UnSharp Mask: KlOo GB fftfc S*t: | Trident Defaults "* j, Region Control: Dot 6aw: | Trident Defaults ? | 6r*4#tf** j TrTdent Defaults "* j Tow*: 1 Trident Defaults ^ |

WtMt j 35mm 751-1250% ^\

J Update Tables } Sharpen: 100 QCC* #WC* 80; 1 ,8-l * Start * Threshold : TH1 tok^320 UCR^ 64] 60 Blac* %. Start Black 26 |* Max ^ 90 ] 40 1 6.0] : 20- Smooth

0 1 2-| Sharpen: | iqq| o'l 20|r~40|| 60!| 80| 100

Color Edges Smooth: 9t (a) Mono Edges O | iqq| 0 B ? R | ioo.o| | 1QO.0| | 100.o|

- "ilter Control Shape: | 45.000| Light Edges Dark Edges 1 g] 3 Shape:

Radius: 60.000 | 45.0| * L. | ^ Radius:

| 60.01 * 1 /A

84 -[J AA Production Controls UnSharn Masking UnSharp Mask: 0 0n

We S*t; | Trident Defaults Region Control : D**G*: Trident Defaults 3 Grad*tion | Trident Defaults

Trident Defaults

USM: j 35mm 1251 -and upSK ? I

[ Update Tables Sharpen : Qeot $ucr 32 O]

8.0|

^^ *^^kmm^Bzm*^^m]^^mm Sharpen. | ioo| * CI3 0 | 20|| 40]| 60|| eo] i too ?GB Control Smooth * | 100 (i) Mono Edges O Color Edges R | 100.0 G | 100.0| B | 100.0| Shape | 45.000| Light Edges ^Dark Edges Jk. E3 Shape: Radius | 60 000 | 45 o|* A Radius : \ | 60.0|* / \

1D1 Production Controls UnSharp Masking

UnRharp Mask : Hon

tS9i; Trident Defaults Keqion Control :

]' " Dot Gain: Trident Defaults

Sr*i**i* | Trident Defaults

r j Trident Defaults

Default Sharp

rabies [Update Sharpen: Qqcr $ucr

'

T*t*1 ^f320]* ^^^^CS* Threshold

Mm mmk$~so\* U Stortgtmf~26t I "I : 1 20 Ul Smooth : 0 III Sharpen: * I l | ioo| | 20| | 40| | 60| | 80] 1 00

- RGB Control Color Edges Smooth: | ioo| * () Mono Edges O B Jk R | ioo.o| G | 100.o| | 100.0| Shape: | 45.000 [ [x] Light Edges [x] Dark Edges A Shape: Radius: | 40.000 1 | 45.0| *

Radius : A | 40.0|*

85 1l.j: Production Controls UnShtiro Masking USM UnSharp Mask : [x] 0n ** *?

** 8**** I Trident Defaults

8ra*lttwt | Trident Defaults

TatMrl j Trident Defaults

U9W: [""Refl Sharpen More *r

| Update Tables ] Qecu #}UCR I 45-0| T>tal Wtfi^| ta*t~iflS* Threshold : Max Black ^ 90[- start * glarttf"^] r^roi

Sharpen * LIU j ioo| r~Toi o | io|| 20] | 30|| 4oll 100 RGB Control Smooth * | lOOj () Mono Edges O Color Edges ? R | loo.oj G | ioo.o| ioo.o| Shape | 40.000 Filter Control Light A E Edges 0Dar k Edges Shape: Radius | 60 000 / \ | 40 0 / \ Radius: | 60.0|

gHH Production Controls UnSharp Masking a UnSharp Mask :

Trident Defaults Region Control :

Dot Gala: | Trident Defaults Gradataaa j Trident Defaults

Tea*: Trident Defaults

f~ U8W: Refl Sharpen

j Update Tables 0am #<**

fc|J20ljS: Start UCRd 6i

Max Black:) 9o| Start Bladtlj 2fe| ii:|:j::::r::rAA ILLL Sharpen [ 100 * 0 | I0|| 20|| 30|| 40|. 100

RGB Control - Smooth [Too] * () Mono Edges O Color Edges B ak | iou.o| G | 100.o| | 1QQ.o|

Filter Control - Shape | 50.00o| A

Radius | 50.000

50 0 *

86 Production Controls UnSharp Masking

Mask- IS UnSharp ^A Qn H Trident Defaults Region Control :

**** tt1; | Trident Defaults

" Grtvdati|et j Trident Defaults Tw*j j Trident Defaults Sharpen Less 25 3 1 Updal

i 25-i T*ai McJ 32o|* Start Utatr'ISl* Threshold: Mtat lt

Smooth:

Sharpen. | IQOJ * LZM o | 2o|| 4t)1 1 feoll 81i ,0 RGB Control Smooth | iool * () Mono Edges Q Color Edges ? R | 100 o| G | 1QQ p| B | 1QQ p|

- Shape | 42.000| r Filter Control Light Edges Dark Edges ? (3 ?

Shape : Radius | 42 000 1 -l A Radius : / \ 1 .0|

Production Controls I UnSharp Masking

UnSharp Mask : ^ On Ink Set! j Trident Defaults -1 Region Control: Oetatii;[^ Trident Defaults -1 ora***tew Trident Defaults '1 Hw;{^ Trident Defaults -1 &H5- Sharpen More 55 -1

Update Tables [ Moo Sharpen Qocr >c* : 80; | 55_0|

60 Thresho hUx Black -j~^p| Start % BU

Smooth : 20l

0! Sharpen * II III =J| 0.0| [ ioo| 0 | 20|j 40|| 60|| 8o|j 10 Ji

RGB Control - Smooth [ ioo| * (i) Mono Edges O Color Edges A | 100 o| G | IQO.o] B | 10Q.Q |

- -Filter Control Shape | 40.000| ?

Radius | 45.000|

87 m^m^ M^=g Production Controls UnSharp Masking Gradation Tone UnSharp Mask : \/] Qn

" ' Tr'dgn Region Control: in i

M.W.W.V.' I ii,TTTTTTTTTTr,-,-,-,-,-,-,-,-.-.-.-n.i1 1 1 1 1 UlWfcmrfa G. a

t*tt; j Trident Defaults ?][ tlfiH: ) Sharpen More 85 ? |

| Update Tables

Q0C8 rf'UCR

f]^*' M*x Black ^oJ1 fittari Black

Sharpen: | iqq| 5B CM IUJIO | 20| | 40| | 60 | 80 [ 1 00

: | ioo| '!.) Mono Edges O Color Edges R | 100 o| G | ioo o| B | 100 o| Shape: | 35 000 1 [jj Light Edges BDar k Edges

Shape : Radius: | 55_000| | 35.o|*

Radius :

A | 55.o|* AA

Production Controls j UnSharp Masking Gradation Tone UnSharp Mask: J On

Trident Defaults Region Control:

Trident Defaults

flr4tt>ttj Trident

f"~ Tttft3 Trident Defaults

A USH:1 Trident Defaults r|

A( Update Tables \

QecR g)UCR :, | 55.0| T*mm{li2o\l* Start UCfifT^w

Hax goj*^rTSi^gm BUek:] CM Smooth:

oo| Sharpen | ioo| * 0; | 20| f 40|| 60l| 8o| ; 100; RGB Control Smooth | ioo| * () Mono Edges O Color Edges A B R | 100_0| G | 100 0 1 | 1QQ p|

Shape Filter Control | 45.000 1 ^ Light Edges [X] Dark Edges A Shape : Radius | 40.000|

88 Appendix E - ColorRight 5.1 Screen Captures

89 ColorGetter* Scanning Software

VERSION5.1

Copyright* 1991-1996 Optronics, an Intergraph Division ^K 7 Stuart Road, Chelmsford, Massachusetts 01824 (508) 256-4511

Ouerall Gradation... Color Cast Remoual.. Scan Geometry...

Inuert

H Flip VFlip

Moderate Normal Considerable

Custom...

90 Diameter IpiHels): 5 Diameter (pixels!: 5 Sharpen Amount: 50 % Sharpen Rmount: 50 % Sharpen Threshold: 0 %. Sharpen Threshold: 0 % ? Smoothing ? Smoothing Light Cutoff: 50 % Light Cutoff: 5 % Dark Cutoff: 95 7, Dark Cutoff: 50 %

Red Sensitiuity: 30 % Red Sensitiuitg: 30 % Green Sensitiuity: 59 7> Green Sensitiuity: 59 % Reset Blue Sensitiuity: 11 % (T) (7) ( Beset Blue Sensitiuity: 11 % (T) (T) [ ]

Diameter (pixels): 3 Diameter (piKels): 5

Sharpen Rmount: 33 % Sharpen Rmount: 50

Sharpen Threshold: 0 % Sharpen Threshold: 0 ? Smoothing ? Smoothing

Light Cutoff: 5 % Light Cutoff: 5

Dark Cutoff: 95 % Dark Cutoff: 95

Red Sensitiuity: 30 % Red Sensitiuitg: 1 I Green Sensitiuity: 59 % Green Sensitiuity: 1

Blue Sensitiuity: 1 1 7. 001 Blue Sensitiuitg: 98

_ Diameter (piKels): 5 Diameter IpiHels): 5 Sharpen Rmount: 50 % Sharpen Rmount: 50 % Sharpen Threshold: 0 % Sharpen Threshold: 0 % ? n Smoothing Smoothing

Light Cutoff: 5 % Light Cutoff: 5 % Dark Cutoff: 95 % Dark Cutoff: 95 %

Red Sensitiuity: 1 % Red Sensitiuity: 30 X 3 Green Sensitiuity: 98 % Green Sensitiuity: 59 % Beset Blue Sensitiuity: 1 % HI [T) [ ; Blue Sensitiuity: 1 1 % rn [^ii ^set]

Diameter (pixels): 7 Diameter (piKels): 5

Sharpen Rmount: 66 % Sharpen Amount: 50 %

Sharpen Threshold: 0 % Sharpen Threshold: 0 % ? Smoothing ? Smoothing

Light Cutoff: 5 % Light Cutoff: 5 %

Dark Cutoff: 95 % Dark Cutoff: 95 7,

Red Sensitiuity: 30 7o Red Sensitiuity: 98 % ^ Green Sensitiuity: 59 7o Green Sensitiuity: 1 % Beset Reset Blue Sensitiuity: 1 1 7o HI [T| [ ] Blue Sensitiuity: 1 % (T) (T) (

91