CM-CIC SMALL & MIDCAP EURO

SEMI-ANNUAL INFORMATION DOCUMENT AS AT 30/06/2020

LEGAL FORM OF THE UCI

General mutual fund (FCP)

CLASSIFICATION

ECB classification Equity funds

ALLOCATION OF PROFIT / (LOSS)

Profit / (loss) available for accumulation

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STATEMENT OF NET ASSETS

Amount at the end Items in the statement of net assets of the period * a) The eligible financial securities referred to in 1° of I of Article L. 214-20 of the French Monetary and Financial Code 117,524,251.18 b) Bank assets 8,330,838.40 c) Other assets held by the UCITS 2,577,347.47 d) Total assets held by the UCITS 128,432,437.05 e) Liabilities 1,437,324.92 f) Net asset value 126,995,112.13 * Figures are approved

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NUMBER OF UNITS OUTSTANDING AND NET ASSET VALUE PER UNIT OR SHARE

Number of units Unit Class Type of unit Net assets Net asset value outstanding C1 CM-CIC SM.M.E.RC3D Available for accumulation 71,282,794.76 2,541,616.711 28.04

C2 CM-CIC S.M E.IC 3D Available for accumulation 31,650,409.92 1,089,003.33 29.06

C3 CM-CIC SM.M.E S 3D Available for accumulation 24,061,907.45 975,826.123 24.65

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ITEMS IN THE SECURITIES PORTFOLIO

Percentage Items in the securities portfolio: Net assets Total assets a) Eligible financial securities and money market instruments admitted to trading on a regulated market within the meaning of Article L. 422-1 92.54 91.51 b) Eligible financial securities and money market instruments admitted to trading on another regulated market that operates regularly, is recognised, is open to the public and has its registered office in a Member State of the European Union or in another State that is party to 0.00 0.00 the agreement on the European Economic Area.

c) Eligible securities and money market instruments admitted to official listing on a stock exchange of a third country or dealt in on another market of a third country, which is regulated, operates regularly, is recognised and open to the public, even if such stock exchange or market is not listed on a list drawn up by the Autorité des marchés financiers or 0.00 0.00 the choice of such stock exchange or market is provided for by law or by the regulation or the articles of association of the undertaking for collective investment in transferable securities d) The newly issued securities referred to in 4° of I of Article R. 214-11 of the French Monetary and Financial Code 0.00 0.00

e) Other assets 1.32 1.31

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BREAKDOWN OF ASSETS IN A), B) AND F) OF ARTICLE R. 214-1-1, BY CURRENCY

Percentage

Securities Currency In amount (EUR) Net assets Total assets

SARTOR.STEDIM BIOT EUR 6,390,000.00 5.00 5.02 WORLDLINE EUR 6,374,516.00 5.02 4.96 NEMETSCHEK EUR 5,875,200.00 4.63 4.57 TELEPERFORMANCE EUR 5,534,550.00 4.36 4.31 CARL ZEISS MEDITEC EUR 4,730,600.00 3.73 3.68 INGENICO GROUP EUR 4,544,000.00 3.58 3.54 EURONEXT EUR 3,971,625.00 3.13 3.09 NEXI S.P.A. EUR 3,850,000.00 3.03 3.00 SARTORIUS PRIV. EUR 3,833,060.00 3.02 2.98 ALSTOM REGROUPT EUR 3,623,375.00 2.85 2.82 FINECOBANK EUR 3,580,470.00 2.82 2.79 UBISOFT ENTERTAIN EUR 3,449,800.00 2.72 2.69 EUROFINS SCIENT. EUR 2,904,720.00 2.29 2.26 REPLY S.P.A. EUR 2,823,705.00 2.22 2.20 BIOMERIEUX EUR 2,739,520.00 2.16 2.13 MONCLER EUR 2,178,560.00 1.72 1.70 CELLNEX TELECOM EUR 2,169,600.00 1.71 1.69 PUMA EUR 2,133,420.00 1.68 1.66 COMPUGROUP MED.SE EUR 2,066,475.00 1.63 1.61 KION GROUP EUR 1,983,760.00 1.56 1.54 HELLOFRESH SE INH EUR 1,981,320.00 1.56 1.54 ORPEA EUR 1,934,520.00 1.52 1.51 INFRASTRUT.WIRELES EUR 1,828,600.00 1.44 1.42 TAG IMMOBILIEN EUR 1,824,920.00 1.44 1.42 SYMRISE EUR 1,707,750.00 1.34 1.33 ALFEN N.V. EUR 1,705,250.00 1.34 1.33 ILIAD EUR 1,649,675.00 1.30 1.28 LEG IMMOBILIEN EUR 1,469,000.00 1.16 1.14 ID LOGISTICS GROUP EUR 1,465,400.00 1.15 1.14 VARTA AG O.N. EUR 1,448,550.00 1.14 1.13 AMPLIFON EUR 1,422,600.00 1.12 1.11 ELISA CORP.S.A EUR 1,418,468.00 1.12 1.10 GRAND CITY PROP. EUR 1,417,260.00 1.12 1.10 GAZTRANSPORT TECHN EUR 1,412,320.00 1.11 1.10 HYPOPORT EUR 1,248,975.00 0.98 0.97 SOITEC REGROUPEM. EUR 1,240,000.00 0.98 0.97 FAGRON EUR 1,234,200.00 0.97 0.96 DIASORIN EUR 1,192,800.00 0.94 0.93 ASM INTERNATIONAL EUR 1,059,135.00 0.83 0.82 ALTEN EUR 1,018,115.00 0.80 0.79 NEOEN EUR 954,000.00 0.75 0.74 SOLARIA ENERGIA M. EUR 871,640.00 0.69 0.68 RUBIS EUR 791,430.00 0.62 0.62 SEB EUR 764,920.00 0.60 0.60 VOLTALIA ACT.RGPT EUR 737,840.00 0.58 0.57

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Percentage

Securities Currency In amount (EUR) Net assets Total assets

MEDIOBANCA EUR 734,850.00 0.58 0.57 KORIAN EUR 684,180.00 0.54 0.53 TEAMVIEWER AG I EUR 680,400.00 0.54 0.53 SHOP APOTHEKE EURO EUR 676,620.00 0.53 0.53 INTERPUMP GROUP EUR 661,000.00 0.52 0.51 QIAGEN EUR 633,930.00 0.50 0.49 S UND T EUR 592,800.00 0.47 0.46 CANCOM EUR 566,400.00 0.45 0.44 MEDIOS EUR 516,864.60 0.41 0.40 MTU AERO ENGINES EUR 462,450.00 0.36 0.36 LPKF LASER ELECTRO EUR 395,650.00 0.31 0.31 BARCO EUR 312,800.00 0.25 0.24 BREMBO DIV. EUR 148,050.00 0.12 0.12 TOTAL EUR 115,621,638.60 91.04 90.03 INTERROLL HOLD.NOM CHF 1,902,612.58 1.50 1.48 TOTAL CHF 1,902,612.58 1.50 1.48 TOTAL 117,524,251.18 92.54 91.51

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BREAKDOWN OF ASSETS IN A), B) AND F) OF ARTICLE R. 214-1-1, BY ECONOMIC SECTOR

Percentage Economic sector Net assets Total assets Healthcare equipment and services 16.02 15.82 Business support services 12.41 12.27 Software & IT services 11.56 11.43 Industrial Engineering 9.45 9.35 Computer hardware and equipment 5.63 5.57 General finance 4.11 4.06 Other economic sectors 33.36 33.01 TOTAL 92.54 91.51

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BREAKDOWN OF ASSETS IN A), B) AND F) OF ARTICLE R. 214-1-1, BY COUNTRY OF RESIDENCE OF THE ISSUER

Percentage Country Net assets Total assets FRANCE 35.66 35.28 GERMANY 25.93 25.64 ITALY 14.51 14.34 OTHER COUNTRIES 16.44 16.25 TOTAL 92.54 91.51

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BREAKDOWN OF OTHER ASSETS BY TYPE

Percentage Type of assets Net assets Total

assets

UCI UNITS 1.32 1.31 UCI and general-purpose investment funds (non-professional) 1.32 1.31 FCPR, FCPI, FIP open to non-professional investors 0.00 0.00 Securitisation Entities 0.00 0.00 OPCI, SCPI open to non-professional investors 0.00 0.00 SEF, SICAF and funds of alternative funds 0.00 0.00 General-purpose professional funds (open to professional investors) 0.00 0.00 Professional OPCI, Specialised professional funds, and private equity funds 0.00 0.00 Other collective investment schemes 0.00 0.00 OTHER TYPES OF ASSETS 0.00 0.00 Warrants 0.00 0.00 Certificates of deposit 0.00 0.00 Promissory notes 0.00 0.00 Mortgage notes 0.00 0.00 Other 0.00 0.00 TOTAL 1.32 1.31

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TRANSACTIONS IN THE SECURITIES PORTFOLIO DURING THE PERIOD

Transactions during the period Transactions (by amount) Acquisitions 62,069,648.48 Disposals 30,974,684.90

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SECURITIES PORTFOLIO DETAIL

Description of securities Currency Qty. No. Market % Net or nominal value Assets

117,524,251.18 92.55 TOTAL Equities and similar securities 117,524,251.18 92.55 TOTAL Equities and similar securities traded on a regulated or similar market TOTAL Equities and similar securities traded on a regulated market or similar 117,524,251.18 92.55 (except Subscription Warrants) TOTAL AUSTRIA 592,800.00 0.47

AT0000A0E9W5 S UND T EUR 26,000 592,800.00 0.47

TOTAL BELGIUM 1,547,000.00 1.22

BE0003790079 BARCO EUR 2,000 312,800.00 0.25

BE0003874915 FAGRON EUR 66,000 1,234,200.00 0.97

TOTAL SWITZERLAND 1,902,612.58 1.50

CH0006372897 INTERROLL HOLDING NOM. CHF 1,060 1,902,612.58 1.50

TOTAL GERMANY 32,924,794.60 25.93

DE0005313704 CARL ZEISS MEDITEC EUR 54,500 4,730,600.00 3.73

DE0005419105 CANCOM EUR 12,000 566,400.00 0.45

DE0005493365 HYPOPORT EUR 3,150 1,248,975.00 0.98

DE0006450000 LPKF LASER & ELECTRONICS EUR 20,500 395,650.00 0.31

DE0006452907 NEMETSCHEK EUR 96,000 5,875,200.00 4.62

DE0006969603 PUMA EUR 31,000 2,133,420.00 1.68

DE0007165631 SARTORIUS PRIV. EUR 13,100 3,833,060.00 3.02

DE0008303504 TAG IMMOBILIEN EUR 86,000 1,824,920.00 1.44

DE000A0D9PT0 MTU AERO ENGINES EUR 3,000 462,450.00 0.36

DE000A0TGJ55 VARTA EUR 14,500 1,448,550.00 1.14

DE000A161408 HELLOFRESH EUR 41,800 1,981,320.00 1.56

DE000A1MMCC8 MEDIOS EUR 13,566 516,864.60 0.41

DE000A288904 COMPUGROUP MED.SE EUR 29,500 2,066,475.00 1.63

DE000A2YN900 TEAMVIEWER AG EUR 14,000 680,400.00 0.54

DE000KGX8881 KION GROUP EUR 36,200 1,983,760.00 1.56

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Description of securities Currency Qty. No. Market % Net or nominal value Assets

DE000LEG1110 LEG IMMOBILIEN EUR 13,000 1,469,000.00 1.16

DE000SYM9999 SYMRISE EUR 16,500 1,707,750.00 1.34

TOTAL SPAIN 3,041,240.00 2.39

ES0105066007 CELLNEX TELECOM EUR 40,000 2,169,600.00 1.70

ES0165386014 SOLARIA ENERGIA MEDIOAMBIENTE EUR 77,000 871,640.00 0.69

TOTAL FINLAND 1,418,468.00 1.12

FI0009007884 ELISA CORPORATION S.A EUR 26,200 1,418,468.00 1.12

TOTAL FRANCE 45,308,161.00 35.67

FR0000051807 TELEPERFORMANCE EUR 24,500 5,534,550.00 4.36

FR0000054470 UBISOFT ENTERTAINMENT EUR 47,000 3,449,800.00 2.72

FR0000071946 ALTEN EUR 13,300 1,018,115.00 0.80

FR0000121709 SEB EUR 5,200 764,920.00 0.60

FR0000125346 INGENICO GROUP EUR 32,000 4,544,000.00 3.58

FR0000184798 ORPEA EUR 18,800 1,934,520.00 1.52

FR0004035913 ILIAD EUR 9,500 1,649,675.00 1.30

FR0010220475 ALSTOM REGROUPT EUR 87,500 3,623,375.00 2.85

FR0010386334 KORIAN EUR 21,000 684,180.00 0.54

FR0010929125 ID LOGISTICS GROUP EUR 8,500 1,465,400.00 1.15

FR0011675362 NEOEN EUR 26,500 954,000.00 0.75

FR0011726835 GAZTRANSPORT TECHNIGAZ EUR 20,800 1,412,320.00 1.11

FR0011981968 WORLDLINE EUR 82,700 6,374,516.00 5.02

FR0011995588 VOLTALIA RGPT EUR 46,000 737,840.00 0.58

FR0013154002 SARTORIUS STEDIM BIOTECH EUR 28,400 6,390,000.00 5.03

FR0013227113 SOITEC REGROUPEMENT EUR 12,500 1,240,000.00 0.98

FR0013269123 RUBIS EUR 18,500 791,430.00 0.62

FR0013280286 BIOMERIEUX EUR 22,400 2,739,520.00 2.16

TOTAL ITALY 18,420,635.00 14.51

IT0000062957 MEDIOBANCA EUR 115,000 734,850.00 0.58

IT0000072170 FINECOBANK EUR 298,000 3,580,470.00 2.82

IT0001078911 INTERPUMP GROUP EUR 25,000 661,000.00 0.52

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Description of securities Currency Qty. No. Market % Net or nominal value Assets

IT0003492391 DIASORIN EUR 7,000 1,192,800.00 0.94

IT0004056880 AMPLIFON EUR 60,000 1,422,600.00 1.12

IT0004965148 MONCLER EUR 64,000 2,178,560.00 1.72

IT0005090300 INWIT EUR 205,000 1,828,600.00 1.44

IT0005252728 BREMBO DIV. EUR 18,000 148,050.00 0.12

IT0005282865 REPLY EUR 39,300 2,823,705.00 2.22

IT0005366767 NEXI S.P.A. EUR 250,000 3,850,000.00 3.03

TOTAL LUXEMBOURG 4,321,980.00 3.40

FR0000038259 EUROFINS SCIENTIFIC EUR 5,200 2,904,720.00 2.28

LU0775917882 GRAND CITY PROPERTIES EUR 69,000 1,417,260.00 1.12

TOTAL NETHERLANDS 8,046,560.00 6.34

NL0000334118 ASM INTERNATIONAL EUR 7,700 1,059,135.00 0.83

NL0006294274 EURONEXT EUR 44,500 3,971,625.00 3.14

NL0012044747 SHOP APOTHEKE EUROPE NV EUR 6,300 676,620.00 0.53

NL0012169213 QIAGEN EUR 16,500 633,930.00 0.50

NL0012817175 ALFEN N.V. EUR 47,500 1,705,250.00 1.34

1,682,429.56 1.32 Total UCITS securities 1,682,429.56 1.32 Total UCITS and equivalent in other EU Member States TOTAL FRANCE 1,682,429.56 1.32

FR0013400546 CM CIC CASH RC2 SI.6DEC EUR 169,012.3 1,682,429.56 1.32

SFTR REGULATION

This UCI was not involved in transactions subject to EU Regulation 2015/2365 on the transparency of securities financing transactions and re-use (‘SFTR Regulation’) during the financial year and therefore does not have any information to disclose to investors in this respect.

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