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Riverside Fund VI-A, L.P. Form D Filed 2018-07-02

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Riverside Fund VI-A, L.P. Form D Filed 2018-07-02 SECURITIES AND EXCHANGE COMMISSION FORM D Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act. Filing Date: 2018-07-02 SEC Accession No. 0001744597-18-000002 (HTML Version on secdatabase.com) FILER Riverside Fund VI-A, L.P. Mailing Address Business Address C/O RIVERSIDE PARTNERS, C/O RIVERSIDE PARTNERS, CIK:1744597| IRS No.: 830955840 | State of Incorp.:DE | Fiscal Year End: 1231 LLC LLC Type: D | Act: 33 | File No.: 021-315951 | Film No.: 18933658 699 BOYLSTON STREET, 699 BOYLSTON STREET, 14TH FLOOR 14TH FLOOR BOSTON MA 02116 BOSTON MA 02116 617-351-2800 Riverside Fund VI-B, L.P. Mailing Address Business Address C/O RIVERSIDE PARTNERS, C/O RIVERSIDE PARTNERS, CIK:1744596| IRS No.: 830972997 | State of Incorp.:DE | Fiscal Year End: 1231 LLC LLC Type: D | Act: 33 | File No.: 021-315951-01 | Film No.: 18933657 699 BOYLSTON STREET, 699 BOYLSTON STREET, 14TH FLOOR 14TH FLOOR BOSTON MA 02116 BOSTON MA 02116 617-351-2800 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0076 Washington, D.C. 20549 June 30, Expires: FORM D 2012 Estimated average burden hours per 4.00 Notice of Exempt Offering of Securities response: 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) ☒ None Entity Type 0001744597 ☐Corporation Name of Issuer ☒ Limited Partnership Riverside Fund VI-A, L.P. ☐ Limited Liability Company Jurisdiction of Incorporation/ Organization ☐ General Partnership DELAWARE ☐ Business Trust Year of Incorporation/Organization ☐Other ☐ Over Five Years Ago ☒ Within Last Five Years (Specify Year) 2018 ☐ Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer Riverside Fund VI-A, L.P. Street Address 1 Street Address 2 C/O RIVERSIDE PARTNERS, LLC 699 BOYLSTON STREET, 14TH FLOOR City State/Province/Country ZIP/Postal Code Phone No. of Issuer BOSTON MASSACHUSETTS 02116 617-351-2800 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) ☒ None Entity Type 0001744596 ☐Corporation Name of Issuer ☒ Limited Partnership Riverside Fund VI-B, L.P. ☐ Limited Liability Company Jurisdiction of Incorporation/ Organization ☐ General Partnership DELAWARE ☐ Business Trust Year of Incorporation/Organization ☐Other ☐ Over Five Years Ago ☒ Within Last Five Years (Specify Year) 2018 ☐ Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer Riverside Fund VI-B, L.P. Street Address 1 Street Address 2 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document C/O RIVERSIDE PARTNERS, LLC 699 BOYLSTON STREET, 14TH FLOOR City State/Province/Country ZIP/Postal Code Phone No. of Issuer BOSTON MASSACHUSETTS 02116 617-351-2800 3. Related Persons Last Name First Name Middle Name Riverside Partners VI, L.P. N/A Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) General Partner Last Name First Name Middle Name Riverside Partners VI, LLC N/A Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) General Partner of the General Partner Last Name First Name Middle Name Belluck David L. Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Principal Last Name First Name Middle Name Blasco Ian Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Principal Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Last Name First Name Middle Name Kaplan Steven Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Principal Last Name First Name Middle Name Noon Michelle Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Principal Last Name First Name Middle Name Osofsky Max Street Address 1 Street Address 2 c/o Riverside Partners, LLC 699 Boylston Street, 14th Floor City State/Province/Country ZIP/Postal Code Boston MASSACHUSETTS 02116 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Principal 4. Industry Group Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ☐ Agriculture Health Care ☐ Retailing Banking & Financial Services ☐ Biotechnology ☐ Restaurants ☐ Commercial Banking ☐ Health Insurance Technology ☐ Insurance ☐ Hospitals & Physicians ☐ Computers ☐ Investing ☐ Pharmaceuticals ☐ Telecommunications ☐ Investment Banking ☐ Other Health Care ☐ Other Technology ☒ Pooled Investment Fund ☐ Manufacturing ☐ Hedge Fund Real Estate Travel ☒ Private Equity Fund ☐ Commercial ☐ Airlines & Airports ☐ Venture Capital Fund ☐ Construction ☐ Lodging & Conventions ☐ Other Investment Fund ☐ REITS & Finance ☐ Tourism & Travel Services *Is the issuer registered as an ☐ Residential ☐ Other Travel investment company under the ☐ Other Real Estate ☐ Other Investment Company Act of 1940? ☐ Yes ☒No ☐ Other Banking & Financial Services ☐ Business Services Energy ☐ Coal Mining ☐ Electric Utilities ☐ Energy Conservation ☐ Environmental Services ☐ Oil & Gas ☐ Other Energy 5. Issuer Size Revenue Range Aggregate Net Asset Value Range ☐ No Revenues ☐ No Aggregate Net Asset Value $1 - $1,000,000 ☐ $1 - $5,000,000 ☐ $1,000,001 - $5,000,000 ☐ $5,000,001 - $25,000,000 ☐ $5,000,001 - $25,000,000 ☐ $25,000,001 - $50,000,000 ☐ $25,000,001 - $100,000,000 ☐ $50,000,001 - $100,000,000 ☐ Over $100,000,000 ☐ Over $100,000,000 ☒ Decline to Disclose ☐ Decline to Disclose ☐ Not Applicable ☐ Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) ☐ Rule 504(b)(1) (not (i), (ii) or (iii)) ☐Rule 505 ☐ Rule 504 (b)(1)(i) ☐Rule 506 ☐ Rule 504 (b)(1)(ii) ☐Securities Act Section 4(6) ☐ Rule 504 (b)(1)(iii) ☒Investment Company Act Section 3(c) ☐Section 3(c)(1) ☐Section 3(c)(9) ☐Section 3(c)(2) ☐Section 3(c)(10) ☐Section 3(c)(3) ☐Section 3(c)(11) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ☐Section 3(c)(4) ☐Section 3(c)(12) ☐Section 3(c)(5) ☐Section 3(c)(13) ☐Section 3(c)(6) ☐Section 3(c)(14) ☒Section 3(c)(7) 7. Type of Filing ☒ New Notice Date of First Sale ☒ First Sale Yet to Occur ☐ Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? ☐ Yes ☒ No 9. Type(s) of Securities Offered (select all that apply) ☒ Pooled Investment Fund Interests ☐ Equity ☐ Tenant-in-Common Securities ☐ Debt Option, Warrant or Other Right to Acquire Mineral Property Securities ☐ ☐ Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Other (describe) ☐ Right to Acquire Security ☐ 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, Yes No acquisition or exchange offer? ☐ ☒ Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 0 USD 12. Sales Compensation Recipient Recipient CRD Number ☐ None Triago Americas, Inc. 143529 (Associated) Broker or Dealer ☒ None (Associated) Broker or Dealer CRD Number ☒ None None None Street Address 1 Street Address 2 499 Park Avenue City State/Province/Country ZIP/Postal Code New York NEW YORK 10022 State(s) of Solicitation ☐ All States ☐ Foreign/Non-US NEW YORK GEORGIA NEVADA CALIFORNIA Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VIRGINIA MICHIGAN OHIO IDAHO DELAWARE IOWA MARYLAND MASSACHUSETTS SOUTH CAROLINA ILLINOIS INDIANA CONNECTICUT DISTRICT OF COLUMBIA MINNESOTA WISCONSIN ARIZONA OREGON LOUISIANA NEW JERSEY ALASKA TEXAS COLORADO PENNSYLVANIA NORTH CAROLINA NORTH DAKOTA NEBRASKA 13. Offering and Sales Amounts Total Offering Amount $ 600,000,000 USD or ☐ Indefinite Total Amount Sold $ 0 USD Total Remaining to be Sold $ 600,000,000 USD or ☐ Indefinite Clarification of Response (if Necessary) 14. Investors ☐ Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do
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