MULTIPLICATION WITH HIGH-POWER FIELD-EFFECT *

Madhu S. Gupta M.I.T. Department of Electrical Engineering and Computer Science and Research Laboratory of Cambridge, Massachusetts 02139

and

Richard W. Laton M.I.T. Lincoln Laboratory Lexington, Massachusetts 02173

and

Timothy T. Lee M.I.T. Department of Electrical Engineering and Computer Science Cambridge, Massachusetts 02139

ABSTRACT

The experimentally measured characteristics of a 4-to-8 GHz FET frequency doubler are described. A non– model for microwave FETs is proposed and is showu useful for predicting and optimizing the doubler performance, and for calculating the design parameters.

Introduction (a) Multiplication Gain (MG), which is the ratio of the desired harmonic output power to the fundamental Field-effect transistors, and in particular the input power (Pn/Pin). GaAs MESFETS presently available for use at microwave , are inherently nonlinear devices. As a (b) Efficiency (rI), which is the ratio of the harmonic result, they have been used not only for linear appli– power output to the dc power input (Pn/Pdc). cations (like amplification) but also several nonlinear (c) Multiplication nonlinearity, which may be specified applications, including frequency conversion, power as the input power level at which the multiplica- limiting, modulation, and high-speed logic. Recently, tion gain increaaes (“gain expansion”) or de- some authors have qualitatively discussed their use as creases (“gain compression”) by a given amount frequency multipliers and have reported some preliminary (usually 1 dB) with respect to MG at some nominal 1-2 experimental results. This paper describes a de- power level. Spectral purity (Pn/Pm), which is the ratio of the tailed quantitative study of harmonic generation in (d) microwave FET circuits. The successive sections of the deaired (n-th) harmonic to an undesired (m-th) paper describe (a) the experimental measurement of the harmonic power output. performance of a 4 GHz-to-8 GHz frequency doubler, con– (e) Bandwidth (B), over which the input signal fre- strutted with a FET device which has been separately quency can be varied without degrading the characterized in detail, (b) the identification of multiplication gain beyond a specific amount. those nonlinearities of the device which are signifi- In addition to the above parameters, which were mea- cant in the present application and the development of sured, many other performance parameter may also be of a nonlinear circuit model of FET, and (c) a calculation interest, including the stability, noise characteris- of the expected performance of the frequency doubler tics, intermodulation characteristics, thermal charac- and its comparison with measured results. teristics, and sensitivity to operating conditions such as bias and temperature. The Frequency Doubler A representative set of measured performance Experimental measurements of the performance of a parameters is shown in Fig. 2. Figures 2a and 2b show single-device FET frequency doubler were carried out the dependence of the multiplication gain on the dc bias using the arrangement shown in Fig. 1. The frequency voltages at gate and drain terminals respectively. doubler consists of a packaged, medium-power FET from Fig. 2C shows the variation of multiplication gain with RCA Labs. , mounted in a microstrip fixture with the the power level of the input signal. DC-to-harmonic source grounded and with the de-bias provided through power efficiency is not separately plotted because it bias–tees. The input (gate) and the output (drain) can be calculated from MG, P and P can be porta are connected to a 4 GHz signal source and a 50 in’ dc ; ‘dc ohm load respectively through lossless tuners. The determined from dc drain voltage and current; and the purpose of the tuning networks is to optimize the out– drain current in turn is determined from the dc drain- put power at the desired frequency (in this case the to-source characteristics of the FET, given the dc bias voltages VDS and V The gain variation of Fig. 2C is second harmonic at 8 GHz); in addition, the output GS “ tuning network serves as a high-pass-filter, improving typical in that the multiplication gain initially in- the spectral purity of the output. The remainder of creases aa the device is more strongly driven, reaches the components in the set-up of Fig. 1 are for monitor- a broad maximum, and then decreases typically by 1 dB ing the input and output signals. for a 3 dB increase in input signal. The spectral purity is strongly dependent upon the tuning network Several of the following performance parameters which acts as a filter; in all cases, the tuning could of the frequency multiplier may be of interest in any be adjusted to make P2/P1 exceed 20 dB, with the higher given application: harmonics being still weaker. The bandwidth of the *This work was sponsored by the Department of the multiplier (under fixed tuning conditions) is also Army, Ballistic Missile Defense Advanced Technology totally dependent upon the tuning network and does not The views and conclusions Center, Huntsville, Alabama. describe an intrinsic property of the frequency multi- contained in this document are those of the contractor plier. The FET device itself is inherently broadband, and should not be interpreted as necessarily represent- and frequency multiplication is limited only by the ing the official policies, either expressed or implied, output cutoff frequency. of the United States Government.

498 The best frequency doubler results, obtained from incorporating the drain-to-source voltage (vD,) depen- the single RCA device used, include a multiplication dence in the drain current iD. The drain resistance R. gain MG of -3 dB with a second harmonic power output of and the drain-to-source capacitance C are treated as 25 mw and an efficiency of 15%. ds linear circuit elements. To this model may be added For higher power frequency multiplication require- other passive, linear circuit elements representing the ments, it is possible to design a multi-device circuit extrinsic and parasitic elements associated with the in which the device nonlinearity is exploited to further 6 enhance the multiplication gain. An example of a two- device. device, push-pull type circuit is shown in Fig. 3. In this circuit, two frequency doublers, each identical to Note that the proposed FET model is quasi–static the one shown in Fig. 1, are connected in parallel in nature and it has only two time-invariant, nonlinear through 3-dEi couplers at the input and the output ports. elements C and i ., which are instantaneous functions gs A multiplication gain of +1 dB was measured with such of the voltages v and v (Similar assumptions have a set-up when the biasing and tuning were adjusted for c ,Ds “ maximum gain, which is an improvement of 4 dB above the been proposed by others in a different context.) Fur- single-device circuit. The optimum dc bias was also thermore, in the interest of tractable analysis, the = –7 V and VDS = 7 V. We empha– model ignores some elements (such as the feedback ‘ifferent and ‘as ‘GS capacitor) and the nonlinearity of other elements (such size that such an arrangement is not a simple power as the drain resistance Ro). Finally, the model is combining scheme with two independent multipliers; in linear power combining of 2 devices, the power output proposed (and is later shown to be useful) only for is increased by 3 dB (minus the combining loss of very-large-signal (class B type) operating conditions, typically 0.25 dB due to couplers) but the multiplica- as would be typical in a frequency multiplier; obvi– tion gain is not. ously it will yield poor results when used for small- signal calculations. Although highly simplified, the Nonlinear Model for FET model yields frequency–doubler characteristics which A field-effect has a number of differ- agree with observed results. ent independent sources of over-all device nonlinear- Calculation of Frequency-Multiplier Performance ity: the device nonlinearity arising from the non- linear capacitive and resistive effects at the gate As expected, and readily verified experimentally, junction, the field-effect nonlinearity resulting in the performance of the frequency multiplier is strongly the nonlinear transconductance and pinchoff, and the dependent on the linear circuits at the input and the nonlinear current transport in the channel due to output ports of the FET. These circuits must be mod– velocity-saturation effects. These different nonlinear- eled in order to calculate the performance parameters. ities have been utilized in different applications, and The idealized circuit model of Fig. 5 is chosen both some are negligible for certain ranges of operating for ease of calculation and to obtain results that are conditions; for example, three different FET mixers, not specific to an arbitrary choice of model parameter each based on a different mechanism of nonlinearity, values. The ideal (very high Q) filters shown in the 3-5 figure incorporate the parasitic elements of the device have been reported. Each of the above three sources and are assumed to present a short–circuit between of nonlinearity is incorporated in the present model, their terminals at all frequencies except one at which shown in Fig. h. they present an open circuit.

The nonlinearity due to the gate-source junction The doubler performance calculated from this model can be thought of as a nonlinear R-C transmission line. for a representative set of FET parameters and operat- It has been modeled by a lumped R.C network where the ing conditions is shown in Fig. 6. The variation of ~ gs the multiplication gain is similar to the measured be- capacitance is a function of the instantaneous value of havior shown in Fig. 2. This leads to the possibility the gate-to-source voltage, as for an abrupt junc– ‘GS ‘ of using the proposed model for optimizing the doubler tion varactor. The resistive nonlinearity due to the performance and determining the optimum operating con- field effect has been modeled in two steps. First, the ditions. This work is presently in progress. effect of the voltage VC across the capacitor C on gs REFERENCES the channel is doubly clipped: 1. J. J. Pan, “Wideband MESFET Frequency Multiplier.” 1978 IEEE MTT–S International Microwave Symposium VP if Vc < Vp =9 PP. 306-308, Ottawa, Canada, June 1978. 2. P. T. Chen, et al., “Dual-Gate GaAs FET as a Fre- if VP VF 311, Ottawa, Canada, June 1978. 3. 0. Kurita and K. Morita. “Microwave MESFET Mixer.” where V is a small positive voltage representing the IEEE Trans. Microwave Theory and Techniques , vol. F MTT-24, pp. 361-366, June 1976. forward gate bias above which the dc drain characteris– 4. R. A. Pucel, et al., “Performance of GSAS MESFET tics are uninfluenced, and V~ is the (negative) pinchoff Mixers at X Band,” IEEE Trans. Microwave Theory and voltage. Second, the clipped voltage v controls a cur- Techniques, vol. MTT-24, pp. 351-360, June 1976. 1 5. P. Bura and R. Dikshit,” FET Mixers for Communica- rent source, with a nonlinear transfer characteristic: tion Satellite Transponders,” 1976 IEEE MTT-S International Microwave Symposium Digest, pp. 90-92, Cherry Hill. N.J.. June 1976. 6. J. F.-Cooper and M. S. Gupta, “Microwave Characteri- ‘=’41-42tanh[*l zation of GaAs MESFET and the Verification of Device Model, ” IEEE Jour. Solid-State Circuits , vol. SC-12 where I is the saturated dc drain current at zero DSS pp. 325-329, June 1977. gate bias and 6 is a constant, typically about 1.2, 7. H. A. Willing, et al., “A Technique for Predicting chosen to match the drain characteristics. This also Large-Signal Performance of a GaAs MESFET,” IEEE accounts for the channel saturation nonlinearity by Trans. Microwave Theory and Techniques, vol. MTT-26, pp. 1017-1023, December 19/8.

499 INPUT LO:W;:AS w MONITORING .[6 Hz) -Q dB SWEEP OSCILLATOR n[

Fig. 1. Experimental ar– rangement for the measure- ment of the performance of

FREOUENCY a 4 GHz-to–8 GHz FET fre– DOU9LER quency doubler.

LOAD MONITORING

Cg,(vc)+v, , L , Cds

‘DS 1° Ri iD(vc,VoS)

@

+~ +1 0 -2 -4 -6 Fig. 4. Equivalent circuit model of a microwave GaAs DC GATE VOLTAGE, VGS (V) FET, incorporating the nonlinearities due to the gate junction, field–effect, and channel saturation.

::- 2 4 6 8 10 DC DRAIN VOLTAGE, VDs (V)

Fig. 5. Model of the frequency-doubler, with idealized input and output circuits. ;;~ 0

-4- o 50 100 150 200

INPUT RF POWER, Pin(mW) .8

= .= f, . 4GH2 Fig. 2. Multiplication gain (MG) of the 4 GHz–to-8 GHz :.,2 P“= Ioomw v== 5V frequency-doubler using an RCA device, as a function of operating conditions. .,:2~*.+1 -0 hv’s (v)

FUNDWE!4TAL FREQuENCY OOUBLER D:::~E; INPuT 0 0 x x !: n %= -~v %,’ 5V -8.L ~~ 12 25 50 800 200 400 Pmhnw) Fig. 6. Dependence of the frequency–doubler multiplica- Fig. 3. Experimental arrangement for the dual-FET tion gain on the dc gate voltage, and the input power 4 GHz–to–8 GHz frequency-doubler. level as calculated from the nonlinear FET model.

500