Are Senior Judges Unconstitutional?
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Maurer School of Law: Indiana University Digital Repository @ Maurer Law Articles by Maurer Faculty Faculty Scholarship 2007 Are Senior Judges Unconstitutional? Ryan W. Scott Indiana University Maurer School of Law - Bloomington, [email protected] David R. Stras Minnesota Supreme Court Follow this and additional works at: https://www.repository.law.indiana.edu/facpub Part of the Constitutional Law Commons, Courts Commons, and the Judges Commons Recommended Citation Scott, Ryan W. and Stras, David R., "Are Senior Judges Unconstitutional?" (2007). Articles by Maurer Faculty. 365. https://www.repository.law.indiana.edu/facpub/365 This Article is brought to you for free and open access by the Faculty Scholarship at Digital Repository @ Maurer Law. It has been accepted for inclusion in Articles by Maurer Faculty by an authorized administrator of Digital Repository @ Maurer Law. For more information, please contact [email protected]. ARE SENIOR JUDGES UNCONSTITUTIONAL? David R. Strast & Ryan W. Scotttt With many federal courts facing burgeoning caseloads and persistent judicial vacancies, seniorjudges play a vital role in the continued well-being of the federal Judiciary. Despite the importance of their participationin the judicial process, however, senior judges raise a host of constitutional con- cerns that have escaped the notice of scholars and courts. Many of the problems originate with recent changes to the statute authorizing federal judges to elect senior status, including a 1989 law that permits seniorjudges to fulfill their statutory responsibilities by performing entirely nonjudicial work. Others arise from the ambiguity of the statutory scheme itself, which seems to suggest that senior status represents a separate constitutional office requiringreappointment, even though seniorjudges nominally "retain"judi- cial office underfederal law. In the first scholarly article addressing the constitutionality of senior judges, the authors examine two general constitutional questions: first, whether the requirement that senior judges be designated and assigned by anotherfederal judge before performing any judicial work violates the tenure protection of Article III; and second, whether allowingjudges to elect senior status, without a second, intervening appointment, violates the Appoint- ments Clause. The authors also examine the constitutionalproblems created by two individual types of senior judges: the "bureaucraticsenior judge," who performs only administrative duties, and the "itinerant seniorjudge," who sits exclusively on courts outside his or her home district or circuit. The authors conclude that the current statute authorizingsenior judges raises serious constitutionalproblems that Congress, the JudicialConference of the United States, or the courts should address. To that end, the authors formulate a number of straightforwardsuggestions to repair senior status without sacrificingany of the considerable benefits that senior judges confer on the federal Judiciary. INTRODUCTION ................................................. 455 t Associate Professor, University of Minnesota Law School. tt Bristow Fellow, Office of the Solicitor General. The authors are grateful to Sam Bray, William Canby, Dale Carpenter, Guy Charles, Jim Chen, Eric Claeys, Allan Erbsen, Arthur Hellman, Toby Heytens, Heidi Kitrosser, Brett McDonnell, Trevor Morrison, John Neiman, Mike Paulsen, Gregg Polsky, Richard Posner, Kevin Reitz, Ben Roin, Bo Rutledge, and Michelle Spak. This Article also benefited from excellent research assistance that Dan Ellerbrock, Shaun Pettigrew, and Karla Vehrs provided. Of course, all views expressed in this Article are those of the two authors, and none represent the position or views of the United States or the Department of Justice. We also thank Judge Betty Binns Fletcher of the United States Court of Appeals for the Ninth Circuit for accepting the Cornell Law Review's invitation to respond to this Article. CORNELL LAW REVIEW [Vol. 92:453 I. THE STATUTORY MECHANICS OF SENIOR JUDGES .......... 459 A. Two Options for Judicial Retirement ............... 460 B. Two Forms of Certification for Senior Judges ....... 461 C. Two Statutory Anomalies ........................... 464 1. The Counting Anomaly ........................... 465 2. The fob Description Anomaly ...................... 466 a. Nature of Work Performed ..................... 466 b. Location of the Work .......................... 467 c. Amount of Work Performed .................... 470 3. The Meaning of "Retain the Office" ............... 471 II. THE LIMITED CASE LAW ON SENIOR JUDGES .............. 472 A. A Brief History of the Federal Judicial Retirement Statute ............................................. 473 B. Booth v. United States ................................ 475 C. Steckel v. Lurie ....................................... 478 III. CONSTITUTIONAL OBJECTIONS TO SENIOR JUDGES ......... 480 A. Global Constitutional Objections to the Overall Statutory Schem e ................................... 480 1. The Article III Objection .......................... 481 2. Responses to the Article III Objection................ 484 a. The "No Constructive Removal" Response ....... 485 b. The 'FunctionalArticle III" Response ........... 489 c. The "Waiver" Response ....................... 492 3. The Appointments Clause Objection ................ 494 4. Responses to the Appointments Clause Objection ..... 502 a. The "Single-Office" Response ................... 503 b. The "Compound-Appointment" Response ........ 504 B. Individualized Constitutional Objections to Certain Categories of Senior Judges ......................... 507 1. The BureaucraticSenior Judge ..................... 507 2. The Itinerant Senior Judge ........................ 512 IV. SAVING SENIOR JUDGES .................................... 516 A. Saving Senior Judges from the Article III O bjection .......................................... 516 B. Saving Senior Judges from the Appointments Clause O bjection .......................................... 518 C. Saving Senior Judges from the Individualized O bjections .......................................... 520 CONCLUSION ................................................... 521 2007] ARE SENIOR JUDGES UNCONSTITUTIONAL? INTRODUCTION Senior judges are critical to the federaljudiciary. I Despite having little or no financial incentive to do so, senior judges continue work- ing well after they have reached the retirement age of most Ameri- cans. 2 Their service ameliorates the problems of expanding caseloads and persistent judicial vacancies in the federal courts. 3 Because of their intimate familiarity with the personalities and practices of their home courts, senior judges significantly improve the 'judgepower" of the courts, even when they serve only part time. 4 Their flexibility in sitting by designation on other federal courts makes them "one of the most valuable tools we have" to address workload disparities among federal judicial circuits and districts.5 Seniorjudges also serve as men- tors for newjudges, imparting the wisdom of their years of experience on the bench while promoting continuity.6 Without senior judges, some appellate courts would face "a disastrous build-up of backlogs, 7 "severe[ ]" problems "administer [ing] justice in a timely fashion,"8 or even a "total breakdown in the trial of civil cases."9 Seniorjudges are 3 "indispensable," 10 "essential,"' I "inestimable," 12 "invaluable." ' 1 See Wilfred Feinberg, SeniorJudges: A National Resource, 56 BROOK. L. REv. 409, 409 (1990). 2 See RICHARD A. POSNER, THE FEDERAL COURTS: CHALLENGE AND REFORM 33 (2d ed. 1996). 3 See Darryl Van Duch, SeniorJudge Ranks Close Vacancy Gap, NAT'L L.J., July 22, 1996, at Al. 4 See COMM'N ON REVISION OF THE FED. COURT APPELLATE SYS., STRUCTURE AND INTER- NAL PROCEDURES: RECOMMENDATIONS FOR CHANCE, reprinted in 67 F.R.D. 195, 272 (1975); see also Feinberg, supra note 1, at 411-12 (stating that a part-time senior judge increases the 'judgepower" by fifty percent). 5 Randall T. Shepard, 'Good Enough'Isn't Good Enough, REs GESTAE, Mar. 2005, at 10, 13. 6 Cf Feinberg, supra note 1, at 411-12 (noting senior judges' "accumulated insight and wisdom"). 7 Id. at 413. 8 SeniorJudges Help District Courts Keep Pace, THIRD BRANCH (Admin. Office of the U.S. Courts, Washington, D.C.), May 1994, at 1 (quoting L. Ralph Mecham, Dir. of the Admin. Office of the U.S. Courts). 9 MARK MENDENHALL, 1990 NINTH CIRCUITJUDICIAL CONFERENCE REPORT, reprinted in 132 F.R.D. 83, 85 (1990). The Ninth Circuit, for example, is barely able to keep up with its onerous caseload, despite its frequent use of senior judges on its appellate panels. See Jeffrey Sun, Empty Benches: Judicial Vacancies in the U.S. Courts, FED. LAw., Aug. 1997, at 12, 12 ("'The Court cannot continue to rely on senior judges to bear this much of the caseload." (quoting Procter Hug, Jr., then-Chief Judge of the Ninth Circuit)). 10 JUDICIAL CONFERENCE OF THE UNITED STATES, LONG RANGE PLAN FOR THE FEDERAL COURTS, reprinted in 166 F.R.D. 49, 160 (1995) (Recommendation 63) [hereinafter LONG RANGE PLAN]. I I MENDENHALL, supra note 9, at 85. 12 KellyJ. Baker, Note, SeniorJudges: Valuable Resources, PartisanStrategists, or Self-Interest Maximizers?, 16J.L. & POL. 139, 148-49 (2000). 13 Federal Courts Improvement Act of 1995: Hearingon H.R. 1989 Before the Subcomm. on Courts and Intellectual Property of the H. Comm. on the Judiciary,104th Cong. 77 (Mar. 14, 1996) (statement of Mitchell F. Dolin of the American Bar Association) ("[S]enior