Staying Ethical in an In-House Legal Environment Presented by: Mark Freel Jeremy Weinberg Laura N. Wilkinson Partner Senior Attorney Partner Locke Lord LLP Hasbro, Inc. Locke Lord LLP
[email protected] [email protected] [email protected] Providence, RI Providence, RI Providence, RI In conjunction with: April 3, 2019 Ethics for In-House Counsel Under the Rules of Professional Conduct June 8, 2017 Pag AM 68266307.1 Locke Lord LLP and Association of Corporation Counsel—Northeast Present Staying Ethical in an In-House Legal Environment Table of Contents Tab Number Description of Document Tab 1 Power Point: “Staying Ethical in an In-House Legal Environment” Tab 2 Form of language for representing both the company and the employee Tab 3 The Association of the Bar of the City of New York Committee on Professional and Judicial Ethics Formal Opinion 2004-02: Representing Corporations and Their Constituents in the Context of Governmental Investigations Tab 4 Representing the Company in an Internal Investigation: Upjohn Warning and District of Columbia Opinion 269 (1/15/97) Tab 5 Sarbanes-Oxley Part 205: Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer Tab 6 Social Media Ethics Guidelines of the Commercial and Federal Litigation Section of the New York State Bar Association Tab 7 ABA Formal Opinion 99-415: Representation Adverse to Organization by Former In-House Lawyer Tab 8 The Association of the Bar of the City of New York Committee on Professional and Judicial Ethics Formal Opinion 2008-02: Corporate Legal Departments and Conflicts of Interest Between Represented Corporate Affiliates Tab 9 Rhode Island Supreme Court Ethics Advisory Panel Opinion No.