Radio Access Network Dimensioning for 3G UMTS
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Communication Networks University of Bremen Prof. Dr. rer. nat. habil. C. Görg Dissertation Radio Access Network Dimensioning for 3G UMTS by Xi Li from Hunan, China First examiner: Prof. Dr. rer. nat. habil. Carmelita Görg Second examiner: Prof. Dr.-Ing. Ralf Lehnert Submitted on: April 16, 2009 Date of exam: May 28, 2009 ACKNOWLEDGEMENT This thesis was written during my research as doctorate candidate at the Communication Networks Group (ComNets) at the University of Bremen within TZI (Center for Computer Science and Information Technology). Throughout the years at ComNets I have always enjoyed the very inspiring, encouraging, deeply rewarding, and exceptionally collegial research atmosphere. To the greatest extent I would like to thank Prof. Dr. rer. nat. habil. Carmelita Görg for her supervising this thesis, for her guidance, and her encouragements. She has given me a lot of great advices and inspiring ideas, not only to my thesis but also other scientific work. She has provided me an open and challenging research environment in the ComNets group where it is a pleasure to conduct research and to take teaching responsibilities. Furthermore, she has given me a lot of opportunities to participate in national and international workshops and conferences, which helped me keep an open mind and view on the ongoing research fields that have inspired me in many ways for my research work. Besides, I am also deeply grateful for the comments and suggestions by Prof. Dr.- Ing. Ralf Lehnert, who has been my Professor during my master study at Dresden University of Technology and who also is the second examiner of this thesis. During the years of my master study, he has given me a lot of great advices and guidance on performing the scientific work as well as at many other technical aspects. I very much appreciate him for taking his valuable time to have discussions with me on my thesis. The discussions with him and his advice were of great help for me. In addition, I would like to thank Dr. Andreas Timm-Giel, who was always very open for discussions and has given me a great amount of valuable suggestions over the past years. I without a doubt greatly benefited from this, both in my research work and personally. His encouragements and advices have been a great support for me. Further thanks go to my colleagues at the institute whom I have not only considered my co-workers but also my friends: especially Wenmin Chen, Chunlei An, Liang Zhao, Yi Chen, Koojana Kuladinithi, Asanga Udugama, Bernd-Ludwig Wenning, and Markus Becker, for sharing many technical and sometimes not-so-technical discussions. Additionally, I also very much thank Thushara Lanka Weerawardane, Yasir Naseer Zaki and Umar Toseef for having numerous technical discussions and exchange of experience and ideas on the dimensioning of different UMTS networks. Finally, I would like to thank my family, especially my mum for encouraging and supporting me all the time. Special thanks to Claas for his continual support, his patience and understanding throughout the past years. Bremen, April 2009 Xi Li ABSTRACT This thesis studies the dimensioning for UMTS Radio Access Networks. In this thesis, dimensioning is investigated with specific focus on the transport network of the Iub interface, which connects the Node B with the RNC. This interface is considered as one of the most important economic factors for the UMTS network dimensioning. In order to cover large urban and rural areas, a large number of Node Bs are required and thus the transport resources for the Iub interface become considerably costly. The ultimate goal of this thesis is to investigate important aspects related to the UMTS radio access network dimensioning, and to propose novel analytical methods to provide suitable estimations on the required transport capacity for the UMTS radio access network in order to achieve maximum utilization of the transport resources. In order to provide a comprehensive investigation on the dimensioning of the Iub interface, various traffic types, different evolutions of UMTS radio access networks as well as different transport solutions, QoS mechanisms and network topologies are studied in this thesis. In the framework of this thesis, UMTS Rel99 is considered as the basic UMTS network. Furthermore, evolved UMTS networks such as HSDPA and HSUPA, and the evolved transport from ATM to IP are investigated. For each evolution of the UMTS radio access network, its specific protocol stacks, important features, its specific traffic- and resource control functions and their impacts on the Iub dimensioning are studied. For the dimensioning process, two basic types of traffic are distinguished, elastic and circuit-switched traffic. They are associated with non real time data applications and delay-sensitive real time services, which are identified as the two main traffic classes served in the current UMTS networks. The fundamental property of elastic traffic is its rate adaptability, which is caused by the feedback mechanism of TCP. In this thesis, the theory of processor sharing is applied to the dimensioning of the Iub interface for elastic traffic for satisfying its desired end-to-end application QoS. To consider the specific UMTS functions and network structures, the basic processor sharing model has been significantly extended in this thesis to dimension the radio access networks under various scenarios of traffic, QoS framework, resource control functions, different transport technologies and network structures. In case of circuit- switched traffic, which needs to meet a guaranteed blocking probability, the classical Erlang models are applied. In addition, a number of queuing models are proposed in this thesis to dimension the Iub link for guaranteeing a required transport network QoS. For validating the developed analytical models as well as for performance evaluation, several simulation models were developed in this thesis to model different UMTS radio access networks. By performing extensive simulations and analysis of the simulation results, important dimensioning rules are derived and the proposed analytical dimensioning models are demonstrated. Through validating with simulation results, it is demonstrated that the proposed analytical models in this thesis are able to capture relevant characteristics and provide accurate dimensioning results, and thus can be applied for UMTS radio access network dimensioning. At the end, a dimensioning tool is developped in this thesis, containing all developed analytical models. This tool can perform dimensioning for various traffic scenarios, transport solutions, QoS mechanisms and network topologies for different UMTS radio access networks. Overall, the investigations and the analytical dimensioning models presented in this 6 Abstract thesis can help network service providers to optimize their network infrastructure to reduce costs while still being able to provide the desired quality of service. KURZFASSUNG In dieser Doktorarbeit wird die Dimensionierung von UMTS-Mobilfunknetzen, insbesondere die Dimensionierung des Transportnetzes der Iub-Schnittstelle, welche den Node B mit dem RNC verbindet, untersucht. Diese Schnittstelle wird als einer der wichtigsten ökonomischen Faktoren bei der Dimensionierung von UMTS-Netzen betrachtet. Da UMTS-Netze verwendet werden, um große Flächen in ländlichen Gegenden abzudecken, ist dieses Transportnetz sehr kostenintensiv. Der Hauptbeitrag dieser Arbeit besteht in einer ausführlichen Analyse der wesentlichen Faktoren, die die Dimensionierung der Iub-Schnittstelle maßgeblich beeinflussen können, und deren jeweiligen Auswirkungen. Basierend auf diesen Faktoren werden neuartige, analytische Verfahren zur geeignetzen Approximation der benötigten Übertragungskapazität der Iub-Schnittstelle bei maximaler Auslastung des Transportnetzes entwickelt. Um eine umfassende Untersuchung der Dimensionierung der Iub-Schnittstelle zu realisieren, werden in dieser Arbeit verschiedene Datenübertragungs-Szenarien, Evolutionsstufen der UMTS-Mobilfunknetze, Übertragungslösungen, QoS- Mechanismen und Netztopologien untersucht. Im Rahmen dieser Doktorarbeit wird UMTS Rel99 als Basis-UMTS-Netz betrachtet. Darüber hinaus werden die Evolutionsstufen HSDPA und HSUPA auf der Netzseite und die Evolution von ATM zu IP-basierenden Transportnetzen untersucht. Für jede Evolutionsstufe des UMTS- Mobilfunknetzes werden deren spezifische Protokolle, spezielle Eigenschaften, die spezifischen Verkehrs- und Ressourcen-Kontrollfunktionen sowie deren Einfluss auf die Iub-Dimensionierung analysiert. Für den Dimensionierungsprozess werden zwei Arten von Datenströmen unterschieden: elastische und leitungsvermittelte. Diese werden mit Anwendungen mit nicht-Echtzeit Datenströmen sowie mit verzögerungssensitiven Echtzeit-Anwendungen verbunden, welche als die zwei meistgenutzten Verkehrsklassen in momentanen UMTS-Netzen identifiziert wurden. Die wesentliche Eigenschaft von elastischen Datenströmen ist ihre durch Rückmeldungen aus dem TCP-Protokoll verursachte Raten- Anpassung. In dieser Arbeit wird die Theorie des „Processor Sharing“ für die Dimensionierung der Iub-Schnittstelle für elastische Datenströme angewendet, um die gewünschte Ende-zu-Ende Anwendungs-QoS zu erfüllen. Um die spezifischen UMTS- Funktionen und Netzstrukturen abbilden zu können, wurde das normale „Processor Sharing“ in dieser Arbeit stark erweitert, um die Mobilfunknetze mit verschiedenen Datenübertragungs-Szenarien, Netztopologien, QoS-Mechanismen, Ressourcen- Kontrollfunktionen und verschiedenen