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E-Journal of Advanced Maintenance Vol.9-2 (2017) 138-144 Japan Society of Maintenology

Why ? A Structural Study from the Atomic to the Macrocsopic scales.

Zhou ZHOU1*, Wim BOUWMAN1, Henk SCHUT1, Catherine PAPPAS1

1 Department of Radiation Science and Technology, Delft University of Technology, Mekelweg 15, 2629 JB Delft, The Netherlands

ABSTRACT Graphite is an important moderator material in nuclear reactors, which has a complex structure, where complexity refers to two main respects: defects and disorder within the crystallites, and porosity including cracks and pores with lengths varying over six orders of magnitude, from nanometers to millimeters. A comprehensive characterization of the structure, needed e.g. to predict structural changes for long-term safe operation of nuclear reactors, requires the complementary input from several techniques to cover the relevant length scale range. In this work X-ray/neutron diffraction, small angle neutron scattering (SANS), spin echo SANS (SESANS) and neutron imaging have been applied to investigate the structure of nuclear graphite from atomic to macroscopic length scales: from nm to mm. The results provide a key to model and quantify disorder at the atomic level. At the meso- and macro-scopic levels a fractal structure is found that spans over an extraordinary large scale of lengths of 6 orders of magnitude and has fractal dimensions close to 2.5, a case where surface and mass fractal dimensions coincide.

KEYWORDS ARTICLE INFORMATION graphite, diffraction, neutron irradiation, structure characterization, Article history: neutron scattering, neutron radiography, stacking fault, fractal Received 7 November 2016 Accepted 27 April 2017

1. Introduction

Since Chicago Pile 1 in 1942, graphite has been used as a and structural component in several types of nuclear reactors. More recently, it has been considered as the material of choice for the next generation Very High Temperature Reactor (VHTR). During operation of nuclear reactors, graphite undergoes significant dimensional, physical and mechanical properties changes due to the irradiation damage. It is thus important to investigate these changes and link them to the structure. The ultimate goal is to be able to predict the lifetime of graphite under irradiation as this is closely related to the safe operations of nuclear reactors [1]. Structural investigations often involve X-ray diffraction (XRD) and scanning/transmission electron microscopy (SEM/TEM). XRD is indeed the most common method for studying atomic structures. However, the correct interpretation of XRD patterns from graphite samples is not trivial because of (a) the inherent disorder, which can significantly affect the shape of the diffracted peaks, and (b) the high penetration depth of X-rays. Electron microscopy enables the investigation on the defects and porous structure. However, it probes only surface layers and does not provide a quantitative description of the bulk material. Therefore, the results may not be directly relevant to the bulk properties e.g. of a graphite block inside a [2]. In this work, the crystal structure of nuclear graphite has been investigated by both X-ray and neutron diffraction [3]. The diffraction patterns have been analyzed using a structural model, which has been developed specifically for graphite and quantifies the inherent disorder of the atomic structure. In addition, the structure of the pores has been studied explored by combining small angle neutron scattering (SANS), spin-echo SANS (SESANS) and neutron imaging [4]. The combination of these techniques provides structural information over six orders of magnitude in length, from

* Corresponding author, E-mail: [email protected]

ISSN-1883-9894/10 © 2010 – JSM and the authors. All rights reserved. 138 Z. Zhou, et al./ Title of the Paper nanometers to millimeters, which is needed in order to understand the graphite structure at the meso- and macro-scopic levels. The ultimate goal would be to establish a direct link between the changes in structure and the macroscopic behavior of nuclear graphite.

2. Experimental

2.1 Graphite samples Five different types of non-irradiated have been investigated including four nuclear grade graphites: PGA (used in the early gas-cooled reactors in UK), PCEA (a candidate for the very high temperature reactor in USA), IG110 (currently used in HTGR reactors in Japan) and RID (used at the research reactor of the Reactor Institute Delft), as well as a non-nuclear graphite 1940 PT, which is a high-density graphite manufactured for refractory applications. Irradiated graphite samples were provided by the graphite irradiation program INNOGRAPH-1c conducted by the Nuclear Research and Consultancy Group (NRG) in the High Flux Reactor (HFR) in Petten, The Netherlands. The samples were irradiated at a high temperature of 750 ºC with low doses (~1.5 and ~2.2 dpa) and for confidentiality reasons they are kept anonymous in this work [5].

2.2 Methods XRD was performed on a lab Panalytical X’pert Pro diffractometer with Cu anode (45 kV, 40 mA, λ = 1.54187 Å). Neutron diffraction was performed on 3T2, a high-resolution powder diffractometer in Laboratoire Léon Brillouin (LLB), Saclay, France, with an incident neutron wavelength of λ = 1.225 Å. SANS was performed on two spectrometers PAXE and TPA in LLB. The measurements on PAXE were done with λ = 0.37, 0.6, and 1.7 nm, respectively, covering the Q range 3×10-2 ≤ Q ≤ 5 nm-1 and on TPA with λ = 0.6 nm, covering the Q range 6×10-3 ≤ Q ≤ 1×10-1 nm-1. SESANS was performed on the dedicated instrument of the Reactor Institute Delft at λ = 0.205 nm, with Δλ/λ = 5% and covered spin-echo length scales from 30 nm to 20 μm. The neutron imaging measurements took place on the cold neutron facility, ICON, of the Paul Scherrer Institute, Switzerland. The samples were placed as close as possible to the detector and the spatial resolution of the images reached ~30 μm.

3. Results and discussion

3.1 X-ray and neutron diffraction Fig. 1(a) displays the measured XRD pattern from a virgin IG110 graphite sample (black circles), which is hardly reproduced by the standard Rietveld method and the program GSAS (blue line). This is because the inherent disorder, such as the presence of local ABC stacking, the random shift between adjacent layers and the anisotropic crystallite size cannot be accounted for by a standard Rietveld refinement. In order to overcome these limitations, it is important to use a model that incorporates the specific structural particularities of graphite, and includes disorder. Such a refinement program is CARBONXS, that is based on a model developed by Shi, et al [6]. The model introduces interlayer spacing fluctuations, characterized by the standard deviation σ around the average value besides the average lattice constants and . It also includes two different characteristic lengths, one along the c-axis Lc and one in the plane La, to quantify the volumes that scatter coherently neutron or X-ray beams. In addition, the model quantifies the stacking disorder through two parameters: PRS, the probability for finding a random shift between adjacent layers; and P3R, the probability for finding a local ABC stacking sequence. In addition, the program CARBONXS also includes corrections for the penetration depth of X-rays, the X-ray polarization, the Lorentz factor, a preferred sample orientation and an isotropic Debye-Waller factor. The red dash line in Fig. 1(a) represents the fit of the measured XRD pattern by CARBONXS, and illustrates a major improvement as compared with the fit by GSAS. The resulting refinements of all graphites show that is an essential indicator of the perfection and graphitization degree of the structure. The smaller implies larger coherent lengths Lc and La, which quantify the extension of the coherent regions and thus the order of the microstructure. The value of for nuclear graphites is close to 3.360 Å, which is slightly larger than the value for a perfect graphite crystal that amounts to 3.354 Å. This implies that nuclear graphites are highly disordered, despite their high degree of purity and the fact that they are manufactured in a very high temperature (2600 ̵ 3000 ºC). In addition, the fits lead to 15-25% random shift PRS and about 7%

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ABC stacking faults P3R, the standard deviation of interlayer spacing fluctuations σ≫-3.354, indicating other disorder in the graphite structure, such as dislocations, crosslinks, vacancies and interstitial defects.

Fig. 1. Measured and calculated X-ray diffraction patterns in log-lin scale for (a) a non-irradiated IG110 graphite sample, and (b) a low dose (2.2 dpa), high temperature (750°C) neutron irradiated graphite sample. The red lines indicate the refinements based on the program CARBONX and the blue line the standard Rietveld refinement using the program GSAS.

The neutron irradiation effects on graphite structure have been investigated in the same way [7]. Fig. 1(b) depicts the measured XRD pattern of a neutron irradiated (750 ºC, 2.2 dpa) graphite sample from INNOGRAPH and the fit by CARBONXS. The refinement shows that irradiation does not affect the lattice constant but increases by ~0.5%, which seems to approache saturation at ~2.2 dpa. The increase of is attributed to interstitial faults caused by atom displacements during irradiation. Furthermore, neutron irradiation deteriorates the stacking of layers within the coherent regions as indicated by the increase of PRS and the decrease of P3R. In addition, La decreases continuously up to a dose of ~1.5 dpa, indicating induced in-plane defects, as well as the breaking, bending and displacement of the basal planes. On the other hand, the relative changes of and Lc up to a dose of ~1.5 dpa indicate that, along the c-axis, the number of layers in the coherent regions slightly increases, which may be due to (1) the formation of interstitial dislocation loops and/or (2) the closing of micro-cracks between slightly disoriented coherent regions. This effect is revered for higher irradiation doses, and for ~1.5 to ~2.2 dpa, Lc decreases significantly, which indicates the fragmentation of the coherent regions into smaller ones. These results are in qualitative agreement with previous observations from electron microscopy [8]. Neutron diffraction experiments have been performed on virgin graphites in order to complement and validate the XRD results. In fact, compared to X-rays, neutrons do not suffer from beam absorption or the Kβ contamination of the main Kα wavelength produced by the Cu anode of a lab-based X-ray diffractometer. For this reason, it was expected that neutron diffraction would provide “cleaner” patterns that would be better suited for a direct comparison with models. Indeed, the Bragg peaks of the neutron diffraction patterns are more symmetric than those produced by XRD, and can be perfectly accounted for by the CARBONXS program, which has been adapted to neutron diffraction by also including the instrumental resolution of a neutron diffractometer, as shown in Fig. 2. Neutron and X-Rays lead to slightly different values for the refined parameters, in particular for the coherent lengths, but with the same trends. On the basis of these results, we recommend that the structural model and the refinement program CARBONXS is applied for analyzing XRD patterns of graphites irradiated under other conditions as well.

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Fig. 2. Measured (black circles) and calculated by the program CARBONX (red lines) neutron (a-c) and X-ray (d-f) diffraction patterns for a PGA graphite sample at selected regions revealing the shapes of the peaks and the fitting details.

3.2 Neutron scattering and imaging As previously mentioned, the structure of graphite has been investigated from the micro to the macro length scales by combining SANS, spin echo SANS (SESANS) and neutron imaging. In these measurements, the contrast arises from the difference in the neutron scattering/absorption cross section between the pores (cracks) and the carbon matrix. Fig. 3(a) shows the resulting absolute scattering cross section of a PGA graphite sample and for the indicated different instrument and neutron wavelengths. The data follow a power law I(Q)∝Q-β with β = 3.45. The deviations at high-Qs are attributed to a (spin-incoherent) background and at low Q region to multiple scattering. Fig. 3(b) shows that the SESANS polarization, decreases continuously as a function of the spin-echo length z, indicating that inhomogeneities extend from the SANS region to ~10 μm. Fig. 3(c) shows the pores observed by neutron imaging, which for the sake of clarity have been labelled with different colors. A 2D Fourier transform of the image leads to the 1D scattering curve shown in Fig. 3(d), which leads to another power law I(Q)∝Q-β with β = 2.44. The power law behavior found by SANS and neutron imaging indicates a fractal structure of the pores. It is expected that for a surface fractal: I(Q)∝Q-(6-Ds), and for a mass fractal: I(Q)∝Q-Dm, where Ds and Dm are the surface and mass fractal dimensions respectively, which both take values smaller than 3 [9, 10]. Consequently, the power laws indicate a surface fractal with Ds = 2.55 at the Q’s probed by SANS and a mass fractal with Dm = 2.56  Ds at the Q’s probed by neutron imaging. For a quantitative interpretation of these experimental findings a fractal model has been introduced that is able to fit the data obtained by all techniques. To be specific, the pore structure consists of a network of pore clusters with many pore-building blocks characterized by the mass fractal dimension Dm at length scales larger than the size of the primary block. Moreover, the pore building blocks are bounded by rough surfaces with fractal morphology, characterized by the surface fractal dimension Ds. In this case, the scattering cross section I(Q) reflects the fractal properties of the structure and it can be written as [11]: I()QBPQSQ  () () (1)

223 22 (6)/2Ds  B DpDVl  4/3 , PQ() (1 Ql ) ,

DDmm(1) 1 (1Dm )/2 SQ( ) 1 (1  )  sin[( Dm  1)arctan( Q )] (2) (2Ql )Dm ( Q )2

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2 Here B is a pre-factor determined by ϕD the porosity,  is the neutron scattering length density contrast between the carbon matrix and the pores, and Vp the volume of a primary pore building block. P(Q) is the form factor characterizing the morphology/shape of the pores, and S(Q) is the structural factor characterizing the correlations between the pores. The characteristic length l marks the cross-over between mass and surface fractal scattering, and is proposed to be the cross-over between cracks (small and in the filler particles) and micro-pores (formed by gas evolution during manufacturing). The length ξ is a cut-off length indicating the average diameter for the pore clusters.

Fig. 3. Measurements results of several neutron-based techniques on a PGA graphite sample: (a) absolute scattering cross section from SANS measurement for the indicated different instrument and neutron wavelengths; (b) normalized SESANS polarization as a function of spin-echo length; (c) neutron transmission image where pores are labelled with different colors; (d) 1D scattering curve obtained from 2D Fourier transform on the original gray scale image of (c). The red lines are corresponding to fractal model, which is representing by eq. (1)-(3)

In order to fit all experimental data by this simple model, Ds was fixed to the value derived from the power law of the SANS patterns whereas Dm and ξ were fixed to the values obtained from the fits of the curves derived by 2D-Fourier transforming the neutron images. As for all graphites Dm  Ds, for the sake of simplicity we assumed Dm = Ds. At last, the parameter l was determined by fitting SESANS data, which was achieved by numerically Hankel transforming Eq. (1-2) to calculate SESANS polarization through the relation:  Pz( ) exp[ t 2 ( Gz ( ) G (0)) / 2 ] with Gz() JQzIQQdQ ( )( ) (3) S  0 0 where  is the neutron wavelength, t is the sample thickness, J0 is a zero-order Bessel function of the first kind, and PS (z) the measured SESANS polarization.

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Table 1 Fitting parameters of the fractal model assuming Dm = Ds SANS Imaging SESANS Sample Ds = Dm (fixed) ξ [μm] (fitted) l [μm] (fitted) PGA1 3.45 (1) 18.9 (4) 2.27 (10) PGA2 3.43 (1) 17.0 (5) 2.64 (25) RID 3.45 (1) 18.7 (4) 1.87 (6)

In Fig.3 (a), (b) and (d), the red lines correspond to the fits of SANS, SESANS and neutron imaging data to the fractal model, respectively, using the parameters listed in Table 1. The high quality of the fits and the consistent parameter set reveal a global picture of the fractal microstructure of graphite over an extraordinary large range of length scales of 6 orders of magnitude (-0.6 nm ≤ 2π/Q ≤ 0.6 mm). In this study, two characteristic lengths l and ξ have been identified. The cut-off lengths ξ are more or less the same for all samples, which could be due to the fact that both PGA and RID are made out of petroleum coke. On the other hand, l varies more from one sample to another. This parameter might indeed be more closely linked to the particularities of the microstructure as it might originate from the surface fractal scattering of Mrozowski cracks. In addition, the measured surface and mass fractal dimensions are very similar for all samples and they all are very close to 2.5, a value found for percolating clusters and fractured ranked surfaces in 3D [12, 13]. It has been shown that surface fractality disappears whereas the mass fractal dimension decreases under neutron irradiation [14]. These effects should be easily followed by neutron scattering and imaging techniques in combination with the data analysis strategy described above. These studies would lead to a more quantitative investigation of irradiation damage and/or oxidation effects on the structural changes of graphites.

4. Conclusion In summary, we have presented the combination of several X-ray and neutron techniques, which provides new insights in the structural properties of graphite. The methodology used in this work is promising for investigating irradiated graphites and will certainly lead to a better understanding of the structural changes and the resulting modifications of the physical properties under irradiation. In addition, the approach can be applied to the investigation of other complex systems with a hierarchy of length scales such as biological materials, concrete and rocks, materials for CO2 sequestration, Li batteries, fuel cells or solar cells. References [1] B. Kelly, B. Marsden, K. Hall, D. Martin, A. Harper, A. Blanchard: “Irradiation damage in graphite due to fast neutrons in fission and fusion systems”, IAEA Tecdoc 2000; 1154. [2] R. H. Telling, M. I. Heggie: “Radiation defects in graphite”, Philosophical Magazine, Vol. 87, No. 31, pp. 4797–4846 (2007). [3] Z. Zhou, W. G. Bouwman, H. Schut, C. Pappas: “Interpretation of X-ray diffraction patterns of (nuclear) graphite”, Carbon, Vol. 69, pp. 17–24 (2014). [4] Z. Zhou, W. G. Bouwman, H. Schut, S. Desert, J. Jestin, S. Hartmann, C. Pappas: “From nanopores to macropores: Fractal morphology of graphite”, Carbon, Vol. 96, pp. 541–547 (2016). [5] M. Heijna: “The innograph-1c low dose irradiation experiment: extending the HTR graphite materials properties curves at 750 °C”. Presentation at the 15th International Nuclear Graphite Specialists Meeting, Hangzhou, China (2014). [6] H. Shi, J. N. Reimers, J. R. Dahn: “Structure-refinement program for disordered carbons”, Journal of Applied Crystallography, Vol. 26, pp. 827–836 (1993). [7] Z. Zhou, W.G. Bouwman, H. Schut, T.O. van Staveren, M.C.R. Heijna, C. Pappas: “Influence of neutron irradiation on the microstructure of nuclear graphite: An X-ray diffraction study”. Journal of Nuclear Materials Vol 487, 323–330 (2017). [8] C. Karthik, J. Kane, D. P. Butt, W. E. Windes, R. Ubic: “In situ transmission electron microscopy of electron-beam induced damage process in nuclear grade graphite”. Journal of Nuclear Materials, Vol. 412, pp. 321–326 (2011) [9] H. D. Bale, P. W. Schmidt: “Small-angle x-ray-scattering investigation of sub-microscopic porosity with fractal properties”, Phys. Rev. Lett. Vol. 53, No. 6, pp. 596-599 (1984). [10] J. Teixeira: “Small-angle scattering by fractal systems”, J. Appl. Crystallogr. Vol. 21 pp. 781-785 (1988). [11] H. W. Wang, L. M. Anovitz, A. Burg, D. R. Cole, L. F. Allard, A. J. Jackson, A. G. Stack, G. Rother: “Multi-scale characterization of pore evolution in a combustion metamorphic complex, Hatrurim basin, Israel: Combining (ultra) small-angle neutron scattering and image analysis”, Geochimca et Cosmochimica

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Acta, Vol. 121, pp. 339-362 (2013). [12] S. C. van der Marck: “Percolation thresholds and universal formulas”, Physical Review E, Vol. 55, No. 2, pp. 1514-1517 (1997). [13] K. J. Schrenk, N. A. M. Araujo, J. S. Andrade, H. J. Herrmann: “Fracturing ranked surfaces”, Scientific Reports, 2 (2012) [14] Z. Mileeva, D. K. Ross, S. M. King: “A study of the porosity of nuclear graphite using small-angle neutron scattering”, Carbon, Vol. 64, pp. 20–26 (2013)

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