Land Acquisition and Resettlement Plan

September 2011

PAK: Punjab Irrigated Agriculture Investment Program (PIAIP) — New Khanki Barrage Project Proposed Tranche 2

Prepared by Punjab Irrigation Department, Project Management Unit (PMU) for the Government of and the Asian Development Bank.

IRRIGATION DEPARTMENT GOVERNMENT OF THE PUNJAB

Draft LAND ACQUISITION AND RESETTLEMENT PLAN (LARP) FOR NEW KHANKI BARRAGE PROJECT

SEPTEMBER 2011

1

List of Abbreviations

Abbreviation Description AD Assistant Director ADB Asian Development Bank APs Affected Persons CoI Corridor of Impact CBO Community Based Organization DCR District Census Report DD Deputy Director DDO(R) Deputy District Officer (Revenue) DPs Displaced People DPAC District Price Assessment Committee EDO Executive District Officer EA Executing Agency EIA Environmental Impact Assessment EMP Environment Management Plan Ft. Feet GoP Government of Pakistan GoPb Government of the Punjab IP‟s Indigenous People IMU Implementation Management Unit Km. Kilo Meter LAA Land Acquisition Act, 1894 LAR Land Acquisition and Resettlement LARP Land Acquisition and Resettlement plan NKB New Khanki Barrage M&E Monitoring and Evaluation MFF Multi-Tranche Financial Facility NGO Non Government Organization PID Punjab Irrigation Department PAPs Project Affected Persons PMO Project Management Office GRC Grievance Redressal Committee GRCl Grievance Redressal Mechanism RFP Resettlement Policy Framework R.ft. Running Feet S.ft. Square Feet SPS Safeguard Policy Statement

2 TABLE OF CONTENTS

Executive Summary 1

SECTION 1– Project Description 1.1 Project Back Ground 6 1.2 Project Locations and Dimensions 6 1.3 Project Overview 6 1.4 Project Objective 7 1.5 Project Components 7 1.6 Alternative Analysis 7 1.6.1 No Project Option Worst Scenario Option 7 1.6.2 Construction of Barrage at 4.5 Mile Down Stream 7 1.6.3 Remodeling of Present Weir 8 1.6.4 New Barrage Construction of Same Location 8 1.6.5 New Barrage Built Upstream the Existing Headworks 8 1.6.6 Selected Option 8

SECTION 2 – Scope of Land Acquisition and Resettlement 2.1 Objectives of Land Acquisition and Resettlement Plan 10 2.2 Scope of Study 10 2.3 Project Implementation Conditionalities 12 2.4 Land Acquisition and Resettlement Plan (LARP) 12

SECTION 3 – Socio-Economic Information and Profile 3.0 General 13 3.1 Social Impact Assessment 13 3.2 Socio-Cultural Condition 13 3.2.1 Demographic Profile 13 3.2.2 Caste System 13 3.2.3 Religion 14 3.2.4 Settlement Pattern 14 3.3 Indigenous Peoples Safeguards 14 3.4 Socio-Economic Information 14 3.4.1 Methodology 14 3.4.2 General Profile of the Respondents 15 3.4.3 Respondents‟ Age Group 15 3.4.4 Education Facilities 15 3.4.5 Education Level 16 3.4.6 Social Amenities 16 3.4.7 Professional Status 16 3.4.8 Household Income Levels 17 3.4.9 Monthly Expenses 17 3.4.10 Monthly Income of AFS in Respect to their Profession 17 3.4.11 Land Holding Size 18 3.4.12 Land Loss 18 3.4.13 Percentage of Land Loss 18 3.5 House Size 19 3.5.2 House Construction Type 18 3.5.3 Borrowing Status 18 3.5.3 Borrowing Source 18 3.5.6 Project Information 19 3.6 Gender Component 19 3.7 Culture and Tradition 19 3.8 Community Health and Safety 19 3.9 Physical Cultural Resources 19 3.10 Need Assessment 20 3 3.11 Non-Government Organization 20 3.12 Gender Impacts and Mitigation Measures 20

4 SECTION 4 –Information Disclosure, Consultation and Participation 4.0 General 21 4.1 Reconnaissance Survey of the Project Area 21 4.1.1 Field Survey 21 4.2 Consultation Participation and Disclosure 21 4.2.1 Stakeholders Consultations 22 4.3 ADB Policy for Information Disclosure 22 4.4 Identification of Stakeholders 22 4.5 Information Disclosure Plan 22 4.6 Scoping Sessions 22 4.7 Concerns regarding the Project 23 4.8 Proposed Measures for Incorporating Stakeholders Concerns 24 4.9 Consultation Meeting at Village Level 24 4.10 Consultation and Participation 25 4.11 LARF Disclosure Process 25 4.12 LARF Public Disclosure Meetings and Findings 25 4.13 Final LARP Disclosure Plan 27

SECTION 5 – Grievance Redress Mechanisms 5.0 Complaints and Grievances 28

SECTION 6 – Legal Framework 6.0 General 31 6.1 Eligibility 31 6.2 Compensation Basis 35 6.3 Assessment of Compensation Unit Rate for House Building/Structures 35 6.4 Assessment of Compensation Unit Values of Land 37 6.5 Assessment of Compensation Unit Values of Crops 37 6.6 Assessment of Compensation Unit Values of Trees 37 6.7 Land Acquisition Act (1894) 37 6.7.1 Land Acquisition Process 37 6.8 ADB Policy and Resettlement Principles 39 6.8.1 SPS (2009) 39 6.8.2 Objectives 39 6.8.3 Scope and Triggers 39 6.8.4 Principles 39 6.9 Comparison of LAA and ADB Policy Principles and Practices 40 6.9.1 Comparison of Pakistan‟s Land Acquisition Act and ADB Safeguard 41 Policy Statement 6.9.2 Remedial Measures to Reconcile Gaps between the LAA and ADB Policy 42

SECTION 7 – Entitlements, Assistance and Benefits 7.0 Compensation Entitlements 43

SECTION 8 – Relocation of Housing and Settlements 8.0 General 47 8.1 Project Impacts and Assessment 47 8.1.1 Impacts on Land 47 8.1.2 Impacts on Buildings Structures and Houses 48 8.1.3 Relocation Allowances and Livelihood Charges 48 8.1.4 Employment Loss 48 8.1.5 Community and Public Assets 48 8.1.6 Impacts on Trees 49 8.1.6.1 Impacts on Wood Trees 49 8.1.7 Impacts on Crops 50 5 8.1.8 Affected Families (AF) / Affected Persons (AP) Census 51 8.2 Vulnerable APs 51 8.3 Impacts on Women 52

SECTION 9 – Income Restoration and Rehabilitation 9.0 General 53 9.1 ADB‟s Roles/Responsibilities and Powers 53 9.2 Roles and Obligations of Borrowers/Clients 53 9.3 Poverty Alleviation 53 9.4 Income Restoration and Rehabilitation Strategy 54 9.5 Development Assistance 54 9.5.1 Vocational Training Programme 56 9.5.2 Employment opportunity During Construction 56 9.6 Compensation Basis 56

SECTION 10 – Resettlement Budget and Financing Plan 10.0 General 55 10.1 Components of the Cost Estimates 55 10.2 Compensation Costs (CC) 55 10.2.1 Land Acquisition Costs 55 10.2.2 Houses and Structures 56 10.2.3 Tree Loses 56 10.2.4 Crops Compensation 56 10.2.5 Relocation Allowance 57 10.2.6 Development Assistance and Infrastructure Development Costs 57 10.2.7 Vulnerable People Allowance 58 10.3 Monitoring and Evaluation 58 10.4 Administration Cost 58 10.5 Contingencies 58 10.6 Taxes 58 10.7 Budget Estimates 58

SECTION 11 – Institutional Arrangements 11.0 Institutional Arrangement and Implementation 60 11.1 PID 60 11.2 Local Government 60 11.3 ADB 60 11.4 Role and Responsibilities of ADB 61 11.4.1 Compliance System 61 11.4.2 Strengthening Safeguard Framework 61 11.4.3 Negotiated Land Acquisition 61 11.4.4 Aim of Institutional Arrangement 61 11.4.5 Environment and Social Unit (ESU) 60 11.4.6 Organization of ESU 62 11.4.7 Functions of ESU 62 11.4.8 LARP Preparation 62 11.4.9 Mechanism of ESU 63 11.5 Contractors 64

SECTION 12 – Implementation Schedule 12.0 Acquisition of Land and Land Based Assets 66 12.1 LARP Implementation Schedule and Process 66 12.1.1 Implementation Schedule 66 12.1.2 LARP Preparation and Implementation Process 66

SECTION 13 – Monitoring and Reporting 13.0 Monitoring and Evaluation 66

6 13.1 Internal Monitoring 66 13.2 External Monitoring 67 13.3 ADB Safeguard Policy for Monitoring and Reporting 67 13.4 Local Grievance Redress Mechanism 68 13.5 Accountability Mechanism 68 13.6 Monitoring and Evaluation 69 13.7 Reporting Requirements 68 13.8 Terms of Reference (TOR) for the External Monitoring Service Provider 69 13.9 Participation of Affected Persons in Monitoring, Review and 69 Evaluation Process 13.10 Data Analysis 70 13.11 Evaluation and Reporting 70 13.12 Lessons Learnt 70

List of Tables

3.1 Castes in Respective Tehsils 3.2 General Profile of the Respondents 3.3 Respondents‟ Age Group 3.4 Education Facilities along the Project Area 3.5 Educational Status 3.6 Social Amenities 3.7 Professional Status 3.8 Income Levels 3.9 Monthly Expenses 3.10 House Size 3.11 House Construction Type 3.12 Borrowing Capacity 3.13 Borrowing Source 3.14 Severity or Magnitude of Impacts 3.15 Project Information 3.16 Social Condition of Women of the Project Area 3.17 Stakeholders Concerns 4.1 Schedule of Scoping Sessions (Section-1) 4.2 Consultation Village Meeting and Concerns of the Participants 4.3 Public Disclosure Meetings for LARP Entitlement Matrix 4.4 Tentative Schedule for Final LARP Public Disclosure 5.1 Grievance Resolution Process 6.1 Comparison of Pakistan‟s LAA and ADB Resettlement Policy 6.2 Category Wise Rate (Rs.) per S.Ft. 7.1 Entitlements Matrix 8.1 Land Impacts 8.2 Summary of Severely Affected Land Families and Persons 8.3 Summary of the Affected Houses 8.4 Summary of the Affected Commercial Building Structures 8.5 Degree of Impact on Businesses Structures 8.6 Business Losses Estimates 8.7 Entitlements for Transitional Period Allowance and Shifting Charges 8.8 Impact on Timber Trees 8.9 Summary of Affected Fruit Trees 8.10 Gross and Net Value for each Crop Cultivated in Project Area 8.11 Gross and Net Income of Each Cropping Pattern in Project Area 8.12 Standard Crop Compensation 8.13 Affected Families (AF) by Land 8.14 Affected Families (AF) by Houses 8.15 Affected Families (AF) by Commercial Structures

7 8.16 Summaries of Affected Families (AF) and Affected Persons (AP) 8.17 Severely Affected Families and Additional Compensation 10.1 Summary of Affected Land and Costs 10.2 Summary of Affected Houses and Costs 10.3 Summary of Affected Commercial Structure and Costs 10.4 Summary of Affected Community Structure and Costs 10.5 Business Losses Estimates 10.6 Employment Loss 10.7 Wood Trees 10.8 Fruit Trees 10.9 Standard Crop Compensation for Affected People 10.10 Relocation Allowance (Transitional Period Livelihood and Transport) 10.11 Additional Crop Compensation for Severe Affected People 10.12 Summary of Costs

8 GLOSSARY Affected Person (or People (householders) affected by project related changes in use of Household) land, water, natural resources, or income losses. Compensation Payment in cash/voucher or kind for which the affected people are entitled in order to replace the lost asset, resource or income. Cut-off-date Date after which people will NOT be considered eligible for compensation i.e. they are not included in the list of APs as defined by the census. Encroachers People who move into the project area after the cut-off date, are not eligible for compensation or other rehabilitation provided by the project or persons who have trespassed government land, adjacent to his/her own land or asset, to which he/she is not entitled, by deriving his/her livelihood there. Such act is called “Encroachment”. Entitlement Entitlement means the range of measures comprising compensation in cash/voucher or kind, relocation cost, income rehabilitation assistance, transfer assistance, income substitution, and business restoration which are due to APs, depending on the type and degree nature of their losses, to restore their social and economic base. Household Household means all persons living and eating together as a single- family unit and eating from the same kitchen whether or not related to each other. The census used this definition and the data generated by the census forms the basis for identifying the household unit. Implementing agency Implementing agency means the agency, public or private, that is responsible for planning, design and implementation of a development project. Income restoration Income restoration means re-establishing income sources and livelihoods of APs. Improvements Structures constructed (dwelling unit, fence, waiting sheds animal pens, utilities, community facilities, stores, warehouses, etc.) and crops/plants planted by the person, household, institution, or organization. Involuntary Any resettlement, which does not involve willingness of the persons Resettlement being adversely affected, but are forced through an instrument of law. Kutcha A house is considered kutcha, if both the walls and roof of the house are made of material that includes grass, leaves, mud, un-burnt brick mud. Land Acquisition Land acquisition means the process whereby a person is compelled by a public agency to alienate all or part of the land she/he owns or possesses, to the ownership and possession of that agency, for public purposes in return for fair compensation. Mouza A demarcated territorial unit for which separate revenue record including a cadastral map is maintained by the Revenue Department. Pucca A house is considered pucca, if both the walls and roof of the house are made of material that includes tiles, cement sheets, slates, corrugated iron, zinc or other metal sheets, bricks, lime and stone or RBC/RCC concrete. Host Community Community residing near the area where the DPs are to be relocated. Rehabilitation Assistance provided to affected persons to supplement their income losses in order to improve, or at least achieve full restoration of, their pre-project living standards and quality of life. Replacement Cost Amount needed to replace an asset at prevailing market prices. Squatters People without legal title to land and/or structures occupied or used by them. ADB‟s policy explicitly states that such people cannot be denied compensation due to lack of title. 9 Vulnerable APs Distinct groups of people who might suffer disproportionately from Resettlement effects. They are the households below poverty line or will become below poverty line as result of loss to assets and/or livelihoods, female headed households, or disabled persons. Consent of Affected This refers to a collective expression by the affected Indigenous Indigenous Peoples Peoples communities. Communities Country Safeguard A country‟s legal and institutional framework, consisting of its Systems national, sub national, or sectoral implementing institutions Economic Losses of land, assets, access to assets, income sources, or means Displacement of livelihoods as a result of (i) involuntary land acquisition, or (ii) involuntary restrictions on land use or on access to legally designated parks and protected areas. Physical Displacement Relocation, loss of residential land, or loss of shelter as a result of (i) involuntary acquisition of land Affected Family / All members of a household residing under one roof and operating as Household a single economic unit, who are adversely affected by the Project, or any of its components. It may consist of a single nuclear family or an extended family group. Indigenous People Refers to “ethnic minorities”, “cultural minorities”, “tribes”, “natives”, “indigenous cultural minorities”, and “aboriginals” whose social or cultural beliefs and practices are distinct from the mainstream society and are, therefore, at greater risk of being disadvantaged in the development process. Market Value The value of an asset determined by market transaction of similar assets and initially arrived at after negotiations with the owners. It includes transaction costs and without the depreciation and deductions for salvaged building material. Marginally Affected Land or structure means less than 10per cent of the land or structure is affected and where the remaining unaffected portion is still viable for use. Participation A process that allows other stakeholders to influence and share control over development initiatives, decisions and the use of resources that affect them. Project Area The area specified by the Project Document in the Official Notification an includes the areas within administrative limits of the Provincial Government. Project Director (PD) The officer nominated by the Irrigation Department, Government of the Punjab responsible for execution of the project. Rehabilitation Compensatory measures provided under the ADB Policy Framework of involuntary resettlement other than payment of the replacement cost of acquired assets. Relocation The physical relocation of an AP from her/his pre-Project place of residence or business. Stakeholders Include the affected persons and communities, proponents, private and public businesses, the - host communities and other concerned departments/ agencies. Vulnerable The marginalized or those distinct people who might face the risk of marginalization and suffer disproportionately from resettlement affects, including the women, children, destitute persons, squatters; those with historical or cultural usufruct rights; and landless groups. Generally, people who are below the poverty line are called vulnerable persons, people/ family. Kharif Summer cropping season of the year (15th April – 15th September) Rabi Winter cropping season of the year (15 September – 15th April) Tehsil Tehsil is a sub-district (i.e. the layer of administration below a district).

10 Executive Summary

1. The main purpose of the Headworks is to divert irrigation supplies to Lower Chenab Canal (LCC) to its authorized capacity which originally in the year 1900 was fixed at 10730 cusecs. It irrigates lower part of the Doab consisting of District Gujranwala, Faisalabad, Hafizabad, Nankana Sahib, Sheikhupura, Jhang, Toba Tek Sing and Hafizabad. date back to 1892 while LCC has even older history. Since then the structure has stood the test of time and irrigating 3.7 million acres of the most fertile agricultural tract of Pakistan. But no Barrage has an endless age. According to hydraulic engineers, the normal economic life of hydraulic structures is taken as fifty years. Khanki Headworks is 119 years old and even after rehabilitation of 1935 it has served for 73 years.

2. Punjab Irrigation Department (PID) is interested in construction of New Khanki Barrage at location, 900 feet downstream of the present Headworks with the financial assistance of ADB. The main components of the project are: construction of New Khanki Barrage, LCC Head Regulator and small road bridge, dismantling of old Khanki Head work, construction of public Park, School, Basic Health Unit and Mosque, reconstruction of Irrigation Staff Colony, rehabilitation of schools, boys and girl, construction of new Basic Health Unit (BHU) ,rehabilitation of the old Workshop, alteration in route of High level Channel along the new LCC and Development and improvement of the access road (about 35 km)

3. Main objectives of the New Khanki Barrage Project are the replacing of the Barrage, saving of the canal network of 2925 channels (4680 kms) irrigating above 5 million acres in 6 districts of central Punjab and to save the agriculture and Fisheries in Central Punjab, save the socio-economic structure of agricultural communities consisting of above 3 million people and to provide the bridge facility to people of the area.

4. This LARP has been developed to minimize involuntary resettlement to ensure that the persons to be displaced have their former living standards and income earning capacity improved or at least restored to original position. Baseline data for socio-economic conditions of the project has been collected using various survey tools.

5. Project impact survey reveals that 40 acres of agricultural land will be affected, 35 acres private land and 5 acres Irrigation Department‟s own land. Total houses affected are 19 among these 5 are private homes and 14 are government employees quarters. These employees will be shifted in newly build houses.

6. Total Affected Families (AF) are 65 (414 AP). Of these 46 AFs lose land and land based assets like trees, cattle yards, and crops. 5 AFs lose private houses and 14 families are losing Government owned residences In addition to these impacts, the project will affect the year harvest of crops cultivated on the affected agricultural land and 13 wood trees and 24 fruit trees.

7. An entitlement matrix has been developed to ensure that all the affectees are paid for their loss of land and land based assets and crops on the current market price. A comprehensive package is developed for their life restoration and development assistance.

8. Community participation, consultation and LARP disclosure has been carried out and stakeholder concerns were taken into consideration while preparing this document. Provision for grievance redressal mechanism has been made. 9. Overall cost for implementation of compensation and rehabilitation program detailed in this LARP is Rs. 42.05 (say 42 million).

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Table: Summary of Cost Sr. Description Quantity Unit Unit/Rate Total Cost Rs. (Million) % No (Rs.) (Rs.) 350,000- 1 Land Area Costs 35 Acres 5,60,000 21,665,641 21.67 51.52 2 Building / House Structures 5 Sft 675-330 1,369,628 1.37 3.26 3 Fruit Trees (Orchard) 24 No. 250-5000 46,599 0.05 0.11 4 Wood Trees 13 No. 250-3468 70,500 0.07 0.17 55,000/acre 5 Crops Compensation 40 Acers. and 66,000/ 1,322,250 1.32 3.14 acre 22500- 6 Relocation allowance 19 Rs. 195,000 0.20 0.46 15000

Development Assistance and 7 various various lumpsum 11,358,944 11.36 27.01 Infrastructure development

8 Vulnerable People Allowances 5 Rs. 7,500 37,500 0.04 0.09

Total (A): 36,066,062 36.07 9 Monitoring and Evaluation 5% 1,803,303 1.80 4.29

10 Administrative Cost @ 1% 360,661 0.36 0.86 Total (B): 38,230,025 38.23 11 Contingencies @ 15% 3,823,003 3.82 9.09

Grand Total: 42,053,028 42.05 100.00

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Entitlements Matrix Specification Displaced Persons Compensation Entitlements Assets Lost All land losses Owner Agricultural Cash compensation at replacement land, including, irrespective of cost plus 15% CAS, free of taxes, of cultivable land impact severity registration and transfer costs; or and Land for land compensation through uncultivable/ provision of wasteland plots of equal value and productivity as that of lost. Sharecropper/Tenant Cash compensation equal to the (registered or not) market value of the share of lost harvests: two shares if the land loss is permanent, one if it is temporary. Lease Tenant (registered Cash equivalent of the market value or not) of the gross yield of lost land for the remaining lease years, up to maximum of three years Encroacher/Squatter Rehabilitation allowance equal to the market value of the harvest of lost land for one year (both rabi and kharif crops) in addition to standard crop compensation. Additional Owner / Lease Tenant One severe impact allowance equal provision for to the market value of harvest of severe impacts lost land for one year (both rabi and (losing more kharif crops) plus standard crop compensation. than 10% their total cultivable land)

Sharecrop Tenant One severe impact allowance equal to the market value of their share of one year harvest (both rabi and kharif crops). Encroacher/Squatter One severe impact allowance equal to the market value of gross harvest of the lost land for one year (both rabi and kharif crops). Temporary All DPs (with and without Crop compensation for lost season impact on title) (s) and reclamation of land as arable land original use.

Residential/ Owner (legal/legalizable) Cash compensation at replacement commercial cost plus 15% compulsory acquisition land surcharge (CAS) free of taxes, registration and transfer costs; or Land for land compensation through provision of plots of comparable value and location as the lost asset, including transitional support. Renter/leaseholder Cash compensation value proportionate to the duration of the remaining lease period.

3 Encroacher/Squatter Self relocation allowance covering one year of income; or Provision of a replacement plot in a public land with the same legal status of that lost. Residential Owner of the structure, Cash compensation at full and including replacement cost for affected structures and other fixed assets, commercial Encroachers/Squatters structures free of salvageable materials, depreciation and transaction cost and transportation cost; or if partial loss, full cash assistance to restore the remaining structure. The option of relocation and relevant support will be discussed during the socio-economic surveys, and included in the LARPs. Renter/ Leaseholder Cash compensation equivalent to three months rent or a value proportionate to the duration of the remaining lease. Community Rehabilitation/substitution or cash Assets compensation at full replacement cost of the affected structures and utilities Businesses All DPs so impacted Cash compensation equal to income during the interruption period, as determined through the SIA and included in the LARP. Employment All DPs so impacted Indemnity for lost wages for the period required to re-establish business as determined through the SIA and included in the LARP. Crops Affected crops Cultivator of crops For permanent acquisition, crop compensation in cash at the full market rate for one year crop income.(both rabi and kharif harvests). In case of sharecropper or a tenant, compensation will be made as per their share. Trees All affected Owner Fruit trees: compensation to reflect trees income replacement; trees grown and/or used. For timber tree, then compensation will be the market value of tree's wood content. Relocation Transport/ All DPs to be relocated Provision of allowances to cover transition costs transport costs on actual cost basis at current market rates. If physical relocation of the affected households is required and requested by the displaced persons, appropriate relocation sites will be developed. The need for support during the transitional period will be assessed through the SIA and included in the LARP. Vulnerable DPs Poor and female- Lump sum assistance allowance in livelihood headed households and cash (as agreed between the DP and other vulnerable EA) or other livelihood restoration households, including the support. 4 elderly, identified through Temporary or permanent employment the SIA. during construction or operation, where feasible. In addition, elderly people and female headed households without earning capability will also be eligible for a cash allowance equivalent to at least six months of minimum wages1 of Rs 7500/- per month as fixed by the GOPb (in accordance with figures released by the Province) using the poverty line index or as determined through the social impact assessment surveys. Unidentified Unanticipated All DPs Dealt with as appropriate during subproject Losses impacts implementation according to the ADB policy.

5 SECTION 1

1.1 PROJECT BACKGROUND 10. Rachna Doab is the “bar” (upland) lying between the rivers of Chenab and Ravi. The general gradient of the land southwestwards, the water of Chenab can irrigate the Rachna Doab area. The main sources of this irrigation are two canals; the Upper Chenab Canal (UCC) and Lower Chenab Canal (LCC). While the UCC takes off form Marala Headworks and irrigates mainly upper part of Rachna Doab, the LCC off takes form Khanki Headworks and irrigates lower part of the Doab consisting of District Gujranwala, Faisalabad, Hafizabad, Nankana Sahib, Sheikhupura, Jhang, Toba Tek Sing and Hafizabad.

11. Khanki Headworks date back to 1892 while LCC has even older history. Since then the structure has stood the test of time and irrigating 3.7 million acres of the most fertile agricultural tract of Pakistan, but no barrage has an endless age. According to hydraulic engineers, the normal economic life of hydraulic structures is taken as fifty years. Khanki Headworks is 119 years old and even after rehabilitation of 1935; it has served for 73 years.

12. The structure durability of the Headworks in unreliable and it may yield to any stress beyond its present capacity. Irrigation will be a serious problem in about 3 million acres of very fertile land served by Khanki Headworks. Which is about 14% of entire canal irrigated area of the Punjab; consequently a condition of famine may occur in the country.

13. The main purpose of the Headworks is to divert irrigation supplies to Lower Chenab Canal (LCC) to its authorized capacity which originally in the year 1900 was fixed at 10730 cusecs. The capacity has been revised on account of extension of irrigation areas and was 13560 cusecs till 1966, when it was reduced to 8143 cusecs on commissioning of LCC feeder off-taking from QB Link and also due to reduction in river supplies because of Indus Water Treaty. Thus, as far as its primary function is concerned, the Headworks is delivering the same adequately but it cannot be expected to continue to function as such for long. The aging defects are appearing fast.

14. A bigger, stronger, technologically superior and a modern structure is required at Khanki. Keeping these fears in view, the barrage was evaluated by Consultants appointed by Irrigation Department in 1998. Whatever may be the degree of repairs or rehabilitation or modification, this 119 years old structure cannot be turned into modern structure. Yet, the Headworks is a key element of one of the most important irrigation systems of the province (rather country) and no delay in formulating plans for construction of new Khanki Barrage.

1.2 PROJECT LOCATIONS AND DIMENSIONS 15. Khanki Headworks is the oldest Headworks of Pakistan (32o24‟09.65” N 73o58‟14.30”E). It is present at river Chenab in Gujranwala District (see Fig 1.1 Project Location Map). The proposed The New Khanki Barrage (Latitude 32o24‟09.11” North and Longitude 73o58‟01.25” East) will be located on approximately 900 ft downstream of the existing Khanki Head works in Wazirabad Tehsil of Gujranwala District in Punjab Province. It is 72 miles from Lahore, 15 miles from Wazirabad Town, 40 miles below Marala Barrage and 15 miles upstream of Qadirabad Barrage.

1.3 PROJECT OVERVIEW 16. LCC is a gigantic contiguous irrigation system which is irrigating a vast area in Rachna Doab. Some idea of the extent and vastness of this canal system, as it stands today, can be had from the following facts:

Designed discharge at head : 11538 Cusecs. Area served (GCA) : 3,647,683 Acres (Located in 6 districts of central Punjab) Area irrigated 2006-07 : 5,000,350 Acres Designed intensity of irrigation : 75% 6 Actual intensity of irrigation : 165% Length of channels : 2,925 units (4680 km) Number of outlets : 6,954 Water Flow : Non-perennial (see Plate 1.15)

1.4 PROJECT OBJECTIVES

17. Main objectives of the New Khanki Barrage Project are as follows: To replace the old barrage with a new structure about 900 ft. downstream of the old barrage and to avoid possible catastrophe, should the old barrage collapse or get washed away due to old age. By replacing the barrage, save the canal network of 2925 channels (4680 KMs) irrigating above 5 million acres in 6 districts of central Punjab. By saving agriculture and Fisheries in Central Punjab, save the socio-economic structure of agricultural communities consisting of above 3 million people. This is the only Headworks in Punjab which has no bridge facility, areas on both side of the river are highly populated and lands are very fertile.

1.5 Project components 18. The Project construction activities will consist of the following: Construction of the new barrage at 900 ft downstream of the old head work

1. Construction of new bridge over the new barrage 2. Construction of LCC Head Regulator and small road bridge 3. Dismantling of old Khanki Head work 4. Construction of public park and Mosque 5. Construction of new Irrigation Staff colony by demolishing the existing old ruined colony.

The lower Irrigation staff colony adjacent to “Right side to existing LCC” spur shall get demolished because of the route of the link canal and a new colony shall have to be built on the adjacent PID land.

6. Rehabilitation of school 7. Construction of new Basic Health Unit (BHU) 8. Construction of the Consultant‟s Residence 9. Rehabilitation of the old Workshop 10. Acquisition of Private land for construction of new LCC 11. Alteration in route of High level Channel along the new LCC 12. Development and improvement of the access road (about 35 km)

1.6 ALTERNATIVE ANALYSIS 1.6.1 No project option/worst scenario option. 19. The Headworks, originally constructed in 1892, was a very flimsy structure. Khanki Headworks is the oldest head work of Pakistan It is shutter type structure, on outdated technique, used to control water flow and flood flow in River Chenab. It is now too old and outdated to continue providing required services. Khanki Headwork provides water to tributaries such as Lower Chenab Canal (L.C.C). It provides water to three million acres (12,000 km²) of agricultural lands by one main canal, Lower Chenab and 59 distributaries. The “no project” option is considered inappropriate. In view of the long term and wide spread benefits of safe and a long term New Khanki Barrage Project (NKBP). 1.6.2 Construction of Barrage at 4.5 Mile Down Stream 20. A new barrage is built on a new site, 4½ miles below existing Khanki Headworks, creating storage and electric power generation and present site are abandoned altogether and the existing structures are demolished to create a clear pond. Major weakness of this option is social Problems. There are 25 settlements and one main village (Kot-Natho) located within the

7 proposed storage area. The agriculture land of 38 villages‟ along with their prime agriculture land shall be under pond water. The population shall have to be shifted and resettled. The affectees shall also be paid compensation for land, houses, loss of income, shifting and resettlement. The forest land supporting elite Shisham Forest shall be lost forever. This option is dropped to large magnitude of resettlement

1.6.3 Remodeling Of Present Weir 21. Weirs is too old physically and too antique a model to stand for tenure of 50 years. The brick work and the superstructure can neither be repaired nor modernized. It has an archaic system of regulation through shutters, which is not only very cumbersome but also does not permit precise control over pond level. The transport of equipment and man power across the weir is through an aerial ropeway system which is not only very time consuming but also dangerous for the lives of crew staff. The SWR having been used for the purpose dates back to 1907. The capacity of the weir (800,000 cusecs) is not compatible with the capacities of Marala Barrage (1,100,000 Cusecs) and Qadirabad Barrage (900,000 cusecs).technically this option is not viable because this time old Headworks cannot cope with the demands on modern age irrigation techniques

1.6.4 New Barrage Construction of Same Location 22. Construction of a new barrage exactly on the same foundation, the old structure shall have to be demolished, in part or whole and it will upset the existing L.C.C. system. The effects so created may not be easily manageable. There will be a possibility of a mishap causing high floods downstream submerging villages and causing human and cattle life losses. The idea of a bridge over the barrage may have to be abandoned altogether. Also huge quantities of debris produced out of the destruction of the old weir shall have to be disposed off. And even the idea of increase of the pond capacity while keeping the structure on the same site will cause environmental and social problems. Replacing the shutters with proper operational gates will not be possible, as new foundations will be required which cannot be constructed without breaking the weir crest floors. This option is dropped on technical grounds.

1.6.5 New Barrage is Built Upstream Existing Headworks 23. The river span upstream the old weir is wider than the site where the old barrage was sited. The length of the barrage shall increase if located 1500‟-2000 ft upstream and the lands and several villages of Nathu Kot others shall be inundated, destroying 1200 houses displacing more than 100,000 persons, and creating an A Class resettlement problem. The L.C.C. Head Regulator shall also have to be shifted upstream and a link Canal shall be required to link up the new barrage to L.C.C. The link canal will pass through the Irrigation Department Colony and office which shall have to be shifted elsewhere increasing additional cost of land and buildings. By submerging more agricultural as well as alluvial lands, significant change will take place in the upstream habitat of flora and fauna. A change in the pond structure will necessitate modifications in the existing or construction of altogether new river training works, accruing exorbitant additional costs. This option is dropped due to huge quantum of resettlement issues and land acquisition.

1.6.6 Selected Option 24. The site of the new barrage is about 900 ft downstream of the old weir near the ends of the right bell bund and the left bell bund Up to this point the span of the river is as narrow as that of the old weir. It will be possible to have a barrage of almost same length but with a better design and most modern mechanism. The barrage gates can be electronically controlled through automation. The height can be so manipulated that the pond level does not change in its overall shape. The actual purpose of the project is to replace the old structure with a new and modern one so as to keep L.C.C. system running at optimal level inclusion of storage of water. Generation of hydroelectricity is additional benefit added to the original scope of the project. This is the option which is most suitable technically and has least resettlement issues.

8

Fig 1.1 Location map of Khanki Barrage

9 Resettlement Action Plan for New Khanki Barrage Project LARP

SECTION 2

SCOPE OF LAND ACQUISITION AND RESETTLEMENT

2.1 OBJECTIVES OF LAND ACQUISITION AND RESETTLEMENT PLAN 25. Main objective of Land Acquisition and Resettlement Plan (LARP) is to assess the impacts on Affected Persons (APs), provide compensation to APs and to develop a mechanism to implement LARP. LARP is prepared by Project Management Office (PMO) for Punjab Barrages, irrigation Department. This LARP is prepared to fit the provisions of the Land Acquisition and Resettlement Framework (LARF) and the requirements of ADB Safeguard Policy Statement (SPS) for Involuntary Resettlement. All project impacts and sets out objectives, principles, compensation criteria and public participation mechanisms to rehabilitate the APs. For preparation of LARP socio- economic survey, damages survey and market prices for different assets are collected from the market and concerned departments.

26. To Improve, or at least restore, the livelihoods of all displaced persons through (i) land- based resettlement strategies when affected livelihoods are land based and where it is possible to give cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where these are possible.

27. For this purpose different activities of Social Development are identified like vocational Training programme for the affectees, Upgrading of the Government school in the area, construction of Basic Health Unit, Employment opportunity with the contractor at construction time, construction of Public Park to Barrage site to enhance the economic activity and for tourism development. The affectees will be given judicious compensation on market base. The government employee of Irrigation Department will be relocated in a better new constructed colony with all civic and infrastructural facilities like Sui gas, electricity, water supply and infrastructural development. Beside this approach road to Barrage will be rehabilitated. 700 ft new road will be constructed to link the Barrage Bridge with Gujrat road. By this facility distance from Mandi Bahudin to Gujrat will be shorten 15 km and people will get better employment and traveling facility of the area will and will. By this bridge and road construction about 5 million people of the area will bet benefited by directly from this trans river communication.

28. At downstream the Khanki Headworks the Chenab River has change its course and began to swallow fastly towards its left bank. Severe erosive action has been started it is a great threat for adjacent villages and civil infrastructure i.e. roads school etc. To save the adjacent villages and civil infrastructure a battery of four (4) number studs will be constructed in addition to save them from potential threat of flood.

2.2 SCOPE OF STUDY 29. The Project construction activities will consist of construction of the new barrage, construction of new bridge over the new barrage, construction of LCC Head Regulator and small bridge, construction of public park, Mosque, BHU, Irrigation Staff Colony, rehabilitation of school, Workshop, and development and improvement of the access road (about 35 km). to mitigate the negative impacts of this civil works, LARP is prepared for improvement and rehabilitation of affected population.

30. The project is committed in providing entitlement to persons who lose their land and other property/ businesses due to the Project execution. Scope of the study includes calculating the

10 Resettlement Action Plan for New Khanki Barrage Project LARP

impacts on land and land based assets, estimation of all material losses incurred by project execution, census of all affected people and families, restoration of livelihood and preparation of Land Acquisition and Resettlement Action Plan based on the ADB Safeguard Policy Statement on Involuntary Resettlement.

31. The impact assessment and LARP preparation will a part of the preparation of each tranche of funding. The LARP for tranche 2 sub-projects will be updated on completion of detailed design. The requirement is to take the completed detailed design of the intervention and carry out a measurement survey and enumeration. The appraisal will entail the following studies and investigations:

(i) Census Survey: An IPSA will be prepared for each tranche. A census of all DFs and displaced persons (DPs) will be undertaken. The Census will determine the exact number of DFs/ displaced persons and how they are affected by the specific land acquisition requirements of a subproject. The Census will also identify all vulnerable displaced families (VDFs/ VDPs).

(ii) Impacts Assessment and Inventory: This task will be based on a Detailed Measurement Survey (DMS), which identifies the nature and magnitude of loss/ impact. The survey will include all losses including land (residential, commercial and agricultural), immovable structures, communal, public and cultural/ religious facilities, crops, trees and business incomes and wages.

(iii) Updating of land records with the support of the Land Acquisition Collector (LAC) and other revenue staff.

(iv) In case the private land is acquired, compensation rates after holding enquiry of section 5 (a) of the LAA and Board of Revenue approved prices will be included in the final LARP/s.

(v) Socioeconomic Survey: A socio-economic survey of 25% of the DFs/ DPs will be carried out to provide a detailed socio-economic profile of displaced persons, which would provide a basis for subsequent monitoring studies. The information gathered will focus on: (i) household composition and demography; (ii) ethnicity/caste groups; (iii) education; (iv) land ownership patterns, (v) livelihood patterns;; (vi) income levels and expenditure patterns; (viii) displaced persons views on the subproject and various resettlement and rehabilitation options; (viii) specific impacts on the poor, indigenous people (if any), women and other vulnerable groups.

(vi) Gender Impacts and Mitigation Measures

32. In general, about one-half of the total population of Pakistan is women who have the rights to have an equal participation in the economic development of the country. In this context, in the development project, a particular attention will need to be given to the women

33. Women household heads were registered as the recipients of compensation and rehabilitation measures due to the project impact. Land titles and use rights to replacement of land were registered in the name of women if the land lost to a subproject was legally owned by women. Women was be included in the consultation process through meetings held with the women and will be encouraged to participate in the LARP planning and implementation process. The following aspects will be covered under the gender impact assessment:

Include female enumerators during the impact assessment survey.

11 Resettlement Action Plan for New Khanki Barrage Project LARP

Impact assessment of DFs/ DPs indicating the total number of families and people must be gender disaggregated to pinpoint how many women are likely to be affected by the Project and establish their pre-project conditions. Women will be the major participants in the consultation processes to determine and negotiate for compensation entitlements and implement the LARP. Special attention will be given to the impact of resettlement on women and other vulnerable groups, such as IPs, during monitoring and evaluation of the LARP. Land/ house titles was be in the name of actual owner of spouses for asset replacement/ or for relocation.

2.3 Project Implementation Conditionalities 34. Preparation of the LARP for implementation of the project for will be subjected to a number of LARP related condition as follows:

I. Finalization of LARP ready for implementation after approval from ADB. II. The implementation of a LARP, including the full completion program detailed in the document, will be condition for the provision of no objection to the initiation of civil works III. Full disclosure of this LARP to the APs.

2.4 LAND ACQUISITION AND RESETTLEMENT PLAN (LARP) 35. In spite of best efforts to avoid land acquisition, less or more land acquisition is involved in construction of Barrage. One of the main impacts of the project will be arising due to the acquisition of land. The project is committed to compensate to the persons who loose their land and other property/businesses and the provisions of law that apply to such situation will be followed.

36. This Land Acquisition and Resettlement Plan (LARP) has been developed to minimize involuntary resettlement to ensure that the persons to be displaced have their former living standards and improved income earning capacity or at least restored to original position.

37. All the development projects including the resettlement components will take into consideration the compensation aspects. Currently Land Acquisition Act of 1894 facilitate the Provincial Governments and the Project Implementation Agencies (PIA‟s) to frame rules and regulations for the development projects requirements including compensation of the Project affectees‟ assets. This has been supplemented through development of the Land Acquisition and Resettlement Framework (LARF) prepared by Irrigation Department and duly approved by Asian Development Bank (ADB).

38. For preparation of this LARP field investigations and data collection was conducted in July 2011. Rate analysis for different structures, trees and crop compensation was prepared in July 2011 based on the rates obtained from concerned departments and market rates. The prices quoted in report for land and all land based assets like houses, commercial structures, trees and crops are presently prevailing in market.

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SECTION 3

SOCIO-ECONOMIC INFORMATION AND PROFILE

3.0 GENERAL 39. The data presented in this report has been gathered during the field survey conducted in July 2011. The impact assessment has been made during this period and subsequently with final follow up verification field visit it was finally completed on 25th July 2011. As such 25 July 2011 is treated as the cut-off date for compensation/ rehabilitation eligibility.

3.1 SOCIAL IMPACT ASSESSMENT 40. According to ADB safeguard policy, the borrower/ client will conduct socio-economic survey(s) and a census, with appropriate socio-economic baseline data to identify all persons who will be displaced by the project and to assess the project‟s socio-economic impacts on them. The assessment of their income and livelihoods and gender disaggregated information pertaining to the economic and socio cultural conditions of displaced persons, for this purpose a comprehensive socioeconomic survey is conducted by focusing on gender issues and female problems.

3.2 SOCIO-CULTURAL CONDITION 41. The project area is geographically situated in Tehsil wazirabad district Gujranwala of the Punjab Province. The socio-cultural condition of the district is almost same. Most people living in the surrounding villages are Punjabi farmers. Dress patterns are the same almost everywhere, Shalwar kameez and dothi kurta are the common dresses of males and Shalwar kameez for females. People belong to various castes. Most of the people are engaged in agriculture or agro- based businesses. The number of industrial laborer has been increased after establishing of different cutlery and steel industries in Wazirabad and surrounded area.

42. Land on the two banks of the river is heavily populated and thickly cultivated cropping pattern on the two sides are different. On the right side citrus and sugarcane crops are predominant and on the left side rice and fish are major form products for gainful marketing of the agriculture produce on the both the banks and cross river movement the bridge will be a valuable addition.

3.2.1 Demographic Profile the District 43. Population of district Gujranwal was estimated 4,910,600 in 2010. Wazirabad, one of tehsil of district has population of 1,636,867 of it is distributed in five union councils Kahnki Barrage site is situated in union council Delawer Cheema councils population around 30,000 which comprise mostly on Jatt Cheema however, Baryar, Awan, Pathan, Rana, Luk, Kashmiri, Ansari.

3.2.2 Caste System 44. Most of the people in the Project Area belong to the following castes.

Table 3.1: Castes Pattern in Project Area S. No Tehsil Castes 1. Wazirabad Jatt, Rajput, , Baryar, Awan, Pathan,Rana,Sayyed etc.

3.2.3 Religion 45. Almost whole population of Project Area is Muslim. Cultural festivals are mostly related to traditional religious events. Pilgrimages to shrines (or Ziarats) are very common. Only minority identified in the area are Christians less than 1%.

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3.2.4 Settlement Pattern 46. Settlement pattern is rural in the area. People live in villages and hamlets. Culture is homogeneous. All villages are connected with mettled roads with their nearest towns. Language, traditions, rituals are common.

3.3 INDIGENOUS PEOPLES SAFEGUARDS 47. According to its safeguard policy the objectives for indigenous people safeguard are “To design and implement projects in such a way that fosters full respect for Indigenous Peoples' identity, dignity, human rights, livelihood systems, and cultural uniqueness as defined by the Indigenous Peoples themselves so that they (i) receive culturally appropriate social and economic benefits, (ii) do not suffer adverse impacts as a result of projects, and (iii) can participate actively in projects that affect them. This above statement was policy document in screening out indigenous people.

48. During the field survey it was especially focused to screen out such people. People living in project areas belong to various caste patterns and have homogeneous culture. People have different caste systems but their culture pattern and living habits are same as those of people of Punjab province. There is no community that meets the criteria of ADB definition of Indigenous People. As such the ADB policy on Indigenous peoples will not be triggered by the project.

3.4 SOCIO-ECONOMIC INFORMATION 49. The socio-economic information was gathered during July, 2011 by using different techniques and methodologies and is derived from primary and secondary sources. Primary data were collected through following data collection tools: (i) village profiles; (ii) household census survey; (iii) survey of all commercial structures and socio-economic survey. Village profiles performas were got filled from the people of all villages along the Project site. Household survey forms and commercial survey forms were filled in by all affected households/ commercial units within the COI.

50. Secondary information was gathered from all available documents i.e. District Census Reports 1998 of relevant districts, Design Utility Folders prepared by the Design Engineering Consultants, field Land Staff of Irrigation Department and Asian Development Bank Guidelines for resettlement. Meetings were held with the officials of Revenue Department, Agricultural, Irrigation and forestry department; feedback of all these meetings has also been kept in view for this study.

3.4.1 Methodology 51. To develop the following baseline condition of the project area, socio-economic survey was carried out in the project area. Stratum random technique was adopted for this purpose. Totally 100 survey form were filled from 4 villages and a sample size of 15 to 35 questionnaires were taken from every village according to their population size and comprised of both male and female portion of the population. A team of 4 data enumerators was formed for survey from both males and females. Survey from females was conducted by female data enumerators.

52. Socio-economic survey respondents belonged to all walks of life including residents, passengers, community leaders, key influential persons, women and all possible stakeholders. The census focused on all affectees whose houses and business structures were to be affected by the project. These people were also interviewed regarding potential impacts related to the construction of New Khanki Barrage. Beside this, focus survey group sessions were also carried out in the villages along the Project site to gather the view point of the general public.

3.4.2 General Profile of the Respondents

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53. Out of the 100 respondents surveyed during socio-economic survey of section-1, 60% are male and 40% are female, 78% are married and 22% are unmarried, 52% literate and 48% are illiterate. 74% are employed and 26% are un employed. In village areas it is observed that most of the people are engaged in economic activities though most of them are under paid. Women, who are engaged in domestic work or participate with males in agriculture work as helping hand, also consider them employed.

Table 3.2: General Profile of Respondents

Respondents Percentage Total S. No Aspects Respondents (No) (%) Surveyed Male 60 60 1 Sex Ratio 100 Female 40 40 Married 78 78 100 2 Marital Status Unmarried 22 22 Literate 52 52 100 3 Literacy Rate Illiterate 48 48 100 Employment Employed 74 74 4 Status Unemployed 26 26

3.4.3 Respondents’ Age Group 54. Table 3.3 presents the distribution of respondents according to their age group. During the survey sample size was selected from mature people. Children and minor were not interviewed. Among the respondents 16% were younger than 25 years, 13% were between 26 to 30 years , 16% were between 31 and 35 years , 20% between 36 and 40 years , 17% were older than 41and less than 50 and 18% respondents belonged to age group 51 year plus.

Table 3.3: Respondents’ Age Group

S. No Age Group No. % 1 15-25 16 16 2 26-30 13 13 3 31-35 16 16 4 36-40 20 20

5 41-50 17 17

6 51-65 and Above 18 18 Total 100 100

3.4.4 Education Facilities 55. In a total of 4 villages situated along New Khanki Barrage Site there are 8 government schools for boys and 6 schools for girls. Besides this there are also 8 private schools in these villages. Table 3.4 below shows the status of educational institutions along the project route.

Table 3.4: Education Facilities along the Project Area Private School S. No Govt Schools Male Female Total (Male + Female) 1 Primary 4 4 2 10 2 Middle 3 1 4 8 3 High 1 1 2 4

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Total 8 6 8 22

3.4.5 Education Level 56. Literate respondents had various education levels. Out of 52 literate respondents, 15% had primary education, 19% up to Middle, 23% up to Matriculation, 8% intermediate and 8% were graduate. Out of 52respondents has education level up to master level which is less than 4%. 4% respondents have religious education. Educational status of the respondents is shown in the Table 3.5.

Table 3.5: Educational Status

Percentage S. No Education Level No (%) 1 Primary 15 29 2 Middle 10 19 3 Matriculation 12 23 4 Intermediate 4 8 5 Graduation 4 8 6 Master Level 2 4 7 Technical 3 6 8 Religious 2 4 Total 52 100

3.4.6 Social Amenities 57. During socio-economic survey, to develop the social baseline of the Project Area, the respondents were inquired about the utilities in their homes. Most of the respondents (100%) had electricity in their homes whereas 16% had the facility of sewerage in their homes. On the other hand 8% have land line telephone facility, 12% have facility of public water supply and 0% has Sui Gasses facility in their homes. Table 3.6 presents the social amenities available in the area.

Table 3.6: Social Amenities S. No Social Facility Number Percentage (%) 1 Electricity 100 100 2 Sewerage 16 16 3 Telephone (Land Line) 8 8 4 Water Supply 12 12 5 Sui Gasses 0 0

3.4.7 Professional Status 58. Table 3.7 presents the respondents‟ professional status. Among them 40 % are farmers, 4% are businessmen, 12% are labourers, 13% are in Government service, 4% are in private services and 27% are unemployed. This shows most of the people in village areas kept themselves busy in different activities. Table shows major profession of the people is agriculture.

Table 3.7: Professional Status

S. No. Profession Number of Respondents Percentage (%) 1 Agriculture 40 40 2 Business 4 4 3 Labour Work 12 12 4 Govt Service 13 13 5 Private Service 4 4

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6 Unemployed 27 27 Total 100 100

3.4.8 Household Income Levels 59. Table 3.8 shows the respondents‟ income levels. Most of them (19%) had incomes up to Rs 6,500. 27% had income between Rs. 6,600 to Rs.10,000/ month. 23 % respondents belonged to the income group ranging between Rs.11,000 to 15,000/ month, 24% between Rs.16,000 to 25,000/ month and 7% had an income more than Rs.25,000/ month. These income classes belong to various professions. Mostly labour class belongs to low income group having less than 6,500/ month.

Table 3.8: Income Levels

S. No Monthly Income Group (Pak Rs) Number Percentage (%) 1 Up to 6,500 19 19 2 6,600-10,000 27 27 3 11,000-15,000 23 23 4 16,000-25,000 24 24 5 More Than 25,000 + 7 7 Total 100 100

3.4.9 Monthly Expenses 60. Table 3.9 shows that about 8% of the respondents have their monthly expenses up to Rs. 6,500. 34% respondents have monthly expenses ranging Rs. 6,600 to Rs. 10,000. 25% respondents have their monthly expenses in the range of Rs. 11,000 to 15,000. Mostly people are farmers and therefore most of the products of domestic use are produced in their own farms still heir domestic expenses are less as compared to urban areas of Pakistan. Only 17% respondents have their home expenses more than Rs. 25,000. Table 3.9 shows the monthly expenses situation. Monthly expenses are more than income which means no saving.

Table 3.9 Monthly Expenses S. No. Monthly Income Group (Pak Rs) Number Percentage (%) 1 Up to ,5000 8 8 2 6,600-10,000 34 34 3 11,000-15,000 25 25 4 16,000-25,000 16 16 5 More Than 25,000 + 17 17 Total 100 100

3.4.10 Monthly Income of AFs In Respect to their Professions

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61. Respondents were inquired about their income in respect to their professions. There were mainly three categories of the respondents, farmers, government employees and Labour class. All the respondents are living above the poverty line and the labour class have monthly income ranging from 8000 to 25000 because of their unanimous economic earning of whole family. Farmers and labour classes are not only involve in cultivation but they have some other resources too like milk selling, live stock raising at small scale, poultry farming and animals trade at local level etc.

Table 3.10 Monthly Incomes and Profession S. Professions Avg. Monthly income No of families Percentage No (%) 1 Farmers 10,000-12,000 23 23 12,000-20,000 27 27 20,000-25,000 31 31 2 Govt. Employee 11,000-15,000 9 9 15,000-25,000 3 3 25,000-30,000 2 2 3 Labour Class 8,000-12,000 2 2 12,000-20,000 2 2 20,000-25,000 1 1

3.4.11 Land Holding Size

62. There are total 46 farmers‟ families who are going to lose their land. There is no family who have farm size less than 4 acres. Families who have farm size up to 8 acres are 22%, families who have farm size up to 12 acres are 39%, up to 18 acres are 22% and families who are have family size having more than 18 acres are17%. Table 3.11 Monthly Incomes and Profession

S. No Land Holding (In Acres) Number Percentage (%) 1 4-8 10 22 2 8-12 18 39 3 12-18 10 22 4 18-25+ 8 17 Total 46 100

3.4.12 Land Loss

63. There are 46 owners‟ farmer‟ families who are losing their land, only 1 family is losing their land holding up to 5 acres he is big land lord and having landholding up to 150 acres.this loss is 2% of total loss. On the other hand 22% families loss their land up to ¼ acre,39% families loss their land up to ½ acres, 22% families loss their land up to 1 acre and 17% families are losing their land holding up to 2 acres. This is shown in Table 3.12. Table 3.12 Percentage of Land Loss S. No Land Loss (In Acres) Number Percentage (%) 1 Up to 1/4 Acres 10 22 2 Up to 1/2 Acres 18 39 3 Up to 1 Acres 10 22 4 Up to 2 Acres 7 17 Up to 5 Acres 1 2 Total 46 100

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3.5 House Size 64. During the Socio-economic survey respondents were also inquired about their house sizes to see the living standard of the respondents. Table 3.10 shows that 8% of the respondents have their house area up to 5 marla and 33% of the respondents have their house size in the range of more than 5 marla but less than 15 marla. 40 % respondents have big houses and with house area up to 1 kanal and 19% respondents have large size houses of more than 25 marla.

Table 3.11 House Size S. No Area (Marlas) Number Percentage (%) 1 Up to 5 8 8 2 5 – 15 33 33 3 15 – 25 40 41 4 More Than 25 19 19 Total 100 100

3.5.1 House’s Construction Type 65. During the Socio-economic survey respondents were also inquired about their house construction type to see the living standard of the respondents. 15% of the respondents live in Kacha (Mud) a house that is houses made of mud (Un burnt bricks) and with traditional beams and baton roofs. 60% respondents live in pucca a house that is houses constructed with superior materials and workmanship. 25% respondents have a Semi pucca house that is houses made of bricks masonry with mud mortar. Table 3.11 shows the house construction type.

Table 3.12 House Construction Type of Houses Construction S. No Construction Type Number Percentage (%) 1 Kacha 15 15 2 Pucca 60 60 3 Semi Pucca 25 25 Total 100 100

3.5. 2 Borrowing Status 66. During the public consultation, it was identified that a nominal proportion of the respondents, i.e. 17 % had borrowed money from different sources such as Agriculture Banks, Feudal Lords, or relatives and major proportion of the respondents (83%) are free from any kind of debt burden. Table 3.12 shows the borrowing status of the respondents.

Table 3.13: Borrowing Status S. No. Borrowing Status Number Percentage (%) 1 Under Debt 17 17 2 Without Any Debt 83 83 Total 100 100

3.5.3 Borrowing Source 67. The respondents who are under debt burden have taken loan from different sources. Most of the respondents (65%) have taken loan from their friends or relatives, 30% have taken loan from different banks and only 5% respondents have taken loan from an institute non government organizations institute). Table 3.13 shows the borrowing source of the respondents.

Table 3.14: Borrowing Source

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S. No Borrowing source Number Percentage (%) 1 Bank 5 30 2 Relative/Friend 11 65 2 Non Government Organization 1 5 Total 17 100

3.5.6 Project Information 68. Table 3.14 indicates knowledge of the respondents. Almost everybody, nearly 91% respondents, have information that Barrage is going to be constructed in the area. People see land marker in their surroundings every day. Only 9% respondents, mostly new comer in area or travelers, have no information about the construction of the road. Table 3.15: Project Information S. No Project Knowledge Number Percentage (%) 1 Yes 91 91 2 No 9 9 Total 100 100

3.6 Gender Component 69. A total of 40 women from the project area were interviewed by the female staff, as per level of awareness on the project, most women were aware of the construction of the Barrage and Studs project. Table 3.15 indicates the social condition of women surveyed. 45% had access to school, 35% had to college level education and only 20% ladies had access to university level education. This reveals that they were free in getting education if they were willing and educational facilities were available in their surrounding areas. On the other hand, 30% women had access to lady health visitor, 32% consult government doctor, 25% consult private doctor and 20% consult quacks in case of sickness/ailments.

Table 3.16: Social Condition of Women in the project Area Access to Education Access to Health Facility Age Nurs Govt Private Group School College University e/ Quacks Doctors Doctors LHV 16-25 9 2 3 2 3 3 2 26-35 4 5 2 3 5 3 1 36-45 3 3 1 4 2 2 1 46-55 2 3 2 2 1 1 2 55/above - 1 - 1 2 1 2 Total 18 14 8 12 13 10 8 % age 45 35 20 30 32 25 20

67. 40% of the population surveyed comprised of females.

3.7 Culture and Tradition 70. The food of the inhabitants is very simple. Wheat and rice are consumed in the project area. The use of Desi ghee and lassi (diluted yogurt) is very popular in the rural area. Milk is also available in a sufficient quantity. The people of the area are fond of meat, especially various forms of beef. The use of ornaments among the females is also common. The females decorate themselves with earrings and bangles.

3.8 Community Health and Safety 71. For this purpose a comprehensive EIA report is prepared for the subject project and dully submitted to ADB Environment cell. In this EIA report a special attention is given to public safety during project construction and its operation phases. In EIA report special focus is given on

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reconstruction of those social amenities which will be demolished by the project. But during the field visit it is confirmed no hospital, basic health unit or any other health institution is going to be relocated or demolished.

3.9 Physical Cultural Resources 72. As per ADB safeguard policy when a project may affect physical cultural resources, the borrower/client will consult with affected communities who use, or have used them within living memory, for long-standing cultural purposes to identify physical cultural resources of importance and to incorporate the views of the affected communities on such resources into the borrower‟s/client‟s decision making process. During the field survey a special focus was given to screen out such subject but no physical or cultural object like shrine, mosque or historical place is going to be affected.

3.10 NEED ASSESMENT 73. During the Socioeconomic Survey and public consultation sessions, Affecteees were inquired about the civic facilities and social amenities required in the area. General infrastructural facilities like roads, schools, private medical clinics are available in the vicinity of the area. Most of the people demanded, “a Public Park should be constructed on the bank of the Barrage” so the local tourism can be flourish and earning opportunities can be generated for the residents of the area. Some people demanded that vocational training courses should be imparted to the young APs that they can earn in a better way

3.11 Non Government Organization 74. During the Socioeconomic survey the Non Government Organizations (NGOs) working in the field for the community development and Social Development are tried to be screen out and consulted. There are three prominent and reputable organizations, found in the field i.e. Punjab Rural Support Programme (PRSP), Technical Education and vocational Training Authority (TEVTA) and Punjab vocational Training Council (PVTC). Any one of these NGO can be taken on board at time of LARP implementation of vocational training under the social Development Plan.

3.12 Gender Impacts and Mitigation Measures 75. In general, about one-half of the total population of Pakistan is women who have the rights to have an equal participation in the economic development of the country. In this context, in the development project, a particular attention was given to the women relating to the compensation pertaining to their activities.

76. A LARP will include measures ensuring that the socio-economic needs and priorities of women are identified, addressed and mitigated accordingly. The following gender provisions will be incorporated to safeguard the specific needs and problems of women displaced persons (WDPs) during subproject implementation. The socio-economic data gathered will be gender- disaggregated. Gender roles analyzed and if women and the needs, aspirations and priorities of women will be taken into consideration during consultation and preparing mitigation measures and reported in the LARP. In this context, female enumerators were involved to collect data and assist women in resettlement activities. Women household heads were registered as the recipients of compensation and rehabilitation measures due to the project impact. Land titles and use rights to replacement of land were registered in the name of women if the land lost to a subproject was legally owned by women.

SECTION 4

21 Resettlement Action Plan for New Khanki Barrage Project LARP

INFORMATION DISCLOSURE, CONSULTATION, AND PARTICIPATION

CONSULTATION, PARTICIPATION AND DISCLOSURE

4.0 GENERAL 77. Consultations were carried out with the displaced persons to identify their needs and preferences for compensation and rehabilitation measures. In this regard, the displaced persons were thoroughly informed on the results of the census and impact assessment and their preferences for compensation and other resettlement assistance was given due consideration. The processes and mechanisms ensuring the active involvement of displaced persons and other stakeholders are detailed in the LARP. 78. Key information in the LARF (Information Pamphlet), including the entitlement matrix, were translated in Urdu and disclosed to displaced persons, a copy of the Information Pamphlet was placed in the concerned offices, such as the PIUs, Revenue Department (LAC) and PMO for the public information.

79. The consultation process was needed to outline the legal procedures that are to be followed for land acquisition and relocation in line with the Pakistan and the Punjab land law. The details of the process will have to be clearly communicated to the displaced people and in a form that can be easily understood.

80. This section deals with public consultation sessions held with the various stakeholder groups that are likely to be affected by the implementation of the Project. The consultation process was carried out as per the ADB guidelines. The consultation and public disclosure was undertaken in two phases first at the preliminary stages while collecting the base-line socio-economic data for the project area and project affectees. Subsequently a LARP was developed based on findings of the preliminary investigations on socio-economic and public consultation process. All these aspects are briefly given below:-

4.1 Reconnaissance survey of the project area 81. A preliminary survey was conducted in order to familiarize the resettlement team with the physical, infrastructural and socio-economic environmental conditions of the project area and its vicinity.

4.1.1 Field Surveys 82. Surveys were carried out in order to investigate physical, biological and socio-economic resources falling within the immediate area of influence of the project. Primary data collection included:

Land demarcation, measurement and land record collection. Pretesting of socioeconomic survey tools in the field. Physical measurement of structures falling in the ROW. Socio-economic profiles amongst the project affectees in the project vicinity.

4.2 CONSULTATION, PARTICIPATION AND DISCLOSURE 4.2.1 STAKEHOLDER’S CONSULTATIONS 83. In this regard, the displaced persons will be thoroughly informed on the results of the census and impact assessment and their preferences for compensation and other resettlement assistance will be given due consideration. The processes and mechanisms ensuring the active involvement of displaced persons and other stakeholders will be detailed in the LARPs, which

22 Resettlement Action Plan for New Khanki Barrage Project LARP

will include as an Annex with the list of participants, the location, date and minutes of consultation meetings. 4.3 ADB POLICY FOR INFORMATION DISCLOSURE 84. In line with ADB‟s Public Communications Policy, ADB is committed to working with the borrower/client to ensure that relevant information (whether positive or negative) about social and resettlement safeguard issues is made available in a timely manner, in an accessible place, and in a form and language(s) understandable to affected people and to other stakeholders.

85. Consultation process has the following objectives: Share information with stakeholders on New Khanki Barrage project and expected impacts on aspects of affectees of the construction Project. Understand stakeholders‟ concerns regarding various aspects of the Project, including the existing condition of the upgrading requirements, and the likely impact of construction related activities and operation activities; Provide an opportunity to the public to influence Project design in a positive manner; Obtain local and traditional knowledge, before decision making; Increase public confidence about the proponent, reviewers and decision makers; Reduce conflict through the early identification of controversial issues, and work through them to find acceptable solutions; Create a sense of ownership of the proposal in the mind of the stakeholders; and Develop the proposals that are truly sustainable.

4.4 IDENTIFICATION OF STAKEHOLDERS 86. During the field survey, significant efforts were made to identify the possible categories of stakeholders and their stakes. During the field survey different stakeholders identified were the villagers, local residents, government officials, shop owners, public representative, NGO‟s and general public. All those stakeholders had different types of stakes according to their professions.

4.5 INFORMATION DISCLOSURE PLAN 87. During the census and DMS, each affected household were directly informed about the subproject entitlements and procedures. Key information in the LARF (Information Pamphlet), including the entitlement matrix, was translated in Urdu and disclosed to displaced persons, a copy of the Information Pamphlet was placed in the concerned offices, such as the PIUs, Revenue Department (LAC) and PMO for the public information. An Urdu information pamphlet summarizing the LARP was provided to all displaced persons prior to ADB management approval and uploaded on ADB website.

88. The consultation process was outlined with the legal procedures that are to be followed for land acquisition and relocation in line with the Pakistan and the Punjab. The details of the process will have to be clearly communicated to the displaced people and in a form that can be easily understood. The information given was clearly out lined with the provisions of the recent ADB Safeguard Policy Statement and outline the rights and obligations of any displaced people.

4.6 SCOPING SESSIONS 89. A series of scoping sessions and focus group discussions were also held with local communities and local government representatives. The meetings were held at various locations.

90. Generally, people were found to be aware of the need of the Barrage, and indicated their support for the present Irrigation Project. Local communities demanded that they should be part of a continuous consultation process with other stakeholders at different stages of the Project including the design, construction, and operational periods. The scoping sessions were carried out according to the schedule indicated in Table 4.1.

23 Resettlement Action Plan for New Khanki Barrage Project LARP

Table 4.1 Schedules of Scoping Sessions Sr.No Date Village Participants 1 21-7-2011 Khanki 12 Irrigation Colony at Khanki 2 22-72011 18 Headworks 3 22-7-2011 Thati Baloch 22 4 23-7-2011 Burg Cheema 14 Total 66

4.7 Concerns Regarding the Project 91. During the field survey people were asked of their views regarding the New Khanki Barrage Project. People have positive thinking and good hopes about the project but fears and doubts of unforeseen issues are also exist in their minds. Concerns discussed are as follows:

Project introduction to Stakeholders

Compensation package for affected persons

Land acquisition related matters

Project components & Discussion on various aspects

Resettlement issues

Valuation procedure of affected assets

Compensation in cash/voucher and on time

Special care for vulnerable groups

Design Issues and length of the studs

Can avail the Barrage for trespassing.

Overhead bridges at existing Link Road Crossings be provided;

Length of the Studs should be increased;

Spur Bund should be constructed instead of Studs.

Construction should be started at the earliest

Induct local labour into the construction workforce as far as possible to avoid social conflict between the migrant labor and local communities;

Provide proper diversion for the traffic during construction to avoid traffic congestion and related hazards.

The responses of the respondents is shown in Table 2.16

Table 2.16: Stakeholders Concerns S. No Concerns Frequency

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1 Length of the Studs should be enhanced 82 Recreational facilities and parks should be constructed so that 2 68 economic activities can be enhanced 3 Agriculture Lands will be under valued 28 4 No compensation payment is given to affectees, especially tenant 48 5 Jobs will not be provided to local people during construction 56 6 Privacy will be disturbed due to construction work 58 Multiple choices respondents gave more than 1 opinion

4.8 PROPOSED MEASURES FOR INCORPORATING STAKEHOLDERS’ CONCERNS 92. These concerns are related to different activities activities and stages of project construction. Following measures are and will be carried out in order to protect surrounding communities from the expected impact of construction: -

Compensation package for asset lost is prepared after discussions with the APs. A Grievance Redressal Mechanism is design to take care of land acquisition related matters of APs. Assistant Director Resettlement/ Resettlement Expert will help the APs in geting their payment from revenue department for LAC. Valuation of houses, trees and crops is made in the presence of APs. Assistant Director Resettlement/ Resettlement Expert will facilitate the vulnerable people in resettling them. Design issues particularly the lengths of the studs were forwarded to technical staff (Designers) for review and suggestions. An approach road shall be constructed before commencement of construction work so that construction machinery and vehicular movement for construction remains confined to the COI acquired. Project construction camps will be located at a minimum distance of 500 meters away from existing settlements. In order to avoid restricting the mobility of local people, construction vehicles will remain confined within their designated areas of movement. Local customs and traditions will not be violated to minimize social friction. Good relations with local communities will be promoted by encouraging contractors to prefer employment of locals as skilled and unskilled labor as well as provide opportunity to locals for on job training in construction. The contractor is made obliged to give first preference to local communities for recruiting his labour force in contract documents.

4.9 CONSULTATION MEETINGS AT VILLAGE LEVEL 93. Consultation Village meetings have many uses in participatory development, including information sharing and group consultation, consensus building, prioritizing and sequencing of interventions and collaborative monitoring and evaluations. Concerns raised during the preliminary village meetings have been given in Table 4.2.

Table 4.2 Consultation Village Meetings and Concerns of the Participants Village Total S. No of Name/ House Population Date Main Concerns Expectations No Participant Venue hold Construction of Employment Park Opportunities 21-7- 1 Khanki 500 3500 12 Employment at 2011 time of construction

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Village Total S. No of Name/ House Population Date Main Concerns Expectations No Participant Venue hold Construction of Construction of Irrigation 22-7- 2 25 150 18 Mosque and new Irrigation Colony 2011 School Colony Earliest Safety from Commencing of flood Studs Thatti 22-7- Construction 3 250 1800 22 Baloch 2011 Judicious compensation for land and land based assets Earliest Safety from Commencing of flood Studs Burg 23-7- Construction 4 200 1500 14 Cheema 2011 Judicious compensation for land and land based assets Total 66

94. The process of consultations with the APs continued till finalization of this LARP, through field representatives of Irrigation Department staff, who kept visiting the entire Project area for validation, verification and assessment of data regarding land measurement, structures, trees etc., and above all for the valuation of land prices. For public consultation and information to the affected people a social organization cell will be established where male and female social organizers are imparting information to the affectees.

95. In addition, APs will be consulted by District Price Assessments Committees constituted under the Instructions of Sr. Member BoR under the chairmanship of District Coordinating Officer.

96. The APs of 4 villages were informed about the market prices prevailing in revenue department record during the field visit and recorded their grievances. Aps will be again consulted and the proceedings will be incorporated in the awards as well.

4.10 CONSULTATION AND PARTICIPATION 97. According to ADB safeguard policy a meaningful consultation processes was carried out for policy application, meaningful consultation was a process that (i) began early in the project preparation stage and is carried out on an ongoing basis throughout the project cycle; (ii) provides timely disclosure of relevant and adequate information that is understandable and readily accessible to affected people (iii) is undertaken in an atmosphere free of intimidation or coercion; (iv) is gender inclusive and responsive, and tailored to the needs of disadvantaged and vulnerable groups; and (v) enables the incorporation of all relevant views of affected people and other stakeholders into decision making, such as project design, mitigation measures, the sharing of development benefits and opportunities, and implementation issues.

4.11 LARF DISCLOSURE PROCESS 98. After suggesting the possible solutions of the stakeholders‟ concerns as mentioned above in the preliminary village level meetings, this was followed with solutions as per provisions of LARP and for which LARF disclosure was made with the stakeholders and general public. LARP report will be made accessible to all concerned parties. The salient features of LARF covering entitlement matrix, grievance redressel mechanism and monitoring aspects are translated in Urdu language for

26 Resettlement Action Plan for New Khanki Barrage Project LARP

all the end users. This report will be available in the nearest public library, local government offices as well.

4.12 LARF PUBLIC DISCLOSURE MEETINGS AND FINDINGS 99. Public disclosure meetings were held with the view to disseminate information about the „Entitlement Package‟ designed for the Project Affectees (PAs) and to solicit their viewpoints to refine this package. For this public disclosure a comprehensive planning was done. All the stakeholders and affectees were informed by public announcement. During these public meetings photos were taken and all the quarries of the participant were noted and duly answered. Compensation package was updated and refined on the basis of this feedback. Table 4.3 presents details about the date, time, venue of public meetings and participants from different Project affected villages. Details of this question answer sessions are given as per Annexure-6.

Table 4.3: Public Disclosure Meetings for LARF Entitlement Matrix S. Date District/ Tehsil Name of Village Participants No 1 21-7-2011 Gujranwala Wazir abad Khanki 12 Gujranwala Wazir abad 2 22-7-2011 Irrigation Colony 18 Gujranwala Wazir abad 3 22-7-2011 Thatti Baloch 22 Gujranwala Wazir abad 4 23-7-2011 Burg Cheema 14 Total 66

100. After dissemination of LARF Entitlement Matrix and Grievance Redressal Mechanism brochure, following common issues were discussed in the form of question and answer session (including comments, suggestions of the APs) in all the affected villages and responses given to various questions of the APs are summarized as below:-

All construction work will be confined within the proposed construction limits. Payment will be made as per Land Revenue Record. This record is being updated in consultation with the affectees of the Project Area. However, final payment will be made after detailed measurements of the affected land and the updated record of ownership by the Land Revenue Department. All the payment will be made prior to commencement of construction work. Land for land compensation is not feasible due to non-availability of sufficient land in project vicinity. Compensation for fruit trees will be made on scientific basis considering a number of factors such as type, age, production per year etc. For non-fruit trees, compensation will be made according to market value based on volume of wood produced by these trees. If the remaining land becomes useless and inaccessible then it will be compensated as per market value plus 15 per cent for compulsory land acquisition charges. Cash/voucher compensation will be made at replacement rates for affected structures and other fixed assets free of salvageable materials, depreciation and transaction costs. In case of partial impacts, full cash/voucher assistance will be made to restore the remaining structures. If chunks of remaining land are small enough that make cultivation difficult or impossible, compensation will also be made as per market value. The likely start of project construction is in end of year 2012 which will commence after payment of compensation has been made. The proposed Project will be completed by end of year 2016. The Land Revenue Record is being updated in consultation with the Project Affectees.

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Borrow materials will be taken from such areas where there is an agreement with the land owners for the purchase or lease of such lands. Final locations will be decided by the Contractors in consultation with the Construction Supervision Consultant. However, these areas will be located away from the features such as roads, buildings, watercourses population centers etc. Necessary mitigation measures will be taken to reduce air, noise pollution. Irrigation office at Khanki Headworks can be approached for further queries about the Project. Since courtyard with its structures is a part of the house, cash/voucher compensation for the affected land will be made at full replacement cost, which is free from taxes, registration or transfer costs. Cash/voucher compensation will be made depending upon the market values of different types of land. In case of agricultural land, extra 15 per cent will be paid as compulsory land acquisition charges. For residential and commercial lands, payment will be made at full replacement cost. All these costs will be free of taxes, registration and transfer costs. Agricultural lands will be categorized according to their qualities of fertility village wise. Fertile land will be paid more as compared to arid and barren lands. Commercial lands and land attached to the villages will be treated as residential land and will be paid off accordingly at present market value and not on average price of revenue record. When the list of inventory will be finalized and draft report will be compiled it will be displayed at nominated places like District Coordination Officer (DCO) office, Public Libraries and copies will be given to public representatives. These people can check their inventories and in case of any problem/ variation they can give application to Grievance Redressal Committee (GRC) in their respective areas. Farmers will be paid compensation for all their assets including trees, houses, tube wells etc. In case of disputes among shareholders of land the payment will be deposited in the court of law and as and when the decision is made it will be paid by the court accordingly. The tenants will also be paid for their assets. For residential/ commercial buildings affectees, three months allowance will be paid. For houses/ structures, cash/voucher compensation will be given at replacement rates. It will be free of salvageable materials depreciation & transaction costs. Cash/voucher compensation will be made for loss of trees at income replacement. Compensation for the land will be paid to the owner; however occupant/ tenant would be paid compensation for one-year crop. In addition preference will be given to local people for jobs in all categories such as skilled, semi-skilled and un-skilled labour etc. This action would be done in collaboration with the construction contractors. All the assets to be lost will be quantified, measured and evaluated by the respective departments (Buildings Department, Forest Department, Agriculture Department and Revenue Department) for payment of compensation. Compensation will be made at market value irrespective of what is mentioned in the Land Revenue Record.

4.13 FINAL LARP PUBLIC DISCLOSURE PLAN 101. Final round of Public Disclosure meetings will be held with the APs, after the approval of LARP from ADB, for dissemination of information and taking them on board regarding the payments of compensation for structures and different assets. Irrigation Department staff will guide the APs about payment mechanism and to whom they can consult in case of any grievance or any payment problem.

Table 4.4: Tentative Schedule for Final LARP Public Disclosure S. Tehsil and Proposed Date No District Villages

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S. Tehsil and Proposed Date No District Villages 25-10-11 1 Gujranwala Wazir abad Khanki

26-10-11 Gujranwala Wazir abad 2 Irrigation Colony

26-10-11 Gujranwala Wazir abad 3 Thatti Baloch

26-10-11 Gujranwala Wazir abad 4 Burg Cheema

SECTION 5

GRIEVANCE REDRESS MECHANISMS

29 Resettlement Action Plan for New Khanki Barrage Project LARP

5.0 COMPLAINTS AND GRIEVANCE REDRESS 102. This section describes mechanism to receive and facilitate the resolution of affected persons‟ concerns and grievances. It explains how the procedures are accessible to affected persons and gender. The EA has arranged resources; necessary logistic support for the DPs to have an easy access to the grievance committee. A grievance mechanism will be available to allow an AP appealing any disagreeable decision, practice or activity arising from land or other assets compensation. DPs was be fully informed of their rights and of the procedures for addressing complaints whether verbally or in writing during consultation, survey, and time of compensation. Proper consideration will be given to avoid the grievances rather than going through a redressal process. This can be obtained through the practicable LAR design and implementation, by ensuring full participation and consultation with the DPs, and by establishing extensive communication and coordination between the community, the PMO, the DO (Revenue)/ LAC and other line departments.

103. A Grievance Redressal Committees will be established constituting the representatives of PIUs, Social Safeguards staff of PMO, representatives of District PIPD (XEN/SDO), representatives of Revenue Department (DOR/or LAC), representatives of DFs/ DPs/ or local community and Assistand Director Resettlement/ Resettlement Expert.

104. First grievance redressal Cell will be meet at every week on site of Knanki and try to resolve issues on site if there is still any compliant this will be send to GRC (committee). It will hold its meeting on every forth night in PMO office Lahore

105. This GRC will work both at the project and field level. The District level PID staff will inform the displaced persons about GRC and mechanism by pasting the information at prominent places. The complaints will be registered by marinating a community complaints register (CCR), where the name & address of complainer, date, description of complaint and action taken will be entered.

106. The finances will move differently for land compensation and compensation for other items or rehabilitation assistance. In the first case compensation funds will move from the EA (PIPD/ PMO) to the District Officer (Revenue)/ LAC to the DPs, while, in the second case, this will go directly from the PID (PMO) to the DPs, community complaints & grievances will be addressed through two different processes as described in the following table.

Community Complaints/ Grievance Redress Process Land/ Crop Compensation Issues Project/ Other Items Compensation Issues

1. First, complaint resolution will be 1. First, complaints resolution will be attempted attempted at site (field level) through the at site (field level) through the involvement of involvement of the PIUs/ informal committee/ the PIUs/ informal committee/ and or concerned and or concerned FO (if any). FO (if any).

2. If still unsettled, a grievance can then be 2. If still unsettled, a grievance can be lodged lodged to the DO (Revenue)/ LAC who has to the GRC, which has 14 days to respond. 14 days to decide on the case.

3. If no solution was reached, a grievance 3. If no solution reaches, a grievance can be can be lodged with support of the GRC to lodged with support of the GRC to the PMO. the PMO. The DP must lodge the complaint The DP must lodge the complaint within 1 within one month of lodging the original month of lodging the original complaint with the complaint with the DO (Revenue)/LAC, and GRC and must produce documents supporting

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must produce documents supporting his/ her his/ her claim. The PMO will provide the claim. The PMO will provide the decision decision within 14 days of registering the within 21 days of registering the complaint. complaint. The PMO decision must be in The PMO decision must be in compliance compliance with this LARF provision. with this LARF provision.

3. In case, the grievance redressal 4. If the grievance redressal system does not system does not satisfy the DFs/ satisfy the DPs, they can pursue further by DPs, then they can pursue further by submitting their case to the appropriate court of submitting their case to the law.

4. appropriate court of law as per the process set out in Section 18 to 22 of the LAA 1894.

107. Usually when the list of APs and their entitlements is finalized by Irrigation Department, it is forwarded to the Revenue Department/ LAC. It is likely that there may still remain some APs claims that require verification. Under such circumstances if required, the following proofs may be used to verify APs status:

Copies of land titles, mortgage deeds, revenue receipt or other legal tender showing land ownership or tenancy, In case of tenant-farmed or rented land, documentary evidence of the understanding between the landowner and the tenant (if any), if available, Rent receipts in case of rented properties, Wage records in case of wage employment; and For proof of residence, voters‟ lists or any other official membership records with banks or cooperative societies, if available.

108. Wherever necessary, GRC will review these records, along with the implementing agency and monitoring agency to verify the status in order to arrive at a decision.

109. The main objective of the grievance redressal procedure will be to provide a mechanism to mediate conflict and cut down on lengthy litigation, which often delays such infrastructure projects. It will also provide a forum of people who might have objections or concerns about their assistance and address these issues adequately.

110. Deputy Director Resettlement/Development Assistance will nominate one Assistant Director (AD) as the member-secretary of the GRC and shall act as the Project‟s Grievance Officer (PGO). He will review the case on merit and address the problem in accordance with the standing rules/ procedures applicable to such grievances. In the event is unable to reach an agreement on asset valuation and compensation with the affected household/ business, such cases will be referred to GRC. Further negotiations regarding compensation will be based on the recommendations of GRC. GRC will meet at least once every fortnight to review & consider the cases on merit, also in consultation with APs and considering their viewpoints regarding their grievance. The decision of GRC will be final at this level. However the APs will have the right to approach the court of law for redress of his/her grievance. SECTION 6 LEGAL FRAMEWORK 6.0 General

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111. Policy objectives under Land Acquisition and Resettlement plan (LARP) are aimed to minimize involuntary resettlement to ensure that the persons to be displaced have their former living standards and improved income earning capacity of at least restored to original position

112. One of the main impacts of the project is by arising due to acquisition of land. The project is committed to providing compensation to persons who lose their land and other property/ businesses

6.1 Eligibility 113. The displaced persons eligible for compensation or rehabilitation provisions under the Investment Program are:

i) All land owning displaced persons losing land or non-land assets, i.e., crops and trees whether covered by legal title or traditional land rights, whether for temporary or permanent acquisition. ii) Tenants and sharecroppers, whether registered or not; for all non-land assets, based on prevailing tenancy arrangements. iii) Displaced persons losing the use of structures and utilities, including titled and non- titled owners, registered, unregistered, tenants and leaseholders plus encroachers and squatters. iv) Displaced persons losing business, income and salaries of workers, or a person or business suffering temporary effects, such as disturbance to land, crops, and business operations both permanently and also temporarily during construction. v) Loss of communal property, lands and public infrastructure. vi) Vulnerable displaced persons identified through the social impact assessment (SIA). vii) In the event of relocation, all displaced persons will receive transitional and other support to re-establish livelihoods. 114. Compensation eligibility will be limited by a cut-off date for each subproject on the day of the beginning of the census survey for the impact assessment in order to avoid an influx of outsiders. Each displaced person will be identified and issued with a household identification which confirms their presence on the site prior to the cut-off date. The cut-off date will be announced through the mass media. Displaced persons who settled in the affected areas after the cut-off date will not be eligible for compensation. 115. The following entitlements are applicable for displaced persons losing land, houses, incurring income losses. These displaced persons are eligible for rehabilitation subsidies and for the compensation of lost land, structures and utilities along with loss of livelihood. There will also be special provisions for vulnerable displaced persons. (i) Agricultural Land Impacts will be compensated as follows: a) Permanent Losses: legal/legalizable landowners (legalizable owners assessed by the DPAC include those who may have customary rights to their land which could be converted to statutory rights) are compensated either in cash at replacement cost plus a 15% compulsory acquisition surcharge (CAS) free of taxes and transfer costs; or through land for land compensation mechanisms with plots comparable in area, productivity and location to the plots lost. Leaseholders of public land will receive rehabilitation in cash equivalent to the market value of the gross yield of lost land for the remaining lease years (up to a maximum of three years). The squatters/ encroachers especially vulnerable will be rehabilitated for the loss of land use through a special self-relocation allowance (additional to all allowances detailed below) corresponding to one year of agricultural income or through the provision of a free or leased replacement plot comparable in area, productivity and location to the plots lost.

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b) Temporary Land Loss: legal/ legalizable owners and tenants or encroachers assessed by the DPAC will receive cash compensation equal to the average market value of each lost harvest for the duration of the loss, and by the restoration of both, cultivable and uncultivable land, to pre-construction conditions. Through specification in the contract agreements, contractors will be required to carry out restoration works before handing land back to the original occupiers, or DPs will be provided with cash to rehabilitate the land.

c) Vulnerable Displaced Persons: Vulnerable households will be entitled to an allowance equal to the market value of the harvest of the lost land for one year (Rabi and kharif seasons), in addition to the standard crop compensation. The aim of this payment is to assist vulnerable displaced persons to overcome the short-term adverse impacts of land and asset loss, and help them to readjust to their changed circumstances while they are making replacement earning arrangements. There will be a need to closely monitor such displaced people. One-time payment should, at the absolute minimum be adequate to provide them with equivalent level of livelihood than they had previously. Other options can be considered, including non-cash based livelihood support and employment (both temporary and permanent) as well as provide some vocational training. Other additional income restoration measures can be considered based upon the findings of the Social Impact Assessment.

d) Residential and Commercial Land will be compensated at replacement value for each category of the DPs. Assessments will be conducted by the DPAC. There are complex issues when a DP may not lose all of their residential and commercial land but it is significant enough for them to consider relocating. Land will be valued at replacement cost based on current market values by carrying out a survey of transactions in the year before the date of invoking Section 5 and subsequent sections. The detailed socio-economic household surveys will need to identify when such situations occur. In such cases, compensation may need to be made for all of their land even though not all of it has to be acquired. Residential and commercial land owners will be entitled to the following:

i) Legal/ legalizable owners will be compensated by means of either cash compensation for lost land at replacement cost based on the market value of the lost land plus a 15% CAS, free of taxes and transfer costs; or in the form of replacement land of comparable value and location as the lost asset.

ii) Renters are compensated by means of cash compensation equivalent to three months of rent or a value proportionate to the duration of the remaining lease, including any deposits they may lose.

iii) Encroachers/ Squatters if physically relocated, are compensated through (a) a self-relocation allowance covering up to six months of income, or relocation within or around (whichever most viable) the existing location, and (b) provision of a leased replacement plot in a public owned land area. They will be compensated for the loss of immovable assets, but not for the land that they are occupying.

e) Land for land compensation has significant advantages that it reduces the chance of displaced people spending their compensation on unproductive items. The difficulty is that in the location of the proposed program there might be no availability of similar category of land. In cases where displaced persons desire land for land compensation, then the process by which replacement land is identified needs to be recorded. When land for land compensation is used, along with provision of replacement housing, then the replacement plots are to include all basic facilities and services such as water supply, sanitation, roads, drainage and electricity. The LARP will detail the costs for site development and for the

33 Resettlement Action Plan for New Khanki Barrage Project LARP

provision of these basic facilities.

The LARP will clearly describe the details regarding site preparation/ development and implementation schedule and tentative arrangements. In managing the land for land relocation, the socio-cultural and religious characteristics of the displaced persons and host communities will be taken into consideration and the distance between the old and new locations should be minimized, so that routine business activities and or community interaction could not be affected. If land for land cannot be found appropriate, the LARP will clearly demonstrate the lack of land. ii) All other Assets and Incomes

a) Houses, buildings and structures will be compensated for in-cash at replacement cost plus 15% CAS. There will also be a 10% electrification allowance and any transaction costs will be paid. Material that can be salvaged is allowed to be taken by the owner, even if compensation has been paid for them. For evaluation of replacement costs, a survey will be conducted to obtain the current prices for calculation of compensation. If land acquisition is through the LAA, the District Price Assessment Committee will hold meetings with displaced persons on compensation assessments. The SSU will participate as an observer and will ensure minutes are kept. The Collector will enquiry under section 5 (a) of the LAA, SSU will document the proceedings. If lease agreements are made between displaced persons, and the PIDP, formal lease agreements will be signed. Thus, the houses, buildings and other structures will be valued at replacement cost plus labor cost based on the area, type and material of the affected item. No deductions will be made for depreciation, salvageable materials or transaction costs and taxes. Rates for building structures will be evaluated by the Building Department using the latest quarterly report that is regularly published by the Building Department.

b) Renters or leaseholders of a house or structure are entitled to cash compensation equivalent to three months rent or reimbursed for any outstanding time on the lease for which payments have been made.

c) Crops compensation will be paid to the owners, tenants and sharecroppers based on their agreed shares. If permanent land acquisition, the compensation will be the full market rate for one year of harvest including both rabi and kharif seasons .If temporary for the season lost. Crops will be valued at current market rates of gross value of harvest as valued by the Agricultural Department.

d) Fruit and other productive trees will be compensated for based on rates sufficient to cover income replacement for the time needed to re-grow a tree to the productivity of the one lost. The loss of fruit bearing trees will be compensated for based on their type, productive age and the market value of the produce for the remaining period of its average life. The value of younger fruit trees will be based on the expenditure made to bring the tree to its current state. The Horticultural wing of the Agriculture Department will assess the unit rates.

e) Trees used as sources of timber will be compensated for based on the market value of the wood production, having taken due consideration of the future potential value. The value of trees that would have been used for timber will be calculated based on the average volume and quality of wood produced and taking into consideration the size classes as determined by girth, diameter at breast, height and volume as assessed by the Forest Department.

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f) Businesses will be compensated for with cash compensation equal to six months of income for permanent business losses. For temporary losses, cash compensation equal to the period of the interruption of business will be paid up to a maximum of six months or covering the period of income loss based on construction activity.

Workers and employees will be compensated with cash for lost wages during the period of business interruption, up to a maximum of three months or for the period of disruption.

g) Relocation assistance is to be paid for DPs who are forced to move from their property. The level of the assistance (transition support) is to be adequate to cover transport costs and special livelihood expenses for at least 1 month or based on the severity of impact as determined on a case-by- case basis and included in the LARP.

h) Community Structures and Public Utilities, including mosques and other religious sites, graveyards, schools, health centers, hospitals, roads, water supply and sewerage lines, will be fully replaced or rehabilitated to ensure their level of provision is, at a minimum, to the pre-project situation.

i) Vulnerable people are defined as households who have a per capita monthly income2 of below Rs. 7,500 (or provincial figures relevant at the time of tranche preparation) and those who are headed by a woman/ or widow/ disabled adult or identified as vulnerable through the SIA. This figure is based on the provincial poverty line using the minimum wages that are fixed by the GOPb. These vulnerable people will be identified through the Social Impact Assessment (SIA) process and will receive a lump sum allowance, or additional assistance, to enable them to restore their livelihoods. They must be compensated and supported to improve their living standards to at least national minimum standards.

116. Detailed household level socio-economic surveys will need to be carried out prior to any land acquisition activity in order to fix the baseline condition. At this time, an assessment is to be carried out to determine the nature and level of household losses and the likely impact on livelihoods. The range of options available, including relocation, will be outlined to the displaced persons. These surveys of all displaced persons will need to be repeated if more than one year has passed since preparing LARPs and project approval and for monitoring purposes.

117. APs entitled to compensation or at least rehabilitation under the Project are:-

a. All APs losing land either with legal title/ traditional land rights or without; b. Tenants and sharecroppers whether registered or not; c. Owners of buildings, crops, plants or other objects attached to the land; and d. APs losing business, income and salaries.

118. Compensation eligibility is limited to a cut-off date of 25 July 2011 for this project as starting day of the AP census and impact assessment. APs who settle in the affected areas after the cut-off date will not be eligible for compensation. APs are informed about cut of date in public consultation sessions and Irrigation Department staff at site is continuously conveying them about this cut of date. They, however will be given sufficient advance notice, request to vacate premises and dismantle affected structures prior to project implementation. Their dismantled structures will not be

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confiscated and they will not pay any fine or sanction. Forced eviction will only be considered after all other efforts are exhausted.

6.2 Compensation Basis 119. All components costs are aggregated to derive the overall costs of the houses and building structures accordingly. Price has been assessed on the basis of private construction cost prevailing in the area (current market rates). The rates for these categories are taken from Market Rate of Schedule (MRS) second quarter-2011 and non Schedule items are taken from rate analysis on prevailing market price for 2011 land rates are taken from latest mutation recorded in BOR record. Project affectees are allowed to take the salvaged material of their building structures for which no depreciation will be charged.

120. Unit rate is based on market prices of the area that have been collected through the field investigations and after consulting with the concerned government departments, local government representatives, revenue and forest departments of Govt of the Punjab, the private real estate agencies and village elders. Special focus is to ensure fair and just compensation to the PAPs. In addition to the above price of the land to be acquired is topped up by 15% as the land acquisition is involuntary and compulsory as per provisions of law. All the rates applied to the land and other land based assets have been assessed by the consultants as the prevailing rates applicable till 25th July, 2011. As such 25th July 2011 is treated as the cut off date for all the land and land based assets quantification. Another important aspect of the assets is that all building structures have been constructed on the agricultural land.

121. Field surveys indicate that most AFs have plans to relocate and settle down in nearby areas owned by them or make adjustments/ redesigning of the current building/ house structures.

6.3 Assessment of Compensation Unit Rate for House Building/ Structures 122. Houses/ buildings are valued at replacement value based on cost of materials, type of construction, labor, transport and other construction costs. No deductions will be applied for depreciation, salvaged materials and transaction costs. Buildings/ houses losses will be compensated at the overall cost per square feet which has been developed and applied for costing purposes, which is based on the current market rates. Keeping in view the market rates and by consulting different government engineering department following rates analysis has been developed for the compensation of the affectees.

Table 6.2 - Category Wise Rate (Rs.) Per S. Ft.

Rate Category Item Description per S ft (Rs.)

B Roof Double Tiles, Girders and T-irons

Floors PCC 1:2:4 / Mosaic Floor

Brick work with Cement Sand Mortor 1:5 with Cement Sand Plaster Walls 1:4 1000

Sheesham/Keekar woodwork i.e. Doors, Windows, Ventilator etc. Joinery with painting

Others Eletricity / telephone and water supply, white washing etc.

C1 Roof Single Tiles, Girders and T-Irons 870

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Rate Category Item Description per S ft (Rs.)

Floors Pacca Brick with Cement Plaster

Walls Brick work with mud Mortor and Cement Plaster

Joinery Sheesham / Keekar wood work i.e. Doors, Windows, Ventilator etc.

Others White Washing, Electricity

C2 Roof Single Tiles, Girders and wooden battens

Floors Pacca Brick with Cement Plaster

Walls Brick work with mud Mortor 725

Joinery Sheesham / Keekar wood work i.e. Doors, Windows, Ventilator etc.

Others White Washing, Electricity

D1 Roof Sarkanda / Sirki, Girders and Wooden Battens

Floors Pacca Brick Floor with Cement Plaster

Walls Pacca Brick Work with mud mortar 675

Joinery Sheesham / Keekar wood work i.e. Doors, Windows, Ventilator etc.

Others Electricity

D2 Roof Sarkanda / Sirki, Wooden Beams and Wooden Battens

Kacha Floor with mud plaster/Pacca Flat Bricks Floor with Mud Floors Plaster 330 Walls Kacha Brick Work with mud mortar

Joinery Sheesham / Keekar wood work i.e. Doors, Windows, Ventilator etc.

Others No Eletricity

D3 Roof Sarkanda / Sirki, Wooden Beams and Wooden Battens

Floors Kacha Floor with mud plaster

Walls Kacha Brick Work with mud mortar 260

Joinery Open Doors (without wooden panels)

Others No Electricity

6.4 Assessment of Compensation Unit Values of Land 123. Land is valued at replacement cost based on land sales survey in the year before compensation delivery. A District Price Assessment Committee (DPAC) is formed based on representatives of local government and affectees, which assessed prices for each village. These prices will be later on approved from BOR after considering complaints from the affectees.

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6.5 Assessment of Compensation Unit Values of Crops 124. Annual crops are valued at market rates at the farm gate for a full 1 year crop. Current crops rates are received from relevant agricultural department in July 2011, which has a mechanism to update crop rates every year based on market rates. 6.6 Assessment of Compensation Unit Values of Trees 125. Fruit trees are valued based on age category (a. 1-2 year; b. 2-5; c. 5 – 12 years & Over 12+). Productive trees are valued at gross market value of 1-year income for the number of years needed to grow a new tree with the productive potential of the lost tree. For the non-fruit trees it is valued at dry wood volume basis output and its current market rates. For wood and Fruit trees unit prices are taken from Forest and Horticultural Departments in July 2011 who assess the prices every year based on market rates. Fruit trees are valued based on age category (a. 1-2 year; b. 2-5; c. 5 – 12 years & d. Over 12+). Productive trees are valued at gross market value of 1-year income for the number of years needed to grow a new tree with the productive potential of the lost tree. For the non-fruit trees it is valued at dry wood volume basis output and its current market rates. For wood and Fruit trees unit prices are taken from Forest and Horticultural Departments in July 2011 who assess the prices every year based on market rates.

6.7 Land Acquisition Act (1894) 126. The Pakistan law governing land acquisition is the LAA of 1894 and successive amendments. The LAA regulates the land acquisition process and enables the federal and provincial governments to acquire private land for public purposes through the exercise of the right of eminent domain. Land acquisition is a provincial responsibility and each province has its own interpretation of the Act. Some provinces also have their own province specific implementation rules. The LAA and its Implementation Rules require that, following an impact identification and valuation exercise, land and crops are compensated in cash at the current market rate to titled landowners. The LAA mandates that land valuation is to be based on the last 3 to 5 years average registered land-sale rates. However, in several recent cases, the median rate over the past 1 year, or even the current rates, has been applied with an added 15% Compulsory Acquisition Surcharge according to the provision of the law.

6.7.1 LAND ACQUISITION PROCESS 127. The present general law for acquisition of land for public purposes such as urban development, new roads, railway lines and canals etc, was introduced in the year 1894 as the Land Acquisition Act, 1894. This Act remains the primary law governing land acquisition in Pakistan today and is the principal general statute laying down the framework for the exercise of the right of eminent domain of the State.

128. A review of the important features of the 1894 Act is given below.

129. In accordance with the Act, the legal process is initiated by an application from the Government agency that requires the land (Requiring Body). As land is a provincial subject according to the Constitution, the next step is for the Provincial Government to deem it necessary to acquire land and it then takes the following actions.

130. Under Section 4, it causes the publication of preliminary notification notifying that the land is needed for a public purpose. This permits entry, survey and investigations of the land in question by an authorized Government servant. He shall pay compensation for any damage caused by such entry.

131. Under Section 5, a formal notification is issued that the particular land is needed for a public purpose. This notification is published in the official Gazette and the Collector is required to cause public notice to be given of the substance of the notification. Issuance of Section 5 has to take place not later than one year after notification of Section 4.

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132. When the Provincial Government is satisfied, after considering the report, if any, made under Section 5-A that any particular land is required for public purpose, a declaration to that effect shall be made by an authorized officer of the Provincial Government under Section 6. This should follow within six months of the publication of the Section 5 notification.

133. After the declaration under Section 6, the Commissioner shall “direct the Collector to take order for the acquisition of land” under Section 7.

134. The Collector has then (Section 8) to cause the land to be marked out, measured and planned (if this was not done after Section 4).

135. Under Section 9, the Collector gives notice to all interested people that the Government intends to take possession of the land and if they have any claims for compensation that they be made to him at an appointed time.

136. When the Collector has made an award under Section 11, he will then take possession under Section 16 and the land shall thereupon vest absolutely in the Government, free from all encumbrances.

Salient Features of Various Sections of Land Acquisition Act 1894 and its Successive Amendments Sections Salient Features Section 4 Publication of preliminary notification and power for conducting survey.

Section 5 Formal notification of land for a public purpose. Section 5(a) covers the need for inquiry. Section 6 The Government makes a more formal declaration of intent to acquire land. Section 7 The Land Commissioner shall direct the Land Acquisition Collector (LAC) to take order for the acquisition of land. Section 8 The LAC has then to direct that the land required to be physically marked out, measured and planned. Section 9 The LAC gives notice to all DPs that the Government intends to take possession of the land and if they have any claims for compensation then these claims are to be made to him at an appointed time. Section 10 Delegates power to the LAC to record statements of DPs in the land to be acquired or any part thereof as co-proprietor, sub-proprietor, mortgagee, and tenant or otherwise. Section 11 Enables the Collector to make inquiries into the measurements, value and claim and issue the final "award". The award includes the land's marked area and the valuation of compensation. Section 16 When the LAC has made an award under Section 11, he will then take possession and the land shall thereupon vest absolutely in the Government, free from all encumbrances. Section 18 In case of dissatisfaction with the award, DPs may request the LAC to refer the case onward to the court for a decision. This does not affect the Government taking possession of the land. Section 23 The award of compensation for the owners for acquired land is determined at its market value plus 15% in view of the compulsory nature of the acquisition for public purposes. Section 28 Relates to the determination of compensation values and interest premium for land acquisition Section 31 Section 31 provides that the LAC can, instead of awarding cash compensation in respect of any land, make any arrangement with a person having an interest in such land, including the grant of other lands in exchange.

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Section 17 Section 17 refers to emergency land acquisition, which will not be applied in this project.

6.8 ADB'S POLICY AND RESETTLEMENT PRINCIPLES

137. The policy principles and objectives are shown below with the key principles highlighted in bold. When land other than government owned land is to be acquired then a Land Acquisition and Resettlement Plan (LARP) is required. In cases, where just unused government land needs to be acquired then a LARDDP is required.

6.8.1 SPS 2009

6.8.2 Objectives 138 To avoid involuntary resettlement wherever possible; to minimize involuntary resettlement by exploring project and design alternatives; to enhance, or at least restore, the livelihoods of all displaced persons in real terms relative to pre-project levels; and to improve the standards of living of the displaced poor and other vulnerable groups.

6.8.3 Scope and Triggers 139. The involuntary resettlement safeguards covers physical displacement (relocation, loss of residential land, or loss of shelter) and economic displacement (loss of land, assets, access to assets, income sources, or means of livelihoods) as a result of (i) involuntary acquisition of land, or (ii) involuntary restrictions on land use or on access to legally designated parks and protected areas.

6.8.4 Policy Principles Screen the project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. Carry out meaningful consultations with displaced persons, host communities, and concerned non- government organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line. These include the landless, the elderly, women and children. Specific safeguards cover Indigenous People, including those without statutory title to land, including those having communal rights, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the displaced persons' concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based and where it is possible to give cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where these are possible. Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and

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community services, as required. Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of non-land assets. Prepare a resettlement plan elaborating on displaced persons' entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule, Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to displaced persons and other stakeholders. Disclose the resettlement plan and its updates to displaced persons. Conceive and execute Involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project's coats and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the project as a stand-alone operation. Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout project implementation. Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of the resettlement monitoring. Disclose monitoring reports. The external and internal monitoring report will be provided to ADB regularly. For this purpose an external monitor will be hired.

6.9 COMPARISON OF LAA AND ADB POLICY PRINCIPLES AND PRACTICES 140. The land acquisition and resettlement aspects have been compared with respect to the Pakistan Land Acquisition Act (1894) and the ADB policy principles and are presented in the following table. The objective of this exercise is to identify the differences and gaps between the ADB assessment procedures and then the requirements of the Pakistan and Punjab government regulatory system. In case the Government of Pakistan and the Punjab systems are followed then there are likely to be shortfalls in comparison to the ADB requirements. The key ADB Policy Principles are (i) the need to screen the project early on in the planning stage, (ii) carry out meaningful consultation, (iii) at the minimum restore livelihood levels to what they were before the project, improve the livelihoods of displaced vulnerable groups (iv) prompt compensation at full replacement cost is to be paid (v) provide displaced people with adequate assistance, (vi) ensure that displaced people who have no statutory rights to the land that they are working and eligible for resettlement assistance and compensation for the loss of non-land assets and (vii) disclose all reports.

6.9.1 Comparison of Pakistan's Land Acquisition Act and ADB Safeguard Policy Statement Pakistan Land Acquisition Act (1894) ADB Safeguard Policy Statement (2009)

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Only titled landowners or customary rights Lack of title should not be a bar to holders are recognized for compensation. compensation. Requires equal treatment of those without clear land titles (e.g., squatters or other informal settlers) in terms of their entitlements for resettlement assistance and compensation for the loss of non-land Only registered landowners, sharecroppers Cropassets. compensation is to be provided and lease holders are eligible for irrespective of the land registration status compensation of crop losses. of the affected farmers/share croppers. Crops for two seasons Rabi (winter) and Kharif (summer) for full one year are to be compensated based on existing market rates and average farm produce Tree losses are compensated based on Treeper unit losses area. are to be compensated outdated officially fixed rates by the according to market rates based on relevant forest and agriculture productive age or wood volume, departments. depending on tree type. All the removed trees will remain the property of the owner for them to salvage. Land valuation is based on the median Land valuation is to be based on current registered land transfer rate over the 3 years replacement (market) value with an prior to Section 4 of the LAA being additional payment of 15%. The valuation invoked.15% compulsory acquisition for the acquired housing land and other charges are paid over and above the assets is the full replacement costs assessed compensation. However, recent keeping in view the fair market values, practice is that prices based on the average transaction costs and other applicable over the last one year prior to acquisition payments that may be required. Thecommencing valuation is applied. of structures is based on The valuation of built-up structures is official rates, with depreciation deducted based on current market value but with from gross value of the structure and also consideration of the cost of new 15% of the value of salvaged materials, construction of the structure, with no deduction for depreciation. The DPs can salvage any of their material free of cost and irrespective of compensation The decisions regarding land acquisition and Informationpayments having related been to paid. the quantification the amounts of compensation to be paid are and valuation of land,structures, other published in the official Gazette and notified immovable in accessible places so that the people assets, entitlements and amounts of affected are well informed, compensationand financial assistance are to be disclosed to the displaced persons prior to project appraisal period. This is to ensure that stakeholders are treated in a fair, transparent and efficient manner. There is no provisions for income and The ADB policy requires rehabilitation for

livelihood lost income and special DP expenses rehabilitation measures. There are also no during the relocation process. There are special allowances for vulnerable displaced also provisions to be made for transitional persons including vulnerable groups period costs, and livelihood restoration. such as women headed households. There Particular attention must be paid to the are no requirements to assess opportunities poor and vulnerable groups, including for benefit sharing. women. A guiding principle is that DPs should at least be able to reach a defined minimum livelihood standard. In rural areas, DPs should be provided with legal access to replacement land and resources to the defined minimum livelihood level. In urban areas provision should be made for appropriate income sources and the legal and affordable access to adequate housing. 42 Resettlement Action Plan for New Khanki Barrage Project LARP

Prepare and disclose resettlement plans Resettlement plans are prepared in (RPs) - there is no law or policy that English and disclosed to the displaced requires preparation of RPs. peoples in local language (Urdu).

Grievance redress is established through Provide a continuous mechanisms/ set-up the formal land acquisition process at a point that are accessible locally and available in time or through appeals to the court. throughout project implementation.

Only compensation is paid but not All compensation and allowances to be resettlement allowances, there is no paid prior to physical or economic mechanism to ensure payment is made dislocation. before displacement. No requirements to prepare and disclose Prepare and disclose monitoring reports. monitoring reports.

6.9.2 Remedial Measures to Reconcile Gaps between the LAA and ADB Policy 141. Project specific resettlement issues have been addressed to assist non-titled persons and bridge the gap between existing practice and the main guidelines of the ADB SPS 2009 with respect to the involuntary resettlement. To reconcile the inconsistencies between the LAA (1894) and ADB policy, the government has drafted this LARF for the Investment Program, ensuring that compensation is provided at replacement cost for all direct and indirect losses so that no one is worse off because of the project. Provision of subsidies or allowances will need to be given for displaced households (DHs) that may be relocated, suffer business losses, or may be vulnerable.

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SECTION 7

ENTITLEMENTS, ASSISTANCE AND BENEFITS

7.0 Compensation Entitlements 142. Entitlement provisions for APs losing land, houses, income losses and rehabilitation subsidies will include provisions for permanent and temporary land losses, house and buildings losses, crops and trees losses, a relocation subsidy, and a business losses allowance based on tax declarations and/or lump sums. The entitlements against each impact are detailed below:-

a. Agricultural Land Impacts. These impacts will be compensated at replacement value in cash vouchers based on current market rates plus 15% compulsory land acquisition charges. Eventual transaction taxes/fees will be paid by the EA or waived by local governments. b. Severe Agricultural Land Impacts. When an AP of the agricultural land is affected by >10% loss of land, AP (owners, leaseholders and sharecroppers) will get an additional allowance for severe impacts equal to the market value of one year‟s net income crop yield of the land lost {inclusive of both winter (Rabi) and summer (Kharif) harvest}. c. Residential/ Commercial Land Impacts. These impacts will be compensated at replacement value in cash/vouchers at current market rates free of deductions for transaction costs. Renters/leaseholders will receive an allowance corresponding to a 3 months‟ rent. d. Houses, Buildings, Structures Damages. These impacts will be compensated in cash/vouchers or cheques at replacement cost free of depreciation, value of salvaged materials and transaction costs deductions. The compensation will include the cost of lost water supply, electricity or telephone connections. When a house/ building is affected for more than 25% (or less than that but is structurally damaged) it will be compensated in its entirety. e. Income from Crops Losses. These impacts will be compensated through Cash/ vouchers compensation at current market rates for the full harvest of one agricultural season (inclusive of winter and summer crop). In case of sharecropping crop compensation will be paid both to landowners and tenants based on their specific sharecropping agreements. f. Tree Losses. These impacts will be compensated in Cash/ vouchers based on the principle of income replacement. Fruit trees will be valued based on age category (a. not yet productive; b. productive). Productive trees will be valued at gross market value of 1 year income for the number of years needed to grow a new tree with the productive potential of the lost tree. Non-productive trees will be valued based on the multiple years‟ investment they have required. Non-fruit trees it will be valued at dry wood volume basis output and its current market rates. g. Businesses. Compensation for permanent business losses will be in cash/ vouchers for the period deemed necessary to re-establish the business (6 months); compensation for temporary business losses will be cash/voucher covering the income of the interruption period up to 6 months. h. Business Workers and Employees. Indemnity for lost wages for the period of business interruption up to a maximum of 6 months. i. Agricultural Land Leaseholders, Sharecroppers, and Workers. Affected leaseholders will receive either a renewal of the lease in other plots or cash/ vouchers corresponding to the yearly crop yield of land lost for the remaining years of the lease up to a maximum of 3 years. Sharecroppers will receive their share of harvest at market rates (if impact is temporary) plus 1 additional crop compensation (if the land is lost permanently). Agricultural workers, with

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contracts to be interrupted, will get an indemnity in cash/vouchers corresponding to their salary in cash and/or kind or both as applicable, for the remaining part of the agricultural year (inclusive of both winter(Rabi) and summer (Kharif) crop). j. Relocation Allowance. AFs forced to relocate will receive a relocation allowance sufficient to cover transport costs and extraordinary livelihood expenses living expenses for 1 month (Rs. 10,000). k. Livelihood Allowance. AFs forced to relocation will receive a livelihood allowance of Rs 7500. l. House renters: House renters who have leased a house for residential purposes will be provided with a cash/ voucher grant of 3 months‟ rent at the prevailing market rate in the area and will be assisted in identifying alternative accommodation. m. Community Structures and Public Utilities: Will be fully replaced or rehabilitated so as to satisfy their pre-project functions. n. Vulnerable People Livelihood: Vulnerable people (APs below the poverty line and or widow, orphans, women household heads, landless etc.) will be given priority in employment in project-related jobs.

Table: 7.1 Entitlements Matrix Specification Displaced Persons Compensation Entitlement Assets Lost All land losses Owner Agricultural Cash compensation at replacement land, including, irrespective of cost plus 15% CAS, free of taxes, of cultivable land impact severity registration and transfer costs; or and Land for land compensation through uncultivable/ provision of wasteland plots of equal value and productivity as that of lost. Sharecropper/Tenant Cash compensation equal to the (registered or not) market value of the share of lost harvests: two shares if the land loss is permanent, one if it is temporary. Lease Tenant Cash equivalent of the market value (registered or not) of the gross yield of lost land for the remaining lease years, up to maximum of three years Encroacher/Squatter Rehabilitation allowance equal to the market value of the harvest of lost land for one year (both rabi and kharif crops) in addition to standard crop compensation. Additional Owner / Lease Tenant One severe impact allowance equal provision for to the market value of harvest of severe lost land for one year (both rabi impacts (losing and kharif crops) plus standard crop compensation. more than 10% their total cultivable land)

Sharecrop Tenant One severe impact allowance equal to the market value of their share of one year harvest (both rabi and kharif crops). Encroacher/Squatter One severe impact allowance equal to the market value of gross

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harvest of the lost land for one year (both rabi and kharif crops). Temporary All DPs (with and Crop compensation for lost season impact on without title) (s) and reclamation of land as arable land original use.

Residential/ Owner Cash compensation at replacement commercial (legal/legalizable) cost plus 15% compulsory land acquisition surcharge (CAS) free of taxes, registration and transfer costs; or Land for land compensation through provision of plots of comparable value and location as the lost asset, including transitional support. Renter/leaseholder Cash compensation value proportionate to the duration of the remaining lease period. Encroacher/Squatter Self relocation allowance covering one year of income; or Provision of a replacement plot in a public land with the same legal status of that lost. Residential Owner of the Cash compensation at full and structure, including replacement cost for affected structures and other fixed assets, commercial Encroachers/Squatters structures free of salvageable materials, depreciation and transaction cost and transportation cost; or if partial loss, full cash assistance to restore the remaining structure. The option of relocation and relevant support will be discussed during the socio-economic surveys, and included in the LARPs. Renter/ Leaseholder Cash compensation equivalent to three months rent or a value proportionate to the duration of the remaining lease. Community Rehabilitation/substitution or cash Assets compensation at full replacement cost of the affected structures and utilities Businesses All DPs so impacted Cash compensation equal to income during the interruption period, as determined through the SIA and included in the LARP. Employment All DPs so impacted Indemnity for lost wages for the period required to re-establish business as determined through the SIA and included in the LARP. Crops Affected crops Cultivator of crops For permanent acquisition, crop compensation in cash at the full market rate for one year crop income.(both rabi and kharif harvests). In case of sharecropper or a tenant, compensation will be

46 Resettlement Action Plan for New Khanki Barrage Project LARP

made as per their share. Trees All affected Owner Fruit trees: compensation to reflect trees income replacement; trees grown and/or used. For timber tree, then compensation will be the market value of tree's wood content. Relocation Transport/ All DPs to be Provision of allowances to cover transition costs relocated transport costs on actual cost basis at current market rates. If physical relocation of the affected households is required and requested by the displaced persons, appropriate relocation sites will be developed. The need for support during the transitional period will be assessed through the SIA and included in the LARP. Vulnerable DPs Poor and female- Lump sum assistance allowance in livelihood headed households cash (as agreed between the DP and and other vulnerable EA) or other livelihood restoration households, including support. Temporary or permanent the elderly, identified employment during construction or through the SIA. operation, where feasible. In addition, elderly people and female headed households without earning capability will also be eligible for a cash allowance equivalent to at least six months of minimum wages3 of Rs 7500/- per month as fixed by the GOPb (in accordance with figures released by the Province) using the poverty line index or as determined through the social impact assessment surveys. Unidentified Unanticipated All DPs Dealt with as appropriate during Losses impacts subproject implementation according to the ADB policy.

47 Resettlement Action Plan for New Khanki Barrage Project LARP

SECTION 8

RELOCATION OF HOUSING AND SETTLEMENTS

8.0 GENERAL 143. A detailed quantification of impacts and affectees has been made for the project execution of New Khanki Barrage and Studs construction project. Its assessment survey has been undertaken to prepare a database to assess and compensate for the losses associated with the land acquisition and displacement of population and loss of their businesses due to the construction of the Barrage.

8.1 PROJECT IMPACTS AND ASSESSMENT 144. The impacts assessment survey has been carried out through field investigations, by team comprising resettlement expert, sociologist, civil engineers, agronomist, ecologist, revenue staff comprehensive data has been collected and analyzed. Design engineering folders for New Khanki Barrage were used as the basis for field studies of the respective areas. Consequently various types of impacts have been quantified and assessed. Project impacts are mainly belonging to seven (7) categories: (i) impacts on land and land based assets, (ii) impacts on buildings structures / houses, Government buildings / infrastructure, (iii) community assets, (iv) Impacts on forest and fruit trees, (v) impacts on crops and (vi) Impacts on population. These are given in detail in the follow up sub sections related to each of these sub components.

8.1.1 Impacts on Land 145. In construction of Barrage, LCC Head Regulator, BHU, Public Park, Irrigation Staff Colony, Schools, mosque rehabilitation no land acquisition is involved. Land acquisition is involved only in tow components i.e. construction of LCC diversion channel and battery of four number studs. Rest of the construction will be done on Irrigation Department owned and possessed land. Rehabilitation of approach road, 35Km, will be carried out in already available ROW i.e. 35 feet.

146. Land required for construction of LCC East diversion channel and a battery of four number studs is almost 40 acres in total. Almost 11 acres land is required for construction of new LCC East channel in which 5 acre government land and 6 acre private land. Government land is leased out to Irrigation staff and private land is in possession of its owners. On the other hand for construction of studs 35 acres of private land is required and this whole land is in passions of its owners. This whole land is agricultural and under cultivation. Total land affected due to the Project is shown in the following Table 8.1 (Annexure-1).

Table 8.1 Land Impacts Areas Sr.No Land Type Kanal Marlas 1 Land Required for LCC East Channel 1.1 Government Land (Irrigation 41 5 Department own Land) 1.2 Private Land to be acquired for LCC 48 19 East 2 Land Acquired For Stud No. 1 1.1 Private Land 99 18 3 Land Acquired For Stud No. 2 3.1 Private Land 54 2 4 Land Acquired For Stud No. 3 4.1 Private Land 45 7 5 Land Acquired For Stud No. 4 5.1 Private Land 33 19

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GRAND TOTAL 323 01

147. Presently this whole land in under cultivation. Irrigation Department Land is cultivated by Departments employees and private land is cultivated by the farmers themselves. For private land compensation will go to their owners.

8.1.2 Impacts on Buildings Structures and Houses 148. The land to be acquired is all agricultural and there is no any construction on this land. There is no building on the land acquired for studs.

Irrigation staff colony is falling in the ROW of LCC East. There are 42 quarters in the colony. This colony was constructed at time of Khanki Headworks construction in 1892. The conditions of the buildings are deteriorated and most of the quarters are turned down into ruin. 12 quarters out of 42 are in use and 30 are abandoned due to their pathetic condition.

Reconstruction of the colony is also included in the scope of work of the project, New quarters will be build on Irrigation available land and these employees will be shifted in new colony before the demolishing of these quarters in first construction phase of construction.

149. There are only 5 private homes constructed on agriculture land. The occupants of these homes are encroacher. The land belongs to land lord. Data regarding building structures/ houses has been collected through physical measurements of their structure with their category. Type of building structures/ houses/ other installations are broadly divided into different categories according to the construction types.

150. The house coming in the ROW are more 80% impacted they will be compensated fully on replacement cost. The compensation for these houses is market based.

151. Houses. Through the field survey and actual interaction with the affectees, it was revealed that there are overall 19 affected houses / buildings structures need relocation. As given in Table 8.3 below. These all structures are will be relocated. Government servant quarter will be relocated because reconstruction of the colony is a component of the project and private structure are falling in the ROW. Detail is given in Annexure-2. These resident has showed their will to relocate Wazirabad which the nearest town 20 Km from the Project site.

152. Covered area for a house is that area which is under roof and considered as room/veranda. These covered areas are in homes mainly in shape of rooms. For boundary walls volume is measured in Cft.

Table 8.2 Summary of the Affected Houses Covered Area S.No Structures Number Categories (Sq Ft) Houses 11,424 1 (Government 14 Pucca/

owned) 2 Private 5 2537 Pucca/

153. Commercial Buildings/Structures. There is no shop, tube well or any other structure going to be affected by construction of the project and project is quite safe in this regard. In the same way as there is no commercial building in the project area acquired land and there is no business activity too going to be disturbed.

49 Resettlement Action Plan for New Khanki Barrage Project LARP

154. There is no Hand Pump or Tube well standing in the field. Hand pumps are installed in houses. The cost of the hand pump and washrooms is included in the cost of respective structure where those are located.

8.1.3 Relocation Allowances and Livelihood Charges 155. Total 19 Aps will lose their homes. Out of them 14 are government employees. These employees will never be out of their job for a single day and need not to reconstruct their homes. They just required shifting their household to new homes for which they will be provided shifting charges only. 156. Owners of private homes are will provided with shifting charges and livelihood charges on the basis of their minimum wage rate. Based on the field survey/discussion with the APs the relocation has been set for Affectees is @ at Rs. 32,500 covering Rs. 22,500 for a three months livelihood allowance and Rs. 10,000 covering transportation expenses and government employee will be given only shifting charges allownce. The AF entitled to this allowance is listed in Table 8.7.

Table 8.3 Entitlements for Transitional Period Allowance and Shifting Charges Private Homes S.No Entitlements Houses Entitled At Rate 5 22,500 1 Livelihood Charges

2 Transportation Relocation Allowance 5 10,000 Government Residences 1 Transportation Relocation Allowance 14 5,000

8.1.4 Employment Loss 157. No any kind of business is carried out on acquired land except the cultivation of these agriculture lands. Therefore there is not any kind of employment loss because there is only casual labour who works on these agriculture plots at time of harvesting and sowing.

8.1.5 Community and Public Assets 158. By the execution of this project no schools just one mosques need relocation. The cost of the mosque is added in project cost. However the mosque will be reconstructed on the same land where it is situated now. There is no archaeological site or other structure of religious or cultural importance will be affected.

8.1.6 Impacts on Trees

8.1.6.1 Impacts on Wood Trees 159. Data regarding trees (wood and fruit trees) has been collected through filed survey. There are only 13 private wood trees. Rest of the trees are cultivated on Government property and standing on government land. These trees are classified in different classes according to their age and diameter. The diameter of class VI trees is from 1.5” to 3.9”, whereas class V trees have a diameter of 4” to 7.9”.Similarly class IV has diameter of 8”to 15.9”, class III have a diameter of 8” to 15.9” and class II have diameter of 16” to 23.9” respectively

Table 8.4 Impact on Timber Trees Sr.N Name of Tree Class VI Class Class Class III Total o. (No) (No) V (No) IV (No) (No) 2 Bunyan 1 -- 1 3 Shisham 2 1 - 3 4 Kikar 1 -- 1 5 Bargad 2 2 4

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6 Rubber Plant 1 -- 1 7 Gond Katera 2 2 8 Sumbal 1 1 Total 13

160. Fruit trees are also of different types and these trees will be compensated according to their productive age. These trees are categories as into pole crop, young crop, prime crop and decline crop. Summary of affected fruit trees is given in Table 8.9.

Table 8.5 Summary of Affected Fruit Trees S.No. Name of Tree Total No. Class I V Class V Total of Trees Trees Trees 1 Guaya 7 7 - 14 2 Lemon 1 1 - 2 3 Banana 2 1 1 4 4 Jaman 2 1 1 4 Total 12 10 2 24

8.1.7 Impacts on Crops 161 In the project area of New Khanki Barrage, agriculture is predominantly carried out in all areas. The dominant crops are Wheat and rice. The agricultural year is divided in two seasons Rabi (the winter harvest) and Kharif (the summer harvest). The Rabi season is dominated by wheat while the Kharif season is dominated by rice.

162. Based on the above there in only one (1) crop annually:

a. Pattern: Wheat in winter (Rabi) summer and rice in summer (Kharif).

163. As it is assumed that each AF losing crops will be affected for the entire agricultural year the compensation given to each AF will be based on the specific cropping pattern typical of his farm. Table 8.10 below describe dominant crops, the yield/ Acres, net value (Gross value less expenses) and gross values of each cropping pattern. Average yields and income/ acre are reported from agriculture department and average expenses/ acres are estimated from field survey.

Table 8.6 Gross and Net Value for Each Crop Cultivated in Project Areas Average Yield per Net Income Gross Ave. S. Acre (G. Income- Crop Income Expenses/ No (mound*/ Acre x Price) Expenses) (Rs) Acre (Rs) (Rs) 1. Wheat 35x 950 33,250 15,000 18,250 2. Rice 30 x 800 24,000 10,000 14,000

164. Table 8.11 provides the gross and net income amount of crop compensation/ Acre for the cropping patterns. Table 8.12 indicates the estimated amount of compensation to be given to AFs based on standard crop compensation and net crop estimation based on the cropping patterns. In total 40 acres of land will be acquired. Gross income for wheat is 13,250 and for Rice is 24,000. Compensation rates estimated for these crops are; for wheat is Rs. 33,250 is gross income and net income Rs. 16,250. In the same way gross income for rice is 24,000 and net income is 12,000. Average yield and current support price per acre for each crop were received from the concerned government departments in July 2011.

Table 8.7 Gross and Net Income of Each Cropping Pattern in Project Areas

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No. Crop Pattern Gross Income (Rs./ Acre) Net Income (Rs. / Acre) 1. Wheat 33,250 16,625 2. Rice 24,000 12,000

8.1.8 Affected Families (AF) / Affected Persons (AP) Census 165. Out of 40 acres of land 35 acres of agricultural land is all titled and owned by 44 AF of which all are direct cultivators. For detail see table 8.13 below.

166. Overall AF due to land is 44. These all families are land owner. The affected population associated with these families is estimated at 264 persons. All the families are basically in farming profession and majority is well settled on their farming areas.

Table 8.8 Affected Families (AF) by Land AFs Land owners Tenants Lessee Total AFs 44 - 20 64

167. Overall 19 families are affected by houses including government employees and private house owners. These all families have 114 affected persons.

Table 8.9 Affected Families (AF) by Houses S. No. Structures AF (Affected Families) AP (Affected Persons)

1 Houses 19 114

168. In all there are 64 AF losing houses and agriculture 634 families loses land which are included in Table 8.14. Families losing business are 74. Table 8.16 below summarize the total number of AF and APs avoiding double counting. The total No of AFs is 720 (5,144 AP).

Table 8.10 Summaries of Affected Families (AF) and Affected Persons (AP) Sr. No Types of Impact AFs Collective parties APs 1 LAND Trees owner, crops owner are Land Owner 46 the same AFs Lease Holder 264 Crop Owner (already Trees Owner included) Sub Total 46 2 Buildings Possessors of govt. residences House and lease holders of govt. land Private Houses 5 are same parties 30 Govt. Residences 14 120 Total 65 414 *Without double counting

8.2 VULNERABLE APs 169. Based on the survey there are 5 vulnerable families. There are 3 families who are losing their 100% land and 2 families head are disable. These families are living below the poverty line. These families will be compensated @ Rs.7,500. Based on the entitlements framework they will

52 Resettlement Action Plan for New Khanki Barrage Project LARP

receive a special allowance of Rs 7,500, an amount equal to the minimum wage in Pakistan (Rs 7,500).

8.3 IMPACTS ON WOMEN 170. There is no family in the AFs who is headed by female. All the women affected by the project are part of affected families.

171. There is no family among the AFS who is losing more than 10% of its land or living below the poverty line.

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SECTION 9

INCOME RESTORATION AND REHABILITATION

9.0 GENERAL 172. Main focus of ADB safeguards policy to restore the livelihood of affected families and APs. For this purpose ADB stresses on comprehensive Resettlement plan. This is not only limited to rehabilitation of the affected people but it also focus on income restoration activities. ADB safe guard policy stresses that people affected by the project should have benefits of the project for this purpose their income generation resources should be rehabilitate and restore in such a way that they will be able to live in better situation. If there are some indigenous or vulnerable people they should be paid special attention and taken care in such a way they can get project benefit.

173. On the other hand ADB safeguard policy statement is very crystal clear that APs should be restored on prior project condition and even they should gain the benefits of the project. They should be compensated before land acquisition and compensation should be given on market rate. They have right to take the salvage material and compensation must be given before civil work start.

9.1 ADB’S ROLES/ RESPONSIBILITIES AND POWERS 174. ADB is responsible for screening projects to specify ADB‟s safeguard requirements; undertaking due diligence; and reviewing the borrower‟s/clients and environmental assessments plans to ensure that safeguard measures are in place to avoid/ mitigate impacts. ADB will seek corrective measures and work with the borrower/ client and if they fails to re-establish compliance, then ADB may exercise legal remedies, including suspension, cancellation, or acceleration of maturity, that are available under ADB legal agreements.

9.2 ROLES AND OBLIGATIONS OF BORROWERS/ CLIENT 175. ADB safeguard policies gives go ahead to only those projects for which a comprehensive LARP exist and have plan for implementation. Land Acquisition and Resettlement Action Plan have budget allocation not only for relocation of structures but also for rehabilitation/ income restoration and for implementing agency. To ensure that contractors appropriately implement the agreed measures, the borrower/client will include the safeguard requirements in bidding documents and civil works contracts.

9.3 POVERTY ALLEVIATION 176. The country partnership strategy for Pakistan focuses on supporting irrigation sector reforms, capacity development for key agencies in irrigation & water management sector and investing in construction of new and rehabilitation & up gradation of existing irrigation infrastructure (Barrages & Canal Systems).

177. Pakistan agriculture performance is depending upon availability of irrigation water. Adequate, equitable and reliable irrigation supplies to cultivable lands are not only aiming to enhance agriculture productivity and sustainable development but also play role to reduce the poverty. Construction of new and rehabilitation & up gradation of existing irrigation infrastructure is a requirement to continue the process of equitable, reliable supplies to agriculture land and save the population from flood disaster. The project component will contribute directly to poverty reduction by providing employment opportunities to local people and to save them from flood disaster and indirectly by providing better water delivery to their crops and ultimately become the ground to increase in their income and reduce their poverty.

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178. Construction of bridge on new Khanki Barrage is a provision of communication link across the river with MandiBahudin and Gujrat city. This link will become the source of poverty reduction with the economic and business activities/opportunities.

179. The project implementation agency is mainly focused on the rehabilitation and restoration of Project affectees for this purpose market based compensation to the afeectees for all their asset loss will be offered. Beside this vocational training programme, better infrastructural facilities and better employment opportunities in the project area will be provided. To provide the employment opportunities to local community, skilled and unskilled labour, is made contractor obligation in the civil contract.

9.4 INCOME RESTORATION AND REHABILITATION STRATEGY 180. APs have right of negotiations for land acquisition and for compensation package. If there is contradiction between land law and ADB safeguard policy. Safeguard policy will supersede the land acquisition act and payment and rehabilitation plan will be made according to safeguard policy. In viewing the ADB policy APs are provided market rate based compensation for their lost assets so they can establish their assets on the same level or even better.

9.5 Development Assistance 181. For restoration of APs and providing them the same living slandered rather better living different measures have been taken.

9.5.1 Vocational Training Programme

182. Vocational training programme is identified on need basis after consultation with APs. APs will be provided vocational training without any gender discrimination. One AP from every AF will be provided vocational training for sustainable livelihood restoration of AFs. For this purpose training programme will be commenced with the help of PVTC, PRSP, TEVTA or other training provider institute. AD Resettlement/ Resettlement Expert will be coordinator at site for the training programme for APs.

9.5.2 Employment opportunity During Construction

184. Contractor is made responsible in contract agreement to provide jobs, skilled or un skilled to APs as much as possible. For this purpose awareness has been given to APs and will be given again at time of construction. AD Resettlement/ Resettlement Expert will be coordinator with contractor and will facilitate APs in getting employment opportunity. The contractor Environment and Social Safeguard Specialist will also manage employment programme.

9.5.3 Infrastructure Development

185. To make the Barrage a picnic spot and recreational facility for the people of the area and economic development of the area through better infrastructure following civil infrastructure will also be constructed/ rehabilitated. Following infrastructural activities will be done to develop the project area infrastructure:

Construction of a battery of studs to save the adjacent villages from floods. Construction of new bridge over the new Barrage Construction of public park and Mosque Construction of new Irrigation Staff colony

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Rehabilitation of schools Construction of new Basic Health Unit (BHU) Development and improvement of the access road (about 35 km) Compensation to AFs according to market rates

9.6 COMPENSATION BASIS 186. All components costs are aggregated to derive the overall costing of the houses and building structures accordingly. Price has been assessed on the basis of private construction cost prevailing in the area or as based on the currently notified construction rates per square feet. Project affectees are allowed to take the salvaged material of their building structures.

187. Methodology used in preparing resettlement budget is for the convenience of the Project Affected Persons (PAP) and for the agencies involved in compensation. This is based on market prices of the area which have been collected through the field investigations after consulting the concerned Government Departments, Local Government Representatives, the Revenue and Forest departments.

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SECTION 10 RESETTLEMENT BUDGET AND FINANCING PLAN

10.0 GENERAL 188. This section gives the indicative compensation cost estimates for land acquisition, building structures and rehabilitation of the affectees. Efforts were made to work out realistic cost estimates/values that are applicable for fair compensation to the affectees. For this reason, concerned Government departments building, forest, revenue and agriculture were consulted and subsequently market surveys were carried out in order to evaluate and apply unit rates based on the ground realities. The prices for different commodities are obtained from relevant government departments July 2011, Land cost has been assessed on the each village.

10.1 COMPONENTS OF THE COST ESTIMATES 189. All the land and land based assets/structures falling in the active right of way have been identified and listed. Any house structures, building partly being affected will be compensated accordingly as per entitlement matrix.

10.2 COMPENSATION COSTS (CC) 190. Compensation costs (CC) includes the cost of land, building structures/houses, Mosque, BHU, Irrigation staff colony, park construction, forests and fruit trees, crops, transitional period assistance and shifting charges for the affectees/ falling in the ROW.

191. Quantification of all these items has been made. This data has been collected through physical measurements conducted in the field. These building structures and houses are comprised of different categories as per their construction material. Various categories of these commercial units are quantified along with their calculated cost. Quantities and costs have been developed in consultation with the relevant department.

10.2.1 Land Acquisition Costs 192. Cost of 35 acre private agriculture Land, which will be acquired for construction Barrage and 4 Number studs is Rs. 21.7 million. Land prices given in the following table are taken from revenue record as per latest market rate.

Table 10.1 - Summary of Affected Land and Costs Total Sr.No Village Name Kanal Marla Land in Rate/kinal Rate/Acre Village Wise Cost Acres 1 Khanki 48 19 6 100,000 800,000 4,895,000 Tathi 199 7 25 62,500 500,000 12,459,375 2 Baloch Burj 33 19 4 43,750 350,000 1,485,313 3 Cheema Total 280 45 35 Total cost 18,839,688 4 Acres 5 15% compulsory Land Acquisition Charges 2,825,953 6 Grand Total 21,665,641 7 Cost in Million 21.7

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193. Land of one village differs from the land of other village according to its fertility, location and agriculture potential.

10.2.2 Houses and Structures 194. There are 19 houses existing on the land acquired for realign the route of LCC East. 14 houses are Irrigation Department Property and were constructed a century ago. 5 house re constructed on private property. Government Employed will be shifted in new Canal colony which‟s construction is in the scope of the project. The price of remaining 5 private homes is estimated as Rs. 1.37 million. These all houses are affected up to 100% of their covered area and compensated fully. Detail given in Table 10.2. Affectees of these houses are allowed to take the salvage material and no depreciation has been charged while assess by the structural prices of these structures.

Table 10.2 - Summary of Affected Houses and Costs S. Covered Categories Structural Total Cost Structures Number No Area Rate Cost (Rs.) 1 Houses 5 13,961 Pucca 1,369,628 1,599,628

10.2.3 Tree Losses 195. Total 35 acres of agriculture land will be acquired for project execution. On private land there are 37, trees of different species. Among them 24 trees are fruit trees and 13 trees are wood trees. Total cost of fruit trees is Rs.46, 599 (0.046 million).

Table 10.7 – Fruit Trees

Sr.No. Species Young Crop Prime Crop Rate Total Rate Total 1 Banana 2-5 Years (Rs.) (Rs.) 6-12 Years (Rs.) (Rs.) Total 2 Jaman 2 740 1,480 - 740 - 1,480 3 Guava 2,444 0 2 12,000 24000 24,000 4 Lemon 7 3,017 21,119 - 2,136 - 21,119 Grand Total 46,599

196. The cost of wood trees is Rs. 70,500 (0.07) million. Table 10.8 shows detail cost estimation for each fruit tree species. Table 10.8 – Wood Trees Sr.No. Name Class Rate Class Rate Class Rate Class Rate Total of Tree VI V IV III (No) (No) (No) (No) 1 Bunyan 1 4000 ------4000 2 Shisham 2 9000 1 10000 - - - - 19000 3 Kikar 1 5000 ------5000 4 Bargad 2 10000 - - - - 2 20000 30000 5 Rubber - - 1 3000 -- - 3000 Plant 6 Gond 2 4500 ------4500 Katera 7 Sumbal 1 5000 ------5000

Total 70,500

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10.2.4 Crops Compensation 197. Crop compensation is provided to make compensation for one year crop loss at different rates according to the prime cropping pattern of the area. A sum of Rs. 1.32 million is being provided to make compensation for 1 year crop loss.

Table 10.9 Standard Crop Compensation for Affected People Total Compensation No. Cropping Pattern Rate/ acre Area (Acres) (Rs) 1 Wheat 18,250 41 748,250 2 Rice 14,000 41 574,000 Total 32,250 1,322,250

10.2.5 Relocation Allowance 198. The AF who will have to relocate will receive a rehabilitation/relocation allowance of RS. 25,000 covering transport costs and livelihood costs during the transitional period. As the AF to be relocated are 19. 14 are Irrigation Department employee thy will receive Rs.5000 as transportation allowance. Total sum of Rs 0.195 millon will be paid.

Table 10.10 Relocation Allowance (Transitional Period Livelihood and Transport) Sr. No Entitlements No of Houses Allowances (AXB) (A) (B) 1 Livelihood Charges (Private 5 22,500 112,500 owners) 2 Transportation / Relocation 5 10,000 50,000 Allownce(Private owners) Govt Employee 14 5,000 70,000 Total 14+5=19 232,500

10.2.6 Development Assistance and Infrastructure Development Costs

199. The cost for reconstruction of mosque, BHU, Public park, staff residence colony, infrastructure development, schools up grading and civic facilities are added in project cost. For development assistance one AP from all AFs will be given vocational training for rehabilitation of their livelihood (8th months training course) irrespect of their sex discrimination whether male or female. The cost for vocational training is estimated as (69APs@ Rs20, 000). Table 10.11 shows these costs on lumpsum basis.

Table 10.11 Development Assistance and Infrastructure Development Costs Sr. No Structure/Head Cost 1 Colony Boundary wall and Quarters 21,916,82 2 Staff Residences‟ 5,118,845 3 Roads and infrastructure in colony 5,18,863 4 Civic |Facilities (Telephone Exchange, suigase, 51,475,693 electricity, Overhead Reservoir) 5 BHU construction and BHU facilities 40,170,290

6 Schools Up gradation 13,673,250

7 Park and Parking facility 1,500,000

8 Vocational training programme 1,380,000

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Total 113,358,944

10.2.7 Vulnerable People Allowance 200. During the field survey there are 5 families identified who are headed by lady or living below the poverty line. It is assumed if any family is earning less than Rs.7, 500 will be considered as vulnerable family. They will be paid an allowance of vulnerability @ rate of Rs. 7,500/ family and they will get an amount of Rs. 37,500.

10.3 MONITORING AND EVALUATION 201. Monitoring and evaluation of the LARP implementation process is required for this purpose. A sum of Rs. 1.80 million is provided in the budget @ 5% of total cost.

10.4 ADMINISTRATION COST 202. Administration cost for the implementation of LARP is also required and provided in the budget amounting Rs. 0.36 million @ 1% of the total cost.

10.5 CONTINGENCIES 203. Contingencies cost @ 15% has been added to cover various unforeseen/ contingencies expenditure for LARP implementation and inflation which amounts to Rs. 3.82 million.

10.6 TAXES 204. There is not any taxable item in compensatory package as such no tax either from federal or provincial government is applicable.

10.7 BUDGET ESTIMATES 205. The total estimated requirement of funds for compensation payments, rehabilitation, and mitigation measures amounting Rs. 42.05 million (Say 42 million) is given in Table 10.12. With these financial provisions satisfaction of the project affectees is ensured and the grievances will be minimized.

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Table 10.12: Summary of Costs Sr. Description Quantity Unit Unit/Rate Total Cost Rs. (Million) % No (Rs.) (Rs.) 350,000- 1 Land Area Costs 35 Acres 5,60,000 21,665,641 21.67 51.52 2 Building / House Structures 5 Sft 675-330 1,369,628 1.37 3.26 3 Fruit Trees (Orchard) 24 No. 250-5000 46,599 0.05 0.11 4 Wood Trees 13 No. 250-3468 70,500 0.07 0.17 55,000/acre 5 Crops Compensation 196 Acers. and 66,000/ 1,322,250 1.32 3.14 acre 22500- 6 Relocation allowance 19 Rs. 195,000 0.20 0.46 15000

Development Assistance and 7 various various lumpsum 11,358,944 11.36 27.01 Infrastructure development

8 Vulnerable People Allowances 5 Rs. 7,500 37,500 0.04 0.09

Total (A): 36,066,062 36.07 9 Monitoring and Evaluation 5% 1,803,303 1.80 4.29

10 Administrative Cost @ 1% 360,661 0.36 0.86 Total (B): 38,230,025 38.23 11 Contingencies @ 15% 3,823,003 3.82 9.09

Grand Total: 42,053,028 42.05 100.00

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SECTION – 11 INSTITUTIONAL ARRANGEMENTS

11.0 INSTITUTIONAL ARRANGEMENTS AND IMPLEMENTATION 206. The compensation/ rehabilitation program described in this LARF involves distinct processes and dynamics and different agencies. These include PID as the Executing Agency (EA) and other line departments/ agencies, such as revenue department, Forest and Agriculture department.

11.1 PID 207. PID (Executing Agency) has overall responsibility of the project including preparation, implementation and financing of all LARP tasks and for cross-agency coordination. PID will exercise its functions through the PMO for LARP execution. The PMO will be responsible for general project execution.

208. Within the PMO, a Social Safeguards Unit (SSU) is in place, which will manage all land acquisition and resettlement activities involved under the implementation of the project. In addition to the implementation of LARP activities, the SSU will prepare internal monitoring reports for the implementation of LAR activities. The PMO will submit internal monitoring reports to ADB on monthly or quarterly basis (depending on the scale and sensitivity/complexity of the project impacts). Furthermore, the SSU will manage the preparation, updating and implementation of LARP activities, like surveys, asset valuation in coordination with concerned departments and community.

209. An independent monitoring agency or individual external monitor will be hired to conduct periodic monitoring and evaluation for the implementation of the LARP. All monitoring reports will be disclosed to the displaced persons including the preparation of corrective action plan.

11.2 Local Government 210. At provincial level these functions rest on the Board of Revenue while at District level they rest with the District Officer (Revenue). Number of other supporting officials, most notably the Patwari, (the land records keeper); carry out specific roles such as titles identification and verification. Functions pertaining to compensation of assets different from land (i.e buildings and crops) or income rehabilitation also fall on the local governments, more specifically on the respective District Officer (Revenue).

11.3 ADB 211. Review of LARPs, monitoring reports, corrective action plans..

11.3.1 Coordination Initiatives 212. With the effective coordination of above departments/ agencies, the assessment and payment of compensation will be made to eligible and entitled DPs. By making timely payment to the DPs, a smooth and timely project implementation of the project could be ensured. LARP coordination committee to be in place.

213. A LAR Coordination Committee will be formed to provide a coordinating node for the preparation and implementation of LARPs (in particular execution of surveys, valuation of assets, DPs consultation and local approval of LARPs provisions). The committee formation will be initiated by the PMO. ESU unit is a part of LARP coordination committee. The LAR CC will meet periodically In PMO and will review the LARP implemtaion Activities, Director Social, Deputy Project Director

62 Resettlement Action Plan for New Khanki Barrage Project LARP

and will be the members of the committee and Head/ Project Directore will be the chairman of the committee.

214. On site for smooth implementation of LARP activities Assistant Director will work to facilitate the APs on their door step for timely payments/ compensation. She/he will be responsible for taking care of social problems arising during project execution, gender problems, in public consultation. Employment of APs with Contractor. He/ she will compile his field progress report on daily basis and present it to LAR CC on weekly basis.

11.4 ROLES AND RESPONSIBILITIES OF ADB 215. As per ADB new safe guard policy every institute involves in preparing and implementing the LARP should be clear in its role and responsibilities. Basic principle of the existing safeguard policy is that implementation of the provisions of the policy is the responsibility of the borrower/client and ADB‟s role is to explain policy requirements to borrowers/clients, help borrowers/clients meet those requirements during project processing and implementation through capacity building programs, ensure due diligence and review and provide monitoring and supervision.

11.4.1 Compliance System 216. In implementation of LARP report ADB official have their responsibilities too. ADB‟s Chief Compliance Officer is responsible for advising management and operations departments on safeguard compliance and related operational procedures and guidelines.

11.4.2 Strengthening Safeguard Framework 217. To ensure that the safeguard frameworks are effectively implemented, greater attention is needed in relation to assessments of the institutional capacity of borrowers/clients, and mechanisms and measures for capacity building need to be developed and integrated into project design. Furthermore, more attention needs to be paid to monitoring and supervising subprojects to avoid the risk of noncompliance with safeguard policies.

11.4.3 Negotiated Land Acquisition 218. Safeguard requirements-2 does not apply to negotiated settlements, unless expropriation would result upon the failure of negotiations. Negotiated settlements help avoid expropriation and eliminate the need to use governmental authority to remove people forcibly. The borrower/client is encouraged to acquire land and other assets through a negotiated settlement wherever possible. During field survey the core issue discussed with the Affectess was land acquisition. For the subject project land acquisition through negotiation is not possible because the land for land is first preference of the people and there is no government land available in the vicinity of the project. But consultation and negotiation with Affectees were done on rates and on compensation package. And in formulating compensation package public opinion was given its due weight.

11.4.4 Aim of Institutional Arrangement 219. Institutional Arrangement focuses on the organization, role, functions, and responsibilities and procedure for the Land Acquisition & Resettlement Unit. This should be read in conjunction with the Land Acquisition & Resettlement Framework and ADB Involuntary Resettlement Policy.

11.4.5 Environment and Social Unit (ESU) 220. The ESU will be responsible for all activities in preparation and implementation of Land Acquisition & Resettlement Plans for New Khanki Barrage. The unit will have an extension on Barrage site where a Assistant Director (Resettlement) will be appointed and he/she will be primarily responsible for the LARP implementation and will work under the administrative and technical control of Director ESU. The role and responsibilities of ESU units are as fallowed:

1) Supervise and monitor the contractor civil work liaison with implementation of LARP.

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2) Liaison and coordination with Revenue Department and other govt agencies. 3) Cause to implement the Land Acquisition and Resettlement plan in accordance with agreed timelines with ADB. 4) Submit brief reports on Implementation of LARP to DD (Resettlement) and Director (ESU) on daily, weekly and periodically basis. 5) Arrange participate and document the stakeholders/ community consultations ensuring that the required information are disseminated to all the stakeholders. 6) Cause to obtain land record along with cadastral maps from the revenue department. 7) Attend the meetings of the District Price Assessment Committee, ensuring that the proposed rates are in accordance with the market prices. 9) Ensure the representation of Irrigation Department in all the processes carried out by the District Revenue Department required under the LAA -1894. 10) Monitoring and reporting of social issues compliance during the implementation of the project. 11) Disclose the contents of the LARP to all concerned. 12) Establish complaint and Grievances redress mechanism at site. (Grievances Redressel Cell) 13) Any other tasks related to land acquisition & resettlement.

11.4.6 Organization of ESU 221. Irrigation has established ESU Unit in PMO Barrages. Preparation and implementation of LARP and is considered as an integral activity of the civil work. Henceforth the land acquisition and resettlement will be considered as a part of the project;

11.4.7 Functions of ESU 222. The ESU will perform the following functions for preparation and implementation of LARP;

11.4.8 LARP Preparation 223. The preparation of LARP is the responsibility of ESU unit. The ESU will be responsible to oversee, monitor and coordinate all processes and tasks that are required to be undertaken in preparation of LARP as per the ADB Involuntary Land Acquisition & Resettlement Policy. The concerned officials of land & resettlement of the ESU will be fully involved and will participate in documentation of all the processes. The functions of ESU during this stage are but not limited to the following:

1) Collection and preparation of land data & data of project affected persons 2) Correspondence with the Revenue Departments, other Govt. agencies. 3) Coordination with all concerned provincial departments. 4) Arranging and participation in the stakeholder consultations. 5) Preparation of compensation matrix as per LARF. 6) Dissemination of project related information to all concerned. 7) Participation in the meeting of District Price Assessment Committee. 8) Disclosures of LARP. 9) Social mobilization of community 10) Redress of grievances and complaints resolution. 11) Documentation of all activities and Maintenance of record. 12) Coordinate and assist ADB field missions.

a. LARP Implementation Tasks. The tasks are but not limited to the following; (1) Distribution of relocation notices. (2) Disclosure of compensations and other related information. (3) Disbursement of compensations as per approved LARP.

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(4) Obtain possession of land. (5) Assistance to PAP. (6) Conduct community based consultation. (7) Dissemination of information. (8) Redress of grievances and resolution of complaints. (9) Monitoring of LARP implementation and submission of reports.

11.4.9 Mechanism of ESU 224. The tasks and responsibilities‟ of terms of reference for ESU is as fallowed;

a. Project Resettlement:

(1) Supervise the work of LARP consultant‟s team deputed for, carrying out the socio economic surveys and impact assessment. (2) Be intimately involved in the LARP consultant‟s work of identifying the severely impacted persons, persons affected through loss of livelihood, income loss, squatters and vulnerable groups. (3) Develop, maintain and update the data of project affected persons requiring rehabilitation assistance, livelihood restoration, income support and shifting assistance etc. (4) Work closely with consultants in evolving the entitlement framework for compensation. (5) Carry out consultations and dissemination campaign with regard to compensation procedures and entitlement criteria/ packages. (6) Assist the PD in preparation of budget for resettlement of the affected persons. (7) Ensure disbursement of compensation to the affected persons as per the entitlement framework and approved LARP. (8) Ensure that adequate time is allowed to the PAPS before affecting shifting/ relocation. (9) Hold consultation meetings with the affected persons and provide counseling and guidance for rehabilitation. (10) Assist the PMO in disclosure of relevant information to the community and affected persons. (11) Submit progress reports to the Head/ Project Director and ADB.

b. Grievances Redress Mechanism: The ESU cell will act as a focal body for receipt, resolution and communication with PAP. It will specifically perform the following tasks; (1) Inform the affected community of his telephone and location of office for receiving complaints. (2) Receive and record all complaints/ grievances related to fixation/ valuation of land and other assets. (3) Participate in all stakeholders‟ consultation and community meeting to find out the concerns, complaints and grievances of the PAP. (4) Investigate the nature and scope of grievances/ complaints through field/ site visits establishing the veracity of complaint and prepare detailed report with recommendation for resolution. (5) Liaison and coordination with other sections of PMO and concerned provincial departments for resolution of complaints and grievances. (6) Communicate the actions taken to all concerned. (7) Keep himself abreast with the latest situation of LARP Preparation and implementation. (8) Assist the PAP in resolution of their grievances with revenue department. (9) Closely interact with the notables of the villages.

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(10) Organize village committees and hold meeting with them.

c. Implementation and Monitoring Mechanism: ESU unit will have primary function of implementation of land acquisition and resettlement plan. It will perform the following tasks:

(1) Disburse compensation to the affected people. (2) Issue notices for taking over possession of land. (3) Obtain possession of land. (4) Hold periodical meeting with the affected persons and provide counseling and guidance for rehabilitation. (5) Assist the skilled and unskilled PAPs in employment on the project with the contractor in coordination with PD. (6) Assist the grievances cell in resolution of complaints and grievances. (7) Assist the PD in disclosure of relevant information to the community and affected persons. (8) Will be responsible for internal monitoring of the LARP preparation and implementation and perform the following tasks; (9) Benchmarks for Monitoring will include;

I. Information campaign and consultation with AP II. Status of land acquisition and disbursement of compensation. III. Disbursement of compensation for affected structures and other assets. IV. Relocation of APs. V. Payment for loss of income. VI. Income restoration activities.

(10) The above information will be collected through the following instruments;

I. Review of census information for all APs. II. Consultation and informal interviews with APs. III. In depth case studies. IV. Sample surveys of APs. V. Community public meetings.

(11) Will prepare the monthly reports for submission to Head PMO and ADB.

11.5 CONTRACTOR 225. The construction contractor will also nominate one liaison officer to coordinate with the PMO and other relevant offices on matters relative to possible impacts occurring during project implementation and to coordinate on employment opportunities for the APs in construction works. Its key roles and responsibilities are to collaborate with the PMU / IMU and the implementation consultants in the following activities:

Verify the loss of infrastructures and other assets of APs due to project implementation and ensure their compensation; Determine/review the replacement cost for all kinds of loss occurred; Hold consultation meetings with the affected people; To recruit employee, skilled and unskilled, from local community.

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67 Resettlement Action Plan for New Khanki Barrage Project LARP

SECTION 12

IMPLEMENTATION SCHEDULE

12.0 ACQUISITION OF LAND AND LAND BASED ASSETS 226. Land and land based immovable assets being acquired will be compensated by the Land Acquisition Collector (LAC). The total amount so assessed is being deposited by Irrigation Department to the respective treasury for subsequent payment of compensation to the entitled affected persons through LAC. Immediately after the notification of the award under Section 6, the Collector will take over the possession of the acquired strip of the land and hand over it to the Department. After it‟s taking over by Irrigation Department, the construction contractor will be able to start construction work. Payment of compensation to the entitled person will be made before possession of land. No land will be possessed without full payment of the entitled compensation to the affected landowners and tenants. In case of dispute the assessed/allocated amount of compensation will be pledged in favour of the affected person, till a decision is made on its disputed issue. Under such exceptional cases PID will possess the land without payment of compensation, but after one month of the filing of the case to the Grievance Redress Committee (GRC) or a case with the court of Law.

227. Various steps are involved in the land acquisition process, for which responsibilities are lying with a number of other line departments and estimated timeframe requirements for implementation processing are given in the Table 12.1 & Fig. 12.1. Overall this LARP will require seven to nine months for completion of initial formalities and its implementation.

12.1 LARP IMPLEMENTATION PROCESS AND SCHEDULE 12.1.1 Implementation Schedule 228. LARPs has synchronized with contract award and possession of lands including (i) acquisition of land and other assets; (ii) release of funds to the acquiring agency; (iii) disbursement of compensation for various categories of assets and income losses; (iv) relocation and livelihood restoration/substitution measures; (v) demolition of structures and transfer of land; and (vi) grievance redress and monitoring and evaluation.

12.1.2 LARP PREPARATION AND IMPLEMENTATION PROCESS 229. The APs of affected structures/assets (houses, shops, etc.) will be paid their due compensations at least 1 months (30 days) prior to demolition of the structures from the RoW. This time will allow them to dismantle and remove all salvageable material for rebuilding of houses and re-establishment of businesses. However, IPD reserves the right of directly demolishing such structures if this has not been done by the AP by the agreed deadline. Grievances or objections may be referred to the GRC through the local offices.

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Figure 12.1

Sr. No LARP Activities Responsiabilities 2011 2012 Primary Secondry Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Detailed Scoping of Potential Land Acquisition and 1 Resettlemnt Impacts PMO Delaegation of roles and resposibilties and linking 2 these to an Action Plan PMO Proposal to Revenue Department for Land 3 Acquisition PMO Revenue 4 Publication of Notices under Section 4 & 5 of LAA PMO Department Revenue 5 Land Demarcation PMO Department 6 Survey of Affected Person Assets PMO 7 Stake Holders Conssultation PMO 8 Census, Impact Assesment and Socioeconomic survey PMO Coordination with relevent Local Government Government 9 Agencies PMO Agencies Varification of Land record and update of Cadastral Revenue 10 Maps PMO Department DMS, Census and Socio-economic Survey Plus 11 valuation Survey PMO 12 Public Consultation and Negociation PMO 13 Preparaion of LARP PMO 14 Innitial Approval of RAP from ADB PMO ADB 15 Resettlement Plan Review by ADB ADB PMO 16 Approval of LARP from ADB ADB PMO 17 Resettlement Plan Compliance PMO 18 LARP Public Disclosure PMO Revenue 19 Distribution of relocation notices to DPs PMO Department Revenue 20 Award of Cheques for land Compensation PMO Department Award of other compensation and assistance along 21 with rehablitaion measure PMO Revenue 22 Relocation and reconstruction PMO Department 23 Income rehablitaion and subitutions Activities PMO 24 ADB approval of subproject contractor mobilization ADB PMO 25 Review of LARP Implementaion PMO 26 Internal Monitoring and Reporting PMO EM 64 Resettlement Action Plan for New Khanki Barrage Project LARP

Figure-12.2

LARP Implementation - Monitoring and Evaluation Schedule

Sr. No Activities 2011 2012 Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug

1 LARP Draft Report

2 Approval by ADB

3 LARP Implementation

Assessment and 4 Compensation of Land

Assessment and 5 Compensation of Land based Assets Monthly Monitoring 6 Report (Internal) v

Six Month Monitoring 7 Report (External)

8 Completion Report

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SECTION 13 MONITORING AND REPORTING

13.0 MONITORING AND EVALUATION 230. The land acquisition and resettlement process of the project will be monitored both internally and externally. Internal monitoring will be conducted by the EA (PMO) assisted by Support Consultant and Design & Supervision Consultant. External monitoring is required to monitor the livelihood compensation payments and have a significant impact. A qualified external monitor firm or consultant (EM) will be hired by the PMO and approved by the ADB. The EM will be selected among local consultants, NGOs, social research organizations or private sector companies. The frequency of external monitoring will be identified in each LARP depending on the scale and sensitivity of impacts. 231. The extent of monitoring activities, including their scope and timing, will be commensurate with the projects risks and impacts. The EA is required to carry out the safeguard measures and implement relevant plans as provided in the legal agreements. Monitoring reports will need to be prepared monthly, quarterly and annually. The EA is also required to:

(i) Establish and maintain procedures to monitor the progress of the implementation of resettlement plans. (ii) Verify their compliance with safeguard measures and their progress toward intended outcomes, (iii) Document and disclose monitoring results and identify necessary corrective and preventive actions in the periodic monitoring reports, (iv) Follow up on these actions to ensure progress toward the desired outcomes, (v) Retain qualified and experienced external monitor or qualified NGOs to verify monitoring information for projects with significant impacts and risks, (vi) Submit periodic monitoring reports (monthly, quarterly and annually) on safeguard measures.

232. The ADB reviews project performance against borrowers/ clients commitments as agreed in the legal documentation. The extent of ADB's monitoring and supervision activities will be commensurate with the projects risks and impacts. Monitoring and supervising of social safeguards is to be integrated into the project performance management system. The ADB will monitor projects on an ongoing basis until a project completion report is issued. All monitoring reports will be disclosed to displaced persons.

13.1 Internal Monitoring 233. The compliance of Resettlement Action Plan and Social Development activities are duty of Executing Agency (PMO). The results will be communicated to the ADB through the monthly or quarterly project implementation reports. Indicators to be used for internal monitoring will be those directly related to the land acquisition process, including levels of household well-being/ welfare. These indicators need to relate to the change in circumstances before project commencement, during construction and post construction. This information will be collected directly in the field by the Social Safeguard Unit of the PMO and reported monthly in order to assess the progress and results of the LARP implementation. The following are the specific times for setting of monitoring/ benchmarks data/ reports: i). During the initial information campaign and consultation with displaced persons.

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ii). At the time of assessment of land acquisition entitlements, and also at the time of compensation payment for land, crops and trees. iii). At the time of compensation assessment and payment for affected structures and other non land, crop and tree assets. iv). Immediately after the relocation of displaced persons. v). At the time of payments for loss of income. vi). During the selection and distribution of replacement land areas. vii). During and after income restoration activities.

234. Based on the above information, the PMO (Social Safeguard Unit) will monitor the day to day resettlement activities related to subprojects using the following techniques: i). Review of census information for all displaced persons. ii). Consultation and informal interviews with displaced persons. iii). In-depth case studies and establishing baseline data iv). Sample surveys of displaced persons. v). Key informants interviews. vi). Public community meetings. vii). 13.2. External Monitoring 235. External monitoring and review of LARP will be carried out by a qualified EM during the implementation of LARP. The external monitoring results will be communicated in the form of a monitoring report to PMO and the ADB.

236. The external monitoring tasks include the review of internal monitoring reports and survey information, as well as the impact monitoring of LARP implementation, including displaced person and stakeholder consultations. The key issue is to ensure that the results of all monitoring are fed back into the decision making process and then allow modifications of procedures to take place in order to address the issues that have been identified. The drawing up and implementation of a Corrective Action Plan is the method by which this can be achieved.

237. The EM will also assess the situation of affected vulnerable groups, including female- headed households, with selection based upon consideration of appropriate socio-economic indicators and a review of the LARP implementation process. In the event that displaced persons will need to be relocated, the EM will carry out a post-implementation evaluation of the LARP about a year after completion of the respective tranche of the work, in order to ascertain whether the objectives of the LARP were attained. The benchmark data of the socio-economic survey of displaced persons conducted during the preparation of the LARP will be used to compare the pre and post-project conditions. The EM will recommend appropriate supplementary assistance for the displaced persons should the outcome of the study show that the objectives of the LARP have not been achieved.

13.3 ADB SAFEGUARD POLICY FOR MONITORINING AND REPORTING 238. Both the borrower/client and ADB have their own separate monitoring responsibilities. The extent of monitoring activities, including their scope and periodicity, will be commensurate with the project‟s risks and impacts. Borrowers/clients are required to implement safeguard measures and relevant safeguard plans, as provided in the legal agreements and to submit periodic monitoring reports on their implementation performance. According to ADB safeguard policy it require from the borrowers/clients to:

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(i) Establish and maintain procedures to monitor the progress of implementation of safeguard plans, (ii) Verify the compliance with safeguard measures and their progress toward intended outcomes, (iii) Document and disclose monitoring results and identify necessary corrective and preventive actions in the periodic monitoring reports. (iv) Follow up on these actions to ensure progress toward the desired outcomes (v) Retain qualified and experienced external experts or qualified NGOs to verify monitoring information for projects with significant impacts and risks (vi) Use independent advisory panels to monitor project implementation for highly complex and sensitive projects, and (vii) Submit periodic monitoring reports on safeguard measures as agreed with ADB.

239. Monitoring and supervising of social and environmental safeguards is integrated into the project performance management system.

13.4 Local Grievance Redress Mechanism 240. A grievance redress mechanism has been established to receive and facilitate resolution of affected peoples‟ concerns and grievances about the borrower‟s/clients social and environmental performance at project level. It should address affected people‟s concerns and complaints promptly, using an understandable and transparent process that is gender responsive, culturally appropriate, and readily accessible to all segments of the affected people.

13.5 Accountability Mechanism 241. Project-affected people can also submit complaints to ADB‟s Accountability Mechanism. The Accountability Mechanism provides an independent forum and process whereby people adversely affected by ADB financed projects can voice, and seek a resolution of their problems, as well as report alleged violations of ADB‟s operational policies and procedures. The Accountability Mechanism comprises two separate, but related, phases, namely: (i) a consultation phase, led by ADB‟s special project facilitator who reports directly to the ADB President, to assist project-affected people in finding solutions to their problems; and (ii) a compliance review phase, led by a three-member panel that reports to the Board of Directors.

13.6 MONITORING AND EVALUATION 242. Monitoring and evaluation is an important tool for the managers to determine the status of the Project. Only through a well planned and organized system of monitoring and evaluation, the progress against the given targets for various components of a development project can be achieved. Such evaluation is possible through review of monthly, quarterly and annual reports.

243. The purpose of LARP monitoring is to verify that: Actions and commitments described in the LARP are implemented fully and on time, Eligible affected people receive their full compensation entitlements within agreed timeframe, LARP actions and compensation measures are effective in sustainable restoration of (or at least restoring) affected people‟s living standards and income levels, Complaints and grievances lodged by Project affected people are followed up and that where necessary, appropriate corrective actions are taken up and implemented, and

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If necessary, changes in LARP procedure are made to improve delivery of entitlements to Project affected people.

13.7 REPORTING REQUIREMENTS 244. PID is responsible for supervision and implementation of LARP and will prepare monthly progress reports on resettlement/ rehabilitation activities and submit it to Asian Development Bank (ADB) for review. The Resettlement Consultant will prepare and submit a brief mid-term report to PID and determine whether or not resettlement / rehabilitation / business restoration goals have been achieved. A completion report will be prepared at the end of the project covering the progress of work and achievements against the planned targets and lessons learnt at the end of the project completion.

13.8 TERMS OF REFERENCE (TOR) FOR THE EXTERNAL MONITORING SERVICE PROVIDER 245. Activities that will be undertaken by the external monitoring and evaluation consultants for which a TOR is given below, which is subject to the concurrence of ADB.

Review of internal monitoring procedures and reporting to ascertain whether these are being undertaken in compliance with the LARP, Review internal monitoring records as a basis for identifying any areas of non- compliance, any recurrent problems or potentially disadvantaged groups or households, Review grievance records for evidence of significant non-compliance or recurrent poor performance in resettlement implementation, Discussions with the relevant Government Departments and others involved in acquisition, compensation disbursement or livelihood restoration to review progress and identify critical issues, Survey affected households and enterprises to gauge the extent to which Project Affected Peoples‟ standard of living and livelihood have been restored or enhanced as a result of the Project, Ascertain the status of the Project in relation to the objectives laid out in the LARP, Ascertain the methods and approach developed to collect the Project related information, Details of the methodology, census surveys data, sampling frames, arrangements made to collect and analyze that data, evaluate the quality control systems, recording and reporting systems adopted during the Project implementation and periodic reporting, Evaluate the level of interaction and participation of the stakeholders and specially the affected persons or their organization in the monitoring and evaluation process, Workout the resource requirements and type of expertise and the level of input and output of such expertise involved in the resettlement process, Develop, advise and specify on the time frame fixed for conducting monitoring and evaluation, also prepare schedule of activities for monitoring and evaluation process, Prepare a summary compliance report for PMO Office on resettlement progress, any issues arising and any necessary corrective actions.

13.9 PARTICIPATION OF AFFECTED PERSONS IN MONITORING, REVIEW AND EVALUATION PROCESS 246. Representative from the Project Affected Persons (PAPs) will also be involved in monitoring and evaluation process. This type of involvement and interaction with the PAP will help in improving the performance of the resettlement/ rehabilitation programme and give confidence to the affectees that their problems are being taken care by the executing agency.

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This will also help in improving the design and evaluation of the program for the PAPs. This will be a bottom up approach and ensure the sustainability of the Project resettlement/ rehabilitation process.

13.10 DATA ANALYSIS 247. Considerable data will become available as a result of continued social, resettlement and environmental monitoring of the Project. This data will be analyzed and assessed to determine the extent to which the end results envisaged in the planning stage are being attained. This will require proper evaluation, as appropriate, by the Monitoring and Evaluation experts and any Independent Organization assigned to carry out these studies. In the event that satisfactory results are not attained by Project resettlement/ rehabilitation activities, the shortfalls will be identified and properly analyzed, remedial measures will be recommended and implemented through the project or other relevant department/ organization.

13.11 EVALUATION AND REPORTING 248. Resettlement/ rehabilitation actions will be monitored and evaluated through internal monitoring and by an Independent Organization for external monitoring on regular basis. An evaluation of resettlement actions will be included in the Monthly Internal Monitoring Reports (IMR), which will be submitted to External Monitors, who with their own assessment will submit quarterly reports to PID. Additionally, in the event of a problem occurring in resettlement/ rehabilitation activities, as perceived by the monitoring teams, a Special Resettlement Monitoring Report (SRMR) will be prepared and sent to the concerned quarters for immediate action. In the event that major problems slip through this safety net, the monitoring process will pick them up and bring them to the attention of the PID/LAC and other appropriate authorities.

249. Formal midterm evaluation of the Project will be carried out in the middle of the project i.e. by early fourth quarter 2012 to assess the implementation of the resettlement activities and to ascertain if the PAPs have been able to successfully restore the standards of living.

13.12 LESSONS LEARNT 250 Resettlement and Rehabilitation programs are an important aspect of this project. This project is also serving as learning seat for planning and implementation of such projects within the country. During the implementation of LARP, it is likely that some observations may indicate some aspects which will be unique in its own way for which project specific mitigation measure are adopted. These would provide scientific base and guidance for planning and implementation of similar projects. Lessons learnt from this project, are essential, will be documented and published, for use of the project managers, experts, specialists, academicians and students. It will hence be important to evaluate this project and keep a track of the developments and experiences gained during the implementation of the project. Mostly the land acquisition and resettlement plans as envisaged under LARP will gain more importance as these are addressing the problems of the affectees and precisely focused towards mitigating the adverse affects of the implementation of the project. Consequently evaluation of the LARP implementation will provide immense guidance for future projects involving resettlement related issues.

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Annexure-1 Total Sr.No Village Name Kanal Marla Land in Rate/kinal Rate/Acre Village Wise Cost Acres

1 Khanki 48 19 6 100,000 800,000 4,895,000 Tathi 2 Baloch 199 7 25 62,500 500,000 12,459,375 Burj 33 19 3 Cheema 4 43,750 350,000 1,485,313 Total 4 Acres 280 45 35 Total cost 18,839,688

5 15% compulsary Land Acquisition Charges 2,825,953

6 Grand Total 21,665,641 Cost in Million 7 21.7

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PUNJAB IRRIGATION DEPARTMENT Annex-2 NEW KHANKI PROJECT

HOUSE HOLD AFFECTEES

%age of Occupant Covered Total Structure Livelihood Transpotation Special Total S. No. Locality/Address Name of Affectees Affected Status Area ft 2 Area Cost (Rs) Charges Allowance Allowance Cost Area

1 Irrigation Colony Abdul Hameed Govt. Employee 816 1360 100 5,000 5,000 2 Irrigation Colony Muhamad Mansha Govt. Employee 816 1360 100 5,000 5,000 3 Irrigation Colony Ghulam Abbas Govt. Employee 816 1360 100 5,000 5,000 4 Irrigation Colony Muhaamd Walayat HussainGovt. Employee 816 1360 100 5,000 5,000 5 Irrigation Colony Faisal Mahmood Govt. Employee 816 1360 100 5,000 5,000 6 Irrigation Colony Liaqat Ali Govt. Employee 816 1360 80 5,000 5,000 7 Irrigation Colony Muhammad Akram Govt. Employee 816 1360 80 5,000 5,000 8 Irrigation Colony M Riaz Govt. Employee 816 1360 100 5,000 5,000 9 Irrigation Colony Ashraf Mashi Govt. Employee 816 1360 80 5,000 5,000 10 Irrigation Colony Amanat Ali Govt. Employee 816 1360 100 5,000 5,000 11 Irrigation Colony Amanat Ali Govt. Employee 816 1360 100 5,000 5,000 12 Irrigation Colony Muhhamad Shabir Govt. Employee 816 1360 100 5,000 5,000 13 Irrigation Colony Abdul Gaffar Govt. Employee 816 1360 100 5,000 5,000 14 Irrigation Colony Rana Moh. Auab Govt. Employee 816 1360 100 5,000 5,000 15 LCC EAST RD 25oo Muhammad Ramzan Tenant 653 653 100 371,438 15,000 10,000 7,000 403,438 16 LCC EAST RD 25oo Muhammad Anayat Tenant 552 552 100 372,600 15,000 10,000 7,000 404,600 17 LCC EAST RD 25oo Manzoor Hussain Tenant 516 516 100 348,300 15,000 10,000 7,000 380,300 18 LCC EAST RD 25oo Amanat Ali Tenant 675 675 100 182,250 15,000 10,000 7,000 214,250 19 LCC EAST RD 25oo Muhammad Anwer Tenant 141 141 100 95,040 15,000 10,000 7,000 127,040 13961 1,369,628 1,599,628

73 Resettlement Action Plan for New Khanki Barrage Project LARP

Project Affected Male Population Annex-3

Sr. Family Head Relation Father Name No. 1 Abdul Hameed Head of Family Murad Buksh 2 Muhammad Nadeem Son Abdul Hasmeed 3 Muhammad Sharif Brother Murad Buksh 4 Muhamad Mansha Head of Family Fatah Muhamad 5 Ali Akbar Son Muhammad Mansha 6 Safian Ali Son Muhammad Mansha 7 Ghulam Abbas Head of Family Noor Muhammad 8 Moazam Shahzad Son Ghulam Abbas 9 Zain Ali Son Ghulam Abbas 10 Muhaamd Walayat Hussain Head of Family Nawab Khan 11 Waris Ali Son Muhammad Walayat Hussain 12 Rahat Ali Son Muhammad Walayat Hussain 13 Basat Ali Son Muhammad Walayat Hussain 14 Atif Ali Son Muhammad Walayat Hussain 15 Faisal Mahmood Head of Family Mohammad Aslam 16 Waqar Ali Brother Mohammad Aslam 17 Liaqat Ali Head of Family G Rasool 18 Ihsan Ullah Son Liaqat Ali 19 Shahzad Ali Son Liaqat Ali 20 Muhammad Akram Head of Family Umer Din 21 Husnan Akram Son Muhamad Akram 22 Wasim Akram Son Muhamad Akram 23 M Riaz Head of Family Nawab Khan 24 Afzal Ahmed Son Muhammad Riaz 25 Zeshan Ali Son Muhammad Riaz 26 Ashraf Mashi Head of Family Rehmat Mashi 27 Arshad Mashi Son Ashraf Mashi 28 Akhter Mashi Son Ashraf Mashi 29 Faris Mashi Son Ashraf Mashi 30 Amanat Ali Head of Family Muhammad Hanif 31 Shabrez Ali Son Amanat Ali 32 shahzab Ali Son Amanat Ali 33 Mushataq Ahmed Sultan Ahmed 34 Ihtiaq Ahmed Son Mushataq Ahmed 35 Shafqat Mushtaq Son Mushataq Ahmed 36 Hassan Mushtaq Son Mushataq Ahmed 37 Muhhamad Shabir Head of Family Muhammad Nazir 38 Abul Rehman Son Muhammad Shabir 39 Adil Badshah Son Muhammad Shabir 40 Abdul Gaffar Head of Family Muhaamad Ishaq 41 Rana Moh. Auab Head of Family Mooj Din 42 Abu Bakar Son Mohammad Auab 43 Safian Auab Son Mohammad Auab

74 Resettlement Action Plan for New Khanki Barrage Project LARP

44 Abu Zaid Son Mohammad Auab 45 Shabir Ahmed Head of Family Khuda Buksh 46 Muhmmad Sulman Son Shabir Ahmed 47 Muhammad Usman Son Shabir Ahmed 48 Muhammad Anwer Head of Family Ghulam Muhammad 49 Ali Raza Son Muhammad Anwer 50 Ali Hassan Son Muhammad Anwer 51 Zeshan Ali Son Muhammad Anwer 52 Ramzan Ali Son Muhammad Anwer 53 Amanat Ali Head of Family Ghulam Muhammad 54 Ghulam Saddique Son Amanat Ali 55 Ghulam Murtaza Son Amanat Ali 56 Sulman Ali Son Amanat Ali 57 Muhammad Umer Son Ghulam Saddique 58 Manzoor Hussain Head of Family Ali Muhammad 59 Mustafa Son Manzoor Hussain 60 Muhammad Anayat Head of Family Jamil Din 61 Muhammad Sarwer Son Muhammad Anayat 62 Muhammad Imran Son 63 Ali Hassan Son Muhammad Sarwar 64 Muhammad Ramzan Head of Family Muhammad Anayt 65 Rizwan Son Muhammad Ramzan 66 Bilal Son Muhammad Ramzan 67 Zain Ali Son Muhammad Ramzan 68 Asad Son Muhammad Ramzan 69 Hassnain Ali Son Muhammad Ramzan 70 Muhammad Malik Head of Family Sher Muhammad 71 Waqas Ahmed Son Muhammad Malik 72 Javed Iqbal Son Muhammad Malik 73 Aurangzeb Son Muhammad Malik 74 Waqar Hussain Son Muhammad Malik 75 Isranr Ahmed Son Muhammad Malik 76 Muhammad Nawaz Head of Family Allah Yar 77 Muhammad Imran Son Muhammad Nawaz 78 Muhammad Zaman Son Muhammad Nawaz 79 Ghulam Abbas Son Muhammad Nawaz 80 Muhammad Bashir Head of Family Allah Yar 81 Azmat Ali Son Muhammad Bashir 82 Naved Abbas Son Muhammad Bashir 83 Nasim Abbas Son Muhammad Bashir 84 Asim Ali Son Muhammad Bashir 85 Abdul Malik Head of Family Ghulam Muhammad 86 Ghulam Muhammad Head of Family Dewan 87 Muhammad Khan Son Ghulam Muhammad 88 Khaliq Ahmed Son Ghulam Muhammad 89 Nadeem Abbas Son Ghulam Muhammad 90 Imran Son Ghulam Muhammad 91 Muhammad Hanif Head of Family Allah Ditta

75 Resettlement Action Plan for New Khanki Barrage Project LARP

92 Tayyab Hanif Son Muhammad Hanif 93 Umer Tahseen 94 Manzoor Hussain Allah Ditta 95 Muhammad Ali Allah Ditta 96 Muhammad Amin Head of Family Khushi Muhammad 97 Shahziab Amin Son Muhammad Amin 98 Asid Ali Muhammad Amin 99 Abu Bakar Muhammad Amin 100 Umer Farooq Muhammad Amin 101 Muhammad Bota Khushi Muhammad 102 Muhammad Azeem Khushi Muhammad 103 Muhammad Ashraf Head of Family Muhammad Hussain 104 Ali Raza Son Muhammad Ashraf 105 Tayyab Hussain Muhammad Ashraf 106 Dawood Ashraf Muhammad Ashraf 107 Allah Ditt Muhammad Hussain 108 Abbas Ali Head of Family Fazal Hussain 109 Farhat Abbas Son Abbas Ali 110 Zohaib Abbas Son Abbas Ali 111 Ali Hassan Son Abbas Ali 112 Muhammad Parvez Head of Family Khushi Muhammad 113 Muhammad Aslam Brother Khushi Muhammad 114 Muhammad Akram Brother Khushi Muhammad 115 Manoor Hussain Brother Khushi Muhammad 116 Haq Nawaz Son Muhammad Parvez 117 Muhammad Abbass Head of Family Nazar Muhammad 118 Raees Ahmed Son Muhammad Abbass 119 Ghulam Haider Son Nazar Muhammad 120 Asad Ullah Son Ghulam Haider 121 Muhammad Shahbaz Brother Nazar Muhammad 122 Nazar Muhammad Father Nawab Khan 123 Rafi Uz Zaman Head of Family Nazir Ahmed 124 Muzammal Rafi Son Rafi Uz Zaman 125 Ahmad Kamal Son Rafi Uz Zaman 126 Qamar Uz Zaman Brother Nazir Ahmed 127 Munawer Hussain Brother Nazir Ahmed 128 Muhammad Anwer Brother Nazir Ahmed 129 Sayed Iftkhar Hussain Naqvi Head of Family Itrat Hussain Naqvi 130 Sayed Rahit Ali Son Sayed Iftkhar Hussain Naqvi 131 Murtaza Iftkhar Son Sayed Iftkhar Hussain Naqvi 132 Fiaz Ahmed Cheema Head of Family Muhammad Hussain Cheema 133 Riaz Ahmed Muhammad Hussain Cheema 134 Mukhtar Ahmed Muhammad Hussain Cheema 135 Zai Ullah Muhammad Hussain Cheema 136 Hameed Ullah Muhammad Hussain Cheema 137 Muhmmad Hussain Muhammad Hussain Cheema 138 Ihsan Ullah Head of Family Muhammad Ali 139 Abu Sufian Son Ihsan Ullah

76 Resettlement Action Plan for New Khanki Barrage Project LARP

140 Saqlain Ahmed Son Ihsan Ullah 141 Saif Ullah Brother Muhammad Ali 142 Zai Ullah Brother Muhammad Ali 143 Mudassar Ali Brother Muhammad Ali 144 Inser Ali Brother Muhammad Ali 145 Muhammad Azam Head of Family Rahmat Khan Cheema 146 Muhammad Asif Muhammad Azam 147 Muhammad Atif Muhammad Azam 148 Ghulam Sarwer Head of Family Muhammad Khan Cheema 149 Iatzaz Sarwer Cheema Son Ghulam Sarwer 150 Ayaz Sarwer Cheema Son Ghulam Sarwer 151 Muhammad Jalal Khan Son Ghulam Sarwer 152 Imtiaz Ahmed Head of Family Nazar Muhammad 153 Muhammad Abdullah Son Imtiaz Ahmed 154 Shahbaz Ahmed Son Imtiaz Ahmed 155 Sakinder Hayat Head of Family Nazar Muhammad 156 Ahmed Hayat Son Sakinder Hayat 157 Ahmed Nawaz Son Sakinder Hayat 158 Master Muhammad Afzal Head of Family Atta Muhammad 159 Zulqurnan Son Muhammad Afzal 160 Muhammad Azam Brother Atta Muhammad 161 Musharaf Nephew Muhammad Azam 162 Zaigam Nephew Muhammad Azam 163 Farooq Akbar Cheema Head of Family Akbar Cheema 164 Fahad Akber Cheema Son Farooq Akbar Cheema 165 Muhammad Haider Grand Son Fahad Farooq Cheema 166 Naveed Farooq Grand Son Fahad Farooq Cheema

77 Resettlement Action Plan for New Khanki Barrage Project LARP

Project Affected Male Population Annex-4

Sr. Family Head Relation Father Name No. 1 Abdul Hameed Murad Buksh 2 Rukhsana Bibi Wife Abdul Hameed 3 sidra Bibi Daughter Abdul Hameed 4 Iqsa Hameed Daughter Abdul Hameed 5 Kiran Bibi Daughter Abdul Hameed 6 Saba Bibi Daughter Abdul Hameed 7 Ayesha Bibi Daughter Abdul Hameed 8 Noor Bibi Daughter Abdul Hameed 9 Aaman Bibi Daughter Abdul Hameed 10 Muhamad Mansha Head of Family Fatah Muhamad 11 Iqra Bibi Daughter Muhammad Mansah 12 Sidra Bibi Daughter Muhammad Mansah 13 Ghulam Abbas Head of Family Noor Muhammad 14 Kouser Hussain Wife Ghulam Abbas 15 Hussain Bibi Daughter Ghulam Abbas 16 Saba Noreen Daughter Ghulam Abbas 17 Rabia Bibi Daughter Ghulam Abbas 18 Muhaamd Walayat Hussain Head of Family Nawab Khan 19 Razia Sultana Wife Muhammad Walayat Hussain 20 Nazish Bibi Daughter Muhammad Walayat Hussain 21 Faisal Mahmood Head of Family Mohammad Aslam 22 Shamim Akhter Wife Muhammad Aslam 23 Imbreen Daughter Muhammad Aslam 24 Ifshan Bibi Daughter Muhammad Aslam 25 Liaqat Ali Head of Family G Rasool 26 Nargis Bibi Wife Liaqt Ali 27 Muhammad Akram Umer Din 28 Razia Akram Wife Muhamad Akram 29 Sadia Akram Daughter Muhamad Akram 30 Nadia Akram Daughter Muhamad Akram 31 Isma Akram Daughter Muhamad Akram 32 M Riaz Nawab Khan 33 Sarwat Riaz Wife Muhammad Riaz 34 Tania Riaz Daughter Muhammad Riaz 35 Ashraf Mashi Rehmat Mashi 36 Parveen Wife Ashraf Mashi 37 Hameera Daughter Ashraf Mashi 38 Naila Daughter Ashraf Mashi 39 Nawera Daughter Ashraf Mashi 40 Amanat Ali Head of Family Muhammad Hanif 41 Tahra Kauser Wife Amanat Ali 42 Mehwish Daughter Amanat Ali 43 Mushataq Ahmed Sultan Ahmed 44 Rashida Bibi Wife Mushataq Ahmed

78 Resettlement Action Plan for New Khanki Barrage Project LARP

45 Shan Daughter Mushataq Ahmed 46 Muhhamad Shabir Head of Family Muhammad Nazir 47 Samin Bibi Wife Muhammad Shabir 48 Usna Shabir Son Muhammad Shabir 49 Wafa Shabir Son Muhammad Shabir 50 Rana Moh. Auab Head of Family Mooj Din 51 Razwana Bibi Wife Rana Mohammad Auab 52 Muqadas Mubeen Daughter Rana Mohammad Auab 53 Ureej Fatima Daughter Rana Mohammad Auab 54 Shabir Ahmed Head of Family Khuda Buksh 55 Uzra Shabir Wife Shabir Ahmed 56 Iqra Shabir Daughter Shabir Ahmed 57 Muhammad Anwer Head of Family Ghulam Muhammad 58 Sughra Bibi Wife Muhammad Anwer 59 Waziran Bibi Wife Ghulam Muhammad 60 Shahida Bibi Wife Ali Raza 61 Amanat Ali Head of Family Ghulam Muhammad 62 Samina Bibi Wife Ghulam Saddiqe 63 Tehmina Daughter Amanat Ali 64 Manzoor Hussain Head of Family Ali Muhammad 65 Suray Bibi Wife Manzoor Hussain 66 Saba Bibi Son Mustafa 67 Muhammad Anayat Head of Family Jamil Din 68 Rabia Bibi Wife Muhammad Anayat 69 Amaria Daughter 70 Uroza Wife Muhammad Sarwer 71 Muhammad Ramzan Head of Family Muhammad Anayt 72 Asia Farzana Wife Muhammad Ramzan 73 Muhammad Malik Head of Family Sher Muhammad 74 Zamurd Bibi Wife Muhammad Malik 75 Muhammad Nawaz Head of Family Allah Yar 76 Parveen Bibi Wife Muhammad Nawaz 77 Muhammad Bashir Head of Family Allah Yar 78 Zamurd Bibi Wife Muhammad Bashir 79 Rumara Bibi Daughter Muhammad Bashir 80 Amina Bibi Daughter Muhammad Bashir 81 Abdul Malik Head of Family Ghulam Muhammad 82 Jamila Bibi Wife Abdul Malik 83 Muhammad Hanif Head of Family Allah Ditta 84 Musarat Parveen Wife Muhammad Hanif 85 Isma Hanif Daughter Muhammad Hanif 86 Hifza Hanif Daughter Muhammad Hanif 87 Muhammad Amin Head of Family Khushi Muhammad 88 Munawer Begum Wife Muhammad Amin 89 Laiba Amin Daughter Muhammad Amin 90 Shafqat Amin Muhammad Amin 91 Muhammad Ashraf Head of Family Muhammad Hussain 92 Munawer Bano Wife Muhammad Ashraf

79 Resettlement Action Plan for New Khanki Barrage Project LARP

93 Nimra Ashraf Daughter Muhammad Ashraf 94 Noreena Ashraf Daughter Muhammad Ashraf 95 Abbas Ali Head of Family Fazal Hussain 96 Shaban Kouser Wife Ghulam Abbass 97 Muhammad Parvez Head of Family Khushi Muhammad 98 Azara Bibi Wife Muhammad Parvez 99 Misbah Parvez Daughter Muhammad Parvez 100 Saba Parvez Daughter Muhammad Parvez 101 Muhammad Abbass Head of Family Nazar Muhammad 102 Jameela Begum Wife Muhammad Abbass 103 Zofasia Abbass Daughter Muhammad Abbass 104 Fatima Bibi Daughter Muhammad Abbass 105 Aman Abbass Daughter Muhammad Abbass 106 Shahda Begum Wife Ghulam Haider 107 Um Kulsoom Daughter Ghulam Haider 108 Noshaba Haider Daughter Ghulam Haider 109 Nowala Begum Wife Muhammad Shahbaz 110 Rafi Uz Zaman Head of Family Nazir Ahmed 111 Asia Naz Wife Rafi Uz Zaman 112 Kunwal Balqees Daughter Rafi Uz Zaman 113 Aaisha Rafi Daughter Rafi Uz Zaman 114 Saba Rafi Daughter Rafi Uz Zaman 115 Sayed Iftkhar Hussain Naqvi Head of Family Itrat Hussain Naqvi 116 Israr Fatima Wife Sayed Iftkhar Hussain Naqvi 117 Saiqa Iftkhar Daughter Sayed Iftkhar Hussain Naqvi 118 Faiza Zohra Daughter Sayed Iftkhar Hussain Naqvi 119 Abeya Iftkhar Daughter Sayed Iftkhar Hussain Naqvi 120 Fiaz Ahmed Cheema Head of Family Muhammad Hussain Cheema 121 Farzan Kouser Wife Fiaz Ahmed 122 Ihsan Ullah Head of Family Muhammad Ali 123 Quaisera Parveen Wife Ihsan Ullah 124 Ujala Bibi Daughter Ihsan Ullah 125 Muhammad Azam Head of Family Rahmat Khan Cheema 126 Ghulam Fatima Wife Muhammad Azam 127 Robina Bibi Daughter Muhammad Azam 128 Tabinda Kouser Daughter Muhammad Azam 129 Mahnoor Daughter Muhammad Azam 130 Fazilat Azam Daughter Muhammad Azam 131 Ghulam Sarwer Head of Family Muhammad Khan Cheema 132 Tahira Parveen Wife Ghulam Sarwer 133 Saba Sarwer Daughter Ghulam Sarwer 134 Imtiaz Ahmed Head of Family Nazar Muhammad 135 Shazia Kouser Wife Imtiaz Ahmed 136 Sardar Bibi Mother Imtiaz Ahmed 137 Master Muhammad Afzal Head of Family Atta Muhammad 138 Naseem Akhter Wife Master Muhammad Afzal 139 Asima Naseem Daughter Master Muhammad Afzal 140 Sadia Master Muhammad Afzal

80 Resettlement Action Plan for New Khanki Barrage Project LARP

141 Farzana Muhammad Azam 142 Shakira Muhammad Azam 143 Asifa Muhammad Azam 144 Farooq Akbar Cheema Head of Family Akbar Cheema 145 Shahnaz Bagum Wife Farooq Akbar Cheema 146 Ranna Fahad Daughter Farooq Akbar Cheema 147 Aaisha Rafi Grand Daughter Farooq Akbar Cheema 148 Zara Grand Daughter Farooq Akbar Cheema 149 Hamida Bagum Muhammad Akbar Cheema

81 Resettlement Action Plan for New Khanki Barrage Project LARP

Annex-5

List of Vulnerable AFs

SR. Impact/Affected Vulnerability No Locality/ Address Name Father Name Structure Allowance LCC East RD No. Ghulam 1 2500 Amanat Ali Muhammad House 7,500

2 Burj Cheema Sakinder Hayat Nazar Muhammad Land Affectee 7,500 Asgher Ali 3 Burj Cheema Bilal Arshad Cheema Land Affectee 7,500 Muhammad 4 Thati Baloch Shahbaz Nazar Muhammad Land Affectee 7,500

5 Thati Baloch Itrat Hussain Itrat huussain Land Affectee 7,500

82 Resettlement Action Plan for New Khanki Barrage Project LARP

Annex-6 Impact on Timber Trees Sr.N Name of Tree Class VI Class Class Class III Total o. (No) (No) V (No) IV (No) (No) 2 Bunyan 1 -- 1 3 Shisham 2 1 - 3 4 Kikar 1 -- 1 5 Bargad 2 2 4 6 Rubber Plant 1 -- 1 7 Gond Katera 2 2 8 Sumbal 1 1 Total 13

Impact on Fruit Trees S.No. Name of Tree Total No. Class I V Class V Total of Trees Trees Trees 1 Guaya 7 7 - 14 2 Lemon 1 1 - 2 3 Banana 2 1 1 4 4 Jaman 2 1 1 4 Total 12 10 2 24

83 Resettlement Action Plan for New Khanki Barrage Project LARP

Annex-7 Schedules of Scoping Sessions

Sr.No Date Village Participants

1 21-7-2011 Khanki 12 Irrigation Colony at Khanki 2 22-72011 18 Headworks 3 22-7-2011 Thati Baloch 22 4 23-7-2011 Burg Cheema 14 Total 66

84