RETINA
TIMESThe Official Publication of the American Society of Retina Specialists
Celebrating SPECIAL EDITION: 30 YEARS 3 Decades of Retinal Care 30th Anniversary Issue of Knowledge The experts weigh in on our evolution & Growth
Meeting 2012 45 Issue 45 RETINA TIMES
30th Anniversary Organizational Staff Suber S. Huang, MD, MBA Foundation Chairman 7ddkWbC[[j_d](&'(?iik[*+ J. Michael Jumper, MD Cleveland, OH Volume 30, Number 3 Editor-in-Chief Retina Times (ISSN 2164-4411) is published 5 times a year San Francisco, CA G. Baker Hubbard, III, MD [email protected] Pediatric Retina Section Co-Editor by the American Society of Retina Specialists (ASRS) Atlanta, GA as a service to its membership. Susan Raef, MSMC Managing Editor J. Michael Jumper, MD Chicago, IL PAT Survey Section Editor The mission of the publication is to strive to be the definitive [email protected] San Francisco, CA information source for ASRS members on Society news, Ana Schedler Peter K. Kaiser, MD meeting plans, socioeconomic topics, international news, and Graphic Designer ASRS-AAO Councilor Representative other relevant information on issues, instruments, and study Toby Zallman Cleveland, OH Production Artist updates for the practicing retinal specialist. Stacy Kiff Schedler Brennan Design + Consulting Annual Meeting Section Editor Chicago, IL Chicago, IL Articles published herein are reviewed by the editor-in-chief Oonagh Petrizzi William T. Koch, COA, COE, CPC and managing editor for editorial content only. The accuracy Proofreader Coding Pitfalls Section Editor of information contained is the responsibility of the individual Stamford, CT St. Louis, MO author. Letters and other unsolicited material are assumed to be Suber S. Huang, MD, MBA Mathew W. MacCumber, MD, PhD intended for publication and are subject to rejection or editing. ASRS President ASRS-AAO Councilor Representative Cleveland, OH Chicago, IL All articles which appear in Retina Times are intended for Carl C. Awh, MD Charles W. Mango, MD ASRS Communications Committee Chair informational purposes only and should not be relied on by E-Retina Section Editor Nashville, TN any reader for any other purpose. The opinions and positions New York, NY Jill F. Blim, MS expressed in Retina Times articles are solely those of Robert A. Mittra, MD ASRS Executive Vice President the authors and do not represent the opinions or positions PAT Survey Section Co-Editor Chicago, IL of the American Society of Retina Specialists Board of Minneapolis, MN Directors, members, employees, or Retina Times editorial Section Editors Prithvi Mruthyunjaya, MD staff and volunteers. Retina Education Section Co-Editor Michael M. Altaweel, MD Durham, NC Literature Roundup Section Co-Editor Funding for Retina Times is provided by advertisements Madison, WI Joel Pearlman, MD, PhD Retina Genetics Section Co-Editor contained within. Carl C. Awh, MD Sacramento, CA Fellows’ Forum Section Editor Site Selection Section Editor Dante J. Pieramici, MD Nashville, TN What’s News Section Editor Santa Barbara, CA Jerald A. Bovino, MD Jerry’s Wisdom Section Editor P. Kumar Rao, MD Aspen, CO Uveitis Section Editor St. Louis, MO Zélia M. Corrêa, MD, PhD Ocular Oncology Section Co-Editor Carl D. Regillo, MD Cincinnati, OH KOL Corner Section Editor Philadelphia, PA 20 North Wacker Drive, Suite 2030 Pravin U. Dugel, MD Chicago, IL 60606 Research & Development Section Editor Kourous A. Rezaei, MD International Corner Section Editor phone: 312-578-8760 Phoenix, AZ Harvey, IL www.asrs.org Nicholas E. Engelbrecht, MD Pediatric Retina Section Co-Editor David Rhee, MD Road Test Section Editor © 2012 American Society of Retina Specialists. St. Louis, MO Philadelphia, PA Mitchell S. Fineman, MD All rights reserved. No part of this publication may be reproduced or Block Time Section Co-Editor William L. Rich III, MD transmitted, in any form, without the prior written permission of the Philadelphia, PA AAO Medical Director of Health Policy American Society of Retina Specialists. Falls Church, VA Brett T. Foxman, MD Film Festival Section Editor SriniVas R. Sadda, MD Financial Disclosures (Organizational Staff) Northfield, NJ Ocular Imaging Section Editor Dr. Jumper – COVALENT MEDICAL, INC: Founder, Royalty. Los Angeles, CA K. Bailey Freund, MD Ms. Blim – None. Ms. Raef – None. Ms. Schedler – None. Ms. Zallman – None. X-Files Section Editor Michael A. Samuel, MD Ms. Petrizzi – None. New York, NY In the Spotlight Section Editor Pasadena, CA Sunir J. Garg, MD Dr. Huang – SEQUENOM: Advisory Board, Honoraria; SECOND SIGHT, LLC: Block Time Section Co-Editor Reginald J. Sanders, MD Consultant, Honoraria; NOTAL VISION: Consultant, Honoraria; Philadelphia, PA Practice Management Meeting Section Editor BAUSCH + LOMB: Advisory Board, Honoraria; ALCON LABORATORIES, INC: Chevy Chase, MD Speaker, Honoraria. Omesh Gupta, MD, MBA Retina Education Section Co-Editor Chirag P. Shah, MD, MPH Philadelphia, PA Clinical Trials: Future Pathways Section Co-Editor Dr. Awh – ARCTICDX: Advisory Board, Honoraria, Consultant, Stock Options, Boston, MA Stockholder; BAUSCH + LOMB: Consultant, Honoraria, Speaker; GENENTECH: Larry Halperin, MD Marc J. Spirn, MD Consultant, Grants, Investigator, Honoraria; SYNERGETICS: Advisory Board, Retinomics Section Editor KOL Corner Section Co-Editor Royalty, Consultant, Stockholder; VOLK OPTICAL: Consultant, Honoraria; Ft. Lauderdale, FL Philadelphia, PA FORSIGHT LABS, LLC: Consultant, Honoraria, Stock Options; KATALYST: J. William Harbour, MD Advisory Board, Royalty, Stockholder, Stock. Ocular Oncology Section Co-Editor Asheesh Tewari, MD St. Louis, MO Literature Roundup Section Co-Editor Detroit, MI Tarek S. Hassan, MD On the Cover Road Test Section Editor Trexler M. Topping, MD Intraocular cysticercosis images courtesy of Govinda Royal Oak, MI Tea Leaves Section Editor Boston, MA Poudyel, MD, of the Tilganga Institute of Ophthalmology, Jeffrey S. Heier, MD Kang Zhang, MD, PhD Kathmandu, Nepal, and Sachin Mudvari, MD, of North Clinical Trials: Future Pathways Section Editor Boston, MA Retina Genetics Section Co-Editor Carolina Retina Associates, Raleigh, North Carolina. San Diego, CA CONTENTS >> Photo courtesy of Brooks W. McCuen II, MD.
VISC vitrectomy probe with coaxial illumination 29
7 FROM THE PRESIDENT ASRS 30TH Anniversary 46 SPECIAL REPORT Thirty Years: The Journey Continues When Should a Vitreoretinal Surgeon SPECIAL SECTION Stop Operating? 9 FROM THE EDITOR’S DESK Celebrating 30 Years of Our Society 26 ASRS’s Founding Fathers Recall 48 JERRY’S WISDOM the Birth of the Society Take Some Chips Off the Table NEW 10 RETINA PRACTICE PEARLS Leaders, Legends Share Wit, Wisdom 29 Thirty Years of Retinal Surgery: 50 TEA LEAVES Surgical Revolutions Lead You’ve Come a Long Way, Baby! 12 CLINICAL TRIALS: to Evolution FUTURE PATHWAYS 51 THE ASRS X-FILES Will Year-2 CATT Results Change 32 We the Doctors: A 30-Year Practice Patterns? Retrospective on the Founding 52 LITERATURE ROUNDUP of the ASRS NEW 17 INTERNATIONAL CORNER 54 FOUNDATION UPDATE International Affairs Committee Links 35 ASRS PAT Survey Celebrates Meet Our New Interim ASRS with Retina Societies Worldwide Its 14th Year Foundation Director
18 RESEARCH & DEVELOPMENT 38 BLOCK TIME 56 X-FILES SOLUTION Considerations for Chromovitrectomy: A Look Back at the Development Implications of Endophthalmitis of Retina As a Subspecialty 57 ADVERTISER INDEX Outbreak Associated with Brilliant Blue G 41 KOL CORNER 22 PRACTICE MANAGEMENT How Will the Science of Retina Advance What to Do When the Government in the Next 30 Years? Asks for Records
4 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue *+ | 30th Anniversary Issue FROM THE PRESIDENT >>
Suber S. Huang, MD, MBA President, ASRS Chair, The Foundation of the American Society of Retina Specialists Thirty Years: The Journey Continues
‘The journey is the treasure.’ — Lloyd Alexander (1924-2007)
The ASRS has come a long way since Jerry Bovino, Roy Levit, and Allen Verne launched the Vitreous Society as enthusiastic young The Foundation American Society of Retina Specialists retina specialists in 1982. Their spirit of inclusiveness and the joy of sharing knowledge are firmly imbued in our Society’s culture— Our new logos visually reflect the close relationship between the Society and the Foundation. a legacy of which we can all be proud. The last 30 years have been marked by The Society and Foundation New information is continually being added tremendous growth and change—in the get a new look to the site. I urge you to visit www.asrs.org Society as well as in the science of retina. You’ll frequently for the latest clinical updates, find much more about this evolution in the In 2011, the ASRS developed new, CME opportunities, and socioeconomic news special 30th anniversary section of this issue, complementary logos for the Society and affecting retina practices—as well as Spotlight beginning on page 26. the Foundation that visually reflect their close cases and quick-response PAT Survey polls. relationship. This new graphic identity was Our website represents a real-time, dynamic, ASRS’s latest chapter started in 2010 when carried through in the Society’s completely interactive medium for you to comment we moved our international headquarters to redesigned website, www.asrs.org, which we and share your experiences with your fellow Chicago. This move was driven by the Society’s launched in February 2012. ASRS members. thoughtful strategic plan, which called for This project is more than just a new look— hiring our first executive vice president, Retina FYI e-newsletter debuts building an experienced professional staff, it is part of a granular communication plan that features the ASRS and its Foundation developing the infrastructure of the Society, When the 2011 member communications as the trusted voice for retinal education, and forging new synergy with the Foundation survey showed that 79% of respondents treatments, and innovative discovery. Limited- of the ASRS. Our goals are to expand our wanted an ASRS e-newsletter, we developed edition ASRS neckties and scarves made programs to become your trusted source for Retina FYI. This monthly e-newsletter debuted exclusively for the Society by Vineyard Vines all things retina and to define a specialty that in February 2012. Of course, ASRS will are available at the Annual Meeting. Wear is growing with astonishing speed. continue to send you email alerts whenever our new look with pride. there is breaking news. New website offers ‘ ASRS’s latest chapter Taking the PAT Survey expanded functionality to the next level started in 2010 when we By 2010, ASRS had clearly outgrown its old Since 1999, the ASRS PAT Survey has offered website. A key part of our communication moved our international a snapshot of retina specialists’ practice plan was to develop a new site that would patterns. A number of the questions are be much easier to navigate, and would keep headquarters to repeated from year to year—which has you informed on the latest clinical and produced longitudinal data allowing us to Chicago.’ Society news. To this end, we involved you, report 10-year trends on key issues. For more our members, in every step of developing information on the PAT Survey’s evolution, the new site. Our executive vice president, Jill Blim, came on please see page 35. board just as I began my term as your president. Our new, user-friendly website allows you to She and I have worked closely—along with the easily submit abstracts, register for the Annual ASRS iPad app helps the Society’s leadership team and staff—to guide the Meeting, complete the annual ASRS Prefer- Annual Meeting go paperless Society forward according to our strategic plan. ences and Trends (PAT) Survey, participate This year marks the first time the ASRS I deeply appreciate the continued commitment in RetinaTalk Forum, pay your ASRS dues, Annual Meeting Scientific Program is of the Board and committee chairs, and the create and edit your member profile, and being presented on an iPad app, as well members who make the ASRS an extraordinary much more. as on the ASRS website. With a fingertip organization. Here are some highlights of what touch, the new app allows you to vote we have accomplished in the last 2 years.
| Issue 45 | Volume 30, Number 3 | Meeting 2012 | retina times | 7 FROM THE PRESIDENT >>
on Film Festival videos, rank e-posters, OCT, ultrasound images, MRIs, CTs, electron The ASRS is committed to the aspirations and learn more about exhibitors. This microscopy, photomicroscopy, and immuno- and interests of its extraordinarily talented is just one more way ASRS is embracing fluorescence. We are fortunate to have a members. The Young Physicians Section, technology to give you a better experience— slate of world-class editors and senior editors Women in Retina, Fellows in Training, and it’s better for the environment as well. who have helped educate generations of International members, and the faculty of our It seems fitting that ASRS is creating its own ophthalmologists. If every ASRS member Annual Meeting and Practice Management iPad app—after all, Apple named its new iPad contributes just 10 images a year, we’ll have Issues Seminar all bring dynamic energy, display Retina. 25,000 at the end of the first year. Each of ideas, and collaborative innovation that us has something to contribute, and I urge bode well for our journey onward. Each Retina Image Bank— you to participate. passing year reminds us of our evanescent sharing the vision mortality. Legendary pioneers Ronald Therapeutic Surveillance Michels, Donald Gass, Edward Norton, Robert One of our newest initiatives is being Committee monitors patient Machemer, Nicholas Douvas, Sanderson launched at the 30th Annual Meeting. The safety issues “Sandy” Grizzard, and many other friends Retina Image Bank is an online resource have paved the way. destined to become the world’s largest and One of the Society’s most serious obligations best open-access repository of retinal images is to keep you informed on issues that can and video. With a dynamic media platform affect your patients’ safety. The ASRS Thera- displaying the newest and best content, and peutic Surveillance Committee (TSC) ‘ Our destination is ICD keyword Boolean search logic, the Retina is constantly working with the FDA and Image Bank will serve as a flexible database the CDC to monitor these issues; you are not simply a targeted for education and research. encouraged to report any adverse events to goal, but a journey the TSC by emailing therapeuticsurveillance @asrs.org. undertaken with the ‘ The ASRS, its members, The TSC will continue to keep you informed desire to achieve our and the specialty of on the latest clinical developments, such as the recent cases of endophthalmitis resulting own personal best.’ retina are on a historic from contaminated Brilliant Blue G and triamcinolone acetonide. (For more informa- trajectory of growth Each of us carries the responsibilities and tion on the TSC’s activities, please see the privilege of being a retina specialist. I will be article on page 18.) and innovation.’ asking for your support of our Foundation so RAFA advocates for you we may continue this incredible journey. We are all candles, giving of ourselves to improve Imagine being able to learn from the collective and your patients the lives of our families, patients, students, experience of retina specialists around the Today, scope-of-practice battles are a growing friends, and colleagues. Together we illuminate world. Each year, we will publish a “best of threat to our patients and our profession. the world and create a brighter future for the best” album to showcase transcendental The Society’s Retina Advocacy and Federal those who follow. pictures that reveal the beauty of the retina Affairs (RAFA) task force will place active and the artistry of those who capture these It’s been a great honor to carry the torch, to member representatives in every U.S. state images. I am honored to serve as the Retina have run hard and swiftly, and to pass the and region. Their mission: To serve on Image Bank’s curator. baton to trusted teammates. Continue to issues that affect practicing retina specialists make each day your masterpiece. I wish you We thank Allergan, Inc, the exclusive sponsor and patients. enduring health and success. of the Retina Image Bank for 2012. Their State and national optometric associations leadership has pledged a long-term commit- are pushing hard for legislation expanding ment to the ASRS and to helping retina optometrists’ scope of practice. I urge you to Financial Disclosures specialists provide excellence in clinical care. get involved in RAFA and advocate for our Dr. Huang – SEQUENOM: Advisory Board, Honoraria; The board of the Ophthalmic Photographers’ SECOND SIGHT: Consultant, Honoraria; NOTAL VISION: patients’ safety and well-being. Consultant, Honoraria; BAUSCH+LOMB: Advisory Board, Society has voted to share its unique expertise Honoraria; ALCON LABORATORIES, INC: Speaker, Honoraria. in retinal imaging as our colleagues. Other ASRS—It’s all about you industry stakeholders will also partner in this project, and I am especially proud that some The ASRS, its members, and the specialty of our field’s legendary pioneers have pledged of retina are on a historic trajectory of their entire slide collections to the Retina growth and innovation. Our destination is Image Bank. not simply a targeted goal, but a journey undertaken with the desire to achieve our own The Retina Image Bank will include retina personal best. Continued success will come case conferences, case series, videos, diagrams, by adhering to our founding principles of and figures. It will also feature other imaging collegiality, openness, and steadfast advocacy modalities including fundus photos and for our patients. wide-angle imaging, fluorescein angiography,
8 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue 45 | 30th Anniversary Issue FROM THE EDITOR’S DESK >>
J. Michael Jumper, MD Editor-in-Chief Celebrating 30 Years of Our Society
This 30th anniversary Retina Times issue is a tribute to the trailblazing As Steve Charles states in his 30-year retrospective of vitreoretinal vision of 3 young retina specialists. What began in the Vitreous surgery, Machemer’s revolution led to a rapid evolution of the Society as an audacious disruption of the norm has become the voice instrumentation and techniques that continues today. The evolution of the retina subspecialty in the ASRS. comes from ASRS members everywhere: in private practices and at universities, in the United States and abroad. The founders, Jerry Bovino, Roy Levit, and Allen Verne, envisioned an egalitarian society to allow greater interchange and dissemination The founders’ vision of having a strong international component of information worldwide. (See their story on page 26.) No matter to our Society remains. On page 17, we introduce the International how much 1982 Château Prieuré-Lichine that Jerry, Roy, and Allen Corner, edited by Kourous Rezaei. Kourous is also chair of the new drank that night at Poppies Bistro Cafe, they could not have predicted ASRS International Affairs Committee that will provide a greater link that their idea would become the largest professional organization between our Society and others around the world. of vitreoretinal specialists in the world, with more than 2400 One way that ASRS members have shared information since 1999 members—nearly 400 of whom are from 55 countries outside of has been through the annual Preferences and Trends (PAT) Survey. the United States. On page 35, the survey’s co-founders and original editors, John Pollack and Kirk Packo, discuss the evolution of the survey and share some trend data in vitreoretinal surgery—more evidence that the ‘ What began in the Vitreous Society evolution continues. as an audacious disruption of the We also welcome 2 new members of the Retina Times editorial staff. Prithvi Mruthyunjaya and Omesh Gupta will serve as co-editors of the norm has become the voice of the Retina Education Section. They are both heavily involved in resident retina subspecialty in the ASRS.’ and fellow education, and we look forward to their contributions. Thanks to Mandeep Dhalla and Sunil Srivastava who have served as Education Section editors. The ideals of our Society reflect the greatest attributes of the founders What will our specialty be like 30 years from now? On page 41, our of the retina subspecialty. Robert Machemer is a prime example. With KOL Corner contributors offer their thoughts on the future of drug the encouragement of his mentor, Ed Norton, he and others proceeded delivery, stem cell therapy, nanobots and jetpacks. Whatever may to defy convention and develop instrumentation and techniques of lie ahead, if the past 30 years are any gauge, one can assume that vitreous gel removal. the changes will be dramatic and will most likely come from ASRS members somewhere in this world. Machemer then graciously helped train the first generation of vitreoretinal surgeons in these new techniques, many of whom are
contributors to this issue. (See Steve Charles’ article on page 29 Financial Disclosures summarizing the last 30 years in retinal science, as well as the Block Dr. Jumper – COVALENT MEDICAL, INC: Founder, Royalty Time article on page 38 with retina leaders’ thoughts on how their approaches have changed since 1982.)
PEARLS ! And what better time to launch a new feature: Retina Practice Pearls? We asked some retina legends and leaders to share some pithy thoughts with us, and they didn’t disappoint. ?jÊiEkhF[Whb7dd_l[hiWho Please see page 10 for their wit and wisdom. If the 25th anniversary is silver, and the 50th is gold, what’s Send us your Retina Practice Pearls the 30th? Pearls! (Who knew?) What better theme for our In upcoming issues, we’ll feature more Retina Practice Pearls. 30th anniversary issue? If you have any pearls you’d like to share, please email them The cover image of intraocular cysticerosis was chosen not to [email protected]. You and the person you attribute the only for its clinical significance, but for its pearl-like quality. pearl to will be recognized.
| Issue ** | Volume 30, Number 2 | Summer 2012 | retina times | 9 RETINA PRACTICE PEARLS >> Leaders, Legends Share Their Wit, Wisdom
‘ You’ll be remembered for how you treated people ‘ Excellence is a commitment to doing things the and for the lives you touched long after we’re gone. right way—not just a few things, everything in Always remember that.’ one’s life.’ —Credited to Edward Norton, MD, —Suber S. Huang, MD, MBA Legendary retina leader and founder of Bascom Palmer Eye Institute Submitted by Suber S. Huang, MD, MBA
‘ I’m not sure that I would treat this, but someone ‘ Be cautious in recommending surgery—there’s ought to.’ nothing so bad that the doctor can’t make it worse.’ —Credited to J. Donald M. Gass, MD, father of medical retina, author of the seminal Stereoscopic Atlas of Macular Diseases, and never too proud to acknowledge the many —Credited to Jerry Bovino, MD. Submitted by Roy Levit, MD, and Paul Tornambe, MD mysteries of the human condition. Submitted by Suber S. Huang, MD, MBA
‘ Don’t be a putz—know the literature.’ ‘ You probably will not be in the same practice with —Credited to Paul Henkind, MD (acerbic, pioneering retina MD and legendary ocular which you started. The experience will make you a pathologist on the importance of building an argument based on fact). Submitted by Suber S. Huang, MD, MBA better businessperson and a better competitor.’ —Paul Tornambe, MD
‘ Our specialty’s future is built on the clinical/ research accomplishments and generous teaching ‘ The most important fertilizer is the shadow of its past great leaders—we must now continue of the farmer.’ this process by unselfish, imaginative education if —Submitted by Jerry Bovino, MD
“ On a slow day, the tendency is to leave a satellite office early and get home before the traffic. we are to develop similar leaders for the future.’ However, once the doctor leaves the office, things can deteriorate quickly as the secretaries, — Tom Aaberg Sr, MD, MSPH techs, and nurses lack appropriate direction. Therefore, I would tell my colleagues to stick around during regular office hours because this old agricultural adage applies to other disciplines.”
‘ The definition of minor surgery is surgery on ‘ The amount of pre-op preparations done just someone else.’ before surgery is directly proportional to the time —Allen Verne, MD one has been in practice.’ —Roy Levit, MD
‘ Take that extra day or 2 of vacation. If you died today, your patients would have another physician ‘ There is no sense in having better judgment if you in 5 minutes if needed.’ don’t use it.’ —Roy Levit, MD —Credited to Jerry Bovino, MD. Submitted by Allen Verne, MD
‘ The enemy of good is better—a well-known ‘ Nobody got where they are by themselves. statement, especially useful during surgery when Somewhere along the line, someone took you have every thing good and you want it to an interest, someone went out on a limb. We can be perfect. Of course, that last bit done to make never repay that person for what they did for us. it perfect results in a disaster.’ We can only try and do the same for someone else.’ —Allen Verne, MD —Credited to Alex Irvine, MD. Submitted by H. Richard McDonald, MD
10 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue *+ | 30th Anniversary Issue CLINICAL TRIALS: FUTURE PATHWAYS >>
Chirag P. Shah, MD, MPH Jeffrey S. Heier, MD Section Co-Editor Section Editor Will Year-2 CATT Results Change Practice Patterns?
The recently published year-2 results of the Comparison of Age-Related Macular Degeneration Treatment Trials (CATT)1 show that bevacizumab (Avastin®) is equivalent to ranibizumab (Lucentis®) in treating wet AMD. How will these results affect retina specialists’ practice patterns?
We each view the world through our personal During the second year, both groups treated estimated 2-year drug cost varied greatly per spectacles, nicked and tainted from our own with monthly injections were randomized treatment regimen, ranging from $705 in the experiences. From our individual perspectives, to either continued monthly injections or bevacizumab as-needed group to $44,800 in we form biases and preferences that not only as-needed treatment with the originally the ranibizumab monthly group. shape our modus operandi, but also alter our assigned drug (the switched-regimen subgroup). perceptions and interpretations. Patients initially assigned to the as-needed groups retained their assignments during the Sox or Yanks? Pro-life or pro-choice? ‘ Monthly or as needed, second year. As-needed groups were retreated for Bevacizumab or ranibizumab? It appears as fluid on OCT, new or persistent hemorrhage, ranibizumab or though we gravitate inherently toward one decreased vision, or fluorescein dye leakage. or the other, and this same force subjectively bevacizumab, the mean distorts our objective interpretation of data. Investigators used time-domain OCT during the first year; they used spectral-domain OCT visual acuity is about Year-1 CATT data did not affect for 22.6% of scans during the second year. In 20/40 at 2 years.’ treatment choices the as-needed arms, treating ophthalmologists accurately diagnosed fluid on OCT and retreated Case in point: Bevacizumab subscribers inter- about 70% of the time; almost all of the incon- Anatomically, mean retinal thickness was preted the year-1 CATT results2 as equivalency sistencies between ophthalmologists and the 29 microns less in patients treated monthly between bevacizumab and ranibizumab, and reading center resulted in missed treatments. compared with those treated as needed. The continued their bevacizumab bias. proportion without fluid on OCT ranged from Ranibizumab subscribers, on the other hand, Little visual change in year 2 13.9% in the bevacizumab as-needed group felt their drug had an anatomic edge, and to 45.5% in the ranibizumab monthly group. Most visual change occurred during the first perhaps a safety advantage, and continued The mean change in lesion area from baseline year of treatment, with relatively minor change their ranibizumab bias. Indeed, three-quarters was lowest in the ranibizumab monthly group reported during year 2. The ranibizumab monthly of respondents to the ASRS 2011 Preferences (-0.4 mm2) and ranged to 3.0 mm2 in the group gained a mean of 8.8 letters compared with and Trends (PAT) Survey3 reported that the bevacizumab as-needed group. 7.8 letters in the bevacizumab monthly group year-1 CATT results did not affect their drug (P = .21). In the as-needed arm, the ranibizumab More geographic atrophy developed in of choice for wet AMD. group gained 7.8 letters compared with 5.0 letters eyes treated monthly compared with those Will the year-2 CATT results have a greater with bevacizumab (P = .046). treated as needed. The ranibizumab monthly impact, or will we each use them to justify group had the highest proportion of eyes Overall, patients treated with bevacizumab our preconceived decisions? developing atrophy, with 21% developing had a similar outcome to those treated with nonfoveal atrophy and 4.7% developing ranibizumab (-1.4 letter difference in mean CATT: A noninferiority trial foveal atrophy. improvement). Patients treated as needed CATT is a large, multicenter trial of more gained fewer letters than those treated monthly There was little visual change in patients than 1100 patients randomized to either (-2.4 letter difference in mean improvement). who continued monthly treatment in year 2. bevacizumab or ranibizumab, and to The mean visual acuity was similar among However, the groups switched from monthly to monthly or as-needed treatment. Patients the 4 treatment groups with the same dosing as-needed lost a few letters (-1.8 in ranibizumab had treatment-naïve wet AMD with 20/25 to regimen for 2 years, measuring about 20/40. and -3.6 in bevacizumab switched-regimen sub- 20/320 vision. During the first year, patients groups). For both drugs, the average number of The proportion of eyes with 20/20 or better were randomized to 1 of 4 groups: letters gained was similar between those treated and with 20/200 or worse vision was similar s 2ANIBIZUMAB MONTHLY as needed for 2 years and those switched to among the treatment groups. The average s "EVACIZUMAB MONTHLY as-needed after a year of monthly treatment. number of injections in the as-needed s 2ANIBIZUMAB AS NEEDED arms was higher for bevacizumab than for About 5 injections were administered during s "EVACIZUMAB AS NEEDED ranibizumab (14.1 vs 12.6, P = .01). The the second year in this switched-regimen group.
12 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue *+ | 30th Anniversary Issue OCT thickness remained stable in monthly There was no difference in endophthalmitis References patients, but increased among those switched rate between patients treated with ranibizumab 1. Martin DF, Maguire MG, Fine SL, et al: Comparison of Age-related Macular Degeneration Treatment Trials from monthly to as needed (+31 microns for (0.7%) or bevacizumab (1.2%), though 10 of (CATT) Research Group Writing Committee. Ranibi- zumab and bevacizumab for treatment of neovascular ranibizumab and +19 microns for bevacizumab). 11 cases occurred in patients treated monthly. age-related macular degeneration: two-year results [published online ahead of print May 2, 2012]. Ophthal- mol. In press. Adverse effects also comparable Viewing results through the lens 2. The CATT Research Group. Ranibizumab and bevaci- of values zumab for neovascular age-related macular degeneration Major adverse effects were similar between [published online ahead of print April 28, 2011]. New Engl ranibizumab and bevacizumab groups, Return our spectacles to our noses and apply our J Med. 2011;364:1897-1908. doi:10.1056/NEJM0a1102673. including death (5.3% vs 6.1%), arterio- values and judgments. Monthly or as needed, 3. Jumper JM, Mittra RA, eds. ASRS 2011 Preferences and Trends Membership Survey. Chicago, IL. American thrombotic events (4.7% vs 5.0%), and venous ranibizumab or bevacizumab, the mean visual Society of Retina Specialists. 2011. thrombotic events (0.5% vs 1.7%). When acuity is about 20/40 at 2 years. That’s pretty compiled, serious systemic adverse events were impressive, considering that not too long ago, less likely in those treated with ranibizumab the treatment for this blinding condition was Financial Disclosures compared with bevacizumab (32% vs 40%, a handshake and a pat on the back. Monthly Dr. Shah – ALCON: Grant Support; ALIMERA SCIENCES: Grant Support; ALLERGAN, INC: Grant Support; GENENTECH: Grant P = .004). treatment did have a 2.4-letter advantage over Support; GENZYME: Grant Support; GLAXOSMITHKLINE: Grant as-needed, but with concerns of increased Support; MOLECULAR PARTNERS: Grant Support; NEOVISTA: Grant Support; PALOMA PHARMACEUTICALS, INC: Grant Sup- geographic atrophy and endophthalmitis risk. port; REGENERON PHARMACEUTICALS, INC: Grant Support. ‘ [N]ot too long ago, Dr. Heier – ACUCELA: Consultant, Other Financial Benefit; Ranibizumab and bevacizumab had similar ALCON LABORATORIES, INC: Investigator, Grants; ALIMERA the treatment for [wet effects on visual acuity when the dosing SCIENCES: Investigator, Grants; ALLERGAN, INC: Consultant, Grants, Investigator, Other Financial Benefit; BAUSCH + regimen was the same. There is a dramatic LOMB: Consultant, Other Financial Benefit; BAYER AMD] was a handshake 40-fold difference in cost, favoring bevaci- HEALTHCARE: Consultant, Other Financial Benefit; ENDO OPTIKS INC: Consultant, Other Financial Benefit; FORSIGHT and a pat on the back.’ zumab. Though rates of death, myocardial LABS, LLC: Consultant, Other Financial Benefit; FOVEA infarction, and stroke were similar between PHARMACEUTICALS: Consultant, Grants, Investigator, Other Financial Benefit; GENENTECH: Consultant, Grants, the 2 drugs, there was a higher risk of serious Investigator, Other Financial Benefit; GENZYME: Consultant, When including only adverse events previously adverse effect with bevacizumab. Grants, Investigator, Other Financial Benefit; GLAXOSMITH- KLINE: Consultant, Grants, Investigator, Other Financial associated with systemic anti-VEGF therapy Benefit; HEIDELBERG ENGINEERING: Consultant, Other We have good objective data that provides (arteriothrombotic events, systemic hemorrhage, Financial Benefit; ISTA PHARMACEUTICALS: Consultant, some answers while raising a few questions. Other Financial Benefit; KATO PHARMACEUTICALS: Consul- congestive heart failure, venous thrombotic tant, Other Financial Benefit; LPATH, INC: Consultant, Other The clinical impact of CATT boils down to our events, hypertension, and vascular death), there Financial Benefit; NEOVISTA, INC: Consultant, Grants, seemingly inherent values—the same values Investigator, Other Financial Benefit; NEUROTECH, was a nonsignificant lower risk with ranibi- INC: Investigator, Grants; NOTAL VISION: Consultant, that influence the weight we each place on zumab compared with bevacizumab (7.5% vs Grants, Investigator, Other Financial Benefit; NOVARTIS efficacy, anatomy, cost, and safety—that in turn PHARMACEUTICALS CORPORATION: Investigator, Grants; 10.6%, P = .07). Gastrointestinal disorders OPHTHOTECH CORPORATION: Investigator, Grants; shape the decisions we make and the opinions (eg, hemorrhage, hernia, nausea, and vomiting) ORAYA THERAPEUTICS: Consultant, Other Financial Benefit; we hold. PALOMA PHARMACEUTICALS, INC: Consultant, Grants, were less common with ranibizumab (1.8%) Investigator, Other Financial Benefit; QLT INC: Consultant, Other Financial Benefit; QLT OPHTHALMICS, INC: Consultant, Other compared with bevacizumab (4.8%). Financial Benefit; QLT THERAPEUTICS: Consultant, Other Financial Benefit; QUARK PHARMACEUTICALS, INC: Consul- tant, Other Financial Benefit; REGENERON PHARMACEUTI- CALS, INC: Consultant, Grants, Investigator, Other Financial Benefit; SEQUENOM: Consultant, Other Financial Benefit.
The American Society of Retina Specialists gratefully acknowledges the following Corporate Members who have committed generous support to the Society for 2012.
Emerald Corporate Member Silver Corporate Members Bronze Corporate Members Genentech Bausch + Lomb Carl Zeiss Meditec Insight Instruments, Inc. DORC International BV/ Dutch Ophthalmic USA Platinum Corporate Members QLT, Inc. IRIDEX Corporation Alcon Laboratories, Inc. Santen Pharmaceutical Co, Ltd. PanOptica, Inc. Allergan, Inc. ThromboGenics Synergetics™ USA, Inc. Regeneron Pharmaceuticals, Inc.
| Issue *+ | Volume 30, Number 3 | Meeting 2012 | retina times | 13 INTERNATIONAL CORNER >>
Kourous A. Rezaei, MD Chair, International Affairs Committee International Affairs Committee Links ASRS with Retina Societies Worldwide
Globalization is synonymous with the 21st access makes it faster and easier for ASRS More than 20 societies have century. Recent advances in communications members and members of retina societies nominated international delegates technology have expanded the worldwide around the world to learn from one another. In the past year, ASRS’s International Liaison sharing of information like never before— As we move forward, the ASRS website will Leaders have contacted retina societies in their offering valuable opportunities for collabora- provide links to information about interna- regions to nominate international delegates to tion among retina specialists. Through our new tional retina societies and their members. represent their societies at ASRS. So far, these International Affairs Committee, ASRS is Five leading retina specialists from around efforts have received an enthusiastic response; taking the lead in establishing a communication the world have agreed to serve as ASRS Inter- more than 20 societies have nominated interna- forum linking our Society and its members national Liaison Leaders, linking the ASRS tional delegates and alternate delegates to ASRS. with retina societies and their members around International Affairs Committee and retina the world. These delegates have undergone a membership societies around the globe. application process similar to all international The International Affairs Committee will ASRS members and will serve as a link between establish connections between ASRS and C[[jEkh?dj[hdWj_edWb their societies and ASRS and its members. A international retina societies to set up Liaison Leaders list of these societies, their delegates, and their this communication forum. The committee For the Americas contact information will soon be available on will work with these retina societies to J. Fernando Arevalo, MD, FACS the ASRS website. enable their interested members to attend Chief of Vitreoretinal Division the ASRS Annual Meeting, where they Senior Academic Consultant The King Khaled Eye Specialist Hospital ?Z[dj_\o_d][ZkYWj_edWb can share information and expertise with Riyadh, Kingdom of Saudi Arabia needs worldwide ASRS members. Adjunct Professor of Ophthalmology Wilmer Eye Institute Johns Hopkins University With the help of international delegates, the Our goal is to improve education among Baltimore, Maryland USA International Affairs Committee will identify retina specialists worldwide, leading to better [email protected] areas around the world in need of better eye care for patients. High-speed Internet For Europe education. The committee then will bring José Garcia-Arumi, MD Professor of Ophthalmology this information to the attention of ASRS Universidad Autonoma de Barcelona members, the Foundation of the American Instituto de Microcirugia Ocular Barcelona, Spain Society of Retina Specialists, and other How to nominate an [email protected] international societies. international delegate Watch for our new International Corner 7h[oek\hecWYekdjhom_j^ekjWd For Asia/Pacific column in which we will share the progress ASRS international delegate? Would Alay S. Banker, MD made on the international front. This new you like to have your country’s Banker’s Retina Clinic and Laser Centre Gujarat, India column will introduce the international retina retina society nominate international [email protected] societies with ASRS delegates and will keep delegates to ASRS? Please ask you informed on global issues in retina. the International Liaison Leader for your region to contact your We would like to thank the ASRS leadership country’s retina society to initiate For Africa/Middle East for their foresight and conviction in improving the nomination process. education, sharing knowledge and information, Ehab N. El Rayes, MD, PhD Professor, Retina Department and most importantly, working to improve :e[ioekhYekdjhonot have a retina Institute of Ophthalmology patient care globally. And on behalf of society? Please ask your International Vitreoretinal Consultant Liaison Leader to request that your The Retina Clinic all ASRS members, we welcome the new Cairo, Egypt country’s ophthalmological society [email protected] international delegates to the Society. nominate a retina specialist to represent your retina community. | Issue *+ | Volume 30, Number 3 | Meeting 2012 | retina times | 17 RESEARCH & DEVELOPMENT >> Pravin U. Dugel, MD Section Editor Considerations for Chromovitrectomy: Implications of Endophthalmitis Outbreak Associated with Brilliant Blue G The pathogenesis of rare events is difficult to find. Recently, ASRS has formed a Therapeutic Surveillance Committee to help investigate these events. This will be particularly useful as new drugs and technologies emerge. The following information is offered to shed light on the recent outbreak of fungal endophthalmitis following intravitreal injections. —Pravin U. Dugel, MD Chairman, ASRS Therapeutic Surveillance Committee Chromovitrectomy (the use of vital staining Although it is effective and safe at low doses, ICG dyes) has become an increasingly common in high concentrations has been associated method for identifying difficult-to-recognize, with several side effects including: semitransparent structures in vitreoretinal s 0ROLONGED PERSISTENCE surgery, specifically in the setting of vitreo- s 4OXICITY TO RETINAL CELLS Veena R. Raiji, MD Mina M. Chung, MD retinal traction syndromes, macular holes, s 0HOTOSENSITIZATION University of Flaum Eye Institute Southern California University of Rochester epiretinal membranes (ERMs), and chronic s /PTIC NERVE ATROPHY Keck School of Medicine Rochester, NY cystoid macular edema (CME).1,2 A variety s 0OTENTIAL ANATOMICAL AND FUNCTIONAL Doheny Eye Institute 1,5 Los Angeles, California of internal limiting membrane (ILM) and postoperative complications ERM-staining dyes have been previously Trypan blue stains ERMs and the ILM and utilized, including indocyanine green (ICG), is prepared without dilution or is sometimes trypan blue, triamcinolone acetonide (TA), mixed with 0.1 mL glucose 5% for better autologous blood, patent blue, crystal violet ERM identification.5 Trypan blue may be and Brilliant Blue G (BBG).2,3 injected following fluid-air exchange to SriniVas R. Sadda, MD Harry W. Flynn Jr, MD University of Bascom Palmer Eye Institute The use of these dyes, particularly ICG in enhance its staining properties, as it targets Southern California University of Miami high concentrations, has been limited by intraocular tissues with high rates of cellular Keck School of Medicine Miller School of Medicine 4,5 Doheny Eye Institute Miami, Florida their potential to damage the retinal pigment proliferation. No signs of retinal or RPE Los Angeles, California epithelium (RPE)—directly in the case of toxicity have been reported, but visualization full-thickness macular hole repair, or of ILM can be variable.5 indirectly due to dye diffusion through the neurosensory retina.2 An ideal dye is one that is minimally toxic and achieves appropriate ‘The use of these dyes, staining of membranes at low concentrations.4 Judy E. Kim, MD Tamer H. Mahmoud, particularly ICG in high The Eye Institute MD, PhD ICG is used in staining and visualization of Medical College Duke Eye Center the ILM; it is packaged as a lyophilized powder concentrations, has been of Wisconsin Durham, North Carolina Milwaukee, Wisconsin which does not dissolve into intraocular irrigating limited by their potential solutions and requires combination with a For the ASRS small amount of distilled water, dilution with to damage the RPE …’ Therapeutic balanced salt solution, and filtering—factors Surveillance which make it difficult to prepare and use.4, 5 Committee It is also is difficult to remove ICG from the TA, typically used at a concentration of 40mg/ (TSC) eye compared with other dyes; however, ICG mL (4%) in a dose range from 0.1-0.3mL, Pravin U. Dugel, MD 3,5 Retinal Consultants has a strong affinity for staining the ILM. has a strong affinity for the vitreous gel and of Arizona, Ltd. enables visualization with good contrast The use of intravitreal ICG in chromovitrectomy Phoenix, Arizona between empty vitreous and vitreous fibers; is off-label, as the only FDA-approved indication this allows complete detachment and removal is for intravenous injection during angiography. 18 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue *+ | 30th Anniversary Issue of the posterior vitreous cortex.5,6 In addition or RPE.11 In vitro analysis done by Mennel et al visualization and appropriately facilitate to these vitreous visualization properties, showed that the use of BBG is safe and without peeling. However, in ERM cases, ERM staining TA’s anti-inflammatory properties are helpful RPE barrier function disruption in fluid-filled could not be confirmed at this concentration in reducing fibrin reaction and proliferative eyes, and less so in air-filled eyes due to lack of and BBG solution was reinjected, followed by vitreoretinopathy (PVR) after vitrectomy.5 immediate dilution provided by fluid-filled eyes.2 repeat irrigation; the ILM of the area where They additionally concluded, based on their eye ERM had been removed was well-stained While TA has been used to assist in ILM peeling, model experiments, that short application with BBG, while the area with residual the clumps of TA particles make visualization time reduces potential toxicity.2 ERM/posterior vitreous did not stain.12 and initiation of ILM peeling challenging at In this series as well, no adverse effects were times. Furthermore, the crystals of TA may Potential therapeutic applications of BBG may observed postoperatively. persist postoperatively and affect healing include its ability to suppress retinal ganglion following macular hole closure surgery; in cell death and Müller cell growth in vitro, Fukuda et al described 53 patients with these cases, preservative-free TA may be more through P2X7 receptor blockade. If proven macular holes, 31 of whom underwent useful.6 Following the use of TA-assisted pars in vivo, postoperative benefits of fibroblast chromovitrectomy with BBG and 22 with plana vitrectomy (PPV), 2 cases of bacterial inhibition may be useful.4 ICG. They reported early restoration of the endophthalmitis (Pseudomonas species, IS/OS junction in the BBG group, which is In human studies conducted by Enaida et Staphylococcus epidermidis) and a single case important for better long-term visual acuity. al and Cervera et al (total n = 26), BBG was of Fusarium species-related endophthalmitis No adverse effects related to dye usage were reported to stain the ILM selectively and have been reported.7,8,9 observed in either group.14 with high affinity.12,13 Enaida et al also found BBG 12 (C47N48N3O7S2Na, Coomassie G250, that BBG does not stain ERMs. In a study Endophthalmitis after PPV acid blue 90), also known as food blue 2 (E133), by Shukla et al, 50 patients with idiopathic is rare triphenylmethane biostain, Brilliant Peel® macular holes underwent PPV with ILM (Geuder AG, Heidelberg, Germany), Coomassie® peeling (MP) using either BBG (n = 15), Endophthalmitis following PPV has an (Imperial Chemical Industries, London, trypan blue (n = 20), or ICG (n = 15); the incidence of roughly 0.01% to 0.05%.3,15,16,17 England) or acid blue, has been previously used researchers concluded that BBG was superior The most commonly cultured organisms as a food color and in soaps, shampoos, and to trypan blue and similar to ICG in staining include Staphylococcus aureus, Proteus cosmetics.1,2 Its use as a food color has been intensity and ease of ILM removal.3 mirabilus, Staphylococcus epidermidis, and banned in many European countries.1 Pseudomonas aeruginosa. Many cases are also culture-negative.15,16 In affected patients, BBG is a water-soluble dye that binds ‘ Endophthalmitis visual acuity following treatment for endo- non specifically to all proteins and can be used phthalmitis is typically poor, although this is to detect proteins separated by polyacrylamide following PPV has an often confounded by the already poor visual gel electrophoresis. 1,4 Its ophthalmic use was acuity potential in patients with significant first recognized in 2006 due to its staining incidence of roughly posterior segment pathology.16 ability of porcine anterior lens capsule. 0.01% to 0.05%.’ BBG was approved for intravitreal use in Visual acuity may be better in patients the European Union in 2007, applied at a infected with less-virulent organisms such as concentration of 0.25mg/mL, pH=7.40.1,2 At Shukla et al also found that patients who coagulase-negative Staphylococcus and this concentration, it has an osmolarity of underwent PPV/MP with BBG and trypan Propionibacterium acnes (P. acnes).16 299 mOsm/kg H2O, which is similar to that of blue had better final visual acuity with a Predisposing factors to PPV-associated irrigating solutions and less than that of ICG smaller percentage of visual decline compared endophthalmitis may include: (271 mOsm/kg H2O at 5mg/mL concentration) with the ICG group and achieved similar s 3CLEROTOMY WOUND CONSTRUCTION or trypan blue (316 mOsm/kg H2O at 1mg/ anatomical closure rates. No patients s !BSENCE OF SUBCONJUNCTIVAL ANTI BIOTICS mL concentration).4 developed postoperative complications.3 s ,ESS VITREOUS REMOVAL DURING SMALL GAUGE 006 s ,OWER INFUSION RATES IN GAUGE 006 Osmolarity is an important factor in cell In another series reported by Henrich s 0ATIENTS WITH RELATIVE IMMUNE COMPROMISE17,18,19 survival.4 In the context of chromovitrectomy, et al, BBG was used for ILM staining in BBG granules are easily dissolved into 17 patients for macular holes, ERMs, Fungal endophthalmitis can be exogenous intraocular irrigating solutions and are then vitreoretinal traction syndrome, and CME. (keratitis, trauma, intraocular surgery) or sterilized with a 0.22μm syringe filter. Unlike They concluded that ILM staining was less endogenous (systemic fungemia, typically ICG, BBG is not fluorescent, so the potential intense with BBG than with average ICG with predisposing factors such as immune for light toxicity is minimal, and it requires chromovitrectomy, but successful ILM compromise, malignancy, intravenous 1/10 to 1/20 less concentration to achieve removal was achieved in 15/17 patients drug abuse, chemotherapy, prolonged ILM staining.4 BBG is not yet approved for without use of additional ICG. No visual field corticosteroid therapy, alcoholism, or intravitreal use in the United States. defects or adverse events were reported.1 diabetes).20 Causative organisms typically vary by mode of inoculation; Fusarium In a rat model study by Enaida et al, high doses of In another study by Enaida et al, 20 patients species are commonly associated with fungal BBG 1.0mg/mL and 10mg/mL induced vacuol- who underwent ILM staining with BBG keratitis, Aspergillus species commonly follow ization in inner retinal cells, but no apoptosis was during macular hole or ERM surgery found postoperative or penetrating injury cases, detected.10 In another rat model study by Ueno et that injection of 0.25mg/mL BBG into the and Candida species are most common in al, BBG in comparison with ICG and trypan blue vitreous cavity, followed by immediate endogenous cases.20 was found to have no cytotoxic effect on the retina washout, was sufficient to improve ILM | Issue 45 | Volume 30, Number 3 | Meeting 2012 | retina times | 19 RESEARCH & DEVELOPMENT >> presentation, virulence of the organism, and these cases were associated with the use Compounding pharmacies should timing of treatment interventions.20 of BBG during retinal surgery and several adhere to strict safety standards were associated with Fusarium growth.24 Authorities investigate Following this outbreak, the cases were To help ensure patient safety, com- endophthalmitis outbreak compiled and analyzed by the ASRS pounded sterile preparations must be Therapeutic Surveillance Committee and prepared according to aseptic practices In late 2011 and early 2012, the use of BBG all involved physicians were contacted and recommended by organizations such as in chromovitrectomy supplied from a single the United States Pharmacopeia (USP), asked to contribute data regarding their compounding pharmacy was associated with as stated in USP National Formulary affected patients. General Chapter 797.1 an outbreak of fungal endophthalmitis. The California Department of Public Health Results of 17 cases presented Certified compounding pharmacy was notified on March 5, 2012, of 9 cases of personnel should follow state and federal clinically diagnosed fungal endophthalmitis at Seventeen cases occurring in 3 states have guidelines, and submit to site inspec- tions. Quality-assurance guidelines for a single California ambulatory surgical center. been investigated. All patients underwent pharmacy-prepared sterile products can surgery between October 31, 2011 and also minimize the risk of contamination.2 December 27, 2011, using BBG obtained from Franck’s Compounding Lab, lots Obtain compounded drugs from ‘In late 2011 and early pharmacies that employ best practices 10112011@82, OT1119, and OT1113-6. 2012, the use of BBG Patients underwent chromovitrectomy for a 9[hj_Ó[Z?IE+^eeZbeYWj[Z_dW variety of reasons: epiretinal membrane (6), Class 100 cleanroom3 in chromovitrectomy macular hole (4), macular edema (2), DME/ 7Z^[h[dY[jeKIF#-'ijWdZWhZi supplied from a single epiretinal membrane (1), and unknown (4). for testing4 compounding pharmacy The average age of affected patients was 69 ;l[hobejgkWhWdj_d[ZWdZdejh[b[Wi[Z years, and the series included 10 females, 3 until testing results are received was associated with males, and 4 patients for whom gender is Ij[h_b_joh[fehji\hecWd_dZ[f[dZ[dj an outbreak of fungal unknown. The table on page 21 summarizes lab sent out with each order available information regarding these patients. L_WXb[W_hiWcfb_d]f[h\ehc[Zh[]kbWhbo endophthalmitis.’ A recall warning letter by Franck’s Compounding as specified in USP Chapter 7971 Lab noted 4 BBG lot numbers suspected of contamination: 08232011@80, 10132011@6, 7bb[cfbeo[[i^Wl[[nj[di_l[Wi[fj_Y The initial investigation, led by the Los Angeles 10112011@82, and [email protected] training with yearly review County Department of Public Health, deter- mined that in all cases, patients had undergone References vitrectomy with ERM peeling using BBG from 21 1. Chapter 797. Pharmaceutical compounding—sterile Franck’s Compounding Lab in Ocala, Florida. ‘Following this preparations. In: Revision Bulletin, The United States Pharmacopeia. Rockville, MD: The United States Pharmacopeial Convention. 2008:1-61. This investigation later expanded to involve outbreak, the cases http://www.pbm.va.gov/LinksAndOtherResources/ intravitreal injection of triamcinolone- USP%20797%20Pharmaceutical%20Compounding% 20-%20Sterile%20Compounding.pdf. Accessed containing products from Franck’s—a were compiled and July 5, 2012. combined total of 33 cases in 7 states. The analyzed by the ASRS 2. American Society of Health-System Pharmacists. ASHP guidelines on quality assurance for Centers for Disease Control and Prevention pharmacy-prepared sterile products. Am J Health (CDC) and the FDA, as well as state and Therapeutic Surveillance Syst Pharm. 2000; 57:1150-1169. local health departments, collaborated in the 3. High performance cleanrooms: A design guidelines 21 Committee and all sourcebook. Pacific Gas and Electric Company. investigation. January 2006. http://hightech.lbl.gov/documents/ cleanrooms/Cleanroom_Air_Design.pdf. Accessed involved physicians were July 5, 2012. 20 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue *+ | 30th Anniversary Issue ?dl[ij_]Wj[Z;dZef^j^Wbc_j_i9Wi[i Because of the ongoing hypotony, the surgical ?dlebl_d]88=\hec A high index of suspicion and early intervention Initial patient management ranged from suggesting that the fungus may have a for possible postoperative fungal endophthalmitis topical steroids to vitreous tap and antibiotic predilection for the lens and lens capsule. should be considered for patients presenting injection. To our knowledge, 9 patients under- with features similar to those described in Phakic patients developed advanced cataract went second or third surgical procedures and this series, including persistent inflammation, with weakened lens capsule, with 1 patient 11 patients received 1 or more intravitreal hypotony, and retrolental plaque formation. having a spontaneous dislocation of the injections of voriconazole. Most patients had crystalline lens. In patients with these findings, It is essential to realize that these important initial improvement even with drops alone, lensectomy or intraocular lens removal cases would have gone unreported, yet over time the inflammation progressed in was completed in subsequent vitrectomy perhaps endangering many more patients, all patients. procedures. Even “quiet” eyes had significant Continued on page 57 Two consistent clinical characteristics membranes and plaques on the IOL and occurred several weeks after presentation: capsular bag on inspection following removal, perhaps indicating that the fungus was s "OTH PHAKIC AND PSEUDOPHAKIC PATIENTS inhibited, but not fully eradicated, by the began to develop a white plaque-like material Please report adverse events antifungal medications. behind the lens. Even after vitrectomy with removal of The ASRS urges you to continue monitoring s !LL PATIENTS WERE SEVERELY HYPOTONOUS the IOL or crystalline lens, many patients for adverse events of all treatments and Once Fusarium fungal infection related to developed continued progression of active to report unexpected events to: BBG was suspected, patients were immediately membranes. Several patients subsequently J^[cWdk\WYjkh[h treated with intravitreal and oral voriconazole, developed retinal detachment with PVR and C[ZMWjY^"WdWdedocekii[hl_Y[ in conjunction with consultation with required further surgery with silicone oil. The of the FDA (http://www.fda.gov/ infectious disease specialists. Clinically, the membranes associated with these detachments Safety/MedWatch/HowToReport/ inflammation improved following antifungal seemed extremely tightly adherent or even DownloadForms/default.htm) treatment; however the plaque-like material integrated with the retina, making membrane J^[7IHIJI9$;cW_b0 in some patients continued to progress, peeling nearly impossible in some cases. [email protected] | Issue *+ | Volume 30, Number 3 | Meeting 2012 | retina times | 21 PRACTICE MANAGEMENT >> Alan Reider, JD Reginald J. Sanders, MD Partner, Arnold & Porter, LLP Chair, ASRS Practice Management Committee Washington, DC What to Do When the Government Asks for Records The Answer Depends on Who Is Asking The summer 2012 Retina Times AVAILABLE AT WWWASRSORGRETINA TIMES FEATURED AN ARTICLE HEADLINED h'OVERNMENT 4URNS UP THE (%!4 ON -EDICARE &RAUD v WHICH DISCUSSED THE GROWING ODDS OF BEING THE subject of a government audit. !TTORNEY !LAN 2EIDER STRESSED THE IMPORTANCE OF KNOWING WHICH BILLING ISSUES THE GOVERNMENT IS LOOKING AT AND REALIZING WHETHER YOUR PRACTICE IS AN OUTLIER )N THIS ISSUE !LAN 2EIDER ADDRESSES WHAT to do if you are singled out for a Medicare audit. —Reginald J. Sanders, MD For many years, a Medicare carrier’s request the stakes today are much higher—and the program began as a pilot in 5 states between for records meant that a practice was subject resulting liability may be greater than a simple AND DURING WHICH 2!#S GENERATED to a chart audit, which could lead to an repayment of funds. approximately $1 billion in Medicare over- overpayment determination. Often the audit payment recoveries. The pilot program drew To what forms of review could your practice would be triggered by: HEAVY CRITICISM FOR 2!#S CONDUCT ONE be subject—and what are the implications? 2!# WAS SO AGGRESSIVE IN DENYING CLAIMS AND s !N UNUSUAL PRACTICE PATTERN When your practice is subject to a review, lNDING OVERPAYMENTS THAT A #ENTER s ! PARTICULARLY HIGH VOLUME OF SERVICES what are your rights and responsibilities? How FOR -EDICARE -EDICAID 3ERVICES #-3 s ! COMPLAINT can you minimize the likelihood of a review, audit found more than 40% of the denials s ! SIMPLE RANDOM SELECTION and reduce the risk of an unwanted result? were inappropriate. Following is some practical guidance. The ultimate threat of such an audit typically However, because of the significant financial was a repayment of funds the Medicare carrier What are the types RECOVERY GENERATED FOR -EDICARE #ONGRESS determined were paid inappropriately; usually of Medicare reviews? DEEMED THE 2!# PROGRAM A SUCCESS AND this was based on a lack of documentation to authorized its expansion nationwide. Four support the medical necessity of the service Medicare Administrative 2!# CONTRACTS HAVE BEEN AWARDED EACH COVERING billed. Those days are largely over. Contractor (MAC) a region of the United States. The Medicare carrier system has been replaced We are now beginning to see physician practices ‘ [B]ecause the RACs BY THE -EDICARE !DMINISTRATIVE #ONTRACTOR RECEIVE REQUESTS FOR RECORDS BY 2!#S )N MANY -!# STRUCTURE TO ENHANCE ADMINISTRATIVE WAYS A REQUEST FOR RECORDS FROM A 2!# IS NO are paid a bounty efficiency and aid in detecting aberrant practices. DIFFERENT THAN ONE FROM A -!#THE WORST based on the amount %ACH -!# COVERS A GREATER GEOGRAPHIC AREA result will generally be a claim denial and than was covered by a carrier, and is responsible overpayment determination. NOT ONLY FOR -EDICARE 0ART " BUT FOR 0ART ! AS of the overpayments "UT BECAUSE THE 2!#S ARE PAID A BOUNTY BASED WELL THUS ENHANCING THE ABILITY OF THE -!#S on the amount of the overpayments recovered, recovered, they have to detect billing inconsistencies. they have a significant incentive to issue a significant incentive ,IKE THE CARRIERS -!#S PERFORM POST denials wherever possible. Thus, the denial to issue denials payment reviews and issue requests for RATES RESULTING FROM A 2!# REVIEW ARE LIKELY records with the potential for an overpayment to be much higher than the historical denial wherever possible.’ determination. These determinations are RATES FROM -!# REVIEWS subject to appeal, with no change in the 4HERE IS A SILVER LINING 2!#S MUST OBTAIN appeal process. PRIOR APPROVAL FROM #-3 ON THE SPECIlC With the ever-increasing pressure to control areas and claims they review, and this costs, and with additional tax dollars invested Recovery Audit Contractor (RAC) INFORMATION IS AVAILABLE ON THE #-3 WEBSITE in new enforcement personnel, a physician 4HE HIGHLY CONTROVERSIAL 2!# PROGRAM at WWWCMSHHSGOV2!#. This allows practice is more likely than ever to be subject compensates contractors based on a percentage YOU TO IDENTIFY WHETHER YOUR REGIONS 2!# to some form of review. For the same reasons, of overpayment dollars recovered. The is focused on particular services your 22 | retina times | Meeting 2012 | Volume 30, Number 3 | Issue 45 | 30th Anniversary Issue practice provides. If so, you would be well- As noted, ZPICs also are interested in business subpoena, the government does not know served to scrutinize your claims corresponding relationships between physicians and potential the nature or extent of the documentation to those in the RAC work plan to avoid being referral sources. Often they will request written retained by a practice. Practices are often a target. agreements and information about payments concerned when they see requests for infor- made between the parties. Improper referral mation they do not have. This is not cause for Zone Program Integrity relationships may trigger a violation of the alarm. Practices are obligated only to provide Contractor (ZPIC) federal Anti-Kickback Statute, which can carry documentation in their custody and control. criminal as well as severe civil penalties. The ZPIC program—the new term for the If your practice does not maintain the restructured Program Safeguard Contractor ZPICs may also conduct on-site visits at information requested, there is no requirement Program— is designed to detect and deter medical practices without notice. Several to create and produce it. In fact, unless potential Medicare fraud, waste, and abuse. ophthalmology practices have been visited specifically advised by counsel, never develop Unlike the RACs or the MACs, ZPICs are by ZPICs recently, and some have reported documents you do not have to respond to concerned about fraudulent or abusive that the ZPIC representatives have conducted a subpoena. Even more important, never activity, and their reviews go well beyond themselves less than professionally. Be very destroy any documents that are the subject of claims analysis. cautious with these visits, as ZPICs coordinate a subpoena. If a subpoena is received, imme- diately discontinue your practice’s document A letter from a ZPIC may contain a request with law enforcement agencies; any lack destruction policy. And never alter documents for records, but often will also include: of cooperation could result in a charge of obstruction of justice. subject to a subpoena. s ! REQUEST FOR CONTRACTUAL RELATIONSHIPS Unlike a civil subpoena, a criminal subpoena between the physician practice and At the same time, however, your practice is is issued by a grand jury and may require referral sources free to contact counsel to advise you, even when the ZPIC is on site. We have heard either the production of documents or that s )NFORMATION RELATING TO THE PRACTICES reports that some ZPICs have warned practices an individual appear personally to provide employees and their credentials not to contact counsel or suffer sanctions. testimony. While receipt of such a subpoena is extremely troubling, the individual who s $ETAILS ON ANY EQUIPMENT OWNED OR LEASED Such statements are entirely inappropriate receives a grand jury subpoena is almost by the practice and the serial number of and unauthorized. certainly not the target of the government such equipment ZPICs do not have independent enforcement investigation, as the government almost never s )NFORMATION CONCERNING THE PRACTICES LOCATION authority, ie, they cannot impose penalties, issues a subpoena to the target of an investigation particularly if it has multiple offices nor can they prosecute cases. Nevertheless, to testify before a grand jury. ZPICs coordinate with enforcement agencies and are authorized to obtain information However, a grand jury subpoena indicates from practices. Failure to cooperate with the that the government is conducting a criminal ‘ Practices are often ZPIC can lead to serious consequences. investigation and it has reason to believe that concerned when the individual subpoenaed has information Receipt of a subpoena that may be helpful in its investigation. This they see requests for is a very serious matter and any individual While there are several types of subpoenas, who receives a grand jury subpoena should information they there are 2 principal categories: civil and immediately seek legal counsel. criminal. Both types of subpoenas must be do not have. This is not taken seriously and addressed properly. Any Receipt of a civil or criminal subpoena, either cause for alarm.’ practice receiving a subpoena should contact for documents or for a personal appearance, legal counsel for guidance. may not reflect a government investigation of a particular practice. Often, the government will A civil subpoena can be issued by the issue a subpoena to a third party, ie, an indi- The focus of the ZPIC is not simply to Office of the Inspector General (OIG) or vidual or an entity not subject to a government determine whether the medical record justifies by a US Attorney’s office. The subpoena investigation, because the government believes the service billed; it is to establish whether the generally will be addressed to the custodian this individual or entity may have information practice maintains the personnel, credentials, of records and direct that individual to relevant to an investigation of someone else. and equipment necessary to perform the appear in court to produce documents on services billed. If a practice fails to document Generally, this information can be obtained a designated date. However, there is almost its ability to perform these services, it risks by a discussion with the prosecutor, although never a requirement to produce documents in an allegation that it has filed a false claim— such discussions should be undertaken only by court; instead, documents may be submitted an allegation that carries liability well beyond experienced counsel on your behalf. While such by mail. The subpoena will require producing a simple repayment. subpoenas still must be taken very seriously, a list of documents, both hard copy and knowing that the government’s interests lie with Under a variety of statutory authorities, a finding electronic, usually within 30 days from the another party should provide some comfort. that a practice has submitted a false claim date it was received. may result in triple damages, plus a penalty of Despite the seriousness of a subpoena, it is Execution of a search warrant between $5500 and $11,000 per claim. Thus, possible to obtain extensions to respond as responding to a request for information from The last, and most traumatic, form of a well as to reduce the scope of the documents a ZPIC should be taken very seriously. “document request”—a search warrant—is requested. Realize that when issuing a really not a document request; it is a document | Issue *+ | Volume 30, Number 3 | Meeting 2012 | retina times | 23 PRACTICE MANAGEMENT >> seizure. The execution of a search warrant is an To be the target of a search warrant is an a physician practice will be the target of extremely serious matter, and requires approval extraordinarily frightening and disturbing a review. from a magistrate judge, based on justification experience. And while its execution suggests that s &OLLOW