J SEC NEWS DIGEST
Issue 2000-~4 January 21, 2000
COMMJ:SSID1!IAlDTODNCEMENTS
STATEMEln' EY SEC CHAIRMAN ARTHUR LEVITT REGARDING OPTIONS MARKET LINKAGES
On January 20. SEC Chairman Arthur Levitt issued the following statement:
Ten years ago, almost to the day, the Commission requested that the options markets develop an intermarket linkage plan to ensure that customers receive the best price available in any market. Yesterday, the options markets submitted plans for an intermarket linkage. ~hese plans reflect fundamental agreement on a number of issues critical to the protection of investors, including automatic execution of orders routed between markets, the prevention of inferior executions, and streamlining entry for new participants. This is significant progress toward an options market that better serves the interests of investors, and I commend the markets for their efforts.
But important differences remain. The exchanges disagree on fundamental questions, including whether orders should be routed according to price-time priority and whether customer limit orders should be afforded price protection across markets. In the next few weeks, we will carefully consider all aspects of these linkage plans and then publish the plans for comment. We will not let differences among the options exchanges stand in the way of this historic opportunity to achieve a truly national options market. Optlons investors have waited far too long for a market with the most vigorous competition possible. (Press ReI. 2000-6)
ENFORCEMENT PROCEEDINGS
PERMANENT INJUNCTION AGAINST TERRY KOCHANOWSKI
On January 20, the Commission announced that on January 10, the Honorable William H. Pauley III, United States District Judge for the Southern District of New York, entered a Final Jua.gment of Permanent Injunction and Other Equitable Relief By Consent Against Terry D. Kochanowski (Kochanowski).
In the underlying action, which was filed on March 4, 1997, the Commission alleged that Kochanowski and the other two defendants, Simon M. Rosenfeld (Rosenfeld) and John F. Yakimczyk (Yakimczyk), participated in a "pump and dump" scheme to inflate the value of the common stock of Synpro Environmental Services, Inc. (f/k/a Sherwood Corporation) (Synpro), and then sell their personal stock holdings to investors at artificially high prices. Specifically, from approximately December 1991 through May 1994, Kochanowski, Synpro's former vice president, and Rosenfeld, Synpro's former president, violated the antifraud provisions of the securities laws by reporting materially misleading information concerning Synpro's acquisitions and other transactions in Synpro' s annual and quarterly reports. For example, Synpro reported that it owned the Hotel Medialuna, purportedly a $20,000,000 resort hotel located in Equatorial Guinea. Kochanowski knew, however, that Synpro's ownership of the botel was in doubt, but Synpro did not disclose this signifjcant uncertainty to investors. Synpro also disclosed that it had obtained a $5,000,000 line of credit from Societe Financiere Privee, S.A. (SFP), a financial institution located in Geneva, Switzerland. Kochanowski knew, however, that SFP had not authorized or issued the line of credit to Synpro. The complaint alleged that Kochanowski and Rosenfeld violated the registration provisions of the Securities Act by selling unregistered Synpro common stock to investors. Rosenfeld and Kochanowski created a market for, and facilitated the sale of, the unregistered Synpro stock by paying undisclosed kickbacks to a registered representative, Yakimczyk, for selling Synpro stock to his retail customers.
Kochanowski consented to the final judgment without admitting or denying the Commission's allegations in its complaint.
The consent judgment permanently enjoins Kochanowski from violating Sections 5(a), 5(c) and 17(a) of the Securities Act, Section 10(b) of the Securities Exchange Act and Rule 10b-5, and Rules 101 and 102 of Regulation M. The judgment bars Kochanowski from serving as an officer or director of a public reporting company. The judgment also orders Kochanowski to disgorge $50,011, the illicit profits he received from the fraudulent scheme, but waives payment of the disgorgement and prejudgment interest, and does not impose civil penalties, based on Kochanowski's demonstrated inability to pay.
Litigation is still pending against defendants Rosenfeld and Yakimczyk. [SEC v. Simon M. Rosenfeld, Terry D. Kochanowski, and John F. Yakimczyk, 97 CIV. 1467, S.D.N.Y., WHP] (LR-16413)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount
2 NEWS DIGEST, January 21, 2000 of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address:
s-a NBC m:rERNEI :mt:. 30ll 1'I01'I'l'GOME: STREET, STE 300. SAN FRANCISCO, CA 94104 (415) 2BB-250D - S5J5.7~7,500 CCHMON~. (FILE 333-94655 - JAN. 14) (llR. 3)
S-4 PUMA'lECBJlCLOGY INC, 2550 N FIRS'I' ST, Sl'E 5.0D. SAN JOSE, CA 95131 (408) 321-765ll - 4.55B,249 ($4B2,l77,504.94) COMMON STOCK (FILE 333-94657 - JAN. 14) (SR. 3)
S-8 21ST CENT1JRY INStlRA1lTCE GROUP, 63Dl OiIENSMaum AVE STE 700, WOODLAND HILLS. CA 9:1367 (818) 704-3772 - 500,000 (S9,437,500) COMMON Sl'DCK. (FILE 333-94659 - JAN. l41 (BR_ 1)
S-3 HERLEY INDI1STRIES INC /NEIi. 10 IliIDUS'IRYDR. LANCASTER, PA 17603 (717) 397-2777 - l,265,oon ($19,607,500) COMMON STOCK (FILE 333-94663 - JAN. 14) (BR. 5)
S-3 ENTREMED INC, 9610 MEDI~ CENTER DR 5TE 200. ROCKVILLE, MD 20850 (301) 217-9858 - 3,ono.ooo ($85,312,300) COMMON STOCK (FILE 333-94665 - JAN 14) (BR II
Sol COQLSAVINGS COM DIe, 8755 WEST HIGGINS ROllD. SUITE 100, CHI CAGO, IL 60631 (773) 693-130n - S57,500,000 COMMON STOCK. (FILE 333-94677 - JAN. 14) (BR. B)
S- 3 CONSECO rsc, 1.1.~5 1Il PENN5YL VANIA ST, CARME:L. :IN 46032 (317) 817 -61 00 (FILE 333-94683 - JAN. J.4) (BR 1)
S-8 THERMOTREX CORP, 10455 EACIFIC CENTER COURT, SAN DIEGO, CA 92121 (781) 622-100D - 822.313 ($6.270,136 62) COMM05 STOCK (FILE 333-94685 - JAN. 14) (BR. 5)
S-3 REYNOLDS & REYNOLDS CO, J.15 S LUDLOW ST, DAYTON. OH 45402 (937) 485-2000 - 108,89D (S2,337,868_30) COMMON STOCK (FILE 333-94687 - JAN 14) (BR. 5)
S-8 TREND LINES INC, 135 AMERICAN LEGION HWY, REVERE, MA 02151 (781) 893-0900 - 100,OOll ($145,000) COMMON STOCK. (FILE 333-94689 - JAN. 14) (BR 2)
S-3 COMMSCOPE INC, 1375 LENOIR RHYNE BLVD, RI~Y. NC 28601 (828) 324-2200 _ 172,500.000 ($172,500,000) STRAIGHT BONDS !FILE 333-94691 - JAN 14) (BR. 7)
S-3 EVTC INC, 121 S NORWOOD DR, HURST, TX 76053 181?) 282-0022 - 300,000 ISl,725,000) COMMON STOCK (FILE 333-94693 - JAlli. 14) IBR 2)
SB-2 NUGGET EXPLORATION INC, 2051 SPRINGDALE RD, CHERRY HILL, NJ 08003 (800) 204-1902 - 1,514,500 (S6,058,000) COMMON STOCK. (FILE 333-94695 - JAN 14) (BR 4)
S-3 MARRIOTT INTERNATIONAL INC /MD/, 10400 FERNWOOD ROAD, DEPARTMENT 52-924 20, BETHESDA, MD 20817 (301) 380-3000 - 300,000,000 (S300,OOO,OOO) STRAIGHT BONDS. (FILE 333-94697 - JAN 14) (BR. 8)
SOB LIFEMINDERS COM INC, 1110 HERNDON PKWY, HERNDON, VA 20170 (703) 707-8261 _ 4,007,570 ($68,972,936) COMMON STOCK (FILE 333-94701 - JAN. 14) (BR 6)
S-8 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR
NEWS DIGEST, January 21, 2000 3 00918 (787) 765-9800 - 40,000 ($967,500) COMMON STOCK. (FILE 333-94703 - JAN. 14) (BR. 7)
S-l LIFEMINDERS COM INC, 1110 HERNDON PKWY, HERNDON, VA 20170 (703) 707-8261 - 4,500,000 ($167,908,500) COMMON STOCK (FILE 333-94707 - JAN. 14) (BR. 6)
S-8 HOLMES GROUP INC, 233 FORTDRE BLVD, MILFORDJ, MA 01757 (508) 634-8050 - 4,610,978 ($23,239,330) COMMOlQ STOCK (FILE 333-94709 - JAN 14) (aR 6)
SB-2 ICY SPLASH FOOD & B~ INC, 9 15 166 ST #5B, WHITESTONE, NY 13357 (212) 343-9757 - 950,000 (S95D.OOO) COMMON STOCK (FILE 333-94711 - JAN. 14) (BR 6)
S-8 BTU INTERNATIONAL J:NC, 23 ESQUIRE ROAD, NORTH BILLERICA, MA 01862 (508) 667-4111 - 550,000 tS3.D07,840) COMMON STOCK. (FILE 333-94713 - JAN 14) (BR. 5)
S-3 LIFECELL CORP, ONE MILLENNIUM WAY, BRANCHBURG, NJ 08876 (713) 367-5368 - 1,125,000 ($5,203,125) COMMON STOCK (FILE 333-94715 - JAN 14) (BR 1)
S-8 EL PASO ENERGY CORP/DE, ~OOl LOUISIANA ST, HOUSTON, TX 77002 (713) 420-2131 - 2,000,000 ($75,000,000) COMMON STOCK. (FILE 333-94717 - JAN 14) (BR 2)
S-8 EL PASO ENERGY CORP/DE. 1001 LOUISIANA ST, HOUSTON, TX 77002 (713) 420-2131 - 8,000,000 ($300,000,000) COMMON STOCK (FILE 333-94719 - JAN 14) (BR. 2)
S-3 APPLIED DIG~ SOLOTIONS INC, 400 ROYAL PALM WAY, SUITE 410, PALM BEACH, FL 334BO (561) 366-4800 - 1,467,653 ($11,383,850) COMMON STOCK. (FILE 333-94723 - JAN. H) (BR 7)
S-8 TRIANGLE PHARMACEUTICALS ;:NC, 4 UNIVERSITY PLACE, 4611 UNIVERSITY DRIVE, DURHAM, NC 27707 (919) 493-~~80 - 905,791 ($13,786,139) COMMON STOCK (FILE 333-94725 - JAJlI. ~4) (BR. 1)
S-8 HARLAND JOBI H 00. 2939 ~LLER RD, DECATUR, GA 30035 (770) 981-9460 - 2,056,290 ($32,324,878.80l COMMON STOCK (FILE 333-94727 - JAN 14) (BR 5)
S-3 HOOPER HOLMES INC, 170 MT AIRY RD, BASKING RIDGE, N': 07920 (908\ 766-5000 - 3,450,DUD ($79,565,625) COMMON STOCK (FILE 333-94729 - JAN 14) (BR 1)
S-3 SKYMALL INC, 1520 EAST PIMA ST, PHOENIX, AZ 85034 (602) 254-9777 - 1,998,572 ($15,551,388) COMMON STOCK. (FILE 333-94731 - JAN 14) ,(BR. 2)
S-3 NSTAR/MA, 800 BOYLSTON ST, BOSTON, MA 02199 (888) 423-2364 - 500,000,000 (S500,OOO,OOO) STRAIGHT BONDS. (FILE 333-94735 - JAN. 14) (BR 2)
S-8 AMERICAN COUNTRY BDLDIRGS INC, 222 N LASALLE STREET, C/O JOHN DE ELORZA, CHICAGO, IL 60601 (312) 456-2000 - 1,500,000 ($1,320,000) COMMON STOCK. (FILE 333-94737 - Jl\lII. ~4) {BR. 1)
S-3 ELCOM INTERNATIO~ INC. ~o OCEANA WAY, SUITE 102, NORWOOD, MA 02062 (781) 440-3333 - 3,603,418 ($73,185,420) COMMON STOCK. (FILE 333-94743 - JAN 14) (BR 3)
S-8 MICRON ELECTRONICS INC, 900 E KARCHER RD. NAMPA, ID 83687 (208) 898-3434 - 5,000,000 ($62,187,500) COMMON STOCK. (FILE 333-94745 - JAN 14) (BR. 3)
S-8 AMERICAN RETIREMENT CORP, ~11 WESTWOOD PLACE, SUITE 402, BRENTWOOD, TN 37027 (6151 221-2250 - 853,812 ($5.176,235.25) COMMON STOCK. (FILE 333-94747 - JAN 14) (BR 81
S-8 MEDICALOGIC INC, 20500 NW EVERGREEN PARKWAY, STE 400, HILLSBORO, OR 97124 (503) 645-6442 . 1,000,000 ($25,750,000) COMMON STOCK (FILE 333-94751 - JAN 14) (BR 3)
4 NEWS DIGEST, January 21, 2000 S-3 CISCO SYSTEMS INC, 170 WEST TASMAN DRIVE. SAN JOSE, CA 95134 (408) 52£-1000 - ~£0.799 ($28,181,939.94) COMMON STOCK (FILE 333-94753 - JAN. 14) (BlL 3)
s-a INTEK iNFORMATION INC, 5619 nrc PKWY, l2'l'H FL, ENGLEWOOD, CO 80111 (303) 357-3000 - $57,500.000 COMMON STOCK. (FILE 333-94755 - JAN 14)
S-3 CHECKFREE HOLDINGS CORP \GA\, 4411 EAST JONES BRIDGE RD. NORCROSS, GA 33092 (770) 441-3387 - 172,500,000 ($172,500,0001 STRAJGHT BONDS (FILE 333-94757 - JAN. 14) (BR 8)
S-8 ORPHAN MEDICAL INC. 13911 lUDGEMLE DR STE 475, M!lIINETONKA, MN 55305 (612) 541-1868 - 200,000 ($1,088,000) COMMON STOCK. (FILE 333-94759 - JAN. 14) (BlL.J.)
S-8 l'lEIllCALDGIC1lIIC.20500 m EVERGREEN PARltWAY,STE "DO, lULLSBORO, OR 97~4 {50) 645-6442 - 1.500,000 (S22.137,£38) COMMON STOCK. (FILE 333-94761 - ~_ 14) tHR. 3)
S-8 ou.IFORl'rrA t:OI'lMONITY 1mNCSHARES INC. ONE M1ilU'TIME PlAZA, SUITE 825, SAN FRANCISCO. CA 94111 (415) 434-~36 - 6.385.114 ($42,397,156 961 COMMON STOCK. (FILE 333-94763 - JAN. 14) (BR. 7)
S-2 COl'I'l'ECH"TELECO!MlNlCATIONS CORP /DEI, 105 BAYLIS RD, MELVILLE, NY 11747 15161 777-8900 - 2,645.000 ($40,997.500) COMMON STOCK IFILE 333-94767 - JJ\N. 14) tHR. 7)
S-3 ~CAN CLASSIC VOYAGES CO, TWO N RIVERSIDE PLZ, 2ND FLOOR, CHICAGO, IL 60606 (312) 258-1890 (Fl.LE333-94771 - JAN. 141 (BR. 5)
S-l RED HAT JNC, 2600 MERIDIAN PARKWAY, DURHAM. NC 27113 (919) 547-0012 - 4,600,000 ($571,987,000) COMMON STOCK (nLE 333-94775 - JAN 141 tBR 5)
s-a EPlUSE CORP, 1671 WORCESTER ROAD. FOURTH ELDOR, FRAMINGHA!-1,MA 01701 (508) 872-D200 - $46,000.noo COMMa. STOCK. !FJ'U: 333-94777 - JAN 14) (BR.l)
S-4 AMAZON HERB CO, 725 N AJ:A STE C115, JUPITER. FL 33477 (561) 575·7663 - 5,000,000 ($27,500.000) COMMON STOCK (FILE 333-9478l - JAN 14) (BR 9)
RECENT 8K fILINGS
Form 8-K 1S used by compan1es to f11e current reports an the follow1ng events
Item 1 Changes 1n Control of Reg1strant. Item 2 ACqu1s1t10n or D1spo~~~on of Assets Item 3 Bankruptcy or Rece~versh1p Item 4 Changes 1n Reg1Btrant's Cert1fy~g Accountant. Item 5 Other Mater1ally Important Events Item 6 Res1gnat10ns of R~g1strant's D1rectors. Item 7 F1nanc1al Statements and Exh1b1ts Item 8. Change ~n F1scal Year Item 9. Regulat10n S Offer1ngs.
The follow1ng compan1es have f11ed 8-K reports for the date ~nd1cated and/or amendments to 8-K reports prev10usly f11ed, respond1ng to the 1tem(s) of the form spec1f1ed. 8-I reports may be obta1ned 1n person or by wr1tlng to the Comm1ss10n's Pub11c Reference Branch at 450 F1fth Street, N.W •• Wash1ngtor.,D C 20549 or at the follow1ng e-ma11 box address:
NEWS DIGEST, January 21, 2000 5 , r,
STATE 8K ITEM NO. NAME OF ISSUER CODE 123 4 5 6 789 DATE COMMENT ...... - ...... ~.... AASTROM BIOSCIENCES INC MI X 01/14/00 ADMIRALTY BANCORP INC DE X X 01/19/00 ADVANCE TECHNOLOGIES INC X X X X 01/14/00 ADVANCE TECHNOLOGIES INC X 01/20/00 ADVANTA AUTOMOBILE RECEIVABLES TRUS NV X 01/18/00 T 1997-1 ADVANTA BUSINESS SERVICES CORP DE X X 01/12/00 ADVANTA BUSINESS SERVICES CORP DE X X 01/12/00 ADVANTA LEASING RECEIVABLES CORP IV NV X X 01/12/00 ADVANTA LEASING RECEIVABLES CORP IX NV X X 01/12/00 ADVANTA LEASING RECEIVABLES CORP V NV X X 01/12/00 ADVANTA LEASING RECEIVABLES CORP v:t NV X X 01/12/00 II ALCOA INC PA X 01/19/00 AMEREN CORP MO X 01/20/00 AMERICA ONLINE INC DE X X 01/19/00 AMERICAN ASSET MANAGEMENT CORP NJ X 01/11/00 AMERICAN ASSET MANAGEMENT CORP NJ X 01/11/00 AMERICAN BANKNOTE CORP DE X X X 12/30/99 AMEND AMERUS LIFE HOLDINGS INC IA X 01/12/00 AMEND AMR CORP DE X 01/19/00 AMRESCO RESIDENTIAL SECURITIES CORP NY X 12/27/99 MORT LOAN TRUST 1999-1 AMSOUTH BANCORPORATION DE X X 01/18/00 ANCHOR FINANCIAL CORP SC X X 0:/10/00 APPLIEDTHEORY CORP DE X X 0:/20/00 ARDENT SOFTWARE INC DE X X 01/20/00 ASK JEEVES INC DE X X X 1:/19/99 AMEND ATMEL CORP DE X X 0:/20/00 AUSPEX SYSTEMS INC DE X X 0:/19/00 AVERT INC CO X X 0:/13/00 BANK OF AMERICA CORP /DE/ DE X X 12/31/99 BANK OF AMERICA MORTGAGE SECURITIES DE X X 0:/19/00 INC BANK ONE CORP DE X X 01/18/00 BEAR STEARNS ASSET-BACKED CERTIFICA IlE X X 10/25/99 TES SERIES 1999-2 BEAR STEARNS ASSET-BACKED CERTIFICA DE X X E/26/99 TES SERIES 1999-2 BEAR STEARNS ASSET-BACKED CERTIFICA DE X X 12/27/99 TES SERIES 1999-2 BEAR STEARNS COMMERCIAL MORTGAGE SE DE X 01/14/00 CURITIES INC BEAR STEARNS COMMER~ MORTGAGE SE l:lE X 01/16/00 CURITIES INC BEAR STEARNS COMMER~ MORTGAGE SE DE X X 01/20/00 CURITIES INC BECTON DICKINSON & CD liTJ X 01/20/00 BIOCO~~ROL TECHNOLOGY INC PA X 01/18/00 BLACK HAWK GAMING & DEVELOPMENT CO eo X X 01/10/00 INC BLACKROCK INC /NY DE X X 01/13/00 B~7LEY CAPITAL CORP MD X X 01/12/00 BROOKS AUTOMATION INC DE X X 01/06/00 BRUNSWICK CORP DE X 01/20/00 C COR NET CORP l'A X X 01/20/00 CAMERON ASHLEY BUILDING PRODUCTS IN GA X X 01/17 /00 C CAPITAL AUTOMOTIVE REIT MD X 02/26/99 AMEND CAROLINA FIRST CORP se X 01/13/00
6 NEWS DIGEST, January 2000 21.J t I STATE BK ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT
CAVANAUGHS HOSPrI'ALI'TY CORP WA x x 01/19/00 CENTURY INDUSTRIES INC /DC/ DC X 01(17(00 CEREUS TECHNOLOGY PARn5IERS INC DE x 07/30/99 CHROMATICS COLOR SCIENCES lln'ERJIlAl'J: NY x 06/07/99 AMEND ONAL INC CITADEL HOLDING CORP DE x 01/04/00 CITIGROUP INC DE x 01/18/00 CMERUN INC FL x X 01/05/00 COASTAL CORP DE I 01/20100 COLORADO GAMING " ~ CD CD X ~ 01/19/00 COMMERCE ONE INC DE X I 01/07/00 COMMERCIAL INTERTECB CORP OR X X 01/n/oo COMMONWEALTH BAlICORP INC PA X J: 01/18/00 CONNING CORP MO X X X X 01/0<;/00 CONSECO FINANCE CDRP 1'lI!I X X 01/17/00 CONSECO FINANCE CORP l'IlI X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP MN X X 01/17/00 CONSECO FINANCE CORP 1'lI!I X X 01/17/00 CONSECO FINANCE CORP 1'lI!I x .x 01/17/00 CONSECO FINANCE CORP JoIN x x 01/17/00 CONSECD FINANCE CORP 1'lI!I x x 01/17/00 CONSECD FIl5IANCE CORP MN x x 01/J7/00 CONSECO FINANCE CORP MN x x m/n/oo CONSECD FINANCE CORP 'MN x x 01/1,/00 CONSECO FINANCE CORP MN x :x OlIn/Do CONSECO FINANCE CORP MN x x la/17/00 CONSECO FINANCE SECURITIZ1cr'IONS COR 1'lI!I x :x tll/Ji/OO P CONSECO FINANCE SE~ZAT!ONS COR MN x x 01/17/00 P CONSECO FINANCE SECURITIZATIONS COR 1'lI!I x 01/1!!/00 P COOKER RESTAURANT CORP (OH/ DE X X 01/11/00 CORECOMM LTD X X 01/H!/00 COVEST BANCSHARES INC DE x :x 01/20/00 CRAIG CORP DE x 12/29/99 CTG RESOURCES INC CT X x 01/19/00 CYPRESS SEMICONDUCTOR CORP /DE/ DE X x 01/03/99 AMEt-.n DARDEN RESTAURANTS INC FL x x 01/18/00 DAYTON HUDSON RECEIVABLES CORP MN x 01/19/00 DAYTON SUPERIOR CORP OH x 01/19/00 DELPHI AUTOMOTIVE SYSTEMS CDRP DE X 01/19/00 DEUTSCHE RECREATIONAL ASSET ~~ING NV X X 12/31/99 CORP DIGEX INC/DE DE X X 01/19/00 DIME BANCORP INC DE X 01/20/00 DIMENSIONAL VISIONS INC/ DE DE X 01/19/00 EPIPHANY INC DE X x 01/04/00 E TEK DYNAMICS INC DE x x 01/n/oo EAGLE USA AIRFREIGHT INC TX X x 01/07/00 EL PASO ENERGY CORP/DE DE x 01/20/00 AMEND ELCOR CORP DE x x 01/20/00 ELECTRONIC CLEARING HOUSE INC NY X 01/04/00 EMB CORP HI X x 01/12/00 ESCALON MEDICAL CORP DE X x 01/14/00 EXCHANGE NATIONAL BANCSHARES INC MI X X 01/19/00
NEWS DIGEST, January 21, 2000 7 ri I
STATE 8K ITEM NO. f! NAME OF ISSUER CODE 1 234 5 6 789 DATE COMMENT ._----_ .. ------.--.-- ... ------_._----.------.------.---._-----_.- I, F&M NATIONAL CORP VA X 01/13/00 . FDX CORP DE X X 01/19/00 FFY FINANCIAL CORP DE X X 01/18/00 FINANCIAL PERFORMANCE CORP NY X X 01/10/00 FINLAY ENTERPRISES INC /DE DE X 01/04/00 FINLAY FINE JEWELRY CORP DE X 01/04/00 FINOVA GROUP INC DE X X 01/20/00 FIRST PLACE FINANCIAL CORP (DEI DE X X 01/20/00 FIRST SECURITY AUTO GRANTOR TRUST 1 UT X 12/25/99 997-A FIRST SECURITY AUTO GRANTOR TRDST ~ UT x 12/25/99 997-B FIRST SECURITY AUTO GRANTOR 'l1UJST 1 D'l' X 12/23/99 998-A FIRST SECURITY AUTO 0WliIER '!'RUST 199 lJ'I' X 12/23/99 8-1 FIRST SECURITY AUTO OWNER TRUST 199 UT X 12/25/99 9 1 FIRST SECURITY AUTO OWNER TRUST 1.99 lJ'I' X 12/25/99 9-2 FIRST SECURITY CORP /UT/ DE X 01/20/00 FIRST UNION COMMERCIAL MORTGAGE SEC DE X 01/18/00 URITIES INC FIRST UNION DIRECT BAm: N A X X 01/18/00 FIRST UNION MASTER CREDIT CARD nus x X 01/18/00 T FORTUNE BRA1'lDS INC DE X x 01/20/00 FVNB CORP "l:X X X 01/20/00 GE CAPI"I'1Il..MORTGAGE SERVICES :mr: liL] x x 01/07/00 GENERAL MOTORS A"CCEPTANCE caRl> 11£ X 12/31/99 GENERAL MOTORS CORP DE X 01/20/00 GLOBAL CROSSING HOLDINGS ~ :x X X 11/15/99 AMEND GLOBAL CROSSING LTD X X X 11/15/99 AMEND GLOBE BUSINESS RESOURCES INC OH X x 01/13/00 GOLDEN TRIANGLE INDUSTRIES INC/ CO X 12/31/99 GOLF ROUNDS COM INC 'DE z X 01/18/00 GRC INTERNATIONAL INC DE X 12/31/99 GREEN TREE FLOORPLAN RECIEVABLES MA MN X X 01/17/00 STER TRUST GREEN TREE FLOORPLAN RECIEVABLES MA M!'I X X 01/17/00 STER TRUST GREEN TREE FLOORPlAN RECIEVABLES MA MIll X X 01/17/00 STER TRUST GREEN TREE F.LODRPLAN RECIEVABLES MA m x X 01/17/00 STER TRUST GREEN TREE FLOORPLAN RECIEv.RBLES MA l'lIII X X 01/17/00 STER TRUST GROUP MAINTENANCE AMERICA CORP 'I'X X J{ 01/14/00 HEADLANDS HOME EQUITY LN TR SE l.S99 X X 01/15/00 -1 CL A-l AN CL A-2 NOTES HEADLANDS HOME EQUITY LOAN TR 1998- DE X X 01/15/00 2 REV HOME EQ LN AS EK NO HELLER FINANCIAL INC DE X X 01/19/00 HEMLOCK FEDERAL FINANCIAL CORP DE X X 01/10/00 HERITAGE COMMERCE CORP CA X 01/20/00 HERTZ CORP DE X X 01/19/00 HEXCEL CORP /DE/ DE X X 01/19/00 HIGH PLAINS CORP KS X 01/12/00 HIGH PLAINS CORP KS X 01/18/00 HOLMES GROUP INC ~ X X 12/21/99
8 NEWS DIGEST, January 2l, 2000 STATE 8K ITEH NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT
HONDA AlTI'O RECEIVABl& ~991-A GRANT CA x 12/31/99 OR TRUST HONDA AlTI'O RECEIVABLES 1997-B t;RANT 0- X 12/31/99 OR TRUST HONDA AlTI'O RECEIVABLES 1999-1 OWNER CA x 12/31/99 TRUST HONEYWELL IJITERNATIONAL INC DE x 01/19/00 HOUSEHOLD CClRSUMER LOAN'l'RUST 1996- DE x 01/19/00 1 HOUSEHOLD CONSUMER :LOAlII '"IRD5T 1996- DB x 01/19/00 2 HOUSEHOLD COIIIS1lMER LOAN'l'RUST 1997- DE :It 01/20/00 1 HOUSEHOLD ctlNSUMER LOAW'"l'RDST 1997- DE 01/20/00 2 HOUSEHOLD Fil5IAlIICE CORP HOUSEHOLD CO DE x 01/B/00 NSUMER LN '1'RUST 1995-1 / HOUSEHOLD INTERNATIONAL INC DE x x 01/19/00 HSB GROUP !WC CT x 01/18/00 HUDSON UNITED BANCORP NJ x x 01/20/00 HUGHES ELECTRONICS CORP DE x 01/19/00 HYBRID NETWORKS iNC DE x 01/19/0C I 0 MAGIC CORP NV x x 01/18/00 I STORM INC NV x x 01/14/00 IBM CREDIT CORP DE x 12/31/99 IJNT NET INt: DE x x 01/11/00 1MB ASSETS CORP CA .x x 01/19/00 1MB ASSETS CORP CA x x 01/.20/00 INSO CORP DE X x 01/05/00 INTELEFILM CORP MN x x 01/18/00 INTERACTIVE GAMING i< CCIIMDNICATIONS DE x 12/31/99 JII!ElIID CORP INTERNATIONAL BUSINESS JI!IAClUNES COR NY x 01/19/00 P INTERNET AMERICA INC TX x x 11/22/99 AMERD INTERNET CABLE CORP NV X x x 01/04/00 IVILLAGE INC DE x 01/13/00 KERAVISION INC /DE/ DE x x 01/20/00 KEYCORP /NEW/ OR x X 01/19/00 KEYSPAN CORP NY x 01/19/00 KRAUSES FURNITURE INC DE x 01119/00 LAROCHE INDUSTRIES INC DE x x 01/20/00 LASER MASTER INTERNATICJliIAL INC NY X x x 01/04/00 LASON INC DE x 12/29/99 LAZZARA FINANCIAL ASSET RECOVERY IN NV X x x x x 01/18/99 C LCA VISION INC DE x 01/20/99 LEGATO SYSTEMS INC DE x x 01/20/00 LEK INTERNATIONAL INC NV x X X X X 12/31/99 LINCOLN LOGS LTD NY X 01/19/00 LINDSEYTECHNOLOGIES COM INC CO X 01/06/00 MANGOSOFT INC NV X X 01/11/00 MASSACHUSETTS FINCORP INC DE X X 01/12/00 MASSBANK CORP DE X X 01/18/00 MCM CAPITAL GROUP INC DE X X 01/13/00 MCMORAN EXPLORATION CO /DE/ DE X X 01/14/00 MCMORAN EXPLORATION CO /DE/ DE X 01/19/00 MELLON FINANCIAL CORP PA X X 01/18/00 MERCHANTONLINE COM INC FL X X 01/17/00 MERCURY INTERACTIVE CORPORATION DE X X 01/19/00 MIDAMERICAN ENERGY CO IA X 01/11/00 AMEND
NEWS DIGEST, January 21, 2000 9 STrn 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT
MILLENNIUM PHARMACEUTICALS INC DE X X 01/14/00 MULTI LINK TELECOMl'lUBIlCAIICll'IS"iNC X ]( 01/20/00 NATIONAL PROCESSING INC OH X X 01/18/00 NATIONSLINK FUNDING CORP COMM MORT DE X 01/10/00 PASS THR CER SER 1999 SL NATIONWIDE FINANCIAL SERVICES INC/ DE x X 01/20/00 NETSOL INTERNATICIlIIALINC NV X 01/19/00 NETWORK EVENT THEA'TER nn:: DE X x 01/14/00 NEUROBIOLOGICAL 'TECHNOLOGIES INC /C DE x 01/19/00 A/ NISSAN AUTO RECElVABLES CORP IDE m: X X 01/19/00 NORTH BANCSHARES iNC DE X 12/31/99 NORTHEAST INDlANA BANCORP INC DE x :x 12/31/99 OAK TECHNOLOGY INC DE X X 01/11/00 OCTEL CORP DE X x 1l/09/99 AMEND OLD GUARD GROUP INC _ x x 01/11/00 OMI TRUST 1999 E X x 01/15/00 OMNIPOINT CORP \DE\ lIE X 07/25/97 AMEND OMNIPOINT CORP \DE\ "DE x 08/07/97 AMEND OMTOOL LTD lIE X x 01/04/00 OPEN MARKET INC DE X X 01/12/00 PAGING NETWORK INC DE X X 01/07/00 PARAGON TRADE BRANDS nn:: DE x 01/13/00 PARAGON TRADE BRANDS :INC DE X 01/13/00 AMEND PARKER HANNIFIN CORP OH X X 01/17/00 PARTY CITY CORP DE X X 01/14/00 PEOPLES BANK CREDIT CARD MASTER TRU CT X 12/31/99 ST PEOPLES HERITAGE 1'I'l!mlIIt:IAL GROUP IN 1!IE x x 01/19/00 C PETER KIEWIT SONS IRe IDEI "DE x x 01/14/00 PHOENIX TECHNOLOGTES Xl'D DE X X 01/19/00 PURINA MILLS INC DE X X 01/18/00 READING ENTERTAINMENT :r.m: DE X 12/29/99 REAL GOODS TRADING CORP CA X 09/23/99 REALMARK PROPERTY INVESTORS LIMITED DE x x 01/1l/00 PARTNERSHIP REALMARK PROPERTY INVESTORS LIMITED DE x x 01/11/00 PARTNERSHIP VI-A REALMARK PROPERTY INVESTORS LIMITED DE X X 01/11/00 PARTNERSHIP VI-B REALMARK PROPERTY INVESTORS LTD PAR DE X X 01/11/00 TNERSRIP 11 REALMARK PROPERTY INVESTORS LTD PAR DE x x 01/1l/00 TNERSHIP III REALMARK PROPERTY INVESTORS LTD PAR DE x x 01/11/00 TNERSHIP V REALMARK PROPERTY INVESTORS LTD PAR DE x X' 01/11/00 TNERSHIP-IV RENT WAY INC FA x 01/19/00 REYNOLDS METALS CO DE x 01/19/00 ROBERDS INC OH x x x 01/18/00 ROHM & HAAS CO DE x x 06/21/99 SAFETY KLEEN CORP/ DE x 01/19/00 SCIENCE APPLICATIONS INTERNATIONAL DE x 01/20/00 CORP SNAP ON INC DE x 09/30/99 AMEND SOL1JTIA INC DE X X 01/19/00 SOUTHWEST GAS CORP CA X 01/20/00 SPARTON CORP OH X 01/19/00
10 NEWS DIGEST, January 21, 2000 STATE 8K ITEM NO. NAME OF ISSUER CODE 1 234 5 6 7 8 9 DATE COIKNT ------_ .._------SPIGADORO INC DE X 01/18/00 SPIGADORO INC DE X X 01/18/00 SPORTSNUTS COM iNTERNATIONAL INC DE X X X 04/06/99 AMEND STEWART & STEVENSOlil SERVICES INC zx X X 01/20/00 STREAMLINE COM INC 'DE X X 01/05/00 SUNBEAM CORP/FL/ DE X X 01/06/00 SUNTERRA CORP MD X X 01/20/00 TANISYS TECHNOLOGY INC WY x X 01/12/00 TF FINANCIAL CORP DE X X 01/18/00 TIDEWATER INC DE X X 01/20/00 TTR INC DE X X 01/13/00 TWEETER HOME ENTBRlalJIMEm' GROUP DJ DE X X 01/20/00 C TYCO INTERNlcrJ:ODI. L'lD /BmI X X 01/17/00 UAL CORP /DE/ DE X X 01/19/00 UNION ELECTRIC CO MO X 01/20/00 UNION PACIFIC CORP UT X 01/20/00 UNION PACIFIC RAILROAD CO/DE DE X 01/20/00 UNION PLANTERS CORP TN X X 01/20/00 UNITED PANAM MORTGAGE LOAN ASSET liA DE X X 12/27/99 CKED CER SER 1999-1 UNITED STATIONERS INC DE X 01/19/00 UNOCAL CORP DE X 01/18/00 US AIRWAYS GROUP INC DE X X 01/19/00 US AIRWAYS INC DE X X 01/19/00 US INDUSTRIES INC /DE DE X X 01/18/00 USA NETWORKS INC DE X x 01/20/00 USFREIGHTWAYS CDRP DE X 01/18/00 VIANET TECHNOLOGIES INC NV X X 10/12/99 M'lEND VIASAT INC CA X X 01/18/00 VISTA GOLD CORP X 01/18/00 WALLACE COMPUTER SERVICES INC DE X 01/19/00 WARNER IJ\MBERT CO DE X X 01/19/00 WASHINGTON MUTUAL INC WA X 12/31/99 WESCO FINANCIAL CORP DE X X 01/14/00 WESTERN DIGITAL CORP DE X X 01/13(00 WILLIAMS COMPANIES INC DE X X 11/18/99 XCEED INC DE X X 01/13/00 XIRCOM INC CA X X 01/18/00 YORKSHIRE POWER GROUP LTD DE X 12,'20/99 YOUBET COM INC DE X X 01/18/00 ZIONS BANCDRPORATION /UT/ UT X X 12123.99
NEWS DIGEST, January 21, 2000 1~