OMB No 1548-0052 Form 990-PF Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust Department of the TreatUry Internal Revenue Treated as a Private Foundation LOOL Service Note : The organization may be able to use a copy of this return to satisfy state reporting requirements. For calendar year 2002, or tax year beginning DEC and ending NOV 30, 2003
Use the IRS Name of organization Employer Identification number label. HE KENNETH T . AND EILEEN L . NORRIS Otherwise, FOUNDATION 95-6080374 print Number and street (or P O box number if mall Is not delivered to street address) RooMsulte B Telephone number ortype. 11 GOLDEN SHORE SUITE 450 (562) 435-8444 See Specific City or town, state, and ZIP code If exemption application Is pending, check here Instructions . ONG BEACH CA 90802 D 1 . Foreign organizations, check here 10 Z . Foreign organizations meeting the 85% test, , H Check type of organization : ~X Section 501(c)(3) exempt private foundation check here end attach computation 0 Section 4947(a)(1) nonexempt charitable trust = Other taxable private foundation E If private foundation status was terminated I Fair market value of all assets at end of year J Accounting method OX Cash Accrual under section 5Q7(b)(1)(A), check here " D (/turn Pert Il, col. (c), line 16) = Other (specify) F If the foundation is in a 60-month termination 1111111 4 166 , 621 , 210 . (Part 1, column (d) must be on cash basis. under section 507(b)(1 ) ~B), check here in Pa~ [ Analysis o evenue and E xpenses (a) Revenue and (b) Net investment (d) Disbursements (The total of amounts In columns (b), (c), end (d) may not (c) Adjusted net ~rcharitable pwposes necessarily equal the amounts In column (a)) ex penses per books income income (cash basis OnN) 1 Contributions, gifts, grants, etc , received Check 1 D 11 Cm foundation is net Rquired to attach Sch B 2 Distributions from split-interest trusts " swings a"° temporary cash Investments 5 , 484 . 5 , 484 . 4 Dividends and interest from securities 6 , 570 , 312 . 6,532,712 . 5a Gross rents b (Net rental Income or (loss) Net gain or (loss) horn eels of assets not on d 6a line 10 1 , 854 , 292 . b Gross sales price (or ell assets on line 8a 1 7 Capital pain net Income (horn Part IV, line 2) 8 Net short-term capital gain 9 Income modifications Gross sales less returns [1_, 10a end allowances b Less Cost of goods sold c Gross profit or (loss) H~9 11 Other income . 112 , 379 . 104,339 . STATEMENT 3 ~' 12 Total . Add lines 1 through 11 8 , 5 42 , 4 67 . 8 496,827 . 3 Compensation of officers, directors, trustees, etc 67,000 . 67 , 000 . 14 Other employee salaries and wages (U~ y 15 Pension plans, employee benefits y 16a Legal fees b Accounting fees STMT 4 25 r 953 . 2,595 . 0 . c Other professional fees STMT 5 16 0 5 0 4 . 160,504 . 0 . 17 interest 21 , 299 . 21,299 . 0 . ~ 18 Taxes STMT 6 101 669 . 22,743 . 159 . 19 Depreciation and depletion 20 Occupancy 46 , 169 . 20,776 . 20 , 776 . a 21 Travel, conferences, and meetings 19 8 4 8 . 0 . 19 848 . 22 Priming and publications 6 126 . 0 . 6 , 126 . 29 other expenses STMT 7 883 , 737 . 393,215 . 405 629 . 24 Total operating and administrative expenses . Add lines 13 through 23 1 332 305 . 621,132 . 519 538 . X 25 Contributions, gifts, grants paid 7 786 , 550 . 7 , 786 , 550 . 26 Total expenses and disbursements . Add lines 24 and 25 9 118 855 . 621,132 . 8 , 306 , 088 . 27 Subtract line 26 from line 12 8 Excess of revenue over expenses end dlsbursemenb <576 4 3 8 8 . b Net Investment Income (If negative, enter -G-) 7 75,695 . c Adjusted net Income (if negative, enter -a) N/A of i~~°-a3 LHA Far Paperwork Reduction Act Notice, see the Instructions . Form 990-PF(2002) ~ 1 l 4 4 THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Page 2 dlies andamounts inCrodastApdon eeginmng of year End of year Balance Sheets column should belaen0af~yearamount only (al Book Value (b) Book Value (c) Fair Market Value 1 Cash-non-interest-bearing 2 Savings and temporary cash investments 1,801,840 . 409 875 . 409 875 . 3 Accounts receivable 01 Less : allowance for doubtful accounts 41,085 . 4 Pledges receivable 1 Less allowance for doubtful accounts 1 5 Grants receivable B Receivables due from officers, directors, trustees, and other disqualified persons 7 Oft notes and loans receivable Less allowance for doubtful accounts 1 8 Inventories for sale or use dl 9 Prepaid expenses and deferred charges 14,253 . 4 , 270 . 4 , 270 . 10a Investments - U.S. and state government obligations STMT 11 665,093 . 579 f 130 . 645 f 837 . b Investments-corporate stock STMT 12 27,836,857 . 36 r 387 601 . 79 813 338 . c Investments-corporate bonds STMT 13 79,930 .110 . 70 762 225 . 78 009 565 . 11 Investments - land, buildings. and equipment basis less accumulated depreciation 12 Investments - mortgage loans STMT 14 492,939 . 360 000 . 360 000 . 13 Investments - other STMT 15 222,169 . 5 4 953 4 129 . 7 1 375 1 500 ._ 14 Land, buildings, and equipment basis " 102 , 075 . Hess. amumulated depreciation STMT 16 10o- 101 , 321 . 1 754 . 754 . 754 . 15 Other assets (descnbe " SECURITY DEPOSIT 828 . 2,071 . 2,071 .
7 024 928 . 114 459 055 . 166 621 210 . 17 Accounts payable and accrued expenses 9,242,640 . 7,721,225 . 18 Grants payable d 19 Deferred revenue 9 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable "j 22 Other liabilities (describe " )
9,242,640 .1 7,721,225 . Organizations that follow SFAS 117, check here 1 U and complete lines 24 through 26 and lines 30 and 31 . 24 Unrestricted 25 Temporarily restricted m 26 Permanently restricted Organizations that do not follow SFAS 117, check here " 0 and complete lines 27 through 31 . u°, 27 Capital stock, trust principal, or current funds r 0 . 0 . y 28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 . 0 . 29 Retained earnings, accumulated income, endowment, or other funds 107 782 288 . 106 737 830 . z 30 Total net assets or fund balances 107,782,288 . 106,737 .830 .
131 Total liabilities and net assetsllund balances 1117,024,928 .1114,459,055 .1 ...... , Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 107 , 782 , 288 . 2 Enter amount from Part 1, line 27a 2 <576 L 388 .> 3 Other increases not included m line 2 (itemize) " SEE STATEMENT 9 9 8 , 412 , 511 . a Add dries t, 2, and 3 a 115 , 618 , 411 . 5 Decreases not included in line 2 (itemize) " SEE STATEMENT 10 5 8 , 880 , 581 . 6 Total net assets or fund balances at end of ear line 4 minus line 5 - Part II, column (b), line 30 g 106 , 737 , 830 . From 990-PF (2oo2) 223511 01-23-03 THE KENNETH T. AND EILEEN L . NORRIS FormP 990-PF 2002 FOUNDATION 95-6080374 3 a~ 1'V Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g ., real estate, (b How acqui (c) Date acquired I (d) Date sold ~ - Purchas 2-story back warehouse, or common stock, 200 shs. MLC Co ) D - Donatioi (mo , day, yr.) (mo., day, yr.) 1a b SEE ATTACHED STATEMENTS
(e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)
18,882,206 . 17,027,914 . Complete only for assets shows m in column (h) and owned the foundation on 12/31/69 (I) Gains (Col (h) gain minus (1) Adjusted basis (k) Excess of col (i) col. (k), but not less than -0-) or (I) F.M.V. as of 12/31/69 as of 12/3t/69 over col. (j), if any Losses (from col. (h))
~ If am, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If loss), enter-0- m Part I, line 7 1,854,292 . 3 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter -0- in Part 1, line 8 N/A I Part V I VUaIITICaiIOn Un(]er Section 4y4U(e) Tor Heducecf Tax on Net investment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income .)
If section 4940(d)(2) applies, leave this part blank.
Was the organization liable for the section 4942 tax on the distnbutable amount of any year in the base period? Yes M No It 'Yes," the organization does not qualify under section 4940(e) . Do not complete this part 1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
Base peaod years 110 Distributon ratio Calendar ear or tax ear beginning in Adjusted qualifyingtdistributions stnbutions Net value of noncharftable-use assets (col (b) divided by col. (c)) 200 8 , 754 r 543 . 164 284 076 . .0532891 2000 9 , 649 , 684 . 181 840 319 . .0530668 1999 9 , 270 , 257 212 868 231 . .0435493 1ss8 7 , 941 , 942 : 197 634 856 . .0401849 1ss7 6,431,695 . 150,732,936 . .0426695
2 Total of line 1, column (d) 2 .2327596 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been m existence if less than 5 years .0465519
4 Enter the net value of nonchantabte-use assets for 2002 from Part X, line 5 4 159 048 576 .
5 Multiply line 4 by line 3 s 7 , 404 , 013 .
6 Enter 1 % of net investment income (1% of Part I, line 27b) s 78 , 757 .
7 Add lines 5 and 6 7,482,770 .
8 Enter qualifying distributions from Part XII, line 4 1 8 ~ 8 , 3 0 6 , 0 8 8 . If line 8 is equal to or greater than line 7, check the box in Part VI, tine 1b, and complete that part using a 1 % tax rate See the Part VI instructions . 223521/01-23-03 Form 990-PF (2ooz) THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Page 4 Pon V1 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described m section 4940(d)(2), check here " 0 and enter'WA' on line 1 . Date of ruling letter . (attach copy of ruling letter I1 necessary-see Instructions) b Domestic organizations that meet the section 4940(e) requirements in Part V, check here " EXI and enter 1% 1 78 4 757 . of Part I, line 27b c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col. (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 0 . 3 Add lines 1 and 2 9 78 , 7 5 7 . 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0 . 5 Tax based on Investment Income. Subtract line 4 from line 3 If zero or less, enter -0- 6 78 , 757 . 8 Credits/Payments : a 2002 estimated tax payments and 2001 overpayment credited to 2002 6a 94 , 263 . b Exempt foreign organizations -tax withheld at source Bb c Tax paid with application for extension of time to file (Form 8868) 6c d Backup withholding erroneously withheld Bd 7 Total credits and payments . Add lines 6a through 6d 7 94 , 263 . 8 Enter any penalty for underpayment of estimated tax Check here = it Form 2220 is attached 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed " 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid " 10 15 , 506 . 11 Enter the amount of line 10 to be' Credited to 2003 estimated tax " 15 5 0 6 . Refunded " 11 0 . Part 11II A Statements Regarding Activities 1 a During the tax year, did the organization attempt to influence any national, state, or local legislation or did it participate or intervene in Yes NO any political campaigns _ ... 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? 1b X If the answer is "Yes" to 1 a or 1 b, attach a detailed description of the activities and copies of any materials published or distributed by the organization in connection with the activities. c Did the organization file Form 1120-POL for this year? 1 c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year' (1) On the organization " $ 0 . (2) On organization managers " $ 0 . e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on organization managers . " $ 0 . 2 Has the organization engaged m any activities that have not previously been reported to the IRS? 2 X H "Yes, " attach a detailed description o1 the activities. 3 Has the organization made any changes, not previously reported to the IRS, in its govemmg instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes 9 X 4a Did the organization have unrelated business gross income of $1,000 or more during the years ...... 4a X b If "Yes,* has it filed a tax return on Form 990-T for this year? N/A 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the years 5 X If "Yes, " attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either " By language m the governing instrument or " By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 X 7 Did the organization have at least $5,000 in assets at any time during the year? 7 X H "Yes, " complete Part fl, cot (c), and Part XV. 8a Enter the states to which the foundation reports or with which d is registered (see instructions) 00, CALIFORNIA b If the answer is °Yes'to line 7, has the organization furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? H "No," attach explanation Bb X 9 Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2002 or the taxable year beginning in 2002 (see instructions for Part XIV)9 If "Yes," complete Part XIV 9 X 10 Did any persons become substantial contributors during the tax year? It *Yes,* attach a schedule listing their names and addresses 10 X 11 Did the organization comply with the public inspection requirements for its annual returns and exemption applications L11 ~ X web site address " WWW . NORR I S FOUNDAT I ON . ORG 12 The booksaremcareof " RONALD BARNES, TRUSTEE-EXEC . DIR . Telephone no . " (562) 435-8444 located at " 11 GOLDEN SHORE, SUITE 450, LONG BEACH, CA ZiP+4 .90802 19 Section 4947(a)(1) nonexempt charitable trusts fling Form 990-PF in lieu of Form 1041 - Check here 10. and enter the amount of tax-exempt interest received or accrued during the year 10- 1 19 ~ N/A fzoo3 Fog 990-PF (2ooz) THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF(2002) FOUNDATION -6080374 Page 5 Part Vii-$ I Statements Regarding Activities for Which Form 4720 May Be Required File Form 47120 if any item is checked in the "Yes" column, unless an exception applies . 1a During the year did the organization (either directly or indirectly) (1) Engage m the sale or exchange, or leasing of property with a disqualified person? 0 Yes o No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? 0 Yes 0 No (8) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 0 Yes 0 No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons OX Yes = No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person) ? _ = Yes [XI No (8) Agree to pay money or property to a government official? (Exception . Check 'No' if the organization agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days .) ~ Yes 0 No b If any answer is 'Yes'to 1a(1)-(6), did and of the acts fad to quality under the exceptions described in Regulations section 53 4941(d)-3 or m a current notice regarding disaster assistance (see page 19 of the instructions)? . X Organizations relying on a current notice regarding disaster assistance check here " 0 c Did the organization engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2002? X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5))- a At the end of tax year 2002, did the organization have any undistributed income (lines 6d and 6e, Part Xlil) for tax years) beginning before 2002? Yes EKI No If 'Yes,' list the years 101, b Are there any years listed m 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(a)(2) to all years listed, answer *No* and attach statement-see instructions.) NBA c If the provisions of section 4942(a)(2) are being applied to any of the years listed m 2a, list the years here .
3a Did the organization hold more than a 2% direct or indirect interest m any business enterprise at any time during the year? Yes M No b 11 'Yes,* did it have excess business holdings in 2002 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gait or bequest, or (3) the lapse of the 10-,15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine M the organization had excess business holdings in 2002 .) N/A 4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes X b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize as charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2002 X 5a During the year did the organization pay or incur any amount to (1 ) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes 0 No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? 0 Yes 0 No (3) Provide a grant to an individual for travel, study, or other similar purposes EJ Yes D No (4) Provide a grant to an organization other than a charitable, etc., organization described m section 509(a)(1), (2), or (3), or section 4940(d)(2)? = Yes D No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals = Yes ~ No b If any answer is 'Yes'to 5a(1)-(5), did any of the transactions fad to qualify under the exceptions described m Regulations section 53 4945 or m a current notice regarding disaster assistance (see instructions) N/A Organizations relying on a current notice regarding disaster assistance check here . . ~ 0 c If the answer is 'Yes'to question 5a(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the grant? N/A Yes = No H "Yes, " attach the statement required by Regulations section 53.4945-5(d). 6a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? 0 Yes 0 No b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If you answered "Yes" to 6b, also file Form 8870. Form 990-PF (too2)
223541 01 .23-03 THE KENNETH T . AND EILEEN L . NORRIS FOUNDATION 95-6080374 Information About Officers, Directors, Trustees, Foundation Managers, Highly Page s 0 Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation : (b) Title, and average (c) Compensation (~coombw«aro (e) Expense (a) Name and address hours per week devoted (It not paid, `"~ a a° account, other to aosition enter -0-1 cormaaaeo~ allowances
SEE STATEMENT 17 67,000 .1 0 .1 0 .
2 Compensation of five highest-paid employees (other than those included online 1). If none, enter "NONE." (b) Title and average (~~^~~~~ro (e) Expense (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation account, other devoted to position c rweon allowances NONE
Total number of other employees paid over $50,000 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation KTN ENTERPRISES INC . 11 GOLDEN SHORE STE 450 LONG BEACH CA 90802 AGEMENT FEES 838 604 . WELLS FARGO BANK 333 SOUTH SO . GRAND AV ., LOS ANGELES, CA 90071 USTODIAN FEES 160,504 .
Total number of others receiving over
List the foundation's four largest direct charitable activities during the tax year . Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses N/A
2
3
4
Form 990-PF (2ooz) THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Page ? ~a~ IXY~ Summary of Program-Related Investments
Describe tqe two investments made by the foundation during the tax year on lines 1 and 2. Amount N/A
2
All other program-related investments . See instructions 9
Total. Add lines 1 through 3
Minimum Investment Return (All domestic foundations must complete this part . Foreign foundations, see instructions .)
1 Fair market value of assets not used (or held for use) directly m carrying out charitable, etc , purposes . a Average monthly fair market value of securities la 160 258 278 . b Average of monthly cash balances . b 845 262 . c Fair market value of all other assets . .. 1c 367 096 . d Total (add lines 1 a, b, and c) 1 d 161 470 636 . e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) 1e 0 . 2 Acquisition indebtedness applicable to line 1 assets . 2 0 . 9 Subtract line 2 from line 1d 3 161 470 636 . 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) a 2 , 422 , 060 . 5 Net value of noncharltable-use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 159,048,576 . 8 Minimum Investment return . Enter 5% of line 5 ~~ Dlstr'Ibutable Amount (see instructions) (Section 4942(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here " = and do not complete this part ) 11 Minimum investment return from Part x, line 6 .. , , 1 7 , 952 , 429 . 2a Tax on investment income for 2002 from Part VI, line 5 2a 7 8 7 5 7 . b Income tax for 2002 (This does not include the tax from Part VI.) 2b c Add lines 2a and 2b .. 2c 78 , 757 . 9 Distributable amount before adjustments . Subtract line 2c from line 1 9 7 , 873 , 672 . 4a Recoveries of amounts treated as qualifying distributions 4a 0 . b Income distributions from section 4947(a)(2) trusts 4b 0 . c Add lines 4a and 4b 4c 0 . 5 Add lines 3 and 4c s 7 , 873 ; 672 . g Deduction from distributable amount (see instructions) g 0 , 7 Distributable amount as adjusted . Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ~ 7 ~ 7,873,672 . j~ 7f11 Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes : a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 1 a 8 , 306 , 088 . b Program-related investments-Total from Part IX-B 1b 0 . 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 9 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) 8a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions . Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . 4 8 , 306 , 088 . 5 Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment income . Enter 1 % of Part I, line 27b 5 7 8 , 7 57 . 6 Adjusted qualifying distributions . Subtract line 5 from line 4 8 8 , 227 , 3 31 . Note : The amount on line 6 will be used in Pert V, column (b), in subsequent years when calculating whether the foundation qualdies for the section 4940(e) reduction of tax in those years. Form 990-PF (2ooz)
223561 01-23-03 THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Page 8
Par! Xt1I Undistributed Income (see instructions)
"a1 I Ibl I (c) (d) Corpus Years prior to 2001 2001 2002 1 Distributable amount for 2002 from Part XI, line 7 7,873,672 . 2 UndIsVibuted income, if arty, as of the end of 2001 a Enter amount for 2001 only 8,151,654 . b Total for prior years 0 . 9 Excess distributions carryover, if any, ~ to 2002 . a From 1997 b From 1998 c From 1999 d From 2000 e From 2001 1 Total of lines 3a through e 0 . 4 Qualifying distributions for 2002 from Part x11,line 4~ " g 8,306,088 . a Applied to 2001, but not more than line 2a 8,151,654 . b Applied to undistributed income of prior years (Election required -see instructions) c Treated as distributions out of corpus (Election required - see instructions) 0 . d Applied to 2002 distnbutable amount 154 434 . e Remaining amount distributed out of corpus 0 . 5 Excess distributions carryover applied to 2002 0 . 0 . (If an amount appears in column (d), the same amount must be shown In column (a).) 6 Enter the net total of each column as Indicated below: 8 Corpus Add lines 3f, 4c, end 4e Subtract line 5 0 . b Prior years' undistributed income Subtract line 4b from line 2b 0 . c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed 0 . d Subtract line 6c from line 6b Taxable amount - see instructions 0 . e Undistributed income for 2001 Subtract line 4a from line 2a Taxable amount - see instr 0 . t Undistributed income for 2002 Subtract lines 4d and 5 from line 1 . This amount must be distributed m 2003 7 f 719 4 238 . 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1 )(E) or 4942(8)(3) 0 . 8 Excess distributions carryover from 1997 not applied on line 5 or line 7 0 . 9 Excess distributions carryover to 2003. Subtract lines 7 and 8 from line 6a 0 . 10 Analysis of line 9: a Excess from 1998 b Excess from 1999 c Excess from 2000 d Excess from 2001
Fog, 990-PF (2oo2) 223571 01-23-03 THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Private Operating Foundations (see instructions and Part VII-A, question s) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2002, enter the date of the ruling . . b Check box to indicate whether the organization is a private operating foundation described m section or 0 4942(1)(5) 2 a Enter the lesser of the adjusted net Tax ear Prior 3 yeas income from Part I or the minimum (a) 2002 (b) 2001 (C) 2000 1999 (e) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed d Amounts included in line 2c not used directly for active conduct of exempt activities . ... e Qualifying distributions made directly for active conduct of exempt activities . Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon- a 'Assets' alternative test - enter (1) Value of all assets (2) Value of assets qualifying under section 4942(j)(3)(B)(i) b 'Endowment alternative test - Enter 2/3 of minimum investment return shown in Part X, line 6 for each year fisted c 'Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided m section 4942(j)(3)(8)(iii) (3) Largest amount of support from an exempt organization
part X11 Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see page 25 of the instructions.) 1 Information Regarding Foundation Managers : a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only rf they have contributed more than $5,000) . (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs : Check here 101, F Tif the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the organization makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed: N/A
b The form in which applications should be submitted and information and materials they should include N/A c Any submission deadlines: N/A d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: N/A
223581/01-23-03 Form 990-PF (2oo2) THE KENNETH T . AND EILEEN L . NORRIS
zzsso1/o1-za-a3 Form 990-PF (2002 THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 pagell p~~ ~'~l1-A Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated vn1v1aiou uwmoaa 9nk.v1iio uauaea o section oiz aia oroia (8) C (d) Related or exempt Business (b) Amount e~,on 1 Program service revenue: code Amount function income a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash investments 141 5,484 . 4 Dividends and interest from securities 5 Net rental income or (loss) from real estate: a Debt-financed property b Not debt-financed property 6 Net rental income or (loss) from personal property 7 Other investment income 104,339 . 8 Gain or (loss) from sales of assets other than inventory 181 1,854,292 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue' a RESIDUALS 151 8,040 .
C d e 12 Subtotal. Add columns (b), (d), and (e) . .. 0 . 8,542,467 . 0 . 18 Total. Add line 12, columns (b), (d), and (e) _ 13 8,542,467 . (See worksheet in line 13 instructions to verify calculations 1 ark - Relationship of Activities to the Accomplishment of Exempt Purposes
Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of 11 1 the organization's exempt purposes (other than by providing funds for such purposes) .
Form 990-PF (2002) THE KENNETH T . AND EILEEN L . NORRIS Form 990-PF (2002) FOUNDATION 95-6080374 Page 12 - ri XV~~ Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? Transfers from the reporting organization to a nonchantable exempt organization of (1) Cash X (2) Other assets Other Transactions' (1) Sales of assets to a nonchantable exempt organization 1b 1 X (2) Purchases of assets from a noncharitable exempt organization . . . 1b 2 (3) Rental of facilities, equipment, or other assets . . 1 b(3) (4) Reimbursement arrangements . 1b(4) X (5) Loans or loan guarantees 1b 5 (8) Performance of services or membership or fundraising solicitations 11t) (6) Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c If the answer to any of the above is 'Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization . If the organization received less than fair market value in any transaction or sharing arrangement, show m column (d) the value of the goods, other assets, or services received
2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or m section 527 0 Yes EXI No plate the following schedule . Name of organization (b) Type of of of N A
Under penalties of perjury, I declare that I have examined this return, Including accompanying schedules end statements, end to the best of my knowledge and ballet, it Is hue, correct, end coin le a Declaration of preperar (other than taxpayer or flduGary) Is based on ell information of which preparer has any knowledge
' N \Z_e`_A it ll, 1K ~.a+l1n~' d Signature of officer stee Preparer's signature 1 a ~~ Fmisname(wyours GURSEY, SCH ID RV & CO a ~ nseu-emvio", 10351 SANTA ON~CA BLVD addrss,andZIPcode KLOSOS ANGELES CA 90025-6
223621 01-23-03 Charitable DwiatiQn Summafy - FYE November 30, 2003
Manda-y, Decemder -1S, 200.3
Grantee Deductible Amount.
1 736 FAMILY CRISIS CENTER $25,000
1 736 Family Crisis Center 2116 Arlington Ave., Suite 200 Los Angeles, CA 90018
24TH STREET THEATRE $10,000
24th Street Theatre Company 1 117 West 24th Street Los Angeles, CA 90007
A NOISE WITHIN $5,000
A Noise Within 3603 Seneca Ave. Los Angeles, CA 90039
A PLACE CALLED HOME $25,000
A Place Called Home P.O. Box 11 336 Los Angeles, CA 90011
ABILITY FIRST $10,000
Ability First 2555 East Colorado Boulevard 2nd Floor Pasadena, CA 91 107
ACCELERATED SCHOOL, THE $50,000
The Accelerated School 116 E. Martin Luther King Jr. Boulevard Los Angeles, CA 90011
ACCELERATED SCHOOL, THE $30,000
The Accelerated School 116 E. Martin Luther King Jr. Boulevard Los Angeles, CA 90011
ACCELERATED SCHOOL, THE $50,000
The Accelerated School 116 E Martin Luther King Jr. Boulevard Los Angeles, CA 90011
ACHIEVEMENT REWARDS FOR COLLEGE SCIENTISTS $30,000
Achievement Rewards For College Scientists 1 801 Avenue of the Stars, Suite 708 Los Angeles, CA 90067
1 Grantee Deductible Amount ACTIVITIES FOR RETARDED CHILDREN $10,000
Activities For Retarded Children 6456 Whitsett Avenue North Hollywood, CA 91606
ADULT DAY SERVICES OF ORANGE COUNTY $10,000
Adult Day Services of Orange County 9451 Indianapolis Ave. Huntington Beach, CA 92646
ALEX REGIONAL THEATRE BOARD $5,000
Alex Regional Theatre Board 216 North Brand Boulevard Glendale, CA 91203-2610
ALLIANCE FOR CHILDREN'S RIGHTS, THE $20,000
Alliance For Children's Rights 3333 Wilshire Blvd., Suite 550 Los Angeles, CA 90010-4111
AMERICAN CANCER SOCIETY $3,000
American Cancer Society, California Division Inc. 1710 Webster St. Oakland, CA 94612
AMERICAN FILM INSTITUTE $25,000
American Film Institute Inc. 2021 North Western Avenue Los Angeles, CA 90027-1657
AMERICAN RED CROSS OF GREATER LOS ANGELES $10,000
The American National Red Cross, chapters, branches, and auxiliaries . 2700 Wilshire Blvd. P.O. Box 57930 Los Angeles, CA 90057
AMERICAN RED CROSS, GREATER LONG BEACH CHAPTER $5,100
American National Red Cross 3150 E. 29th Street Long Beach, CA 90806
ANGEL FLIGHT $20,000
American Medical Support Flight Team Los Angeles 3237 Donald Douglas Loop South Santa Monica, CA 90405
ANGEL HARVEST, INC. $5,000
Angel Harvest, Inc. 4151 Prospect Avenue Los Angeles, CA 90027
2 Grantee Deductible Amount ANGELES GIRL SCOUT COUNCIL $10,000
Angeles Girl Scout Council 2525 Ocean Park Boulevard P.O. Box 4030 Santa Monica, CA 90411
ANGELS GATE CULTURAL CENTER $5,000
Angels Gate Cultural Center 3601 South Gaffey St ., Bldg. A San Pedro, CA 90731
ARCHDIOCESE OF LOS ANGELES $50,000
The Official Catholic Directory for 2001 Cathedral of Our Lady of the Angels 555 West Temple Street Los Angeles, CA 90012
ARROWHEAD ARTS ASSOCIATION $5,000
Arrowhead Arts Association P.O. Box 1930 Lake Arrowhead, CA 92352
ART CENTER COLLEGE OF DESIGN $10,000
Art Center College of Design 1700 Lida Street Pasadena, CA 91 103
ARTS COUNCIL OF THE CONEJO VALLEY $5,000
Arts Council of the Conejo Valley 403 West Hillcrest Drive Thousand Oaks, CA 91 360
ARTS IN EDUCATION AID COUNCIL, INC. $5,000
Arts in Education Aid Council, Inc. 19142 Sylvan Street Reseda, CA 91 335
ASSISTANCE LEAGUE OF LONG BEACH $23,450
Assistance League of Long Beach 386 Roswell Avenue Long Beach, CA 90814
ASSISTANCE LEAGUE OF SOUTHERN CALIFORNIA $15,000
Assistance League of Southern California 1 370 North St. Andrew's Place Hollywood, CA 90028
AUTRY MUSEUM OF WESTERN HERITAGE $35,000
Autry Museum of Western Heritage 4700 Western Heritage Los Angeles, CA 90027-1462
3 Grantee Deductible Amount ' BALANCE 4 KIDS $5,000
Balance 4 Kids c/o Victoria George 4500 Soquel Dr Soquel, CA 95073
BARLOW RESPIRATORY RESEARCH CENTER $25,000
Barlow Respiratory Research Center 2000 Stadium Way Los Angeles, CA 90026-2696
BEST BUDDIES CALIFORNIA $15,000
Best Buddies International, Inc. 1 801 S. La Cienega Blvd., #208 Los Angeles, CA 90035
BETHANY MANOR $10,000
Bethany Manor Foundation, Inc. 16337 Belflower Blvd . Bellflower, CA 90706
BEYOND SHELTER $15,000
Beyond Shelter 3255 Wilshire Boulevard Suite 815 Los Angeles, CA 90010
BISHOP GOODEN HOME, INC. $6,000
Bishop Gooden Home, Inc. 191 North El Molino Ave. Pasadena, CA 91101 -1 804
BLIND CHILDREN'S LEARNING CENTER OF ORANGE COUNTY, THE $50,000
The Blind Children's Learning Center of Orange County 18542-B Vanderlip Avenue Santa Ana, CA 92705
BLIND CHILDRENS CENTER $15,000
Blind Childrens Center 4120 Marathon Street Los Angeles, CA 90029-3584
BLIND CHILDRENS CENTER $45,000
Blind Childrens Center 4120 Marathon Street Los Angeles, CA 90029-3584
BOY SCOUTS OF AMERICA - DESERT PACIFIC COUNCIL $10,000
Boy Scouts of America - Desert Pacific Council 1207 Upas Street San Diego, CA 92103
4 Grantee Deductible Amount
BOYS & GIRLS CLUB OF LONG BEACH $25,000
Boys & Girls Clubs of Long Beach 3635 Long Beach Blvd. Long Beach, CA 90807
BOYS & GIRLS CLUB OF SAN DIEGUITO $10,000
San Dieguito Boys & Girls Club Box 615 Solana Beach, CA 92075-0615
BOYS & GIRLS CLUB OF SAN PEDRO $35,000
Boys & GMs Club of San Pedro 1200 S. Cabrillo Avenue San Pedro, CA 90731
BRAILLE INSTITUTE OF AMERICA $25,000
Braille Institute of America, Inc. 741 North Vermont Avenue Los Angeles, CA 90029-3594
BREAD OF LIFE RESCUE MISSION $2,000
Bread of Life Rescue Mission P.O . Box 458 Oceanside, CA 92049
CABRILLO MARINE AQUARIUM, FRIENDS OF $10,000
Friends of Cabrillo Marine Aquarium 3720 Stephen White Drive San Pedro, CA 90731
CABRILLO MUSIC FESTIVAL $12,000
Cabrillo Music Festival 104 Walnut Avenue Suite 206 Santa Cruz, CA 95060
CALIFORNIA ACADEMY OF MATH & SCIENCE $30,000
California State University Dominguez Hills Foundation c/o California State University Dominguez Hills Foundation 1000 East Victoria Street Carson, CA 90747
CALIFORNIA ART CLUB $10,000
California Art Club P.O. Box 92555 Pasadena, CA 91109-2 555
CALIFORNIA COMMUNITY FOUNDATION $50,000
California Community Foundation 445 S. Figueroa St., Suite 3400 Los Angeles, CA 90071
S Grantee Deductible Amount CALIFORNIA INSTITUTE OF TECHNOLOGY $140,000
California Institute of Technology 1200* E. California St. Pasadena, CA 91125
CALIFORNIA INSTITUTE OF THE ARTS $10,000
California Institute of the Arts 24700 McBean Parkway Valencia, CA 91355-2397
California Science Center $20,000
California Science Center Foundation THE MUSES 700 State Drive Los Angeles, CA 90037
CASA DE LAS AMIGAS S15,000
Casa de las Amigas PO Box 60368 Pasadena, CA 91116
CASA DE LOS ANGELITOS $15,000
Casa de los Angelitos 954 Koleeta Drive Harbor City, CA 90710
CATALINA ISLAND CONSERVANCY $5,000
Santa Catalina Island Conservancy P.O. Box 10700 Marina del Rey, CA 90295
CATE SCHOOL $15,000
Cate School 1960 Cate Mesa Road P.O. Box 5005 Carpinteria, CA 93014-5005
CENTER FOR THE PARTIALLY SIGHTED $10,000
Center for the Partially Sighted 12301 Wilshire Blvd., Suite 600 Los Angeles, CA 90025
CENTER THEATRE GROUP $10,000
Center Theatre Group of Los Angeles 610 W. Temple Street Los Angeles, CA 90012
CHADWICK SCHOOL $60,000
Roessler-Chadwick Foundation 26800 South Academy Drive Palos Verdes Peninsula, CA 90274-3997
6 Grantee Deductible Amount CHAMBER ORCHESTRA OF THE SOUTH BAY $10,000
Chamber Orchestra of the South Bay, Inc. P. O. Box 2095 Palos Verdes Peninsula, CA 90274
CHANDLER SCHOOL, THE $25,000
Chandler School, The 1005 Armada Drive Pasadena, CA 91103-2802
CHANGING PERCEPTIONS (Community Partners) $5,000
Community Partners 606 South Olive St., Suite 2400 Los Angeles, CA 90014
CHILD SHARE PROGRAM, INC. $15,000
Child SHARE Program, Inc. 1 544 West Glenoaks Blvd . Glendale, CA 91201
CHILDREN OF THE NIGHT $25,000
Children of the Night 14530 Sylvan Street Van Nuys, CA 91411
CHILDREN'S CLINIC, THE $5,000
Children's Clinic P.O. Box 1428 Long Beach, CA 90801-1428
CHILDREN'S HOSPITAL - San Diego $50,000
Children's Hospital - San Diego 3020 Children's Way/MC 5005 San Diego, CA 92123
CHILDREN'S HOSPITAL - San Diego $7,300
Children's Hospital - San Diego 3020 Children's Way/MC 5005 San Diego, CA 92123
CHILDREN'S HOSPITAL FOUNDATION OF ORANGE COUNTY $33,000
Children's Hospital Foundation of Orange County 455 South Main Street Orange, CA 92868-3874
CHILDREN'S HOSPITAL OF LOS ANGELES $150,000
Children's Hospital of Los Angeles 4650 Sunset Boulevard, # 29 Los Angeles, CA 90027
7 Grantee Deductible Amount CHILDREN'S NATURE INSTITUTE $10,000
Children's Nature Institute 1440 Harvard Street Santa Monica, CA 90404
CHRYSALIS $5,000
Chrysalis 1837 Lincoln Boulevard Santa Monica, CA 90404
COMMUNITIES IN SCHOOLS OF ORANGE COUNTY, INC. $10,000
Communities in Schools of Orange County, Inc. P.O. Box 3872 Huntington Beach, CA 92605
COMMUNITY ASSOCIATION OF THE PENINSULA $10,000
Community Association of the Peninsula 27570 Crossfield Drive Rolling Hills Estates, CA 90274
CONCEPT 7 FOSTER FAMILY SUPPORT & TREATMENT CENTERS $10,000
Concept 7, Inc. 25411 Cabot Road, Suite 201 Laguna Hills, CA 92653
CORNERSTONE THEATRE COMPANY $5,000
Cornerstone Theatre Company Inc. 708 Traction Avenue Los Angeles, CA 90013
COUNCIL ON FOUNDATIONS $20,400
Council on Foundations P.O. Box 0021 Washington, DC 20055
CRIMINALJUSTICE LEGAL FOUNDATION $10,000
Criminal Justice Legal Foundation P.O. Box 1 199 Sacramento, CA 95812-1199
CSU LONG BEACH - ATHLETIC DEPARTMENT $10,000
California State University Long Beach Foundation 1 2 50 Bellflower Blvd. Long Beach, CA 90840
CSU LONG BEACH - CARPENTER PERFORMING ARTS CENTER $10,000
California State University Long Beach Foundation 6200 Atherton Street Long Beach, CA 90815-4 500
8 Grantee Deductible Amount
CSU LONG BEACH - CENTER FOR FIRST AMENDMENT STUDIES $12,000
CSU Long Beach - Center for First Amendment Studies 1 250 Bellflower Boulevard MHB 717 Long Beach, CA 90840-2407
CYSTIC FIBROSIS FOUNDATION $25,000
Cystic Fibrosis Foundation 1950 Sawtelle Blvd. Ste. 328 Los Angeles, CA 90025
CYSTIC FIBROSIS FOUNDATION $3,000
Cystic Fibrosis Foundation 1950 Sawtelle Blvd. Ste. 328 Los Angeles, CA 90025
DANCE PENINSULA BALLET $5,000
Peninsula Dance Theatre P. O. Box 154 Palos Verdes Estates, CA 90274
DAYLE MCINTOSH CENTER $10,000
Dayle McIntosh Center 13272 Garden Grove Blvd . Garden Grove, CA 92843
DEAF WEST THEATRE COMPANY $10,000
Deaf West Theatre Company, Inc. 5112 Lankershim Blvd. North Hollywood, CA 91601
DESCANSO GARDEN GUILD $10,000
Descanso Garden Guild 1418 Descanso Drive La Canada Flintridge, CA 91011
DIENTES COMMUNITY DENTAL CLINIC $3,000
Dientes Community Dental Clinic 1 830 Commercial Way Santa Cruz, CA 95065
DISABLED RESOURCES CENTER $5,000
Disabled Resources Center, Inc . 2750 East Spring Street Suite 100 Long Beach, CA 90806
DISCOVERY SCIENCE CENTER $10,000
Discovery Science Center of Orange County 2500 North Main Street Santa Ana, CA 92705
9 Grantee Deductible Amount DRAMATIC RESULTS $10,000
Dramatic Results P.O. B6x 32631 Long Beach, CA 90832-2631
DREAM STREET FOUNDATION $15,000
Dream Street Foundation 9536 Wilshire Boulevard, Suite 310 Beverly Hills, CA 90212
ELIZABETH GLASER PEDIATRIC AIDS FOUNDATION $10,000
Elizabeth Glaser Pediatric AIDS Foundation 2950 31 st Street, Suite 125 Santa Monica, CA 90405
ELIZABETH HOSPICE $12,700
The Elizabeth Hospice, Inc. 150 W. Crest Street Escondido, CA 92025-9883
ELIZABETH HOSPICE $20,000
The Elizabeth Hospice, Inc. 150 W. Crest Street Escondido, CA 92025-9883
FAMILY LITERACY FOUNDATION $10,000
Family Literacy Foundation 777 South Highway 101, Suite 214 Solana Beach, CA 92075
FERN STREET COMMUNITY ARTS, INC. $10,000
Fern Street Community Arts, Inc. P. 0. Box 621004 San Diego, CA 92162
FIRST - FOR INSPIRATION AND RECOGNITION OF SCIENCE AND $5,000 TECHNOLOGY
US Foundation for the Inspiration and Recognition of Science and Technology 200 Bedford St. Manchester, NH 03101-1103
FIRST STAR $50,000
First Star, Inc. 2900 N . 10th Street Arlington, VA 22201
FOOTHILL FAMILY SERVICE $1 5,000
Foothill Family Service 2500 E. Foothill Blvd ., Suite 300 Pasadena, CA 91107
10 Grantee Deductible Amount
FORD THEATER FOUNDATION, THE $5,000
Ford Theatre Foundation 2580 Cahuenga Boulevard East Hollywood, CA 90068
FOUNDATION FOR THEJUNIOR BLIND $25,000
Foundation for the Junior Blind 5300 Angeles Vista Boulevard Los Angeles, CA 90043
FRIENDS OF BANNING MUSEUM $20,000
Friends of Banning Park Coporation P.O. Box 1927 401 East M Street Wilmington, CA 90748
FRIENDS OF BANNING MUSEUM $5,000
Friends of Banning Park Coporation P.O. Box 1927 401 East M Street Wilmington, CA 90748
FULFILLMENT FUND $15,000
Fulfillment Fund 1801 Avenue of the Stars, Suite 250 Los Angeles, CA 90067
GEFFEN PLAYHOUSE, THE $5,000
The Geffen Playhouse 10886 Le Conte Avenue Los Angeles, CA 90024
GIRLS INCORPORATED OF LOS ANGELES $15,000
Girls Incorporated of Los Angeles 1010 E. Union Street, Suite 200 Pasadena, CA 91 106
GLENDALE COLLEGE FOUNDATION $10,000
Glendale College Foundation 1 500 N. Verdugo Road Glendale, CA 91208
GOODWILL INDUSTRIES OF SOUTHERN CALIFORNIA $20,000
Goodwill Industries of Southern California 342 San Fernando Road Los Angeles, CA 90031
GREATER LOS ANGELES ZOO ASSOCIATION S15,000
Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles, CA 90027-1498
11 Grantee Deductible Amount
GRENADA ELEMENTARY SCHOOL $5,000
Grenada Elementary School P.O. Box 10 Grenada, CA 96038
HARBOR INTERFAITH $10,000
Harbor Interfaith Shelter 670 W. 9th Street San Pedro, CA 90731
HARVEY MUDD COLLEGE $25,000
Harvey Mudd College 301 E. 12th Street Claremont, CA 91711
HEART OF LOS ANGELES YOUTH $5,000
Heart of Los Angeles Youth, Inc. 2701 Wilshire Blvd . Los Angeles, CA 90057
HELP THE HOMELESS HELP THEMSELVES, INC. $20,000
Help the Homeless Help Themselves, Inc. P.O. Box 3363 Palos Verdes Peninsula, CA 90274
HI HOPES IDENTITY DISCOVERY FOUNDATION, INC. $5,000
Hi Hopes Identity Discovery Foundation, Inc. P.O. Box 8495 Anaheim, CA 92812
HILLSIDES $25,000
Hillsides 940 Avenue 64 Pasadena, CA 9110 5-271 1
HOLY FAMILY SERVICES: ADOPTION AND FOSTER CARE $20,000
Holy Family Services, Counseling and Adoption, Inc. 402 5. Marengo Ave. Pasadena, CA 91101 -3113
HOME OWNERSHIP FOR PERSONAL EMPOWERMENT $7,500
Home Ownership For Personal Empowerment, Inc. 21231 Hawthorne Blvd. Torrance, CA 90503
HOSPICE FOUNDATION $5,000
The Hospice Foundation 2601 Airport Drive, Suite 230 Torrance, CA 90505-6193
12 Grantee Deductible Amount HOSPICE FOUNDATION $25,000
The Hospice Foundation 2601 Airport Drive, Suite 230 Torrance, CA 90505-6193
HUMAN DEVELOPMENT FOUNDATION $10,000
Human Development Foundation P.O. Box 231665 Encinitas, CA 92023
HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS, $5,000 THE
Henry E. Huntington Library & Art Gallery 1 1 51 Oxford Road San Marino, CA 91 108
HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS, $400,000 THE
Henry E. Huntington Library & Art Gallery 1 15 1 Oxford Road San Marino, CA 91 108
I HAVE A DREAM FOUNDATION - LOS ANGELES $25,000
I Have A Dream Foundation - Los Angeles 4201 Wilshire Boulevard, Suite 520 Los Angeles, CA 90010
I HAVE A DREAM FOUNDATION - LOS ANGELES $2,500
I Have A Dream Foundation - Los Angeles 4201 Wilshire Boulevard, Suite 520 Los Angeles, CA 90010
IDYLLWILD ARTS FOUNDATION $10,000
Idyllwild Arts Foundation P.O. Box 38 Idyllwild, CA 92549
IMAGINATION WORKSHOP $10,000
Imagination Workshop c/o UCLA Neuropsychiatric Institute 760 Westwood Plaza, C8-151 Los Angeles, CA 90024
INNER-CITY ARTS $10,000
Inner-City Arts 720 Kohler Street Los Angeles, CA 90021
INNOVATIVE CONCEPT TRANSITIONAL HOUSING, INC. $5,000
Innovative Concept Transitional Housing, Inc. 3625 Emanuel Court San,Jose, CA 95121
13 Grantee Deductible Amount JACOB'S HEART CHILDREN'S CANCER ASSOCIATION $2,000
Jacob's Heart Children's Cancer Association P.O. Box 1247 Capitola, CA 95010
JESTER AND PHARLEY PHUND, THE $10,000
The jester and Pharley Phund P.O. Box 817 Palos Verdes Estates, CA 90274
JOHN DOUGLAS FRENCH ALZHEIMER'S FOUNDATION $25,000
John Douglas French Alzheimer's Foundation 11620 Wilshire Boulevard, Suite 270 Los Angeles, CA 90025
JOHN TRACY CLINIC $20,000
,John Tracy Clinic 806 West Adams Blvd. Los Angeles, CA 90007-2505
JUMPSTART FOR YOUNG CHILDREN, INC. $10,000
Jumpstart For Young Children, Inc . 1 301 Sansome Street San Francisco, CA 94111
JUNIOR ACHIEVEMENT OF SOUTHERN CALIFORNIA $10,000
,Junior Achievement of Southern California 6250 Forest Lawn Drive Los Angeles, CA 90068
JUNIOR UNIVERSITY OF SAN BERNARDINO $5,000
Junior University of San Bernardino, Inc. P.O. Box 6471 San Bernardino, CA 92412
KECK GRADUATE INSTITUTE OF APPLIED LIFE SCIENCES $5,000
Keck Graduate Institute of Applied Life Sciences 535 Watson Drive Claremont, CA 91711
KECK GRADUATE INSTITUTE OF APPLIED LIFE SCIENCES $400,000
Keck Graduate Institute of Applied Life Sciences 535 Watson Drive Claremont, CA 91711
LA SALLE HIGH SCHOOL $10,000
United States Catholic Conference 3880 East Sierra Madre Boulevard Pasadena, CA 91107-1996
14 Grantee Deductible Amount
LAS FLORISTAS $80,000
Las Floristas1 560 Chelsea Road San Marino, CA 91 108
L4SD - LOMITA STATION $5,000
LASD - Lomita Station 26123 Narbonne Avenue Lomita, CA 90717
LIBRARY FOUNDATION OF LOS ANGELES $25,000
Library Foundation of Los Angeles 630 West Fifth Street Los Angeles, CA 90071
LITTLE COMPANY OF MARY HOSPITAL FOUNDATION $25,000
Little Company of Mary Hospital Foundation 4101 Torrance Blvd. Torrance, CA 90503
LONG BEACH AQUARIUM OF THE PACIFIC $25,000
Long Beach Aquarium of the Pacific 100 Aquarium Way Long Beach, CA 90802
LONG BEACH BAR FOUNDATION $10,000
Long Beach Bar Foundation 351 5 Linden Ave. Long Beach, CA 90807
LONG BEACH MEMORIAL MEDICAL CENTER $5,000
Long Beach Memorial Medical Center 2801 Atlantic Avenue Long Beach, CA 90801
LONG BEACH MUSEUM OF ART $15,000
Long Beach Museum of Art Foundation 2300 East Ocean Blvd. Long Beach, CA 90803
LONG BEACH PUBLIC LIBRARY FOUNDATION $10,000
Long Beach Public Library Foundation 101 Pacific Avenue Long Beach, CA 90822
LOS ANGELES CENTER FOR THE PERFORMING ARTS - MUSIC CENTER $25,000
Performing Arts Center of Los Angeles County 13 5 North Grand Ave. Los Angeles, CA 90012
15 Grantee Deductible Amount LOS ANGELES CENTER FOR THE PERFORMING ARTS - MUSIC CENTER $25,000
Performing Arts Center of Los Angeles County 135 North Grand Ave . Los Angeles, CA 90012
LOS ANGELES CHILD GUIDANCE CLINIC $15,000
Los Angeles Child Guidance Clinic 3787 South Vermont Avenue Los Angeles, CA 90007
LOS ANGELES CONSERVANCY $5,000
Los Angeles Conservancy, The 523 West Sixth Street, Suite 826 Los Angeles, CA 90014
LOS ANGELES COUNTY HIGH SCHOOL FOR THE ARTS FOUNDATION $25,000
Los Angeles County High School for the Arts Foundation 5151 State University Drive Los Angeles, CA 90032
LOS ANGELES COUNTY MUSEUM OF ART $20,000
Museum Associates 5905 Wilshire Blvd. Los Angeles, CA 90036
LOS ANGELES COUNTY PUBLIC LIBRARY FOUNDATION S10,000
Los Angeles County Public Library Foundation 7400 E. Imperial Hwy. Downey, CA 90242
LOS ANGELES JAZZ SOCIETY $5,000
Los Angeles Jazz Society PMB 176 POB 4172 Woodland Hills, CA 91365-4172
LOS ANGELES MAKE-A-WISH FOUNDATION 510,000
Los Angeles Make-A-Wish Foundation 1875 Century Park East, Suite 1460 Los Angeles, CA 90067
LOS ANGELES MARITIME INSTITUTE $4,000
Los Angeles Maritime Institute Berth 84 Foot of Sixth Street San Pedro, CA 90731
LOS ANGELES MARITIME INSTITUTE $7,000
Los Angeles Maritime Institute Berth 84 Foot of Sixth Street San Pedro, CA 90731
16 Grantee Deductible Amount
LOS ANGELES MASTER CHORALE ASSOCIATES $10,000
Los Angeles Master Chorale Association 13 5 N. Grand Avenue Los Angeles, CA 90012
LOS ANGELES OPERA $5,000
Los Angele Opera Company 13S N. Grand Ave. Los Angeles, CA 90012
LOS ANGELES PHILHARMONIC ASSOCIATION $5,000
Los Angeles Philharmonic Association 13 5 North Grand Avenue Los Angeles, CA 90012
LOS ANGELES POLICE ACADEMY MAGNET SCHOOL $26,000
Los Angeles Police Academy Magnet School Foundation 1 529 Gilcrest Drive Beverly Hills, CA 90210
LOS ANGELES REGIONAL FOODBANK $10,000
Los Angeles Regional Foodbank 1734 East 41 st Street Los Angeles, CA 90058-1 502
LOS ANGELES ROD AND REEL CLUB FOUNDATION $5,000
Los Angeles Rod and Reel Club Foundation Use Home Address of Primary Contact
LOYOLA HIGH SCHOOL OF LOS ANGELES $5,000
Catholic Conference 1901 Venice Boulevard Los Angeles, CA 90046-4496
MAKING THE RIGHT CONNECTIONS, INC. S10,000
Making The Right Connections, Inc . 3250 Wilshire Boulevard, Suite 1010 Los Angeles, CA 90010
MAMA'S KITCHEN $7,500
Mama's Kitchen 1875 Second Avenue San Diego, CA 92101
MARINE CORPS SCHOLARSHIP FOUNDATION - LOS ANGELES $10,000
Marine Corps Scholarship Foundation 4640 Admiralty Way, Suite 216 Marina del Rey, CA 90292
MARYMOUNT COLLEGE $S0,000
Catholic Conference 30800 Palos Verdes Drive East Rancho Palos Verdes, CA 90275-6299
17 Grantee Deductible Amount
MEALS ON WHEELS GREATER SAN DIEGO $9,000
Meals on Wheels Greater San Diego 2254 San Diego Avenue, Suite 200 San Diego, CA 92110-2944
MIDNIGHT MISSION $10,000
Midnight Mission 396 S. Los Angeles Street Los Angeles, CA 90013
MISSOULA CHILDREN'S THEATRE $7,000
MCT Inc. 200 North Adams Street Missoula, MT 59802-4718
MOUNT ST. MARY'S COLLEGE $20,000
United States Catholic Conference 12001 Chanlon Road Los Angeles, CA 90049-1599
MOUNTAINS COMMUNITY HOSPITAL FOUNDATION $20,000
Mountains Community Hospital Foundation P.O. Box 1493 Lake Arrowhead, CA 92352
MUSEUM OF CONTEMPORARY ART, THE 57,000
Museum of Contemporary Art Los Angeles 250 South Grand Ave. Los Angeles, CA 90012
MUSEUM OF LATIN AMERICAN ART $10,000
Museum of Latin American Art 628 Alamitos Avenue Long Beach, CA 90802
MUSEUM OF PHOTOGRAPHIC ARTS $5,000
Museum of Photographic Arts 1649 El Prado San Diego, CA 92101
MUSIC FOR ALL SEASONS $10,000
Music for All Seasons, Inc. 336 Park Avenue, Suite 2R Scotch Plains, NJ 07076-1100
NATIONAL AUDUBON SOCIETY - CALIFORNIA $10,000
National Audubon Society, Inc. 6042 Monte Vista St. Los Angeles, CA 90042
M Grantee Deductible Amount NATIONAL MULTIPLE SCLEROSIS SOCIETY - SOUTHERN CALIFORNIA $10,000 CHAPTER
National Multiple Sclerosis Society - Southern California Chapter 2440 S. Sepulveda Blvd., Suite 1 1 5 Los Angeles, CA 90064
NATIONAL WILDLIFE FEDERATION $5,000
National Wildlife Federation 1 1 100 Wildlife Center Drive Reston, VA 20190-5362
NATURAL HISTORY MUSEUM OF LOS ANGELES COUNTY $50,000
Los Angeles County Museum of Natural History Foundation 900 Exposition Blvd . Los Angeles, CA 90007
NEW HORIZONS SCHOOL $15,000
New Horizons School P.O. Box 3655 Santa Cruz, CA 95063
NO LIMITS THEATER GROUP $7,000
No Limits Theater Group 9801 Washington Blvd . Suite 300B Culver City, CA 90230
NORRIS CENTER FOR THE PERFORMING ARTS $75,000
Community Association of the Peninsula 27570 Crossfield Drive Rolling Hills Estates, CA 90274
NORRIS CENTER FOR THE PERFORMING ARTS $75,000
Community Association of the Peninsula 27570 Crossfield Drive Rolling Hills Estates, CA 90274
OCCIDENTAL COLLEGE $30,000
Occidental College 1600 Campus Road Los Angeles, CA 90041-3314
OCEAN INSTITUTE $10,000
Ocean Institute 24200 Dana Point Harbor Drive Dana Point, CA 92629
OPERATION JUMP START S15,000
Operation Jump Start 3 515 Linden Avenue Long Beach, CA 90807
Ig Grantee Deductible Amount
ORALINGUA SCHOOL FOR THE HEARING IMPAIRED $10,000
Oralingua School for the Hearing Impaired, Inc . 7056 South Washington Ave. Whither, CA 90602
ORANGE COUNTY ARC $10,000
Orange County ARC 225 W. Carl Karcher Way Anaheim, CA 92801-2499
ORANGE COUNTY FOUNDATION FOR ONCOLOGY CHILDREN AND $5,000 FAMILIES
Orange County Foundation for Oncology Children and Families P.O . Box 6023 Orange, CA 92863-6023
ORANGE COUNTY PERFORMING ARTS CENTER $5,000
Orange County Performing Arts Center 600 Town Center Drive Costa Mesa, CA 92626
OUTREACH CONCERN, INC. $5,000
Outreach Concern, Inc. 2030 East Fourth Street, Suite 237 Santa Ana, CA 92705
PACIFIC ASIA MUSEUM $5,000
Pacific Asia Museum 46 North Los Robles Ave . Pasadena, CA 91 101
PqJARO VALLEY PERFORMING ARTS ASSOCIATION $5,000
Pajaro Valley Performing Arts Association 231 Union Street Watsonville, CA 95076
PALOS VERDES ART CENTER $9,800
Palos Verdes Art Center 5504 West Crestridge Road Rancho Palos Verdes, CA 90275
PALOS VERDES ART CENTER $5,000
Palos Verdes Art Center 5504 West Crestridge Road Rancho Palos Verdes, CA 90275
PALOS VERDES INDEPENDENCE DAY CELEBRATION $3,800
Peninsula Independence Day Celebration Committee 2029 Paseo del Sol Palos Verdes Estates, CA 90274
20 Grantee Deductible Amount
PALOS VERDES PENINSULA LAND CONSERVANCY $15,000
Palos Verdes Peninsula Land Conservancy P.O . Bok 3427 Palos Verdes Peninsula, CA 90274
PASADENA CONSERVATORY OF MUSIC $10,000
Pasadena Conservatory of Music 100 North Hill Pasadena, CA 91 106
PASADENA PLAYHOUSE, THE $7,000
Pasadena Playhouse State Theatre of California, Inc. 80 South Lake Avenue, Suite 500 Pasadena, CA 91 101
PASADENA SYMPHONY ASSOCIATION $7,000
Pasadena Symphony Association 2500 East Colorado Blvd. Suite 260 Pasadena, CA 91 107
PEACE GAMES, INC. $10,000
Peace Games, Inc. 285 Dorchester Ave. Boston, MA 02127
PEDIATRIC & FAMILY MEDICAL CENTER (EISNER) $35,000
Pediatric & Family Medical Center 1 530 South Olive Street Los Angeles, CA 90015
PEDIATRIC THERAPY NETWORK $9,000
Pediatric Therapy Network 1815 West 21 3th Street, Suite 100 Torrance, CA 90501
PENINSULA COMMITTEE FOR THE LOS ANGELES PHILHARMONIC $5,000 ORCHESTRA
Peninsula Committee for the Los Angeles Philharmonic Orchestra P.O. Box 2122 Palos Verdes Peninsula, CA 90274
PENINSULA EDUCATION FOUNDATION $10,000
Palos Verdes Peninsula Education Foundation P.O. Box 2632 Palos Verdes Peninsula, CA 90274
PENINSULA EDUCATION FOUNDATION $15,000
Palos Verdes Peninsula Education Foundation P.O. Box 2632 Palos Verdes Peninsula, CA 90274
21 Grantee Deductible Amount PENINSULA SYMPHONY ASSOCIATION $10,000
Peninsula Symphony Association P.O. Box 2602 Palos Verdes Peninsula, CA 90274
PLANETARY SOCIETY, THE $5,000
The Planetary Society 65 North Catalina Avenue Pasadena, CA 91 106
PLANNED PARENTHOOD LOS ANGELES $10,000
Planned Parenthood Los Angeles 1920 Marengo Street Los Angeles, CA 90033-1317
PUBLIC COUNSEL $25,000
Public Counsel P.O. Box 76900 Los Angeles, CA 90076-0900
PYLES BOYS CAMP, R.M. $5,000
R. M. Pyles Boys Camp 27211 Henry Mayo Drive Valencia, CA 913 55-1009
RANCHO SANTA FE LIBRARY GUILD $10,000
Rancho Santa Fe Library Guild P.O. Box 348 Rancho Santa Fe, CA 92067
RANCHO SANTA FE PARENT-TEACHER ORGANIZATION $5,000
Rancho Santa Fe Parent-Teacher Organization P.O. Box 809 Rancho Santa Fe, CA 92067
RAPTURE MARINE EXPEDITIONS $5,000
Rapture Marine Expeditions P. 0. Box 15157 Newport Beach, CA 92659
READING IS FUNDAMENTAL OF SOUTHERN CALIFORNIA, INC. $5,000
Reading is Fundamental of Southern California, Inc. 2130 East First Street, Suite 150 Los Angeles, CA 90033
RECORDING FOR THE BLIND & DYSLEXIC $10,000
Recording for the Blind & Dyslexic, Inc. 5022 Hollywood Blvd. Los Angeles, CA 90027-6192
22 Grantee Deductible Amount RICHSTONE FAMILY CENTER, THE $10,000
The Richstone Center 13620 Cordary Avenue Hawthorne, CA 90250
RYMANN-CARROLL FOUNDATION 55,000
Ryman-Carroll Foundation 315 W. Ninth Street, Ste. 806 Los Angeles, CA 90015-4202
SAINT JOHN'S HOSPITAL & HEALTH CENTER FOUNDATION $90,000
Saint John's Hospital & Health Center Foundation 13 28 Twenty-Second Street Santa Monica, CA 90404-2091
SALVATION ARMY - SIERRA DEL MAR DIVISION, THE $10,000
Salvation Army & Its Components P.O . Box 122688 San Diego, CA 92112-2688
SAN GABRIEL VALLEY LEARNING CENTERS $10,000
San Gabriel Valley Learning Centers 3160 East Del Mar Boulevard Pasadena, CA 91 107
SAN MARINO GUILD - HUNTINGTON MEMORIAL HOSPITAL $5,000
San Marino Guild of the Collis P. & Howard Huntington Memorial Hospital Current President's Home Address: 2395 Melville Drive San Marino, CA 91 108
SAN PEDRO MEALS ON WHEELS $4,000
San Pedro Meals on Wheels, Inc. 731 Averill Avenue San Pedro, CA 90732
SANDPIPERS, INC. $10,000
Sandpipers Philanthropy Trust Fund P.O. Box 72 Hermosa Beach, CA 90254
SANTA CLARA FIREFIGHTERS FOUNDATION $5,000
Santa Clara FireFighters Foundation P.O. Box 1185 Santa Clara, CA 95052
SANTA MARIA HOUSE, INCORPORATED $8,000
Santa Maria House, Incorporated 208 Orange Avenue Long Beach, CA 90802
23 Grantee Deductible Amount SAVE-THE-REDWOODS LEAGUE $8,000
Save-the-Redwoods League 114 Sahsome Street Room 1200 San Francisco, CA 94104-3823
SCRIPPS COLLEGE $20,000
Scripps College 1030 Columbia Avenue Claremont, CA 91711-3948
SECOND HARVEST FOOD BANK OF ORANGE COUNTY $5,000
Second Harvest Food Bank of Orange County 426-A West Almond Ave. Orange, CA 92866
SEQUOYAH SCHOOL $8,000
The Sequoyah Educational Center 535 S. Pasadena Ave . Pasadena, CA 91405
SHAKESPEARE BY THE SEA $5,000
Shakespeare By the Sea 617 Elvira Avenue Redondo Beach, CA 90277
SHAKESPEARE FESTIVAL / LOS ANGELES $5,000
Shakespeare Festival Los Angeles Inc. 1 238 West First Street Los Angeles, CA 90026
SHANE'S INSPIRATION $20,000
Shane's Inspiration 4804 Laurel Canyon Blvd. Valley Village, CA 91607
SHARE OUR SELVES $20,000
Share Our Selves 1 550 Superior Avenue Costa Mesa, CA 92627
SHAWL - SUPPORT FOR HARBOR AREA WOMEN'S LIVES $1 0,000
SHAWL - Support for Harbor Area Women's Lives P.O. Box 948 San Pedro, CA 90733-0948
SHOES THAT FIT 55,000
Shoes That Fit 689 W. Foothill Blvd., Suite B Claremont, CA 91711
24 Grantee Deductible Amount
SILENT VOICES, INC. $15,000
Silent Voices 355 K Street Suite H Chula Vista, CA 91911-1209
SISKIYOU ARTS COUNCIL $10,000
Siskiyou Arts Council P. O. Box 597 Mt. Shasta, CA 96067
SISKIYOU DOMESTIC VIOLENCE & CRISIS CENTER $5,000
Siskiyou Domestic Violence Program P.O. Box 688 Yreka, CA 96097
SISKIYOU PERFORMING ARTS CENTER $10,000
Siskiyou Performing Arts Center, Inc. 311 Yreka St. Yreka, CA 96097
SKID ROW CHARITY FUND $2,500
Skid Row Charity Fund 10766 National Boulevard Los Angeles, CA 90064
SKID ROW CHARITY FUND $7,000
Skid Row Charity Fund 10766 National Boulevard Los Angeles, CA 90064
SKILLS FOUNDATION $4,000
Skills for Adolescence Foundation c/o Whittler Police Department 7315 S. Painter Avenue Whittler, CA 90602
SOUTH CENTRAL FAMILY HEALTH CENTER $30,000
South Central Family Health Center 4425 S . Central Avenue Los Angeles, CA 90011-3629
SOUTHERN CALIFORNIA ASSOCIATION OF PHILANTHROPY $7,000
Southern California Association for Philanthropy 350 South Figueroa Street Suite 270 Los Angeles, CA 90071-1201
SOUTHERN CALIFORNIA ROWING FOUNDATION $10,000
Southern California Rowing Foundation 1 Crest Road West Rolling Hills, CA 90274
25 Grantee Deductible Amount SOUTHWEST CHAMBER MUSIC $5,000
Southwest Chamber Music 595 East Colorado Blvd., #211 Pasadena, CA 91 101
SPEECH AND LANGUAGE DEVELOPMENT CENTER $5,000
Speech and Language Development Center 8699 Holder Street Buena Park, CA 90620
SPROUL RANCH, INC. $10,000
Sproul Ranch, Inc. 45446 7th Street East, Suite 21 Lancaster, CA 93535
ST. BARNABAS SENIOR SERVICES $5,000
St. Barnabas Senior Center of Los Angeles 675 S. Carondelet Street Los Angeles, CA 90057-3309
ST. JOHN'S WELL CHILD CENTER $25,000
St. John's Well Child Center 514 West Adams Blvd. Los Angeles, CA 90007
ST. JOSEPH CENTER $10,000
St. Joseph Center 204 Hampton Drive Venice, CA 90291-8633
ST. MARY MEDICAL CENTER FOUNDATION $1 0,000
St. Mary Medical Center Foundation 1050 Linden Avenue Long Beach, CA 90813-3393
STABLE HANDS $10,000
Stable Hands 9312 Guys Gulch Road Yreka, CA 96097
STARBRIGHT FOUNDATION $10,000
Starbright Foundation 118 35 West Olympic Blvd., Suite 500 Los Angeles, CA 90064
STONE SOUP CHILD CARE PROGRAMS $30,000
Stone Soup Child Care Program 15910 Ventura Boulevard, Suite 1702 Encino, CA 91436-2811
26 Grantee Deductible Amount STOP-GAP 510,000
STOP-GAP 1 570 Brookhollow Drive Suite 114 Santa Ana, CA 92705
STUDENTS RUN L.A. $10,000
Students Run America 6505 Zelzah Avenue Reseda, CA 91 335
TEACH FOR AMERICA 530,000
Teach for America, Inc. 315 West 9th Street, Suite 950 Los Angeles, CA 90015
TEAM PRIME TIME S15,000
Team Prime Time, Inc. P. 0. Box 241496 Los Angeles, CA 90024
THELONIOUS MONK INSTITUTE OFJAZZ $10,000
Thelonious Monk Institute of Jazz 5225 Wisconsin Ave., N.W., Suite 605 Washington, DC 20015
TOBERMAN SETTLEMENT HOUSE, INC. 510,000
Toberman Settlement House, Inc . 131 North Grand Avenue San Pedro, CA 90731
TORRANCE MEMORIAL HEALTHCARE FOUNDATION $25,000
Torrance Memorial Medical Center Health Care Foundation 3330 Lomita Boulevard Torrance, CA 90505-5073
TREEPEOPLE, INC. $10,000
TreePeople, Inc. 12601 Mulholland Drive Beverly Hills, CA 90210
U.S. ADAPTIVE RECREATION CENTER $15,000
United States Adaptive Recreation Center P.O. Box 2897 Big Bear Lake, CA 9231 5
UC SANTA CRUZ FOUNDATION $5,000
UC Santa Cruz Foundation Carriage House University of California Santa Cruz, CA 95064
27 Grantee DeducaUlc Amount
UCLA - SCHOOL OF THEATER FILM AND TELEVISION $5,000
UCLA - School of Theater Film and Television Box 95'1622 Los Angeles, CA 90095-1622
UNION RESCUE MISSION $10,000
Union Rescue Mission 545 S . San Pedro Street Los Angeles, CA 90013-9983
USC - ALUMNI ASSOCIATION $5,000
University of Southern California University of Southern California Los Angeles, CA 90089-1421
USC - CREW (FRIENDS OF USC MEN'S ROWING) $10,000
University of Southern California University of Southern California Lyon University Center P.O. Box 77902 Los Angeles, CA 90089
USC - EILEEN NORRIS CINEMA THEATER $25,000
USC - Eileen Norris Cinema Theater 3507 Trousdale Parkway Los Angeles, CA 90089
USC - EMERITI CENTER & COLLEGE 55,000
USC - Emeriti Center & College University of Southern California 3715 McClintock, Room 220 Los Angeles, CA 90089-0191
USC - ETHEL PERCY ANDRUS GERONTOLOGY CENTER $1 0,000
University of Southern California 371 5 McClintock Ave., Room 1 10 Los Angeles, CA 90089-0191
USC - LEVENTHAL SCHOOL OF ACCOUNTING $10,000
USC - Leventhal School of Accounting University of Southern California Los Angeles, CA 90089-1421
USC - LEVENTHAL SCHOOL OF ACCOUNTING $5,000
USC - Leventhal School of Accounting University of Southern California Los Angeles, CA 90089-1421
USC - RADIO KUSC $10,000
University of Southern California, University Park P.O. Box 77913 Los Angeles, CA 90007-0913
28 Grantee Deductible Amount
USC - SCHOOL OF CINEMA-TELEVISION $50,000
USC - School of Cinema-Television George Lucas Building, Room 209 Los Angeles, CA 90089-2211
USC - SCHOOL OF ENGINEERING $25,000
University of Southern California Electrical Engineering Bldg. 131 MC 2561 Los Angeles, CA 90089-2561
USC - SCHOOL OF MEDICINE $140,000
University of Southern California University Park Los Angeles, CA 90007
USC - SCHOOL OF PHARMACY $25,000
University of Southern California 1985 Zonal Avenue Los Angeles, CA 90033
USC - SCHOOL OF PHARMACY $50,000
University of Southern California 1985 Zonal Avenue Los Angeles, CA 90033
USC - SCHOOL OF SOCIAL WORK $10,000
University of Southern California 102D MRF Building Los Angeles, CA 90089-0411
USC - TOWN & GOWN $75,000
Town and Gown of the University of Southern California c/o Mrs . Sylvan Goldinger 201 Ocean Avenue #17048 Santa Monica, CA 90402-1476
USC/NORRIS COMPREHENSIVE CANCER CENTER - HARLYNEJ. NORRIS $2,145,000 RESEARCH TOWER
University of Southern California 1441 Eastlake Avenue Room 8302L Mail Stop #83 Los Angeles, CA 90089-9181
VENICE FAMILY CLINIC $25,000
Venice Family Clinic 604 Rose Avenue Venice, CA 90291
VERBUM DEI HIGH SCHOOL $10,000
Official Catholic Directory 1 1 100 South Central Ave. Los Angeles, CA 90059-1199
29 Grantee Deductible Amount VILLA ESPERANZA 510,000
Villa Esperanza 2116 E. Villa St. Pasadena, CA 91 107
WALTER HOVING HOME, INC. $10,000
Walter Hoving Home, Inc. 127 South El Molino Avenue Pasadena, CA 91101-2510
WAYFARERS CHAPEL, THE $5,000
Wayfarers Chapel, The 5755 Palos Verdes South Rancho Palos Verdes, CA 90274
WEINGART CENTER ASSOCIATION $15,000
Weingart Center Association 566 South San Pedro Street Los Angeles, CA 90013
WELLNESS COMMUNITY FOOTHILLS $22,000
Wellness Community-Foothills, Inc. 200 East Del Mar Boulevard, Suite 118 Pasadena, CA 91 105
WESPARK, INC. $10,000 weSPARK, Inc. 13522 Ventura Blvd . Sherman Oaks, CA 91423
WESTERLY SCHOOL OF LONG BEACH $10,000
Westerly School of Long Beach 2950 East 29th Street Long Beach, CA 90806
WHITTIER COLLEGE $20,000
Whither College P.O. Box 634 Whither, CA 90608
WILDLIFE RESEARCH INSTITUTE $5,000
Wildlife Research Institute 18030 Highland Valley Road P.O . Box 2209 Ramona, CA 92065
WILDLIFE WAYSTATION $10,000
Wildlife Waystation 14831 Little Tujunga Canyon Road Angeles National Forest, CA 91342-5999
30 Grantee Deductible Amount WILDLIFE WAYSTATION $10,000
Wildlife Ways tation 14831 -Little Tujunga Canyon Road Angeles National Forest, CA 91342-5999
YMCA - SAN PEDRO & PENINSULA $5,000
Young Men's Christian Association of Metropolitan Los Angeles 301 South Bandini Street San Pedro, CA 90731
YMCA - TORRANCE/SOUTH BAY $30,000
Young Men's Christian Association of Metropolitan Los Angeles 2900 West Sepulveda Boulevard Torrance, CA 90505
YMCA - WILMINGTON $5,000
Young Mens Christian Association of Metropolitan Los Angeles 1121 North Avalon Boulevard Wilmington, CA 90744
YMCA - YREKA $15,000
Yreka Family YMCA, Inc. 350 Foothill Drive Yreka, CA 96097
YOUNG MUSICIANS FOUNDATION $5,000
Young Musicians Foundation 195 South Beverly Drive, Suite 414 Beverly Hills, CA 90212
$7,786,550 Grand Total (306 items)
31 "_ THE KENNETH T . AND EILEEN L . NORRIS CONTINUATION FOR 990-PF, PART IV FOUNDATION 95-6080374 PAGE 1 OF 5 10 W Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e g , real estate, (b How acquired (cDate ~ - Purchase (c) Date acquired (d) Date sold 2-story back warehouse, or common stock, 200 shs MLC Co. D - Donation , day, yr.) (mo., day, yr.) la 9600 SHS SCHERING PLOUGH P 01/26/8103/19/03 b MERCK P 05/29/9108/20/03 c 1997 SHS HOME DEPOT P 08/21/9212/17/02 d400 SHS SCHERING PLOUGH P 07/11/9403/19/03 e 1503 SHS HOME DEPOT P 07/22/9412/17/02 f32000 SHS MICROSOFT CORP P 09/15/9407/07/03 15000 SHS HOUSEHOLD INTL P 05/04/9504/03/03 h4000 SHS MICROSOFT CORP P 07/12/9507/07/03 120000 SHS SCHERING PLOUGH P 12/20/9503/19/03 18000 SHS HOUSEHOLD INTL P 04/18/9604/03/03 k4000 SHS MICROSOFT CORP P 06/11/9607/07/03 12000 HOUSEHOLD INTL P 08/14/9604/03/03 m MERCK P 11/22/9608/20/03 n5000 SHS PARTNERRE LTD PFD P 07/10/9706/09/03 oMERCK P 07/28/9708/20/03 (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 147 835 . 141 600 . 6 , 235 . b 31 , 751 . 31 r 751 . 0 . c 54 596 . 25 r 295 . 29 , 301 . d 6 160 . 5 , 900 . 260 . e 41 , 091 . 19 , 038 . 22 , 053 . t 819 909 . 274 r 438 . 545 r 471 . 240 r 160 . 240 160 . 0 . n 102 489 . 34 , 305 . 68 , 184 . 1 307 991 . 288 618 . 19 , 373 . 401 798 . 401 798 . 0 . k 102 489 . 34 , 305 . 68 , 184 . 1 51 : 536 . 51 , 536 . 0 . m 17 , 598 . 17 , 598 . 0 . n 125 000 . 125 000 . 0 . 0 5 693 . 5 r 693 . 0 . Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 ([)Losses (from col (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col (h) gam over col (k), (I) F M V as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than '-0= a 6 , 235 . b 0 . c 29 , 301 . d 260 . e 22 , 053 . t 545 471 . 0 . n 68 , 184 . i 19 r 373 . 0 . k 68 , 184 . i 0 . m 0 . n 0 . 0 0 .
If ain, also enter in Part I, line 7 1 2 Capital gain net income or (net capital loss) ~ Ifloss), enter'-O-' in Part I, line 7 f 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gam, also enter m Part I, line 8, column (c). If (loss), enter'-0= m Part I, line 8
223591 OS01-02 '. THE KENNETH T . AND EILEEN L . MORRIS CONTINUATION FOR 990-PF, PART IV FOUNDATION 95-6080374 PAGE 2 OF 5 ~ Capital Gains and Losses for Tax on Investment Income property (b1 How acquired .- (a) List and describe the kind(s) of sold, e g., real estate, Purchase (c) Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs. MLC Co D'- lmo., day, yr.) (mo., day, yr.) la 6500 SHS HOME DEPOT P 08/08/9712/17/02 b4466 SHS DEL MONTE FOODS P 07/31/0203/17/03 c H .J . HEINZ P 07/31/0212/27/02 d10000 SHS ANNALY MTG MGMT P 11/30/0210/16/03 e4466 SHS DEL MONTE FOODS P 12/17/0203/17/03 t H .J . HEINZ P 12/17/0212/27/02 10000 SHS WORTHINGTON INDS P 01/14/0310/23/03 h5000 SHS AMGEN P 06/20/0311/14/03 15000 SHS ANNALY MTG MGMT P 06/27/0310/16/03 i250M FORTUNE BRANDS P 03/04/9310/01/03 k400M MORGAN STANLEY GRP P 03/04/9303/04/03 75M BANKAMERICA CORP P 04/05/9303/03/03 m 300M WELLS FARGO P 05/11/9304/15/03 n250M ONTARIO PROV CDA P 06/02/9301/27/03 o250M WALMART P 06/02/9306/02/03 (e) Gross sales price (Q Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 177 705 . 146 731 . 30,974 . b 32 , 824 . 34 t 864 . <2,040 . > c 34 , 864 . 34 , 864 . 0 . d 164 197 . 181 484 . <17,287 . > e 32 , 824 . 33 , 741 . <917 . > t 33 , 741 . 33 , 741 . 0 . 138 992 . 161 990 . <22,998 . > n 294 514 . 333 950 . <39,436 . > 1 82 , 099 . 102 930 . <20,831 . > 250 000 . 250 000 . 0 . k 400 000 . 397 020 . 2,980 . 1 75 , 000 . 75 , 000 . 0 . m 300 000 . 300 000 . 0 . n 250,000 . ~ 250,000 . 0 . 0 250,000 . 250,000 . 0 . Complete only for assets showing gain m column (h) and owned by the foundation on 12/31/69 (I) bosses (from coy (h)) (l) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col (k), (I) F .V as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than *.0.*) a 30,974 . <2,040 . > 0 . d <17 , 287 .> e <917 .> t 0 . <22 , 998 .> n <39 , 436 .> <20 831 .> 0 . k 2 , 980 . i 0 . m 0 . n 0 . 0 0 .
:f am,Iso enter in Part I, line 7 1 2 Capital 9gain net income or ~ net capital loss)1 ~ If ?loss), enter'-0' in Part I, line 7 1 3 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6): If gam, also enter m Part I, line 8, column (c) If (loss), enter "-0= in Part I, line 8 3
223591 OS01-02 '. THE KENNETH T . AND EILEEN L . NORRIS CONTINUATION FOR 990-PF, PART IV FOUNDATION 95-6080374 PAGE 3 OF 5 p Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e g , real estate, (b How acquired ~ - Purchase (c Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs. MLC Co. D - Donation ~mo., day, yr.) (mo., day, yr ) la 500M GMAC P 07/02/9306/16/03 b2505M BANKAMERICA CORP P 03/04/9403/03/03 c500M MORGAN STANLEY GRP P 03/31/9403/04/03 d 125M WACHOVIA CORP NEW P 06/07/9504/15/03 e 300M GMAC NT P 05/08/9605/01/03 f 310M BANC ONE CORP P 06/18/9609/15/03 400M COUNTRYWIDE FDG MTN P 12/20/9601/15/03 h250M CAMPBELL SOUP P 12/05/9712/02/02 1400M BEAR STEARNS MTN P 02/09/9812/03/03 1000M HOUSEHOLD FINANCE P 10/19/9803/03/03 k50M MERRILL LYNCH MTNB P 03/22/9905/13/03 500M LEHMAN BROS HOLDINGS P 10/06/9910/15/03 m 1000M FORD MTR CR CORP P 10/12/9904/22/03 n 1000M CITICORP MTN P 11/16/9908/20/03 o 1000M EQUITABLE COS P 11/29/9906/10/03 (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 500 000 . 500 000 . 0 . b 205 000 . 205 000 . 0 . c 500 000 . 500 000 . 0 . d 125 000 . 125 000 . 0 . e 300 000 . 300 r 000 . 0 . t 310 000 . 310 000 . 0 . 400 000 . 400 r 000 . 0 . n 250 000 . 250 000 . 0 . 1 400 000 . 400 000 . 0 . 1 , 000 , 000 . 1 , 000 , 000 . 0 . k 51 , 000 . 50 , 000 . 1 , 000 . 1 500 000 . 500 000 . 0 . m 913 250 . 943 253 . <30 , 003 .> n 1 093 560 . 976 r 759 . 116 r 801 . 0 1 , 146 , 410 . 977 281 . 169 129 . Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) U) Adjusted basis (k) Excess of col (i) Gains (excess of col. (h) gain over col. (k), (I) F M.V as of 12/31/69 as of 12/31/69 over col. (1), if any but not less than '-0-") a 0 . b 0 . c 0 . d e 0 . f 0 . h 0,
k 1 , 000 . I O, m <30 , 003 .> n 116 801 . 0 169,129 . If ain, also enter m Part I, line 7 2 Capital gain net income or net capital loss 1 ~ If loss), enter °-0= in Part I, line 7 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)' If gam, also enter in Part I, line 8, column (c) . If (loss), enter'-0= in Part 1, line 8
223591 05-01-02 '. THE KENNETH T . AND EILEEN L . NORRIS CONTINUATION FOR 990-PF, PART IV FOUNDATION 95-6080374 PAGE 4 OF 5 Capital Gains and Losses for Tax on Investment Income property (b How acquired " (a) List and describe the kind(s) of sold, e g., real estate, ~ - Purchase (cDate(c) Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs. MLC Co D - Donation , day, yr.) (mo., day, yr.) to 1000M ALBERTSONS INC P 05/09/0008/20/03 b 1000M FIRST UN CORP P 04/16/0106/10/03 c 1000M TARGET CORP P 06/27/0206/11/03 d 500M ELECTRONIC DATA SYS P 07/16/0201/15/03 e 1000M CREDIT SUISSE FB USA P 07/30/0205/21/03 t20000 SHS MFS CHARTER INCOME TR SH BEN P 01/28/0310/17/03 20000 SHS MFS INTER INCOME TR SH BEN INT P 01/28/0310/17/03 h40000 SHS ACM GOVT INCOME FD INC P 04/23/0310/23/03 i PHILLIP MORRIS SECURITIES - CLASS ACTION SETTLEME P MOTOROLA - CLASS ACTION SETTLEMENT P k INTEGRAL CAPITAL PARTNERS II L .P . P INTEGRAL CAPITAL PARTNERS III L .P . P m INTEGRAL CAPITAL PARTNERS IV L .P . P n INTEGRAL CAPITAL PARTNERS IV L .P . P o INTEGRAL CAPITAL PARTNERS V L .P . P (f) Depreciation allowed (p) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1 , 138 , 470 . 1 , 000 , 000 . 138 470 . b 1 , 150 , 640 . 991 217 . 159 423 . c 1 , 119 , 230 . 1 , 011 , 257 . 107 973 . d 520 750 . 516 535 . 4 , 215 . e 1 , 127 , 500 . 1 , 023 , 346 . 104 154 . t 172 390 . 171 091 . 1 , 299 . 135 794 . 147 323 . <11 , 529 .> n 325 137 . 362 300 . <37 163 .> 921 . 921 . 492 . 492 . k 9 , 330 . 9 , 330 . 1 7 , 414 . 7 , 414 . m 314 757 . 314 757 . n 35 , 255 . 35 , 255 . 0 13 742 . 13 , 742 . Complete only for assets showing gam m column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) U) Adjusted basis (k) Excess of col. (Q Gains (excess of col. (h) gam over col (k), (I) F .V as of 12/31169 as of 12/31/69 over col. (1), if any but not less than'-0= ) 138,470 . b 159,423 . 107,973 . 4,215 . 104,154 . f 1,299 . <11,529 . > <37,163 . > 921 . 492 . 9,330 . i 7,414 . m 314,757 . 35,255 . 13,742 .
If ain, also enter in Part I, line 7 1 2 Capital gain net income or (net capital loss) ~ Ifloss), enter'-0' in Part I, line 7 f 2 3 Net short-term capital gam or (loss) as defined m sections 1222(5) and (6) : If gam, also enter m Part I, line 8, column (c) It (loss) . enter'-O-' in Part I, line 8
223591 05-01-02 THE KENNETH T . AND EILEEN L . NORRIS CONTINUATION FOR 990-PF, PART IV FOUNDATION 95-6080374 PAGE 5 OF 5 lyl Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g ., real estate, (b, How acquired (c) Date acquired (d) Date sold P - Purchase 2-story brick warehouse, or common stock, 200 shs . MLC Co. D - Donation (mo , day, yr.) (mo , day, yr ) I la INTEGRAL CAPITAL PARTNERS V, L .P . P b INTEGRAL CAPITAL PARTNERS VI, L .P . P c WHITEHALL STREET RE LP XI P d WHITEHALL STREET RE LP XI e WHITEHALL STREET RE LP XII P f CAPITAL GAINS DIVIDENDS
(f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 83,653 . b 68,935 . 68,935 . c 549 . <549 .> d 31,275 . 31,275 . e 41,512 . 41,512 . t 1 .586 . 1,586 .
h
m n
omplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h)) U) Adjusted basis (k) Excess of col. (i) Gains (excess of col . (h) gain over col (k), (I) P.M V as of 12/31/69 as of 12/31/69 over col. (j), If any but not less than '-0-') a <83,653 . > 68,935 . <549 . > d 31,275 . 41,512 . 1,586 .
k
n 0 l If ain, also enter in Part I, line 7 1 2 Capital 9gain net income or ( net capital loss ) l If loss), enter'-0= in Part I, line 7 f z 1,854,292 . 8 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6): If gain, also enter m Part I, line 8, column (c) If (loss), enter'-0= in Part 1, line 8 N/A
223591 OS01-02 2002 DEPRECIATION AND AMORTIZATION REPORT
FORM 990-PF PAGE 1 990-PF
Asset Date use Unadjusted Bus % Reduction in Basis for Accumulated Current Amount Of No Description Acquired Method Life No Cost Or Basis Excl Basis Depreciation Depreciation Sec 179 Depreciation
1 EASEHOLD IMPROVEMENT I S L .000 16 56,322 . 56,322 . 56,322 . 0 .
FASEH{7LD IMFROiTEMEItTTS1(l 1 6 L #? .~Q16 $r70$, 8,708 . ${?i3$ . D .
3 EASEHOLD IMPROVEMENT 121586 L 10 .0016 857 . 857 . 857 . 0 .
URNZTURE & FIXTURES G9 01 8 6 .00 16 22 , 019. 22, 019 . 22,019 . 0 .
5 PAINTINGS 090186 .000 16 754 . 754 . 0 .
6 iJRIt?ITETRE & FIXTURES 12 03 8 6 y000 16 415 . 415 . 415 . fl .
7 OMPUTER SOFTWARE 122398 SL 3 .00 16 13,000 . 13,000 . 13,000 . 0 . TOTAL 990-PF PG 1 9PR 3.02r075s 0s 1.06f075 . 101,323. . 0s 0 .
228102 iaza-oz (D) - Asset disposed " ITC, Section 179, Salvage, HR 3090, Commercial Revitalization Deduction THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF .INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1
SOURCE AMOUNT
WELLS FARGO BANK - COMMERCIAL 1,179 . WELLS FARGO BANK - MONEY MARKET 4,305 .
TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A 5,484 .
FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2
CAPITAL GAINS COLUMN (A) SOURCE GROSS AMOUNT DIVIDENDS AMOUNT
CORPORATE BOND AMORTIZATION PREMIUM <212,849 .> 0 . <212,849 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME - ICP II <237 .> 0 . <237 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME - ICP III <103 .> 0 . <103 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME - ICP IV <8,197 .> 0 . <8,197 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME - ICP V <12,220 .> 0 . <12,220 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME - ICP VI <15,049 .> 0 . <15,049 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME-WHITEHALL XI <8,210 .> 0 . <8,210 .> DEDUCTIONS RELATED TO PORTFOLIO INCOME-WHITEHALL XII <16 .> 0 . <16 .> DIVIDEND INCOME - COMMON STOCK 1,226,720 . 0 . 1,226,720 . DIVIDEND INCOME - MUTUAL FUNDS 71,025 . 0 . 71,025 . DIVIDEND INCOME - PREFERRED STOCK 28,063 . 0 . 28,063 . INTEGRAL CAPITAL PARTNERS II, L .P . - INTEREST 491 . 0 . 491 . INTEGRAL CAPITAL PARTNERS III, L .P . - INTEREST 1,074 . 0 . 1,074 . INTEGRAL CAPITAL PARTNERS IV - INTEREST 15,639 . 0 . 15,639 . INTEGRAL CAPITAL PARTNERS V - DIVIDENDS 38 . 0 . 38 . INTEGRAL CAPITAL PARTNERS V - INTEREST 2,279 . 0 . 2,279 . INTEGRAL CAPITAL PARTNERS VI, L .P . - DIVIDENDS 76 . 0 . 76 . INTEGRAL CAPITAL PARTNERS VI, L .P . - INTEREST 6,111 . 0 . 6,111 . INTEREST INCOME - CORPORATE BONDS 5,421,761 . 0 . 5,421,761 .
STATEMENT S) 1, 2 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
MUNICIPAL BOND INTEREST 37,600 . 0 . 37,600 . SMALL BUSINESS ADMIN CMO 10,209 . 1,586 . 8,623 . WHITEHALL STREET R/E LTD XI - DIVIDENDS 1,715 . 0 . 1,715 . WHITEHALL STREET R/E LTD XI - INTEREST 261 . 0 . 261 . WHITEHALL STREET R/E LTD XI INTEREST 4,813 . 0 . 4,813 . WHITEHALL STREET R/E LTD XII - DIVIDENDS 133 . 0 . 133 . WHITEHALL STREET R/E LTD XII - INTEREST 771 . 0 . 771 .
TOTAL TO FM 990-PF, PART I, LN 4 6,571,898 . 1,586 . 6,570,312 .
FORM 990-PF OTHER INCOME STATEMENT 3
DESCRIPTION AMOUNT
J . LITTLE NOTE - INTEREST 3,445 . MITCHELL LOAN - INTEREST 52,500 . WHITEHALL STREET R/E LTD XI-PARTNERSHIP INCOME <55,004 .> WHITEHALL STREET R/E LTD XI-OTHER PORTFOLIO INCOME 21,019 . WHITEHALL STREET R/E LTD XI-SEC 988 LOSS <17,837 .> WHITEHALL STREET R/E LTD XI-SEC 1256 LOSS <3,270 .> WHITEHALL STREET R/E LTD XII-PARTNERSHIP INCOME 12,162 . WHITEHALL STREET REAL ESTATE L .P . XI - SEC 1231 GAIN 94,966 . WHITEHALL STREET REAL ESTATE L .P . XII-PORTFOLIO INCOME 296 . WHITEHALL STREET REAL ESTATE L .P . XII - SEC 988 GAIN 262 . WHITEHALL STREET REAL ESTATE L .P . XI - OTHER INCOME 2,023 . WHITEHALL STREET REAL ESTATE L .P . XII - SEC 1231 LOSS <6,024 .> WHITEHALL STREET R/E LTD XI-OTHER DEDUCTIONS <199 .> RESIDUALS 8,040 .
TOTAL TO FORM 990-PF, PART I, LINE 11, COLUMN A 112,379 .
FORM 990-PF ACCOUNTING FEES STATEMENT 4
(A) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
TAX RETURN PREPARATION FEES 25,953 . 2,595 . 0 .
TO FORM 990-PF, PG 1, LN 16B 25,953 . 2,595 . 0 .
STATEMENT S) 2, 3, 4 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF . OTHER PROFESSIONAL FEES STATEMENT 5
(A) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
CUSTODIAN FEES 160,504 . 160,504 . 0 .
TO FORM 990-PF, PG 1, LN 16C 160,504 . 160,504 . 0 .
FORM 990-PF TAXES STATEMENT 6
(D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
PERSONAL PROPERTY TAXES 177 . 18 . 159 . FOREIGN TAX EXPENSE 22,725 . 22,725 . 0 . EXCISE TAX 78,757 . 0 . 0 . STATE FILING FEE 10 . 0 . 0 .
TO FORM 990-PF, PG 1, LN 18 101,669 . 22,743 . 159 .
FORM 990-PF OTHER EXPENSES STATEMENT 7
(A) (B) (C) (D) EXPENSES NET INVEST- ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES
ADMINISTRATIVE 838,604 . 377,372 . 377,372 . PARKING 3,543 . 1,594 . 1,594 . INSURANCE 11,013 . 11,013 . 0 . EDUCATION 7,510 . 0 . 7,510 . REPAIRS & MAINTENANCE 4,484 . 0 . 4,484 . TELEPHONE 1,523 . 685 . 685 . OFFICE EXPENSE 4,998 . 2,249 . 2,249 . MISCELLANEOUS 737 . 302 . 410 . ENTERTAINMENT 11,325 . 0 . 11,325 .
TO FORM 990-PF, PG 1, LN 23 883,737 . 393,215 . 405,629 .
STATEMENT S) 5, 6, 7 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FOOTNOTES STATEMENT 8
THE FOLLOWING PORTION OF THIS COMPENSATION REPRESENTS AN OUTSIDE CONSULTANT FEE PAID FOR INVESTIGATING CHARITABLE ORGANIZATIONS TO WHICH THE FOUNDATION MAKES OR CONSIDERS MAKING CONTRIBUTIONS : WILLIAM G . COREY $36,000
RONALD BARNES AND WALTER ZANINO WERE INDIRECTLY COMPENSATED BY THE KENNETH T . AND EILEEN L . NORRIS FOUNDATION DURING THE TAXABLE YEAR AS EMPLOYEES OF KTN ENTERPRISES, INC ., THE CORPORATION WHICH PROVIDES MANAGEMENT SERVICES TO THE FOUNDATION . THE AMOUNT OF THEIR RELATED COMPENSATION FROM THE CORPORATION FOR THE PERIOD DECEMBER 1, 2002 THROUGH NOVEMBER 30, 2003 WAS $232,161 AND $135,427, RESPECTIVELY . RONALD BARNES IS THE SOLE OWNER OF KTN ENTERPRISES, INC .
THE COMPENSATION PAID DIRECTLY OR INDIRECTLY TO THE TRUSTEES WAS REASONABLE AND NECESSARY TO CARRY OUT THE EXEMPT PURPOSE OF THE FOUNDATION AND WAS NOT EXCESSIVE . THEREFORE, THE PAYMENTS OF COMPENSATION WERE NOT ACTS OF SELF-DEALING WITHIN THE MEANING OF REG . 53-4941(D) - (3)(C) .
STATEMENT S) 8 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF , OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9
DESCRIPTION AMOUNT
INTEGRAL CAPITAL PARTNERS V L .P . - UNREALIZED GAIN 30,873 . INTEGRAL CAPITAL PARTNERS VI, L .P . - UNREALIZED GAIN 124,371 . REVERSAL OF ACCRUAL OF UNPAID GRANTS AT 11/30/02 8,154,190 . WHITEHALL STREET REAL ESTATE L .P . XI - BOOK/TAX DIFFERENCE 103,077 .
TOTAL TO FORM 990-PF, PART III, LINE 3 8,412,511 .
FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10
DESCRIPTION AMOUNT
INTEGRAL CAPITAL PARTNERS II - UNREALIZED LOSS 35,000 . INTEGRAL CAPITAL PARTNERS III - UNREALIZED LOSS 15,359 . INTEGRAL CAPITAL PARTNERS IV L .P . - UNREALIZED LOSSES 884,381 . ACCRUAL OF UNPAID GRANTS 7,716,721 . INTEGRAL CAPITAL PARTNERS IV ., L .P . - BOOK/TAX DIFFERENCE 6,917 . INTEGRAL CAPITAL PARTNERS V ., L .P . - BOOK/TAX DIFFERENCE 10,027 . WHITEHALL STREET REAL ESTATE L .P . XII - BOOK/TAX DIFFERENCE 13,948 . WHITEHALL STREET REAL ESTATE L .P . XI - UNREALIZED LOSS 148,792 . WHITEHALL STREET REAL ESTATE L .P . XII - UNREALIZED LOSS 47,804 . INTEGRAL CAPITAL PARTNERS VI ., L .P . - BOOK/TAX DIFFERENCE 1,632 .
TOTAL TO FORM 990-PF, PART III, LINE 5 8,880,581 .
FORM 990-PF U .S . AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11
U .S . OTHER FAIR MARKET DESCRIPTION GOVT GOVT BOOK VALUE VALUE
500M ORANGE CO CA OBLIGATION X 500,000 . 560,525 . SMALL BUSINESS ADMINGTD . X 79,130 . 85,312 .
TOTAL U .S . GOVERNMENT OBLIGATIONS 79,130 . 85,312 .
TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS 500,000 . 560,525 .
TOTAL TO FORM 990-PF, PART II, LINE 10A 579,130 . 645,837 .
STATEMENT S) 9, 10, 11 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF CORPORATE STOCK STATEMENT 12
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
10000 SHS AT&T CAP 250,000 . 251,400 . 10000 SHS GUIDANT CORP . 515,249 . 567,700 . 10000 SHS NORTHERN TR CORP 417,150 . 448,900 . 10000 SHS WAL MART STORES 590,594 . 556,400 . 10000 SHS WAL MART STORES 426,513 . 556,400 . 10000 SHS HOME DEPOT 126,667 . 367,600 . 12 SHS BERKSHIRE HATHAWAY 228,150 . 1,005,000 . 1200 SHS GENERAL ELECTRIC 17,700 . 34,404 . 12000 SHS AMGEN 376,625 . 691,440 . 12000 SHS COCA-COLA 303,433 . 558,000 . 12000 SHS COCA-COLA 137,864 . 558,000 . 12000 SHS ENDESA S A ADR 40,500 . 197,520 . 12000 SHS GENERAL ELECTRIC 64,815 . 344,040 . 12000 SHS GENERAL ELECTRIC 72,720 . 344,040 . 12000 SHS GENERAL ELECTRIC 90,666 . 344,040 . 12000 SHS GENERAL ELECTRIC 177,000 . 344,040 . 12000 SHS NORTHERN TR CORP 178,125 . 538,680 . 12000 SHS SHELL TRAMS & TRADING 76,549 . 463,800 . 12000 SHS T . ROWS PRICE 166,789 . 504,480 . 12000 SHS T . ROWE PRICE 159,375 . 504,480 . 13 SHS BERKSHIRE HATHAWAY 333,593 . 1,088,750 . 28000 SHS JOHNSON & JOHNSON 355,663 . 1,380,400 . 14000 SHS MGIC INVT CORP . WIS 218,594 . 741,300 . 15000 SHS AMERICAN EXPRESS 205,874 . 685,650 . 15000 SHS AMERICAN EXPRESS 345,686 . 685,650 . 15000 SHS AMERICAN EXPRESS 385,329 . 685,650 . 5000 SHS AMERICAN EXPRESS 143,255 . 228,550 . 15000 SHS CITIGROUP, INC . 189,787 . 705,450 . 15000 SHS HOME DEPOT 79,550 . 551,400 . 16000 SHS COCA-COLA 221,892 . 744,000 . 16000 SHS GUIDANT CORP . 194,568 . 908,320 . 4000 SHS INTEL CORP . 51,688 . 134,160 . 16000 SHS INTEL CORP . 193,375 . 536,640 . 16000 SHS MICROSOFT CORP . 228,000 . 822,720 . 8000 SHS MICROSOFT CORP . 68,609 . 205,680 . 16000 SHS PROCTER & GAMBLE 204,020 . 1,539,840 . 18000 SHS GENERAL ELECTRIC 265,500 . 516,060 . 18000 SHS HOME DEPOT 103,734 . 661,680 . 18000 SHS NORTHERN TR CORP 149,100 . 808,020 . 4000 SHS EXXON 130,564 . 144,800 . 4000 SHS EXXON 86,406 . 144,800 . 4000 SHS EXXON 86,406 . 144,800 . 4000 SHS JOHNSON & JOHNSON 122,207 . 197,200 . 2000 SHS MERCK 100,126 . 81,200 . 20000 SHS CANADIAN NATL RY 231,560 . 1,187,000 . 2400 SHS GENERAL ELECTRIC 35,400 . 68,808 . 2400 SHS GENERAL ELECTRIC 35,400 . 68,808 .
STATEMENT S) 12 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
24000 INTEL CORP . 96,938 . 804,960 . 24000 SHS AMERICAN EXPRESS 269,149 . 1,097,040 . 24000 SH$ COCA-COLA 173,971 . 1,116,000 . 24000 SHS GENERAL ELECTRIC 116,663 . 688,080 . 24000 SHS GENERAL ELECTRIC 312,374 . 688,080 . 24000 SHS INTEL CORP . 186,000 . 804,960 . 24000 SHS MICROSOFT CORP . 306,420 . 1,234,080 . 24000 SHS MICROSOFT CORP . 172,875 . 1,234,080 . 24000 SHS T . ROWS PRICE 174,723 . 1,008,960 . 25000 SHS CITIGROUP, INC . 213,302 . 1,175,750 . 27000 SHS HOME DEPOT . 170,460 . 992,520 . 3000 SHS SHELL TRAMS & TRADING 55,437 . 115,950 . 30000 SHS HOME DEPOT 257,276 . 1,102,800 . 6400 SHS EXXON 138,250 . 231,680 . 32000 SHS INTEL CORP . 233,750 . 1,073,280 . 32000 SHS INTEL CORP . 386,750 . 1,073,280 . 32000 SHS MICROSOFT CORP . 334,200 . 1,645,440 . 3600 SHS GUIDANT CORP . 83,438 . 204,372 . 400 SHS GUIDANT CORP . 9,258 . 22,708 . 4000 SHS COCA-COLA 24,843 . 186,000 . 4000 SHS COCA-COLA 64,075 . 186,000 . 4000 SHS COCA-COLA 64,835 . 186,000 . 4000 SHS COLLATE PALMOLIVE 154,685 . 210,000 . 4000 SHS ENDESA S A ADR 12,290 . 65,840 . 8000 SHS JOHNSON & JOHNSON 81,875 . 394,400 . 8000 SHS JOHNSON & JOHNSON 88,675 . 394,400 . 8000 SHS JOHNSON & JOHNSON 194,250 . 394,400 . 8000 SHS JOHNSON & JOHNSON 208,902 . 394,400 . 4000 SHS NORTHERN TR CORP 102,000 . 179,560 . 4000 SHS PROCTER & GAMBLE 47,441 . 384,960 . 4000 SHS SHELL TRAMS & TRADING 181,083 . 154,600 . 40000 SHS GUIDANT CORP . 384,990 . 2,270,800 . 40000 SHS INTEL CORP . 280,000 . 1,341,600 . 48852 SHS NORTHERN TR CORP 200,000 . 2,192,966 . 5 SHS BERKSHIRE HATHAWAY 162,750 . 418,750 . 5000 SHS NORTHERN TR CORP 317,563 . 224,450 . 5148 SHS NORTHERN TR CORP 33,290 . 231,094 . 6000 SHS AMERICAN EXPRESS 69,885 . 274,260 . 6000 SHS GENERAL ELECTRIC 86,375 . 172,020 . 6000 SHS GENERAL ELECTRIC 88,500 . 172,020 . 6000 SHS GENERAL ELECTRIC 88,500 . 172,020 . 6000 SHS GENERAL ELECTRIC 88,500 . 172,020 . 6000 SHS MERCK 96,465 . 243,600 . 6000 SHS MERCK 102,633 . 243,600 . 6000 SHS MERCK 116,042 . 243,600 . 6000 SHS MERCK 120,300 . 243,600 . 6000 SHS MERCK 122,973 . 243,600 . 6000 SHS MGIC INVT CORP . WIS 117,111 . 317,700 . 6000 SHS NORTHERN TR CORP 227,250 . 269,340 . 6000 SHS SHELL TRAMS & TRADING 113,568 . 231,900 . 6000 SHS SHELL TRAMS & TRADING 158,952 . 231,900 . 6000 SHS T ROWE PRICE 207,900 . 252,240 . 1600 SHS EXXON MOBIL 34,563 . 57,920 . 800 SHS GUIDANT CORP . 43,030 . 45,416 .
STATEMENT S) 12 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
X000 SHS AMGEN 268,290 . 460,960 . 8000 SHS COCA-COLA 79,490 . 372,000 . 8000 SHS,COCA-COLA 106,994 . 372,000 . 8000 SHS COCA-COLA 160,710 . 372,000 . 8000 SHS COLLATE PALMOLIVE 105,991 . 420,000 . 8000 SHS COLLATE PALMOLIVE 127,053 . 420,000 . 4000 SHS ENDESA S A ADR 28,865 . 65,840 . 8000 SHS INTEL CORP . 96,688 . 268,320 . 16000 SHS JOHNSON & JOHNSON 87,905 . 788,800 . 8000 SHS MERCK 309,502 . 324,800 . 8000 SHS NORTHERN TR CORP 96,500 . 359,120 . 8000 SHS NORTHERN TR CORP 114,250 . 359,120 . 9000 SHS SHELL TRANS & TRADING 211,425 . 347,850 . 9200 SHS GUIDANT CORP . 496,575 . 522,284 . 10000 SHS CITIGROUP INC 200,911 . 470,300 . 6000 SHS GENERAL ELECTRIC 102,107 . 172,020 . 6000 SHS T . ROWS PRICE GROUP 166,875 . 252,240 . 10000 SHS CAPITAL AUTOMOT REIT 191,150 . 318,650 . 2310 SHS CHEVRONTEXACO 194,908 . 173,481 . 3850 SHS CHEVRONTEXACO 295,290 . 289,135 . 9240 SHS CHEVRONTEXACO 392,164 . 693,924 . 5000 SHS NORTHERN TR CORP 368,125 . 224,450 . 10000 SHS CADBURY SCHWEPPES 256,869 . 260,700 . EXPRESS SCRIPTS 282,830 . 323,500 . HEINZ H .J . 321,614 . 361,000 . INT'L FLAVORS & FRAG 331,100 . 324,700 . PROCTER & GAMBLE 454,574 . 481,200 . PROCTER & GAMBLE 450,545 . 481,200 . 10000 SHS TRANSCANADA PIPELINES 144,668 . 216,300 . 5000 SHS UNILEVER NV 310,710 . 300,500 . 10000 SHS WASHINGTON MUTUAL 350,990 . 458,100 . 20000 SHS WELLS FARGO & COMPANY 874,349 . 1,146,600 . 3000 SHS WELLS FARGO & COMPANY 91,749 . 120,393 . 4900 SHS WELLS FARGO & COMPANY 214,179 . 280,917 . 3000 SHS WELLS FARGO & COMPANY 131,100 . 171,990 . 965 SHS MEDCO HEALTH SOLUTION 17,598 . 35,155 . 12000 SHS NASDAQ 100 TR STCK FD 427,750 . 424,560 . 20000 SHS PFIZER 582,912 . 671,400 . 5000 SHS S & P 500 DEP RCPT 499,623 . 532,250 . 5000 SHS S & P 500 DEP RCPT 523,900 . 532,250 . 20000 SHS TRANSCANADA PIPELINE 323,126 . 432,600 . 10000 SHS UNITED PARCEL SVC CLB 638,850 . 727,700 . 10000 SHS 3M CO 647,000 . 790,400 . 10000 SHS ALBERTO CULVER 484,000 . 610,700 . 10000 SHS ALLIED CAP CORP 205,468 . 272,800 . 5000 SHS ALLIED CAP CORP 116,868 . 136,400 . 5000 SHS ALLIED CAP CORP 132,600 . 136,400 . 10000 SHS BED BATH & BEYOND 430,860 . 422,400 . 15000 SHS BERKLEY W R CORP 537,130 . 512,250 . 5 SHS BERKSHIRE HATHAWAY 381,055 . 418,750 . 5000 SHS BURLINGTON RES 266,050 . 251,000 . 10000 SHS CALIFORNIA WTR SVC 303,390 . 261,600 . 10000 SHS CAPITAL AUTOMOT REIT 266,240 . 318,650 . 10000 SHS CLOROX CO 474,383 . 469,200 .
STATEMENT S) 12 THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
65000 SHS COLLATE PALMOLIVE 292,500 . 262,500 . 10000 SHS ENDESA S A ADR 161,902 . 164,600 . 5000 SHS EXPRESS SCRIPTS 369,600 . 323,500 . 10000 SHS HEINZ H .J . 311,259 . 361,000 . 1275 SHS HSBC HLDGS PLC 68,096 . 96,989 . 1070 SHS HSBC HLDGS PLC 51,536 . 81,395 . 4815 SHS HSBC HLDGS PLC 198,802 . 366,277 . 4815 SHS HSBC HLDGS PLC 202,996 . 366,277 . 8025 SHS HSBC HLDGS PLC 240,160 . 610,462 . 10000 SHS KINDER MORGAN ENERGY 364,092 . 440,300 . 5000 SHS KINDER MORGAN ENERGY 197,310 . 220,150 . 10000 SHS MARSH & MCLENNAN 499,500 . 444,400 . 241 SHS MEDCO HEALTH SOLUTION 5,693 . 8,780 . 723 SHS MEDCO HEALTH SOLUTION 6,840 . 26,339 . 723 SHS MEDCO HEALTH SOLUTION 5,485 . 26,339 . 724 SHS MEDCO HEALTH SOLUTION 6,992 . 26,375 . 724 SHS MEDCO HEALTH SOLUTION 6,598 . 26,375 . 724 SHS MEDCO HEALTH SOLUTION 5,836 . 26,375 . 5000 SHS TRANSCANADA PIPELINE 73,266 . 108,150 . 5000 SHS TRANSCANADA PIPELINE 73,230 . 108,150 . 5000 SHS WASHINGTON MUTUAL 210,362 . 229,050 . 10000 SHS ANNALY MTG MGMT 0 . 0 . 1500 SHS HOME DEPOT 0 . 0 . 1503 SHS HOME DEPOT 0 . 0 . 5000 SHS HOME DEPOT 0 . 0 . 2000 SHS HOUSEHOLD INTL 0 . 0 . 9000 SHS HOUSEHOLD INTL 0 . 0 . 9000 SHS HOUSEHOLD INTL 0 . 0 . 15000 SHS HOUSEHOLD INTL 0 . 0 . 2000 SHS MICROSOFT CORP . 0 . 0 . 16000 SHS MICROSOFT CORP . 0 . 0 . 5000 SHS PARTNERRE LTD PFD 8$ 0 . 0 . 400 SHS SCHERING PLOUGH 0 . 0 . 1600 SHS SCHERING PLOUGH 0 . 0 . 8000 SHS SCHERING PLOUGH 0 . 0 . 20000 SHS SCHERING PLOUGH 0 . 0 .
TOTAL TO FORM 990-PF, PART II, LINE lOB 36,387,601 . 79,813,338 .
FORM 990-PF CORPORATE BONDS STATEMENT 13
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
1090M ALLSTATE CORP . 1,092,151 . 1,262,841 . 400M ANHEUSER BUSCH CO 394,016 . 412,220 . 1000M ASSOCIATES CORP NA 904,179 . 1,105,150 . 1000M ASSOCIATES CORP NA 917,250 . 1,105,150 . 400M CREDIT SUISSE FB USA 431,388 . 432,848 . 500M GOLDMAN SACHS GRP 515,246 . 523,270 . 1150M BANKAMERICA CORP 1,155,414 . 1,274,419 .
STATEMENT S) 12, 13 " THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
1000M BANKAMERICA CORP 983,550 . 1,087,720 . 1000M BANKBOSTON NA 992,060 . 1,124,680 . 50M BANKBOSTON NA 49,643 . 55,303 . 500M BANKBOSTON NA MTN 502,190 . 551,620 . 500M BANKBOSTON NA MTN 483,095 . 551,620 . 300M BANKERS TR NY CORP 297,990 . 328,113 . 300M BANKERS TR NY CORP 295,185 . 341,739 . 1000M BEAR STEARNS COS 1,004,058 . 1,042,520 . 300M BEAR STEARNS COS 302,491 . 335,940 . 500M BEAR STEARNS COS 474,590 . 559,425 . 650M BEAR STEARNS COS 659,205 . 727,253 . 500M INTL LEASE FINANCE 522,614 . 535,255 . 1000M BELLSOUTH CAP FUNDING 1,011,438 . 1,175,220 . 500M BERKLEY W R CORP 537,350 . 607,870 . 500M CHASE CAP 11 494,140 . 448,605 . 500M CIT GROUP INC 503,807 . 540,145 . 600M CITICORP 615,900 . 678,498 . 1300M COCA COLA ENTERPRISE 1,281,930 . 1,497,509 . 500M COLUMBIA GAS SYS INC 479,040 . 537,530 . 500M COMERICA BANK 482,670 . 559,600 . 300M COMMONWEALTH EDISON 299,724 . 336,921 . 500M COMPUTER SCIENCES CO 509,272 . 546,225 . 500M NATIONWIDE FINANCIAL 538,667 . 530,755 . 390M COUNTRYWIDE MTN 390,709 . 410,631 . 600M DAIMLERCHRYSLER 614,572 . 654,072 . 500M FIRST BANK NATL 501,125 . 514,320 . 300M FIRST SEC CORP 300,365 . 335,820 . 1000M FIRST UN NATL BANK 1,010,893 . 1,192,010 . 500M FLEET FINL GRP INC 502,218 . 518,780 . 1000M FORD MOTOR CREDIT 1,003,724 . 1,066,710 . 500M FORD MOTOR CREDIT CO 502,673 . 526,480 . 1000M FORD MOTOR CREDIT CO 1,008,842 . 1,057,900 . 500M GENERAL MOTORS ACCEP 487,340 . 526,990 . 1000M GENERAL MOTORS ACCEP 993,080 . 1,053,980 . 205M BANKAMERICA CORP 0 . 0 . 300M GMAC 289,500 . 316,290 . 500M GOLDMAN SACHS 498,390 . 532,490 . 725M GOLDMAN SACHS 715,923 . 801,807 . 800M GOLDMAN SACHS GRP 766,648 . 898,984 . 200M GTE CORP 199,936 . 218,750 . 1000M HARTFORD FINL SERV 968,400 . 1,104,270 . 1150M HOUSEHOLD FIN CORP . 1,054,148 . 1,267,990 . SOOM HOUSEHOLD FIN NOTE 489,670 . 542,675 . 750M HOUSEHOLD FINANCE 778,097 . 843,923 . 500M HOUSEHOLD FINANCE CO 548,173 . 596,285 . 1000M HSBC HLDINGS 988,730 . 1,162,240 . 500M JP MORGAN CHASE & CO 487,110 . 551,540 . 500M LEHMAN BROS HOLDINGS 491,635 . 542,075 . 600M LEHMAN BROS HOLDINGS 604,652 . 694,980 . 1000M LOWES COS INC . 1,013,708 . 1,106,500 . 250M MATTEL INC 249,698 . 253,583 . 800M MERRILL LYNCH & CO 778,048 . 872,920 . 1200M JP MORGAN & CO . 1,115,676 . 1,310,604 . 300M NATIONSBANK CORP . 287,859 . 312,729 .
STATEMENT S) 13 "~ THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
250M NATIONSBANK CORP . 249,483 . 264,225 . 1230M NBD BANKCORP, INC . 1,224,551 . 1,380,158 . 1300M NEW YORK TEL CO 1,202,175 . 1,403,051 . 564M ORACLE CORP . 567,682 . 623,333 . 1000M PACIFICORP . 965,910 . 1,069,680 . 500M PAINE WEBBER GROUP 509,089 . 546,850 . 250M PUBLIC SVC ELEC & GAS 255,155 . 273,855 . 1000M REPUBLIC NY CORP . 1,047,638 . 1,161,500 . 300M SALOMON SMITH BARNEY 301,973 . 321,369 . 300M SALOMON SMITH BARNEY 299,733 . 338,529 . 1000M CHARLES SCHWAB CORP . 944,170 . 1,093,310 . 600M SEARS ROEBUCK 566,694 . 662,496 . 1000M SEARS ROEBUCK ACCEP 906,300 . 1,091,820 . 600M SHERWIN WILLIAMS 600,000 . 665,430 . 300M TEXAS UTILS ELEC 300,946 . 306,414 . 500M TRAMS-CANADA PL 473,490 . 548,670 . 800M UNION OIL CO CALIF 803,872 . 913,416 . 500M VERIZON GLOBAL FDG 534,345 . 571,385 . 1000M WACHOVIA CORP NEW 911,650 . 1,109,000 . 250M WAL MART 249,418 . 285,450 . 500M WELLS FARGO 475,990 . 550,270 . 500M WELLS FARGO 476,630 . 550,270 . 500M WELLS FARGO & CO 470,630 . 555,230 . 500M WEST TEX UTILS 503,573 . 570,775 . 400M HANKBOSTON NA 407,566 . 441,296 . 300M BOEING CAP CORP 309,257 . 320,097 . 500M BOEING CAP CORP 527,519 . 572,505 . 500M BOEING CAP CORP 500,000 . 502,870 . 500M BRISTOL-MYERS SQUIBB 525,855 . 536,420 . 1000M CHASE MANHATTAN CORP 1,084,443 . 1,180,420 . 500M CITIGROUP INC 504,344 . 532,890 . 500M CREDIT SUISSE FB USA 510,463 . 537,590 . 500M CREDIT SUISSE FB USA 495,585 . 541,060 . 500M DAIMLERCHRYSLER 491,350 . 545,060 . 500M FIRST TENN BANK MTN 507,301 . 540,365 . 500M GENERAL ELEC CAP CORP 505,459 . 534,180 . SOOM GOLDMAN SACHS GROUP 517,091 . 554,925 . 500M GOLDMAN SACHS GROUP 535,266 . 561,865 . 500M GTE CALIFORNIA INC 511,364 . 555,025 . 500M GTE CALIFORNIA INC 525,397 . 528,185 . 500M HEWLETT PACKARD 532,806 . 553,610 . 500M HOUSEHOLD FIN CORP 499,435 . 551,195 . 500M INTL LEASE FIN 500,807 . 537,490 . 500M MORGAN ST DEAN WITTE 546,065 . 595,990 . SOOM MORGAN ST DEAN WITTE 520,009 . 556,880 . 1000M MORGAN STANLEY DEAN 1,031,893 . 1,122,310 . 500M NATIONWIDE FINANCIAL 525,191 . 530,755 . 500M SBC COMMUNICATIONS 510,712 . 534,630 . 500M SEARS ROEBUCK 494,140 . 552,195 . 500M TEMPA ELECTRIC 523,839 . 536,310 . 500M VERIZON GLOBAL FDG 524,147 . 571,385 . 500M VERIZON NEW JERSEY 477,070 . 527,445 . 360M ALCOA INC 415,877 . 418,921 . 500M DOW CHEM CO 500,000 . 485,505 .
STATEMENT S) 13 . " THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
~b00M MAY DEPARTMENT STORE 573,234 . 579,280 . 400M MORGAN STANLEY 411,576 . 404,908 . 500M SLM,CORP 504,272 . 505,225 . 1000M ALBERTSONS INC . 0 . 0 . 310M BANC ONE CORP 0 . 0 . 75M BANRAMERICA CORP 0 . 0 . 400 BEAR STEARNS 0 . 0 . 250M CAMBELL SOUP 0 . 0 . 1000M CITICORP MN 0 . 0 . 400M COUNTRYWIDE FDG MTN 0 . 0 . 1000M CREDIT SUISSE FB USA 0 . 0 . 500M ELECTRONIC DATA SYS 0 . 0 . 1000M EQUITABLE COS 0 . 0 . 1000M FIRST UN CORP 0 . 0 . 1000M FORD MTR CR CORP 0 . 0 . 250 FORTUNE BRANDS 0 . 0 . 500M GMAC 0 . 0 . 300M GMAC NT 0 . 0 . 1000M HOUSEHOLD FINANCE 0 . 0 . 500M LEHMAN BROS HOLDINGS 0 . 0 . 50M MERRILL LYNCH MTNH 0 . 0 . 400M MORGAN STANLEY GRP 0 . 0 . 500M MORGAN STANLEY GRP 0 . 0 . 250M ONTARIO PROV CDA 0 . 0 . 1000M TARGET CORP 0 . 0 . 125M WACHOVIA CORP NEW 0 . 0 . 250M WAL MART 0 . 0 . 300M WELLS FARGO 0 . 0 .
TOTAL TO FORM 990-PF, PART II, LINE lOC 70,762,225 . 78,009,565 .
FORM 990-PF MORTGAGE LOANS STATEMENT 14
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
MORTGAGE LOANS 360,000 . 360,000 .
TOTAL TO FORM 990-PF, PART II, LINE 12 360,000 . 360,000 .
STATEMENT S) 13, 14 " THE KENNETH T . AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF , OTHER INVESTMENTS STATEMENT 15
FAIR MARKET DESCRIPTION BOOK VALUE VALUE
46555 SHS AMERICAN FUNDS NEW PERSPECTIVE FUND 500,000 . 1,081,013 . 19142 SHS AMERICAN FUNDS NEW PERSPECTIVE FUND 250,000 . 444,480 . 16119 SHS AMERICAN FUNDS EURO PAC GROWTH FUND 250,000 . 462,927 . INTEGRAL CAPITAL PARTNERS, II 46,393 . 0 . INTEGRAL CAPITAL PARTNERS, III 36,551 . 18,638 . INTEGRAL CAPITAL PARTNERS, IV 649,822 . 493,790 . INTEGRAL CAPITAL PARTNERS, V 918,964 . 1,197,492 . WHITEHALL STREET REAL ESTATE L .P . XI 721,438 . 740,487 . WHITEHALL STREET REAL ESTATE L .P . XII 53,335 . 53,335 . INTEGRAL CAPITAL PARTNERS VI 2,182,796 . 2,502,038 . 5000 SHS SALOMON BROS HIGH INC FD II 57,250 . 63,550 . 5000 SHS SALOMON BROS HIGH INC FD II 57,100 . 63,550 . 10000 SHS SALOMON BROS HIGH INC FD II 114,700 . 127,100 . 10000 SHS SALOMON BROS HIGH INC FD II 114,780 . 127,100 .
TOTAL TO FORM 990-PF, PART II, LINE 13 5,953,129 . 7,375,500 .
FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 16
COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE
LEASEHOLD IMPROVEMENTS 56,322 . 56,322 . 0 . LEASEHOLD IMPROVEMENTS 8,708 . 8,708 . 0 . LEASEHOLD IMPROVEMENTS 857 . 857 . 0 . FURNITURE & FIXTURES 22,019 . 22,019 . 0 . PAINTINGS 754 . 0 . 754 . FURNITURE & FIXTURES 415 . 415 . 0 . COMPUTER SOFTWARE 13,000 . 13,000 . 0 .
TOTAL TO FM 990-PF, PART II, LN 14 102,075 . 101,321 . 754 .
STATEMENT S) 15, 16 0 THE KENNETH T. AND EILEEN L . NORRIS FOUN 95-6080374
FORM 990-PF, PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 17 TRUSTEES AND FOUNDATION MANAGERS
EMPLOYEE TITLE AND COMPEN- BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT
HARLYNE J . NORRIS TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
WILLIAM G . COREY, M .D . TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 40,000 . 0 . 0 . LONG BEACH, CA 90802
RONALD R . BARNES EXECUTIVE DIRECTOR 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
LISA HANSEN TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
WALTER ZANINO TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
BRADLEY K . NORRIS TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 3,000 . 0 . 0 . LONG BEACH, CA 90802
JAMES MARTIN TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
KIMBERLEY PRESLEY TRUSTEE 11 GOLDEN SHORE, SUITE 450 PART 4,000 . 0 . 0 . LONG BEACH, CA 90802
TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 67,000 . 0 . 0 .
STATEMENT S) 17