l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 Under section 501 (c), 527, or 4947( a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) 2 00 6_ Department of the Open Iµ The organization may have to use a copy of this return to satisfy state reporting requirements Treasury Inspection Internal Revenue Service A For the 2006 calendar year, or tax year beginning 01 -01-2006 and ending 12 -31-2006 C Name of organization D Employer identification number B Check if applicable Please AMERICAN SOCIETY FOR THE PREVENTION OF 1 Address change use IRS CRUELTY TO ANIMALS 13-1623829 label or Number and street (or P 0 box if mail is not delivered to street address) Room/suite E Telephone number F Name change print or type . See 424 EAST 92ND STREET (212) 876-7700 1 Initial return Specific Instruc - City or town, state or country, and ZIP + 4 FAccounting method F_ Cash F Accrual F_ Final return tions . NEW YORK, NY 101286804 (- Other (specify) F (- Amended return
F_ Application pending * Section 501(c)(3) organizations and 4947(a)(1) nonexempt charitable H and I are not applicable to section 527 organizations trusts must attach a completed Schedule A (Form 990 or 990-EZ). H(a) Is this a group return for affiliates? F Yes F No H(b) If "Yes" enter number of affiliates lµ G Web site : 1* AS P C A 0 RG H(c) Are all affiliates included? F Yes F No (If "No," attach a list See instructions ) I Organization type (check only one) lµ ?!+ 501(c ) (3) -4 (insert no ) (- 4947(a)(1) or F_ 527 H(d) Is this a separate return filed by an organization K Check here lµ F- if the organization is not a 509(a)(3) supporting organization and its gross receipts are covered by a group ruling? (- Yes No normally not more than 25,000 A return is not required, but if the organization chooses to file a return, be sure to file a complete return I Group Exemption Number Ir
M Check lµ F if the organization is not required to L Gross receipts Add lines 6b, 8b, 9b, and 10b to line 12 Ir 90,701,264 attach Sch B (Form 990, 990-EZ, or 990-PF) n i Revenue . Expenses. and Chances in Net Assets or Fund Balances (See the instructions.) 1 Contributions, gifts, grants, and similar amounts received a Contributions to donor advised funds la
b Direct public support (not included on line 1a) . lb 49,755,136
c Indirect public support (not included on line 1a) . 1c 1,348,358 d Government contributions (grants) (not included on line 1a) ld
51,103,494 e Total (add lines la through 1d) (cash $ 49,019,994 noncash $ 2 ,083,500 1e 2 Program service revenue including government fees and contracts (from Part VII, line 93) 2 8,785,851 3 Membership dues and assessments 3
4 Interest on savings and temporary cash investments 4 117,951
5 Dividends and interest from securities 5 4,252,516
6a Gross rents 6a 125,859
b Less rental expenses 6b 137,945
c Net rental income or (loss) subtract line 6b from line 6a . 6c -12,086 7 Other investment income (describe 1 ) 7
8a Gross amount from sales of assets (A) Securities (B) Other w a other than inventory 12,572,780 8a 1,175,000
b Less cost or other basis and sales expenses 11,364,092 8b 1,506,000
c Gain or (loss) (attach schedule) 1,208,688 Sc -331,000
d Net gain or (loss) Combine line 8c, columns (A) and (B) ...... 8d 877,688
9 Special events and activities (attach schedule) If any amount is from gaming , check here IrF-
a Gross revenue (not including $ of contributions reported on line 1b) 9a 880,875 b Less direct expenses other than fundraising expenses . 9b 829,722
c Net income or (loss) from special events Subtract line 9b from line 9a . c 1,153
10a Gross sales of inventory, less returns and allowances 10a 721,692
b Less cost of goods sold 10b 546,344
c Gross profit or (loss) from sales of inventory (attach schedule) Subtract line 10b from line 10a 10c 175,348 11 Other revenue (from Part VII, line 103) 11 10,965,246
12 Total revenue Add lines le, 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11 ...... 12 76,317,161
13 Program services (from line 44, column (B)) ...... 13 50,689,117
14 Management and general (from line 44, column (C)) ...... 14 1,187,768
Fu 15 Fundraising (from line 44, column (D)) ...... 15 9,538,560 CL 16 Payments to affiliates (attach schedule) 16
17 TotalexpensesAdd lines 16 and 44, column (A) ...... 17 61,415,445
18 Excess or (deficit) for the year Subtract line 17 from line 12 . 18 14,901,716
19 Net assets or fund balances at beginning of year (from line 73, column (A)) 19 93,395,691
20 Other changes in net assets or fund balances (attach explanation) 20 230,273 21 Net assets or fund balances at end of year Combine lines 18, 19, and 20 . 21 108,527,680
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions . Cat No 11282Y Form 990 (2006) Form 990 (2006) Page 2 RIEULEM Statement of All organizations must complete column (A) Columns (B), (C), and (D) are required for section Functional Expenses 501(c)(3) and (4) organizations and section 4947(a)(1) nonexempt charitable trusts but optional for others (See the instructions.)
Do not include amounts reported on line (B) Program ( C) Management (A) Total D) Fundraising 6b, 8b, 9b, 1Ob, or 16 of Part I. services and general (
22a Grants paid from donor advised funds ( attach Schedule) (cash $ 0 noncash $ 0 If this amount includes foreign grants, check here I* F 22a
22 b Other grants and allocations ( attach schedule) (cash $ 7, 557,497 noncash $390,640 If this amount includes foreign grants, check here I* F 22b 7,948,137 7,948,137 2 3 Specific assistance to individuals ( attach schedule) 23
24 Benefits paid to or for members (attach schedule) 24
25a Compensation of current officers, directors , key employees etc Listed in Part V-A ( attach schedule ) 25a 1,111,180 789,465 80,380 241,335 b Compensation of former officers, directors , key employees etc listed in Part V-B ( attach schedule ) . 25b c Compensation and other distributions not icluded above to disqualified persons ( as defined under section 4958 ( f)(1)) and persons described in section 4958 ( c)(3)(B) (attach schedule) 25c 26 Salaries and wages of employees not included on lines 25a , b and c 26 17,812,632 15,711,533 471,604 1,629,495 27 Pension plan contributions not included on lines 25a, b and c 27 1,562,846 1,387,297 36,905 138,644 28 Employee benefits not included on lines 25a - 27 28 2,581,810 2,291,802 60,968 229,040 29 Payroll taxes 29 1,385,508 1,229,879 32,717 122,912
30 Professional fundraising fees 30 844,222 844,222
31 Accounting fees 31 96,200 81 ,779 6,032 8,389
32 Legal fees 32 142,400 30,534 111,566 300
33 Supplies 33 1,105,859 1,077,779 9,831 18,249
34 Telephone 34 501,971 445,909 10,620 45,442
35 Postage and shipping 35 562,103 530,124 4,095 27,884
36 Occupancy 36 2,086,205 1,922,589 34,652 128,964
37 Equipment rental and maintenance 37 893,735 831,339 26,598 35,798
38 Printing and publications 38 481,450 466,019 2,274 13,157
39 Travel 39 959,468 878,187 23,145 58,136
40 Conferences , conventions , and meetings 40 584,819 529,577 15,447 39,795 41 Interest 41
42 Depreciation , depletion, etc ( attach schedule ) 42 1,282,252 1,204,496 16,450 61,306 43 Other expenses not covered above ( itemize)
a INSURANCE 43a 508,373 470,874 10,176 27,323 b DIRECT MAIL COSTS 43b 11,545 ,721 6,126,397 34,006 5,385,318
c VETERINARY & MEDICAL SVCS 43c 1,933,824 1,933,824
d ADVERTISING/OTHER PRO F SVCS 43d 2,474,221 1,935,908 84,430 453,883
e MEDIA PRODUCTIONS 43e 2,515,589 2,515,589
f MISCELLANEOUS 43f 385,814 350,080 6,766 28,968
g INVESTMENT MGMT FEES 43g 109,106 109,106 44 Total functional expenses . Add lines 22a through 43g (Organizations completing columns (B)-(D), carry these totals to lines 13- 15) 44 61,415,445 50,689,117 1,187,768 9,538,560 Joint Costs . Check I* F if you are following SOP 98-2 Are any joint costs from a combined educational campaign and fundraising solicitation reported in (B) Program services ' P* F Yes fl No If "Yes," enter ( i) the aggregate amount of these joint costs $ , ( ii) the amount allocated to Program services $ (iii) the amount allocated to Management and general $ , and (iv ) the amount allocated to Fundraising $
Form 990 (2006) Form 990 ( 2006) Page 3 f iii Statement of Program Service Accomplishments (See the instructions.) Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization How the public perceives an organization in such cases may be determined by the information presented on its return Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's programs and accomplishments
Program Service What is the organization's primary exempt purpose? Prevention of Cruelty to Animals Expenses All organizations must describe their exempt purpose achievements in a clear and concise manner State the number of clients served, (Required for 501(c)(3) and publications issued, etc Discuss achievements that are not measurable (Section 501(c)(3) and (4) organizations and 4947(a)(1) nonexempt (4) orgs , and 4947(a)(1) charitable trusts must also enter the amount of grants and allocations to others trusts, but optional for others
a ANIMAL HOSPITAL AND MOBILE VETERINARY CLINICS See Statements 1-10
(Grants and allocations $ 40,389) If this amount includes foreign grants, check here J* F- 8,903,661 b ANIMAL POISON CONTROL CENTER See Statements 1-10
(Grants and allocations $ 600) If this amount includes foreign grants, check here J* F 4,416,104 c HUMANE EDUCATION See Statements 1-10
(Grants and allocations $ 7,752,331) If this amount includes foreign grants, check here J* F- 20,994,928 d COMMUNICATIONS See Statements 1-10
(Grants and allocations $ ) If this amount includes foreign grants, check here J* F 5,477,553 e Other program services (attach schedule) (Grants and allocations $ ) If this amount includes foreign grants, check here J* F-
f Total of Program Service Expenses (should equal line 44, column (B), Program services) . 1* 50,689,117 Form 990 (2006) Form 990 (2006) Page 4
Balance Sheets (See the instructions.)
Note : Where required, attached schedules and amounts within the description (A) (B) column should be for end-of-year amounts only. Beginning of year End of year 45 Cash-non-interest-bearing 1,447,154 45 1,761,320
46 Savings and temporary cash investments 15,113,649 46 7,856,934
47a Accounts receivable 47a 3,828,076
b Less allowance for doubtful accounts 47b 47,708 2,185,810 47c 3,780,368
48a Pledges receivable . . . . . 48a 150,000
b Less allowance for doubtful accounts 48b 200,000 48c 150,000
49 Grants receivable 0 49 497,044 50a Receivables from current and former officers, directors, trustees, and key employees (attach schedule) 50a b Receivables from other disqualified persons (as defined under section 4958(c)(3)(B) (attach schedule) 50b
51a Other notes and loans receivable (attach schedule) ...... 51a b Less allowance for doubtful accounts 51b 51c a' 52 Inventories for sale or use 141,941 52 304,216
53 Prepaid expenses and deferred charges 1,131,171 53 1,124,979
54a Investments-publicly-traded securities Ir F-Cost F FMV 45,771,685 54a 60,184,048
b Investments-other securities (attach schedule) Ir F-Cost F FMV 1,663,196 54b 5,412,141
55a Investments-land, buildings, and equipment basis . . . . . 55a b Less accumulated depreciation (attach schedule) ...... 55b 55c 56 Investments-other (attach schedule) 56
57a Land, buildings, and equipment basis 57a 32,887,737 b Less accumulated depreciation (attach 10,498,530 schedule) ...... 57b 21,610,658 57c 22,389,207 58 Other assets, including program-related investments (describe Ir 14,146,137 58 15,021,455
59 Total assets (must equal line 74) Add lines 45 through 58 . 103,411,401 59 118,481,712
60 Accounts payable and accrued expenses 4,867,898 60 4,090,753
61 Grants payable 0 61 2,835,077
62 Deferred revenue 1,417,749 62 1,049,681 63 Loans from officers, directors, trustees, and key employees (attach schedule) ...... 63 64a Tax-exempt bond liabilities (attach schedule) 64a b Mortgages and other notes payable (attach schedule) 64b
65 Other liablilities (describe Ir ) 3,730,063 65 1,978,521
66 Total liabilities Add lines 60 through 65 10,015,710 66 9,954,032 Organizations that follow SFAS 117, check here Ir and complete lines 67 through 69 and lines 73 and 74 67,508,121 67 86,951,620 CD 67 Unrestricted 68 Temporarily restricted 10,996,434 68 5,809,606
69 Permanently restricted 14,891,136 69 15,766,454 Organizations that do not follow SFAS 117, check here Ir F- and LL_ complete lines 70 through 74 Z5 70 Capital stock, trust principal, or current funds 70 71 Paid-in or capital surplus , or land , building , and equipment fund . 71 CD 72 Retained earnings, endowment, accumulated income, or other funds 72 73 Total net assets or fund balances Add lines 67 through 69 or lines 70 through 72 (Column ( A) must equal line 19 and column ( B) must equal line 21) . 93,395,691 73 108,527,680
74 Total liabilities and net assets / fund balances Add lines 66 and 73 103,411,401 74 118,481,712 Form 990 (2006) Form 990 (2006) Page 5 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return (See the instructions. ) a Total revenue, gains, and other support per audited financial statements a 61,513,956 b Amounts included on line a but not on Part I, line 12
1 Net unrealized gains on investments bl 1,832,747 2 Donated services and use of facilities . b2
3 Recoveries of prior year grants b3
4 Other (specify) IU b4 877,344
Add lines blthrough b4 ...... b 2,710,091
c Subtract line bfrom line a . c 58,803,865 d Amounts included on Part I, line 12, but not on line a
1 Investment expenses not included on Part I, line 109,106 6b . dl
2 Other (specify) d2 17,404,190
Add lines dl and d2 ...... d 2,710,091
e Total revenue (Part I, line 12) Add lines c and 76,317,161 d . e Reconciliation of Ex p enses p er Audited Financial Statements With Ex p enses er Return a Total expenses and losses per audited financial statements a 61,852,683 b Amounts included on line a but not on Part I, line 17 1 Donated services and use of facilities . bl
2 Prior year adjustments reported on Part I, line 20 b2 3 Losses reported on Part I, line 20 b3
4 Other (specify) IU b4 546,344
Add lines blthrough b4 ...... b 546,344
c Subtract line b from line a ...... C 61,306,339 d Amounts included on Part I, line 17, but not on line a:
1 Investment expenses not included on Part I, line 109,106 6b . dl
2 Other (specify) d2
Add lines dl and d2 ...... d 109,106
e Total expenses (Part I, line 17) Add lines c and 61,415,445 d . e VINTST Current Officers , Directors , Trustees, and Key Employees (List each person who was an officer, director, trustee, or key employee at any time during the year even if they were not compensated.) (See the
Form 990 (2006) Form 990 (2006) Page 6 Current Officers , Directors , Trustees, and Key Employees (continued) Yes No 75a Enter the total number of officers, directors, and trustees permitted to vote on organization business at board
meetings ...... F25 b Are any officers, directors, trustees, or key employees listed in Form 990, Part V-A, or highest compensated employees listed in Schedule A, Part I, or highest compensated professional and other independent contractors listed in Schedule A, Part II-A or II-B, related to each other through family or business relationships? If "Yes," attach a statement that identifies the individuals and explains the relationship(s) . 75b No
c Do any officers, directors, trustees, or key employees listed in Form 990, Part V -A, or highest compensated employees listed in Schedule A, Part I, or highest compensated professional and other independent
contractors listed in Schedule A, Part II-A or II-B, receive compensation from any other organizations, whether tax exempt or taxable, that are related to the organization? See the instructions for the definition of "related 75c No organization" .F If "Yes," attach a statement that includes the information described in the instructions d Does the organization have a written conflict of interest policy? ...... 75d Yes Former Officers, Directors, Trustees, and Key Employees That Received Compensation or Other Benefits (If any former officer, director, trustee, or key employee received compensation or other benefits (described below) during the year, list that person below and enter the amount of compensation or other benefits in the appropriate column. See the Instructions.) (D) Contributions to (C) Compensation employee benefit plans (E) Expense account and (A) Name and address (B) Loans and Advances (If not paid enter -0- and deferred compensation other allowances plans
LOW Other Information (See the instructions .) Yes No 76 Did the organization make a change in its activities or methods of conducting activities? If "Yes," attach a
detailed statement of each change 76 N o
77 Were any changes made in the organizing or governing documents but not reported to the IRS? 77 Yes
If "Yes," attach a conformed copy of the changes
78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return? . 78a N o b If "Yes," has it filed a tax return on Form 990 -T for this year? 78b 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If "Yes," attach
a statement 79 N o 80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership,
governing bodies, trustees, officers, etc , to any other exempt or nonexempt organization? , 80a N o
b If "Yes," enter the name of the organization J*
and check whether it is fl exempt or fl nonexempt 81a Enter direct or indirect political expenditures (See line 81 instructions 81a 0-
b Did the organization file Form 1120 -POL for this year? 1b o
Form 990 (2006) Form 990 (2006) Page 7 LOW Other Information (continued) Yes No 82a Did the organization receive donated services or the use of materials, equipment, or facilities at no charge or at substantially less than fair rental value? 82a No
b If "Yes," you may indicate the value of these items here Do not include this amount as revenue in Part I or as an expense in Part II (See instructions in Part III ) 1 82b
83a Did the organization comply with the public inspection requirements for returns and exemption applications? 83a Yes b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? 83b Yes
84a Did the organization solicit any contributions or gifts that were not tax deductible? 84a N o b If "Yes," did the organization include with every solicitation an express statement that such contributions or
gifts were not tax deductible? 84b 85 501(c)(4), (5), or(6) organizations, a Were substantially all dues nondeductible by members? . . 85a b Did the organization make only in-house lobbying expenditures of$2,000 or less? 85b If "Yes," was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed the prior year
c Dues assessments, and similar amounts from members ...... 85c
d Section 162(e) lobbying and political expenditures 85d
e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices 85e
f Taxable amount of lobbying and political expenditures (line 85d less 85e) . 85f
g Does the organization elect to pay the section 6033(e) tax on the amount on line 85f7 85g
h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85fto its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year? 85h
86 501 (c)(7) orgs. Enter a Initiation fees and capital contributions included on line 12 86a 0
b Gross receipts , included on line 12, for public use of club facilities . . . . 86b 0
87 501 (c)(12) orgs. Enter a Gross income from members or shareholders . . . 87a 0
b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ) ...... 87b 0
88a At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership, or an entity disregarded as separate from the organization under Regulations sections 301 7701-2 and 301 7701-3'' If "Yes," complete Part IX 88a No
b At any time during the year, did the organization directly or indirectly own a controlled entity within the meaning of section 512(b)(13)'' If yes complete Part XI
88b N o
89a 501 (c)(3) organizations Enter Amount of tax imposed on the organization during the year under section 4911 F 0 , section 4912 F 0 , section 4955 F 0
b 501 (c)(3) and 501(c)(4) orgs. Did the organization engage in any section 4958 excess benefit transaction during the year or did it become aware of an excess benefit transaction from a prior year? If "Yes ," attach a statement explaining each transaction 89b No c Enter A mount of tax imposed on the organization managers or disqualified persons during the year under sections 4912, 4955, and 4958 . 1* 0 d Enter A mount of tax on line 89c, above, reimbursed by the organization . . . I* 0 e All organizations. At any time during the tax year was the organization a party to a prohibited tax shelter transaction? 89e N o f All organizations. Did the organization acquire direct or indirect interest in any applicable insurance contract?
89f N o
g Forsupporting organizations and sponsoring organizations maintaining donor advised funds. Did the supporting organization, or a fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
89g N o 90a List the states with which a copy of this return is filed J* See Additional Data Table
b Number of employees employed in the pay period that includes March 12, 2006 ( See 90b 392 instructions ) ...... 91a The books are in care of 1* ASPCA Telephone no 1* (212 ) 876-7700
424 EAST 92ND STREET Located at 1* NEW YORK, NY ZIP +4 1* 10128 b At any time during the calendar year, did the organization have an interest in or a signature or other authority over a financial account in a foreign country (such as a bank account, securities account, or other financial Yes No account)? 91b N o If "Yes," enter the name of the foreign country J* See the instructions for exceptions and filing requirements for Form TD F 90-22 .1, Report of Foreign Bank and Financial Accounts
Form 990 (2006) Form 990 (2006) Page 8 LOW Other Information (continued) Yes No c At any time during the calendar year, did the organization maintain an office outside of the United States? 91c No
If "Yes," enter the name of the foreign country J* 92 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 in lieu of Form 1041 -Check here . F and enter the amount of tax-exempt interest received or accrued during the tax year . 92 Anal sis of Income - Producin g Activities (See the instructions, Note : Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (E) Related or (B) Exclusion (D) exempt function Business Amount Amount cod e cod e income 93 Program service revenue a ANIMAL HOSPITAL AND CLINICS 3,925,530
b AMERICAN POISON CO NTROL CENTER 4,437,085
c ANIMAL PLACEMENT FEES 331,204
d ANIMAL BEHAVIOR TRAINING FEES 92,032
e
f Medicare / Medicaid payments
g Fees and contracts from government agencies
94 Membership dues and assessments . . 95 Interest on savings and temporary cash investments 14 117,951 96 Dividends and interest from securities . 14 4,252,516 97 Net rental income or ( loss) from real estate a debt-financed property b non debt -financed property 16 -12,086
98 Net rental income or (loss) from personal property 99 Other investment income . . 100 Gain or (loss) from sales of assets other than inventory 18 877,688 101 Net income or (loss ) from special events 01 51,153 102 Gross profit or ( loss) from sales of inventory 175,348
103 Other revenue a ROYALTIES/LICENSE ^L 15 1,669,755
b LIST SALES ^L 13 240,479
c EMINENT DOMAIN REC 01 9,055,012
d
e
104 Subtotal ( add columns ( B), (D), and (E)) . 16,252,468 8,961,199
105 Total (add line 104, columns ( B), (D), and ( E)) . . . 1* 25,213,667 Note : Line 105 plus line le, Part I, should equal the amount on line 12, Part I.
0:M-IL"Joilli§ Relationshi p of Activities to the Accom p lishment of Exem p t Pur p oses (See the instructions. ) Line No . Explain how each activity for which income is reported in column (E) of Part VII contributed importantly to the accomplishment ♦ of the organization's exempt purposes (other than by providing funds for such purposes) ee Additional Data Table
Information Re g ardin g Taxable Subsidiaries and I (A) (B) Name, address, and EIN of corporation, Percentage of Natu partnership, or disregarded entity ownership interest
Information Regarding Transfers Associated with instructions.) (a) Did the organization, during the year, receive any funds, directly or indirectly, to pay prer
(b) Did the organization, during the year, pay premiums, directly or indirectly
NOTE : If "Yes" to (b), file Form 8870 and Form 4720 (see instructions). Form 990 (2006) Page 9 LQLM Information Regarding Transfers To and From Controlled Entities Complete only if the organization is a controlling organization as defined in section 512(b)(13)
Yes No
106 Did the reporting organization make any transfers to a controlled entity as defined in section 512(b)(13) of No the Code? if "Yes," complete the schedule below for each controlled entity
(A) (B) (C) (D) Name and address of each Employer Identification Description of Amount of transfer controlled entity Number transfer
Totals
Yes No
107 Did the reporting organization receive any transfers from a controlled entity as defined in section 512(b)(13) of No the Code? if "Yes," complete the schedule below for each controlled entity
(A) (B) (C) (D) Name and address of each Employer Identification Description of Amount of transfer controlled entity Number transfer
Totals
Yes No
108 Did the organization have a binding written contract in effect on August 17, 2006 covering the interests, rents, No royalties and annuities described in question 107 above?
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge
Please 2007-08-22 Sign F Signature of officer Date Here Stephen Eudene Sr VP & CFO Type or print name and title
Date Preparer's SSN or PTIN (See Gen Inst W) Preparer's Check if signature self- Paid empolyed F F Preparer's Use Firm's name (or yours if self-employed), EIN F address, and ZIP + 4 Only GRANT THORNTON LLP
666 THIRD AVENUE Phone no M NEW YORK, NY 10017 Form 990 (2006) efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137 OMB No 1545-0047 SCHEDULE A Organization Exempt Under Section 501(c)(3) ( Except Private Foundation ) and Section 501(e), 501(f), 501(k), (Form 990 or 501(n ), or 4947( a)(1) Nonexempt Charitable Trust 990EZ) Supplementary Information-(See separate instructions.) 200 6 jk- MUST be completed by the above organizations and attached to their Form 990 or 990-EZ Department of the Treasury Internal Revenue Service Name of the organization Employer identification number AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 13-1623829 Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees (See page 2 of the instructions. List each one. If there are none, enter "None.") (d) Contributions ( e) Expense (a) Name and address of each employee ( b) Title and average hours to employee benefit ( c) Compensation account and other paid more than $ 50,000 per week devoted to position plans & deferred allowances compensation ANNEMARIE SEPULVEDA SUPERVISORY INVEST C/0 ASPCA 175,381 6,718 0 424 EAST 92ND STREET 40 0 NEWYORK,NY 10128 DR STEVEN HANSEN SVP ANML POISN CTRL 153,583 15,117 0 1717 SOUTH PHILO ROAD 40 0 URBANA,IL 61802 DR RANDALL LOCKWOOD SVP ANTICRUELTY 153,396 17,847 0 2214 TULIP DRIVE 40 0 FALLS CHURCH,VA 22046 BARBARA GARBER SVP CORP PARTNERS C/0 ASPCA 153,324 6,172 0 424 EAST 92ND STREET 40 0 NEWYORK,NY 10128 LEE MURRAY SVP HR C/O ASPCA 147,237 2,221 0 424 EAST 92ND STREET 40 0 NEWYORK,NY 10128 Total number of other employees paid over 136 $50,000 WMETUM Compensation of the Five Highest Paid Independent Contractors for Professional Services (See page 2 of the instructions. List each one (whether individuals or firms). If there are none, enter "None.") (a) Name and address of each independent contractor paid more than $50,000 ( b) Type of service (c) Compensation MARCUS AND POLLACK LLP ATTORNEYS AT 708 3rd AVENUE 11TH FLOOR LEGAL-EMINENT DOMAIN 3,122,447 NEWYORK,NY 10017 MBS ASSOCIATES 2125 ALBANY POST ROAD STRATEGIC CONSULTANT 771,541 MONTROSE,NY 10548 TELEFUND INC 1129 STATE STREET SUITE 3E PROFTELEMARKETER 566,427 SANTA BARBARA,CA 93101 DIRECT ADVANTAGE MARKETING 5601 HOBART STREET PROFTELEMARKETER 277,795 PITTSBURGH,PA 15217 CONVIO INC 11921 NO MOPAC EXPRESSWAY WEBSITE CONSULTANT 268,459 AUSTIN,TX 78759 Total number of others receiving over $50,000 for 17 professional services ► Compensation of the Five Highest Paid Independent Contractors for Other Services (List each contractor who performed services other than professional services, whether individuals or firms. If there are none, enter "None". See page 2 for instructions.) (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service ( c) Compensation EAGLE COM INC DRTV MEDIA 2,665,377
SMS DIRECT INC 7540 MASON KING COURT DIRECT MAIL 1,862,781 MANASSAS,VA 20109 INTERIOR CONSTRUCTION CORP 314 EAST 34TH STREET CONSTRCTN CONTRACTOR 1,528,472 NEWYORK,NY 10016 OXFORD HEALTH PLANS INC PO BOX 10275 HEALTH INSURANCE 1,291,167 NEWARK,NJ 07193 ATLANTIC LIST COMPANY INC 2425 WILSON BOULEVARD SUITE 500 DIRECT MAIL LIST SVC 788,072 ARLINGTON,VA 22201 Total number of other contractors receiving over 79 $50,000 for other services 111I I For Paperwork Reduction Act Notice , see the Instructions for Form 990 andCat No 11285F Schedule A (Form 990 or 990-EZ) Form 990 - EZ. 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 2
Statements About Activities (See page 2 of the instructions.) Yes No
1 During the year, has the organization attempted to influence national, state, or local legislation, include any attempt to influence public opinion on a legislative matter or referendum? If "Yes," enter the total expenses paid or incurred in connection with the lobbying activities Jk-$ 849,101 (Must equal amounts on line 38, Part VI-A, or line i of Part VI-B ) 1 Yes Organizations that made an election under section 501(h) by filing Form 5768 must complete Part VI-A Other organizations checking "Yes" must complete Part VI-B AND attach a statement giving a detailed description of the lobbying activities 2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any substantial contributors, trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal beneficiary? (If the answer to any question is "Yes,"attach a detailed statement explaining the transactions.) a Sale, exchange, or leasing property? 2a No b Lending of money or other extension of credit? F 2b No c Furnishing of goods, services, or facilities? 2c No d Payment of compensation (or payment or reimbursement of expenses if more than $1,000)7 2d Yes e Transfer of any part of its income or assets? 2e No 3a Did the organization make grants for scholarships, fellowships, student loans, etc '' (If "Yes," attach an explanation of how the organization determines that recipients qualify to receive payments 3a Yes b Did the organization have a section 403(b) annuity plan for its employees? 3b Yes c Did the organization receive or hold an easement for conservation purposes, including easements to preserve open space, the environment , historic land areas or structures? If "Yes" attach a detailed statement 3c No d Did the organization provide credit counseling, debt management, credit repair, or debt negotiation services? 3d No 4a Did the organization maintain any donor advised funds? If"Yes," complete lines 4b through 4g If"No," complete lines 4f and 4g 4a Yes b Did the organization make any taxable distributions under section 49667 4b No c Did the organization make a distribution to a donor, donor advisor, or related person? 4c No d Enter the total number of donor advised funds owned at the end of the tax year
e Enter the aggregate value of assets held in all donor advised funds owned at the end of the tax year
f Enter the total number of separate funds or accounts owned at the end of the tax year (excluding donor advised funds included on line 4d) where donors have the right to provide advice on the distribution or 0 investment of amounts in such funds or accounts
g Enter the aggregate value of assets held in all funds or accounts included on line 4f at the end of the tax year 0
Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 3
Reason for Non-Private Foundation Status (See pages 4 through 7 of the instructions.)
I certify that the organization is not a private foundation because it is (Please check only ONE applicable box 5 fl A church, convention of churches, or association of churches Section 170(b)(1)(A)(i) 6 fl A school Section 170(b)(1)(A)(ii) (Also complete Part V ) 7 fl A hospital or a cooperative hospital service organization Section 170(b)(1)(A)(iii) 8 fl A federal, state, or local government or governmental unit Section 170(b)(1)(A)(v) 9 fl A medical research organization operated in conjunction with a hospital Section 170( b)(1)(A)(iii) Enter the hospital's name, city, and state lk^ 10 fl A n organization operated for the benefit of a college or university owned or operated by a governmental unit Section 170(b)(1)(A)(iv) (Also complete the Support Schedule in Part IV-A) 11a F An organization that normally receives a substantial part of its support from a governmental unit or from the general public Section 170(b)(1)(A)(vi) (Also complete the Support Schedule in Part IV-A) 11b fl A community trust Section 170(b)(1)(A)(vi) (Also complete the Support Schedule in Part IV-A) 12 fl A n organization that normally receives ( 1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc , functions-subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975 See section 509(a)(2) (Also complete the Support Schedule in Part IV-A 13 fl An organization that is not controlled by any disqualified persons (other than foundation managers) and otherwise meets the requirements of section 509(a)(3) Check the box that describes the type of supporting organization
fl Type I fl Type II fl Type III - Functionally Integrated fl Type III - Other Provide the following information about the supported organizations. (see page 7 of the instructions.) (c) (d) (b) Type of Is the supported organization ( a) Employer organization listed in the (e) ( described in Amount of Name ( s) of supported organization ( s) identification supporting organization ' s lines 5 through support? number governing documents ? 12 above or IRC section) Yes No
Total ►
14 fl An organization organized and operated to test for public safety Section 509( a)(4) (See page 7 of the instructions ) Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 4 Support Schedule (Complete only if you checked a box on line 10, 11, or 12 ) Use cash method of accounting. Note : You may use the worksheet in the instructions for converting from the accrual to the cash method of accounting. Calendar year ( or fiscal year beginning in ) ok. (a) 2005 (b) 2004 (c) 2003 (d) 2002 ( e) Total 15 Gifts, grants , and contributions received (Do not 64,540,286 36,927,278 35,744,236 32,746,227 169,958,027 include unusual grants See line 28 16 Membership fees received 0 17 Gross receipts from admissions , merchandise sold or services performed , or furnishing of 7,494,777 8,166,633 7,469,017 6,334,207 29,464,634 facilities in any activity that is related to the organization ' s charitable , etc , purpose 18 Gross income from interest , dividends, amounts received from payments on securities loans (section 512 ( a)(5)), rents, royalties , and 4,114,181 2,897,909 2,472,843 2,501,046 11,985,979 unrelated business taxable income ( less section 511 taxes ) from businesses acquired by the organization after June 30, 1975 19 Net income from unrelated business activities not included in line 18 0 20 Tax revenues levied for the organization ' s benefit and either paid to it or expended on its 0 behalf 2 1 The value of services or facilities furnished to the organization by a governmental unit without charge Do not include the value of services or 0 facilities generally furnished to the public without charge 22 Other income Attach a schedule Do not include gain or ( loss) from sale of capital assets 0 23 Total of lines 15 through 22 76,149,244 47,991,820 45,686,096 41,581,480 211,408,640 24 Line 23 minus line 17 68,654,467 39,825,187 38,217,079 35,247,273 181,944,006 25 Enter 1 % of line 23 761,492 479,918 456,861 415,815
26 Organizations described on lines 10 or 11 : a Enter 2 % of amount in column ( e), line 24 ► 26a 3,638,880 b Prepare a list for your records to show the name of and amount contributed by each person (other than a governmental unit or publicly supported organization ) whose total gifts for 2002 through 2005 exceeded the amount shown in line 26a Do not file this list with your return . Enter the total
of all these excess amounts ► 26b 10,023,563 c Total support for section 509(a )( 1) test Enter line 24 , column ( e) llk^ 26c 181,944,006 d Add Amounts from column ( e) for lines 18 11,985,979 19 0
22 26b 10,023, 563 26d 22,009,542
e Public support ( line 26c minus line 26d total) ► 26e 159,934,464 f Public support percentage ( line 26e ( numerator ) divided by line 26c (denominator )) ' 26f 87 9 % 27 Organizations described on line 12 : a For amounts included in lines 15, 16, and 17 that were received from a "disqualified person," prepare a list for your records to show the name of, and total amounts received in each year from, each "disqualified person Do not file this list with your return . Enter the sum of such amounts for each year (2005) (2004) (2003) (2002) b For any amount included in line 17 that was received from each person (other than "disqualified persons"), prepare a list for your records to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000 (Include in the list organizations described in lines 5 through 11b, as well as individuals ) Do not file this list with your return . After computing the difference between the amount received and the larger amount described in (1) or (2), enter the sum of these differences (the excess amounts) for each year (2005) (2004) (2003) (2002)
c Add Amounts from column ( e) for lines 15 16
17 20 21 ► 27c d Add Line 27a total and line 27b total 27d e Public support (line 27c total minus line 27d total) 27e f Total support for section 509(a)(2) test Enter amount from line 23, column (e) lk^ 127f g Public support percentage ( line 27e ( numerator ) divided by line 27f (denominator)) h Investment income percentage ( line 18, column ( e) (numerator ) divided by line 27f (denominator)) lk^ 28 Unusual Grants: For an organization described in line 10, 11, or 12 that received any unusual grants during 2002 through 2005, prepare a list for your records to show, for each year, the name of the contributor, the date and amount of the grant, and a brief description of the nature of the grant Do not file this list with your return . Do not include these grants in line 15 Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 4 IMMMIEUPrivate School Questionnaire (See page 7 of the instructions.) ( To be com p leted ONLY b y schools that checked the box on line 6 in Part IV ) 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, Yes No other governing instrument, or in a resolution of its governing body? 29 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? 30 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? 31 If "Yes," please describe, if "No," please explain (If you need more space, attach a separate statement )
32 Does the organization maintain the following a Records indicating the racial composition of the student body, faculty, and administrative staff? 32a b Records documenting that scholarships and other financial assistance are awarded on racially nondiscriminatory basis? 32b c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? 32c d Copies of all material used by the organization or on its behalf to solicit contributions? 32d
If you answered "No" to any of the above, please explain (If you need more space, attach a separate statement
33 Does the organization discriminate by race in any way with respect to
a Students' rights or privileges? 33a
b Admissions policies? 133b
c Employment of faculty or administrative staff? 133c
d Scholarships or other financial assistance? 33d
e Educational policies? 33e
f Use of facilities? 33f
g Athletic programs? 33g
h Other extracurricular activities? 33h
If you answered "Yes" to any of the above, please explain (If you need more space, attach a separate statement
34a Does the organization receive any financial aid or assistance from a governmental agency? 34a
b Has the organization 's right to such aid ever been revoked or suspended? If you answered "Yes" to either 34a orb, please explain using an attached statement
35 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05 of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," attach an explanation 35 Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 5 Lobbying Expenditures by Electing Public Charities (See page 10 of the instructions.) (To be completed ONLY by an eligible organization that filed Form 5768) Check ► a fl if the organization belongs to an affiliated group Check ► b fl if you checked "a" and "limited control" provisions apply (a) (b) Limits on Lobby ing Ex penditures To be completed Affiliated group for all electing (The term "expenditures" means amounts paid or totals incurred organizations 36 Total lobbying expenditures to influence public opinion ( grassroots lobbying) 36
37 Total lobbying expenditures to influence a legislative body (direct lobbying) 37 604,632
38 Total lobbying expenditures ( add lines 36 and 37) 38 849,101
39 Other exempt purpose expenditures 39 49,840,016
40 Total exempt purpose expenditures ( add lines 38 and 39 ) 40 50,689,117 41 Lobbying nontaxable amount Enter the amount from the following table- If the amount on line 40 is- The lobbying nontaxable amount is- Not over $500,000 20% of the amount on line 40 Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000 Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000 ,000 41 1,000,000
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000 Over $17,000,000 $1,000,000 42 Grassroots nontaxable amount (enter 25% of line 41) 42 250,000
43 Subtract line 42 from line 36 Enter -0- if line 42 is more than line 36 43 0
44 Subtract line 41 from line 38 Enter -0- if line 41 is more than line 38 44 0
Caution : If there is an amount on either line 43 or line 44, you must file Form 4720. 4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501( h) election do not have to complete all of the five columns below See the instructions for lines 45 through 50 on page 13 of the instructions )
I Lobbying Expenditures During 4-Year Averaging Period
Calendaryear ( or (a) (b ) ( c) (d) (e) fiscal year beginning in ) ► 2006 2005 2004 2003 Total
45 Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
46 Lobbying ceiling amount (150% of line 45(e)) 6,000,000
47 Total lobbying expenditures 849,101 695,409 544,886 470,368 2,559,764
48 Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
49 Grassroots ceiling amount (150% of line 48(e)) 1,500,000
50 Grassroots lobbying expenditures 244,469 175,188 102,770 646,739 Lobbying Activity by Nonelecting Public Charities ( For re p ortin g onl y b y org anizations that did not com p lete Part VI-A ( See a e 13 of the instructions. ) During the year, did the organization attempt to influence national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of Yes No Amount
a Volunteers No b Paid staff or management (Include compensation in expenses reported on lines c through h.) c Media advertisements d Mailings to members, legislators, or the public e Publications, or published or broadcast statements f Grants to other organizations for lobbying purposes g Direct contact with legislators, their staffs, government officials, or a legislative body h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means i Total lobbying expenditures (Add lines c through h.) If "Yes" to any of the above, also attach a statement giving a detailed description of the lobbying activities Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 Page 6 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations (See page 13 of the instructions.) 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 50 1(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting organization to a noncharitable exempt organization of Yes No (i) Cash 51a(i) No (ii) Other assets a(ii) No b Other transactions (i) Sales or exchanges of assets with a noncharitable exempt organization b(i) No (ii) Purchases of assets from a noncharitable exempt organization b(ii) No (iii) Rental of facilities, equipment, or other assets b(iii) No (iv) Reimbursement arrangements b(iv) No (v) Loans or loan guarantees b(v) No (vi) Performance of services or membership or fundraising solicitations b(vi) No c Sharing of facilities, equipment, mailing lists, other assets, or paid employees c No d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization If the organization received less than fair market value i n any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received
52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527' lk^ fl Yes 7 No b If "Yes," complete the following schedule
Schedule A (Form 990 or 990-EZ) 2006 Form 990, Part VIII - Relationship of Activities to the Accomplishment of Exempt Purposes:
Line No . Explain how each activity for which income is reported in column ( E) of Part VII contributed importantly to the V accomplishment of the organization ' s exempt purposes ( other than by providing funds for such purposes).
93A OUR ANIMAL HOSPITAL AND MOBILE CLINICS PROVIDE VETERINARY
0 CARE FOR SICK, INJURED, AND ABUSED ANIMALS AND PERFORM SPAY
0 AND NEUTER OPERATIONS IN UNDERSERVED AREAS OF NEW YORK CITY
0 TO PREVENT PET OVERPOPULATION WHICH LEADS TO ANIMAL
0 SUFFERING
93B THE ASPCA ANIMAL POISON CONTROL CENTER IS A 24 HOUR, 365 DAY
0 A YEAR EMERGENCY TELEPHONE HOTLINE CONTINUOUSLY STAFFED BY
0 VETERINARIANS TRAINED IN ANIMAL TOXICOLOGY TO ALLEVIATE
0 SUFFERING AND SAVE ANIMAL'S LIVES THE FEES CHARGED
0 PARTIALLY COVER A SUBSTANTIAL TECHNOLOGICAL INVESTMENT IN
0 THIS PROGRAM
93C FEES CHARGED FOR OUR ANIMAL PLACEMENT PROGRAM COVER A SMALL
0 PORTION OFTHE COSTS OF HOUSING, FEEDING, MEDICAL CARE, AND
0 HUMANE SUPERVISION OF COMPANION ANIMALS UNTILTHEY ARE
0 ADOPTED INTO GOOD HOMES
93D FEES COVER A PORTION OF THE COSTS OF COMPANION ANIMAL
0 BEHAVIOR TRAINING CLASSES AND SPECIALIZED BEHAVIOR THERAPY
0 FORTROUBLED ANIMALS TO MAKE THEM MORE ADOPTABLE Form 990, Part VI, Line 90a - List the states with which a copy of this return is filed:
List the states with which a copy of this return is filed AL, AK, AZ, AR, CA, CO, CT, FL, GA, IL, IN, KS, KY, LA, ME, MD, MA, MI, MN, MS, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV Form 990, Part V-A - Current Officers, Directors, Trustees, and Key Employees:
(A) Name and address ( B) Title and average ( C) Compensation (D) Contributions to (E) Expense hours per week devoted ( If not paid, enter -0- employee benefit account and other to position .) plans & deferred allowances compensation plans
MICHAEL FX MURDOCH DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
JAMES L NEDERLANDER DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
MARSHA REINES PERELMAN DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
GEORGE STUART PERRY DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
HELEN SC PILKINGTON DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
GAIL SANGER DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
WILLIAM SECORD DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
FREDERICK TANNE DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
RICHARD C THOMPSON DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
CATHY WALLACH DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128 Form 990, Part V-A - Current Officers, Directors, Trustees, and Key Employees:
(A) Name and address (B) Title and average (C) Compensation ( D) Contributions to (E) Expense hours per week devoted ( If not paid, enter -0- employee benefit account and other to position .) plans & deferred allowances compensation plans
ALEXANDRA G BISHOP DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
J ELIZABETH BRADHAM DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
REENIE BROWN DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
PATRICIA J CRAWFORD DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
JONATHAN D FARKAS DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
JOAN C HENDRICKS VMD PHD DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
FRANKLIN MAISANO DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
ELIZABETH L MATHIEU ESQ DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
SEAN MCCARTHY DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
GURDON H METZ DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128 Additional Data
Software ID: Software Version: EIN: 13-1623829 Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS Form 990, Part V-A - Current Officers, Directors, Trustees, and Key Employees:
(A) Name and address ( B) Title and average ( C) Compensation ( D) Contributions to (E) Expense hours per week devoted (If not paid, enter -0- employee benefit account and other to position .) plans & deferred allowances compensation plans
EDWIN J SAYRES PRESIDENT 421,514 14,189 0 424 East 92nd Street 40 0 new york, NY 10128
STEPHEN MUSSO SR V P OPERATIONS 188,467 12,951 0 424 East 92nd Street 40 0 NewYork,NY 10128
STEPHEN ZAWISTOWSKI SR VP NAT'L PROGRAMS 187,737 12,945 0 424 East 92nd Street 40 0 new york, NY 10128
JO SULLIVAN SR VP DEVELOPMENT 157,467 6,930 0 424 East 92nd Street 40 0 NewYork,NY 10128
STEPHEN EUDENE SR VP FINANCE/CFO 155,995 12,710 0 424 East 92nd Street 40 0 NewYork,NY 10128
HOYLE C JONES CHAIRMAN/BOARD 0 0 0 424 East 92nd Street MEMBER NewYork,NY 10128 1 0
JAMES W GERARD TREASURER/BOARD 0 0 0 424 EAST 92ND STREET MEMBER NEWYORK,NY 10128 1 0
LINDA LLOYD LAMBERT VICE 0 0 0 424 EAST 92ND STREET CHAIRMAN/BOARD NEWYORK,NY 10128 MEMBER 1 0
SALLY SPOONER SECRETARY 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128
PENELOPE AYERS DIRECTOR 0 0 0 424 EAST 92ND STREET 1 0 NEWYORK,NY 10128 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Cash Grants Paid Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Class of Activity Recipient's name Address Amount Relationship Louisiana Society for the 1319 Japonica Street 1,416,617 NONE Preventio New Orleans, LA 70117 Humane Society of South 13756 Washington 1,150,000 NONE Mississippi Avenue Gulfport, MS 39503 Mississippi Alliance for Spay 1418 33rd Avenue 404,500 NONE and N Gulfport, MS 38501 Spay Louisiana 2513 Aleatha 302,956 NONE Meta ire, LA 70003 Hancock County Board of PO Box 429 250,000 NONE Supervisors Saint Louis, MS 39520 Mississippi Animal Rescue 4395 South Drive 250,000 NONE League Jackson, MS 39209 Humane Farm Animal Care PO Box 727 200,000 NONE Herndon, VA 20172 Wildlife Rehabilitation Nature PO Box 509 150,000 NONE Pr Long Beach, MS 39560 Class of Activity Recipient' s name Address Amount Relationship Humane Alliance 231 Haywood Street 125,000 NONE Asheville, NC 28801 United Animal Nations PO Box 188890 120,000 NONE Sacramento, CA 94203 Texas Veterinary Medical 8104 Exchange Drive 112,000 NONE Foundation Austin, TX 95818 Animal Rescue Foundation 2890 Mitchell Drive 100,000 NONE Walnut Creek, CA 78754 Friends of the Animal Shelter in PO Box 1095 100,000 NONE St Chalmette, LA 94598 Humane Society of Broward 2070 Griffin Road 100,000 NONE County Fort Lauderdale, FL 70044 The Alliance for Contraception 455 Sherman Suite 462 100,000 NONE in C Denver, CO 33312 Clearwater Wildlife Sanctuary PO Box 2334 75,000 NONE Covington, LA 80203 Class of Activity Recipient' s name Address Amount Relationship Dutchess County SPCA 636 Violet Avenue 63,000 NONE New Hyde Park, NY 70435 Animal Care Control 11 Park Place 50,000 NONE New York, NY 12536 Humane Society of Louisiana 1103 Sharon Copley 50,000 NONE Road Wadsworth, OH 10007 Pea driver SPCA 1700 Palestine Road 50,000 NONE Picayune, MS 44281 Rational Animal 7 Cornelia Street Aptl- 50,000 NONE E New York, NY 39466 Society of Animal Welfare 6000 East Evans 50,000 NONE Administr Avenue Suite 3-20 Denver, CO 10014 University of Pennsylvania 3800 Spruce Street 50,000 NONE School o Philadelphia, PA 80222 AAHA Helping Pets Fund 12575 W Bayaud 47,500 NONE Avenue Denver, CO 19104 Class of Activity Recipient' s name Address Amount Relationship Muttshack Animal Rescue 11872 Elridge Avenue 42,545 NONE Sylmar, CA 80228 Spindletop APBTAST Rescue 9118 Windfern Road 40,670 NONE Inc Houston, TX 91342 Friends of the Animal Shelter 335 Main Street 40,000 NONE of Ha Bay Saint Louis, MS 77064 HCPHES Veterinary Public PO Box 25249 40,000 NONE Health Div Houston, TX 39520 St Francis Animal Shelter PO Box 677 40,000 NONE Abita Springs, LA 77265 Pasado's Safe Heaven PO Box 171 39,685 NONE Sultan, WA 70420 Pennsylvania SPCA 350 E Erie Avenue 31,300 NONE Philadelphia, PA 98294 Regional Institute for 2930 Montvale Drive 30,000 NONE Community Po Suite B Springfield, IL 19134 Class of Activity Recipient' s name Address Amount Relationship Return to Freedom PO Box 926 30,000 NONE Lompac, CA 62704 Eastern Veterinary Historical 3344 Mill Road 25,000 NONE Collegeville, PA 93436 Rescue Ranch PO Box 7112 25,000 NONE Belle Chasse, LA 19426 Spaymart 1202 Orange Street 25,000 NONE New Orleans, LA 70037 The Institute for the Prince Street Station 25,000 NONE Development o New York, NY 70130 Neighborhood Cats Inc 2565 Broadway Avenue 23,500 NONE Suite 555 New York, NY 10012 Dane County Humane Society 5132 Voges Road 22,600 NONE Madison, WI 10025 Virginia Federation of Humane 826 Oakwood Drive 22,500 NONE Socie Harrisonburg, VA 53708 Class of Activity Recipient' s name Address Amount Relationship Alley Cat Allies 7920 Norfolk Ave Suite 22,404 NONE 600 Bethesda, MD 22801 Spay ASAP 163 Clay Hill Road 22,000 NONE Hartland, CT 20814 Animal Rescue League of PO Box 265 21,000 NONE Boston Boston, MA 05048 Animal Rescue League 6620 Hamilton Avenue 20,000 NONE Western Pennsy Pittsburgh, PA 02117 Capital Area Humane Society 3015 Scioto- Darby 20,000 NONE Hilliard, OH 15206 Companion Animal Placement 329 Roycefield Road 20,000 NONE Hillsborough, NJ 43026 Florida Keys SPCA 5230 College Road 20,000 NONE Key West, FL 08844 Friends of Indianapolis Animal 2600 S Harding Street 20,000 NONE Care Indianapolis, IN 330401 1 Class of Activity Recipient' s name Address Amount Relationship Lang Foundation 2178 Roscomare Road 20,000 NONE Los Angeles, CA 46221 Meow Cat Rescue 10600 NE 68th Street 20,000 NONE Suite F Kirkland, CA 90077 Oregon Humane Society 1067 NE Columbia 20,000 NONE Boulevard Portland, OR 98033 Southern Animal Foundation 1823 Magazine Street 20,000 NONE New Orleans, LA 97211 SPCA of Diamondhead 7310 Alu Court 20,000 NONE Diamondhead, MS 70130 TRANS 4 Summerhaven Court 20,000 NONE Madisonville, LA 39525 Terrebonne Parish Animal 131 Plant Road 20,000 NONE Shelter Houma, LA 70447 The Science Conservation 2100 S Shiloh Road 20,000 NONE Center Billings, MT 70364 Class of Activity Recipient' s name Address Amount Relationship The Scratching Post 6958 Plainfield Road 20,000 NONE Cincinnati, OH 59106 Wisconsin Humane Society 20,000 NONE Bowtie Incorporated 17,500 NONE University of Florida PO Box 6050 15,545 NONE Foundation Gainesville, FL 92690 Animal Welfare Association of 2015 SW 16th Avenue 15,500 NONE Voorh Voorhees, NJ 32608 EAR- Endangered Animal 509 Centennial 15,000 NONE Rescue Boulevard Citra, FL 08043 Humane Society of the US PO Box 306 15,000 NONE Gaithersburg, MD 32113 Jackson County Animal Shelter 700 Professional Drive 15,000 NONE Pascagoula, MS 20897 Class of Activity Recipient' s name Address Amount Relationship Liberty Humane Society PO Box 998 Pascagoula 15,000 NONE Jersey City, NJ 39568 Plaquemines Parish Animal PO Box 3766 15,000 NONE Shelter Belle Chasse, LA 07303 St Charles Humane Society 3706 Main Street 15,000 NONE Destrehan, LA 70037 Summit for the Animals PO Box 240 15,000 NONE Peachtree City, GA 70047 The Spayed Club 708 Bookman Point 15,000 NONE Malvern, PA 30269 1 At A Time PO Box 1145 14,000 NONE Vancouver British Col, CA 19355 Humane Society of Tulsa 2919E Georgia 13,434 NONE Tulsa, OK 74101 Angel Paws 8988-L South Sheridan 12,858 NONE Alvarado, TX 74133 Class of Activity Recipient' s name Address Amount Relationship Austin Humane Society PO Box 59 12,712 NONE Austin, TX 76009 Humane Society of Kent 124 West Anderson 12,276 NONE County Lane Grand Rapids, MI 78752 ASUSWiId Animal Orphanage 3077 Wilson Drive NW 11,607 NONE San Antonio, TX 49534 Calcasieu Parish Animal 9626 Leslie Road 11,500 NONE Services Lake Charles, LA 78254 Animal Humane Society 5500-A Swift Plant 10,750 NONE Road Minneapolis, MN 70615 Smartr 845 Meadow Lane 10,500 NONE North Pass Christian, MS 55422 Animal Farm 108 Pine Cone Street 10,000 NONE Santa Maria, CA 39571 Earth Views Productions Fort 3401 Tepusquet Road 10,000 NONE Mason San Francisco, CA 93454 Class of Activity Recipient' s name Address Amount Relationship Hancock County Humane Quarters 35 South 10,000 NONE Society Bay Saint Louis, MS 94123 Humane Heart PO Box 2273 10,000 NONE New Orleans, LA 39521 International Society for the 401 Polk Avenue 10,000 NONE Prote Lantry, SD 70124 KSPCA PO Box 55 10,000 NONE NEW YORK, NY 101286804 Lewis and Clark Animal Shelter PO Box 24203 10,000 NONE Lewiston, ID 00502 National Council on Pet 6 Shelter Road 10,000 NONE Population Coleraine, MN 83501 New York Horse Rescue PO Box 630 10,000 NONE Manorville, NY 55722 Peace River Refuge Ranch PO Box 435 10,000 NONE Zolfo Springs, FL 11949 Class of Activity Recipient' s name Address Amount Relationship SOS Ohio PO Box 1127 10,000 NONE Johnstown, OH 33890 The Alliance for the 875 S County Line Road 10,000 NONE Philadelphia's Philadelphia, PA 43031 The Committee to Protect PO Box 58295 10,000 NONE Dogs Somerville, MA 19102 The Maryland SPCA PO Box 441276 10,000 NONE Baltimore, MD 02144 Spokanimal Care 3300 Falls Road 8,571 NONE Spokane, WA 21211 Sussex Cart Katrina K-9 Cares N 710 Napa 8,436 NONE Newton, NJ 99202 Animal Refuge League of 544 Route 94 7,500 NONE Greater Por Westbrook, MA 07860 Dana Spain-Smith 449 Stroudwater Street 7,500 NONE Philadelphia, PA 04092 Class of Activity Recipient' s name Address Amount Relationship St Hubert's Animal Welfare 141 League Street 7,114 NONE Center Madison, NJ 19147 911 Parrot Alert PO Box 159 7,013 NONE Baton Rouge, LA 07940 Delaware Humane Association 16365 Wood mere 6,821 NONE Wilmington, DE 70819 Paws of Austin 701 A Street 6,765 NONE Austin, TX 19801 Carolina Canines for Service 7202 South Brook 6,500 NONE Wilmington, NC 78736 Humane Society of Boulder 1200 N 23rd Street 6,500 NONE Valley Suite 101 Boulder, CO 28405 SARAH Inc 2323 55th Street 6,386 NONE Madison, AL 80301 Animal Adoption Network 7465 Highway 72 West 6,000 NONE Fairfield, CT 35758 Class of Activity Recipient's name Address Amount Relationship Animal Welfare Federation PO Box 276 6,000 NONE New Jerse Glassboro, NJ 06430 Glen Ellyn Animal Hospital 816 N Delsea Drive 6,000 NONE Suite 160 Glen Ellyn, IL 09028 HamiltonBurlington SPCA 21 South Park Blvd 6,000 NONE Hamilton Ontario, CA 60137 North County Humane Society 245 Dartnall Road 6,000 NONE SPCA Oceanside, CA 92049 Penn Vet Animal Welfare 2905 San Louis Rey 6,000 NONE Society Road Bala Cynwyd, PA 92054 Veterinary Medical Association 121 Montgomery 6,000 NONE of N Avenue Apt 203 New York, NY 19004 Capital Area Humane Society 331 West 57th Street 5,893 NONE Suite 293 Lansing, MI 10019 Paws in Need 7095 W Grand River 5,844 NONE Avenue Columbus, OH 48906 Class of Activity Recipient's name Address Amount Relationship Cortland County SPCA 57 Brighton Road 5,600 NONE Cortland, NY 43202 Humane Society of Buncombe 879 Mclean Road 5,482 NONE County Asheville, NC 13045 Animal Alliance of Belle Meade PO Box 2532 5,000 NONE Lambertville, NJ 28802 Animal Rescue Fund of the 22 Harbourton Mt Airy 5,000 NONE Hamptons Road Wainscott, NY 08530 Bobby the Strays PO Box 901 5,000 NONE Ozone Park, NY 11975 Charlottesville-Albemarie SPCA 107-57 100th Street 5,000 NONE Charlottesville, VA 11417 Chester County SPCA 3355 Berkmar Drive 5,000 NONE West Chester, PA 22902 City Critters 1212 Phoenixville Pike 5,000 NONE New York, NY 19380 Class of Activity Recipient' s name Address Amount Relationship Equine Rescue Incorporated PO Box 1345 Canal 5,000 NONE Street Station Walden, NY 10013 Farm Sanctuary PO Box 392 5,000 NONE Watkins Glen, NY 12586 Flathead Animal Control PO Box 150 5,000 NONE Kalispell, MT 14891 Give a Dog a Bone 225 Cemetery Road 5,000 NONE San Francisco, CA 59901 HEART 1200 15th Street 5,000 NONE Mamaroneck, NY 94103 Humane Society of Sumner PO Box 738 5,000 NONE County Hendersonville, TN 10543 Kansas Humane Society 16 Volunteer Drive 5,000 NONE Wichita, KS 37075 Lazy Maple Equine Rescue 4218 Southeast 5,000 NONE Boulevard Leland, IL 67210 Class of Activity Recipient's name Address Amount Relationship Main Line Animal Rescue 2622 Kane Road 5,000 NONE Chester Springs, PA 60531 MT SpayNeuter Task Force PO Box 89 5,000 NONE Victor, MT 19425 New Jersey Certified Animal PO Box 701 5,000 NONE Control Manhawkin, NJ 59875 North Richland Hills Parks and 260 East Bay Avenue 5,000 NONE Recr North Richland Hills, TX 08050 Puerto Rico Animal Welfare 6720 Northeast Loop 5,000 NONE Society 820 Aguadilla, PR 76180 Spokane County Animal Callbox 605-703 Suite 5,000 NONE Control 432 Spokane, WA 00605 Sullivan County SPCA 2521 North Flora Road 5,000 NONE Rock Hill, NY 99216 The Robin Hood Foundation 104 Rock Hill Drive Rock 5,000 NONE Hill New York, NY 12775 Class of Activity Recipient' s name Address Amount Relationship Tribe of Heart 826 Broadway Avenue 5,000 NONE 7th Floor Ithaca, NY 10003 United Pegasus Foundation PO Box 149 5,000 NONE Arcadia, CA 14851 United States Rescue League 120 South First Avenue 5,000 NONE Inc Culpepper, VA 91006 Dumb Friends League PO Box 914 4,894 NONE Denver, CO 22701 Grace Home for Abused and 2080 S Quebec Street 4,500 NONE Neglected West Monroe, LA 80231 Mobile SPCA PO Box 1305 4,500 NONE Mobile, LA 71294 Monroe County Humane 620 Zeigler Circle West 4,500 NONE Association Bloomington, IN 36608 New York State Humane PO Box 1334 4,150 NONE Association Kingston, NY 47402 Class of Activity Recipient's name Address Amount Relationship Montgomery County Humane PO Box 3068 4,077 NONE Society I Rockville, MD 12402 Animal Protective League 14645 Rothgeb Drive 4,000 NONE Cleveland, OH 20850 Fox Valley Humane Society 1729 Willey Avenue 4,000 NONE Appleton, WI 44113 Tri-County Humane Society N115 Two Mile Road 4,000 NONE Saint Cloud, MN 54914 Tortoise International Inc PO Box 701 3,925 NONE Apple Valley, CA 56302 Greyhound Adoption of Ohio PO Box 260 3,868 NONE Chagrin Falls, OH 92307 Dubuque Humane Society 7122 Country Lane 3,722 NONE Dubuque, IA 44023 Marine Humane Society 175 N Crescent Ridge 3,636 NONE Novato, CA 52003 Class of Activity Recipient' s name Address Amount Relationship Carolina Poodle Rescue 171 Bel Marin Keys Blvd 3,607 NONE Spartanburg, SC 94949 New England Federation of PO Box 170336 3,600 NONE Humane So West Kennebunk, ME 29301 Angel's Gate Hospice PO Box 43 3,500 NONE Fort Salongo, NY 04094 Arkansas State Animal Control 18 Josephine Lane 3,500 NONE Ass Nashville, AR 11768 Ascension Parrish Animal PO Box 1574 3,500 NONE Shelter Sorrento, LA 71852 Lafayette Animal Shelter 9894 Airline Highway 3,500 NONE Lafayette, LA 70778 Oakland Pet Fund PO Box 4017C 3,500 NONE Bloomfield Hills, MI 70502 Oklahoma Humane Federation 1668 South Telegraph 3,500 NONE Road Suite 1 Oklahoma City, OK 48302 Class of Activity Recipient's name Address Amount Relationship Plaquemines Animal Welfare PO Box 2006 3,500 NONE Society Belle Chasse, LA 73156 St John Parrish Animal Shelter 9596 Hwy 23 South 3,500 NONE La Place, LA 70037 VT Volunteer Services for 380 Elm Street 3,500 NONE Animals H Bridgewater, VT 70068 Animal Compassion Network PO Box 100 3,465 NONE Skyland, NC 05034 Delta Society PO Box 1704 3,392 NONE Renton, WA 28776 Dandy's Home 580 Naches Avenue SW 3,365 NONE Grand Rapids, MI 98055 Animals Society Institute 2529 Alger SE 3,338 NONE Washington Grove, MD 49546 Santa Cruz SPCA PO Box 1297 3,224 NONE Santa Cruz, CA 20880 Class of Activity Recipient's name Address Amount Relationship Companion Animal Placement 2260 7th Avenue 3,045 NONE Program Rensselaer, NY 95062 Ashville Humane Society 279 Troy Road Suite 9 3,000 NONE Asheville, NC 12144 Association for Shelter 168 Merrimon Avenue 3,000 NONE Veterinaria Newburyport, MA 28801 Bond County Humane Society 10 Magnolia Street 3,000 NONE Greenville, IL 01950 Collierville Animal Services PO Box 292 3,000 NONE Collierville, TN 62246 Commerce Humane Society 603 East South 3,000 NONE Commerce, TX 38107 Equine Voices Rescue and PO Box 2 3,000 NONE Sanctuary Green Valley, AZ 75429 Erie County SPCA PO Box 1685 3,000 NONE Tonawanda, NY 85622 1 1 Class of Activity Recipient' s name Address Amount Relationship Greyhound Pets of America 205 Ensminger Road 3,000 NONE Northwest Portland, OR 14150 Holly Help Spay-Neuter Fund a PO Box 6524 3,000 NONE Branc Bristol, VA 97228 Hope for Horses Rescue Inc PO Box 1264 3,000 NONE Blue Ridge, TX 24203 Humane Society of Kandiyohi 9381 County Road 3,000 NONE County Willmar, MN 75424 Keshena Animal Help Rescue PO Box 709 3,000 NONE De Pere, WI 56201 Mount Pleasant Animal Shelter 1205 Lost Dauphin 3,000 NONE Road East Hanover, NJ 54115 North Country Animal League 194 Route 10 West 3,000 NONE Morrisville, VT 07936 Southern Regional Spay 3524 Laporte Road 3,000 NONE Neuter Lead Jacksonville Beach, FL 05661 Class of Activity Recipient' s name Address Amount Relationship City of Irvine PO Box 50696 2,895 NONE Irvine, CA 32240 Villalobos Rescue Center PO Box 19575 2,895 NONE Aqua Dulce, CA 92618 Pets Lifeline 36220 Anthony Road 2,835 NONE Sonoma, CA 91360 Kittico Cat Rescue 19686 8th Street East 2,751 NONE Dallas, TX 95476 Wildlife Rehab Inc PO Box 600447 2,705 NONE Winston Salem, NC 75360 Colorado Springs All Breed 2542 Weymoth Road 2,692 NONE Rescue Colorado Springs, CO 27103 Amanda Foundation 20 Mountainview Lane 2,665 NONE Suite 200 Beverly Hills, CA 80907 Aussie Rescue of Minnesota 351 N Foothill 2,636 NONE Inc Elk River, MN 90210 Class of Activity Recipient' s name Address Amount Relationship Humane Association of Wilson 9031 Mason Avenue NE 2,552 NONE County Mount Juliet, TN 55330 Arizona Humane Society 446 Quarry Road 2,516 NONE Phoenix, AZ 37122 Bodhi Tree Festivals Inc 1521 West Dobbin 2,500 NONE Road Englewood, NJ 85041 Fields of Dream Rescue 81 Chester Place Suite 2,500 NONE 0-2 Aurora, IL 07631 Greater West Metro Humane 706 Palace Street 2,500 NONE Society Buffalo, MN 60506 Illinois Animal Welfare 4375 Highway 55 SE 2,500 NONE Federation Forest Park, IL 55313 Montana Animal Care 1539 S Elgin 2,500 NONE Association Corvallis, MT 60130 Nelson County Animal Shelter 383 Linda Vista Road 2,500 NONE Lovingston, VA 59828 Class of Activity Recipient' s name Address Amount Relationship New Braunfels Humane Society PO Box 336 2,500 NONE New Braunfels, TX 22949 Oshkosh Area Humane Society 1920 Keuhler 2,500 NONE Oshkosh, WI 78130 Peppertree Rescue Inc 1925 Shelter Court 2,500 NONE Albany, NY 54901 Union County Humane Society PO Box 2396 2,500 NONE Marysville, OH 12220 Watauga Humane Society PO Box 414 2,500 NONE Boone, NC 43040 Capital Area Animal Welfare PO Box 1835 2,300 NONE Society Baton Rouge, LA 28607 Second Chance Dog Rescue PO Box 77765 2,293 NONE Acton, CA 70879 Tails Humane Society 35610 Quail Canyon 2,255 NONE Road Dekalk, IL 93510 Class of Activity Recipient' s name Address Amount Relationship California Feline Foundation 2250 Barber Greene 2,191 NONE Road Fresno, CA 60115 Humane Society of Central 550 N Van Ness Avenue 2,190 NONE Delaware Delaware, OH 93728 New Mexico State Humane 4920 State Route 37 2,158 NONE Conference East Albuquerque, NM 43015 Barkaritaville 615 Virginia Street SE 2,155 NONE Ashland City, TN 87108 Angel Ridge Animal Rescue 1189 Kimbrough Road 2,141 NONE Washington, PA 97015 Santa Barbara Co Animal 390 Old Hickory Ridge 2,125 NONE Services Road Santa Barbara, CA 15301 Center for the Interaction of 5473 Overpass Road 2,050 NONE Anima Philadelphia, PA 93111 Animal Aid for the Vermillion 3900 Delancey Street 2,000 NONE Area Abbeville, LA 19104 Class of Activity Recipient' s name Address Amount Relationship Animal Concern Education 600 South Street 2,000 NONE Charles Lake Charles, LA 70510 Animal Works PO Box 5941 2,000 NONE Alcoa, TN 70606 Bark Avenue Foundation 3377 Regal Drive 2,000 NONE Studio City, CA 37701 Circle of Friends Greyhound 3142 Dona Emilia Drive 2,000 NONE Adoptio Walnut Cove, NC 91604 Companion Animals in Society 1058 North Main Street 2,000 NONE Bronx, NY 27052 Emergency Equine Response 5001 Arlington Avenue 2,000 NONE Unit De Soto, KS 10471 Fallbrook Animal Sanctuary 33445 West 87th 2,000 NONE Terrace Fallbrook, CA 66018 Fauquier SPCA Inc PO Box 159 2,000 NONE Warrenton, VA 92088 Class of Activity Recipient's name Address Amount Relationship Fort Worth Animal Services PO Box 414 2,000 NONE Fort Worth, TX 20188 Georgia Animal Control 4900 Martin Street 2,000 NONE Association Madison, GA 76119 Hanover County Animal PO Box 32 2,000 NONE Control Ashland, VA 30650 Horse Protection League 12471 Taylor Complex 2,000 NONE Lane Arvada, CO 23005 Humane Society of LA - St PO Box 741089 2,000 NONE Landry C Opelousas, LA 80006 Jersey Shore Animal Shelter 1936 Linus Street 2,000 NONE Brick, NJ 79670 Kodi's Club Rescue 185 Brick Boulevard 2,000 NONE Patterson, NY 08723 Lewis County Humane Society 83 Sunset Drive 2,000 NONE Glenfield, NY 12563 Class of Activity Recipient' s name Address Amount Relationship Linda's Feral Cat Assistance 6388 Pine Grove Road 2,000 NONE Woodside, NY 13343 Morris Area Responsible Dog 39-65 52nd Street Apt 2,000 NONE Owners 3-P Morristown, NJ 11377 Paws All Around PO Box 9037 2,000 NONE Bronx, NY 07963 Pet Aid 365 East 194th Street 2,000 NONE Denham Springs, LA 10458 Pioneer Valley Humane Society 417 Centerville 2,000 NONE Greenfield, MA 70726 Quixote Humane Society PO Box 786 2,000 NONE Peralta, NM 01302 Salem Animal Rescue League PO Box 1285 2,000 NONE Salem, NH 87042 St John Feral Cat Fund 4 Sarl Drive 2,000 NONE Plattsburgh, NY 03079 Class of Activity Recipient' s name Address Amount Relationship The Animal House 4 Firehouse Lane 2,000 NONE Ocho Rio Jamaica, WI 12901 University of California Davis PO Box 77 2,000 NONE West Sacramento, CA 95605 ST Francis Animal Sanctuary PO Box 989062 1,930 NONE Tylertown, MS 95798 SPCA of Central Florida 97 Obed Magee Road 1,884 NONE Orlando, FL 39667 Texas Animal Control 2727 Conroy Road 1,841 NONE Association Abilene, TX 32839 The Friends of Green Chimneys PO Box 7298 1,800 NONE Brewster, NY 79608 Operation Kindness 400 Doansburg Road 1,715 NONE Carrolton, TX 10509 SPCA of Monterey County 3201 Earhart Drive 1,702 NONE Monterey, CA 75006 Class of Activity Recipient' s name Address Amount Relationship Animal Rescue League of Iowa PO Box 3058 1,625 NONE Inc Des Moines, IA 93942 Dupage County Animal Care 5452 NE 22nd Street 1,615 NONE and Contr Wheaton, IL 50313 Humane SocietySPCA of Bexar 120 N County Farm 1,614 NONE County Road San Antonio, TX 60187 Humane Society of St Lucie 4804 Fredricksburg 1,608 NONE Road Fort Pierce, FL 78229 Greyhound Adoption of Florida 100 Savannah Rd 1,600 NONE Sparr, FL 34948 Santa Fe Animal Shelter PO Box 955 1,588 NONE Humane So Santa Fe, NM 32192 Rancho Coastal HS 100 Casa Del Rio Road 1,565 NONE Encinitas, CA 87507 Arizona State Humane 389 Requeza Street 1,514 NONE Conference Phoenix, AZ 92024 Class of Activity Recipient' s name Address Amount Relationship AHPE-The Latham Foundation 1521 West Dobbins 1,500 NONE Road Alameda, CA 85041 Animal Care Conference Latham Plaza Building 1,500 NONE 1826 Clement Carmichael, CA 94501 AnIellicle Cats Rescue 7737 Fair Oaks 1,500 NONE Boulevard New York, NY 95608 Bay Area Greyhound Adoptions 570 Fort Washington 1,500 NONE Avenue Apt 8- Tampa, FL 10033 Brown County Humane Society PO Box 21641 1,500 NONE Georgetown, OH 33622 Coalition of Louisiana 604 South Main 1,500 NONE Advocates Lacombe, LA 45121 Greyhound Pets of America 61734 Shady Pine Road 1,500 NONE Greater 0 Casselberry, FL 70445 Macon Animal Control 2670 Cassel Creek 1,500 NONE Boulevard Macon, GA 32707 Class of Activity Recipient' s name Address Amount Relationship Monadnock Humane Society 1010 11th Street 1,500 NONE West Swanzey, NH 31201 New Leash on Life PO Box 678 1,500 NONE Newhall, CA 03469 Randolph Township Pound 16742 Placenta Canyon 1,500 NONE Road Randolph, NJ 91321 Washington Animal Control 502 Millbrook Avenue 1,500 NONE Associati Vancouver, WA 07869 Whimsical Equine Rescue PO Box 9810 1,500 NONE Seaford, DE 98666 Memphis Humane Society 15022 Josephs Road 1,497 NONE Memphis, TN 19973 AAA Veterinary Clinic 2238 Central Avenue 1,400 NONE Woodside, NY 38104 Animal Clinic of Queens 50-10 69th Street 1,386 NONE Middle Village, NY 11378 Class of Activity Recipient's name Address Amount Relationship Franklin County Humane 78-46 Metropolitan 1,350 NONE Society Avenue Winchester, TN 11379 Pals for Pooches PO Box 313 1,295 NONE Porter, TX 37398 CSM Stray Foundation USA 15691 Northcreek Lane 1,280 NONE Kew Gardens, NY 77365 City of Bedford Animal Control 123-60 83rd Avenue 1,200 NONE Apt 10-K Bedford, TX 11415 Sasha Farm Animal Sanctuary 1809 Reliance Parkway 1,150 NONE Manchester, MI 76021 Animal Health Center 17910 Mahrle 1,094 NONE New York, NY 48158 Bichons Buddies 1676 First Avenue 1,090 NONE Los Angeles, CA 10128 Texas Federation of Humane 4310 Westlawn Avenue 1,065 NONE Societie Manchaca, TX 90066 Class of Activity Recipient' s name Address Amount Relationship Humane Society of Pagosa PO Box 1346 1,001 NONE Springs Pagosa Springs, CO 78652 Alabama Animal Control PO Box 2230 1,000 NONE Association Tuscumbia, AL 81147 Animal Behavior Society 855 Owens Street 1,000 NONE Bloomington, IN 35674 Animal Coalition of Tampa 2611 East 10th Street 1,000 NONE Tampa, FL 47408 Animal Control Association of 1719 W Lemon Street 1,000 NONE Tenne Knoxville, TN 33606 Animal Rescue of Fresno 3201 Division Street 1,000 NONE Fresno, CA 37919 Animals For Life Inc 4545 East Dakota 1,000 NONE Avenue South Britain, CT 93726 Association of Certified Cruelty PO Box 7 1,000 NONE In Forney, TX 06487 Class of Activity Recipient's name Address Amount Relationship Belzoni Police Dept Animal 852 S FM 740 1,000 NONE Control Belzoni, MS 75126 Big Bend Disaster Response 314 N Hayden Street 1,000 NONE Team Tallahassee, FL 39038 Bloomington Animal Care 310 N Dellview Drive 1,000 NONE Control Bloomington, IN 32303 Colorado Association of Animal 3410 Old State Road 37 1,000 NONE Cont South Arvada, CO 47401 Florida Animal Control PO Box 745028 1,000 NONE Association Tampa, FL 80006 Friends of the High Line 13153 North Dale 1,000 NONE Mabry Highway Sui New York, NY 33618 Greyhound Gang 430 West 14th Street 1,000 NONE Suite 304 Ka na b, UT 10014 Greyhound Rescue of Idaho 1192 South Kane Drive 1,000 NONE Boise, ID 84741 Class of Activity Recipient' s name Address Amount Relationship Greyhound Support in Kansas 7154 State Street Suite 1,000 NONE City 119 Gladstone, MO 83714 Humane Society of Missouri 513 NW 76th Street 1,000 NONE St Louis, MO 64118 Humane Society of Tampa Bay 1201 Macklind Avenue 1,000 NONE Tampa, FL 63110 Humane Society Silicon Valley 3607 North Armenia 1,000 NONE Avenue Santa Clara, CA 33607 IFAAB 2530 Lafayette Street 1,000 NONE Westwood, KS 95050 John Acrum SPCA 4820 Rainbow 1,000 NONE Boulevard North Charleston, SC 66205 Kansas Animal Control 3861 Leeds Avenue 1,000 NONE Association Chanute, KS 29405 Katrina Animal Relief Shelter 1020 South Garfield 1,000 NONE Ocala, FL 66720 Class of Activity Recipient' s name Address Amount Relationship Kauai Humane Society 10699 SW 105th 1,000 NONE Avenue Lihue, HI 34481 Lost Fantasy Rescue 3-825 Kaumualii 1,000 NONE Highway Ceres, VA 96766 Merrimack Reiver Feline Rescue 1237 West Bleu Grass 1,000 NONE Soci Trail Salisbury, MA 24318 Michigan Humane Society 63 Elm Street 1,000 NONE Southfield, MI 01952 Missouri Animal Control 267100 Northwestern 1,000 NONE Association Highway Lees Summit, MO 48034 Muscatine Humane Society PO Box 863 1,000 NONE Muscatine, IA 64063 North Carolina Animal Rabies 920 South Houser 1,000 NONE Contro Burlington, NC 52761 Pet Friends of Vero Beach PO Box 1358 1,000 NONE Vero Beach, FL 27216 Class of Activity Recipient' s name Address Amount Relationship Sacca - Continuing Regional 1924 44th Avenue 1,000 NONE Educa Columbus, GA 32960 Sacramento Area Animal 4225 University Avenue 1,000 NONE Coalition Sacramento, CA 31907 Shelby County Humane Society PO Box 161043 1,000 NONE Louisville, KY 95816 Sioux Falls Area Humane PO Box 21178 1,000 NONE Society Sioux Falls, NM 40221 South Carolina Animal Care 3720 E Benson Road 1,000 NONE and Cont Columbia, SC 57104 Southwest Animal Care and 127 Humane Lane 1,000 NONE Control A New Braunfels, TX 29209 The Animal World PO Box 310231 1,000 NONE Memphis, TN 78131 Virginia Animal Control PO Box 11006 1,000 NONE Association Fairfax, VA 38111 Class of Activity Recipient' s name Address Amount Relationship Mayors Alliance for NYC 244 5th Avenue 199,817 none Animals New York, NY 10001 Animal Sciences Educational 424 E 92nd Street 6,000 none Stipend New York, NY 10128 grants under 1000 424 E 92nd Street 45,079 none New York, NY 10128 Identifier Return Explanation Reference
Accumulated Schedule of Land, Dep Acc Book Description Cost Expense Deprec Value Land 4,440,000 4,440,000 Building Depreciation and Building, and 14,761,877 337,658 4,882,787 9,879,090 Fixtures 7,663,525 392,018 1,029,241 6,634,284 Depreciation Expense Equipment Furn/Equip 4,736,897 485,146 3,834,655 902,242 Auto 1,285,438 134,642 751,847 533,591 TOTALS 32,887,737 1,349,464 10,498,530 22,389,207 Included in rental exp(Line 6b) (67,212) Depreciation (Line 42) 1,282,252 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Investments - Securities Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Book Value Cost/FMV PRIVATE EQUITY/HEDGE FUNDS - OTHER 5,412,141 F l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Non Cash Grants Paid Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Item No. 1 Class of Activity Donee ' s Name Louisiana SPCA Donee ' s Address 701 Thayer Street New Orleans, LA 70014 Amount (FMV) Relationship none Description T-Kennels Book Value 251813 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 2 Class of Activity Donee ' s Name Humane Society of Southern Mississi Donee ' s Address 13756 Washington Ave Gulfport, MS 39501 Amount (FMV) Relationship none Description donated van Book Value 52865 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 3 Class of Activity Donee ' s Name Ascension Parish Animal Shelter Donee ' s Address 9894 Airline Hwy Sorrento, LA 70778 Amount (FMV) Relationship none Description animal transport vehicle Book Value 14365 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 4 Class of Activity Donee ' s Name Placquemines Animal Welfare Society Donee ' s Address 9596 Highway 23 Belle Chasse, LA 70737 Amount (FMV) Relationship none Description animal transport vehicle Book Value 14365 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 5 Class of Activity Donee ' s Name St John the Baptist Animal Shelter Donee ' s Address 124 Water Plant La Place, LA 70068 Amount (FMV) Relationship none Description animal transport vehicle Book Value 17285 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 6 Class of Activity Donee ' s Name Poicy Duhon Animal Shelter Donee ' s Address 613 W Port Des Mouton Lafayette, LA 70507 Amount (FMV) Relationship none Description animal transport vehicle Book Value 20218 How Book Value is Determined? How FMV is Determined? Date of Gift Item No. 7 Class of Activity Donee ' s Name Partner in Caring Grants Donee ' s Address 424 E 92nd Street New York, NY 10128 Amount (FMV) Relationship none Description payments to veterinarians on behalf of people Book Value 19729 How Book Value is Determined? How FMV is Determined? Date of Gift l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Assets Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Beginning of Year Amount End of Year Amount BENEFC'L INT IN PERPETUAL TRST 14,146,137 15,021,455 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Changes in Net Assets Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Amount
UNREALIZED GAINS ON INVESTMENTS 1,832,747
NET INCREASE IN VALUE OF TRUST INTERESTS 875,318
ADJUSTMT TO MINIMUM ACCRUED PENSION LIAB 2,011,627
ACCTG CHANGE IN RECORDING OF GRANT PAYBL 3,782,855
PENSION CURTAILMENT 706,564 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Expenses Included Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Amount COST OF GOODS SOLD ON I/10B 546,344 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Liabilities Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Beginning of Year Amount End of Year Amount GIFT ANNUITY OBLIGATION 3,730,063 1,978,521 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Revenues Included Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Amount COST OF GOODS SOLD ON I/10B 546,344 REAL ESTATE 331,000 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Other Revenues Not Included Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Description Amount BEQUESTS ENDOWMENT 3,514,445 EMINENT DOMAIN RECOVERY 9,055,012 AMOUNTS DESIGNATED FOR CURRENT 4,834,733 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Special Events Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Event Name Gross Receipts Contributions Gross Revenue Direct Expense Net Income (Loss)
BERGH BALL 387,649 482,326 387,649 224,586 163,063
EQUINE EVENT 190,958 38,731 190,958 104,873 86,085
HUMANE AWARDS LUNCHEON 130,075 25,440 130,075 60,855 69,220
YOUNG FRIENDS BENEFIT 64,971 37,231 64,971 60,372 4,599
DOG WALK 69,452 0 69,452 377,269 -307,817 l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Scholarship Award Statement
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829 Statement : The ASPCA provides a stipend for third and fourth year veterinary students who have shown a strong interest in shelter medicines as a career choice. Veterinary students apply for the externship via an application process and the stipend is awarded after completion of a minimum two week rotation in the shelter medicine program. This grant is awarded to help offset travel, meal, and other expenses students incur in New York City, as no housing or other amenities are provided by the organization. l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93490247003137
TY 2006 Self Dealing Statement
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Line Explanation Number 2d PAYMENTS OF COMPENSATION WHICH ARE REASONABLE AND NOT EXCESSIVE HAVE BEEN MADE BY THE ASPCA TO VARIOUS OFFICERS AND EMPLOYEES FOR SERVICES PURSUANT TO THE ASPCA'S EXEMPT FUNCTION. OTHER THAN THESE PAYMENTS, THE ASPCA KNOWS OF NO SIGNIFICANT TRANSACTIONS BETWEEN IT AND OTHER PERSONS DESCRIBED ABOVE NOR ANY ORGANIZATION OR CORPORATION WITH WHICH SUCH PERSON IS AFFILIATED. defile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93490247003137
Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing. TY 2006 Supplemental Support Schedule
Name : AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS EIN: 13-1623829
Year Gifts, Grants and Membership Fees Gross Receipts From Gross Investment Net UBI Pre 1975 Tax Revenues Levied Value Of Services, Other Income Total Contributions Received Admissions, Etc. Income And Post For Organization's Facilities Furnished By Received 19 7 5 U BI Benefit Government
2005 64,540,286 7,494,777 4,114,181 76,149,244
2004 36,927,278 8,166,633 2,897,909 47,991,820
2003 35,744,236 7,469,017 2,472,843 45,686,096
2002 32,746,227 6,334,207 2,501,046 41,581,480 12:08PM; PAGE 2/2 SENT BY: ASPCA FINANCE DEPT; 212 423 0514; AUG-16-07
Form 8453 -E0 Exempt Organization Declaration and Signature for OMB No. 1545-197a Electronic Filing For calendar year 2008. or tax year beptnn[ng - - Q1,O Z , 2006, and ending 20 Q 6 _ rlnpsrlmrnt or the Troanury For use with Forms 990, 990.EZ, 990-PF, 1120-POL, and 8868 .2®06 tnr^_ rr ues.,tice Instructions on back. Name of exempt afganizanon Empteyer r5entifteadIon number
------v a^ vi. r 1 D L Type of Return and Return Inform ation (Whole Dollars Only) the Check box for the return for which you are using this Form 8453-EO and enter the applicable amount from the return if any_ if you check the box on line 7a, Za, 3a, 4a, or 5a below and the amount on that line for the return for which you are filing this form was blank, then leave line 1b, 2b, 3b, 4b, or 8b , Whichever is applicable, blank (that is, do not enter -0..) But, if you entered -0- on the return, then enter -0- on *applicabte line below. Do not complete more than 1 line In Part I. . 1 a Form 990 check here Jo, b Total revenue, if any (Form 990, line 12) ...... , . 1 b 7 63 J. 7 161 Form Za 990-EZ check here ► b Total revenue, if any (Form 990-FZ, line 9) ...... _ _ 2b 3a Form 1120-POL check here ► [J b Total tax (Form 1120-POL, line 22) ...... 3b 4a Form 990-PF check here ► ^ b Tax based on investment Income (Form 990-PF, Part' Vt, line 5) 4b _ J 5a Form 8868 check here W. b Balance Due (Form 8868, line 3c) , . . 5b
Declaration of Officer
8 I authorize the U.S. Treasury and its designated Financial Agent to initiate an ACH electronic funds withdrawal (direct debit) entry to the financial institution account indicated in the tax preparation software for payment of the organization's federal taxes owed on this return, and the financial institution to debit the entry to this account To revoke a payment, I must contact the U_S. Treasury Financial Agent at 1.888- 353-4537 no later than 2 business days prior to the payment (settlement ) date. I also authorize the financial institutions involved in the processing of the electronic payment of taxes to twelve confidential Information necessary to answer Inquiries and resolve issues related to the payment. If a copy of this return Is being filed with a state agancy(lea) regulating charities as part of the IRS Fed/State program, f certify that I executed the electronic disclosure consent contained within this return allowing disclosure by the IRS of this Fear 990!990-i=ZI990•PF (as specifically identified In Part I above) to the selected state agency(les). under penalties of perjury, I declare that I am an offices of the above named organization and that I have examined a copy of the organization 's 2008 electronic return and accompanying schedules and statements and to the best of my knowledge and belief, they are true, correct. and complete. I fur(oer declare that the amount in Part I above is the amount shown on the copy of the organization's electronic return I consent to allow my Intermediate service provider, transmitter. or electronic return originator (ERO) to send the organization 's return to the iRS and to receive from the IRS (a) an acknowledgement of receipt or reason for rejection of the transmission, (b) an indication of anyra ffset, (c) tit for any delay in processing the return or refund , and (d) the data of any refund Sign g=p 1 . 08 /22/200 7 , SR VP & CFO Here 9igna uraof fficer Date Title
Declaration of Electronic Return Originator (FRO) and Paid Preparer (see instructions)
I declare that I have reviewed the above organization's return and that the entries on Form 13453-FO are complete and correct to the bast of my knowledge If I am only a collector , I am not responsible for reviewing the return and only declare that this form accurately reflects the data Cl, the return. The organization officer will have signed this farm before I submit the return. I will give the officer a copy of all forms and information to be filed with the IRS, and have fvtlowad all other requirements in Publication 4206 , Information for Authorized IRS a-iris Providers of Exempt Organization Filings . If I am aloe the Paid Preparer, under penalties of perjury I declare that I have examined the above organization's return and accompanying schedules and statements , and to the best of my knowledge and belief, they are true, correct, and complete, This Paid Preparer declaration is based on all Information of which I have any knowledge.
ate J Chacklf Cheek ERt7's SSN or PTIN r;Rp' t^ 12 alsc cold • tr Setf- f:RO's aignaturB , -- v r preperer omplc a _ Use Firm's name (or - !4_ y . Avis Only Vows if seluemptoyed). U 6 THYRD AVENUE 8mra . And ZIP code *T c,mT vnnrr undmv Fprneltiee of perjury, I declare that I nave examined the above return and accompanying saisdules and statements , and to the beat o1 my knowledge and belief. they are true, correct , and complete. Declaration of prepareris based an at Ie rntetlon of which the preparer has any knowledge. Date, Check Piserer's3SN orr'TIN Preparots Paid signature Pad fl POQ 504282
Pre arer's yL%LkL1.L k+Li L%rV a VLY ,,.,o.c -6055 5 P Firm 's name (or Use Only yours tread-employed ), , ( THIRD audree, ' end ZIP cr a AMMUL, NEW YORK -NY 10 017 i'4 N -- For Privacy Act and Paperwork Reduction Act Notice , see back of form. porn, 8453.E O 12ooe>
SA =1sib2Ott 651480 700J 08/14/2007 17: 20;41 V06-7.2