Name of the Issue: RBL Bank Limited

1 Type of Issue IPO

2 Issue Size (Rs. Cr) 1212.97*

*Bank has made a pre-IPO placement of 25,000,000 Equity Shares to certain investors at Rs. 195 per Equity share Source: Prospectus dated August 24, 2016

3 Grade of issue along with name of the rating agency

Name Not applicable Grade Not applicable

4 Subscription Level (Number of times) Overall 48.9911*

Source: Basis of Allotment advertisement dated August 30, 2016 * Before Technical Rejections including Anchor

5 QIB Holding (as a %age of Outstanding Capital) as disclosed to Stock Exchanges

Particulars Number of Shares %age (i) On Allotment (1) 7.29% (ii) at the end of the 1st Quarter immediately after the listing of the issue (September 30, 2016)* 41.57% (iii) at the end of 1st FY (March 31, 2017) * 6,496,461 21.55% (iv) at the end of 2nd FY (March 31, 2018) (2) 5,272,636 Not available (v) at the end of 3rd FY (March 31, 2019) (2) NA Not available Source: (1) Shareholding pattern filed with the Stock Exchanges and the Basis of Allotment Including allotment in Anchor portion but excluding any pre-issue QIB * Clause 35/31 Reporting with the BSE. Represents holding of "Institutions" category. (2) Will be updated in due course 6 Financials of the issuer

(Rs. Crore) Parameters 1st FY (FY 2017) 2nd FY (FY 2018) (1) 3rd FY (FY 2019) (1) Net Sales/ Income from operations 3,713 Not available Not available Net Profit 446 Not available Not available Paid up Equity Share Capital 375 Not available Not available Reserves excluding revaluation reserves 3,960 Not available Not available (1) Financials not disclosed as reporting for the fiscal year has not been completed

7 Trading Status % of Total Shares Particulars Status Outstanding (i) at the end of 1st FY (FY 2017) Frequently Traded #REF! (ii) at the end of 2nd FY (FY 2018) (1) Not available NA (iii) at the end of 3rd FY (FY 2019) (1) Not available NA (1) Trading status not disclosed as the fiscal year has not been completed

8 Change in Directors

Particulars Name of Director Appointed / Resigned During year ended March 31, 2017 Narayan Ramachandran Retired Rajeev Ahuja Appointment - WTM

Prakash Chandra Appointment - Independent

Ishan Raina Appointment - Independent

During year ended March 31, 2018 (1) Not available Not available During year ended March 31, 2019 (1) Not available Not available (1) Change in Directors not disclosed as the fiscal year has not been completed

9 Status of implementation of project/ commencement of commercial production

The objects of the Fresh Issue were to augment Bank’s Tier-I capital base to meet Bank’s future capital requirements which are expected to arise out of growth in Bank’s assets, primarily Bank’s (i) As disclosed in the Offer Document loans/advances and investment portfolio, and to ensure compliance with Basel III and other RBI guidelines.The Bank currently proposes to deploy the Net Proceeds in the Fiscal 2017

(ii) Actual implementation Not Available* (iii) Reasons for delay in implementation, if any Not Available*

*Since the fiscal year has not been completed 10 Status of utilization of issue proceeds

(i) As disclosed in the offer document

Amount up to which will be financed Objects of the Issue as per Offer Document Estimated Utilization in FY17 from the Net Proceeds of the Issue

Augmenting Tier 1 capital of the Bank 764.25 764.25

(ii) Actual utilization Not Available*

(iii) Reasons for deviation, if any Not Available*

*Since the fiscal year has not been completed

11 Comments of monitoring agency, if applicable Not Applicable

(a) Comments on use of funds (b) Comments on deviation, if any, in the use of proceeds of the issue from the objects stated in the offer document (c) Any other reservations expressed by the monitoring agency about the end use of funds

12 Pricing Data

Issue Price (Rs.) Rs. 225

Close of 90th calendar day As at the end of FY 2017 (1) At close of listing day i.e. August 31, Close of 30th calendar day from Price parameters from listing day (Nov 29, 2016 listing day (Sep 29, 2016) (1) 2016) Closing price High (during the year) Low (during the year)

Market Price 299.40 285.90 353.20 494.55 498.40 482.50 CNX Nifty 8,786.20 8,591.25 8,126.90 9,173.75 9,191.70 9,152.10

As at the end of FY 2018 (1) As at the end of FY 2019 (1) Price parameters Closing price High Low Closing price High Low Market Price Not available Not available Not available Not available Not available Not available CNX Nifty Not available Not available Not available Not available Not available Not available (1) Price information not disclosed as reporting for the fiscal year has not been completed 13 Basis for Issue Price

As disclosed in the offer At the end of 1st FY (FY At the end of 1st FY (FY At the end of 1st FY (FY Accounting ratio RBL Bank Limited document (1) 2017) (3) 2018) (3) 2019) (3) Issuer: 9.60 12.59 Not available Not available Peer Group: Limited 60.39 79.12 Not available Not available Indusind Bank Limited 39.68 48.06 Not available Not available EPS (2) Limited 18.91 26.84 Not available Not available Limited 7.44 Not available Not available Not available DCB Bank Limited 6.86 7.01 Not available Not available Industry Avg: Not available Not available Not available Not available Issuer: 23.44 41.66 Not available Not available Peer Group: Yes Bank Limited 19.59 17.73 Not available Not available Indusind Bank Limited 29.14 29.00 Not available Not available P/E Kotak Mahindra Bank Limited 40.42 32.44 Not available Not available City Union Bank Limited 16.85 Not available Not available Not available DCB Bank Limited 14.65 24.29 Not available Not available Industry Avg: 24.13 Not available Not available Not available Issuer: 9.79% 12.18% Not available Not available Peer Group: Yes Bank Limited 18.38% 18.66% Not available Not available Indusind Bank Limited 13.20% 14.96% Not available Not available RoNW Kotak Mahindra Bank Limited 10.37% 13.75% Not available Not available City Union Bank Limited 14.57% Not available Not available Not available DCB Bank Limited 11.18% 9.99% Not available Not available Industry Avg: Not available Not available Not available Not available Issuer: 92.02 115.54 Not available Not available Peer Group: Yes Bank Limited 327.26 482.81 Not available Not available Indusind Bank Limited 291.02 345.17 Not available Not available NAV per share based on Balance Sheet Kotak Mahindra Bank Limited 181.86 209.10 Not available Not available City Union Bank Limited 51.02 Not available Not available Not available DCB Bank Limited 61.19 77.27 Not available Not available Industry Avg: Not available Not available Not available Not available

Notes: (1) Sourced from the Prospectus dated Aug 24, 2016 (2) Basic EPS as disclosed in the Prospectus dated Aug 24, 2016 (3) Not available as reporting for the relevant period has not been completed 14 Any other material information

Particulars Date

RBL raises Rs 330 crores from CDC Group Septembeber 27- 2016 RBL Bank acquires 9.99% stake in Utkarsh Micro Finance Ltd Septembeber 30- 2016 RBL Bank Limited, NeoGrowth Credit Pvt. Ltd and Overseas Private Investment Corporation (OPIC), the U.S. Government’s development finance Institution have jointly committed to provide financing for small and October 7- 2016 medium enterprises (SMEs) in the Indian retail space. RBL Bank Ltd has informed BSE that ICRA Limited, vide it's letter dated December 13, 2016 has assigned the rating of “[ICRA] A1+” (pronounced as ICRA A One ) to Certificate of Deposits programme of the December 13- 2016 Bank for an enhanced amount of Rs. 3000 Crores. Increase in the authorised capital Rs 400 crs to Rs 700 crs by creation of additional 30 crore Equity share of Rs 10 each January 20- 2017

RBL Bank Ltd has informed BSE that the Company have been advised by the Indian Banks' Association ('IBA") that All India Bank Employees' Association ("AIBEA"), All India Bank Officers' Association ("AIBOA"), National Confederation of Bank Employees ("NCBE”), All India Bank Officers' Confederation ("AIBOC"), Bank Employee Federation of India ("BEFI"), Indian National Bank Employees’ Federation ("INBEF"), Indian National Bank Officers Congress ("INBOC"), National Organisation of Bank Workers ("NOBW") and National Organisation of Bank Officers ("NOBO") have served the notice of strike on IBA informing their decision to go on strike for all the banks on February 28, 2017. February 22- 2017 Ratnakar Bank Officers' Organisation and Ratnakar Bank Employee Union of the RBL Bank are affiliated to the AIBOA and AIBEA, respectively.

The Bank will take all necessary steps for smooth functioning of the Bank's Branches/ Offices on the day of strike. However, it is likely that some of the Bank's branches would also be impacted by strike, in case it materialises.

RBL Bank Ltd has informed BSE that ICRA Limited, vide it's letter dated March 7, 2017 has assigned the rating of '[ICRA] A+' (pronounced as ICRA A Plus Hybrid) to BASEL III Tier II Bond programme of the Bank March 10- 2017 for an enhanced amount of Rs. 800 Crores RBL Bank Ltd has informed BSE that the Bank has allotted 442,759 (Four Lac Forty Two Thousand Seven Hundred & Fifty Nine) equity shares of face value Rs. 10 each on March 15, 2017 under the ESOP Schemes of the Bank. Consequent to the above allotment, the paid up share capital of the Bank has increased from 374,598,316 equity shares of Rs. 10 each aggregating Rs. 3,745,983,160 to 375,041,075 equity March 16- 2017 shares of Rs. 10 each aggregating Rs. 3,750,410,750 RBL Bank Ltd has informed BSE that the Bank has allotted 162,061 (One Lac Sixty Two Thousand & Sixty One) equity shares of face value Rs. 10 each on March 24, 2017 under the ESOP Schemes of the Bank. Consequent to the above allotment, the paid up share capital of the Bank has increased from 375,041,075 equity shares of Rs. 10 each aggregating Rs. 3,750,410,750 to 375,203,136 equity shares of Rs. 10 each March 24- 2017 aggregating Rs. 3,752,031,360.

Allotment of 629,167 (Six Lac Twenty Nine Thousand One Hundred & Sixty Seven) equity shares of face value Rs. 10 each on May 6, 2017 under the ESOP Schemes of the Bank. Consequent to the above allotment, the paid up share capital of the Bank has increased from 375,203,136 equity shares of Rs. 10 each aggregating Rs. 3,752,031,360 to 375,832,303 equity shares of Rs. 10 each aggregating Rs. May 8- 2017 3,758,323,030.

RBL Bank Limited has informed BSE that the Bank has allotted 330,720 (Three Lac Thirty Thousand Seven Hundred & Twenty) equity shares of face value Rs. 10 each on May 23, 2017 under the ESOP Schemes of the Bank. Consequent to the above allotment, the paid up share capital of the Bank has increased from 375,832,303 equity shares of Rs. 10 each aggregating Rs. 3,758,323,030 to 376,163,023 equity shares of May 23- 2017 Rs. 10 each aggregating Rs. 3,761,630,230.

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