ISSUE 24 – APRIL 2019 AUDITORS

Total AIM Clients Number of clients Client Market Cap (£M) RANK AUDITOR APR ‘19 JAN ‘19 RANK AUDITOR APR ‘19 JAN ‘19

1 (1) - BDO 163 (152) 1 (1) PRICEWATERHOUSECOOPERS 25,275 (27,397) 2 (3) ▲ GRANT THORNTON UK 112 (111) 2 (3) BDO 15,739 (14,784) 3 (2) ▼ KPMG 109 (118) 3 (2) KPMG 15,299 (17,295) 4 (4) - PRICEWATERHOUSECOOPERS 100 (98) 4 (4) EY 11,135 (11,517) 5 (5) - DELOITTE 59 (63) 5 (5) GRANT THORNTON UK 9,237 (10,292) 6 (6) - RSM 56 (55) 6 (6) DELOITTE 8,666 (9,068) 7 (7) - EY 42 (45) 7 (7) RSM 3,348 (2,849) 8 (9) ▲ PKF LITTLEJOHN 35 (25) 8 (8) CROWE UK 2,383 (2,825) 9 (8) ▼ CROWE UK 34 (37) 9 (10) PKF LITTLEJOHN 788 (583) 10 (10) - NEXIA SMITH & WILLIAMSON 22 (23) 10 (11) NEXIA SMITH & WILLIAMSON 569 (550) 11 (12) ▲ JEFFREYS HENRY 19 (17) 11 (9) MAZARS 555 (649) 12 (12) - CHAPMAN DAVIS 16 (17) 12 (13) JEFFREYS HENRY 491 (417) 13 (15) ▲ HAYSMACINTYRE 15 (13) 13 (14) KRESTON REEVES 302 (262) 14 (14) - MAZARS 13 (16) 14 (16) HAYSMACINTYRE 279 (254) 15 (16) ▲ UHY HACKER YOUNG 12 (11) 15 (20) UHY HACKER YOUNG 275 (151) 16 (17) ▲ KINGSTON SMITH 8 (8) 16 (18) JAMES COWPER KRESTON 236 (195) 17 (19) ▲ SAFFERY CHAMPNESS 6 (6) 17 (15) CHAPMAN DAVIS 233 (260) 18 (20) ▲ JAMES COWPER KRESTON 5 (5) 18 (17) WHITLEY PENN 208 (196) 18 (11) ▼ MOORE STEPHENS UK 5 (22) 19 (19) M. J. ABEDIN & CO CHARTERED ACCOUNTANTS 180 (181) 20 (21) ▲ ADLER SHINE 4 (4) 20 - MNP 143 - 20 (21) ▲ BAKER TILLY CI AUDIT 4 (4) 21 (23) JOHNSTON CARMICHAEL 135 (123) 20 (25) ▲ PKF COOPER PARRY GROUP 4 (3) 22 (25) MHA MACINTYRE HUDSON 125 (107) 20 (21) ▲ SHIPLEYS 4 (4) 23 - PKF COOPER PARRY GROUP 123 - 24 (21) ▼ REES POLLOCK 3 (4) 24 (24) SAFFERY CHAMPNESS 113 (117) 25 (25) - HLB MANN JUDD 3 (3) 25 (24) MHA MACINTYRE HUDSON 108 (100)

BDO LLP CareTech Holdings PLC MyCelx Technologies Corporation KPMG 55 Baker Street Cerillion PLC Nasstar PLC 15 Chamberlin PLC Netcall PLC W1U 7EU Christie Group PLC Norish PLC London City Pub Group (The) PLC Northamber PLC T: +44 (0)20 7486 5888 Codemasters Group Holdings PLC Oncimmune Holdings PLC E14 5GL F: +44 (0)20 7487 3686 Concurrent Technologies PLC Online Blockchain PLC T: +44 (0)20 7311 1000 Dods Group PLC Ovoca Bio PLC F: +44 (0)20 7311 3311 Draper Esprit PLC Oxford BioDynamics PLC Elecosoft PLC Patagonia Gold PLC Enteq Upstream PLC PCI-PAL PLC EQTEC PLC Peel Hotels PLC Ethernity Networks Ltd Porta Communications PLC Eurasia Mining PLC Pressure Technologies PLC Flowtech Fluidpower PLC Quartix Holdings PLC GRANT THORNTON UK LLP Footasylum PLC Real Estate Investors PLC 30 Finsbury Square Frontier Developments PLC Reconstruction Capital II Ltd London Frontier Smart Technologies Group Ltd RM2 International S.A. Gama Aviation PLC Rockfi re Resources PLC EC2P 2YU Gateley (Holdings) PLC Rosenblatt Group PLC T: +44 (0)20 7383 5100 GETECH Group PLC Rosslyn Data Technologies PLC F: +44 (0)20 7383 4715 GlobalData PLC Safeland PLC www.grantthornton.co.uk Holders Technology PLC Safestay PLC iEnergizer Ltd Sanderson Group PLC Abal Group PLC Indus Gas Ltd Savannah Petroleum PLC Aberdeen Frontier Markets Investment Co. Ltd Ingenta PLC Scientifi c Digital Imaging PLC ADVFN PLC Inspired Energy PLC Sirius Petroleum PLC AFC Energy PLC Iomart Group PLC Spitfi re Oil Ltd Allergy Therapeutics PLC IQGEO Group PLC Sumo Group PLC Altitude Group PLC ITM Power PLC Swallowfi eld PLC Amino Technologies PLC IXICO PLC System1 Group PLC Andrews Sykes Group PLC Jaywing PLC Tern PLC AorTech International PLC Judges Scientifi c PLC Thruvision Group PLC Ashley House PLC Landore Resources Ltd Transense Technologies PLC Augean PLC LiDCO Group PLC Tricorn Group PLC Avingtrans PLC Livermore Investments Group Ltd Tri-Star Resources PLC Bango PLC LoopUp Group PLC Tristel PLC Beeks Financial Cloud Group PLC LPA Group PLC ULS Technology PLC Billington Holdings PLC Marlowe PLC Velocity Composites PLC Biome Technologies PLC Mercantile Ports and Logistics Ltd Venture Life Group PLC BlueRock Diamonds PLC Midwich Group PLC Vianet Group PLC Brady PLC Mobile Streams PLC Victoria PLC Brave Bison Group PLC Modern Water PLC Yourgene Health PLC Brighton Pier Group (The) PLC mporium Group PLC Zambeef Products PLC Cambridge Cognition Holdings PLC Murgitroyd Group PLC Zoo Digital Group PLC MXC Capital Ltd Continued...

6 AIM Advisers Rankings Guide AUDITORS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK AUDITOR APR ‘19 JAN ‘19 RANK AUDITOR APR ‘19 JAN ‘19

1 (2) ▲ KPMG 23 (21) 1 (1) PRICEWATERHOUSECOOPERS 19,216 (21,260) 1 (1) - PRICEWATERHOUSECOOPERS 23 (23) 2 (3) BDO 10,489 (9,173) 3 (6) ▲ BDO 12 (11) 3 (2) KPMG 9,365 (10,102) 3 (4) ▲ DELOITTE 12 (12) 4 (4) EY 8,065 (8,249) 3 (3) - GRANT THORNTON UK 12 (13) 5 (5) DELOITTE 5,608 (5,777) 6 (4) ▼ EY 9 (12) 6 (6) GRANT THORNTON UK 4,609 (5,190) 7 (7) - CROWE UK 3 (3) 7 (7) CROWE UK 1,490 (1,709) 7 (8) ▲ RSM 3 (2) 8 (8) RSM 965 (338) 9 (9) - JEFFREYS HENRY 1 (1) 9 (9) KRESTON REEVES 296 (255) 9 (9) - KRESTON REEVES 1 (1) 10 (10) JEFFREYS HENRY 281 (238) 9 (9) - WHITLEY PENN 1 (1) 11 (11) WHITLEY PENN 208 (196)

KPMG BDO LLP EY 15 Canada Square 55 Baker Street 25 Churchill Place Canary Wharf London London London W1U 7EU E14 5EY E14 5GL T: +44 (0)20 7486 5888 T: +44 (0)20 7951 2000 T: +44 (0)20 7311 1000 F: +44 (0)20 7487 3686 F: +44 (0)20 7951 1345 F: +44 (0)20 7311 3311 JEFFREYS HENRY LLP DELOITTE LLP Finsgate 2 New Street Square 5-7 Cranwood Street London London EC4A 3BZ EC1V 9EE T: +44 (0)20 7936 3000 CROWE UK T: +44 (0)20 7309 2222 F: +44 (0)20 7583 1198 St Bride’s House F: +44 (0)20 7309 2309 10 Salisbury Square www.jeff reyshenry.com London EC4Y 8EH dotDigital Group PLC PRICEWATERHOUSECOOPERS T: +44 (0)20 7842 7100 7 More London Riverside F: +44 (0)20 7583 1720 London www.crowe.co.uk KRESTON REEVES LLP SE1 2RT Third Floor T: +44 (0)20 7583 5000 GRANT THORNTON UK LLP AB Dynamics PLC 24 Chiswell Street www.pwc.com 30 Finsbury Square Diversifi ed Gas & Oil PLC London Learning Technologies Group PLC London EC1Y 4YX Abcam PLC EC2P 2YU Applegreen PLC T: +44 (0)20 7382 1820 ASOS PLC T: +44 (0)20 7383 5100 boohoo group PLC F: +44 (0)20 7383 4715 RSM Brooks Macdonald Group PLC www.grantthornton.co.uk 25 Farringdon Street WHITLEY PENN LLP Central Asia Metals PLC London 8343 Douglas Avenue Clinigen Group PLC Andrews Sykes Group PLC EC4A 4AB Suite 400 Craneware PLC CareTech Holdings PLC T: +44 (0)20 3201 8000 Eddie Stobart Logistics PLC Codemasters Group Holdings PLC Dallas Eland Oil & Gas PLC Draper Esprit PLC TX 75225 Gooch & Housego PLC Frontier Developments PLC T: +1 (0)214 393 9300 Hutchison China Meditech Ltd GlobalData PLC Johnson Service Group PLC Iomart Group PLC M.P. Evans Group PLC LoopUp Group PLC Numis Corporation PLC Midwich Group PLC Restore PLC Savannah Petroleum PLC RWS Holdings PLC Sumo Group PLC Staffl ine Group PLC Victoria PLC Strix Group PLC Team17 Group PLC Telford Homes PLC Thorpe (F.W.) PLC YouGov PLC

10 AIM Advisers Rankings Guide AUDITORS

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK AUDITOR APR ‘19 JAN ‘19 RANK AUDITOR APR ‘19 JAN ‘19

1 (1) - PRICEWATERHOUSECOOPERS 13 (12) 1 (1) PRICEWATERHOUSECOOPERS 10,551 (12,615) 2 (2) - DELOITTE 9 (9) 2 (2) BDO 8,667 (7,549) 3 (3) - KPMG 8 (8) 3 (4) DELOITTE 4,668 (4,394) 4 (5) ▲ BDO 7 (6) 4 (3) KPMG 4,489 (4,687) 5 (4) ▼ EY 6 (7) 5 (5) EY 3,397 (3,493) 6 (5) ▼ GRANT THORNTON UK 5 (6) 6 (6) GRANT THORNTON UK 2,180 (3,273) 7 (7) - CROWE UK 2 (2) 7 (7) CROWE UK 1,176 (1,709)

KPMG 15 Canada Square Canary Wharf London CROWE UK E14 5GL GRANT THORNTON UK LLP St Bride’s House T: +44 (0)20 7311 1000 30 Finsbury Square 10 Salisbury Square F: +44 (0)20 7311 3311 London London PRICEWATERHOUSECOOPERS EC2P 2YU EC4Y 8EH 7 More London Riverside T: +44 (0)20 7383 5100 T: +44 (0)20 7842 7100 London BDO LLP F: +44 (0)20 7383 4715 F: +44 (0)20 7583 1720 SE1 2RT 55 Baker Street www.grantthornton.co.uk www.crowe.co.uk T: +44 (0)20 7583 5000 London www.pwc.com W1U 7EU CareTech Holdings PLC Diversifi ed Gas & Oil PLC Draper Esprit PLC T: +44 (0)20 7486 5888 Learning Technologies Group PLC Frontier Developments PLC Abcam PLC F: +44 (0)20 7487 3686 Iomart Group PLC ASOS PLC Midwich Group PLC Central Asia Metals PLC Clinigen Group PLC Eland Oil & Gas PLC EY Gooch & Housego PLC 25 Churchill Place Johnson Service Group PLC London M.P. Evans Group PLC E14 5EY Numis Corporation PLC RWS Holdings PLC T: +44 (0)20 7951 2000 Staffl ine Group PLC F: +44 (0)20 7951 1345 Telford Homes PLC Thorpe (F.W.) PLC

DELOITTE LLP 2 New Street Square London EC4A 3BZ T: +44 (0)20 7936 3000 F: +44 (0)20 7583 1198

AIM Advisers Rankings Guide 11 AUDITORS

Financials Clients Number of clients Client Market Cap (£M) RANK AUDITOR APR ‘19 JAN ‘19 RANK AUDITOR APR ‘19 JAN ‘19

1 (2) ▲ BDO 29 (26) 1 (1) EY 5,660 (5,543) 2 (1) ▼ KPMG 24 (27) 2 (2) BDO 3,524 (3,144) 3 (3) - DELOITTE 15 (16) 3 (3) KPMG 2,440 (2,900) 4 (4) - PRICEWATERHOUSECOOPERS 13 (13) 4 (4) DELOITTE 2,137 (1,757) 5 (5) - EY 10 (10) 5 (6) PRICEWATERHOUSECOOPERS 1,122 (1,200) 6 (13) ▲ PKF LITTLEJOHN 9 (3) 6 (5) GRANT THORNTON UK 884 (1,455) 7 (6) ▼ GRANT THORNTON UK 8 (8) 7 (7) RSM 540 (305) 7 (7) - RSM 8 (7) 8 (8) PKF LITTLEJOHN 354 (244) 9 (10) ▲ CROWE UK 4 (4) 9 (11) NEXIA SMITH & WILLIAMSON 186 (182) 9 (10) ▲ NEXIA SMITH & WILLIAMSON 4 (4) 10 (10) MAZARS 175 (210) 9 (13) ▲ UHY HACKER YOUNG 4 (3) 11 (12) CROWE UK 110 (139) 12 (13) ▲ BAKER TILLY CI AUDIT 3 (3) 12 (13) RAWLINSON & HUNTER 104 (104) 12 (10) ▼ MAZARS 3 (4) 13 (16) UHY HACKER YOUNG 92 (54) 12 (7) ▼ MOORE STEPHENS UK 3 (7) 14 (14) REES POLLOCK 89 (103) 15 (13) ▼ CHAPMAN DAVIS 2 (3) 15 (9) MOORE STEPHENS UK 68 (239) 15 - ▲ HAYSMACINTYRE 2- 16 (15) HAINES WATTS - CHARTERED ACCOUNTANTS 57 (55) 15 (17) ▲ HAZLEWOODS 2 (2) 17 (19) JOHNSTON CARMICHAEL 25 (22) 15 (17) ▲ JEFFREYS HENRY 2 (2) 18 - HAYSMACINTYRE 25 - 15 (17) ▲ REES POLLOCK 2 (2) 19 (17) BAKER TILLY CI AUDIT 24 (24)

MOORE STEPHENS UK GRANT THORNTON UK LLP 1 Hill Street 30 Finsbury Square NEXIA SMITH & WILLIAMSON London London 25 Moorgate W1J 5LA London www.moorestephens.com PRICEWATERHOUSECOOPERS EC2P 2YU EC2R 6AY 7 More London Riverside T: +44 (0)20 7383 5100 T: +44 (0)20 7131 4000 1pm PLC London F: +44 (0)20 7383 4715 F: +44 (0)20 7131 4001 Caribbean Investment Holdings Ltd SE1 2RT www.grantthornton.co.uk www.smithandwilliamson.com Kingswood Holdings Ltd T: +44 (0)20 7583 5000 www.pwc.com Aberdeen Frontier Markets Investment Co. Ltd ADVFN PLC Fletcher King PLC Draper Esprit PLC HML Holdings PLC Aquis Exchange PLC Livermore Investments Group Ltd Panther Securities PLC Belvoir Lettings PLC MXC Capital Ltd Urban Logistics REIT PLC Brooks Macdonald Group PLC Real Estate Investors PLC Curtis Banks Group PLC Reconstruction Capital II Ltd FastForward Innovations Ltd Safeland PLC Nucleus Financial Group PLC Numis Corporation PLC Pacifi c Alliance China Land Ltd PME African Infrastructure Opportunities PLC JEFFREYS HENRY LLP Safe Harbour Holdings PLC MAZARS LLP Finsgate Tungsten Corporation PLC Tower Bridge House 5-7 Cranwood Street VinaLand Ltd St Katharine’s Way Wilmcote Holdings PLC London London CROWE UK EC1V 9EE E1W 1DD St Bride’s House T: +44 (0)20 7309 2222 T: +44 (0)20 7063 4000 10 Salisbury Square F: +44 (0)20 7309 2309 F: +44 (0)20 7063 4001 London www.jeff reyshenry.com EC4Y 8EH www.mazars.co.uk T: +44 (0)20 7842 7100 Adams PLC F: +44 (0)20 7583 1720 AAFH Financial Group PLC REACT Group PLC PKF LITTLEJOHN LLP Hunters Property PLC www.crowe.co.uk 1 Reabold Resources PLC Canary Wharf London Adamas Finance Asia Ltd E14 4HD Eight Peaks Group PLC T: +44 (0)20 7516 2200 Jarvis Securities PLC Metal Tiger PLC F: + 44 (0)20 7516 2400 www.pkf-littlejohn.com

Braveheart Investment Group PLC Clear Leisure PLC Helios Underwriting PLC Limitless Earth PLC Pires Investments PLC Plutus PowerGen PLC Randall & Quilter Investment Holdings Ltd RiverFort Global Opportunities PLC Two Shields Investments PLC

AIM Advisers Rankings Guide 15 FINANCIAL PR ADVISERS

Total AIM Clients Number of clients Client Market Cap (£M) RANK FINANCIAL PR APR ‘19 JAN ‘19 RANK FINANCIAL PR APR ‘19 JAN ‘19 1 (1) - FTI CONSULTING 56 (60) 1 (1) FTI CONSULTING 12,794 (15,438) 2 (2) - WALBROOK PR 48 (51) 2 (2) BUCHANAN 8,321 (8,628) 3 (3) - NEWGATE COMMUNICATIONS 43 (43) 3 (3) INSTINCTIF PARTNERS 5,882 (8,486) 4 (4) - ALMA PR 41 (41) 4 (4) MHP COMMUNICATIONS 5,742 (5,817) 5 (5) - YELLOW JERSEY PR 40 (40) 5-MONTFORT COMMUNICATIONS 4,304 - 6 (7) ▲ BUCHANAN 35 (35) 6 (5) ALMA PR 4,245 (4,450) 7 (6) ▼ CAMARCO 34 (37) 7 (6) CAMARCO 3,963 (4,146) 8 (8) - ST BRIDES PARTNERS 33 (33) 8 (7) CITIGATE DEWE ROGERSON 3,816 (3,681) 9 (9) - IFC ADVISORY 32 (28) 9 (8) HUDSON SANDLER 3,794 (3,669) 10 (9) ▼ INSTINCTIF PARTNERS 27 (28) 10 - BRUNSWICK 3,772 - 11 (11) - TAVISTOCK COMMUNICATIONS 26 (27) 11 (11) VIGO COMMUNICATIONS 2,806 (3,064) 12 (12) - MHP COMMUNICATIONS 24 (24) 12 (13) TULCHAN COMMUNICATIONS 2,456 (1,882) 12 (12) - VIGO COMMUNICATIONS 24 (24) 13 (10) NEWGATE COMMUNICATIONS 2,098 (3,168) 14 (14) - BLYTHEWEIGH 22 (21) 14 (12) WALBROOK PR 2,025 (2,018) 14 (14) - HUDSON SANDLER 22 (21) 15 (16) POWERSCOURT 1,717 (1,770) 16 (16) - CONSILIUM STRATEGIC COMMUNICATIONS 15 (17) 16 (15) CONSILIUM STRATEGIC COMMUNICATIONS 1,672 (1,794) 17 (17) - CITIGATE DEWE ROGERSON 12 (13) 17 (14) IFC ADVISORY 1,634 (1,826) 18 (18) - POWERSCOURT 11 (12) 18 (17) TAVISTOCK COMMUNICATIONS 1,614 (1,392) 18 (21) ▲ TULCHAN COMMUNICATIONS 11 (9) 19 (21) HEADLAND 1,121 (998) 20 (19) ▼ KTZ COMMUNICATIONS 9 (10) 20 (20) MILBOURNE 1,044 (1,023) 21 (26) ▲ BELVEDERE COMMUNICATIONS 8 (7) 21 (19) YELLOW JERSEY PR 987 (1,066) 21 (22) ▲ CELICOURT COMMUNICATIONS 8 (8) 22 (26) BELVEDERE COMMUNICATIONS 845 (680) 21 (19) ▼ LUTHER PENDRAGON 8 (10) 23 (23) BLYTHEWEIGH 791 (730) 21 (22) ▲ NOVELLA COMMUNICATIONS 8 (8) 24 - WILSON HARTNELL PUBLIC RELATIONS 711 - 25 (22) ▼ MONTFORT COMMUNICATIONS 7 (8) 25 (24) KREAB 632 (691) 25 (22) ▼ SQUARE1 CONSULTING 7 (8) 26 - CAPITAL ACCESS GROUP 584 -

Marlowe PLC Pelatro PLC Mereo BioPharma Group PLC (J) Pennant International Group PLC Midwich Group PLC Polarean Imaging PLC NAHL Group PLC REACT Group PLC FTI CONSULTING Novacyt S.A. WALBROOK PR Renalytix AI PLC 200 Aldersgate Oxford BioDynamics PLC 4 Lombard Street Renew Holdings PLC Oxford Metrics PLC Safeland PLC Aldersgate Street London London Petro Matad Ltd Sanderson Group PLC Quadrise Fuels International PLC EC3V 9HD SciSys Group PLC EC1A 4HD Randall & Quilter Investment Holdings Ltd T: +44 (0)20 7933 8780 Shield Therapeutics PLC T: +44 (0)20 3727 1000 Redx Pharma PLC F: +44 (0)20 7933 8781 Solid State PLC F: +44 (0)20 3727 1007 Restore PLC www.walbrookpr.com St James House PLC www.fticonsulting.com SafeCharge International Group Ltd STM Group PLC Safestyle UK PLC 1pm PLC Surgical Innovations Group PLC 1Spatial PLC Scancell Holdings PLC Advanced Oncotherapy PLC Trinity Exploration & Production PLC Abcam PLC Scapa Group PLC Amphion Innovations PLC Tristel PLC accesso Technology Group PLC Secure Income REIT PLC Audioboom Group PLC ULS Technology PLC Amino Technologies PLC Shoe Zone PLC Bigblu Broadband PLC Westminster Group PLC ANGLE PLC SIMEC Atlantis Energy Ltd Catenae Innovation PLC YOLO Leisure and Technology PLC Bango PLC Thruvision Group PLC Collagen Solutions PLC Be Heard Group PLC Time Out Group PLC Creo Medical Group PLC Beximco Pharmaceuticals Ltd (J) Tissue Regenix Group PLC Diaceutics PLC Blue Prism Group PLC TransGlobe Energy Corporation Dillistone Group PLC Cambria Automobiles PLC Verona Pharma PLC (J) EKF Diagnostics Holdings PLC Circassia Pharmaceuticals PLC Volga Gas PLC Filtronic PLC Circle Property PLC WANdisco PLC Fusion Antibodies PLC Destiny Pharma PLC Warehouse REIT PLC GAN PLC Diurnal Group PLC YouGov PLC genedrive PLC dotDigital Group PLC GetBusy PLC Eckoh PLC Gfi nity PLC Eddie Stobart Logistics PLC Great Western Mining Corporation PLC e-Therapeutics PLC Ilika PLC FIH Group PLC Instem PLC First Derivatives PLC Intelligent Ultrasound Group PLC GYG PLC LiDCO Group PLC hVIVO PLC Malvern International PLC iEnergizer Ltd Mobile Tornado Group PLC IXICO PLC Mortice Ltd KRM22 PLC Motif Bio PLC (J) Learning Technologies Group PLC Omega Diagnostics Group PLC LoopUp Group PLC OptiBiotix Health PLC Management Resource Solutions PLC PCI-PAL PLC Continued...

22 AIM Advisers Rankings Guide FINANCIAL PR ADVISERS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK FINANCIAL PR APR ‘19 JAN ‘19 RANK FINANCIAL PR APR ‘19 JAN ‘19 1 (1) - FTI CONSULTING 15 (14) 1 (1) FTI CONSULTING 9,761 (12,202) 2 (2) - BUCHANAN 10 (9) 2 (3) BUCHANAN 6,835 (6,925) 3 (3) - ALMA PR 8 (7) 3 (2) INSTINCTIF PARTNERS 4,376 (7,106) 4 (3) ▼ MHP COMMUNICATIONS 7 (7) 4 (4) MHP COMMUNICATIONS 4,327 (4,299) 5 (6) ▲ HUDSON SANDLER 5 (5) 5-MONTFORT COMMUNICATIONS 3,973 - 6 (5) ▼ INSTINCTIF PARTNERS 4 (6) 6-BRUNSWICK 3,772 - 6 (8) ▲ TULCHAN COMMUNICATIONS 4 (3) 7 (6) CITIGATE DEWE ROGERSON 3,468 (3,286) 8 (8) - CAMARCO 3 (3) 8 (9) HUDSON SANDLER 2,853 (1,911) 8 (8) - IFC ADVISORY 3 (3) 9 (7) ALMA PR 2,765 (2,504) 8 (7) ▼ VIGO COMMUNICATIONS 3 (4) 10 (11) TULCHAN COMMUNICATIONS 1,943 (1,466) 11 (11) - BELVEDERE COMMUNICATIONS 2 (2) 11 (8) VIGO COMMUNICATIONS 1,451 (2,103) 11 - ▲ BRUNSWICK 2- 12 (12) CAMARCO 1,279 (1,404) 11 (11) - CITIGATE DEWE ROGERSON 2 (2) 13 (13) HEADLAND 944 (964) 11 (11) - CONSILIUM STRATEGIC COMMUNICATIONS 2 (2) 14 (14) CONSILIUM STRATEGIC COMMUNICATIONS 900 (899) 11 (11) - MONTFORT COMMUNICATIONS 2 (2) 15 - IFC ADVISORY 851 - 11 (11) - NEWGATE COMMUNICATIONS 2 (2) 16 (16) KREAB 613 (637) 11 - ▲ WALBROOK PR 2- 17 - DRURY PORTER NOVELLI 583 -

INSTINCTIF PARTNERS FTI CONSULTING 65 Gresham Street WALBROOK PR 200 Aldersgate ALMA PR London 4 Lombard Street Aldersgate Street Aldwych House EC2V 7NQ London London 71-73 Carter Lane T: +44 (0)20 7457 2020 EC3V 9HD EC1A 4HD London F: +44 (0)20 7866 7900 T: +44 (0)20 7933 8780 T: +44 (0)20 3727 1000 EC4V 5EQ www.instinctif.com F: +44 (0)20 7933 8781 F: +44 (0)20 3727 1007 T: +44 (0)20 3405 0205 www.walbrookpr.com www.fticonsulting.com www.almapr.co.uk ASOS PLC Clinigen Group PLC Creo Medical Group PLC Abcam PLC Alpha FX Group PLC Majestic Wine PLC Renew Holdings PLC accesso Technology Group PLC Codemasters Group Holdings PLC Serica Energy PLC Blue Prism Group PLC Craneware PLC dotDigital Group PLC Ideagen PLC Eddie Stobart Logistics PLC IG Design Group PLC First Derivatives PLC Iomart Group PLC Learning Technologies Group PLC Quixant PLC LoopUp Group PLC Somero Enterprises Inc Midwich Group PLC BRUNSWICK GROUP LLP Restore PLC 16 Lincoln’s Inn Fields SafeCharge International Group Ltd BLYTHEWEIGH Scapa Group PLC London, WC2A 3ED 4-5 Castle Court Secure Income REIT PLC T: +44 (0)20 7404 5959 WANdisco PLC F: +44 (0)20 7831 2823 London YouGov PLC www.brunswickgroup.com EC3V 9DL T: +44 (0)20 7138 3204 MHP COMMUNICATIONS Fevertree Drinks PLC www.blytheweigh.com 6 Agar Street Numis Corporation PLC London Central Asia Metals PLC WC2N 4HN T: +44 (0)20 3128 8100 BUCHANAN F: +44 (0)20 3128 8171 107 Cheapside www.mhpc.com London EC2V 6DN Benchmark Holdings PLC T: +44 (0)20 7466 5000 Brooks Macdonald Group PLC F: +44 (0)20 7466 5001 Draper Esprit PLC www.buchanan.uk.com EMIS Group PLC Keywords Studios PLC Alliance Pharma PLC RWS Holdings PLC boohoo group PLC Young & Co’s Brewery PLC CareTech Holdings PLC Dart Group PLC Diversifi ed Gas & Oil PLC Gooch & Housego PLC Purplebricks Group PLC Telford Homes PLC Victoria PLC Watkin Jones PLC

AIM Advisers Rankings Guide 25 FINANCIAL PR ADVISERS

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK FINANCIAL PR APR ‘19 JAN ‘19 RANK FINANCIAL PR APR ‘19 JAN ‘19 1 (1) - BUCHANAN 8 (7) 1 (1) FTI CONSULTING 7,003 (9,199) 2 (1) ▼ FTI CONSULTING 7 (7) 2 (2) INSTINCTIF PARTNERS 4,376 (6,895) 3 (3) - MHP COMMUNICATIONS 5 (5) 3 (4) BUCHANAN 4,096 (3,711) 4 (3) ▼ INSTINCTIF PARTNERS 4 (5) 4 (3) MHP COMMUNICATIONS 3,805 (3,747) 5 - ▲ CAMARCO 3 - 5-BRUNSWICK 3,772 - 5 (5) - HUDSON SANDLER 3 (3) 6 (5) HUDSON SANDLER 1,897 (1,692) 5 (5) - TULCHAN COMMUNICATIONS 3 (3) 7-TULCHAN COMMUNICATIONS 1,629 - 8-▲ BRUNSWICK 2- 8-CAMARCO 1,279 - 8-▲ VIGO COMMUNICATIONS 2- 9 (6) VIGO COMMUNICATIONS 1,149 1,593

TULCHAN COMMUNICATIONS LLP 85 Fleet Street London BUCHANAN INSTINCTIF PARTNERS EC4Y 1AE 107 Cheapside 65 Gresham Street T: +44 (0)20 7353 4200 ALMA PR London London F: +44 (0)20 7353 4201 Aldwych House EC2V 6DN EC2V 7NQ 71-73 Carter Lane T: +44 (0)20 7466 5000 T: +44 (0)20 7457 2020 London F: +44 (0)20 7466 5001 F: +44 (0)20 7866 7900 EC4V 5EQ www.buchanan.uk.com www.instinctif.com T: +44 (0)20 3405 0205 Alliance Pharma PLC ASOS PLC www.almapr.co.uk CareTech Holdings PLC Clinigen Group PLC BRUNSWICK GROUP LLP Dart Group PLC Majestic Wine PLC 16 Lincoln’s Inn Fields Iomart Group PLC Diversifi ed Gas & Oil PLC Serica Energy PLC London, WC2A 3ED Gooch & Housego PLC T: +44 (0)20 7404 5959 Purplebricks Group PLC F: +44 (0)20 7831 2823 Telford Homes PLC www.brunswickgroup.com Watkin Jones PLC Fevertree Drinks PLC Numis Corporation PLC WALBROOK PR 4 Lombard Street MHP COMMUNICATIONS London 6 Agar Street EC3V 9HD London T: +44 (0)20 7933 8780 FTI CONSULTING WC2N 4HN 200 Aldersgate F: +44 (0)20 7933 8781 T: +44 (0)20 3128 8100 Aldersgate Street www.walbrookpr.com F: +44 (0)20 3128 8171 London www.mhpc.com Renew Holdings PLC EC1A 4HD T: +44 (0)20 3727 1000 Draper Esprit PLC F: +44 (0)20 3727 1007 EMIS Group PLC www.fticonsulting.com Keywords Studios PLC RWS Holdings PLC Abcam PLC Young & Co’s Brewery PLC Blue Prism Group PLC First Derivatives PLC Learning Technologies Group PLC Midwich Group PLC HUDSON SANDLER Scapa Group PLC 29 Cloth Fair Secure Income REIT PLC London EC1A 7NN T: +44 (0)20 7796 4133 F: +44 (0)20 7796 3480

26 AIM Advisers Rankings Guide FINANCIAL PR ADVISERS

St Brides Partners is a London based specialist multi-divisional investor BUCHANAN and public relations consultancy for 107 Cheapside growth companies. The company ALMA PR London provides a broad range of services, Aldwych House EC2V 6DN extending beyond the traditional 71-73 Carter Lane ST BRIDES PARTNERS T: +44 (0)20 7466 5000 remit of investor and fi nancial public London 3 St Michael’s Alley F: +44 (0)20 7466 5001 relations to include business analysis, EC4V 5EQ London www.buchanan.uk.com EC3V 9DS consultancy and marketing. Assisting T: +44 (0)20 3405 0205 in the development of strategy, www.almapr.co.uk T: +44 (0)20 7236 1177 boohoo.com PLC F: +44 (0)20 7236 1188 increasing media exposure to boost Dart Group PLC www.stbridesmedia.co.uk corporate image, promoting market Arena Events Group PLC position to investors and raising Dods Group PLC company profi les across all mediums, are amongst some of the services the highly reputable and complementary St Brides team provide.

Financials Clients Number of clients Client Market Cap (£M) RANK FINANCIAL PR APR ‘19 JAN ‘19 RANK FINANCIAL PR APR ‘19 JAN ‘19 1 (1) - NEWGATE COMMUNICATIONS 10 (11) 1 (13) MONTFORT COMMUNICATIONS 4,304 (317) 2 (2) - CAMARCO 9 (10) 2 (7) FTI CONSULTING 1,891 (560) 3 (3) - BUCHANAN 8 (8) 3 (3) CAMARCO 1,420 (1,536) 4 (4) - MONTFORT COMMUNICATIONS 7 (7) 4 (4) MHP COMMUNICATIONS 1,194 (1,195) 5 (5) - MHP COMMUNICATIONS 6 (6) 5 (5) MILBOURNE 1,044 (1,023) 6 (7) ▲ FTI CONSULTING 5 (5) 6 (10) BUCHANAN 662 (439) 6 (5) ▼ INSTINCTIF PARTNERS 5 (6) 7 (11) ALMA PR 540 (405) 6 (7) ▲ WALBROOK PR 5 (5) 8 (8) CAPITAL ACCESS GROUP 529 (552) 9 (10) ▲ ALMA PR 4 (3) 9 (12) GREENBROOK COMMUNICATIONS 407 (378) 9-▲ IFC ADVISORY 4- 10 (6) INSTINCTIF PARTNERS 398 (823) 9 (9) - ST BRIDES PARTNERS 4 (4) 11 (9) SQUARE1 CONSULTING 365 (538) 9 (10) ▲ YELLOW JERSEY PR 4 (3) 12 (2) NEWGATE COMMUNICATIONS 362 (1,626) 13 (10) ▼ HUDSON SANDLER 3 (3) 13 - YELLOW JERSEY PR 328 - 13 (10) ▼ NOVELLA COMMUNICATIONS 3 (3) 14 (14) BRUNSWICK 266 (306) 13 (10) ▼ TAVISTOCK COMMUNICATIONS 3 (3) 15 - HUDSON SANDLER 251 -

BUCHANAN INSTINCTIF PARTNERS FTI CONSULTING 107 Cheapside 65 Gresham Street 200 Aldersgate London MHP COMMUNICATIONS London Aldersgate Street EC2V 6DN 6 Agar Street EC2V 7NQ London T: +44 (0)20 7466 5000 London T: +44 (0)20 7457 2020 EC1A 4HD F: +44 (0)20 7466 5001 WC2N 4HN F: +44 (0)20 7866 7900 T: +44 (0)20 3727 1000 www.buchanan.uk.com T: +44 (0)20 3128 8100 www.instinctif.com F: +44 (0)20 3128 8171 F: +44 (0)20 3727 1007 www.fticonsulting.com Adamas Finance Asia Ltd www.mhpc.com Dolphin Capital Investors Ltd APQ Global Ltd GLI Finance Ltd Belvoir Lettings PLC Brooks Macdonald Group PLC Circle Property PLC Inland Homes PLC Cenkos Securities PLC Draper Esprit PLC KRM22 PLC Manolete Partners PLC LXB Retail Properties PLC Miton Group PLC Randall & Quilter Investment Holdings Ltd ThinkSmart Ltd Mercia Technologies PLC Park Group PLC Secure Income REIT PLC Purplebricks Group PLC Urban Exposure PLC Warehouse REIT PLC Summerway Capital PLC WH Ireland Group PLC

Continued...

30 AIM Advisers Rankings Guide LAW FIRMS

Total AIM Clients Number of clients Client Market Cap (£M) RANK LAW FIRM APR ‘19 JAN ‘19 RANK LAW FIRM APR ‘19 JAN ‘19 1 (1) - PINSENT MASONS 53 (54) 1 (1) DLA PIPER 8,205 (8,713) 2 (2) - GOWLING WLG (UK) 46 (47) 2 (2) GOWLING WLG (UK) 6,798 (8,646) 3 (3) - CMS 37 (39) 3 (4) CMS 6,725 (6,257) 3 (4) ▲ FIELDFISHER 37 (37) 4 (3) OGIER 6,338 (6,493) 5 (5) - DLA PIPER 35 (36) 5 (6) OSBORNE CLARKE 5,595 (6,039) 6 (6) - HILL DICKINSON 34 (35) 6 (8) CAREY OLSEN 5,342 (5,053) 7 (7) - MEMERY CRYSTAL 32 (33) 7 (7) PINSENT MASONS 5,122 (5,475) 8 (8) - EVERSHEDS SUTHERLAND 30 (31) 8 (9) EVERSHEDS SUTHERLAND 4,616 (4,746) 9 (9) - DWF 27 (27) 9 (10) DWF 4,115 (4,401) 10 (11) ▲ OSBORNE CLARKE 26 (26) 10 (11) FIELDFISHER 4,038 (4,175) 11 (11) - CAREY OLSEN 25 (26) 11 (5) SLAUGHTER AND MAY 3,878 (6,141) 11 (13) ▲ DENTONS UK AND MIDDLE EAST 25 (24) 12 (13) BIRD & BIRD 3,754 (3,649) 13 (13) - CHARLES RUSSELL SPEECHLYS 24 (24) 13 (14) FRESHFIELDS BRUCKHAUS DERINGER 3,716 (3,552) 13 (13) - FLADGATE 24 (24) 14 (15) HERBERT SMITH FREEHILLS 3,549 (3,447) 15 (9) ▼ STEPHENSON HARWOOD 23 (27) 15 (16) ADDLESHAW GODDARD 3,397 (3,441) 16 (13) ▼ DRUCES 22 (24) 16 (12) NORTON ROSE FULBRIGHT 3,355 (3,837) 16 (17) ▲ SQUIRE PATTON BOGGS 22 (22) 17 (17) SQUIRE PATTON BOGGS 3,169 (3,023) 18 (18) - NORTON ROSE FULBRIGHT 20 (21) 18 (19) DENTONS UK AND MIDDLE EAST 2,926 (2,855) 19 (19) - DAC BEACHCROFT 19 (18) 19 (18) BRYAN CAVE LEIGHTON PAISNER 2,858 (2,959) 20 (19) ▼ ADDLESHAW GODDARD 18 (18) 20 (22) STEPHENSON HARWOOD 2,853 (2,593) 20 (19) ▼ BRYAN CAVE LEIGHTON PAISNER 18 (18) 21 (21) TRAVERS SMITH 2,583 (2,635) 20 (19) ▼ TRAVERS SMITH 18 (18) 22 (20) BROWN RUDNICK 2,505 (2,700) 23 (19) ▼ TAYLOR WESSING 17 (18) 23 (23) TLT 2,281 (2,550) 24 (24) - BIRD & BIRD 16 (17) 24 (24) PANNONE CORPORATE 2,198 (2,435) 25 (25) - APPLEBY 14 (16) 25 (25) COVINGTON & BURLING 1,646 (1,778) 25 (26) ▲ COVINGTON & BURLING 14 (14) 26 (26) TAYLOR WESSING 1,529 (1,712)

Lansdowne Oil & Gas PLC (J) Mkango Resources Ltd LoopUp Group PLC (J) Mortice Ltd (J) Marechale Capital PLC mporium Group PLC (J) Minoan Group PLC Pacifi c Alliance China Land Ltd (J) Mi-Pay Group PLC GOWLING WLG (UK) LLP Phoenix Global Mining Ltd (J) NAHL Group PLC (J) 4 More London Riverside PipeHawk PLC PINSENT MASONS LLP Parity Group PLC London RTC Group PLC (J) 30 Crown Place PCG Entertainment PLC (J) SE1 2AU Salt Lake Potash Ltd (J) Pebble Beach Systems Group PLC SEC S.p.A (J) Earl Street Petro Matad Ltd (J) Two Shanta Gold Ltd (J) London Portmeirion Group PLC (J) Staffl ine Group PLC (J) Birmingham EC2A 4ES Premier Technical Services Group PLC (J) Stanley Gibbons Group (The) PLC (J) T: +44 (0)20 7418 7000 Range Resources Ltd (J) B4 6WR Strategic Minerals PLC F: +44 (0)20 7418 7050 Regal Petroleum PLC (J) Sunrise Resources PLC www.pinsentmasons.com Rockhopper Exploration PLC (J) T: +44 (0)870 903 1000 Sylvania Platinum Ltd (J) Rotala PLC (J) F: +44 (0)870 904 1099 Tavistock Investments PLC (J) Safestyle UK PLC (J) Tertiary Minerals PLC 600 Group (The) PLC (J) www.gowlingwlg.com Shanta Gold Ltd (J) UKrproduct Group Ltd (J) AB Dynamics PLC Springfi eld Properties PLC (J) Urban Logistics REIT PLC Adamas Finance Asia Ltd (J) Aberdeen Frontier Markets Inv. Co. Ltd (J) Sterling Energy PLC (J) VinaLand Ltd (J) ANGLE PLC AFH Financial Group PLC Stride Gaming PLC (J) Westmount Energy Ltd (J) Arden Partners PLC (J) AfriTin Mining Ltd (J) Surgical Innovations Group PLC (J) Young & Co's Brewery PLC (J) Arena Events Group PLC Altus Strategies PLC Thorpe (F.W.) PLC (J) Beeks Financial Cloud Group PLC Andrews Sykes Group PLC (J) Trinity Exploration & Production PLC (J) Best of the Best PLC (J) Ariana Resources PLC ValiRx PLC (J) Blancco Technology Group PLC (J) ASOS PLC (J) Wishbone Gold PLC (J) Bowleven PLC (J) Bacanora Lithium PLC (J) XLMedia PLC (J) Cambridge Cognition Holdings PLC (J) Blue Star Capital PLC (J) CareTech Holdings PLC (J) Bushveld Minerals Ltd (J) Celtic PLC (J) CIP Merchant Capital Ltd (J) China Nonferrous Gold Ltd (J) Codemasters Group Holdings PLC (J) Craneware PLC Conygar Investment Company (The) PLC EMIS Group PLC (J) Dolphin Capital Investors Ltd Evgen Pharma PLC (J) Draper Esprit PLC (J) Filtronic PLC Eden Research PLC (J) FireAngel Safety Technology Group PLC (J) Eurasia Mining PLC genedrive PLC (J) Firestone Diamonds PLC (J) Hunters Property PLC (J) Galantas Gold Corporation (J) hVIVO PLC Highland Gold Mining Ltd (J) IDOX PLC (J) Hummingbird Resources PLC Iomart Group PLC (J) Kubera Cross-Border Fund Ltd (J) Jersey Oil and Gas PLC Leaf Clean Energy Company (J) Kromek Group PLC (J) Mercia Technologies PLC (J)

38 AIM Advisers Rankings Guide LAW FIRMS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK LAW FIRM APR ‘19 JAN ‘19 RANK LAW FIRM APR ‘19 JAN ‘19 1 (3) ▲ GOWLING WLG (UK) 8 (8) 1 (2) DLA PIPER 6,872 (7,020) 2 (3) ▲ CMS 7 (8) 2 (3) OGIER 5,884 (5,962) 2 (1) ▼ PINSENT MASONS 7 (9) 3 (1) GOWLING WLG (UK) 5,649 (7,064) 4 (9) ▲ BIRD & BIRD 6 (4) 4 (5) CMS 4,796 (4,546) 4 (2) ▼ CAREY OLSEN 6 (6) 5 (6) OSBORNE CLARKE 4,369 (4,020) 4 (5) ▲ NORTON ROSE FULBRIGHT 6 (6) 6 (7) FRESHFIELDS BRUCKHAUS DERINGER 3,686 (3,529) 7 (9) ▲ BROWN RUDNICK 5 (4) 7 (4) SLAUGHTER AND MAY 3,529 (5,840) 7 (6) ▼ DLA PIPER 5 (5) 8 (12) BIRD & BIRD 3,391 (2,802) 7 (6) ▼ DWF 5 (5) 9 (10) DWF 3,205 (3,206) 7 (6) ▼ FIELDFISHER 5 (5) 10 (9) NORTON ROSE FULBRIGHT 2,997 (3,214) 11 (9) ▼ ADDLESHAW GODDARD 4 (4) 11 (14) CAREY OLSEN 2,940 (2,620) 11 (9) ▼ HERBERT SMITH FREEHILLS 4 (4) 12 (8) PINSENT MASONS 2,932 (3,284) 11 (15) ▲ SQUIRE PATTON BOGGS 4 (3) 13 (11) EVERSHEDS SUTHERLAND 2,782 (2,988) 11 (9) ▼ STEPHENSON HARWOOD 4 (4) 14 (19) FIELDFISHER 2,768 (2,163) 15 (15) - DENTONS UK AND MIDDLE EAST 3 (3) 15 (18) HERBERT SMITH FREEHILLS 2,562 (2,245) 15 (15) - EVERSHEDS SUTHERLAND 3 (3) 16 (15) ADDLESHAW GODDARD 2,539 (2,587) 15 (9) ▼ OSBORNE CLARKE 3 (4) 17 (13) BROWN RUDNICK 2,447 (2,650) 15 (15) - SLAUGHTER AND MAY 3 (3) 18 (20) SQUIRE PATTON BOGGS 2,231 (1,999) 15 - ▲ TAYLOR WESSING 3- 19 (16) PANNONE CORPORATE 2,198 (2,433) 15 (15) - TRAVERS SMITH 3 (3) 19 (16) TLT 2,198 (2,433)

GOWLING WLG (UK) LLP BIRD & BIRD 4 More London Riverside 12 New Fetter Lane London London SE1 2AU CMS PINSENT MASONS LLP EC4A 1JP Cannon Place 30 Crown Place T: +44 (0)20 7415 6000 Two Snowhill 78 Cannon Street Earl Street F: +44 (0)20 7415 6111 Birmingham London London www.twobirds.com B4 6WR EC4N 6AF EC2A 4ES T: +44 (0)20 7367 3000 T: +44 (0)20 7418 7000 Alpha FX Group PLC T: +44 (0)870 903 1000 F: +44 (0)20 7367 2000 F: +44 (0)20 7418 7050 Dart Group PLC (J) F: +44 (0)870 904 1099 www.cms-cmno.com www.pinsentmasons.com Earthport PLC www.gowlingwlg.com Frontier Developments PLC Gamma Communications PLC Blue Prism Group PLC AB Dynamics PLC CareTech Holdings PLC (J) IG Design Group PLC (J) Andrews Sykes Group PLC (J) M&C Saatchi PLC Craneware PLC ASOS PLC (J) RWS Holdings PLC EMIS Group PLC (J) Bushveld Minerals Ltd (J) SafeCharge International Group Ltd (J) Iomart Group PLC (J) Codemasters Group Holdings PLC (J) Smart Metering Systems PLC LoopUp Group PLC (J) Draper Esprit PLC (J) Strix Group PLC (J) Thorpe (F.W.) PLC (J) Highland Gold Mining Ltd (J) YouGov PLC Staffl ine Group PLC (J) Young & Co's Brewery PLC (J)

42 AIM Advisers Rankings Guide LAW FIRMS

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK LAW FIRM APR ‘19 JAN ‘19 RANK LAW FIRM APR ‘19 JAN ‘19 1 (2) ▲ CMS 4 (4) 1 (1) GOWLING WLG (UK) 4,008 (6,137) 1 (2) ▲ DWF 4 (4) 2 (3) OSBORNE CLARKE 3,666 (3,831) 1 (2) ▲ GOWLING WLG (UK) 4 (4) 3 (4) CMS 3,535 (3,243) 1 (1) - PINSENT MASONS 4 (5) 4 (2) SLAUGHTER AND MAY 3,529 (5,840) 5 (5) - ADDLESHAW GODDARD 3 (3) 5 (5) DWF 2,802 (3,021) 5 (5) - BIRD & BIRD 3 (3) 6 (7) BIRD & BIRD 2,476 (2,387) 5 (5) - DLA PIPER 3 (3) 7 (8) ADDLESHAW GODDARD 2,342 (2,343) 5 (5) - HERBERT SMITH FREEHILLS 3 (3) 8 (6) EVERSHEDS SUTHERLAND 2,332 (2,517) 5 (11) ▲ NORTON ROSE FULBRIGHT 3 (2) 9 (11) HERBERT SMITH FREEHILLS 1,979 (1,771) 5 (5) - SLAUGHTER AND MAY 3 (3) 10 (10) NORTON ROSE FULBRIGHT 1,860 (1,875) 11 (11) - BROWN RUDNICK 2 (2) 11 (9) PINSENT MASONS 1,774 (2,230) 11 (11) - BRYAN CAVE LEIGHTON PAISNER 2 (2) 12 (12) BRYAN CAVE LEIGHTON PAISNER 1,692 (1,760) 11 (11) - DENTONS UK AND MIDDLE EAST 2 (2) 13 (13) SQUIRE PATTON BOGGS 1,684 (1,680) 11 (11) - FIELDFISHER 2 (2) 14 (14) DLA PIPER 1,585 (1,593) 11 (11) - HOGAN LOVELLS INTERNATIONAL 2 (2) 15 (15) BROWN RUDNICK 1,416 (1,507) 11 (5) ▼ OSBORNE CLARKE 2 (3) 16 (16) DENTONS UK AND MIDDLE EAST 1,376 (1,289) 11 (11) - SQUIRE PATTON BOGGS 2 (2) 17 (17) FIELDFISHER 1,323 (1,260)

SLAUGHTER AND MAY BIRD & BIRD One Bunhill Row 12 New Fetter Lane London FLADGATE LLP London EC1Y 8YY 16 Great Queen Street CMS EC4A 1JP T: +44 (0)20 7600 1200 London WC2B 5DG Cannon Place T: +44 (0)20 7415 6000 F: +44 (0)20 7090 5000 T: +44 (0)20 3036 7000 78 Cannon Street F: +44 (0)20 7415 6111 www.slaughterandmay.com F: +44 (0)20 3036 7600 London EC4N 6AF www.twobirds.com www.fl adgate.com T: +44 (0)20 7367 3000 ASOS PLC (J) www.cms-cmno.com Dart Group PLC (J) Redde PLC (J) Alliance Pharma PLC Frontier Developments PLC Young & Co's Brewery PLC (J) Blue Prism Group PLC Gamma Communications PLC M&C Saatchi PLC RWS Holdings PLC Smart Metering Systems PLC

HILL DICKINSON The FIELDFISHER 20 Primrose Street Riverbank House London EC2A 2EW 2 Swan Lane T: +44 (0)20 7283 9033 HERBERT SMITH FREEHILLS LLP London EC4R 3TT GOWLING WLG (UK) LLP Exchange House F: +44 (0)20 7283 1144 T: +44 (0)20 7861 4000 4 More London Riverside Primrose Street www.hilldickinson.com www.fi eldfi sher.com London SE1 2AU London T: +44 (0)870 903 1000 EC2A 2EG Johnson Service Group PLC Central Asia Metals PLC (J) www.gowlingwlg.com T: +44 (0)20 7374 8000 Hurricane Energy PLC (J) F: +44 (0)20 7374 0888 ASOS PLC (J) www.herbertsmithfreehills.com Draper Esprit PLC (J) Staffl ine Group PLC (J) Dart Group PLC (J) TRAVERS SMITH LLP Young & Co's Brewery PLC (J) Polar Capital Holdings PLC Serica Energy PLC (J) 10 Snow Hill London EC1A 2AL CHARLES RUSSELL SPEECHLYS LLP T: +44 (0)20 7295 3000 5 Fleet Place F: +44 (0)20 7295 3500 London EC4M 7RD www.traverssmith.com T: +44 (0)20 7203 5000 www.charlesrussellspeechlys.com NORTON ROSE FULBRIGHT LLP Camellia PLC 3 More London Riverside CareTech Holdings PLC (J) PINSENT MASONS LLP London SE1 2AQ 30 Crown Place T: +44 (0)20 7283 6000 Earl Street F: +44 (0)20 7283 6500 London EC2A 4ES www.nortonrosefulbright.com T: +44 (0)20 7418 7000 www.pinsentmasons.com Dart Group PLC (J) Mortgage Advice Bureau (Holdings) PLC CareTech Holdings PLC (J) Purplebricks Group PLC EMIS Group PLC (J) Iomart Group PLC (J) Thorpe (F.W.) PLC (J)

44 AIM Advisers Rankings Guide LAW FIRMS

Financials Clients Number of clients Client Market Cap (£M) RANK LAW FIRM APR ‘19 JAN ‘19 RANK LAW FIRM APR ‘19 JAN ‘19 1 (1) - GOWLING WLG (UK) 14 (15) 1 (1) OGIER 3,972 (3,879) 2 (2) - TRAVERS SMITH 9 (9) 2 (2) FRESHFIELDS BRUCKHAUS DERINGER 3,686 (3,529) 3 (4) ▲ CAREY OLSEN 8 (8) 3 (4) BRYAN CAVE LEIGHTON PAISNER 1,819 (1,891) 4 (2) ▼ APPLEBY 7 (9) 4 (3) NORTON ROSE FULBRIGHT 1,816 (2,125) 5 (7) ▲ CMS 6 (6) 5 (5) CAREY OLSEN 1,812 (1,877) 5 (7) ▲ EVERSHEDS SUTHERLAND 6 (6) 6 (6) GOWLING WLG (UK) 1,217 (1,252) 5 (7) ▲ FIELDFISHER 6 (6) 7 (7) NESTOR NESTOR DICULESCU KINGSTON PETERSEN 1,030 (1,009) 5 (5) - HILL DICKINSON 6 (7) 7 (7) SIDLEY AUSTIN 1,030 (1,009) 5 (7) ▲ OGIER 6 (6) 7 (7) SKADDEN, ARPS, SLATE, MEAGHER & FLOM 1,030 (1,009) 5 (5) - STEPHENSON HARWOOD 6 (7) 10 (10) EVERSHEDS SUTHERLAND 798 (780) 11 (12) ▲ CHARLES RUSSELL SPEECHLYS 5 (5) 11 (11) STEPHENSON HARWOOD 785 (773) 11 (12) ▲ DENTONS UK AND MIDDLE EAST 5 (5) 12 (12) TAYLOR WESSING 702 (715) 11 (14) ▲ DWF 5 (4) 13 (15) MAPLES AND CALDER 618 (563) 11 (7) ▼ NORTON ROSE FULBRIGHT 5 (6) 14 (14) HERBERT SMITH FREEHILLS 566 (628) 15 (14) ▼ ASHURST 4 (4) 15 (13) SLAUGHTER AND MAY 525 (655) 15 (14) ▼ BRYAN CAVE LEIGHTON PAISNER 4 (4) 16 (21) MILLS & REEVE 493 (391) 15 (14) ▼ CAINS 4 (4) 17 (16) TRAVERS SMITH 487 (451) 15 (14) ▼ CONYERS DILL & PEARMAN 4 (4) 18 (19) CMS 480 (406) 15 (14) ▼ DECHERT 4 (4) 19 (24) MCCANN FITZGERALD 473 (354) 15 (14) ▼ DLA PIPER 4 (4) 20 (17) CONYERS DILL & PEARMAN 471 (450) 15 (14) ▼ HERBERT SMITH FREEHILLS 4 (4) 21 (20) KING & WOOD MALLESONS 428 (402) 15 (14) ▼ MEMERY CRYSTAL 4 (4) 22 (22) SIMPSON THACHER & BARTLETT 407 (378) 15 (14) ▼ MILLS & REEVE 4 (4) 23 (18) DWF 406 (422) 15 (14) ▼ PINSENT MASONS 4 (4) 24 (23) DENTONS UK AND MIDDLE EAST 372 (362) 15 (14) ▼ REED SMITH 4 (4) 25 (25) CHARLES RUSSELL SPEECHLYS 339 (315) 15 (14) ▼ TAYLOR WESSING 4 (4) 26 - BURGES SALMON 271 -

TRAVERS SMITH LLP GOWLING WLG (UK) LLP 10 Snow Hill HILL DICKINSON 4 More London Riverside London The Broadgate Tower London EC1A 2AL 20 Primrose Street SE1 2AU T: +44 (0)20 7295 3000 CMS London F: +44 (0)20 7295 3500 Cannon Place EC2A 2EW Two Snowhill www.traverssmith.com 78 Cannon Street T: +44 (0)20 7283 9033 Birmingham London F: +44 (0)20 7283 1144 B4 6WR All Asia Asset Capital Ltd (J) EC4N 6AF www.hilldickinson.com Cenkos Securities PLC (J) T: +44 (0)20 7367 3000 Blue Star Capital PLC (J) T: +44 (0)870 903 1000 EIH PLC (J) F: +44 (0)20 7367 2000 fi nnCap Group PLC FastForward Innovations Ltd (J) F: +44 (0)870 904 1099 www.cms-cmno.com Fiske PLC (J) Manx Financial Group PLC (J) www.gowlingwlg.com Gresham House PLC (J) Plutus PowerGen PLC (J) Adams PLC (J) Livermore Investments Group Ltd Reabold Resources PLC (J) Gresham House Strategic PLC (J) Aberdeen Frontier Markets Investment Co. Ltd (J) Origo Partners PLC (J) Two Shields Investments PLC (J) M Winkworth PLC AFH Financial Group PLC TruFin PLC (J) Blue Star Capital PLC (J) Randall & Quilter Investment Holdings Ltd (J) CIP Merchant Capital Ltd (J) Reconstruction Capital II Ltd (J) Conygar Investment Company (The) PLC Sigma Capital Group PLC Dolphin Capital Investors Ltd Draper Esprit PLC (J) Kubera Cross-Border Fund Ltd (J) Leaf Clean Energy Company (J) CAREY OLSEN Mercia Technologies PLC (J) P.O. Box 98, Carey House STEPHENSON HARWOOD Pacifi c Alliance China Land Ltd (J) Les Banques 1 Finsbury Circus Tavistock Investments PLC (J) St. Peter Port FIELDFISHER London Urban Logistics REIT PLC GY1 4BZ EC2M 7SH VinaLand Ltd (J) Riverbank House T: +44 (0)1481 727 272 2 Swan Lane T: +44 (0)20 7329 4422 F: +44 (0)1481 711 052 London F: +44 (0)20 7329 7100 www.careyolsen.com EC4R 3TT www.shlegal.com T: +44 (0)20 7861 4000 Crystal Amber Fund Ltd (J) www.fi eldfi sher.com APQ Global Ltd (J) GLI Finance Ltd (J) GLI Finance Ltd (J) Globalworth Real Estate Investments Ltd (J) ADVFN PLC Impax Asset Management Group PLC MXC Capital Ltd (J) Craven House Capital PLC (J) Manolete Partners PLC Shore Capital Group Ltd KRM22 PLC Miton Group PLC St Peter Port Capital Ltd (J) Pires Investments PLC (J) Weiss Korea Opportunity Fund Ltd (J) Summit Properties Ltd (J) Property Franchise Group (The ) PLC VinaLand Ltd (J) Wynnstay Properties PLC

50 AIM Advisers Rankings Guide NOMINATED ADVISERS

Total AIM Clients Number of clients Client Market Cap (£M) RANK NOMAD APR ‘19 JAN ‘19 RANK NOMAD APR ‘19 JAN ‘19 1 (1) - FINNCAP 88 (93) 1 (1) NUMIS SECURITIES 15,681 (15,736) 2 (2) - CENKOS SECURITIES 72 (73) 2 (4) CENKOS SECURITIES 7,942 (7,514) 3 (4) ▲ ALLENBY CAPITAL 54 (53) 3 (3) PANMURE GORDON (UK) 7,920 (8,062) 4 (3) ▼ N+1 SINGER 53 (56) 4 (6) PEEL HUNT 6,966 (6,046) 5 (7) ▲ STRAND HANSON 49 (44) 5 (5) INVESTEC INVESTMENT BANKING 6,417 (6,297) 5 (5) - WH IRELAND 49 (51) 6 (2) J.P. MORGAN CAZENOVE 5,916 (8,223) 7 (6) ▼ NUMIS SECURITIES 46 (46) 7 (8) N+1 SINGER 4,960 (4,913) 8 (10) ▲ SP ANGEL 44 (35) 8 (9) FINNCAP 4,786 (4,816) 9 (11) ▲ PEEL HUNT 36 (34) 9 (10) LIBERUM CAPITAL 4,338 (4,077) 10 (8) ▼ PANMURE GORDON (UK) 35 (38) 10 (7) ZEUS CAPITAL 4,130 (5,038) 11 (13) ▲ CAIRN FINANCIAL ADVISERS 34 (31) 11 (11) MACQUARIE CAPITAL (EUROPE) 3,888 (3,768) 12 (14) ▲ ARDEN PARTNERS 33 (28) 12 (12) STIFEL NICOLAUS EUROPE 3,579 (3,745) 12 (9) ▼ CANTOR FITZGERALD EUROPE 33 (36) 13 (13) CANACCORD GENUITY 3,317 (3,475) 14 (14) - BEAUMONT CORNISH 32 (28) 14 (14) DAVY CORPORATE FINANCE 2,717 (2,631) 14 (11) ▼ GRANT THORNTON UK 32 (34) 15 (16) SHORE CAPITAL & CORPORATE 2,406 (2,453) 16 (14) ▼ LIBERUM CAPITAL 29 (28) 16 (18) ARDEN PARTNERS 1,923 (1,741) 17 (18) ▲ INVESTEC INVESTMENT BANKING 24 (26) 17 (21) ROTHSCHILD & CO. 1,530 (1,316) 17 (20) ▲ SHORE CAPITAL & CORPORATE 24 (24) 18 (17) CANTOR FITZGERALD EUROPE 1,467 (1,932) 17 (19) ▲ SPARK ADVISORY PARTNERS 24 (25) 19 (23) STRAND HANSON 1,317 (1,255) 17 (14) ▼ STOCKDALE SECURITIES 24 (28) 20 (24) SP ANGEL 1,234 (990) 21 (21) - CANACCORD GENUITY 23 (22) 21 (19) STOCKDALE SECURITIES 1,189 (1,482) 22 (24) ▲ STIFEL NICOLAUS EUROPE 18 (16) 22 (20) GRANT THORNTON UK 1,149 (1,326) 23 (22) ▼ ZEUS CAPITAL 17 (20) 23 (22) WH IRELAND 1,127 (1,272) 24 (25) ▲ DAVY CORPORATE FINANCE 14 (14) 24 (25) ALLENBY CAPITAL 934 (857) 25 - ▲ ROTHSCHILD & CO. 8- 25 - GCA ALTIUM 816 -

ALLENBY CAPITAL LIMITED EKF Diagnostics Holdings PLC 5th Floor Elektron Technology PLC 5 St Helen's Place Frontier Smart Technologies Group Ltd CENKOS SECURITIES London Futura Medical PLC Gear4music (Holdings) PLC 6.7.8 Tokenhouse Yard EC3A 6AB GlobalData PLC STRAND HANSON LIMITED London T: +44 (0)20 3328 5656 Hargreaves Services PLC EC2R 7AS F: +44 (0)20 3394 2970 Harwood Wealth Management Group PLC 26 Mount Row T: +44 (0)20 7397 8900 IDOX PLC London F: +44 (0)20 7397 8901 IndigoVision Group PLC W1K 3SQ www.cenkos.com i-nexus Global PLC T: +44 (0)20 7409 3494 Instem PLC F: +44 (0)20 7409 1761 Itaconix PLC www.strandhanson.co.uk Maistro PLC Microsaic Systems PLC N+1 SINGER Agriterra Ltd Mobile Streams PLC Bahamas Petroleum Company PLC One Bartholomew Lane Murgitroyd Group PLC Bezant Resources PLC London MySale Group PLC Borders & Southern Petroleum PLC EC2N 2AX Nichols PLC (J) Catalyst Media Group PLC T: +44 (0)20 7496 3000 Oxford Metrics PLC CIP Merchant Capital Ltd F: +44 (0)20 7496 3150 Pebble Beach Systems Group PLC Clontarf Energy PLC Sanderson Group PLC www.n1singer.com Defenx PLC Sigma Capital Group PLC Eco (Atlantic) Oil & Gas Ltd Smartspace Software PLC 1Spatial PLC EQTEC PLC Springfi eld Properties PLC Equatorial Palm Oil PLC Actual Experience PLC Summerway Capital PLC adept4 PLC (J) Europa Metals Ltd Surgical Innovations Group PLC GCM Resources PLC AIREA PLC Swallowfi eld PLC Applied Graphene Materials PLC GoldStone Resources Ltd Thorpe (F.W.) PLC Harvest Minerals Ltd APQ Global Ltd Urban Logistics REIT PLC (J) Augean PLC Hummingbird Resources PLC Weiss Korea Opportunity Fund Ltd Jangada Mines PLC Autins Group PLC WYG PLC Avingtrans PLC Jersey Oil and Gas PLC Zinc Media Group PLC Katoro Gold PLC Bagir Group Ltd Zytronic PLC Be Heard Group PLC Koovs PLC Cambria Automobiles PLC Lekoil Ltd Churchill China PLC Live Company Group PLC CVS Group PLC Metal Tiger PLC Driver Group PLC Northern Bear PLC Earthport PLC (J) Nostra Terra Oil & Gas Company PLC Eckoh PLC Nu-Oil and Gas PLC Eco Animal Health Group PLC Oilex Ltd EIH PLC Oracle Power PLC Patagonia Gold PLC

62 AIM Advisers Rankings Guide NOMINATED ADVISERS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK NOMAD APR ‘19 JAN ‘19 RANK NOMAD APR ‘19 JAN ‘19 1 (1) - NUMIS SECURITIES 21 (21) 1 (1) NUMIS SECURITIES 13,577 (13,589) 2 (2) - PEEL HUNT 13 (12) 2 (2) J.P. MORGAN CAZENOVE 5,913 (8,196) 3 (3) - CENKOS SECURITIES 8 (9) 3 (6) PEEL HUNT 5,359 (4,226) 3 (4) ▲ INVESTEC INVESTMENT BANKING 8 (8) 4 (3) PANMURE GORDON (UK) 5,149 (4,873) 5 (5) - LIBERUM CAPITAL 7 (6) 5 (4) INVESTEC INVESTMENT BANKING 5,026 (4,808) 6 (5) ▼ N+1 SINGER 6 (6) 6 (5) CENKOS SECURITIES 4,849 (4,241) 6 (5) ▼ PANMURE GORDON (UK) 6 (6) 7 (8) MACQUARIE CAPITAL (EUROPE) 3,686 (3,529) 8 (8) - CANACCORD GENUITY 5 (5) 8 (7) ZEUS CAPITAL 3,076 (3,609) 9 (10) ▲ J.P. MORGAN CAZENOVE 4 (4) 9 (9) STIFEL NICOLAUS EUROPE 2,711 (3,028) 9 (10) ▲ STIFEL NICOLAUS EUROPE 4 (4) 10 (13) N+1 SINGER 2,627 (1,894) 9 (10) ▲ ZEUS CAPITAL 4 (4) 11 (12) LIBERUM CAPITAL 2,460 (2,119) 12 (8) ▼ FINNCAP 3 (5) 12 (10) CANACCORD GENUITY 1,823 (2,436) 12 (14) ▲ ROTHSCHILD & CO. 3 (2) 13 (15) SHORE CAPITAL & CORPORATE 1,255 (1,082) 12 (13) ▲ SHORE CAPITAL & CORPORATE 3 (3) 14 - ROTHSCHILD & CO. 1,091 - 15 (14) ▼ GCA ALTIUM 2 (2) 15 (14) FINNCAP 729 (1,201) 15 - ▲ GRANT THORNTON UK 2- 16 (16) CANTOR FITZGERALD EUROPE 542 (780)

J.P. MORGAN CAZENOVE NUMIS SECURITIES LIMITED N+1 SINGER The London Stock Exchange Building One Bartholomew Lane Canary Wharf SP ANGEL 10 Paternoster Square London London, E14 5JP Prince Frederick House London EC2N 2AX T: +44 (0)20 7742 4000 35-39 Maddox Street EC4M 7LT T: +44 (0)20 7496 3000 www.jpmorgancazenove.com London T: +44 (0)20 7260 1000 F: +44 (0)20 7496 3150 W1S 2PP F: +44 (0)20 7260 1001 www.n1singer.com Abcam PLC T: +44 (0)20 3470 0470 www.numis.com ASOS PLC F: +44 (0)20 7629 1341 CVS Group PLC Central Asia Metals PLC (J) www.spangel.co.uk accesso Technology Group PLC (J) Earthport PLC (J) Young & Co's Brewery PLC Alliance Pharma PLC Eco Animal Health Group PLC Bushveld Minerals Ltd Benchmark Holdings PLC (J) GlobalData PLC Clinigen Group PLC Nichols PLC (J) Draper Esprit PLC Thorpe (F.W.) PLC EMIS Group PLC Fevertree Drinks PLC Highland Gold Mining Ltd Horizon Discovery Group PLC Keywords Studios PLC GRANT THORNTON UK LLP Learning Technologies Group PLC 30 Finsbury Square LoopUp Group PLC (J) London STRAND HANSON LIMITED M&C Saatchi PLC PANMURE GORDON (UK) LTD 26 Mount Row Mortgage Advice Bureau (Holdings) PLC EC2P 2YU One New Change T: +44 (0)20 7383 5100 London Next Fifteen Communications Group PLC London F: +44 (0)20 7383 4715 W1K 3SQ Polar Capital Holdings PLC EC4M 9AF Premier Asset Management Group PLC www.grantthornton.co.uk T: +44 (0)20 7409 3494 T: +44 (0)20 7886 2500 Renew Holdings PLC F: +44 (0)20 7409 1761 www.panmure.com RWS Holdings PLC Alpha Financial Markets Consulting PLC www.strandhanson.co.uk Scapa Group PLC Numis Corporation PLC Camellia PLC YouGov PLC Savannah Petroleum PLC (J) CareTech Holdings PLC (J) Focusrite PLC Hutchison China Meditech Ltd James Halstead PLC LoopUp Group PLC (J)

JEFFERIES HOARE GOVETT CENKOS SECURITIES Vintners Place 6.7.8 Tokenhouse Yard 68 Upper Thames Street London London EC2R 7AS EC4V 3BJ T: +44 (0)20 7397 8900 CANACCORD GENUITY 9th Floor T: +44 (0)20 7029 8000 F: +44 (0)20 7397 8901 F: +44 (0)20 7029 8010 www.cenkos.com 88 Wood Street London www.jeff eries.com EC2V 7QR T: +44 (0)20 7523 8000 CareTech Holdings PLC (J) F: +44 (0)20 7523 8131 www.canaccordgenuity.com

accesso Technology Group PLC (J) Atalaya Mining PLC IG Design Group PLC IQE PLC Patisserie Holdings PLC

66 AIM Advisers Rankings Guide NOMINATED ADVISERS

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK NOMAD APR ‘19 JAN ‘19 RANK NOMAD APR ‘19 JAN ‘19 1 (1) - NUMIS SECURITIES 14 (13) 1 (1) NUMIS SECURITIES 11,229 (10,748) 2 (2) - INVESTEC INVESTMENT BANKING 8 (8) 2 (2) J.P. MORGAN CAZENOVE 5,913 (8,196) 3 (3) - PEEL HUNT 7 (6) 3 (3) INVESTEC INVESTMENT BANKING 5,026 (4,808) 4 (4) - CENKOS SECURITIES 4 (4) 4 (5) PEEL HUNT 3,251 (2,448) 4 (4) - J.P. MORGAN CAZENOVE 4 (4) 5 (9) CENKOS SECURITIES 2,864 (1,175) 6 (6) - N+1 SINGER 3 (3) 6 (4) STIFEL NICOLAUS EUROPE 2,233 (2,658) 6 (6) - PANMURE GORDON (UK) 3 (3) 7 (7) PANMURE GORDON (UK) 1,583 (1,469) 8 (9) ▲ LIBERUM CAPITAL 2 (2) 8 (8) N+1 SINGER 1,389 (1,401) 8 (6) ▼ STIFEL NICOLAUS EUROPE 2 (3) 9-LIBERUM CAPITAL 620 -

J.P. MORGAN CAZENOVE NUMIS SECURITIES LIMITED 25 Bank Street PANMURE GORDON (UK) LTD The London Stock Exchange Building Canary Wharf One New Change GRANT THORNTON UK LLP 10 Paternoster Square London, E14 5JP London 30 Finsbury Square London T: +44 (0)20 7742 4000 EC4M 9AF London EC4M 7LT www.jpmorgancazenove.com T: +44 (0)20 7886 2500 EC2P 2YU T: +44 (0)20 7260 1000 www.panmure.com T: +44 (0)20 7383 5100 F: +44 (0)20 7260 1001 Abcam PLC F: +44 (0)20 7383 4715 www.numis.com ASOS PLC Camellia PLC www.grantthornton.co.uk Central Asia Metals PLC (J) CareTech Holdings PLC (J) Alliance Pharma PLC James Halstead PLC Young & Co's Brewery PLC Numis Corporation PLC Clinigen Group PLC Draper Esprit PLC EMIS Group PLC Fevertree Drinks PLC Keywords Studios PLC Learning Technologies Group PLC M&C Saatchi PLC CANACCORD GENUITY Mortgage Advice Bureau (Holdings) PLC N+1 SINGER 9th Floor JEFFERIES HOARE GOVETT Next Fifteen Communications Group PLC One Bartholomew Lane 88 Wood Street Vintners Place Polar Capital Holdings PLC London London 68 Upper Thames Street Renew Holdings PLC EC2N 2AX EC2V 7QR London RWS Holdings PLC T: +44 (0)20 7496 3000 Scapa Group PLC T: +44 (0)20 7523 8000 EC4V 3BJ F: +44 (0)20 7496 3150 F: +44 (0)20 7523 8131 T: +44 (0)20 7029 8000 www.n1singer.com www.canaccordgenuity.com F: +44 (0)20 7029 8010 www.jeff eries.com INVESTEC INVESTMENT BANKING CVS Group PLC IQE PLC 30 Gresham Street Nichols PLC (J) CareTech Holdings PLC (J) London Thorpe (F.W.) PLC EC2V 7QP T: +44 (0)20 7597 5970 F: +44 (0)20 7597 5120

CENKOS SECURITIES 6.7.8 Tokenhouse Yard London EC2R 7AS T: +44 (0)20 7397 8900 F: +44 (0)20 7397 8901 www.cenkos.com

AIM Advisers Rankings Guide 67 NOMINATED ADVISERS

Financials Clients Number of clients Client Market Cap (£M) RANK NOMAD APR ‘19 JAN ‘19 RANK NOMAD APR ‘19 JAN ‘19 1 (2) ▲ CENKOS SECURITIES 15 (15) 1 (1) MACQUARIE CAPITAL (EUROPE) 3,875 (3,745) 1 (1) - GRANT THORNTON UK 15 (16) 2 (2) NUMIS SECURITIES 2,136 (1,970) 3 (3) - FINNCAP 12 (14) 3 (3) LIBERUM CAPITAL 1,840 (1,878) 3 (4) ▲ LIBERUM CAPITAL 12 (11) 4 (4) PANMURE GORDON (UK) 1,651 (1,585) 5 (4) ▼ PANMURE GORDON (UK) 10 (11) 5 (5) STIFEL NICOLAUS EUROPE 1,527 (1,452) 6 (6) - NUMIS SECURITIES 9 (9) 6 (7) PEEL HUNT 1,126 (913) 7 (7) - ALLENBY CAPITAL 8 (8) 7 (6) CENKOS SECURITIES 1,080 (1,160) 7 (9) ▲ CAIRN FINANCIAL ADVISERS 8 (7) 8 (10) FINNCAP 645 (597) 9 (7) ▼ N+1 SINGER 7 (8) 9 (8) ZEUS CAPITAL 549 (849) 10 (10) - ARDEN PARTNERS 6 (6) 10 (12) CANACCORD GENUITY 548 (355) 10 (14) ▲ BEAUMONT CORNISH 6 (5) 11 (9) GRANT THORNTON UK 535 (727) 10 (10) - PEEL HUNT 6 (6) 12 (11) N+1 SINGER 486 (561) 10 (10) - SPARK ADVISORY PARTNERS 6 (6) 13 (13) DAVY CORPORATE FINANCE 473 (354) 10 (10) - WH IRELAND 6 (6) 14 (14) ALLENBY CAPITAL 322 (323) 15 (14) ▼ STOCKDALE SECURITIES 5 (5) 15 (15) ARDEN PARTNERS 287 (290) 15 (14) ▼ STRAND HANSON 5 (5) 16 (17) STRAND HANSON 170 (168) 17 (17) - CANACCORD GENUITY 4 (4) 17 (22) WH IRELAND 143 (95) 18 (18) - CANTOR FITZGERALD EUROPE 3 (3) 18 (19) SHORE CAPITAL & CORPORATE 132 (123) 18 (18) - STIFEL NICOLAUS EUROPE 3 (3) 19 (18) CRAVEN STREET CAPITAL 132 (123) 18 (18) - ZEUS CAPITAL 3 (3) 20 (21) JEFFERIES HOARE GOVETT 128 (97) 21 (21) - MACQUARIE CAPITAL (EUROPE) 2 (2) 21 (20) KINMONT 102 (103) 21 (21) - MARWYN CAPITAL 2 (2) 22 - SPARK ADVISORY PARTNERS 76 -

LIBERUM CAPITAL LIMITED CAIRN FINANCIAL ADVISERS LLP Ropemaker Place, Level 12 Cheyne House 25 Ropemaker Street 62-63 Cheapside CENKOS SECURITIES London NUMIS SECURITIES LIMITED London 6.7.8 Tokenhouse Yard EC2Y 9LY The London Stock Exchange Building EC2V 6AX London T: +44 (0)20 3100 2000 10 Paternoster Square T: +44 (0)20 7148 7900 EC2R 7AS F: +44 (0)20 3100 2299 London T: +44 (0)20 7397 8900 EC4M 7LT F: +44 (0)20 7397 8901 T: +44 (0)20 7260 1000 www.cenkos.com F: +44 (0)20 7260 1001 www.numis.com

Draper Esprit PLC N+1 SINGER EPE Special Opportunities Ltd One Bartholomew Lane PANMURE GORDON (UK) LTD H&T Group PLC London One New Change Mortgage Advice Bureau (Holdings) PLC London Polar Capital Holdings PLC EC2N 2AX EC4M 9AF Premier Asset Management Group PLC T: +44 (0)20 7496 3000 T: +44 (0)20 7886 2500 Randall & Quilter Investment Holdings Ltd F: +44 (0)20 7496 3150 GRANT THORNTON UK LLP www.panmure.com Stirling Industries PLC www.n1singer.com 30 Finsbury Square Wilmcote Holdings PLC (J) London Amphion Innovations PLC APQ Global Ltd Argo Group Ltd EC2P 2YU EIH PLC B.P. Marsh & Partners PLC T: +44 (0)20 7383 5100 Harwood Wealth Management Group PLC Dragon-Ukrainian Properties & Development PLC ALLENBY CAPITAL LIMITED Sigma Capital Group PLC F: +44 (0)20 7383 4715 Globalworth Real Estate Investments Ltd 5th Floor Summerway Capital PLC www.grantthornton.co.uk Inland Homes PLC 5 St Helen's Place Urban Logistics REIT PLC (J) Morses Club PLC (J) London Weiss Korea Opportunity Fund Ltd Aberdeen Frontier Markets Investment Co. Ltd PCF Group PLC EC3A 6AB Tungsten Corporation PLC Dolphin Capital Investors Ltd T: +44 (0)20 3328 5656 Eight Peaks Group PLC Wynnstay Properties PLC fi nnCap Group PLC F: +44 (0)20 3394 2970 Fiske PLC Kubera Cross-Border Fund Ltd Maestrano Group PLC Myanmar Investments International Ltd Numis Corporation PLC Pacifi c Alliance China Land Ltd Reconstruction Capital II Ltd Shore Capital Group Ltd St Peter Port Capital Ltd Starvest PLC VinaLand Ltd

Continued...

AIM Advisers Rankings Guide 73 REGISTRARS

Total AIM Clients Number of clients Client Market Cap (£M) RANK REGISTRAR APR ‘19 JAN ‘19 RANK REGISTRAR APR ‘19 JAN ‘19 1 (1) - LINK ASSET SERVICES 382 (391) 1 (1) LINK ASSET SERVICES 51,780 (55,648) 2 (2) - COMPUTERSHARE INVESTOR SERVICES 228 (236) 2 (2) COMPUTERSHARE INVESTOR SERVICES 24,837 (25,043) 3 (3) - NEVILLE REGISTRARS 108 (107) 3 (3) EQUINITI 10,737 (10,678) 4 (4) - SHARE REGISTRARS 91 (93) 4 (4) NEVILLE REGISTRARS 4,354 (4,837) 5 (5) - EQUINITI 58 (58) 5 (5) SHARE REGISTRARS 3,477 (3,367) 6 (6) - SLC REGISTRARS 20 (20) 6 (6) SLC REGISTRARS 1,303 (1,703) 7 (7) - FIM CAPITAL 5 (5) 7 (7) CYMAIN REGISTRARS 379 (407) 8 (8) - CYMAIN REGISTRARS 4 (4) 8 (8) CENTRAL DEPOSITORY BANGLADESH 180 (181)

EVR Holdings PLC WH Ireland Group PLC FIM CAPITAL LIMITED FastJet PLC Woodbois Ltd IOMA House FireAngel Safety Technology Group PLC Wynnstay Group PLC Hope Street First Derivatives PLC Xeros Technology Group PLC Douglas Frenkel Topping Group PLC YouGov PLC LINK ASSET SERVICES Galileo Resources PLC Yü Group PLC Isle of Man 65 Gresham Street genedrive PLC Zibao Metals Recycling Holdings PLC IM1 1AP London Gresham House PLC T: +44 (0)1624 681 250 EC2V 7NQ Gunsynd PLC F: +44 (0)1624 681 392 T: +44 (0)870 402 7573 Helios Underwriting PLC www.linkassetservices.com Herencia Resources PLC Hermes Pacifi c Investments PLC CYMAIN REGISTRARS LTD Holders Technology PLC 26 Vyronos Avenue Hunters Property PLC Nicosia IDOX PLC SHARE REGISTRARS LIMITED 1096 COMPUTERSHARE INVESTOR Image Scan Holdings PLC T: +357 2210 4452 SERVICES PLC Immotion Group PLC The Courtyard PO Box 82 Integumen PLC 17 West Street F: +357 2266 2357 The Pavilions LightwaveRF PLC Farnham Bridgwater Road LoopUp Group PLC Surrey Malvern International PLC GU9 7DR Bristol GALILEO FUND SERVICES BS13 8AE MBL Group PLC T: +44 (0)1252 821 390 Microsaic Systems PLC Millennium House T: +44 (0)370 702 0003 F: +44 (0)1252 719 232 Midatech Pharma PLC 46 Athol Street www.shareregistrars.uk.com F: +44 (0)370 703 6101 Minoan Group PLC Douglas Mission Marketing Group (The) PLC Isle of Man Modern Water PLC IM1 1JB MySale Group PLC T: +44 (0)1624 692 600 N4 Pharma PLC EQUINITI LIMITED Nasstar PLC Aspect House F: +44 (0)1624 692 601 Netcall PLC Spencer Road Norish PLC Lancing Online Blockchain PLC BN99 6DA Oracle Power PLC NEVILLE REGISTRARS LTD T: +44 371 384 2030 Orchard Funding Group PLC F: +44 371 384 2100 Neville House Osirium Technologies PLC Steelpark Road Panoply Holdings (The) PLC Halesowen Pennant International Group PLC B62 8HD PHSC PLC SLC REGISTRARS LTD Plant Health Care PLC T: +44 (0)121 585 1131 42-50 Hersham Road F: +44 (0)121 585 1132 PowerHouse Energy Group PLC Pressure Technologies PLC Walton-on-Thames www.nevilleregistrars.co.uk Prime People PLC Surrey Prospex Oil and Gas PLC KT12 1RZ 1pm PLC Proton Power Systems PLC T: +44 (0)1372 467 308 Abal Group PLC Quixant PLC F: +44 (0)1372 463 620 Access Intelligence PLC Reabold Resources PLC ADVFN PLC REACT Group PLC Agriterra Ltd Redhall Group PLC Altitude Group PLC Robinson PLC Amphion Innovations PLC Rotala PLC APC Technology Group PLC Sanderson Group PLC Avanti Communications Group PLC Shearwater Group PLC Beowulf Mining PLC Solid State PLC Bidstack Group PLC SpaceandPeople PLC Bilby PLC Surgical Innovations Group PLC Biome Technologies PLC TLA Worldwide PLC Braime (T.F. & J.H.) (Holdings) PLC Touchstar PLC Cabot Energy PLC Tracsis PLC Cadence Minerals PLC Trafalgar Property Group PLC Cambria Africa PLC Trakm8 Holdings PLC Catalyst Media Group PLC Transense Technologies PLC Chamberlin PLC Tricorn Group PLC Character Group (The) PLC UKrproduct Group Ltd Concepta PLC United Carpets Group PLC Crimson Tide PLC ValiRx PLC Croma Security Solutions Group PLC Vela Technologies PLC CVS Group PLC Veltyco Group PLC DeepMatter Group PLC Verditek PLC Driver Group PLC Warpaint London PLC Energiser Investments PLC Water Intelligence PLC e-Therapeutics PLC Wey Education PLC EU Supply PLC

84 AIM Advisers Rankings Guide REGISTRARS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK REGISTRAR APR ‘19 JAN ‘19 RANK REGISTRAR APR ‘19 JAN ‘19 1 (1) - LINK ASSET SERVICES 57 (60) 1 (1) LINK ASSET SERVICES 35,121 (37,864) 2 (2) - COMPUTERSHARE INVESTOR SERVICES 19 (18) 2 (2) COMPUTERSHARE INVESTOR SERVICES 13,909 (13,632) 3 (3) - EQUINITI 13 (11) 3 (3) EQUINITI 7,813 (7,050) 4 (4) - NEVILLE REGISTRARS 5 (5) 4 (4) NEVILLE REGISTRARS 2,025 (2,271)

GlobalData PLC Gooch & Housego PLC Highland Gold Mining Ltd Horizon Discovery Group PLC Hotel Chocolat Group PLC SHARE REGISTRARS LIMITED LINK ASSET SERVICES IG Design Group PLC The Courtyard 65 Gresham Street Impax Asset Management Group PLC NEVILLE REGISTRARS LTD 17 West Street London Impellam Group PLC Neville House Farnham EC2V 7NQ Iomart Group PLC Steelpark Road Surrey T: +44 (0)870 402 7573 IQE PLC Halesowen GU9 7DR www.linkassetservices.com James Halstead PLC Johnson Service Group PLC B62 8HD T: +44 (0)1252 821 390 Keywords Studios PLC T: +44 (0)121 585 1131 F: +44 (0)1252 719 232 Advanced Medical Solutions Group PLC Majestic Wine PLC F: +44 (0)121 585 1132 Alliance Pharma PLC www.shareregistrars.uk.com Midwich Group PLC www.nevilleregistrars.co.uk Applegreen PLC Next Fifteen Communications Group PLC Arbuthnot Banking Group PLC Nichols PLC ASOS PLC CVS Group PLC Premier Asset Management Group PLC Blue Prism Group PLC First Derivatives PLC Purplebricks Group PLC Boku, Inc. LoopUp Group PLC Redde PLC boohoo group PLC Quixant PLC Renew Holdings PLC Breedon Group PLC YouGov PLC Restore PLC Brooks Macdonald Group PLC RWS Holdings PLC Bushveld Minerals Ltd Scapa Group PLC Camellia PLC Secure Income REIT PLC CareTech Holdings PLC Serica Energy PLC Codemasters Group Holdings PLC Strix Group PLC Craneware PLC Summit Properties Ltd Crystal Amber Fund Ltd Sumo Group PLC Dart Group PLC Team17 Group PLC Earthport PLC Telford Homes PLC Eddie Stobart Logistics PLC Victoria PLC EMIS Group PLC WANdisco PLC Fevertree Drinks PLC Watkin Jones PLC Frontier Developments PLC Gamma Communications PLC

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK REGISTRAR APR ‘19 JAN ‘19 RANK REGISTRAR APR ‘19 JAN ‘19 1 (1) - LINK ASSET SERVICES 30 (32) 1 (1) LINK ASSET SERVICES 22,653 (25,520) 2 (2) - COMPUTERSHARE INVESTOR SERVICES 10 (10) 2 (2) EQUINITI 6,263 (5,794) 3 (3) - EQUINITI 7 (6) 3 (3) COMPUTERSHARE INVESTOR SERVICES 4,807 (5,009) 4 (4) - NEVILLE REGISTRARS 2 (2) 4 (4) NEVILLE REGISTRARS 1,130 (1,398)

Gooch & Housego PLC COMPUTERSHARE INVESTOR Iomart Group PLC SERVICES PLC IQE PLC PO Box 82 James Halstead PLC The Pavilions Johnson Service Group PLC Bridgwater Road LINK ASSET SERVICES Keywords Studios PLC Bristol 65 Gresham Street Majestic Wine PLC NEVILLE REGISTRARS LTD London Midwich Group PLC BS13 8AE Neville House EC2V 7NQ Next Fifteen Communications Group PLC T: +44 (0)370 702 0003 Steelpark Road T: +44 (0)870 402 7573 Nichols PLC F: +44 (0)370 703 6101 Halesowen www.linkassetservices.com Purplebricks Group PLC B62 8HD Redde PLC T: +44 (0)121 585 1131 Renew Holdings PLC Advanced Medical Solutions Group PLC RWS Holdings PLC F: +44 (0)121 585 1132 Alliance Pharma PLC Scapa Group PLC www.nevilleregistrars.co.uk ASOS PLC Secure Income REIT PLC Blue Prism Group PLC Serica Energy PLC Camellia PLC CVS Group PLC Telford Homes PLC CareTech Holdings PLC First Derivatives PLC Watkin Jones PLC Dart Group PLC EMIS Group PLC Fevertree Drinks PLC Frontier Developments PLC Gamma Communications PLC

AIM Advisers Rankings Guide 85 REGISTRARS

Financials Clients Number of clients Client Market Cap (£M) RANK REGISTRAR APR ‘19 JAN ‘19 RANK REGISTRAR APR ‘19 JAN ‘19 1 (1) - LINK ASSET SERVICES 63 (64) 1 (1) LINK ASSET SERVICES 7,563 (8,028) 2 (2) - COMPUTERSHARE INVESTOR SERVICES 36 (37) 2 (2) COMPUTERSHARE INVESTOR SERVICES 6,659 (6,273) 3 (3) - SHARE REGISTRARS 16 (15) 3 (3) EQUINITI 2,514 (2,456) 4 (4) - EQUINITI 14 (14) 4 (4) NEVILLE REGISTRARS 291 (282) 5 (5) - NEVILLE REGISTRARS 13 (13) 5 (6) SHARE REGISTRARS 283 (233) 6 (6) - FIM CAPITAL 4 (4) 6 (5) SLC REGISTRARS 246 (258) 7 (7) - SLC REGISTRARS 3 (3) 7 (7) CYMAIN REGISTRARS 52 (57) 8 (8) - CYMAIN REGISTRARS 2 (2) 8 (8) FIM CAPITAL 24 (51)

Origo Partners PLC Panther Securities PLC Personal Group Holdings PLC Premier Asset Management Group PLC Purplebricks Group PLC SHARE REGISTRARS LIMITED LINK ASSET SERVICES Qannas Investments Ltd The Courtyard 65 Gresham Street Real Estate Investors PLC 17 West Street NEVILLE REGISTRARS LTD London Redde PLC Farnham Neville House EC2V 7NQ Safe Harbour Holdings PLC Surrey Steelpark Road T: +44 (0)870 402 7573 Safeland PLC GU9 7DR Halesowen www.linkassetservices.com Secure Income REIT PLC B62 8HD Share PLC T: +44 (0)1252 821 390 F: +44 (0)1252 719 232 T: +44 (0)121 585 1131 Aberdeen Frontier Markets Investment Co. Ltd Sigma Capital Group PLC St Peter Port Capital Ltd www.shareregistrars.uk.com F: +44 (0)121 585 1132 APQ Global Ltd www.nevilleregistrars.co.uk Arbuthnot Banking Group PLC Summerway Capital PLC Arden Partners PLC Summit Properties Ltd Argo Group Ltd Tatton Asset Management PLC 1pm PLC B.P. Marsh & Partners PLC Two Shields Investments PLC ADVFN PLC Blue Star Capital PLC Volvere PLC Amphion Innovations PLC Braveheart Investment Group PLC Warehouse REIT PLC Cambria Africa PLC Brooks Macdonald Group PLC Weiss Korea Opportunity Fund Ltd Energiser Investments PLC Caribbean Investment Holdings Ltd Wilmcote Holdings PLC Frenkel Topping Group PLC Cenkos Securities PLC Wynnstay Properties PLC Gresham House PLC Group PLC Yew Grove REIT PLC Helios Underwriting PLC Craven House Capital PLC Hunters Property PLC Crystal Amber Fund Ltd Orchard Funding Group PLC EIH PLC Reabold Resources PLC FairFX Group PLC REACT Group PLC FastForward Innovations Ltd WH Ireland Group PLC FFI Holdings PLC First Property Group PLC Fiske PLC GLI Finance Ltd Globalworth Real Estate Investments Ltd Gresham House Strategic PLC Impax Asset Management Group PLC Inland Homes PLC Kingswood Holdings Ltd Leeds Group PLC Lighthouse Group PLC Litigation Capital Management Ltd Livermore Investments Group Ltd Lok’nStore Group PLC LXB Retail Properties PLC M Winkworth PLC Mattioli Woods PLC Metal Tiger PLC Mineral & Financial Investments Ltd Miton Group PLC Morses Club PLC Myanmar Investments International Ltd

88 AIM Advisers Rankings Guide STOCKBROKERS

Total AIM Clients Number of clients Client Market Cap (£M) RANK STOCKBROKER APR ‘19 JAN ‘19 RANK STOCKBROKER APR ‘19 JAN ‘19 1 (1) - FINNCAP 102 (109) 1 (1) NUMIS SECURITIES 24,755 (26,815) 2 (2) - CENKOS SECURITIES 70 (73) 2 (2) INVESTEC SECURITIES 11,746 (11,244) 3 (3) - N+1 SINGER 68 (68) 3 (4) PEEL HUNT 10,072 (9,260) 4 (4) - NUMIS SECURITIES 62 (61) 4 (3) PANMURE GORDON (UK) 9,251 (9,497) 5 (6) ▲ PEEL HUNT 53 (51) 5 (5) LIBERUM CAPITAL 9,216 (8,592) 5 (5) - WH IRELAND 53 (55) 6 (9) N+1 SINGER 6,899 (6,046) 7 (14) ▲ SP ANGEL 48 (36) 7 (6) CENKOS SECURITIES 6,490 (8,474) 8 (7) ▼ ALLENBY CAPITAL 46 (46) 8 (8) FINNCAP 6,289 (6,598) 9 (7) ▼ PANMURE GORDON (UK) 43 (46) 9 (10) CANACCORD GENUITY 5,789 (5,456) 10 (12) ▲ ARDEN PARTNERS 42 (37) 10 (7) J.P. MORGAN CAZENOVE 5,559 (7,846) 10 (10) - LIBERUM CAPITAL 42 (42) 11 (12) STIFEL NICOLAUS EUROPE 4,885 (4,532) 12 (11) ▼ SHORE CAPITAL STOCKBROKERS 41 (41) 12 (11) ARDEN PARTNERS 4,791 (4,707) 13 (12) ▼ CANACCORD GENUITY 39 (37) 13 (14) JEFFERIES HOARE GOVETT 4,527 (4,446) 13 (9) ▼ CANTOR FITZGERALD EUROPE 39 (43) 14 (15) BERENBERG 4,321 (4,273) 15 (16) ▲ INVESTEC SECURITIES 33 (32) 15 (16) MACQUARIE CAPITAL (EUROPE) 4,173 (4,224) 16 (15) ▼ STOCKDALE SECURITIES 29 (33) 16 (13) ZEUS CAPITAL 3,875 (4,490) 17 (20) ▲ STIFEL NICOLAUS EUROPE 26 (23) 17 (17) SHORE CAPITAL STOCKBROKERS 3,462 (3,242) 18 (19) ▲ NOVUM SECURITIES 24 (24) 18 (18) HSBC BANK 3,090 (2,994) 18 (21) ▲ TURNER POPE INVESTMENTS (TPI) 24 (22) 19 (20) GOODBODY STOCKBROKERS 2,553 (2,424) 20 (17) ▼ PETERHOUSE CORPORATE FINANCE 23 (26) 20 (23) BMO CAPITAL MARKETS 2,431 (2,062) 21 (23) ▲ BERENBERG 21 (18) 21 (19) CANTOR FITZGERALD EUROPE 2,247 (2,762) 22 (22) - ZEUS CAPITAL 18 (21) 22 (21) RBC CAPITAL MARKETS 2,220 (2,137) 23 - ▲ SI CAPITAL 17 - 23 (22) DAVY CORPORATE FINANCE 2,173 (2,064) 24 (24) - DAVY CORPORATE FINANCE 16 (16) 24 (24) WH IRELAND 1,801 (1,923) 25 - ▲ STRAND HANSON 14 - 25 - SP ANGEL 1,518 -

Driver Group PLC Thorpe (F.W.) PLC Fevertree Drinks PLC (J) Earthport PLC (J) Tribal Group PLC (J) Gattaca PLC Eckoh PLC (J) Urban Logistics REIT PLC H&T Group PLC CENKOS SECURITIES Eco Animal Health Group PLC (J) Weiss Korea Opportunity Fund Ltd Highland Gold Mining Ltd (J) 6.7.8 Tokenhouse Yard EIH PLC WYG PLC Horizon Discovery Group PLC EKF Diagnostics Holdings PLC Zinc Media Group PLC (J) Horizonte Minerals PLC (J) London Elektron Technology PLC Zytronic PLC hVIVO PLC EC2R 7AS Frontier Smart Technologies Group Ltd Keywords Studios PLC T: +44 (0)20 7397 8900 Futura Medical PLC Knights Group Holdings PLC F: +44 (0)20 7397 8901 Gateley (Holdings) PLC (J) Kubera Cross-Border Fund Ltd www.cenkos.com Gear4music (Holdings) PLC (J) Learning Technologies Group PLC (J) GlobalData PLC Lekoil Ltd (J) Hargreaves Services PLC (J) LoopUp Group PLC (J) Harwood Wealth Management Group PLC M&C Saatchi PLC IDOX PLC NUMIS SECURITIES LIMITED Mirriad Advertising PLC IMImobile PLC (J) The London Stock Exchange Building Mortgage Advice Bureau (Holdings) PLC IndigoVision Group PLC 10 Paternoster Square Next Fifteen Communications Group PLC i-nexus Global PLC London Nexus Infrastructure PLC N+1 SINGER Infrastructure India PLC (J) EC4M 7LT Numis Corporation PLC Instem PLC Origin Enterprises PLC (J) One Bartholomew Lane T: +44 (0)20 7260 1000 London Itaconix PLC Orosur Mining Inc (J) Kape Technologies PLC (J) F: +44 (0)20 7260 1001 Pan African Resources PLC (J) EC2N 2AX Maistro PLC www.numis.com PetroTal Corp. (J) T: +44 (0)20 7496 3000 Mattioli Woods PLC (J) Polar Capital Holdings PLC (J) F: +44 (0)20 7496 3150 Microsaic Systems PLC Aberdeen Frontier Markets Investment Co. Ltd Premier Asset Management Group PLC (J) www.n1singer.com Miton Group PLC (J) accesso Technology Group PLC (J) Premier Technical Services Group PLC Mobile Streams PLC Accsys Technologies PLC Randall & Quilter Investment Holdings Ltd (J) 1Spatial PLC Murgitroyd Group PLC Alliance Pharma PLC (J) Redcentric PLC (J) Actual Experience PLC MySale Group PLC Arbuthnot Banking Group PLC (J) Renew Holdings PLC adept4 PLC Nichols PLC ASOS PLC (J) RWS Holdings PLC AIREA PLC Oxford Metrics PLC Base Resources Ltd (J) Safe Harbour Holdings PLC (J) Applied Graphene Materials PLC Pebble Beach Systems Group PLC Benchmark Holdings PLC Scapa Group PLC (J) APQ Global Ltd Porta Communications PLC Bigblu Broadband PLC (J) Serinus Energy PLC (J) Augean PLC Redde PLC (J) Breedon Group PLC (J) Shanta Gold Ltd Autins Group PLC Renalytix AI PLC (J) Burford Capital Ltd (J) Stirling Industries PLC Avingtrans PLC ReNeuron Group PLC (J) Chaarat Gold Holdings Ltd (J) ULS Technology PLC Bagir Group Ltd Sanderson Group PLC Circassia Pharmaceuticals PLC (J) Velocys PLC (J) Be Heard Group PLC (J) Sigma Capital Group PLC Clinigen Group PLC (J) VinaLand Ltd Cambria Automobiles PLC (J) Smartspace Software PLC Condor Gold PLC Wilmcote Holdings PLC (J) Churchill China PLC Springfi eld Properties PLC Draper Esprit PLC (J) Yellow Cake PLC (J) Curtis Banks Group PLC (J) Summerway Capital PLC Ebiquity PLC YouGov PLC CVS Group PLC Summit Therapeutics PLC (J) EMIS Group PLC Directa Plus PLC (J) Surgical Innovations Group PLC EPE Special Opportunities Ltd dotDigital Group PLC (J) Swallowfi eld PLC Ergomed PLC e-Therapeutics PLC

94 AIM Advisers Rankings Guide STOCKBROKERS

FTSE AIM 100 Clients Number of clients Client Market Cap (£M) RANK STOCKBROKER APR ‘19 JAN ‘19 RANK STOCKBROKER APR ‘19 JAN ‘19 1 (1) - NUMIS SECURITIES 26 (26) 1 (1) NUMIS SECURITIES 21,548 (23,646) 2 (2) - PEEL HUNT 19 (17) 2 (2) INVESTEC SECURITIES 9,924 (9,581) 3 (3) - INVESTEC SECURITIES 12 (12) 3 (4) PEEL HUNT 7,600 (6,715) 4 (4) - LIBERUM CAPITAL 10 (9) 4 (5) LIBERUM CAPITAL 6,637 (6,101) 5 (8) ▲ CANACCORD GENUITY 8 (7) 5 (6) PANMURE GORDON (UK) 5,628 (5,559) 5 (8) ▲ N+1 SINGER 8 (7) 6 (3) J.P. MORGAN CAZENOVE 5,496 (7,819) 7 (5) ▼ BERENBERG 7 (8) 7 (10) STIFEL NICOLAUS EUROPE 3,691 (3,619) 7 (5) ▼ CENKOS SECURITIES 7 (8) 8 (8) MACQUARIE CAPITAL (EUROPE) 3,686 (3,909) 7 (8) ▲ PANMURE GORDON (UK) 7 (7) 9 (9) CANACCORD GENUITY 3,628 (3,656) 10 (5) ▼ FINNCAP 6 (8) 10 (7) CENKOS SECURITIES 3,426 (4,732) 10 (11) ▲ STIFEL NICOLAUS EUROPE 6 (6) 11 (15) N+1 SINGER 3,273 (2,433) 12 (12) - BMO CAPITAL MARKETS 4 (4) 12 (14) JEFFERIES HOARE GOVETT 3,092 (2,944) 12 (13) ▲ SHORE CAPITAL STOCKBROKERS 4 (3) 13 (12) HSBC BANK 3,090 (2,994) 14 (13) ▼ ARDEN PARTNERS 3 (3) 14 (13) ZEUS CAPITAL 2,695 (2,953) 14 (13) ▼ GOODBODY STOCKBROKERS 3 (3) 15 (11) BERENBERG 2,606 (3,068) 14 (13) ▼ J.P. MORGAN CAZENOVE 3 (3) 16 (16) ARDEN PARTNERS 2,345 (2,255) 14 (19) ▲ JEFFERIES HOARE GOVETT 3 (2) 17 (19) GOODBODY STOCKBROKERS 1,890 (1,794) 14 (13) ▼ ZEUS CAPITAL 3 (3) 18 (20) BMO CAPITAL MARKETS 1,802 (1,376) 19 (19) - CANTOR FITZGERALD EUROPE 2 (2) 19 (17) FINNCAP 1,758 (2,228) 19 (13) ▼ MIRABAUD SECURITIES 2 (3) 20 (18) RBC CAPITAL MARKETS 1,700 (1,861) 19 (19) - RBC CAPITAL MARKETS 2 (2) 21 - SHORE CAPITAL STOCKBROKERS 1,493 - 19 - ▲ WH IRELAND 2- 22 (21) MIRABAUD SECURITIES 926 (1,233)

INVESTEC SECURITIES 30 Gresham Street London CANACCORD GENUITY NUMIS SECURITIES LIMITED EC2V 7QP 9th Floor PANMURE GORDON (UK) LTD The London Stock Exchange Building T: +44 (0)20 7597 5000 88 Wood Street One New Change 10 Paternoster Square F: +44 (0)20 7597 5090 London London London EC2V 7QR EC4M 9AF EC4M 7LT T: +44 (0)20 7523 8000 T: +44 (0)20 7886 2500 T: +44 (0)20 7260 1000 www.panmure.com LIBERUM CAPITAL LIMITED F: +44 (0)20 7523 8131 F: +44 (0)20 7260 1001 Ropemaker Place, Level 12 www.canaccordgenuity.com www.numis.com 25 Ropemaker Street Camellia PLC CareTech Holdings PLC (J) London accesso Technology Group PLC (J) accesso Technology Group PLC (J) Focusrite PLC EC2Y 9LY Atalaya Mining PLC (J) Alliance Pharma PLC (J) Hutchison China Meditech Ltd (J) Dart Group PLC (J) Arbuthnot Banking Group PLC (J) T: +44 (0)20 3100 2000 James Halstead PLC (J) dotDigital Group PLC (J) ASOS PLC (J) F: +44 (0)20 3100 2299 LoopUp Group PLC (J) Ideagen PLC (J) Benchmark Holdings PLC Young & Co’s Brewery PLC (J) IG Design Group PLC Breedon Group PLC (J) IQE PLC (J) Burford Capital Ltd (J) BERENBERG Strix Group PLC (J) Clinigen Group PLC (J) 60 Threadneedle Street STIFEL NICOLAUS EUROPE LTD Draper Esprit PLC (J) London EMIS Group PLC 150 Cheapside EC2R 8HP Fevertree Drinks PLC (J) London T: +44 (0)20 3207 7800 Highland Gold Mining Ltd (J) EC2V 6ET Horizon Discovery Group PLC T: +44 (0)20 7710 7600 Keywords Studios PLC F: +44 (0)20 7710 7609 Learning Technologies Group PLC (J) N+1 SINGER LoopUp Group PLC (J) One Bartholomew Lane M&C Saatchi PLC Mortgage Advice Bureau (Holdings) PLC London Next Fifteen Communications Group PLC EC2N 2AX CENKOS SECURITIES Numis Corporation PLC T: +44 (0)20 7496 3000 Polar Capital Holdings PLC (J) 6.7.8 Tokenhouse Yard F: +44 (0)20 7496 3150 Premier Asset Management Group PLC (J) London www.n1singer.com Renew Holdings PLC EC2R 7AS RWS Holdings PLC T: +44 (0)20 7397 8900 CVS Group PLC Scapa Group PLC (J) F: +44 (0)20 7397 8901 dotDigital Group PLC (J) YouGov PLC www.cenkos.com Earthport PLC (J) Eco Animal Health Group PLC (J) GlobalData PLC Nichols PLC Redde PLC (J) Thorpe (F.W.) PLC

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AIM Advisers Rankings Guide 97 STOCKBROKERS

FTSE AIM UK 50 Clients Number of clients Client Market Cap (£M) RANK STOCKBROKER APR ‘19 JAN ‘19 RANK STOCKBROKER APR ‘19 JAN ‘19 1 (1) - NUMIS SECURITIES 16 (15) 1 (1) NUMIS SECURITIES 14,179 (15,889) 2 (2) - INVESTEC SECURITIES 11 (11) 2 (2) INVESTEC SECURITIES 9,275 (8,903) 2 (3) ▲ PEEL HUNT 11 (10) 3 (3) J.P. MORGAN CAZENOVE 5,496 (7,819) 4 (4) - N+1 SINGER 4 (4) 4 (4) PEEL HUNT 4,915 (4,514) 4 (4) - PANMURE GORDON (UK) 4 (4) 5 (5) STIFEL NICOLAUS EUROPE 3,212 (3,248) 4 (4) - STIFEL NICOLAUS EUROPE 4 (4) 6 (7) ARDEN PARTNERS 2,106 (2,031) 7 (9) ▲ BERENBERG 3 (2) 7 (9) PANMURE GORDON (UK) 2,063 (1,935) 7 (7) - J.P. MORGAN CAZENOVE 3 (3) 8 (6) CANACCORD GENUITY 1,754 (2,293) 9 (9) - ARDEN PARTNERS 2 (2) 9 (8) N+1 SINGER 1,754 (1,940) 9 (7) ▼ CANACCORD GENUITY 2 (3) 10 (11) GOODBODY STOCKBROKERS 1,307 (1,321) 9 (9) - CENKOS SECURITIES 2 (2) 11 (10) RBC CAPITAL MARKETS 1,227 (1,506) 9 (9) - FINNCAP 2 (2) 12 (14) BERENBERG 1,141 (946) 9 (9) - GOODBODY STOCKBROKERS 2 (2) 13 (12) CENKOS SECURITIES 978 (1,175) 9 (9) - LIBERUM CAPITAL 2 (2) 14 (15) MORGAN STANLEY & CO INTERNATIONAL 906 (883)

J.P. MORGAN CAZENOVE NUMIS SECURITIES LIMITED N+1 SINGER 25 Bank Street JEFFERIES HOARE GOVETT The London Stock Exchange Building One Bartholomew Lane Canary Wharf Vintners Place 10 Paternoster Square London London, E14 5JP 68 Upper Thames Street London EC2N 2AX T: +44 (0)20 7742 4000 London EC4M 7LT T: +44 (0)20 7496 3000 www.jpmorgancazenove.com EC4V 3BJ T: +44 (0)20 7260 1000 F: +44 (0)20 7496 3150 T: +44 (0)20 7029 8000 F: +44 (0)20 7260 1001 www.n1singer.com Abcam PLC F: +44 (0)20 7029 8010 www.numis.com ASOS PLC (J) www.jeff eries.com CVS Group PLC Young & Co’s Brewery PLC (J) Alliance Pharma PLC (J) Nichols PLC Watkin Jones PLC (J) ASOS PLC (J) Redde PLC (J) Clinigen Group PLC (J) Thorpe (F.W.) PLC Draper Esprit PLC (J) EMIS Group PLC Fevertree Drinks PLC (J) Keywords Studios PLC Learning Technologies Group PLC (J) ARDEN PARTNERS PLC M&C Saatchi PLC 125 Old Broad Street Mortgage Advice Bureau (Holdings) PLC RBC CAPITAL MARKETS London Next Fifteen Communications Group PLC PANMURE GORDON (UK) LTD Thames Court EC2N 1AR Numis Corporation PLC One New Change One Queenhithe Polar Capital Holdings PLC (J) T: +44 (0)20 7614 5900 London London Renew Holdings PLC F: +44 (0)20 7614 5901 EC4M 9AF EC4V 3DQ RWS Holdings PLC www.arden-partners.co.uk Scapa Group PLC (J) T: +44 (0)20 7886 2500 T: +44 (0)20 7653 4000 www.panmure.com Birmingham offi ce: +44 (0)121 423 8900 F: +44 (0)20 7029 7900 www.rbccm.com Camellia PLC PEEL HUNT LLP CareTech Holdings PLC (J) Dart Group PLC (J) Clinigen Group PLC (J) Moor House James Halstead PLC (J) James Halstead PLC (J) 120 London Wall Young & Co’s Brewery PLC (J) London EC2Y 5ET T: +44 (0)20 7418 8900 F: +44 (0)20 7418 8848

CENKOS SECURITIES WH IRELAND LTD CANACCORD GENUITY 6.7.8 Tokenhouse Yard 24 Martin Lane 9th Floor INVESTEC SECURITIES London London 88 Wood Street 30 Gresham Street EC2R 7AS EC4R 0DR London London T: +44 (0)20 7397 8900 T: +44 (0)20 7220 1666 EC2V 7QR EC2V 7QP F: +44 (0)20 7397 8901 www.whirelandplc.com T: +44 (0)20 7523 8000 T: +44 (0)20 7597 5000 www.cenkos.com F: +44 (0)20 7597 5090 F: +44 (0)20 7523 8131 CareTech Holdings PLC (J) www.canaccordgenuity.com

Dart Group PLC (J) IQE PLC (J)

AIM Advisers Rankings Guide 99 STOCKBROKERS

Financials Clients Number of clients Client Market Cap (£M) RANK STOCKBROKER APR ‘19 JAN ‘19 RANK STOCKBROKER APR ‘19 JAN ‘19 1 (2) ▲ LIBERUM CAPITAL 17 (16) 1 (1) NUMIS SECURITIES 6,374 (6,136) 2 (2) - NUMIS SECURITIES 16 (16) 2 (2) LIBERUM CAPITAL 6,054 (5,789) 3 (4) ▲ CENKOS SECURITIES 14 (15) 3 (3) MACQUARIE CAPITAL (EUROPE) 3,931 (3,803) 3 (1) ▼ FINNCAP 14 (17) 4 (4) PEEL HUNT 2,013 (2,142) 5 (5) - N+1 SINGER 12 (13) 5 (6) PANMURE GORDON (UK) 1,650 (1,587) 6 (6) - PANMURE GORDON (UK) 10 (11) 6 (7) STIFEL NICOLAUS EUROPE 1,528 (1,454) 7 (7) - PEEL HUNT 9 (9) 7 (5) CENKOS SECURITIES 1,445 (1,736) 8 (8) - ALLENBY CAPITAL 8 (8) 8 (8) N+1 SINGER 1,324 (1,384) 8 (8) - PETERHOUSE CORPORATE FINANCE 8 (8) 9 (9) JEFFERIES HOARE GOVETT 1,264 (1,105) 10 (10) - CANACCORD GENUITY 7 (7) 10 (12) CANACCORD GENUITY 773 (516) 11 (11) - ARDEN PARTNERS 6 (6) 11 (10) FINNCAP 693 (843) 11 (11) - STOCKDALE SECURITIES 6 (6) 12 (13) GOODBODY STOCKBROKERS 666 (505) 13 (13) - WH IRELAND 5 (5) 13 (14) SHORE CAPITAL STOCKBROKERS 497 (408) 14 (14) - MACQUARIE CAPITAL (EUROPE) 4 (4) 14 (15) DAVY CORPORATE FINANCE 473 (354) 14 (14) - SHORE CAPITAL STOCKBROKERS 4 (4) 14 (15) RBC CAPITAL MARKETS 473 (354) 14 (14) - STIFEL NICOLAUS EUROPE 4 (4) 16 (11) INVESTEC SECURITIES 445 (660)

LIBERUM CAPITAL LIMITED Ropemaker Place, Level 12 25 Ropemaker Street CANACCORD GENUITY CENKOS SECURITIES London PANMURE GORDON (UK) LTD 9th Floor 6.7.8 Tokenhouse Yard EC2Y 9LY One New Change 88 Wood Street London T: +44 (0)20 3100 2000 London London EC2R 7AS F: +44 (0)20 3100 2299 EC4M 9AF EC2V 7QR T: +44 (0)20 7397 8900 T: +44 (0)20 7886 2500 T: +44 (0)20 7523 8000 F: +44 (0)20 7397 8901 www.panmure.com F: +44 (0)20 7523 8131 www.cenkos.com www.canaccordgenuity.com Amphion Innovations PLC (J) Argo Group Ltd B.P. Marsh & Partners PLC FairFX Group PLC (J) Dolphin Capital Investors Ltd Gresham House PLC (J) NUMIS SECURITIES LIMITED Dragon-Ukrainian Properties & Development PLC Litigation Capital Management Ltd The London Stock Exchange Building Globalworth Real Estate Investments Ltd (J) Mattioli Woods PLC (J) 10 Paternoster Square Inland Homes PLC Mercia Technologies PLC London N+1 SINGER Morses Club PLC (J) ThinkSmart Ltd (J) Tungsten Corporation PLC EC4M 7LT One Bartholomew Lane PCF Group PLC (J) T: +44 (0)20 7260 1000 London Wynnstay Properties PLC F: +44 (0)20 7260 1001 EC2N 2AX www.numis.com T: +44 (0)20 7496 3000 F: +44 (0)20 7496 3150 PEEL HUNT LLP Aberdeen Frontier Markets Investment Co. Ltd www.n1singer.com Arbuthnot Banking Group PLC (J) Moor House Burford Capital Ltd (J) 120 London Wall APQ Global Ltd ARDEN PARTNERS PLC Draper Esprit PLC (J) London Curtis Banks Group PLC (J) 125 Old Broad Street EPE Special Opportunities Ltd EC2Y 5ET EIH PLC H&T Group PLC London Harwood Wealth Management Group PLC T: +44 (0)20 7418 8900 Kubera Cross-Border Fund Ltd EC2N 1AR Infrastructure India PLC (J) F: +44 (0)20 7418 8848 Mortgage Advice Bureau (Holdings) PLC T: +44 (0)20 7614 5900 Mattioli Woods PLC (J) Numis Corporation PLC F: +44 (0)20 7614 5901 Miton Group PLC (J) Polar Capital Holdings PLC (J) Redde PLC (J) www.arden-partners.co.uk Premier Asset Management Group PLC (J) Sigma Capital Group PLC ALLENBY CAPITAL LIMITED Randall & Quilter Investment Holdings Ltd (J) Summerway Capital PLC 5th Floor Birmingham offi ce: +44 (0)121 423 8900 Safe Harbour Holdings PLC (J) Urban Logistics REIT PLC Stirling Industries PLC 5 St Helen’s Place Weiss Korea Opportunity Fund Ltd London First Property Group PLC VinaLand Ltd KCR Residential REIT PLC EC3A 6AB Wilmcote Holdings PLC (J) Livermore Investments Group Ltd T: +44 (0)20 3328 5656 Maestrano Group PLC F: +44 (0)20 3394 2970 Origo Partners PLC Park Group PLC

104 AIM Advisers Rankings Guide