TECHNICAL REPORT Implementation of Ecoaim™— a Multi-Objective Decision Support Tool for Ecosystem Services at Department of Defense Installations
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TECHNICAL REPORT Implementation of EcoAIM™— A Multi-Objective Decision Support Tool for Ecosystem Services at Department of Defense Installations ESTCP Project RC-201115 SEPTEMBER 2014 Pieter Booth Sheryl Law Jane Ma Exponent Jessica Turnley Galisteo Consulting Group James Boyd Resources for the Future Distribution Statement A This report was prepared under contract to the Department of Defense Strategic Environmental Research and Development Program (SERDP). The publication of this report does not indicate endorsement by the Department of Defense, nor should the contents be construed as reflecting the official policy or position of the Department of Defense. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the Department of Defense. Form Approved REPORT DOCUMENTATION PAGE OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202- 4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) 09/26/2014 Technical 2011-2014 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Implementation of EcoAIM – a Multi-Objective Decision Support Tool for 5b. GRANT NUMBER Ecosystem Services at Department of Defense Installations v.1.0 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Booth, Pieter, N., Law, Sheryl, A., Ma, Jane, Turnley, Jessica, and Boyd, James, W. RC-201115 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Exponent Inc., Bellevue WA and Alexandria VA; Galisteo Consulting Group Inc., Albuquerque, NM; Resources for the Future, Washington, DC 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) Environmental Security Technology Certification Program (ESTCP) 4800 Mark Center Drive, Suite 17D03 ESTCP Alexandria, VA, 22350-3605 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT This report describes the demonstration of the EcoAIM decision support framework and GIS-based tool. EcoAIM identifies and quantifies the ecosystem services provided by the natural resources at the Aberdeen Proving Ground (APG). A structured stakeholder process determined the mission and non-mission priorities at the site, elicited the natural resource management decision process, identified the stakeholders and their roles, and determine the ecosystem services of priority that impact missions and vice versa. The EcoAIM tool was customized to quantify in a geospatial context, five ecosystem services – vista aesthetics, landscape aesthetics, recreational opportunities, habitat provisioning for biodiversity and nutrient sequestration. The demonstration included a Baseline conditions quantification of ecosystem services and the effects of a land use change in the Enhanced Use Lease parcel in cantonment area (Scenario 1). Biodiversity results ranged widely and average scores decreased by 10% after Scenario 1. Landscape aesthetics scores increased by 10% after Scenario 1. Final scores did not change for recreation or nutrient sequestration because scores were outside the boundaries of the baseline condition. User feedback after the demonstration indicated positive reviews of EcoAIM as being useful and usable for land use decisions and particularly for use as a communication tool. 15. SUBJECT TERMS Ecosystem services, biodiversity, aesthetics, recreation, nutrient sequestration, land use, management decisions 16. SECURITY CLASSIFICATION OF: 17. LIMITATION 18. NUMBER 19a. NAME OF RESPONSIBLE PERSON Unclassified OF ABSTRACT OF PAGES Pieter Booth a. REPORT b. ABSTRACT c. THIS PAGE UU 19b. TELEPHONE NUMBER (include area 181 code) 425-519-8709 Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18 Contents Page LIST OF FIGURES vi LIST OF TABLES viii ACRONYMS AND ABBREVIATIONS ix ACKNOWLEDGEMENTS x EXECUTIVE SUMMARY xi TECHNOLOGY DESCRIPTION xi Decision Support Framework xi Geospatial Modeling Tool xii DEMONSTRATION RESULTS xiv Habitat Provisioning for Biodiversity xiv Landscape Aesthetics xiv Vista Aesthetics xv Recreational Opportunities xv Nutrient Sequestration xv COST ASSESSMENT xv IMPLEMENTATION ISSUES xvii 1 INTRODUCTION 1 1.1 BACKGROUND 2 1.2 OBJECTIVE OF THE DEMONSTRATION 4 1.3 REGULATORY DRIVERS 4 2 TECHNOLOGY AND METHODS 7 2.1 DESCRIPTION OF TECHNOLOGY AND METHODS 7 2.2 OVERVIEW OF TECHNOLOGY AND METHODS 7 2.2.1 Decision Support Framework 9 2.2.2 Biophysical Production Functions, Measurement Endpoints, and ES Valuation 11 2.2.3 Role of Structured Stakeholder Engagement in the Decision Support Framework 11 ii 2.2.4 Geospatial Analysis Tool 14 2.2.5 ES Models 14 2.2.6 Development of EcoAIM™ 15 2.3 DEVELOPMENT OF TECHNOLOGY AND METHODS 15 2.3.1 Models 17 2.4 ADVANTAGES AND LIMITATIONS OF THE TECHNOLOGY AND METHODS 42 3 PERFORMANCE OBJECTIVES 47 3.1 PERFORMANCE OBJECTIVE NO. 1: DEMONSTRATE THAT QUANTIFICATION OF ECOSYSTEM SERVICES IS WELL FOUNDED 47 3.1.1 Metrics 47 3.1.2 Data Requirements 54 3.1.3 Success Criteria 54 3.2 PERFORMANCE OBJECTIVE NO. 2: QUANTIFY THREE OR MORE ECOSYSTEM SERVICES 54 3.2.1 Metrics 55 3.2.2 Data Requirements 55 3.2.3 Success Criteria 56 3.3 PERFORMANCE OBJECTIVE NO. 3: DISPLAY QUANTIFICATION OF THREE OR MORE ECOSYSTEM SERVICES IN GEOSPATIAL CONTEXT 56 3.3.1 Metrics 57 3.3.2 Data Requirements 57 3.3.3 Success Criteria 57 3.4 PERFORMANCE OBJECTIVE NO. 4: DEVELOP MAPS OF ECOSYSTEM SERVICE FLOWS ASSOCIATED WITH THE INSTALLATION, AND CLEARLY DESCRIBE ACTIVITIES INVOLVED IN THE MISSION 58 3.4.1 Metrics 58 3.4.2 Data Requirements 59 3.4.3 Success Criteria 59 3.5 PERFORMANCE OBJECTIVE NO. 5: QUANTIFY SHIFTS IN THE VALUE OF BENEFITS FROM ECOSYSTEM SERVICES UNDER DIFFERENT MISSION SCENARIOS 60 3.5.1 Metrics 60 3.5.2 Data Requirements 60 3.5.3 Success Criteria 60 iii 3.6 PERFORMANCE OBJECTIVE NO. 6: EASE OF USE AND UTILITY OF THE TOOL FOR DECISION MAKING 61 3.6.1 Metrics 61 3.6.2 Data Requirements 61 3.6.3 Success Criteria 62 4 SITE DESCRIPTION 63 4.1 SITE LOCATION AND HISTORY 63 4.2 SITE CHARACTERISTICS 65 4.2.1 Physical Site Characteristics 65 4.2.2 Natural Resources 66 4.2.3 Impacts of Military Mission on Natural Resources 67 4.2.4 Impacts of Natural Resources Management on Military Mission 68 4.2.5 Biodiversity 68 4.2.6 Recreational Opportunities 69 4.2.7 Aesthetic Values at APG 70 5 TEST DESIGN 71 5.1 CONCEPTUAL TEST DESIGN 71 5.1.1 Task 1: Site Selection 71 5.1.2 Task 2: Site-Specific Problem Formulation 71 5.1.3 Task 3: Field Verification 78 5.1.4 Task 4: Select Biophysical Models 79 5.1.5 Task 5: Site-Specific Implementation 79 5.1.6 Task 6: Documentation 82 5.1.7 Task 7: Technology Transfer 83 5.2 BASELINE CHARACTERIZATION AND PREPARATION 83 5.3 DESIGN AND LAYOUT OF TECHNOLOGY AND METHOD COMPONENTS 84 5.3.1 Geospatial Analytical Tool 84 5.4 FIELD TESTING 86 5.5 SAMPLING PROTOCOL 86 5.6 RESULTS 86 5.6.1 BIODIVERSITY MODEL RESULTS 87 5.6.2 Landscape Aesthetics Model Results 87 5.6.3 Vista Aesthetics Model Results 94 5.6.4 Recreational Opportunities Model Results 94 5.6.5 Nutrient Sequestration Model Results 94 iv 6 PERFORMANCE ASSESSMENT 101 6.1 PERFORMANCE OBJECTIVE 1: DEMONSTRATE THAT QUANTIFICATION OF ECOSYSTEM SERVICES IS WELL FOUNDED 101 6.2 PERFORMANCE OBJECTIVE 2: QUANTIFY THREE OR MORE ECOSYSTEM SERVICES 102 6.3 PERFORMANCE OBJECTIVE 3: DISPLAY QUANTIFICATION OF THREE OR MORE ECOSYSTEM SERVICES IN A GEOSPATIAL CONTEXT 103 6.4 PERFORMANCE OBJECTIVE 4: DEVELOP MAPS OF ECOSYSTEM SERVICE FLOWS ASSOCIATED WITH THE INSTALLATION, AND CLEARLY DESCRIBE ACTIVITIES INVOLVED IN THE MISSION 104 6.5 PERFORMANCE OBJECTIVE 5: QUANTIFY SHIFTS IN THE VALUE OF BENEFITS FROM ECOSYSTEM SERVICES UNDER DIFFERENT MISSION SCENARIOS 105 6.6 PERFORMANCE OBJECTIVE 6: EASE OF USE AND UTILITY OF THE TOOL FOR DECISION MAKING 116 7 COST ASSESSMENT 117 7.1 COST MODEL 117 7.2 COST DRIVERS 120 8 IMPLEMENTATION ISSUES 122 9 REFERENCES 124 Appendix A Contact Information Appendix B Models Reviewed for Nutrient Sequestration ES Appendix C Usability and Utility Survey and Responses Appendix D Presentation of ES Scores Appendix E Statistical Testing Results Used to Determine Significant Differences between Baseline and Scenario 1 v LIST OF FIGURES Figure 1. Conceptual illustration of the relationship between ecosystem services and military installations Figure 2. Schematic diagram for the implementation of EcoAIM™ Figure 3. An example of biophysical production functions and ecological endpoints within the flow of ecosystem services provided by emergent wetlands Figure 4. Structured stakeholder engagement process Figure 5. Vista aesthetics—visibility parameters Figure 6. Types of vegetation-water interspersion patterns in wetlands Figure 7. Schematic depicting the relationship between the U.S. EPA P8 model and the Riparian Analysis Toolbox EcoAIM™ Figure 8. Aberdeen Proving Ground (APG) site location Figure 9. APG environmental division chain of command Figure 10. Mind map of stakeholder relationships at APG Figure 11. Mind map of information flow at APG Figure 12.