UBS MTF Trading Notice Double Volume Cap Resumption
12 February 2019
Dear Member,
Following the delay in the latest ESMA publication of DVC suspensions, UBS MTF would like to inform you of the resumption of trading under the Reference Price Waiver for all instruments that were suspended in August 2018.
Effective immediately, the DVC suspension will end for 52 instruments and therefore these instruments will again be available for trading under the Reference Price Waiver. An additional DVC update will be published in the next few days as soon as ESMA calculations are finalized.
Our daily Stock Universe file, published on our website at https://www.ubs.com/global/en/investment- bank/ib/multilateral-trading-facility/reference-data.html and by SFTP, will be updated to reflect the resumptions on Wednesday morning. A list of the instruments that were reinstated this morning is provided below.
If you have any queries regarding this notice please contact the UBS MTF Supervisors at +44 207 568 2052 or [email protected].
UBS MTF Management
Notice N3 2019
UBS MTF Notices and documentation are available at https://www.ubs.com/mtf. If you have any queries regarding this notice, or comments on the above, please contact the UBS MTF Supervisors at +44 20 7568 2052 or [email protected]. UBS MTF is operated by UBS AGLB which is authorised by the Prudential Regulation Authority and regulated by the UK Financial Conduct Authority and Prudential Regulation Authority. UBS AG is a public company incorporated with limited liability in Switzerland domiciled in the Canton of Basel-City and the Canton of Zurich respectively registered at the Commercial Registry offices in those Cantons with Identification No: CHE-101.329.561 as from 18 December 2013 (and prior to 18 December 2013 with Identification No: CH-270.3.004.646-4) and having respective head offices at Aeschenvorstadt 1, 4051 Basel and Bahnhofstrasse 45, 8001 Zurich, Switzerland and is authorised and regulated by the Financial Market Supervisory Authority in Switzerland. Registered in the United Kingdom as a foreign company with No: FC021146 and having a UK Establishment registered at Companies House, Cardiff, with No: BR 004507. The principal office of UK Establishment: 5 Broadgate London EC2M 2QS. In the United Kingdom, UBS AG is authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request.
Symbol ISIN NAME AMSz AT0000A18XM4 ams AG ASCNz CH0011339204 Ascom Holding AG BARNz CH0009002962 Barry Callebaut AG BCGEz CH0350494719 Banque Cantonale de Geneve BCHNz CH0025536027 Burckhardt Compression Holding AG BEANz CH0001503199 Belimo Holding AG BELLz CH0315966322 Bell Food Group AG BLKBz CH0001473559 BASELLANDSCHAFTLICHE KANTONALBANK CHAMz CH0001931853 Cham Group AG CLTNz CH0025343259 Coltene Holding AG COTNz CH0360826991 COMET HOLDING AG CPGl GB00BD6K4575 Compass Group PLC DAEz CH0030486770 Daetwyler Holding AG DKSHz CH0126673539 DKSH Holding AG DOKAz CH0011795959 dormakaba Holding AG DPEUl NL0012328801 DP EURASIA DUFNz CH0023405456 Dufry AG EFGNz CH0022268228 EFG International AG ESSIBs SE0009922164 Essity AB EVRYo NO0010019649 Evry AS GALEz CH0360674466 Galenica AG HBMNz CH0012627250 HBM Healthcare Investments AG HOCNz CH0024666528 HOCHDORF Holding AG IMPNz CH0023868554 Implenia AG INRNz CH0006372897 Interroll Holding AG IRENz CH0325094297 Investis Holding SA KARNz CH0100837282 Kardex AG LECNz CH0110303119 Leclanche SA LEHNz CH0022427626 LEM Holding SA LLBNz LI0355147575 Liechtensteinische Landesbank AG METNz CH0039821084 Metall Zug AG ODHNz CH0038285679 Orascom Development Holding AG PMz CH0002187810 Phoenix Mecano AG PWTNz CH0002168083 Panalpina Welttransport Holding AG RIENz CH0003671440 Rieter Holding AG SAHNz CH0009062099 Schaffner Holding AG SANNz CH0027148649 Santhera Pharmaceuticals Holding AG SPOLo NO0010751910 Sparebank 1 Oestlandet SPSNz CH0008038389 Swiss Prime Site AG SRCGz CH0267291224 Sunrise Communications Group AG SREl GG00B1W3VF54 Sirius Real Estate Ltd TAMNz CH0011178255 Tamedia AG TECNz CH0012100191 Tecan Group AG TEMNz CH0012453913 Temenos AG TOHNz CH0011607683 Tornos Holding AG
UHRNz CH0012255144 Swatch Group AG/The VACNz CH0311864901 VAT Group AG VONNz CH0012335540 Vontobel Holding AG VPBNz LI0315487269 VP Bank AG VZNz CH0028200837 VZ Holding AG XPPl SG9999003735 XP Power Ltd ZEHNz CH0276534614 Zehnder Group AG