eurex clearing rundschreiben 067/10

Datum: Frankfurt, 17. September 2010 Empfänger: Alle Clearing-Mitglieder der Eurex Clearing AG und Vendoren Autorisiert von: Thomas Book

Xetra® International Market, UK & Ireland: Instrumente, Abwicklungsadresse Settlement Discipline Regime, Informationen zur Stamp Duty Reserve Tax / Irish Stamp Duty und Einbeziehung der EUI (CREST)-Referenz in Report CE565 „Pending Delivery before NTP“

Verweis auf Eurex-Clearing-Rundschreiben: 014/10, 032/10 Kontakt: Member Services & Admission, Tel. +49-69-211-1 17 00, Fax 49-69-211-1 17 01 Zielgruppe: Anhänge: (2-5 nur in englischer Sprache): Ü Alle Abteilungen 1. Xetra International Market: Liste der Instrumente beim lokalen CSD Euroclear UK & Ireland 2. Xetra International Market UK - Additional Information on Stamp Duty Reserve Tax / Irish Stamp Duty 3. Xetra International Market UK - Application form for recognition as an equities intermediary 4. Application for approval by the Revenue Commissioners – Recognized intermediary 5. Inclusion of Euroclear UK & Ireland (CREST) Reference in CE565 “Pending Deliveries before NTP”

Zusammenfassung: Im Rahmen der Erweiterung der Clearing- und Abwicklungsdienste für Xetra International Market für den britischen und irischen Markt, stellen wir heute zusätzliche Informationen zur Vorbereitung zur Verfügung. Die zusätzlichen Märkte auf Xetra International Market werden am 20. September 2010 eingeführt.

Eurex Clearing AG liefert außerdem Informationen zur britischen Stamp Duty Reserve Tax (SDRT) sowie zur irischen Stamp Duty. Handelsteilnehmer können als anerkannte Zwischenhändler für Aktien („equity intermediary“) eine Befreiung von der SDRT in Anspruch nehmen (Anhang 2). Das Dokument gilt nicht als steuerlicher Ratgeber. Die Einhaltung des Steuerrechts liegt in der ausdrücklichen Verantwortung des Teilnehmers. Die entsprechenden Antragsformulare zur Anerkennung als Zwischenhändler für Aktien von Xetra® International Market UK & Ireland sind als Anhänge 3 & 4 beigefügt.

Eurex Clearing AG T +49-69-211-1 17 00 Vorsitzender des Vorstand: Aktiengesellschaft mit Neue Börsenstraße 1 F +49-69-211-1 17 01 Aufsichtsrats: Andreas Preuß (Vorsitzender), Sitz in Frankfurt/Main 60487 Frankfurt/Main customer.support@ Prof. Dr. Peter Gomez Jürg Spillmann, Thomas Book, HRB Nr. 44828 Postanschrift: eurexchange.com Gary Katz, Michael Peters, Amtsgericht 60485 Frankfurt/Main Internet: Peter Reitz Frankfurt/Main Deutschland www.eurexclearing.com

eurex clearing rundschreiben 067/10

Xetra® International Market, UK & Ireland: Instrumente, Abwicklungsadresse Settlement Discipline Regime, Informationen zur Stamp Duty Reserve Tax / Irish Stamp Duty und Einbeziehung der EUI (CREST)-Referenz in Report CE565 „Pending Delivery before NTP“

1. Instrumente

Mit Eurex Clearing-Rundschreiben 032/10 hat Eurex Clearing AG angekündigt, für Instrumente mit Heimat- markt-Abwicklungslokation Großbritannien und Irland Clearing- und Abwicklungsdienste anzubieten. Hierfür ® ® wurden Instrumente aus den Indizes FTSE 100 und FTSE 250 ausgewählt. Um die britischen und irischen ® Komponenten des STOXX Europe 600 und andere hochliquide Wertpapiere zu repräsentieren, wurden zusätzliche Instrumente aufgenommen. Eine Liste der handelbaren Instrumente in der entsprechenden Abwicklungslokation „Euroclear UK & Ireland“ wird als Anhang 1 zu diesem Rundschreiben veröffentlicht.

2. Abwicklungsadresse

Britische und irische Instrumente werden am 20. September 2010 auf Xetra® International Market eingeführt. Die folgende Tabelle enthält die in OTC-Instruktionen MT54x zu benutzende Spezifikation der lokalen Abwick- lungsadresse für Eurex Clearing AG:

Feld Inhalt Anmerkung

REAG / DEAG Konto beim CSD Feldeintrag ist zwingend erforderlich OGQAQ (Clearstream)

SAFE Feld bleibt leer -

BUYR / SELL BIC: CEDELULLXXX Feldeintrag ist optional

SAFE Feld bleibt leer -

3. Settlement Discipline Regime

Eurex Clearing AG möchte darauf hinweisen, dass die Mitglieder und ihre Abwicklungsagenten in Euroclear UK & Ireland dem üblichen Euroclear UK & Ireland „Settlement Discipline Regime“ unterliegen. Weitere Informationen über das Settlement Discipline Regime finden sich im Euroclear UK & Ireland „White Book“ „CREST Settlement Discipline: Overview of rules and common questions” unter dem folgenden Pfad:

www.euroclear.com/site/public/EUI > Resources > Operational Guides

4. Information zur Stamp Duty Reserve Tax / Irish Stamp Duty

Anhang 2 enthält eine Beschreibung der „Stamp Duty Reserve Tax“ (SDRT) sowie der Irish Stamp Duty. Handelsteilnehmer von Xetra® International Market UK können eine Befreiung von der SDRT in Anspruch nehmen, wenn sie gemäß den von den britischen Steuerbehörden genehmigten Vereinbarungen von der Deutsche Börse AG als Zwischenhändler für Aktien („equity intermediary“) anerkannt werden. Das entsprechende Antragsformular zur Anerkennung als Zwischenhändler für Aktien ist als Anhang 3 beigefügt. Bitte senden Sie das Formular in ausgefüllter Form an Member Services & Admission.

Handelsteilnehmer von Xetra® International Market Ireland können eine Befreiung von der Stamp Duty in Anspruch nehmen, wenn sie von den irischen Steuerbehörden als Zwischenhändler für Aktien („equity inter- mediary“) für Xetra® International Market Ireland anerkannt werden. Das entsprechende Antragsformular ist als Anhang 4 beigefügt. Bitte senden Sie dieses an die irische Steuerbehörde.

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5. Einbeziehung der Euroclear UK & Ireland (CREST)-Referenz in Report CE565 „Pending Deliveries before NTP”

Um einen Abgleich zu ermöglichen, wird der Report CE565 „Pending Deliveries before NTP“ um die CREST- Referenz erweitert. Es wird hierbei die initiale vom CCP empfangene CREST-Referenz eingesetzt. Im Report CE565 (SWIFT und PRINT) wird das folgende Feld benutzt:

• SWIFT: Repetitive Mandatory Subsequence B1a1 Linkages

• PRINT: LOCAL CSD REFERENCE

Eine detaillierte Beschreibung ist im Anhang 5 dieses Rundschreibens enthalten. Die aktualisierten Handbücher „CCP 6.0 Member File Based & SWIFT Interface – Final” und „CCP 6.0 Description of Reports - Formatted Layout – Final” stehen ab dem 20. September 2010 auf der Eurex Clearing-Website unter dem folgenden Pfad (nur in englischer Sprache) zur Verfügung:

eurexclearing.com > Member Section > Releases > CCP 6.0 > Manuals > Technical Manuals.

Weiterführende Informationen zu Xetra International Market UK & Ireland sind Eurex Clearing-Rundschrei- ben 032/10 sowie dem Dokument „Functional Notes - XIM UK & Ireland” zu entnehmen. Letzteres wurde, nur in englischer Sprache, auf der Eurex Clearing-Website unter dem folgenden Pfad veröffentlicht:

www.eurexclearing.com > Member Section > Releases > CCP 5.0 > Manuals > Functional Manuals.

Wenn ein Teilnehmer seine Handelsaktivitäten im Segment Xetra International Market um neue Märkte erweitern möchte, ist die Einreichung der Antragsformulare für die entsprechenden Länder erforderlich. Alle Formulare stehen unter dem folgenden Pfad auf der Eurex Clearing-Website zur Verfügung:

www.eurexclearing.com > Dokumente > Formulare > Xetra International Market (XIM) > Einzelformulare > Rechtlich & Regulatorisch

Teilnehmer können die Service-Erweiterung von Xetra International Market in der permanenten CCP- Simulationsumgebung testen. Die Teilnehmersimulation für britische und irische Wertpapiere hat bereits am 5. Juli 2010 begonnen. Sie wird ebenfalls als permanente Simulation angeboten.

Für Fragen oder weitere Informationen wenden Sie sich bitte an Member Services & Admission unter Tel. +49-69-211-1 17 00 oder Fax +49-69-211-1 17 01.

Frankfurt, 17. September 2010

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International Market: Liste der Instrumente beim lokalen CSD Euroclear UK & Ireland

ISIN Produktname Land Zentralverwahrer GB00B1YW4409 3i Group PLC UK Euroclear UK & Ireland JE00B1RJLF86 3i Infrastructure PLC UK Euroclear UK & Ireland GI000A0F6407 888 Holdings PLC UK Euroclear UK & Ireland GB00B44GZQ21 A.G.BARR PLC UK Euroclear UK & Ireland GB0000031285 ABERDEEN ASSET MANAGEMENT UK Euroclear UK & Ireland GB0000066554 Aberforth Smaller Companies Trust PLC UK Euroclear UK & Ireland GB00B02J6398 Admiral Group PLC UK Euroclear UK & Ireland GB0009657569 AEGIS GRP UK Euroclear UK & Ireland GB00B0672758 PLC UK Euroclear UK & Ireland GB0001478998 PLC UK Euroclear UK & Ireland GB00B11V7W98 Alliance Trust PLC/The UK Euroclear UK & Ireland GB0000282623 AMEC PLC UK Euroclear UK & Ireland GB00B2988H17 AMLIN UK Euroclear UK & Ireland GB00B1XZS820 UK Euroclear UK & Ireland GB0000456144 Antofagasta PLC UK Euroclear UK & Ireland BMG0440M1284 Aquarius Platinum Ltd UK Euroclear UK & Ireland GB0000595859 ARM Holdings PLC UK Euroclear UK & Ireland GB00B132NW22 ASHMORE GRP UK Euroclear UK & Ireland GB0000536739 PLC UK Euroclear UK & Ireland GB0006731235 Associated British Foods PLC UK Euroclear UK & Ireland GB0009895292 AstraZeneca PLC UK Euroclear UK & Ireland GB0000608009 WS PLC UK Euroclear UK & Ireland GB0055007982 Autonomy Corp PLC UK Euroclear UK & Ireland GB00B15CMQ74 Aveva Group PLC UK Euroclear UK & Ireland GB00B693LN18 AVIS EUROPE PLC UK Euroclear UK & Ireland GB0002162385 Aviva PLC UK Euroclear UK & Ireland GB0009697037 BABCOCK INTERNATIONAL UK Euroclear UK & Ireland GB0002634946 BAE Systems PLC UK Euroclear UK & Ireland GB0000961622 UK Euroclear UK & Ireland GB0000767003 Bankers Investment Trust PLC/The UK Euroclear UK & Ireland GB0031348658 Barclays PLC UK Euroclear UK & Ireland GB0000811801 UK Euroclear UK & Ireland GB00B1FP8915 BBA Aviation PLC UK Euroclear UK & Ireland JE00B64G9089 Beazley PLC UK Euroclear UK & Ireland GB0000904986 UK Euroclear UK & Ireland GB00B02L3W35 BERKELEY GRP HLDG UK Euroclear UK & Ireland GB0008762899 BG Group PLC UK Euroclear UK & Ireland GG00B2QQPT96 BH Global Ltd UK Euroclear UK & Ireland GG00B1NP5142 BH Macro Ltd UK Euroclear UK & Ireland GB0000566504 BHP Billiton PLC UK Euroclear UK & Ireland GB0002869419 Big Yellow Group PLC UK Euroclear UK & Ireland GB0005774855 BlackRock World Mining Trust PLC UK Euroclear UK & Ireland GB00B1G52761 BlueBay Asset Management PLC UK Euroclear UK & Ireland GB00B13YVW48 Bluecrest Allblue Fund Ltd UK Euroclear UK & Ireland GB00B3FLWH99 Bodycote PLC UK Euroclear UK & Ireland GB00B01TND91 Booker Group PLC UK Euroclear UK & Ireland GB0001859296 Bovis Homes Group PLC UK Euroclear UK & Ireland GB0007980591 BP PLC UK Euroclear UK & Ireland GB0001765816 Brewin Dolphin Holdings PLC UK Euroclear UK & Ireland NL0009347863 BRIT INSURANCE HLDG UK Euroclear UK & Ireland

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GB0001290575 British Airways PLC UK Euroclear UK & Ireland GB0002875804 British American Tobacco PLC UK Euroclear UK & Ireland GB0001297562 British Assets Trust PLC UK Euroclear UK & Ireland GB0001335081 British Empire Securities and General Tr UK Euroclear UK & Ireland GB0001367019 British Land Co PLC UK Euroclear UK & Ireland GB0001411924 British Sky Broadcasting Group PLC UK Euroclear UK & Ireland GB00B0N8QD54 Britvic PLC UK Euroclear UK & Ireland GB00B09BY452 BSS Group PLC UK Euroclear UK & Ireland GB0030913577 BT Group PLC UK Euroclear UK & Ireland GB0001001592 BTG PLC UK Euroclear UK & Ireland GB00B0744B38 Bunzl PLC UK Euroclear UK & Ireland GB0031743007 Burberry Group PLC UK Euroclear UK & Ireland GB00B5KKT968 CABLE + WIRELESS COMMUN. UK Euroclear UK & Ireland GB00B5WB0X89 CABLE + WIRELESS WORLDW. UK Euroclear UK & Ireland GB00B59MW615 PLC UK Euroclear UK & Ireland GB0001639920 Caledonia Investments PLC/fund UK Euroclear UK & Ireland GB00B23K0M20 Group PLC/The UK Euroclear UK & Ireland GB0007365546 UK Euroclear UK & Ireland GB0031215220 Carnival PLC UK Euroclear UK & Ireland GB0001772945 Carpetright PLC UK Euroclear UK & Ireland BMG196F11004 CATLIN GRP UK Euroclear UK & Ireland AU000000CNT2 CENTAMIN LD UK Euroclear UK & Ireland GB00B033F229 PLC UK Euroclear UK & Ireland JE00B3CX4509 CHARTER INTERNATIONAL UK Euroclear UK & Ireland GB0001904621 CHEMRING GRP UK Euroclear UK & Ireland GB0001990497 City of Investment Trust PLC/The UK Euroclear UK & Ireland GB0007668071 CLOSE BROTHERS GRP UK Euroclear UK & Ireland GB00B07KD360 Cobham PLC UK Euroclear UK & Ireland LU0253815640 Colt Telecom Group SA UK Euroclear UK & Ireland GB0005331532 Compass Group PLC UK Euroclear UK & Ireland GB00B1649052 Computacenter PLC UK Euroclear UK & Ireland GB00B139BQ35 Connaught PLC UK Euroclear UK & Ireland GB00B3WK5475 COOKSON GRP UK Euroclear UK & Ireland GB0002318888 Cranswick PLC UK Euroclear UK & Ireland GB0002335270 CRODA INTERNATIONAL UK Euroclear UK & Ireland GB0034147388 CSR PLC UK Euroclear UK & Ireland GB0002502036 Daejan Holdings PLC UK Euroclear UK & Ireland GB0009457366 DAILY MAIL & GENERAL TRUST UK Euroclear UK & Ireland GB0002502812 Dairy Crest Group PLC UK Euroclear UK & Ireland GB0033252056 UK Euroclear UK & Ireland GB00B0F99717 Davis Service Group PLC UK Euroclear UK & Ireland GB00B3DGH821 DE LA RUE UK Euroclear UK & Ireland GB00B126KH97 DEBENHAMS UK Euroclear UK & Ireland GB0009633180 Dechra Pharmaceuticals PLC UK Euroclear UK & Ireland GB0002652740 DERWENT LONDON UK Euroclear UK & Ireland GB0032287020 Dexion Absolute Ltd UK Euroclear UK & Ireland GB0002374006 Diageo PLC UK Euroclear UK & Ireland GB00B14W3659 Dignity PLC UK Euroclear UK & Ireland GB0008435405 Dimension Data Holdings PLC UK Euroclear UK & Ireland GB0002748050 Domino Printing Sciences PLC UK Euroclear UK & Ireland GB00B1S49Q91 Domino's Pizza UK & IRL PLC UK Euroclear UK & Ireland GB00B1VNSX38 DRAX GRP UK Euroclear UK & Ireland GB0008220112 DS Smith PLC UK Euroclear UK & Ireland

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GB0000472455 DSG INTERNATIONAL UK Euroclear UK & Ireland GB0003406096 Dunedin Income Growth Investment Trust UK Euroclear UK & Ireland GB00B1CKQ739 Dunelm Group PLC UK Euroclear UK & Ireland GB00B1P75854 eaga PLC UK Euroclear UK & Ireland GB0001641991 easyJet PLC UK Euroclear UK & Ireland GB00B09LK252 Ecofin Water & Power Opportunities PLC/f UK Euroclear UK & Ireland GB0002945029 Edinburgh Dragon Trust PLC UK Euroclear UK & Ireland GB0003052338 Edinburgh Investment Trust PLC/The UK Euroclear UK & Ireland GB0003085445 Electra Private Equity PLC UK Euroclear UK & Ireland GB0003096442 Electrocomponents PLC UK Euroclear UK & Ireland GB00B1L8B624 ENTERPRISE INNS UK Euroclear UK & Ireland GB00B29BCK10 Eurasian Natural Resources Corp PLC UK Euroclear UK & Ireland GB0006886666 Euromoney Institutional Investor PLC UK Euroclear UK & Ireland GB0030221864 Evolution Group PLC UK Euroclear UK & Ireland GB00B19NLV48 Experian PLC UK Euroclear UK & Ireland GB0004658141 F&C Asset Management PLC UK Euroclear UK & Ireland GG00B4ZPCJ00 F&C Commercial Property Trust Ltd UK Euroclear UK & Ireland GB0003345054 Fenner PLC UK Euroclear UK & Ireland GB00B1XH2C03 Ferrexpo PLC UK Euroclear UK & Ireland GB0003375820 Fidelity European Values PLC UK Euroclear UK & Ireland GB0003325106 Fidelity Special Values PLC UK Euroclear UK & Ireland GB0007590234 Fidessa Group PLC UK Euroclear UK & Ireland GB00B0744359 Filtrona PLC UK Euroclear UK & Ireland GB0003452173 FIRSTGROUP UK Euroclear UK & Ireland GB0003466074 Foreign & Colonial Investment Trust PLC UK Euroclear UK & Ireland GB0003473104 Forth Ports PLC UK Euroclear UK & Ireland GB00B2QPKJ12 Fresnillo PLC UK Euroclear UK & Ireland GB00B01FLG62 G4S PLC UK Euroclear UK & Ireland GB0005576813 Galiform PLC UK Euroclear UK & Ireland GB0007360158 Game Group PLC UK Euroclear UK & Ireland KYG917851084 GARTMORE GROUP LD UK Euroclear UK & Ireland VGG379591065 Gem Diamonds Ltd UK Euroclear UK & Ireland GG00B4L0PD47 Genesis Emerging Markets Fund Ltd UK Euroclear UK & Ireland GB0002074580 Genus PLC UK Euroclear UK & Ireland GB0030646508 GKN UK Euroclear UK & Ireland GB0009252882 GlaxoSmithKline PLC UK Euroclear UK & Ireland GB0003753778 Go-Ahead Group PLC UK Euroclear UK & Ireland GB00B04V1276 Grainger PLC UK Euroclear UK & Ireland GB00B01FLL16 Great Portland Estates PLC UK Euroclear UK & Ireland GB00B0HZP136 GREENE KING UK Euroclear UK & Ireland GB00B63QSB39 Greggs PLC UK Euroclear UK & Ireland GB00B012TP20 Halfords Group PLC UK Euroclear UK & Ireland GB0004052071 HALMA UK Euroclear UK & Ireland GB0004065016 Hammerson PLC UK Euroclear UK & Ireland BE0947727377 HANSEN TRANSMISSIONS INT N.V. UK Euroclear UK & Ireland GB00B0PPFY88 HANSTEEN HOLDINGS PL UK Euroclear UK & Ireland GB00B1VZ0M25 Hargreaves Lansdown PLC UK Euroclear UK & Ireland GB0004161021 HAYS UK Euroclear UK & Ireland GB00B0FYMT95 Helical Bar PLC UK Euroclear UK & Ireland JE00B3CM9527 HENDERSON GRP UK Euroclear UK & Ireland JE00B2Q4TN56 Heritage Oil PLC UK Euroclear UK & Ireland GB00B0LCW083 Hikma Pharmaceuticals PLC UK Euroclear UK & Ireland BMG4593F1041 Hiscox Ltd UK Euroclear UK & Ireland

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GB0031575722 HMV Group PLC UK Euroclear UK & Ireland GB00B1FW5029 Hochschild Mining PLC UK Euroclear UK & Ireland GB00B19NKB76 Home Retail Group PLC UK Euroclear UK & Ireland GB00B587FC42 HOMESERVE UK Euroclear UK & Ireland GB0005405286 HSBC Holdings PLC UK Euroclear UK & Ireland GB00B0T4LH64 HSBC Infrastructure Co Ltd UK Euroclear UK & Ireland GB0004478896 UK Euroclear UK & Ireland GB0033872168 ICAP PLC UK Euroclear UK & Ireland GB00B06QFB75 IG GRP HLDG UK Euroclear UK & Ireland GB0009303123 Imagination Technologies Group PLC UK Euroclear UK & Ireland GB0004579636 IMI UK Euroclear UK & Ireland GB0031232498 Impax Environmental Markets PLC UK Euroclear UK & Ireland GB0004544929 Imperial Tobacco Group PLC UK Euroclear UK & Ireland GB00B61TVQ02 INCHCAPE UK Euroclear UK & Ireland JE00B3WJHK45 INFORMA UK Euroclear UK & Ireland GB00B09LSH68 Inmarsat PLC UK Euroclear UK & Ireland GB00B1WQCS47 Intercontinental Hotels Group PLC UK Euroclear UK & Ireland GB0004564430 INTERMEDIATE CAPITAL GRP UK Euroclear UK & Ireland GB00B1YKG049 International Personal Finance PLC UK Euroclear UK & Ireland GB0006320161 International Power PLC UK Euroclear UK & Ireland GB00B188SR50 International Public Partnership Ltd UK Euroclear UK & Ireland GB0001528156 PLC UK Euroclear UK & Ireland GB0031638363 Intertek Group PLC UK Euroclear UK & Ireland GB00B19DVX61 Invensys PLC UK Euroclear UK & Ireland GB00B17BBQ50 INVESTEC UK Euroclear UK & Ireland GB0002520509 ITE GROUP PLC UK Euroclear UK & Ireland GB0033986497 ITV UK Euroclear UK & Ireland GB00B019KW72 J Sainsbury PLC UK Euroclear UK & Ireland GB0005203376 JARDINE LLOYD THOMPSON UK Euroclear UK & Ireland GB0004771548 JD SPORTS FASHION PLC UK Euroclear UK & Ireland GB0004697420 JKX Oil & Gas PLC UK Euroclear UK & Ireland GB0004764071 Johnson Matthey PLC UK Euroclear UK & Ireland GB0008465055 JPMorgan American Investment Trust PLC UK Euroclear UK & Ireland GB0001320778 JPMorgan Asian Investment Trust PLC UK Euroclear UK & Ireland GB0003418950 JPMorgan Emerging Markets Investment Tru UK Euroclear UK & Ireland GB0003419693 JPMorgan Eur Fledgeling Investment Trust UK Euroclear UK & Ireland GB0003450359 JPMorgan Indian Investment Trust PLC UK Euroclear UK & Ireland GB0001740025 JPMorgan Japanese Investment Trust PLC UK Euroclear UK & Ireland GB00B53P2009 JUPITER FUND MANAGEMENT PLC UK Euroclear UK & Ireland GB00B0HZPV38 Kazakhmys PLC UK Euroclear UK & Ireland GB0004866223 PLC UK Euroclear UK & Ireland IE0004879486 KENMARE RESOURCES PLC UK Euroclear UK & Ireland GB0033040113 KESA ELECTRICALS UK Euroclear UK & Ireland GB0004915632 PLC UK Euroclear UK & Ireland GB0033195214 Kingfisher PLC UK Euroclear UK & Ireland GB00B0ZSH635 LADBROKES UK Euroclear UK & Ireland GB00B1VNST91 Laird PLC UK Euroclear UK & Ireland GB00B1CL5249 Lamprell PLC UK Euroclear UK & Ireland BMG5361W1047 Lancashire Holdings Ltd UK Euroclear UK & Ireland GB0031809436 Land Securities Group PLC UK Euroclear UK & Ireland GB0031429219 Law Debenture Corp PLC/fund UK Euroclear UK & Ireland GB0005603997 Legal & General Group PLC UK Euroclear UK & Ireland GB0008706128 Lloyds Banking Group PLC UK Euroclear UK & Ireland

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GB0005227086 LOGICA UK Euroclear UK & Ireland GB00B0SWJX34 Group PLC UK Euroclear UK & Ireland GB0031192486 Lonmin PLC UK Euroclear UK & Ireland GB00B28KQ186 Man Group PLC UK Euroclear UK & Ireland GB0031274896 Marks & Spencer Group PLC UK Euroclear UK & Ireland GB00B1JQDM80 Marston's PLC UK Euroclear UK & Ireland GB0005746358 Mcbride PLC UK Euroclear UK & Ireland GB0005758098 MEGGITT UK Euroclear UK & Ireland GB00B23DKN29 Melrose PLC UK Euroclear UK & Ireland GB0009354589 PLC UK Euroclear UK & Ireland GB0005794036 Mercantile Investment Trust PLC UK Euroclear UK & Ireland GB0005800072 Merchants Trust PLC/The UK Euroclear UK & Ireland GB0030232317 MICHAEL PAGE INTERNATIONAL UK Euroclear UK & Ireland GB00B079W581 Micro Focus International PLC UK Euroclear UK & Ireland GB0005622542 Millennium & Copthorne Hotels PLC UK Euroclear UK & Ireland GB0003857850 MISYS UK Euroclear UK & Ireland GB00B1FP6H53 MITCHELLS & BUTLERS UK Euroclear UK & Ireland GB0004657408 GRP UK Euroclear UK & Ireland GB00B1CRLC47 MONDI UK Euroclear UK & Ireland GB00B1ZBKY84 Moneysupermarket.com Group PLC UK Euroclear UK & Ireland GB0030517261 Monks Investment Trust PLC/Fund UK Euroclear UK & Ireland GB0006027295 Morgan Crucible Co PLC UK Euroclear UK & Ireland GB0009067447 Mothercare PLC UK Euroclear UK & Ireland GB0006111123 Murray Income Trust PLC UK Euroclear UK & Ireland GB0006111909 Murray International Trust PLC UK Euroclear UK & Ireland GB00B1P6ZR11 N Brown Group PLC UK Euroclear UK & Ireland GB0006215205 National Express Group PLC UK Euroclear UK & Ireland GB00B08SNH34 UK Euroclear UK & Ireland GB0032089863 Next PLC UK Euroclear UK & Ireland GB0006466089 Northern Foods PLC UK Euroclear UK & Ireland GB00B41H7391 Northgate PLC UK Euroclear UK & Ireland GB0033029744 NORTHUMBRIAN WATER GRP UK Euroclear UK & Ireland GB00B3MBS747 OCADO GROUP PLC UK Euroclear UK & Ireland GB0007389926 Old Mutual PLC UK Euroclear UK & Ireland GB0006672785 Pace PLC UK Euroclear UK & Ireland GB00B2NGPM57 Paragon Group of Cos PLC UK Euroclear UK & Ireland GI000A0MV757 PartyGaming PLC UK Euroclear UK & Ireland GB00B02QND93 PayPoint PLC UK Euroclear UK & Ireland GB0006776081 Pearson PLC UK Euroclear UK & Ireland GB00B18V8630 PENNON GRP UK Euroclear UK & Ireland GB0006798424 Perpetual Income and Growth Investment T UK Euroclear UK & Ireland GB0006825383 PERSIMMON UK Euroclear UK & Ireland GB00B0H2K534 Ltd UK Euroclear UK & Ireland KYG7091M1096 PHOENIX GROUP HOLDINGS UK Euroclear UK & Ireland GB0004220025 Polar Capital Technology Trust PLC UK Euroclear UK & Ireland GB0003318416 Premier Farnell PLC UK Euroclear UK & Ireland GB00B01QLV45 Premier Foods PLC UK Euroclear UK & Ireland GB0033560011 UK Euroclear UK & Ireland GB00B1Z4ST84 PROVIDENT FINANCIAL UK Euroclear UK & Ireland GB0007099541 Prudential PLC UK Euroclear UK & Ireland GB0031552861 Punch Taverns PLC UK Euroclear UK & Ireland GB00B1WSL509 PV Crystalox Solar PLC UK Euroclear UK & Ireland GB00B19Z1432 PZ Cussons PLC UK Euroclear UK & Ireland

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GB00B0WMWD03 QINETIQ GRP UK Euroclear UK & Ireland GB00B01C3S32 Randgold Resources Ltd UK Euroclear UK & Ireland GB00B1L5QH97 Rank Group PLC UK Euroclear UK & Ireland GB0002148343 Rathbone Brothers UK Euroclear UK & Ireland GB00B24CGK77 Reckitt Benckiser Group PLC UK Euroclear UK & Ireland GB0007282386 UK Euroclear UK & Ireland GB00B2B0DG97 Reed Elsevier PLC UK Euroclear UK & Ireland JE00B3CGFD43 Regus PLC UK Euroclear UK & Ireland GB0007323586 Renishaw PLC UK Euroclear UK & Ireland GB00B082RF11 UK Euroclear UK & Ireland GG00B62W2327 Resolution Ltd UK Euroclear UK & Ireland GB00B0YG1K06 Restaurant Group PLC UK Euroclear UK & Ireland GB0004250451 Rexam PLC UK Euroclear UK & Ireland GB00B2987V85 Rightmove PLC UK Euroclear UK & Ireland GB0007188757 PLC UK Euroclear UK & Ireland GB0007366395 RIT Capital Partners PLC UK Euroclear UK & Ireland GB0007442014 Robert Wiseman Dairies PLC UK Euroclear UK & Ireland GB0032836487 Rolls-Royce Group PLC UK Euroclear UK & Ireland GB0007506958 ROTORK UK Euroclear UK & Ireland GB0007547838 Royal Bank of Scotland Group PLC UK Euroclear UK & Ireland GB00B03MM408 PLC UK Euroclear UK & Ireland GB0007594764 RPS Group PLC UK Euroclear UK & Ireland GB0006616899 RSA Insurance Group PLC UK Euroclear UK & Ireland GB0004835483 SABMiller PLC UK Euroclear UK & Ireland GB0008021650 Sage Group PLC/The UK Euroclear UK & Ireland GB00B1GC5238 PLC UK Euroclear UK & Ireland GB00B135BJ46 Savills PLC UK Euroclear UK & Ireland GB0002395811 Schroders PLC UK Euroclear UK & Ireland GB0002405495 Schroders PLC UK Euroclear UK & Ireland GB0007908733 Scottish & Southern Energy PLC UK Euroclear UK & Ireland GB0007826091 Scottish Investment Trust PLC/fund UK Euroclear UK & Ireland GB0007838849 Scottish Mortgage Investment Trust PLC UK Euroclear UK & Ireland GB0009376368 SDL PLC UK Euroclear UK & Ireland GB00B5ZN1N88 Segro PLC UK Euroclear UK & Ireland GB0007958233 SENIOR PLC UK Euroclear UK & Ireland GB0007973794 Group PLC UK Euroclear UK & Ireland GB00B1FH8J72 Severn Trent PLC UK Euroclear UK & Ireland GB0007990962 Shaftesbury PLC UK Euroclear UK & Ireland GB0007995243 Shanks Group PLC UK Euroclear UK & Ireland JE00B2QKY057 Shire PLC UK Euroclear UK & Ireland GB0008025412 SIG UK Euroclear UK & Ireland GB0009223206 Smith & Nephew PLC UK Euroclear UK & Ireland GB00B1WY2338 Smiths Group PLC UK Euroclear UK & Ireland GB00B572ZV91 SOCO INTERNATIONAL UK Euroclear UK & Ireland GB0003308607 Spectris PLC UK Euroclear UK & Ireland GB0008347048 Spirax-Sarco Engineering PLC UK Euroclear UK & Ireland GB0004726096 Spirent Communications PLC UK Euroclear UK & Ireland GB00B1QH8P22 Sports Direct International PLC UK Euroclear UK & Ireland GB0007981128 SSL INTERNATIONAL UK Euroclear UK & Ireland GB0007669376 St James's Place PLC UK Euroclear UK & Ireland GB0007291015 ST Modwen Properties PLC UK Euroclear UK & Ireland GB00B1VJ6Q03 STAGECOACH GRP UK Euroclear UK & Ireland GB0004082847 Standard Chartered PLC UK Euroclear UK & Ireland

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GB00B16KPT44 Standard Life PLC UK Euroclear UK & Ireland GB00B0KM9T71 Sthree PLC UK Euroclear UK & Ireland GB00B03HDJ73 Stobart Group Ltd UK Euroclear UK & Ireland GB0007892358 SVG Capital PLC/Fund UK Euroclear UK & Ireland GB0030757263 Synergy Health PLC UK Euroclear UK & Ireland FI0009014716 Talvivaara Mining Co PLC UK Euroclear UK & Ireland GB0008754136 TATE & LYLE UK Euroclear UK & Ireland GB0008782301 UK Euroclear UK & Ireland GB00B282YM11 Telecity Group PLC UK Euroclear UK & Ireland GB0008825324 Temple Bar Investment Trust PLC UK Euroclear UK & Ireland GB0008829292 Templeton Emerging Markets Investment Tr UK Euroclear UK & Ireland GB0008847096 Tesco PLC UK Euroclear UK & Ireland GB0034081512 Thames River Multi Hedge PCC Ltd UK Euroclear UK & Ireland GB00B1VYCH82 Thomas Cook Group PLC UK Euroclear UK & Ireland GB0008962655 TOMKINS UK Euroclear UK & Ireland GB0009064097 TR Property Investment Trust PLC UK Euroclear UK & Ireland GB00B1YW2J11 TR Property Investment Trust PLC UK Euroclear UK & Ireland GB0007739609 UK Euroclear UK & Ireland GB0009039941 Trinity Mirror PLC UK Euroclear UK & Ireland GB00B1Z7RQ77 TUI Travel PLC UK Euroclear UK & Ireland GB0001500809 PLC UK Euroclear UK & Ireland GB00B19Z2J52 UK Commercial Property Trust Ltd/fund UK Euroclear UK & Ireland GB0009123323 ULTRA ELECTRONICS UK Euroclear UK & Ireland GB00B10RZP78 Unilever PLC UK Euroclear UK & Ireland GB0006928617 Unite Group PLC UK Euroclear UK & Ireland JE00B2R84W06 UNITED BUSINESS MEDIA UK Euroclear UK & Ireland GB00B39J2M42 Group PLC UK Euroclear UK & Ireland GB0033277061 PLC UK Euroclear UK & Ireland GB0009292243 Victrex PLC UK Euroclear UK & Ireland GB00B16GWD56 Vodafone Group PLC UK Euroclear UK & Ireland GB0009465807 WEIR GRP UK Euroclear UK & Ireland GB00B1VWM162 Wellstream Holdings PLC UK Euroclear UK & Ireland GB00B2PDGW16 WH Smith PLC UK Euroclear UK & Ireland GB00B1KJJ408 Whitbread PLC UK Euroclear UK & Ireland GB0031698896 WILLIAM HILL UK Euroclear UK & Ireland GB0001638955 Wetherspoon [J D] PLC UK Euroclear UK & Ireland GB0009744060 Witan Investment Trust PLC UK Euroclear UK & Ireland GB0006043169 WM Morrison Supermarkets PLC UK Euroclear UK & Ireland GB00B5ZN3P43 Wolseley PLC UK Euroclear UK & Ireland GB0031575839 WOOD GRP (JOHN) UK Euroclear UK & Ireland JE00B3DMTY01 WPP PLC UK Euroclear UK & Ireland GB00B1VK7X76 Xchanging PLC UK Euroclear UK & Ireland GB0031411001 PLC UK Euroclear UK & Ireland GB0031718066 Yell Group PLC UK Euroclear UK & Ireland GB00B61D2N63 AFRICAN BARRICK GOLD PLC UK Euroclear UK & Ireland GB0006834344 CAPITAL SHOPPING CENTRES GROUP PLC UK Euroclear UK & Ireland GB00B5SXPF57 PLC UK Euroclear UK & Ireland GB00B5W55H93 CPPGROUP PLC UK Euroclear UK & Ireland GB00B635TG28 ENQUEST PLC UK Euroclear UK & Ireland GB00B62Z3C74 FIDELITY CHINA SPEC. SITUATION PLC UK Euroclear UK & Ireland GB0031544546 PETROPAVLOVSK PLC UK Euroclear UK & Ireland GB00B60B6S45 PROMETHEAN WORLD PLC UK Euroclear UK & Ireland GB00B60BD277 SUPERGROUP PLC UK Euroclear UK & Ireland

Page 7 of 8 Anhang 1 zu Eurex Clearing Rundschreiben 067/10

GB00B1H0DZ51 TULLETT PREBON PLC UK Euroclear UK & Ireland CH0043238366 ARYZTA AG IR Euroclear UK & Ireland IE0000197834 ALLIED IRISH BANKS PLC IR Euroclear UK & Ireland IE0000590798 DRAGON OIL PLC IR Euroclear UK & Ireland IE0000669501 GLANBIA PLC IR Euroclear UK & Ireland IE0001827041 C R H PLC IR Euroclear UK & Ireland IE0002424939 DCC PLC IR Euroclear UK & Ireland IE0002588105 PADDY POWER PLC IR Euroclear UK & Ireland IE0003072950 ELAN CORPORATION PLC IR Euroclear UK & Ireland IE0003290289 F.B.D HOLDINGS PLC IR Euroclear UK & Ireland IE0003864109 GREENCORE GROUP PLC IR Euroclear UK & Ireland IE00B59HWB19 INDEPENDENT NEWS & MEDIA PLC IR Euroclear UK & Ireland IE0004906560 KERRY GROUP PLC IR Euroclear UK & Ireland IE0004927939 KINGSPAN GROUP PLC IR Euroclear UK & Ireland IE0030606259 BANK OF IRELAND IR Euroclear UK & Ireland IE0033024807 UNITED DRUG PLC IR Euroclear UK & Ireland IE00B00MZ448 GRAFTON GROUP.Plc IR Euroclear UK & Ireland IE00B010DT83 C&C GROUP PLC IR Euroclear UK & Ireland IE00B1GKF381 RYANAIR HOLDINGS. PLC IR Euroclear UK & Ireland IE00B1RR8406 SMURFIT KAPPA GROUP PLC IR Euroclear UK & Ireland IRISH LIFE & PERMANENT GROUP HOLDINGS IE00B59NXW72 IR Euroclear UK & Ireland PLC

Page 8 of 8 Attachment 2 to Eurex Clearing circular 067/10

Xetra International Market UK – Additional Information on Stamp Duty Reserve Tax

Buy trades on Xetra International Market UK may be liable to Stamp Duty Reserve Tax (SDRT). With regard to this tax, British law demands the correct calculation of SDRT.

For Xetra International Market UK, Eurex Clearing AG as Clearing House applies mandatory netting per Trading Member account type level (agent / proprietary). After trade day netting is completed, Eurex Clearing AG sends net positions as settlement instructions with an average price and a rounded amount to Euroclear UK & Ireland (EUI). Eurex Clearing AG points out that Xetra International Market UK Trading Members are responsible for the correct payment of SDRT. SDRT is to be calculated on a transaction-by-transaction basis with the original trade price and amount. As a result, Trading Members need to send separate instructions for tax purposes to EUI including the correct stampable consideration based on a transaction-based calculation.

For more information on SDRT-related processes in EUI, please refer to the up-to-date versions of the EUI White Book “UK Stamp Duty Reserve Tax: reliefs for principal traders”, the EUI Blue Book “Stamp Duty Reserve Tax in CREST: A guide to market practice” or the EUI “CREST Reference Manual”. All are available on the EUI web page: https://www.euroclear.com/site/public/EUI > Resources > Operational Guides and: https://www.euroclear.com/site/public/EUI > Resources > Legal Documentation

EUI can also be contacted directly via their Client Contact Centre.

In the Statutory Instrument 2010/1897 (available under www.opsi.gov.uk) the Frankfurt Stock Exchange (Regulated Market) and the Open Market (Multilateral Trading Facility), both operated by Deutsche Börse AG, are prescribed as investment exchanges; and Eurex Clearing AG is prescribed as Clearing House. With this Statutory Instrument 2010/1897, multiple charges to SDRT are removed from transactions made on the Frankfurt Stock Exchange and the Open Market and transferred through Eurex Clearing AG, its Clearing/Non-Clearing Members and their nominees.

Eurex Clearing AG recommends to Trading Members of Deutsche Börse AG to submit the attached self-certification in order to apply as recognised intermediary with HMRC.

The form is also available for download on the website of the Deutsche Börse Group under:

www.deutsche-boerse.com > Trading & Clearing > Admission & Regulations > Admission Xetra > Forms > 8. Xetra International Market

The completed application form is to be sent to

Gruppe Deutsche Börse Member Services & Admission 60485 Frankfurt or via fax to +49 69 211 11641 or via e-mail to marketsservices.membership@deutsche- boerse.com. Page 1 of 4 Attachment 2 to Eurex Clearing circular 067/10

Deutsche Börse AG submits the form to HMRC and notifies the Member of the decision of HMRC. If HMRC recognises the Member as intermediary, Deutsche Börse AG sets up the SDRT-relief status in EUI for the TSO R (Xetra International Market UK).

For information regarding SDRT as well as regarding the application process, please contact HM Revenue & Customs directly (contact telephone number at the Stamp Office is 0845 6030135 (for calls made inside the UK) and +44 1726 209 042 (for calls made outside the UK)).

Page 2 of 4 Attachment 2 to Eurex Clearing circular 067/10

Xetra International Market Ireland – Additional Information on Stamp Duty

Buy trades on Xetra International Market Ireland may be liable to Irish Stamp Duty. Euroclear UK & Ireland (EUI) collects the Stamp Duty on behalf of the Irish Revenue Commissioners (IRC) from the Trading Members or their agents.

For more information on Stamp Duty related processes in EUI, please refer to the up-to-date versions of the EUI White Book “Irish stamp duty: reliefs for principal traders”, the EUI White Book “Stamp Duty on Transfers of Irish Securities Guidance Note – New Reliefs for Certain Market Participants” or the EUI “CREST Reference Manual”. All are available on the EUI web page: https://www.euroclear.com/site/public/EUI > Resources > Operational Guides and: https://www.euroclear.com/site/public/EUI > Resources > Legal Documentation

EUI can also be contacted directly via their Client Contact Centre.

On basis of the Statutory Instrument S.I. No. 395 of 2010, Trading Members of Xetra International Market Ireland can be exempt from Stamp Duty if they are approved by the Irish Revenue Commissioners as recognised intermediaries. Eurex Clearing AG therefore recommends Trading Members to complete the attached application form in order to apply as recognised intermediary with IRC.

The form is also available for download on the website of the Deutsche Börse Group under:

www.deutsche-boerse.com > Trading & Clearing > Admission & Regulations > Admission Xetra > Forms > 8. Xetra International Market

The completed application form is to be sent to

CREST Unit Large Cases Division Office of the Revenue Commissioners 2nd Floor Setanta Centre Nassau Street Dublin 2 Ireland

For information regarding Irish Stamp Duty as well as regarding the application process, please contact IRC (contact telephone number at the Crest Unit is + 353 1 6470710).

IRC directly notify the applicant of their decision. If the Trading Member is recognised as intermediary by IRC, IRC will also inform EUI. EUI then sets up the intermediary status in its system. In case a Trading Member is already a recognised intermediary for an exchange or market, a further application for Xetra International Market is not required as his status as recognised intermediary is also effective for Xetra International Market Ireland.

Page 3 of 4 Attachment 2 to Eurex Clearing circular 067/10

When a Trading Member has received a written confirmation from IRC that he is recognised as intermediary, he can initialise to become enabled for the netting of his proprietary trades at Eurex Clearing AG. For this, the Trading Member needs to inform Member Services & Admission of his recognised intermediary status by submitting a copy of the official IRC notification. Member Services & Admission then notifies Eurex Clearing so that the Trading Member is enabled for the netting of proprietary trades by Eurex Clearing AG.

Page 4 of 4 ß°°´·½¿¬·±² Ú±®³ ¬± ¾»½±³» ¿²

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ðèñïð ñ Application for approval by the Revenue Commissioners

RECOGNISED INTERMEDIARY

Under the relevant legislation1 a recognised intermediary is not charged to stamp duty on a transfer to it of Irish securities where such transfer is not effected in connection with excluded business as defined in the relevant legislation.

Name & Address of Applicant

(1) We confirm that we are a member firm of: the Irish Stock Exchange Limited

the London Stock Exchange plc

other designated exchange or market

Specify

(2) CREST Participant ID2(s)

(3) We hereby apply for approval as a recognised intermediary within the meaning of the relevant legislation.

In this respect we certify that – a. we have considered the relevant legislation and confirm that we are an intermediary as defined in the relevant legislation; b. we will not claim relief as a recognised intermediary in respect of any transfer of securities effected in connection with excluded business as defined in the relevant legislation; and c. we hereby consent to have the relevant records of the firm made available to an officer of the Revenue Commissioners, when so required, for the purposes of verifying compliance with the relevant legislation.

(4) The address at which the Revenue Commissioners can contact the applicant in relation to its accounting for stamp duty is as follows:

Telephone: Email:

Signed:

Capacity: Date:

(Director, Company Secretary etc.) dd/mm/yyyy

1 The relevant legislation means section 75 of the Stamp Duties Consolidation Act 1999, as substituted by section 109 (1)(d) of the Finance Act 2007 2 Specify each CREST participant ID for which approval is sought

Attachment 5 to Eurex Clearing circular 067/10

Inclusion of CREST Reference in CE565 “Pending Deliveries before NTP”

In order to facilitate reconciliation, the report CE565 “Pending Deliveries before NTP” will be extended with the CREST reference. It will be filled with the initial CREST reference received by the CCP. Within the CE565 report (SWIFT and PRINT), the following field will be used:

The CE565 RAW is a SWIFT report based on MT536. The CREST reference will be included as Deal Reference. The new inserted linkage part including the Deal Reference is marked in bold in the table below.

Repetitive Mandatory Subsequence B1a1 Linkages 16R M Start of Block LINK :16R:LINK :20C::POOL// 20C M Pool Reference :POOL//16x CP9999100001002 16S M End of Block LINK :16S:LINK 16R M Start of Block LINK :16R:LINK Previous Message :20C::PREV// 20C M :PREV//16x Reference CP9999100001002 16S M End of Block LINK :16S:LINK 16R M Start of Block LINK :16R:LINK :RELA//NONRE 20C M Related Message Reference :20C::RELA//NONREF F 16S M End of Block LINK :16S:LINK 16R M Start of Block LINK :16R:LINK 20C M Deal Reference TRRF://16x :20C::TRRF//QT32654823 16S M End of Block LINK :16S:LINK

Note:

1. This field will be filled only for trades to be settled at EUI (UK/IE trades). The report remains unchanged for all other settlement locations. 2. As long as the reference is not received from CREST (e.g. on the trade date evening), the Deal Reference field will be reported as NONREF, i.e. :20C::TRRF//NONREF 3. CCP will report only the first CREST reference received in this field. A new reference assigned by CREST, e.g. due to partial settlement (splitting), will not be reported.

The CE565 print report will also contain the new field LOCAL CSD REFERENCE which will be included for all trades independent form the settlement location within this report. In case no reference is received from the local CSD, this field value will be kept empty.

Page 1 of 2 Attachment 5 to Eurex Clearing circular 067/10

The report format will thus look as follows:

Current:

17|DELIVERY ID: ECC1602d12345680 18|COUNTER CSD: CCO

In future:

For UK/IE trades:

17|DELIVERY ID: ECC1602d12345680 18|LOCAL CSD REFERENCE: QT32654823 19|COUNTER CSD: CCO

For all other trades:

17|DELIVERY ID: ECC1602d12942680 18|LOCAL CSD REFERENCE: 19|COUNTER CSD: APK

Page 2 of 2