UNITED STATES DISTRICT COURT WESTERN DISTRICT of KENTUCKY LOUISVILLE DIVISION Electronically Filed the HONORABLE ORDER of KENTUC

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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF KENTUCKY LOUISVILLE DIVISION Electronically Filed THE HONORABLE ORDER OF ) KENTUCKY COLONELS, INC. ) 943 South First Street ) Louisville, KY 40203 ) ) PLAINTIFF ) v. ) CIVIL ACTION NO. ______3:20CV-132-JRW KENTUCKY COLONELS ) INTERNATIONAL ) 302 General Smith Drive ) Richmond, KY 40475 ) JURY TRIAL DEMAND ) Serve: Maya-Lis A. Wright ) 302 General Smith Drive ) Richmond, KY 40475 ) ) GLOBCAL INTERNATIONAL ) 302 General Smith Drive ) Richmond, KY 40475 ) ) Serve: Maya-Lis A. Wright ) 302 General Smith Drive ) Richmond, KY 40475 ) ) ECOLOGY CROSSROADS ) COOPERATIVE FOUNDATION, INC. ) 302 General Smith Drive ) Richmond, KY 40475 ) ) Serve: Maya-Lis A. Wright ) 302 General Smith Drive ) Richmond, KY 40475 ) ) DAVID J. WRIGHT, Individually and In His ) Capacity as President of Ecology Crossroads ) Cooperative Foundation, Inc. ) 302 General Smith Drive ) Richmond, KY 40475 ) ) UNKNOWN DEFENDANTS ) ) DEFENDANTS ) Case 3:20-cv-00132-JRW Document 1 Filed 02/20/20 Page 2 of 22 PageID #: 2

VERIFIED COMPLAINT FOR INJUNCTIVE RELIEF AND DAMAGES

Plaintiff The Honorable Order of Kentucky Colonels, Inc. (“Plaintiff” or “the Honorable

Order”), by counsel, for its Complaint against Defendants Kentucky Colonels International

(“KCI”), Globcal International (“Globcal”), Ecology Crossroads Cooperative Foundation, Inc.

(“Ecology Crossroads”), David J. Wright, individually and in his capacity as President of

Ecology Crossroads Cooperative Foundation, Inc. (“Wright”), and Unknown Defendants

(collectively referred to as “Defendants”), alleges as follows:

PRELIMINARY STATEMENT

1. This is an action for infringement of the Honorable Order’s famous, federally registered trademark, KENTUCKY COLONELS, under Section 32(1) of the Lanham Act, 15

U.S.C. § 1114(1); for trade name infringement, unfair competition, and false designation of origin under Section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a); for dilution under Section

43(c) of the Lanham Act, 15 U.S.C. § 1125(c); for cyberpiracy under the Anticybersquatting

Consumer Protection Act, Section 43(d) of the Lanham Act, 15 U.S.C. § 1125(a); and for substantial and related claims under the common law of the Commonwealth of Kentucky, all arising from Defendants’ unauthorized use of the KENTUCKY COLONELS Mark in connection with marketing, advertising, promotion and solicitations regarding Defendants’ alleged services.

2. The Honorable Order seeks injunctive and monetary relief.

PARTIES

3. The Honorable Order is a nonprofit, tax-exempt corporation organized and existing under the laws of the Commonwealth of Kentucky. Until February 17, 2020, the

Honorable Order had its principal place of business at 1717 Alliant Avenue, Suite 14, Louisville,

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Kentucky 40299. As of February 17, 2020, the Honorable Order’s primary place of business is

943 South First Street, Louisville, Kentucky 40203.

4. According to the records maintained by the Kentucky Secretary of State,

Defendant Ecology Crossroads Cooperative Foundation, Inc. (“Ecology Crossroads”) is a corporation organized under the laws of the Commonwealth of Kentucky with its principal place of business at 302 General Smith Drive, Richmond, Kentucky, 40475. Its registered agent for service of process is Maya-Lis A. Wright, 302 General Smith Drive, Richmond, Kentucky

40475.

5. According to the records maintained by the Kentucky Secretary of State,

Defendant Kentucky Colonels International (“KCI”) is an assumed name of Defendant Ecology

Crossroads with its principal place of business at 302 General Smith Drive, Richmond,

Kentucky, 40475. Its registered agent for service of process is Maya-Lis A. Wright, 302 General

Smith Drive, Richmond, Kentucky 40475.

6. According to the records maintained by the Kentucky Secretary of State,

Defendant Globcal International (“Globcal”) is an assumed name of Defendant Ecology

Crossroads with its principal place of business at 302 General Smith Drive, Richmond,

Kentucky, 40475. Its registered agent for service of process is Maya-Lis A. Wright, 302 General

Smith Drive, Richmond, Kentucky 40475.

7. Upon information and belief, Defendant David J. Wright is an individual who resides in La Culebra, Amazonas, Venezuela who is a citizen of the Commonwealth of

Kentucky. According to the records maintained by the Kentucky Secretary of State, Wright is the

President of Defendant Ecology Crossroads, whose registered agent for service of process is

Maya-Lis A. Wright, 302 General Smith Drive, Richmond, Kentucky 40475.

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8. Upon information and belief, Unknown Defendants are individual employees, agents, owners, officers, or directors of Defendants Ecology Crossroads, KCI, or Globcal who have transacted business, engaged in conduct, or otherwise participated in the activities described in this Verified Complaint.

JURISDICTION AND VENUE

9. This Court has original jurisdiction over this action pursuant to 15 U.S.C. § 1121,

28 U.S.C. § 1331, and 28 U.S.C. § 1338(a) and (b) insomuch as this action arises under the

Trademark Act of 1946, as amended, 15 U.S.C. § 1051 et seq. This Court has supplemental jurisdiction over the state law claims pursuant to 28 U.S.C. § 1367(a).

10. Venue is proper in this Court under 28 U.S.C. § 1391(b)(2) in that a substantial part of the events or omissions giving rise to the claims below occurred in this District and because the intellectual property at issue substantially is located in this District.

11. This Court has personal jurisdiction over Defendant Wright under KRS 454.210,

Kentucky’s long-arm statute, because, among other things, he directly and personally engaged in the actions complained of herein within this District, including infringing upon the Honorable

Order’s trademarks by marketing and promoting services under the mark KENTUCKY

COLONELS INTERNATIONAL. In addition, Defendant Wright engaged in actions within this

District, intended to facilitate or allow the infringement upon the Honorable Order’s trademarks described herein by registering the assumed names, entities, and organizations described and identified herein, and/or personally directing those Defendants to engage in the conduct described herein.

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FACTS

The Honorable Order and its KENTUCKY COLONELS Mark

12. On May 2, 1931, Kentucky Governor Flem D. Sampson assembled a meeting of

Kentucky Colonels at the State Capitol for the purpose of forming “a society or organization to restore the grandeur and sentiment of the original Kentucky Colonel; to more closely band together this group … for the advancement of Kentucky and Kentuckians….” The minutes from that meeting are attached hereto as Exhibit 1. Those minutes reflect the prominence of being selected as a Kentucky Colonel: “because of this honor [Kentucky Colonels] are regarded highly in their own country and on their arrival here are treated with high honor and respect.”

13. From its inspired origins in 1931 through the present day, the Honorable Order has existed as a nonprofit organization dedicated to supporting charitable purposes throughout the Commonwealth. In the last twenty years, the Honorable Order has made more than 3,500 grants to nonprofit organizations across Kentucky totaling in excess of $29 million. Since 1951, the Honorable Order has made more than 7,300 grants totaling almost $51 million.

14. The Governor of Kentucky serves as the Commander-in-Chief of the Honorable

Order, along with a board of trustees. From the beginning, the Governor’s office recognized the

Honorable Order’s role, making the Honorable Order responsible for adopting insignia, seals, and other indicia of the honor.

15. For nearly a century, the Honorable Order has pursued its mission to follow the objectives described by Governor Sampson in 1931, a significant aspect of which is promoting and protecting the goodwill of the KENTUCKY COLONELS Mark. That Mark plays a critical role in the Honorable Order’s fundraising efforts.

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16. The Honorable Order has filed and registered federal trademark applications for, and carefully protected and enforced, the KENTUCKY COLONELS Mark. A chart reflecting the numerous federal trademark registrations and applications owned by the Honorable Order incorporating the KENTUCKY COLONELS Mark, as well as the official documentation reflecting those registrations and applications, is attached as Exhibit 2.

17. The Honorable Order has continuously used the KENTUCKY COLONELS Mark in connection with its philanthropic, membership, and social activities for decades, and, as a result, the KENTUCKY COLONEL Mark carries a positive connotation worldwide

Defendants’ Unlawful Activities

18. In 2019, the Honorable Order was contacted by an individual who identified himself as David J. Wright. Wright purported to be the administrator of a Facebook group called

“Kentucky Colonels International,” which was allegedly comprised of individuals who have been commissioned as Kentucky Colonels by the Kentucky Governor.

19. In late 2019, the Honorable Order learned that Wright, under the guise of KCI and

Globcal, was soliciting participants for a “registry” of individuals who had been commissioned as Kentucky Colonels. As described by Wright, participation in the registry required payment of a fee.

20. In late December 2019, Wright approached the Honorable Order to initiate a discussion regarding the activities of KCI. Through direct messages and text message, Wright indicated that he wanted to “find a way” that the Honorable Order could “endorse the

International Register and Kentucky Colonels International, with a sponsorship, while [the

Honorable Order] silently but transparently takes over the Register and International Concept to become a program belonging to the [Honorable Order].”

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21. When Wright contacted the Executive Director of the Honorable Order to

“explore the possibilities of a merger,” she suggested that he submit his comments and ideas in writing.

22. In mid-January 2020, Wright forwarded the Honorable Order a package of documents which included a letter addressed to Sherry Crose, Executive Director of the

Honorable Order, a document entitled “Presentation to Honorable Order of Kentucky Colonels,

Inc.,” and a document entitled “Draft Merger Acquisition and Consolidation Agreement.”

Copies of those documents are collectively tendered herewith as Exhibit 3.1 Wright’s “proposal” included provisions for generous financial payments to both himself and KCI.

23. On January 20, 2020, the Honorable Order notified Wright that it was not interested in the merger, acquisition, or transaction reflected in his proposal.

24. Shortly thereafter, Wright advised the Honorable Order by text message that he and KCI intended to “move forward with our program and the formalization of the KCI agenda.”

25. On or about February 9, 2020, KCI left a comment on the Honorable Order’s public Facebook page that also included a hyperlink to KCI’s blog

(https://blog.kycolonels.international), and referenced an “editorial” blog post purportedly authored by Wright on February 7, 2020. A copy of the editorial (the “Wright Editorial”) is attached as Exhibit 4.

26. In the Wright Editorial, Wright candidly acknowledged that he and his affiliated organizations are soliciting, and will continue to solicit, contributions and payments using the

KENTUCKY COLONELS INTERNATIONAL Mark (the “Infringing Mark”).

1 Because Wright demanded HOKC execute a confidentiality agreement, the documents comprising Exhibit 3 will be filed under seal for the Court’s review pending further orders of the Court. 7 Case 3:20-cv-00132-JRW Document 1 Filed 02/20/20 Page 8 of 22 PageID #: 8

27. The Wright Editorial also disparaged the Honorable Order by accusing it of a variety of misconduct, including “misleading their donors and supporters for many years,” violating various state and federal statutes, and otherwise engaging in “deception, and fraudulent presumptive behavior.”

28. In early February, the Honorable Order became aware that the “Kentucky

Colonel” Wikipedia article had been significantly edited by someone with the username

“Problemsmith.” A copy of the “Kentucky Colonel” Wikipedia article, as of February 18, 2020, is attached as Exhibit 5. Upon information and belief, those modifications were made by

Defendant Wright. Among other things, “Problemsmith” removed a reference indicating that

KENTUCKY COLONELS is a registered trademark of the Honorable Order.

29. The Honorable Order has experienced actual confusion as a result of Defendants’ activities using the Infringing Mark. For example, on September 23, 2019, one of the recipients of a charitable grant in the amount of $10,000 from the Honorable Order posted a thank you on its Facebook page and specifically recognized the Honorable Order’s KENTUCKY COLONELS

GOOD WORKS PROGRAM. And, on September 30, 2019, another recipient of a charitable grant from the Honorable Order also posted a thank you on its Facebook page. However, in both of the thank you posts, the grantees mistakenly tagged KCI’s Facebook page instead of the

Honorable Order’s Facebook page. A screenshot of these pages are attached as Exhibit 6. Such actual confusion not only showed confusion by the grantees about who provided the charitable giving, but also caused the viewing public of the posts to be confused about who provided the grants to the organizations.

30. Wright and the other Defendants are using the internet and social media to confuse the public, misappropriate the goodwill, and profit from the KENTUCKY COLONELS

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Mark. Unless they are ordered to cease and desist their improper and unauthorized use of the

KENTUCKY COLONELS Mark, Defendants will continue their infringing activity, thereby damaging the goodwill and reputation that the Honorable Order has built over decades.

31. The Unknown Defendants have aided, abetted, and/or participated in the conduct and activities described above. Those individuals and entities, through their affiliation with and support of Wright, KCI, Globcal, and/or Ecology Crossroads, have irreparably harmed and damaged the Honorable Order through their facilitation of and assistance with the unauthorized and improper use of the KENTUCKY COLONELS Mark described above.

COUNT ONE Federal Trademark Infringement

32. Each of the foregoing Paragraphs of this Verified Complaint is hereby incorporated in this Count by reference.

33. Defendants’ unauthorized use in commerce of the Infringing Mark as alleged herein is likely to deceive consumers as to the origin, source, sponsorship, or affiliation of

Defendants’ services, and is likely to cause consumers to believe, contrary to fact, that

Defendants’ services are offered, authorized, endorsed, or sponsored by the Honorable Order, or that Defendants are in some way affiliated with or sponsored by the Honorable Order.

Defendants’ conduct therefore constitutes trademark infringement in violation of Section 32(1) of the Lanham Act, 15 U.S.C. § 1114(1).

34. Upon information and belief, Defendants have committed the foregoing acts of infringement with full knowledge of the Honorable Order’s prior rights in the KENTUCKY

COLONELS Mark and with the willful intent to cause confusion and trade on the Honorable

Order’s goodwill.

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35. Upon information and belief, Defendants have made and will continue to make profits and gains to which they are not entitled in law or equity.

36. Defendants’ conduct is causing immediate and irreparable harm and injury to the

Honorable Order, and to its goodwill and reputation, and will continue to both damage the

Honorable Order and confuse the public unless enjoined by this Court. The Honorable Order has no adequate remedy at law.

COUNT TWO Federal Trade Name Infringement

37. Each of the foregoing Paragraphs of this Verified Complaint is hereby incorporated into this Count.

38. Defendants’ unauthorized use in commerce of the Infringing Mark as alleged herein is likely to deceive consumers as to the origin, source, sponsorship, or affiliation of

Defendants’ services, and is likely to cause consumers to believe, contrary to fact, that

Defendants’ services are authorized, endorsed, or sponsored by the Honorable Order, or that

Defendants are in some way affiliated with or sponsored by the Honorable Order. Defendants’ conduct therefore constitutes trade name infringement in violation of Section 43(a) of the

Lanham Act, 15 U.S.C. § 1125(a).

39. Upon information and belief, Defendants have committed the foregoing acts of infringement with full knowledge of the Honorable Order’s prior rights in the KENTUCKY

COLONELS Mark and with the willful intent to cause confusion and trade on the Honorable

Order’s goodwill.

40. Upon information and belief, Defendants have made and will continue to make profits and gains to which they are not entitled in law or equity.

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41. Defendants’ conduct is causing immediate and irreparable harm and injury to the

Honorable Order, and to its goodwill and reputation, and will continue to both damage the

Honorable Order and confuse the public unless enjoined by this Court. The Honorable Order has no adequate remedy at law.

COUNT THREE Federal Unfair Competition and False Designation of Origin

42. Each of the foregoing Paragraphs of this Verified Complaint is hereby incorporated into this Count.

43. Defendants’ unauthorized use in commerce of the Infringing Mark as alleged herein is likely to deceive consumers as to the origin, source, sponsorship, or affiliation of

Defendants’ services, and is likely to cause consumers to believe, contrary to fact, that

Defendants’ services are authorized, endorsed, or sponsored by the Honorable Order, or that

Defendants are in some way affiliated with or sponsored by the Honorable Order.

44. Defendants’ unauthorized use in commerce of the Infringing Mark as alleged herein constitutes use of a false designation of origin and misleading description and representation of fact.

45. Upon information and belief, Defendants’ conduct as alleged herein is willful and is intended to, is likely to, and already has caused confusion, mistake, or deception as to the affiliation, connection, or association of Defendants with the Honorable Order.

46. Defendants’ conduct as alleged herein constitutes unfair competition in violation of Section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a).

47. Defendants’ conduct as alleged herein is causing immediate and irreparable harm and injury to the Honorable Order, and to its goodwill and reputation, and will continue to both

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damage the Honorable Order and confuse the public unless enjoined by this Court. The

Honorable Order has no adequate remedy at law.

COUNT FOUR Federal Trademark Dilution

48. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

49. The KENTUCKY COLONELS Mark is a distinctive and famous mark within the meaning of Section 43(c) of the Lanham Act, 15 U.S.C. § 1125(c).

50. The KENTUCKY COLONELS Mark became distinctive and famous prior to

Defendants’ acts as alleged herein.

51. Defendants’ acts as alleged herein have diluted by blurring and will, unless enjoined, continue to dilute by blurring, and are likely to dilute by blurring the distinctive quality of the Honorable Order’s famous KENTUCKY COLONELS Mark.

52. Defendants’ acts as alleged herein have tarnished and will, unless enjoined, continue to tarnish, and are likely to tarnish, the Honorable Order’s KENTUCKY COLONELS

Mark by undermining and damaging the valuable goodwill associated therewith.

53. Defendants’ conduct as alleged herein constitutes dilution in violation of Section

43(c) of the Lanham Act, 15 U.S.C. § 1125(c).

54. Defendants’ conduct as alleged herein is intentional and willful in violation of

Section 43(c)(1) of the Lanham Act, and has already caused the Honorable Order irreparable damage and will continue to so damage the Honorable Order unless enjoined by this Court. The

Honorable Order has no adequate remedy at law.

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COUNT FIVE Anticybersquatting Consumer Protection Act

55. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

56. The KENTUCKY COLONELS Mark is a distinctive and famous mark within the meaning of Section 43(c) of the Lanham Act, 15 U.S.C. § 1125(c).

57. According to publicly available WhoIs Data, on September 29, 2000 the

Honorable Order registered the domain name www.kycolonels.org, which it continues to use today. A copy of the relevant WhoIs Data is attached hereto as Exhibit 7.

58. According to publicly available WhoIs Data, on January 20, 2020 the domain name www.kycolonels.international registered. Upon information and belief, Defendants registered and now use this domain name. A copy of the relevant WhoIs Data as well as a screenshot of the domain name is attached hereto as Exhibit 8.

59. Defendants’ domain name incorporates the KENTUCKY COLONELS Mark and is identical or confusingly similar to the Honorable Order’s domain name, or dilutive of the famous KENTUCKY COLONELS Mark.

60. Defendants registered, and continue to use, the www.kycolonels.international domain name with a bad faith intent to profit from the KENTUCKY COLONELS Mark.

61. Defendants’ conduct as alleged herein constitutes cyberpiracy in violation of

Section 43(d) of the Lanham Act, 15 U.S.C. § 1125(a).

62. Defendants’ conduct as alleged herein is causing immediate and irreparable harm and injury to the Honorable Order, and to its goodwill and reputation, and will continue to both damage the Honorable Order and confuse the public unless enjoined by this Court. The

Honorable Order has no adequate remedy at law.

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COUNT SIX Defamation

63. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

64. Defendants, by and through Wright, have made false and defamatory statements regarding the Honorable Order as reflected, among other places, in the Wright Editorial attached hereto as Exhibit 2, including but not limited to accusing the Honorable Order of a variety of misconduct, including:

(a) “misleading their donors and supporters for many years”;

(b) violating various state and federal statutes; and

65. These statements, and others made by Wright on behalf of Defendants, are false, and were made with malicious intent to harm the Honorable Order’s ongoing business activities to fulfil its purpose and support its mission.

66. These statements, and others made by Wright on behalf of Defendants, are defamatory in that they tend to injure the Honorable Order in its community and lower it in the estimation of that same community.

67. Defendants, by and through Wright, published these statements through social media, blog posts, and websites to an unlimited number of third parties including, but not limited to, members of the Honorable Order as well as “members” of KCI, in the area in which the

Honorable Order conducts its activities.

68. Defendants, by and through Wright, intended to make these statements, made these statements with malice, and did so without any applicable privilege.

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69. These statements are actionable as a matter of law because they vilify and falsely imply serious wrongdoing, including criminal wrongdoing, by the Honorable Order.

70. As a direct and proximate result of Defendants’ statements, made by and through

Wright, the Honorable Order has suffered pecuniary damages, as well as harm to its reputation and impairment to its standing in the community.

COUNT SEVEN Common Law Trademark Infringement and Unfair Competition

71. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

72. The KENTUCKY COLONELS Mark is valid and protectable.

73. Defendants’ use of the Infringing Mark is likely to cause confusion about the source or origin of the services in violation of the common law of the Commonwealth of

Kentucky, in that such use of the Infringing Mark is likely to impair the goodwill of the

Honorable Order’s Mark and allow Defendants to unfairly profit from the use of a confusingly similar mark.

74. Defendants’ use of the Infringing Mark is likely to deceive consumers as to the origin, source, sponsorship, or affiliation of Defendants’ services, and is likely to cause consumers to believe, contrary to fact, that Defendants’ services are sold, authorized, endorsed, or sponsored by the Honorable Order, or that Defendants are in some way affiliated with or sponsored by the Honorable Order when in fact Defendants have no connection or affiliation with the Honorable Order.

75. Defendants, through their use of the Infringing Mark, have engaged in misrepresentation, unfairly competing with the Honorable Order in violation of Kentucky common law.

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76. Defendants’ actions constitute trademark infringement and unfair competition in violation of the common law of the Commonwealth of Kentucky.

77. Upon information and belief, Defendants have made and will continue to make substantial profits and gains to which they are not entitled in law or equity.

78. Defendants’ conduct as alleged herein is causing immediate and irreparable harm and injury to the Honorable Order, and to its goodwill and reputation, and will continue to both damage the Honorable Order and confuse the public unless enjoined by this Court. The

Honorable Order has no adequate remedy at law.

COUNT EIGHT Common Law Dilution

79. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

80. The KENTUCKY COLONELS Mark is well known.

81. Defendants’ use of the Infringing Mark is likely to confuse, and has actually confused, consumers as to the source or sponsorship of Defendants’ services.

82. Defendants’ use of the Infringing Mark is causing harm and will, unless enjoined, continue to cause harm to the reputation and goodwill of the KENTUCKY COLONELS Mark.

COUNT NINE Unjust Enrichment

83. Each of the foregoing Paragraphs of this Complaint is hereby incorporated in this

Count by reference.

84. Defendants are unlawfully using the Infringing Mark to their benefit at the expense of The Honorable Order.

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85. Defendants, through their unlawful use of the Infringing Mark, are soliciting and collecting donations from members of the public who believe they are donating to The

Honorable Order.

86. It would be unjust for Defendants to retain the donations they have received based on their unlawful use of the Infringing Mark.

PRAYER FOR RELIEF

WHEREFORE, The Honorable Order of Kentucky Colonels prays for and requests as follows:

A. Trial by jury on all issues so triable;

B. Judgment in favor of the Honorable Order on all of its claims;

C. Judgment holding that Defendants have violated Section 32 of the Lanham Act

(15 U.S.C. § 1114(1)), Section 43(a) of the Lanham Act (15 U.S.C. § 1125(a)),

Section 43(c) of the Lanham Act (15 U.S.C. § 1125(c)); and Section 43(d) of the

Lanham Act, (15 U.S.C. § 1125(a));

D. Judgment holding that Defendants violated the common law of the

Commonwealth of Kentucky;

E. Judgment granting preliminary and permanent injunctive relief enjoining

Defendants, their employees, agents, officers, directors, attorneys, successors,

affiliates, subsidiaries, and assigns, and all of those in active concert and

participation with any of the foregoing persons and entities who receive actual

notice of this Court’s order by personal service or otherwise from:

i. selling, marketing, advertising, promoting, or authorizing any third party

to sell, market, advertise or promote goods or services bearing the

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KENTUCKY COLONELS Mark, the KENTUCKY COLONELS

INTERNATIONAL Mark, or any other mark that is a counterfeit, copy,

simulation, confusingly similar variation, or colorable imitation of the

KENTUCKY COLONELS Mark;

ii. engaging in any activity that infringes the Honorable Order’s rights in its

KENTUCKY COLONELS Mark;

iii. engaging in any activity that infringes the Honorable Order’s trade name;

iv. engaging in any activity constituting unfair competition with the

Honorable Order;

v. engaging in any activity that is likely to dilute, by tarnishing or blurring,

the famousness of the Honorable Order’s KENTUCKY COLONELS

Mark;

vi. using or registering any domain name incorporating the KENTUCKY

COLONELS Mark, the KENTUCKY COLONELS INTERNATIONAL

Mark, or any other mark that infringes or is likely to be confused with the

Honorable Order’s KENTUCKY COLONELS Mark;

vii. publishing, through spoken or written means, any statements about the

Honorable Order that are maliciously and intentionally false;

viii. making or displaying any statement, representation, or depiction that is

likely to lead the public or the trade to believe that (i) Defendants’ services

are in any manner approved, endorsed, licensed, sponsored, authorized, or

franchised by or associated, affiliated, or otherwise connected with the

Honorable Order or (ii) the Honorable Order’s goods and services are in

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any manner approved, endorsed, licensed, sponsored, authorized, or

franchised by or associated, affiliated, or otherwise connected with

Defendants;

ix. using or authorizing any third party to use in connection with any

business, goods, or services any false description, false representation, or

false designation of origin, or any marks, names, words, symbols, devices,

or trade dress that falsely associate such business, goods and/or services

with the Honorable Order or tend to do so;

x. registering or applying to register any trademark, service mark, domain

name, trade name, or other source identifier or symbol of origin consisting

of or incorporating the KENTUCKY COLONELS Mark, the

KENTUCKY COLONELS INTERNATIONAL Mark, or any other mark

that infringes or is likely to be confused with the Honorable Order’s

KENTUCKY COLONELS Mark, or any goods or services of the

Honorable Order, or the Honorable Order as their source; and

xi. aiding, assisting, or abetting any other individual or entity in doing any act

prohibited by sub-paragraphs (i) through (x).

F. Judgment granting such other and further relief as this Court may deem proper to

prevent the public and trade from deriving the false impression that any goods or

services manufactured, sold, distributed, licensed, marketed, advertised,

promoted, or otherwise offered or circulated by Defendants are in any way

approved, endorsed, licensed, sponsored, authorized, or franchised by or

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associated, affiliated, or otherwise connected with the Honorable Order or

constitute or are connected with the Honorable Order’s goods and services;

G. Judgment directing Defendants to immediately cease all display, marketing,

advertising, promotion, sale, solicitation, and/or use of anything that features or

bears any designation or mark incorporating the mark KENTUCKY COLONELS

INTERNATIONAL or any other mark that is a counterfeit, copy, simulation,

confusingly similar variation, or colorable imitation of the Honorable Order’s

KENTUCKY COLONELS Mark, and to direct all third parties or individuals

wherever located in the United States that distribute, advertise, promote, sell, or

offer for sale Defendants’ goods or services to cease forthwith the distribution,

marketing, advertising, promotion, sale, and/or offering for sale of any and all

goods, or services, featuring or bearing the mark KENTUCKY COLONELS

INTERNATIONAL or any other mark that is a counterfeit, copy, simulation,

confusingly similar variation, or colorable imitation of the Honorable Order’s

KENTUCKY COLONELS Mark, and to immediately remove them from public

access and view;

H. Judgment directing, pursuant to Section 35(a) of the Lanham Act (15 U.S.C. §

1116(a)), Defendants to file with this Court and serve upon the Honorable Order’s

counsel within thirty (30) days after service on Defendants of an injunction in this

action, or such extended period as this Court may direct, a report in writing under

oath, setting forth in detail the manner and form in which Defendants have

complied therewith;

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Respectfully submitted,

/s/ Cornelius E. Coryell II Cornelius E. Coryell II Michelle Browning Coughlin Julie Laemmle Watts WYATT, TARRANT & COMBS, LLP 400 West Market Street, Suite 2000 Louisville, KY 40202 (502) 589-5235 [email protected] [email protected] [email protected]

Counsel for Plaintiff, Honorable Order of Kentucky Colonels

100236569.1

22 Case 3:20-cv-00132-JRW Document 1-1 Filed 02/20/20 Page 1 of 3 PageID #: 23

EXHIBIT 1

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3DJHRI51 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 10 of 34 PageID #: 35

Watts, Julie

From: [email protected] Sent: Monday, February 17, 2020 2:51 PM To: Coughlin, Michelle; Laney, Deb; Trademarks Subject: Serial number 88800020: Received Your Trademark/Service Mark Application, Principal Register

Follow Up Flag: Follow up Flag Status: Flagged

Filing Receipt for Trademark/Service Mark Application for Registration on the Principal Register and Next Steps in the Application Process

Thank you for submitting your trademark application to the U.S. Patent and Trademark Office (USPTO). This filing receipt confirms your mark and serial number, describes next steps in the application process, and includes the information submitted in your application. Please read this receipt carefully and keep a copy for your records.

For an overview of important things to know after filing your application, visit our website to read the After You File page and watch video number 9 "After You File."

1. Your mark. KENTUCKY COLONELS (Standard Characters, mark.jpg) The literal element of the mark consists of KENTUCKY COLONELS. The mark consists of standard characters, without claim to any particular font style, size, or color.

2. Your serial number. Your application was assigned serial number '88800020'. You must refer to your serial number in all communications about your application.

3. What happens next—legal examination. Your mark will not be registered automatically. In approximately three months, your application will be assigned to a USPTO examining attorney for review. The attorney will determine if your application meets all applicable legal requirements, and if it doesn't you will be notified in an email with a link to the official Office action (official letter from the USPTO). Visit our website for an explanation of application process timelines.

If your mark includes a design element, we will assign it one or more design search codes. We will notify you of these codes within the next few weeks and you can suggest that we add or delete a design search code from your file.

4. Keep your addresses current in USPTO records. We do not extend filing deadlines if you do not receive USPTO mail or email. If your postal address or email address changes, you must update the correspondence or owner's address using the address forms on our website.

5. Check your application status in our database every three to four months. To be sure that you don't miss an important email from us, and to avoid the possible abandonment of your application, check your application status and review your documents in our database, Trademark Status and Document Retrieval (TSDR), every three to four months.

1 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 11 of 34 PageID #: 36

6. Warning about private companies offering trademark-related services. Private companies may send you communications that resemble official USPTO communications. These private companies are not associated with the USPTO. All official correspondence will be from the "United States Patent and Trademark Office" in Alexandria, Virginia, and from emails with the domain "uspto.gov." If you are unsure about whether the correspondence is from us, check your records in our database, TSDR. Visit our website for more information on trademark-related communications that may resemble official USPTO communications.

7. Questions? Please visit our website, email us, or call us at 1-800-786-9199 and select option 1.

8. Application data. If you find an error in the data below, visit the After You File page on our website for information on correcting errors.

The information submitted in the application appears below:

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006) OMB No. 0651-0009 (Exp 02/28/2021) Trademark/Service Mark Application, Principal Register TEAS Plus Application NOTE: Data fields with the * are mandatory. The wording "(if applicable)" appears where the field is only mandatory under the facts of the particular application.

The table below presents the data as entered.

Input Field Entered TEAS Plus YES MARK INFORMATION

*MARK mark.jpg

*STANDARD CHARACTERS YES

USPTO-GENERATED IMAGE YES

LITERAL ELEMENT KENTUCKY COLONELS The mark consists of standard characters, without *MARK STATEMENT claim to any particular font style, size, or color. APPLICANT INFORMATION

*OWNER OF MARK The Honorable Order of Kentucky Colonels, Inc.

DBA/AKA/TA/FORMERLY AKA Kentucky Colonels

*MAILING ADDRESS 943 South 1st Street

*CITY Louisville

*STATE (Required for U.S. applicants) Kentucky

2 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 12 of 34 PageID #: 37

*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States *ZIP/POSTAL CODE (Required for U.S. and certain international 40203 addresses)

*EMAIL ADDRESS [email protected] LEGAL ENTITY INFORMATION

*TYPE non-profit corporation

* STATE/COUNTRY/REGION/JURISDICTION/U.S. United States TERRITORY WHERE LEGALLY ORGANIZED GOODS AND/OR SERVICES AND BASIS INFORMATION

*INTERNATIONAL CLASS 036 Charitable fundraising services; Charitable fundraising services by means of organizing and *IDENTIFICATION conducting special events; Providing grants to non- profit organizations

*FILING BASIS SECTION 1(a)

FIRST USE ANYWHERE DATE At least as early as 00/00/1931

FIRST USE IN COMMERCE DATE At least as early as 00/00/1951 SPE0-20887237201-20200217 062101419506_._11_- SPECIMEN FILE NAME(S) _Day_o f_Service_-_Kentucky_Colo SPE0-20887237201-20200217 062101419506_._2019-Good- Works-Program- Guidelines. SPE0-20887237201-20200217 062101419506_._14_-

_Award ed_Grants_-_Kentucky_Colo Screenshots from Applicant's website showing mark SPECIMEN DESCRIPTION prominently displayed in connection with the services ADDITIONAL STATEMENTS SECTION *TRANSLATION (if applicable) *TRANSLITERATION (if applicable)

*CLAIMED PRIOR REGISTRATION The applicant claims ownership of active prior U.S. (if applicable) Registration Number(s) 2812681 and 4596450.

*CONSENT (NAME/LIKENESS) (if applicable)

3 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 13 of 34 PageID #: 38

*CONCURRENT USE CLAIM (if applicable) ATTORNEY INFORMATION NAME Michelle Browning Coughlin

ATTORNEY BAR MEMBERSHIP NUMBER 93081

YEAR OF ADMISSION 2009

U.S. STATE/ COMMONWEALTH/ TERRITORY Kentucky

FIRM NAME Wyatt Tarrant & Combs LLP

STREET 400 West Market St, Suite 2000

CITY Louisville

STATE Kentucky

COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States

ZIP/POSTAL CODE 40202

PHONE 502-562-7561

FAX 502-589-0309

EMAIL ADDRESS [email protected] Matthew A. Williams, Max Bridges, Julie A. OTHER APPOINTED ATTORNEY Laemmle CORRESPONDENCE INFORMATION

NAME Michelle Browning Coughlin

PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE [email protected]

SECONDARY EMAIL ADDRESS(ES) [email protected]; (COURTESY COPIES) [email protected] FEE INFORMATION

APPLICATION FILING OPTION TEAS Plus

NUMBER OF CLASSES 1

APPLICATION FOR REGISTRATION PER CLASS 225

*TOTAL FEES DUE 225

*TOTAL FEES PAID 225 SIGNATURE INFORMATION * SIGNATURE /MBC/

4 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 14 of 34 PageID #: 39

* SIGNATORY'S NAME Michelle Browning Coughlin

* SIGNATORY'S POSITION Attorney of record, Kentucky bar member

SIGNATORY'S PHONE NUMBER 502-562-7561

* DATE SIGNED 02/17/2020

Trademark/Service Mark Application, Principal Register

TEAS Plus Application

Serial Number: 88800020 Filing Date: 02/17/020

To the Commissioner for Trademarks:

The applicant, The Honorable Order of Kentucky Colonels, Inc., AKA Kentucky Colonels, a non-profit corporation legally organized under the laws of United States, having an address of 943 South 1st Street Louisville, Kentucky 40203 United States [email protected] requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036: Charitable fundraising services; Charitable fundraising services by means of organizing and conducting special events; Providing grants to non-profit organizations

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 00/00/1931, and first used in commerce at least as early as 00/00/1951, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s)

5 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 15 of 34 PageID #: 40 showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Screenshots from Applicant's website showing mark prominently displayed in connection with the services. Specimen-1 [SPE0-20887237201-20200217062101419506_._11_-_Day_of_Service_- _Kentucky_Colonels_-_www.kycolonels.org.pdf ] Specimen-2 [SPE0-20887237201-20200217062101419506_._2019-Good-Works-Program-Guidelines.pdf ] Specimen-3 [SPE0-20887237201-20200217062101419506_._14_-_Awarded_Grants_- _Kentucky_Colonels_-_www.kycolonels.org.pdf ]

Claim of Active Prior Registration(s) The applicant claims ownership of active prior U.S. Registration Number(s) 2812681 and 4596450.

The owner's/holder's proposed attorney information: Michelle Browning Coughlin. Other appointed attorneys are Matthew A. Williams, Max Bridges, Julie A. Laemmle. Michelle Browning Coughlin of Wyatt Tarrant & Combs LLP, is a member of the Kentucky bar, admitted to the bar in 2009, bar membership no. 93081, and the attorney(s) is located at 400 West Market St, Suite 2000 Louisville, Kentucky 40202 United States 502-562-7561(phone) 502-589-0309(fax) [email protected]

Michelle Browning Coughlin submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information: Michelle Browning Coughlin PRIMARY EMAIL FOR CORRESPONDENCE: [email protected] SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): [email protected]; [email protected]

Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS). A fee payment in the amount of $225 has been submitted with the application, representing payment for 1 class(es).

Declaration

[X] Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a):

The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered;

6 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 16 of 34 PageID #: 41

The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.

And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e):

The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.

[X] To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive. [X] To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support. [X] The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true. Declaration Signature

Signature: /MBC/ Date: 02/17/2020 Signatory's Name: Michelle Browning Coughlin Signatory's Position: Attorney of record, Kentucky bar member Signatory's Phone Number: 502-562-7561

Thank you,

The TEAS support team Mon Feb 17 14:51:00 ET 2020 STAMP: USPTO/FTK-4.17.80.94-20200217145059958790-88800020- 710ba2db2408c27d76afc43e67a6942897c5afb72f6862c3530d5ede665ee8ea-DA-50594876- 20200217144333207931

7 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 17 of 34 PageID #: 42

Watts, Julie

From: [email protected] Sent: Monday, February 17, 2020 3:01 PM To: Coughlin, Michelle; Laney, Deb; Trademarks Subject: Serial number 88800035: Received Your Trademark/Service Mark Application, Principal Register

Filing Receipt for Trademark/Service Mark Application for Registration on the Principal Register and Next Steps in the Application Process

For an overview of important things to know after filing your application, visit our website to read the After You File page and watch video number 9 "After You File."

2. Your serial number. Your application was assigned serial number '88800035'. You must refer to your serial number in all communications about your application.

1 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 18 of 34 PageID #: 43

Trademark Office" in Alexandria, Virginia, and from emails with the domain "uspto.gov." If you are unsure about whether the correspondence is from us, check your records in our database, TSDR. Visit our website for more information on trademark-related communications that may resemble official USPTO communications.

7. Questions? Please visit our website, email us, or call us at 1-800-786-9199 and select option 1.

8. Application data. If you find an error in the data below, visit the After You File page on our website for information on correcting errors.

The information submitted in the application appears below:

The table below presents the data as entered.

Input Field Entered TEAS Plus YES MARK INFORMATION

*MARK mark.jpg

*STANDARD CHARACTERS YES

USPTO-GENERATED IMAGE YES

LITERAL ELEMENT KENTUCKY COLONELS The mark consists of standard characters, without *MARK STATEMENT claim to any particular font style, size, or color. APPLICANT INFORMATION

*OWNER OF MARK The Honorable Order of Kentucky Colonels, Inc.

DBA/AKA/TA/FORMERLY AKA Kentucky Colonels

*MAILING ADDRESS 943 South 1st Street

*CITY Louisville

*STATE (Required for U.S. applicants) Kentucky *COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States

2 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 19 of 34 PageID #: 44

*ZIP/POSTAL CODE (Required for U.S. and certain international 40203 addresses)

*EMAIL ADDRESS [email protected] LEGAL ENTITY INFORMATION

*TYPE non-profit corporation

* STATE/COUNTRY/REGION/JURISDICTION/U.S. Kentucky TERRITORY WHERE LEGALLY ORGANIZED GOODS AND/OR SERVICES AND BASIS INFORMATION

*INTERNATIONAL CLASS 041 Social club services, namely, arranging, organizing, *IDENTIFICATION and hosting social events, get-togethers, and parties for club members

*FILING BASIS SECTION 1(a)

FIRST USE ANYWHERE DATE At least as early as 00/00/1931

FIRST USE IN COMMERCE DATE At least as early as 00/00/1995 SPE0-1-4178094-2020021713 SPECIMEN FILE NAME(S) 5556237299_._PRIVATE_BOUR BON_TASTING_FOR_KENTUCKY_ SPE0-1-4178094-2020021713

5556237299_._KY_Col_Newsp aper_1995.jpg SPE0-4178094-202002171355 56237299_._11_-

_Day_of_Se rvice_-_Kentucky_Colonels SPE0-1-4178094-2020021713 5556237299_._ireShot_Capt ure_012_- _Kentucky_Colone Screenshots from Applicant's website, newspaper SPECIMEN DESCRIPTION clippings, and photographs showing Applicant's mark prominently displayed in connection with the services ADDITIONAL STATEMENTS SECTION *TRANSLATION (if applicable) *TRANSLITERATION (if applicable)

*CLAIMED PRIOR REGISTRATION The applicant claims ownership of active prior U.S. (if applicable) Registration Number(s) 2812681 and 4596450.

*CONSENT (NAME/LIKENESS) (if applicable)

3 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 20 of 34 PageID #: 45

*CONCURRENT USE CLAIM (if applicable) ATTORNEY INFORMATION NAME Michelle Browning Coughlin

ATTORNEY BAR MEMBERSHIP NUMBER 93081

YEAR OF ADMISSION 2009

U.S. STATE/ COMMONWEALTH/ TERRITORY Kentucky

FIRM NAME Wyatt Tarrant & Combs LLP

STREET 400 West Market St, Suite 2000

CITY Louisville

STATE Kentucky

COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States

ZIP/POSTAL CODE 40202

PHONE 502-562-7561

FAX 502-589-0309

EMAIL ADDRESS [email protected] Matthew A. Williams, Max Bridges, Julie A. OTHER APPOINTED ATTORNEY Laemmle CORRESPONDENCE INFORMATION

NAME Michelle Browning Coughlin

PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE [email protected]

SECONDARY EMAIL ADDRESS(ES) [email protected]; (COURTESY COPIES) [email protected] FEE INFORMATION

APPLICATION FILING OPTION TEAS Plus

NUMBER OF CLASSES 1

APPLICATION FOR REGISTRATION PER CLASS 225

*TOTAL FEES DUE 225

*TOTAL FEES PAID 225 SIGNATURE INFORMATION * SIGNATURE /MBC/

4 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 21 of 34 PageID #: 46

* SIGNATORY'S NAME Michelle Browning Coughlin

* SIGNATORY'S POSITION Attorney of record, Kentucky bar member

SIGNATORY'S PHONE NUMBER 502-562-7561

* DATE SIGNED 02/17/2020

Trademark/Service Mark Application, Principal Register

TEAS Plus Application

Serial Number: 88800035 Filing Date: 02/17/020

To the Commissioner for Trademarks:

The applicant, The Honorable Order of Kentucky Colonels, Inc., AKA Kentucky Colonels, a non-profit corporation legally organized under the laws of Kentucky, having an address of 943 South 1st Street Louisville, Kentucky 40203 United States [email protected] requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 041: Social club services, namely, arranging, organizing, and hosting social events, get- togethers, and parties for club members

In International Class 041, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 00/00/1931, and first used in commerce at least as early as 00/00/1995, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s)

5 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 22 of 34 PageID #: 47 showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Screenshots from Applicant's website, newspaper clippings, and photographs showing Applicant's mark prominently displayed in connection with the services. Specimen-1 [SPE0-1-4178094- 20200217135556237299_._PRIVATE_BOURBON_TASTING_FOR_KENTUCKY_COLONELS.jpg ] Specimen-2 [SPE0-1-4178094-20200217135556237299_._KY_Col_Newspaper_1995.jpg ] Specimen-3 [SPE0-4178094-20200217135556237299_._11_-_Day_of_Service_-_Kentucky_Colonels_- _www.kycolonels.org.pdf ] Specimen-4 [SPE0-1-4178094-20200217135556237299_._ireShot_Capture_012_-_Kentucky_Colonels_- _www.kycolonels.org.pdf ]

Claim of Active Prior Registration(s) The applicant claims ownership of active prior U.S. Registration Number(s) 2812681 and 4596450.

Declaration

[X] Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a):

6 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 23 of 34 PageID #: 48

The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.

And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e):

Signature: /MBC/ Date: 02/17/2020 Signatory's Name: Michelle Browning Coughlin Signatory's Position: Attorney of record, Kentucky bar member Signatory's Phone Number: 502-562-7561

Thank you,

The TEAS support team Mon Feb 17 15:00:58 ET 2020 STAMP: USPTO/FTK-4.17.80.94-20200217150058043233-88800035- 710d55210a9f87b948240c2a14c4125a44450525514ffe6e933b291284b9581e5f-DA-00574960- 20200217145136602336

7 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 24 of 34 PageID #: 49

Watts, Julie

From: [email protected] Sent: Monday, February 17, 2020 3:04 PM To: Coughlin, Michelle; Laney, Deb; Trademarks Subject: Serial number 88800038: Received Your Trademark/Service Mark Application, Principal Register

Filing Receipt for Trademark/Service Mark Application for Registration on the Principal Register and Next Steps in the Application Process

For an overview of important things to know after filing your application, visit our website to read the After You File page and watch video number 9 "After You File."

2. Your serial number. Your application was assigned serial number '88800038'. You must refer to your serial number in all communications about your application.

1 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 25 of 34 PageID #: 50

7. Questions? Please visit our website, email us, or call us at 1-800-786-9199 and select option 1.

8. Application data. If you find an error in the data below, visit the After You File page on our website for information on correcting errors.

The information submitted in the application appears below:

The table below presents the data as entered.

Input Field Entered TEAS Plus YES MARK INFORMATION

*MARK mark.jpg

*STANDARD CHARACTERS YES

USPTO-GENERATED IMAGE YES

LITERAL ELEMENT KENTUCKY COLONELS The mark consists of standard characters, without *MARK STATEMENT claim to any particular font style, size, or color. APPLICANT INFORMATION

*OWNER OF MARK The Honorable Order of Kentucky Colonels, Inc.

DBA/AKA/TA/FORMERLY AKA Kentucky Colonels

*MAILING ADDRESS 943 South 1st Street

*CITY Louisville

*STATE (Required for U.S. applicants) Kentucky *COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States

2 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 26 of 34 PageID #: 51

*ZIP/POSTAL CODE (Required for U.S. and certain international 40203 addresses)

*EMAIL ADDRESS [email protected] LEGAL ENTITY INFORMATION

*TYPE non-profit corporation

* STATE/COUNTRY/REGION/JURISDICTION/U.S. United States TERRITORY WHERE LEGALLY ORGANIZED GOODS AND/OR SERVICES AND BASIS INFORMATION

*INTERNATIONAL CLASS 035 Association services, namely, promoting the interests of individuals selected by the Governor of the Commonwealth of Kentucky to receive an *IDENTIFICATION honorary commission; Promoting the interests of members of the organization by means of club services

*FILING BASIS SECTION 1(a)

FIRST USE ANYWHERE DATE At least as early as 00/00/1931

FIRST USE IN COMMERCE DATE At least as early as 00/00/1951 SPE0-4178094-202002171355 SPECIMEN FILE NAME(S) 56237299_._ireShot_Captur e_012_- _Kentucky_Colonels SPE0-4178094-202002171355

56237299_._Newspaper_arti cle_KY_Col_1991.jpg SPE0-4178094-202002171355

56237299_._KY_Col_Newspap er_1995.jpg SPE0-4178094-202002171355 56237299_._PRIVATE_BOURBO N_TASTING_FOR_KENTUCKY_CO Photos of events and screenshots of Applicant's SPECIMEN DESCRIPTION website showing mark prominently displayed in connection with various services offered to members ADDITIONAL STATEMENTS SECTION *TRANSLATION (if applicable) *TRANSLITERATION (if applicable)

*CLAIMED PRIOR REGISTRATION The applicant claims ownership of active prior U.S. (if applicable) Registration Number(s) 2812681 and 4596450.

3 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 27 of 34 PageID #: 52

*CONSENT (NAME/LIKENESS) (if applicable) *CONCURRENT USE CLAIM (if applicable) ATTORNEY INFORMATION NAME Michelle Browning Coughlin

ATTORNEY BAR MEMBERSHIP NUMBER 93081

YEAR OF ADMISSION 2009

U.S. STATE/ COMMONWEALTH/ TERRITORY Kentucky

FIRM NAME Wyatt Tarrant & Combs LLP

STREET 400 West Market St, Suite 2000

CITY Louisville

STATE Kentucky

COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States

ZIP/POSTAL CODE 40202

PHONE 502-562-7561

FAX 502-589-0309

EMAIL ADDRESS [email protected] Matthew A. Williams, Max Bridges, Julie A. OTHER APPOINTED ATTORNEY Laemmle CORRESPONDENCE INFORMATION

NAME Michelle Browning Coughlin

PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE [email protected]

SECONDARY EMAIL ADDRESS(ES) [email protected]; (COURTESY COPIES) [email protected] FEE INFORMATION

APPLICATION FILING OPTION TEAS Plus

NUMBER OF CLASSES 1

APPLICATION FOR REGISTRATION PER CLASS 225 *TOTAL FEES DUE 225

*TOTAL FEES PAID 225 SIGNATURE INFORMATION

4 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 28 of 34 PageID #: 53

* SIGNATURE /MBC/

* SIGNATORY'S NAME Michelle Browning Coughlin

* SIGNATORY'S POSITION Attorney of record, Kentucky bar member

SIGNATORY'S PHONE NUMBER 502-562-7561

* DATE SIGNED 02/17/2020

Trademark/Service Mark Application, Principal Register

TEAS Plus Application

Serial Number: 88800038 Filing Date: 02/17/020

To the Commissioner for Trademarks:

International Class 035: Association services, namely, promoting the interests of individuals selected by the Governor of the Commonwealth of Kentucky to receive an honorary commission; Promoting the interests of members of the organization by means of club services

5 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 29 of 34 PageID #: 54

In International Class 035, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 00/00/1931, and first used in commerce at least as early as 00/00/1951, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Photos of events and screenshots of Applicant's website showing mark prominently displayed in connection with various services offered to members. Specimen-1 [SPE0-4178094-20200217135556237299_._ireShot_Capture_012_-_Kentucky_Colonels_- _www.kycolonels.org.pdf ] Specimen-2 [SPE0-4178094-20200217135556237299_._Newspaper_article_KY_Col_1991.jpg ] Specimen-3 [SPE0-4178094-20200217135556237299_._KY_Col_Newspaper_1995.jpg ] Specimen-4 [SPE0-4178094- 20200217135556237299_._PRIVATE_BOURBON_TASTING_FOR_KENTUCKY_COLONELS.jpg ]

Claim of Active Prior Registration(s) The applicant claims ownership of active prior U.S. Registration Number(s) 2812681 and 4596450.

Declaration

[X] Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a):

6 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 30 of 34 PageID #: 55

And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e):

Signature: /MBC/ Date: 02/17/2020 Signatory's Name: Michelle Browning Coughlin Signatory's Position: Attorney of record, Kentucky bar member Signatory's Phone Number: 502-562-7561

Thank you,

The TEAS support team Mon Feb 17 15:04:16 ET 2020 STAMP: USPTO/FTK-4.17.80.94-20200217150415959066-88800038- 710b0f5a5a9acc4856c50fad7a13a5a31d43cd95674791ef67749825b8f3b4d5e-DA-04154985- 20200217150139845524

7 Case 3:20-cv-00132-JRW Document 1-2 Filed 02/20/20 Page 31 of 34 PageID #: 56

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