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Chapter A Brief Outline of the History of 1 Human In-Vitro Fertilization John D. Biggers and Catherine Racowsky

Introduction an embryo from one rabbit to another (Heape, 1891). In this experiment, he was testing the hypothesis that Any account of the history of in-vitro fertilization phenotypic characteristics of the surrogate mother and embryo transfer (IVF-ET) is not complete unless could be transmitted to the transferred embryo. descriptions of the hostility from members of the pub- Although there is no evidence that Heape thought of lic and the media are included. Nearly all studies on using this route to overcome due to blocked mammalian fertilization and preimplantation devel- Fallopian tubes, his work is, nevertheless, important opment encountered signiicant opposition from the since he demonstrated the feasibility of embryo transfer time they began in the 1930s. Immediately following in mammals (reviewed by Biggers and Kountz, 2016). the announcement in 1978 of the birth of the irst IVF Heape was a gentleman scientist who worked in baby, Louise Brown, praise for a new treatment for the newly created Laboratory of Animal Morphology, human infertility was accompanied by loud opposition , under Professor Francis from the press and members of the public. his chapter, Balfour. He never registered as a student nor did he therefore, not only discusses the scientiic underpin- earn a degree. Nevertheless, he went on to become ning of clinical IVF-ET, but also includes a brief his- an Instructor in the Laboratory teaching embry- torical perspective of the public backlash encountered ology, which included a practical class that taught along the way. students to recover living preimplantation embryos he need for an efective treatment for infertility from rabbits for observation under the microscope. due to blocked Fallopian tubes had been recognized for he manual for this class can be found as an appendix a long time, originally to help with inter-generational to the second edition of he Elements of Embryology problems relating to the distribution of family wealth. by Foster and Balfour (1883) [Edited by Sedgewick An early attempt to unblock the tube involved passing and Heape]. It required little for Heape to apply these through it a whalebone bougie (Smith, 1849). his bar- techniques for the transfer of one rabbit embryo to a barous procedure was never adopted. he discovery foster mother and obtain newborn rabbits. here is that an ovary can function in an ectopic site led Morris strong circumstantial evidence that this landmark in 1895 to grat an ovary below the obstruction; how- work was done in Heape’s private laboratory on his ever, this also was unsuccessful. hen, in 1909, Estes father’s estate near Manchester in England (Biggers, proposed inserting the ovary into the uterus while 1991). Whether or not a coincidence, Manchester was retaining its pedicle, leaving the blood vessels and where Steptoe and Edwards (1978) succeeded in pro- nerves intact. his operation became known as the ducing the irst IVF baby. Estes operation, which was used occasionally until the Perhaps Heape’s more important contribution, introduction of IVF-ET, despite it being frequently however, concerned systematizing the description unsuccessful. of reproductive cycles. His irst studies in this area, done during his tenure of the prestigious Balfour The Scientiic Underpinning of Studentship in Cambridge, UK, involved describing the menstrual cycle in two species of monkey based on Clinical IVF-ET histological changes in the uterus (Heape, 1894, 1896). One of the irst signiicant discoveries in the history his work soon attracted the interest of gynecologists of IVF-ET was the embryo transfer work of Walter and resulted in invitations to speak at the Obstetric Heape who, in 1891, reported the successful transfer of Society of London (Heape, 1898). Moreover, Johnstone 1

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in the USA, reproduced some of his drawings in the To one who desires to speculate at this point the American Journal of Obstetrics and Diseases of Harvard experiment ofers another possibility. Women and Children (Johnstone, 1895). Heape then heoretically, at least, it may become possible for turned his attention to the description of mamma- a woman so inclined, particularly in a country lian reproductive cycles in general, in which he intro- inluenced by eugenic considerations, to bring duced such terms as oestrus, proestrous, diestrous, into the world twelve children a year by ‘hiring’ etc. (Heape, 1900). his work provided the basis for twelve ‘host-mothers’ to bear their test-tube- Marshall to demonstrate that reproductive cycles in conceived children for them. dogs, sheep and ferrets are all under endocrine control Advocates of ‘race-betterment’ might urge which, in turn, paved the way for the discovery of the such procedures for men and women of special reproductive hormones (review: Marshall, 1910). aptitudes, physical, mental or spiritual. Heape’s work on reproductive cycles had an imme- diate and lasting inluence on our understanding of he following day the New York Times published an the endocrinology of reproductive cycles. By contrast, emotional negative editorial under the title Brave his work on the transfer of embryos between rabbits New World. he next year, J. D. Radclif, writing in the received little attention during the next 30 years, except widely circulated Collier’s Magazine, March 20, 1937, in in the ield of science iction. an article “No father to guide them,” commented: Between 1930 and 1937, Gregory Pincus, an In the resulting world man’s value would shrink. Assistant Professor in the Department of Biology It is conceivable that the process would not even at , published several important produce males. he mythical land of the Ama- papers, some with E. V. Enzmann, on the physi ology zons would then come to life. A world where of fertilization and preimplantation development woman would be self-suicient; man’s value pre- in the rabbit. One of these papers reported success- cisely zero. ful IVF-ET in rabbits (Pincus and Enzmann, 1934) and another described meiotic maturation of rabbit In 1937, Pincus took a sabbatical leave at the University oocytes in vitro (Pincus and Enzmann, 1935). he fol- of Cambridge, UK, with the knowledge that his aca- lowing year, results on the activation of rabbit ova were demic appointment at Harvard would not be renewed. reported, and some of these parthenotes were docu- Despite the scientiic recognition of Pincus’s work some mented to have undergone cleavage divisions (Pincus believe that one of the reasons he went to Cambridge and Enzmann, 1936). Pincus (1936) summarized his was that the Harvard administration felt its reputa- work in a monograph entitled he Eggs of Mammals tion was being tainted by the press (Sperof, 2009). containing three chapters: “Methods employed in Pincus and Enzmann’s claim that they had successfully the experimental manipulation of mammalian ova,” achieved IVF-ET in rabbits was accepted by the scien- “Fertilization and cleavage,” and “he activation of tiic community for several years until the work was unfertilized eggs.” challenged by later work on fertilization done in the Pincus’s work immediately encountered con- 1950s, particularly with regard to capacitation. troversy in the press and the general public. W. L. While Pincus was in Cambridge, UK, Professor Lawrence wrote a conjectural op-ed in the New York John Rock and his colleagues at the Lying-In Times on March 27, 1936: Hospital, an ailiate of Harvard Medical School, pub- lished a paper in the New England Journal of Medicine As rabbits and men belong to the mammalian where they claimed to be able to detect an electri- group, the work is viewed as pointing towards cal sign that determined the time occurred the possibility of human children being brought in women (Rock et al., 1937). In the same issue, John into the world by a ‘host-mother’ not related by Rock also wrote anonymously the following remark- blood to the child. able editorial: It is reasoned that eventually women capable of having children whose health does not permit Contemplating this new discovery, one’s mind them to do so may ‘hire’ other women to bear travels much further. Lewis and Hartman have 2 their children for them, children actually their fertilized a monkey ovum and photographed own lesh and blood. its early cleavage in vitro. Pincus and Enzmann

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have started one step earlier with the rabbit iso- (including the rabbit, guinea-pig, sheep and human), lating an ovum, fertilizing it in a watch glass, and listed the following four required criteria: (1) use of reimplanting it in a doe other than the one that capacitated spermatozoa, (2) avoidance of aged ova, furnished the egg, and have thus successfully (3) conirmation that a spermatozoon had entered inaugurated pregnancy in an unmated animal. the ovum, and (4) conditions that exclude partheno- If such an accomplishment with rabbits were to genesis. None of the claims fulilled Austin’s criteria. be duplicated in human beings, we should, in the he ultimate convincing proof of successful IVF-ET words of ‘laming youth’, be ‘going places’. he is the birth of young whose origin can be identiied diiculty with human ova has been that those by phenotypic by or genotypic characteristics, prefer- recovered from tubes have regressed beyond the ably the latter. Eight years elapsed before Chang (1959) possibility of fertilization in vitro. But by using reported that he had achieved fertilization in vitro in the electric sign we may be able to obtain them rabbits, having met Austin’s four criteria. However, it from the follicle at the peak of their maturity. If was Whittingham who unequivocally demonstrated the new peritoneoscope can be developed along the in-vitro fertilization of mouse ova using a genetic the lines of the operating cystoscope, laparotomy marker (eye color) to identify native and in-vitro may even be dispensed with. What a boon for the produced ofspring (Whittingham, 1968). barren woman with closed tubes. he independent discovery of capacitation by Austin and Chang raised doubts that fertilization He wrote the above editorial anonymously, perhaps to in vitro had been attained by Pincus in the rabbit avoid the problems that Pincus had encountered with and Menkin in the human. A letter, preserved in the the Harvard Administration. Harvard Medical School Archives, was written on June Rock, with the assistance of Miriam Menkin and 6, 1954, to John Rock by Carl Hartman, one of the doy- the advice of Pincus, went on to establish a research ens of mammalian reproduction. It reads: program to develop a method for fertilizing human ova in vitro (Science News Letter, 1944). hey claimed to I don’t believe you ever got in vitro fertiliza- have succeeded in a paper published in Science in 1944 tion. . . Have a dozen reasons to question your (Rock and Menkin, 1944; see also Menkin and Rock, conclusions, chief of which is the simultaneous 1948). Although the United States was ighting World and independent discovery by Chang, Austin War II, the potential public health importance of this and Blandau [Braden?] that ‘raw’ sperms won’t work was recognized by the Boston Globe, which pub- fertilize any egg even in vivo! Sperms must be lished a front page article in which belief was expressed ‘capacitated’(Austin) in the female tract, either that the work would contribute to treating serious in the uterus or the tube. problems of infertility. Now, I want you to go back to the problem and Several of Rock’s medical colleagues at Harvard clean it up and really immortalize yourself, inject hailed his work for opening up a way to treat intract- 50,000,000 sperm into a woman’s uterus, in 2 h able forms of human infertility (Marsh and Ronner, take out the sperms and add to the ovarian egg 2008). However, the work was not free of criticism: he (but only from a 16-18 mm follicle, eggs in lesser President of Harvard received a letter from a Missouri ones are N.G.). I’m betting heavy odds on the woman telling him “when you interfere with the laws outcome of the experiment. of Nature, you interfere with the laws of God, and Neither Rock nor Menkin took up Hartman’s sug- when you interfere with the laws of God, you insult gestion. hey discontinued their studies ater 1948. the intelligence of Christian people” (preserved in the Rock may have been discouraged by the low success Harvard Medical School Archives, quoted by Marsh rate of Menkin’s experiments and by the objections of and Ronner, 2008). antagonists at Harvard (McLaughlin, 1982). He and Despite the acclaims given to Rock’s work, the Pincus let this area of research to begin their major independent discovery of capacitation by Austin contributions to the development of the oral contracep- (1951) and Chang (1951) raised questions about the tive pill. Menkin moved to another institution where criteria required for unequivocal proof that fertiliza- she had no possibility of carrying the work further. tion in vitro had been achieved. In 1962, Austin, ater John Rock’s ideas were not completely abandoned, 3 reviewing about 30 claims of IVF in various mammals for others tried to repeat his experiments. he best

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known clinician was Landrum Shettles, at Columbia Edwards’ work proceeded slowly because human University in New York City, who, in 1954, claimed to oocytes were hard to obtain in the UK. Fortunately, he have successfully fertilized human ova in vitro. Further received an invitation from Howard Jones who worked results were reported in 1958 at a meeting of the New at the Woman’s Clinic, Johns Hopkins Hospital, to York Obstetrical Society, which was attended by John conduct the tests in Baltimore, where human oocytes Rock who was excited by the work. Rock commented: were easier to obtain. Edwards’ main result showed he time may be rapidly approaching when the that Pincus and Saunders had underestimated the poor woman whose tubes had been excised, yet time for meiotic maturation to occur in vitro in human who still wants a baby, will rejoice that Dr Shet- oocytes and that the required time was 36–43 h. he tles will be able to extract an ovum from her results were described in the irst of the four key papers, ovary, probably not by laparotomy, but through which was published from Johns Hopkins Hospital. an operating telescope (which can be done – we Unfortunately, attempts to fertilize these matured ova in vitro failed (Edwards, 1966). have done it); then fertilize the egg in vitro by the husband’s spermatozoa; and inally put it back in the uterus. hus will he impregnate the woman Key Paper (2) Fertilization and Cleavage In in spite of the fact she has no tubes. Vitro of Preovular Human Oocytes. Nature In the years that followed, Shettles’ work was sharply (Edwards et al., 1970) criticized and caused controversy. his advance, made by Edwards and his colleagues, he 1950s and 1960s saw major advances in the was the production of human blastocysts by exposing ield of developmental reproductive biology as inves- human ova to human spermatozoa in vitro. At least ive tigations focused on identifying the conditions needed media were tested: two modiied physiological salines to achieve in-vitro fertilization. In addition to discov- developed for the study of animal fertilization and ery of capacitation (Austin, 1961; Chang, 1951), and three that were used in general cell culture. All allowed identiication of the evidence needed to prove fertil- modest development only if they contained pyruvate. ization in vitro (Austin, 1962) as discussed above, the Two of the media were modiications of physiological following key milestones were achieved: (1) the dem- salines. he irst medium to be tested was a modiied onstration that mouse preimplantation embryos could Tyrodes solution used by Barry Bavister to study cap- develop in chemically deined media (Whitten, 1956, acitation in the hamster (Bavister, 1969). Later, a modi- 1957); (2) the demonstration that cultured mouse ied Krebs–Ringer bicarbonate solution was tested by preimplantation embryos would develop in surrogate David Whittingham to study in-vitro fertilization in mothers, using diferences in coat color to distinguish the mouse. he medium used by Whittingham was in the young native and cultured ofspring (McLaren a medium developed by Whitten and Biggers (1968) and Biggers, 1958); and (3) the demonstration that the for the culture of mouse preimplantation embryos. maturation of mouse oocytes and the early cleavage Both Bavister and Whittingham were working in the of mouse preimplantation embryos in vitro required same department, the Physiological Laboratory in pyruvate in the medium (Biggers et al., 1967). Cambridge, as was Edwards. Between 1964 and 1971, Sir Robert Edwards and his colleagues published the following four key papers, two in Nature and two in he Lancet, that paved the way Key Paper (3) Laparoscopic Recovery of to successful in-vitro fertilization in women. Preovulatory Human Oocytes after Priming of Ovaries with Gonadotropins. The Key Paper (1) Maturation In Vitro of Human Lancet (Steptoe and Edwards, 1970) Ovarian Oocytes. The Lancet (Edwards, he notion of an “operating telescope” envisioned 1965) by John Rock was shown to be possible in France by Edwards’ initial work on the meiotic maturation of Klein and Palmer (1961) who used a cystoscope to human oocytes in vitro used the technique for matur- recover an oocyte from a single human follicle. Steptoe 4 ing human oocytes, originally described by Pincus and Edwards adapted the laparoscope to recover who estimated the time for maturation as 12 h. human oocytes from patients hyper-stimulated with

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gonadotropins. However, inding optimal doses of the a book entitled he Artiice of Ethics with four chapters gonadotropins that did not interfere with implantation on IVF-ET and a “penetrating and ethical analysis” was diicult, so Edwards and Steptoe reverted to col- (Dunstan, 1974). Edwards and Steptoe had other set- lecting oocytes from a natural cycle without ovarian backs. For example, the Medical Research Council stimulation; this was the approach they used to achieve did not approve an application to support setting up the irst successful IVF-ET birth. an IVF-ET clinic in Cambridge and they had to seek private funds to set up the famous clinic at Bourn Hall, Key Paper (4) Birth after the Reimplantation near Cambridge. Importantly, Edwards and Steptoe The Lancet made a major contribution to the many public policy of a Human Embryo. (Steptoe debates surrounding IVF-ET in the years that followed and Edwards, 1978) that, collectively, resulted in the gradual adoption of he birth of the irst in-vitro human baby was achieved IVF-ET as an acceptable medical procedure. ater innumerable failures. Indeed, through December he British Government established a commit- 1980, the live birth rate per embryo transfer was only tee in 1982, under the chairmanship of Dame Mary 5.4% (three babies born from 56 embryo transfers; Warnock called he Committee of Inquiry into Lopata, 1980). However, this rate was likely consider- Human Fertilisation and Embryology. he general ably lower if cycle start is used as the denominator. conclusion of their Report, published in 1984, recom- Without doubt, Steptoe and Edwards’ achievement mended that the human embryo should be protected, of the irst IVF-ET success was remarkable and marked but that research on human embryos and IVF-ET the beginning of what was to become a major advance would be permissible given appropriate safeguards. that has resulted in the successful treatment of millions A regulatory committee was established and eventu- of cases of human infertility. he persistent work done ally the British Parliament passed the Human and by Edwards and Steptoe over many years is a superb Fertilisation Embryology Act (1990), which has led to example of translational research. countless worthwhile studies on human preimplanta- tion development. The Public Backlash to Louise he birth of the irst test-tube baby had immedi- ate individual reactions in the United States, which Brown’s Birth can only be illustrated by individual experiences. At he day ater the announcement of the birth of the irst the time, one of us (JDB) was Program Director of a in-vitro baby, there was worldwide and oten frenzied grant at Harvard Medical School from the National coverage by the media, with commentaries ranging Institutes of Health (NIH), which had a speciic aim to from those heralding a major scientiic achievement study human oocyte maturation, under the direction of to those that maintained it was a dangerous or amoral Melvin Taymor at the Peter Bent Brigham Hospital. A procedure which should be outlawed. his is not sur- day ater Louise Brown’s birth, JDB received a call from prising since similar comments had been made when the NIH informing him that the NIH was immediately artiicial insemination was introduced at the end of freezing the funds allotted to the human oocyte matur- the twentieth century (Schellen, 1957), and similar ation work. Shortly thereater, a conference was held at reactions were evoked by the experiments of Gregory the NIH in Bethesda, MD under the co-chairmanship Pincus and John Rock and Miriam Menkin. of JDB and Luigi Mastroianni on Fertilization and Edwards and Steptoe met praise and resistance to Embryonic Development In Vitro and its proceedings their work in the United Kingdom before and ater the were published the following year, in 1981. he book birth of Louise Brown. his history has been summar- contains no papers on human in-vitro fertilization ized in a book by Edwards and Steptoe in 1980 enti- because oicials at the NIH instructed the co-chairmen tled A Matter of Life, and an article by Edwards written to disallow discussion of the subject at the meeting and a decade later entitled “A bumpy road to human in in the published papers. vitro fertilization,” in which he states that “popes were President Carter activated on September 15, 1978, critical and rigid Protestants were sometimes vicious” a dormant Ethics Advisory Board of the Department (Edwards, 2001). Edwards acknowledges being inlu- of Health, Education and Welfare, to consider whether enced by a particular friend, Gordon Dunstan, a lead- or not research using human ova and preimplanta- 5 ing senior ethicist of the Church of England, who wrote tion embryos should be controlled or forbidden. he

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members of the Committee represented comprehen- he establishment of clinical IVF-ET is no exception. sive scientiic, medical, legal and philosophical inter- Mammalian reproduction entails a remarkably com- ests and an infertile couple gave testimony of their plex system of processes involving not only the produc- struggles with infertility. JDB was scientiic advisor to tion of fully developmentally competent gametes, but this committee and CR also attended these hearings. also a uterus that is receptive to implantation and to Among the many topics discussed, in addition to the maintenance of pregnancy. However, reproduction in incidence of infertility in the US population and the the human is unique in that it is remarkably ineicient. likely eiciency of the procedure, was the safety of herefore, it is of no surprise that rigorous and exhaust- the procedure particularly regarding the production ive scientiic investigations in a multitude of species of abnormal fetuses, and the conlicting views on the were required to ill the necessary knowledge gaps morality of IVF-ET. A report was inally produced for the irst clinical IVF-ET success. Indeed, it took and it recommended that human embryos used for more than eighty years of painstaking research before research could be kept in culture no longer than 14 Louise Brown’s birth. However, the remarkable team days and not replaced in a human patient. Further, of Edwards and Steptoe must be given all the credit in the ova could only be obtained from married coup- the world for their accomplishment and for the joy that les. No grants for research on human preimplanta- they have brought to millions of couples worldwide. tion embryos or oocytes, either exposed to sperm or his is all the more noteworthy in light of the ethical induced to undergo activation, has since been funded and religious hurdles that not only needed to be over- by the NIH. come during the decade leading up to their success, but he formation of the irst IVF clinic in the USA also during subsequent years as research on human at the Eastern Virginian Medical School, Norfolk, reproduction continues to advance. Virginia, was a particularly turbulent process, as is well documented by the late Dr. Howard W. Jones in his References book In Vitro Comes to America (2014). Starting a clinic Austin CR (1951) Observations on the penetration of involved getting a Certiicate of Need that necessitated the sperm into the mammalian egg. Aust J Sci Res 4, a public hearing as required by the State of Virginia. 581–596. JDB testiied at the public hearing, which lasted approx- (1961) he Mammalian Egg. Blackwell, Oxford. imately six hours, where right-to-lifers on one side of Bavister BD (1969) Environmental factors important for the hall shouted insults at infertile coup les who shouted in vitro fertilization in the hamster. J Reprod Fertil 18 (Suppl. 3), 544–545. back “you want to prevent me having a baby.” Some tes- Biggers JD (1991) Walter Heape, FRS: a pioneer in tiiers opposing the Certiicate of Need were particu- reproductive biology. Centenary of his embryo larly objectionable and rude to Dr. Jones and his wife, transfer experiments. J Reprod Fert 93, 173–186. Dr. Georgiana Jones, who were trying to set up the IVF Biggers JD, Kountz C (2016) Walter Heape, FRS. A Pioneer Clinic. A few weeks later JDB was a speaker at a sym- of Reproductive Biology. JamesTowne Bookworks, posium on IVF held by the Virginia Bar Association. Williamsburg, Virginia. he meeting was held at Virginia Beach, home of the Biggers JD, Whittingham DG, Donahue RP (1967) he pattern of energy metabolism in the mouse oocyte and Christian Broadcasting Network and Regent University zygote. Proc Natl Acad Sci USA 58, 560–567. founded by the southern Baptist televangelist Pat Chang MC (1951) Fertilizing capacity of spermatozoa Robertson, who at one time ran for the republican nom- deposited in the fallopian tube. Nature 168, 697–698. inee for President of the United States. On the day of (1959) Fertilization of rabbit ova in vitro. Nature 184, the symposium, a hostile crowd formed at the entrance 466–467. to the hotel causing the speakers to be taken into the Dunstan G (1974) he Artiice of Ethics. SCM Press, hotel through the kitchens! Fortunately the Certiicate Lancaster. Edwards RG (1965) Maturation in vitro of human ovarian of Need was granted, which allowed the Joneses to begin oocytes. Lancet 286, 926–929. forming what became the renowned Norfolk Clinic. (1966) Preliminary attempts to fertilize human oocytes matured in vitro. Am J Obstet Gynecol 96, 192–200. Concluding Remarks Edwards RG (2001) he bumpy road to human in vitro fertilization. Nat Med 7, 1091–1094. As is usually the case when a remarkable medical treat- Edwards RG, Steptoe PC (1980) A Matter of Life. 6 ment is established, much precedes the irst success. Hutchinsons, London.

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