15th Conference of International Investigators

Riva del Garda, Italy Du Lac et Du Parc, Grand Resort 8th-10th October 2014

15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Welcome

OLAF is pleased to welcome all participants to the 15th Conference of International Investigators, held at Riva del Garda in Italy to mark the occasion of the Italian presidency of the Council of the .

The scheduled workshops cover a range of practical issues in fraud investigation in an international context and are led by experienced speakers from national and international services. Each participant should fi nd topics refl ecting his or her particular interests and operational needs.

We hope that the magnifi cent setting of Lake Garda will off er ideal conditions for learning from others’ experience, for participating in robust discussions and above all for forging new contacts for future collaboration.

Giovanni Kessler

OLAF Director-General

1 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

The Conference at a Glance

Monday 6 October Tuesday 7 October Wednesday 8 October Thursday 9 October Friday 10 October DAY 1 DAY 2 DAY 3 PRE-CONFERENCE CONFERENCE 9:30 – 17:30 9:30 – 17:30 9:00 – 10:00 9:00 – 10:30 9:00 – 10:30 Training Training Introduction and 2nd plenary 4th plenary Loggia 1 + 2 Loggia 1 + 2 opening addresses Sala Congressi Sala Congressi 9.30 – 12:30 Sala Congressi 10:30 – 11:00 10:30 – 11:00 MDB plus RDB 10:00 – 10:30 coff ee-break coff ee-break Heads of FHB memorial lecture 11:00 – 12:30 Investigations meet- Sala Congressi 11:00 – 12:45 5th plenary ing 10:30-11:00 1st round of workshops Sala Congressi Loggia 3 coff ee-break (repeated) 12:30 – 13:00 9.30 – 17:30 11:00 – 12:45 Loggia 2 + 3, Closing session UN-RIS meeting 1st round of workshops Sala Glicine, Sala Rosa Sala Congressi Sala Glicine Loggia 2 + 3, 15:30-17:00 Sala Glicine, Sala Rosa CII Speakers meeting Sala Rosa

12:45 – 14:00 12:45 – 14:00 13:00 – 14:00 Lunch Lunch Lunch + CII Secretariat meeting

14:00 – 15:45 14:00 – 15:45 2nd round of 2nd round of workshops workshops (repeated) Loggia 2 + 3, Loggia 2 + 3, Sala Glicine, Sala Rosa Sala Glicine, Sala Rosa 15:45 – 16:15 15:45 – 16:15 coff ee-break coff ee-break 16:15 – 18:00 16:15 – 17:45 1st plenary 3rd plenary Sala Congressi Sala Congressi

17:30 – 19:30 14:00 – 20:00 Guided walking tour Guided visit for all for Speakers: the participants: Riva del Garda and surroundings

19:30 – 21:30 20:00 – 23:00 18:00 – 20:00 CII Speakers Conference Dinner in Cocktail Reception at Dinner-Ristorante Castel Toblino Lido Palace “Al Volt”

2 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Special Guests and Speakers

Francine GROSS Francine M. Gross is the Chief of the Economic Crimes Unit in the Financial Crimes Section, Criminal Investigative Division, of the Federal Bureau of Investigation (FBI). Ms Gross has been employed as a Special Agent for the FBI for over 19 years. Her fi rst assignment with the FBI was in the Detroit Field Offi ce, Flint Resident Agency, where she was assigned to work complex White Collar Crime investigations for approximately ten years. In 2005, Ms Gross was promoted to the Inspection Division at FBI Headquarters. Ms Gross subsequently transferred to the National Backstopping Unit where she supported covert operations for the FBI. In 2009, SSA Gross was promoted to a fi eld supervisor in the San Francisco Field Offi ce where she supervised a complex fi nancial crime squad. In 2012, Ms Gross was promoted to her current position. A native of Nebraska, Ms Gross earned her Juris Doctorate degree from the University of Nebraska. Prior to joining the FBI, Ms Gross worked for the Nebraska Supreme Court and Court of Appeals for approximately four years. Ms Gross will deliver the 15th CII 2014 Franz-Hermann Brüner lecture.

Giovanni KESSLER Giovanni Kessler is the Director-General of the European Anti-Fraud Offi ce (OLAF). He led investigations and prosecutions on organised crime, corruption and fi nancial crimes as a Public Prosecutor at the criminal courts of Trento, and at the Anti-Mafi a Department in . He was elected as an independent member of the Italian Lower House. He was at the same time Vice-President of the OSCE Parliamentary Assembly, serving also as Italian High Commissioner to Combat Counterfeiting. Mr Kessler was furthermore the Deputy Head in charge of Police and Justice at the OSCE Kosovo Verifi cation Mission in . Mr Kessler will deliver the 15th CII 2014 Opening and Closing Addresses and he is a speaker of the First Plenary.

Leonard Frank Mc CARTHY Leonard McCarthy is the Integrity Vice President of the World Bank Group since June 2008. The Integrity Vice Presidency (INT) contributes to the World Bank’s core mission of promoting development and reducing poverty by ensuring that funds are used for their intended purposes. Prior to joining the World Bank Group, Mr McCarthy, a South African national, held the position of Head of South Africa’s Directorate of Special Operations (DSO), overseeing crime analysis, investigation, prosecution, asset forfeiture, and civil litigation. Mr McCarthy also serves as the Chair of the World Economic Forum’s Global Agenda Council on Anti-corruption & Transparency and is an ex-offi cio member of its Partnering against Corruption Initiative (PACI). He holds the BA, B Juris and LLB degrees. He will deliver the 15th CII 2014 Introductory Remarks.

3 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Paul MYERS Paul Myers has been working at the forefront of investigative research for nearly twenty years. Having fi rst used the Internet in 1978, Mr Myers had a varied career involving the fi elds of computing and art, before joining the BBC as a researcher in the mid 90’s. Since then, he has been providing the worlds of broadcasting and journalism with specialist online research skills and training. Mr Myers is a member of International Consortium of Investigative Journalists. He enjoys photography, art and research and lives in a pleasant enough town between Oxford & London. Mr Myers is a speaker of the Fourth plenary.

Cynthia O’MURCHU Cynthia O’Murchu is an investigative reporter for The Financial Times where she specialises on data journalism and open source intelligence to produce stories across a variety of beats. She was part of the team that produced Europe’s Hidden Billions, which tracked in detail how the €347 billion European Structural Funds are spent. Prior to joining the FT’s special projects team, she was the FT’s deputy interactive editor and created data visualisations and multimedia feature stories. Ms O’Murchu is a speaker of the Fourth plenary.

Stanley UDE Stanley Ude is a Police Offi cer seconded to INTERPOL General Secretariat, Lyon . Since joining the INTERPOL Anti-Corruption and Financial Crimes Sub-directorate in 2012, Mr Ude has been working on countering Money Laundering and Terrorism Financing at INTERPOL General Secretariat, Lyon. In addition he supervises the management of the INTERPOL Global Focal Points Platform (GFPP) on Assets Recovery. Before joining INTERPOL, Mr Ude had worked in various sections of the Nigeria Police, including the Nigeria Police Force Criminal Investigations Department (FCID) at the Nigeria Police Headquarters in Abuja. He has also served at the Cabinet of the Inspector-General of Police, and the United Nations Peace Keeping Mission in Kosovo (UNMIK) between 2004 and 2005. Mr Ude enlisted in the Nigeria Police Force in 1990 as a Cadet and participated in diverse high level police courses both at home and abroad including courses at Mubarak Police Academy, Cairo Egypt, International Law Enforcement Academy (ILEA) Gaborone-Botswana, Guardia di Finanza, Ostia-Rome and INTERPOL Global Center for Innovation (IGCI) Singapore. Mr Ude is a speaker of the Fifth plenary and of Workshop Two.

4 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Jason ULIANA Jason Uliana is a Chief Investigations Section with the United Nations Offi ce of Internal Oversight Service (OIOS) with 17 years professional investigative experience. He grew up in Italy where, during his business administration studies, he briefl y worked in the private sector quickly learning that where there is money and opportunity, possibly there is fraud and corruption. That experience led him to an interest in fi nancial criminal law, which he pursued successfully joining the Guardia di Finanza, an Italian law enforcement agency responsible for investigating fi nancial crimes. Awarded with many commendations, Mr Uliana investigated numerous cases of national and transnational complex fraud and corruption also involving politically exposed persons. As a law enforcement offi cer he has held positions in various bureaus responsible for fi nancial criminal investigations and Inland Revenue audits, including the Interpol National Criminal Bureau. Prior to joining OIOS, Mr Uliana started his United Nations experience by serving with the United Nations Interim Administration Mission in Kosovo (UNMIK), investigating fi nancial crimes and political corruption and building capacity in the Kosovo Police Service by co-developing and delivering training to specialize fi nancial investigators. After four years in UNMIK he worked for the Investigations Unit of the United Nations Population Fund (UNFPA) in New York, and in 2011 he joined OIOS at its Nairobi Regional Offi ce where he currently resides. With a Masters in Law, Mr Uliana has contributed to judicial publications related to investigating and prosecuting fi nancial crimes. Mr Uliana is chairing the Second Plenary.

Carla VERBANDT Carla Verbandt is a clinical psychologist, specialised in forensic psychology, who has been working as a behaviour analyst at the Behavioural science unit of the Belgian Federal Police, General Directorate of Judicial Police, Directorate of Technical and Scientifi c Police since 2001. Before the police reform, she worked at the Judicial Police in the framework of the Homicide programme. She started her career as a scientifi c researcher at the Free University of Brussels. Her main fi elds of expertise are off ender profi ling and interview and interrogation. She teaches interviewing and interrogation within the police but also in a (forensic and internal) auditing context. Ms Verbandt is a speaker of the Fifth plenary.

5 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Members of the Secretariat of the Conference of International Investigators

Petra KNEUER (OLAF) Petra Kneuer is Director, Directorate A – Investigations, at the Offi ce of the European Anti- Fraud Offi ce (OLAF) responsible for investigating fraud against the EU budget, corruption and serious misconduct within the European institutions. Before joining OLAF she worked for 5 years as Senior Trial Lawyer in the Offi ce of the Prosecutor of the International Criminal Court; and for 16 years as a state and federal prosecutor in Germany. In her capacity as Senior Public Prosecutor she investigated and prosecuted members/supporters of terrorist organizations including Ansar Al Islam and Al Qaida. She also served as Deputy Spokesperson and argued appeals before the Federal High Court of Justice. Following the terrorist attacks of 11 September 2001, she served as Germany’s Principal Liaison Offi cer to the Counterterrorism Section of the US Department of Justice in Washington, D.C., from 2002 until 2005. Ms Kneuer is the CII 2014 Chair and will also chair the First and the Fifth Plenaries.

Maristella ALDANA (IADB) Maristella Aldana, a citizen of the United States and Colombia, was appointed Chief of the Offi ce of Institutional Integrity in June 2013. Prior to her selection, she headed OII on an interim basis from March 2012. Earlier in her career at the IDB she was a lead specialist-attorney in the Legal Department (LEG), coordinating legal services for sovereign operations for CID countries. Earlier, Ms Aldana served as an Advisor in the IDB’s Offi ce of the Executive Vice President from 2007 through 2011. Prior to joining the Bank in November 2002, Ms Aldana worked for three years as an international associate at Wilmer, Cutler & Pickering, in Washington, D.C. She has also worked as an associate at the law fi rm Gómez Pinzón & Asociados in Colombia. Ms Aldana holds a degree in law from Universidad de los Andes in Colombia, a Master equivalent in International Public Law from Université de Paris II and a Master in Laws from Georgetown University Law Center. She is admitted to practice law in Colombia and New York.

Anna BOSSMAN (AfDB) Anna Bossman is the Director of Integrity and Anti-Corruption (IACD) of the Group (AfDB). IACD carries out investigations into allegations of fraud and corruption and other malpractices in operations fi nanced by the AfDB. The offi ce also develops preventive measures to proactively reduce the potential for misconduct, fraud or corruption in AfDB fi nanced operations. In March and May 2014, as a result of IACD’s investigations, the AfDB announced negotiated settlements with a number of international fi rms after these had acknowledged involvement in sanctionable practices. This is the second largest settlement to date by any multilateral development bank. Prior to the African Development Bank Group, Ms Bossman headed ’s Commission on Human Rights and Administrative Justice as Acting Chair and Deputy Commissioner in charge of Legal and Investigations. Ms Bossman began her legal career as an Assistant State Attorney in Ghana’s Ministry of Justice and later practiced law with the fi rm Okai Anderson & Co,

6 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

specialising in company and tax law before a twenty-fi ve year career at the Houston-based Tenneco Oil Exploration and Production Company’s operations in , Central Africa. In 1997, she founded Bossman Consultancy Limited, a management consulting fi rm on legal and business advisory assistance to the public and private sector. Ms Bossman is the moderator of Workshop Two.

Pablo FONTE (FAO) Pablo Fonte is the Senior Investigator responsible for the Investigations Unit of the Inspector General Offi ce of the Food and Agricultural Organization of the United Nations (FAO). He was previously Principal Investigator in the Offi ce of Institutional Integrity at the Inter- American Development Bank and has served as Director of the Americas Accountability Anti-Corruption Project funded by USAID. Mr Fonte is the moderator of Workshop Five.

Bernard (Bernie) O’DONNELL (UNDP) Bernie O’Donnell is a Deputy Director and Head of Investigations with UNDP’s Offi ce of Audit and Investigations in New York. In this role he oversees investigations into allegations of fraud, corruption, vendor proscribed practices and other alleged wrongdoing involving UNDP personnel, vendors, and implementing partners worldwide. Mr O’Donnell is also tasked with establishing UNDP’s Social and Environmental Compliance Unit. Before working with UNDP, he has held investigation positions with organisations including The Global Fund (Geneva), ICTY (The Hague), and the UN Oil-for-Food Inquiry (New York). Mr O’Donnell is chairing the Third and the Fourth Plenaries.

Lisa ROSEN (EBRD) Lisa Rosen has taken on the role as the new EBRD Chief Compliance Offi cer. As Chief Compliance Offi cer, Ms Rosen is responsible for ensuring that the highest standards of integrity are applied throughout all activities of the EBRD. Ms Rosen has 20 years of legal and compliance experience in the USA and the United Kingdom. She joined the EBRD from the global clearing house LCH. Clearnet, where she was the Group Head of Compliance and Public Aff airs. Prior to that, Ms Rosen was a Managing Director at Barclays Capital, responsible for Regulatory Aff airs and her earlier career was with Merrill Lynch, where she was First Vice President responsible for Litigation and Contentious Regulatory matters in the EMEA region. Ms Rosen is a dual qualifi ed lawyer (USA and UK).

7 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Duncan SMITH (EIB) Duncan Smith qualifi ed as a barrister and was called to the Bar at Gray’s Inn in July 1989. After working as a Prosecutor of fraud cases at the UK’s Department of Trade and Industry and at the Serious Fraud Offi ce in London, he worked at the World Bank Investigations Unit both as Regional Team Leader and Policy Adviser. Mr Smith is currently the Deputy Head, Fraud Investigations Division at the European Investment Bank (EIB) in Luxembourg. He is a panellist of Workshop One.

Michael STEFANOVIC (UN OIOS) Michael Stefanovic is currently the Director of the Investigations Division for the Offi ce of Internal Oversight Services (OIOS) in the United Nations, New York. Prior to joining the UN, Mr Stefanovic served as Manager of the External Investigations Unit at the World Bank, in several other roles with the UN, as a university lecturer and as a police investigator. He is a speaker of the First Plenary.

David WEBB (WHO) David Webb is the Director, Offi ce of Internal Oversight Services at the World Health Organization (WHO), based in Geneva, responsible for the investigation of all allegations staff misconduct and of workplace harassment, fraud and corruption. He is a speakerof Workshop Four.

Steve ZIMMERMAN (WB) Steve Zimmermann is the Director of Operations for the World Bank Integrity Vice Presidency (INT). He directs a multi-disciplinary team of lawyers, investigators, forensic accountants, analysts and anti-corruption experts charged with detecting, investigating sanctioning and preventing fraud and corruption in Bank-fi nanced activities around the world. Before joining the World Bank Group, Mr Zimmermann was the fi rst Chief of the Offi ce of Institutional Integrity for the Inter-American Development Bank. He is a speaker of the First Plenary.

8 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

15th Conference of International Investigators Hosted by the European Anti-Fraud Offi ce (OLAF)

Programme

PRE-CONFERENCE EVENTS MONDAY 6 & TUESDAY 7 OCTOBER 2014 VENUE 09:30 – 17:30 Investigative Training organised by OLAF Du Lac et Du Parc Grand Resort Viale Rovereto, 44 - 38066 Riva del Garda LOGGIA 1 + 2

TUESDAY 7 OCTOBER 2014 09:30 – 12:30 Meeting of MDB and RDB Heads of Investigations LOGGIA 3 09:30 – 17:30 UN-RIS Annual Meeting SALA GLICINE 15:30 – 17:00 Meeting of Conference Speakers SALA ROSA 17:30 – 19:30 Guided walking tour of Riva del Garda (only for Speakers) 19.30 – 21.30 Speakers’ Dinner Ristorante Al Volt (approx. 15 minutes walking from the hotel) Via Fiume, 73 Riva del Garda Tel: +39 0464 552570

9 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

CONFERENCE WEDNESDAY 8 OCTOBER 2014 PRESENTER VENUE 08:30 – 09:00 Registration Du Lac et Du Parc Grand Resort Viale Rovereto, 44 - 38066 Riva del Garda

09:00 – 09:20 Opening Address Petra Kneuer, SALA CONGRESSI OLAF Conference Chair 09:20 – 09:40 Opening Address Giovanni Kessler, OLAF Director-General 09:40 – 10:00 Introductory Remarks Leonard McCarthy, World Bank’s Integrity Vice President 10:00 – 10:30 Franz-Hermann Brüner Francine Gross, Memorial Lecture FBI Economic Crime Unit

10:30 – 11:00 Coff ee Break HOTEL BAR 11:00 – 12:45 First Round of Workshops Workshop 1: Moderator: LOGGIA 2 + 3 Joint Investigations David Fielder, WB • Modalities of carrying out joint Speakers: operations/missions including staff Antonio Miceli, OLAF from diff erent institutions Duncan Smith & Johan • What works and what doesn’t Vlogaert, EIB • Pros & cons of joint investigations Kevin O’Grady, SIGAR • Overview of the diff erent forensic operations carried out and results achieved • Practical examples of investigations to be presented including sharing forensic operations and overcoming the challenges of diff erent jurisdictions for witnesses and subjects Workshop 2: Moderator: SALA GLICINE Assistance to administrative and Anna Bossman, AFDB criminal investigations, seizing the Speakers: proceeds of crime and recovery of Sarah Ritch, Global Fund funds without law enforcement Nick Revill, OLAF instruments Stanley Ude, Interpol • Timing of referral • Scope and quality of the assistance the international organisation can provide to law enforcement • Status of investigators, their participation in criminal investigation and the transfer of expertise and knowledge of the subject matter to police offi ces • Information fl ow back from the justice/ police authorities. Best practices • An overview of diff erent approaches to the recovery process and results of investigations • Tracing of money 10 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Workshop 3: Moderator: SALA ROSA Rights of persons concerned, Kevin Curtis, UNICEF gathering of evidence, admissibility of Speakers: evidence Vasil Kirov, OLAF • Rights of the persons Wayne Nardolillo, WB concerned/suspects David Webb, WHO • Various frameworks/models • Admissibility and presentation of evidence • Diff erent evidence sources e.g. information from whistle-blowers, informants, oral vs. written testimony, site inspections/on-the-spot checks, gathering digital evidence, gathering fi nancial evidence, gathering expert evidence, giving evidence in court • Rights of investigators to access people and records, limitations, hurdles

12:45 – 14:00 Lunch HOTEL RESTAURANT 14:00 – 15:45 Second Round of Workshops Workshop 4: Moderator: LOGGIA 2 + 3 What, how, why? – Proactive Review / Jan Willem van der Kaaij, Investigations EIB Discussion of the purpose, methodology Speakers: and possible result of conducting Dominik Adamski, EIB proactive reviews Bing Ortega ADB Callum Weeks, UNDP Workshop 5: Moderator: SALA GLICINE Internal Investigations Pablo Fonte, FAO • How to conduct an internal Speakers: investigation regarding retaliation on a Eduardo Cano Romera, whistle-blower OLAF • 10 Greatest Mishaps – what NOT to do Daisy Seebach, Ethics, in internal investigations IADB Workshop 6: Moderator: SALA ROSA Procurement Fraud Samir Fahoum, IADB • Procurement fraud case studies and Speakers: discussion Magdalena Zold, WB • Investigating fraud and collusion Alex Boone, EIB schemes in co-fi nanced projects Nicholas Forbes, UNOPS • Identifying fraud during proactive reviews • Investigating staff member/vendor fraud and corruption

15:45 – 16:15 Coff ee Break HOTEL BAR

11 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

16:15 – 18:00 First Plenary: Chair: SALA CONGRESSI Update from the CII Secretariat Petra Kneuer, OLAF EPPO - the idea behind the EPPO, Giovanni Kessler, OLAF benefi ts/advantages, the likely structure, main characteristics and the law applying to EPPO's activities Update from MDBs on Steve Zimmermann, WB cross-debarments Update from UN side Michael Stefanovic, UN OIOS Q & A All 18:00 – 19:00 Free Time 19:00 Bus transfer to Castel Toblino (approx. 40 minutes)

20:00 - 23:00 Conference Dinner Castel Toblino Via Caff aro, 1, 38072 Sarche Trento, Italy +39 0461 864036

23:00 Bus transfer back to the hotel

12 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

THURSDAY 9 OCTOBER 2014 PRESENTER VENU 09:00 – 10:30 Second Plenary: Chair: SALA CONGRESSI How to analyse incoming information Jason Uliana, ID/OIOS with a view to opening investigations Nairobi • How to identify whether information is Speakers: of an investigative interest? Lothar KUHL, OLAF • Which standards of suspicion to apply Ruvendrini Menikdiwela, for opening an investigation? UNHCR • Who is best placed to investigate? Dan Wilson, UN OIOS

10:30 – 11:00 Coff ee Break HOTEL BAR 11:00 – 12:45 Workshops: First Round Repeated Workshop 1: Moderator: LOGGIA 2 + 3 Joint Investigations David Fielder, WB • Modalities of carrying out joint Speakers: operations/missions including staff Antonio Miceli, OLAF from diff erent institutions Duncan Smith & Johan • What works and what doesn’t Vlogaert, EIB • Pros and cons of joint investigations Kevin O’Grady, SIGAR • Overview of the diff erent forensic operations carried out and results achieved • Some practical examples of investigations to be presented incl. sharing forensic operations and overcoming the challenges of diff erent jurisdictions for witnesses and subjects Workshop 2: Moderator: SALA GLICINE Assistance to administrative and crim- Anna Bossman, AFDB inal investigations, seizing the pro- Speakers: ceeds of crime and recovery of funds Sarah Ritch, Global Fund without law enforcement instruments Nick Revill, OLAF • Timing of referral Stanley Ude, Interpol • Scope and quality of the assistance the international organisation can provide to law enforcement • Status of investigators, their participation in criminal investigation and the transfer of expertise and knowledge of the subject matter to police offi ces • Information fl ow back from the justice/ police authorities. Best practices • An overview of diff erent approaches to the recovery process and results of investigations

13 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Workshop 3: Moderator: SALA ROSA Rights of persons concerned, gath- Kevin Curtis, UNICEF ering of evidence, admissibility of Speakers: evidence Vasil Kirov, OLAF • Rights of the persons concerned/ Wayne Nardolillo, WB suspects David Webb, WHO • Various frameworks/models • Admissibility and presentation of evidence • Diff erent evidence sources e.g. information from whistle-blowers, informants, oral vs. written testimony, site inspections/on-the-spot checks, gathering digital evidence, gathering fi nancial evidence, gathering expert evidence, giving evidence in court • Rights of investigators to access people and records; limitations; hurdles

12:45 – 14:00 Lunch HOTEL RESTAURANT 14:00 – 15:45 Workshops: Second Round Repeated Workshop 4: Moderator: LOGGIA 2 + 3 What, how, why? – Proactive Review / Jan Willem van der Kaaij, Investigations EIB Discussion of the purpose, methodology Speakers: and possible result of conducting Dominik Adamski, EIB proactive reviews Bing Ortega, ADB Callum Weeks, UNDP

14 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

Workshop 5: Moderator: SALA GLICINE Internal Investigations Pablo Fonte, FAO • How to conduct an internal Speakers: investigation regarding retaliation on a Eduardo Cano Romera, whistle-blower OLAF • 10 Greatest Mishaps – what NOT to do Daisy Seebach, Ethics, in Internal Investigations IADB Workshop 6: Moderator: SALA ROSA Procurement Fraud Samir Fahoum, IADB • Procurement fraud case studies and Speakers: discussion Magdalena Zold, WB • Investigating fraud and collusion Alex Boone, EIB schemes in co-fi nanced projects Nicholas Forbes, UNOPS • Identifying fraud during proactive reviews • Investigating staff member/vendor fraud and corruption

15:45 – 16:15 Coff ee Break HOTEL BAR 16:15 – 17:45 Third Plenary: Special Session on Chair: SALA CONGRESSI External Reviews Bernard O’Donnell, UNDP 18:00 – 20:00 Cocktail Reception Lido Palace (approx. 5 minutes walking from the Via Carducci, 10 hotel) Riva del Garda

15 15th Conference of International Investigators Riva del Garda, Italy, 8th-10th October 2014

FRIDAY 10 OCTOBER 2014 PRESENTER VENUE 09:00 – 10:30 Fourth Plenary: Chair: SALA CONGRESSI Finding the people and following the Bernie O’Donnell, UNDP money trail Panellists: • Investigative searches on public records Paul Myers, BBC using open source tools – what is Cynthia O’Murchu, available, how to fi nd it and how to Financial Times assess its value. • How to analyse and make sense of leaks and leaked material. • What information will help you fi nd people and entities that are of interest in an investigation? • Online people fi nding tools (tracing by user name, phone number, domain, image) • Searching social media

10:30 – 11:00 Coff ee Break HOTEL BAR 11:00 – 12:20 Fifth Plenary: Chair: SALA CONGRESSI Inside the Fraudster’s Mind Petra Kneuer, OLAF • Analysing the psychology of human Panellists: behaviour Carla Verbandt, Belgian • Comparing the categories of Federal Police perpetrators and how they correlate to Stanley Ude, Interpol the reasons perpetrators commit crimes Anti-Corruption and • Identifying common motivations for Financial Crimes Unit committing fraud David Wolfe, Global Fund • Categorising common critical thinking errors associated with ethical behaviour • Recognising popular rationalisations for committing fraud • Possible case studies 12:20 – 12:40 Closing Remarks Giovanni Kessler, OLAF 12:40 – 12:50 Vote on the general principles Petra Kneuer, OLAF for external review and Bernard O’Donnell, UNDP 12:50 – 13:00 Announcements and Close Petra Kneuer, OLAF Conference Chair

13:00 – 14: 00 Lunch HOTEL RESTAURANT 13:00 – 14: 00 CII Secretariat lunch meeting LOGGIA 1 (private lunch) 14:15 – 15:00 Bus transfer to Trento 15:00 – 19:45 Guided tour of Trento and surroudings 19:45 Bus transfer back to the hotel

16