<<

arXiv:2002.12178v2 [gr-qc] 1 Jun 2021 mretPac asaddr nryfo affine from energy dark gravity and mass Planck Emergent hnmnlgclyval,bt rmteprpcieo th of perspective the theory. evolution. from effective cosmological an both as viable, as Relativity phenomenologically General dynamically usual mec emerge the inflationary metric consider new non–degenerate a introducing and thus direction inflation, scale–inv the of to breaking con spontaneous rise Hubble of and mass mechanism Planck the the through model our in Namely, scenario. Abstract: Kharuk I. a b ntttk ae9 ogpun,Mso ein 470 Ru 141700, region, Moscow Dolgoprudny, 9, Technology, lane and Institutsky Physics of Institute Moscow 0hOtbrAnvrayPopc,7,Mso,171,Rus E-mail: 117312, Sci Moscow, of 7a, Prospect, Academy Anniversary Russian October the 60th of Research Nuclear for Institute a,b [email protected] eitoueanvlmdlo ffiegaiy hc implements which gravity, affine of model novel a introduce We ssia ences, sia iettsso rvt and gravity of tests direct e rac.Ti aual gives naturally This ariance. aim oevr h time the Moreover, hanism. eso htormdlis model our that show We el hc losoeto one allows which well, tn mredynamically, emerge stant INR-TH-2020-005 h no–scale the Contents

1 Introduction 1

2 Affine gravity 2 2.1 Overview of affine gravity 2 2.2 Perspectives and problems of affine gravity 5

3 Scalar–affine gravity 6

4 Phenomenological validity 10 4.1 Linearized limit 10 4.2 Cosmology 10

5 Discussion 11 5.1 Possible physical implications 11 5.2 Gravity as a of connection 12

A Linearized limit 13

1 Introduction

The power of General Relativity (GR) comes from the fact that it combines profound physical ideas with elegant mathematical apparatus. By generalizing the latter, one may hope to gain a deeper insight into gravity. One of the possible routes in this direction is known as the affine gravity [1–9]. The idea of this approach is based on the fact that any gravitational theory must include the connection field, but not (necessarily) the metric. Namely, in affine gravity the only independent field is the connection, while the metric is introduced as the momentum, canonically conjugated to the connection. This suggests a new look on the independent variables in gravity, which, for example, might be impor- tant for its quantization. However, it is known that affine gravity is phenomenologically equivalent to GR with a non–zero cosmological constant term [10–12]. In this context, the standard affine gravity does not provide new insights into the physics of gravity. The aim of this paper is to introduce a novel model of affine gravity, which we dub scalar–affine gravity. In comparison with the standard affine gravity and GR, this model has the following features. First, scalar–affine gravity is scale–invariant and realizes the no–scale scenario of [13– 18]. Namely, we start with a Lagrangian including only dimensionless constants. Then all physically important quantities, including Planck mass and Hubble parameter, emerge

– 1 – dynamically through the mechanism of spontaneous symmetry breaking (SSB). In partic- ular, this naturally gives rise to the inflation. None of the previously considered models, including Born–Infeld type gravities, have these features. Second, in scalar–affine gravity the vacuum solution is a de–Sitter–like space. Specifi- cally, the metric is the same as in the de–Sitter space, but the background connection gets modified due to non–metricity. Such configuration of the vacuum is achieved by introduc- ing a scalar field non–minimally coupled to gravity. Remarkably, the scalar field effectively acts as dark energy, thus providing an alternative to the cosmological constant term. Finally, in our model the time direction and the metric emerge dynamically as well. Namely, we start with a general notion of a 4–dimensional manifold with the affine connec- tion. Then, due to SSB, there appears a non–degenerate metric and one of the directions becomes distinguishable, playing the role of the time direction. In this context, our model realizes the idea of [19, 20] that the metric can appear as a field breaking the general co- variance down to the Poincare subgroup. We strengthen this approach by showing that the corresponding SSB also induces spontaneous origination of the time direction. The model we are going to introduce has several drawbacks, which we discuss in the main part of the paper. However, we believe that the mentioned features of the scalar–affine gravity can renew the interest in the study of such models. The paper is organized as follows. In section 2 we make an overview of affine gravity and introduce notations. In section 3 we present our model and discuss its features. In section 4 we show that our model is phenomenologically viable, both from the perspective of the direct tests of gravity and cosmological evolution. Finally, in section 5 we discuss the results and possible ways of generalizing the model.

2 Affine gravity

2.1 Overview of affine gravity Depending on independent variables, all gravitational theories can be classified into three categories [12]. The most often encountered are metric theories of gravity. In such theories the metric is the only source of gravity and the connection is fixed to be given by the Christoffel symbol of the metric. For example, GR belongs to this type of theories. Metric–affine theories, also known as the first–order (Palatini) formulations of gravity, form the second category. In this approach the metric and the connection are considered as independent variables. It is known that for a given f(R) theory, the metric and the metric–affine approaches yield different physical observables [21]. The third class of gravitational theories constitute the affine theories. In such models the only source of gravity is the connection, while the metric is introduced as the momen- tum, canonically conjugated to the connection [3, 7]. Affine theories of gravity were first formulated by Einstein and Eddington [1, 2], further developed by Schrodinger [3–6], and later by Ferraris and Kijowski [7, 8].

– 2 – In affine gravity, the only tensor at hand is the Riemann curvature tensor,

σ σ σ λ Rµνρ = 2∂[µΓν]ρ + 2Γ[µ|λ|Γν]ρ . (2.1)

Here and further we use parentheses and square brackets to denote, accordingly, sym- metrization and antisymmetrization in the corresponding indices with proper weights. We also fix the dimension of the manifold to 4 and prescribe Greek letters to take values from 0 to 3. The contractions of the Riemann tensor give rise to the Ricci tensor,

σ σ ρ λ Rµν R = 2∂ Γ + 2Γ Γ , (2.2) ≡ µσν [µ σ]ν [µ|λ| ρ]ν and to the homothetic curvature tensor Sµν ,

σ σ Sµν R = 2∂ Γ . (2.3) ≡ µνσ [µ ν]σ In the case of symmetric connection, the homothetic curvature coincides with the antisym- metric part of Ricci tensor, and it is an independent field otherwise. These are the building blocks of affine theories of gravity. Throughout the paper we assume that the connection is torsionless and, for the reasons to become clear shortly, make use only of the symmetric part of the Ricci tensor. Then, in the absence of additional fields, the only diffeomorphism–invariant Lagrangian, up to multiplication by an arbitrary constant, reads

= det R (Γ) . (2.4) L − (µν) q This is the Lagrangian of the simplest affine gravity model. As Lagrangian above has a square root form, affine gravity can be considered as a sub- class of Born–Infeld gravity [22]. However, in most theories of Born–Infeld type the metric is considered as an independent primary field. As the question of identifying proper inde- pendent degrees of freedom might be of crucial importance (for example, for constructing quantum gravity), we prefer to distinguish affine gravity as a separate class. There are two main ways of showing that affine gravity is equivalent to GR in the first–order formalism. The first approach employs the fact that in the first–order formalism GR’s Lagrangian does not include derivatives of the metric. This allows one to consider the metric as a Lagrange multiplier and integrate it out. In the case of non–zero cosmological constant the resulting Lagrangian is that of the affine gravity. Indeed, consider GR with a non–zero cosmological constant term,

= √ g M 2 R + 2Λ , (2.5) LΛ − pl  where Mpl is the Planck mass. Then by taking the determinant of Einstein’s equations one gets M 4 √ g M 2 R + 2Λ = 2 pl detR , (2.6) − pl Λ − (µν) which proves the equivalence.  q

– 3 – The second way exploits the definition of the metric as the momentum, canonically conjugated to the connection. We will demonstrate this approach on a concrete example, closely following [7]. Consider the Lagrangian

2 2 ex = det ∂µψ∂ν ψ M R , (2.7) L m2ψ2 − − pl (µν) r   2 µνρ where m is some constant and ψ is a scalar field. Let us introduce gλ as the momentum, canonically conjugated to the connection,

µνρ δ gλ Lλ . (2.8) ≡ δ∂ρΓµν

Further, by introducing gµν as δ gµν L , (2.9) ≡ δR(µν) µνρ µν one can express gλ via g only,

gµνρ = δ(µgν)ρ δρgµν . (2.10) λ λ − λ µν Notice that g is automatically symmetric in its indices due to the symmetrization of Rµν in the Lagrangian and that its mass dimension equals two. Lagrangian (2.7) is a function of the connection, field ψ, and their derivatives. Then, since the derivatives of the connection enter Lagrangian (2.4) only via the Ricci tensor, its full differential can be written as

µν λ µν µ d = J dΓ + g dR + Jdψ + P d∂µψ (2.11) L λ µν (µν) µν µ for some Jλ , J and P . To demonstrate the equivalence with GR, we perform the Leg- endre transformation by contact–deforming Lagrangian (2.7) in the gravitational sector,

L = gµνR . (2.12) L− (µν) In this “Hamiltonian” formulation of gravity, gµν should be considered as an independent µν λ field, while R(µν) as a function of g and Γµν . The full differential of (2.12) is thus

µν λ µν µ dL = J dΓ R dg + Jdψ + P d∂µψ . (2.13) λ µν − (µν) By definition, this implies δL R = . (2.14) (µν) −δgµν

Then, after introducing the usual metric gµν as

gµν M 2 √ ggµν (2.15) ≡− pl − and employing the formula for the compound derivative, eq. (2.14) can be cast to the form of the Einstein equations [7].

– 4 – λ It remains to notice that the variation of the action with respect to Γµν yields the metric–compatibility condition,

µν λ √ gg = 0 , (2.16) ∇ − and that ψ obeys the Klein–Gordon equation for a scalar field with mass m2. Thus, Lagrangian (2.7) can be replaced by the equivalent one — of a usual massive field coupled to the standard GR.

2.2 Perspectives and problems of affine gravity If affine gravity is equivalent to GR, one may wonder what are the benefits of employing the affine formalism. We believe that there are two major benefits. First, affine gravity illustrates that the metric might not be a fundamental field [7]. Instead, in this approach it appears as the momentum, conjugated to the connection, whose equations of motion are precisely the Einstein equations. As we discuss in section 5.2, this change of perspective on the fundamental variables allows one to approach the gravity as a gauge theory of the connection. The point above also makes affine gravity more natural than GR from the geometrical perspective. Indeed, the notion of the connection is of primary importance for comparing vectors at different points. On the other hand, the metric, although it has a clear physical meaning, is always an additional structure. In contrast to GR, affine gravity exploits only the primary geometrical object — the connection — and by eq. (2.9) unambiguously defines the physical metric. The second reason is that the affine gravity allows for a wide range of modifications. For example, one can choose not to perform the symmetrization of Rµν ’s indices in Lagrangian (2.4), thus obtaining a non–symmetric metric. Earlier this was considered as a possibility to incorporate the electromagnetism and strong interactions [1, 4] into the unified geometrical model. However, the studies showed that this and similar ideas cannot be successfully implemented. Nonetheless, possible extensions of affine gravity are a subject of an ongoing work [23–27], including newly introduced polynomial affine gravity [28, 29] and affine–based models of the inflation [30, 31]. At this point we would also like to make contact with the idea that gravity should be described by a spin–2 field with spin–2 gauge invariance or general covariance [20, 32– 35]. An important remark is that in this approach the graviton does not have to be a fundamental particle. Instead, it might be some composite or even auxiliary field. Hence gravitational theories based on ideas of [20, 32–35] should be considered as effective theories of gravity, and affine gravity is consistent with these ideas. A major problem in affine gravity is that it does not allow for a unified description of the Standard Model and gravity. Namely, one can add the Lagrangian of the Standard Model to the Hamiltonian of the gravity, eq. (2.12). However, it is unknown how (and if) such full theory can be translated back to the Lagrange formulation of gravity, i.e., in the form similar to eq. (2.4). In particular, it is unknown how one should introduce fermions in the Lagrange formulation.

– 5 – 3 Scalar–affine gravity

Let us introduce the scalar–affine gravity. As the name of the model suggests, we introduce a scalar field ϕ, a scalar tensor density of weight w. Accordingly, its covariant derivative reads σ µϕ = ∂µϕ wΓ ϕ . (3.1) ∇ − µσ Note that it introduces non–minimal coupling between ϕ and gravity. The Lagrangian of our model is

w−1 c µϕ νϕ = det Lµν + αϕ , Lµν = R + ∇ ∇ , (3.2) L − (µν) 2 ϕ2 p where α and c are some constants. By redefining ϕ one can set w = 1 and α = 1, which is used from here onwards.1 Let us discuss this Lagrangian. First, we note that in order to compensate the trans- formation of the volume element under an arbitrary change of coordinates, the Lagrangian must be a scalar density of weight +1. This implies that Lµν must be an absolute tensor, i.e., a density of zero weight. Then the only allowed first–order ϕ’s kinetic term is the one introduced in Lagrangian (3.2). Further we note that our model is scale–invariant — it does not include dimensionfull constants. In terms of symmetry transformations, it is invariant under the transformation

Γρ (x) λΓρ (λx) , ϕ(x) λ4ϕ(λx) , (3.3) µν → µν → where λ is some constant. These transformation rules are direct analogues of the stan- dard, metric–based formulation of the scale–invariance. Indeed, keeping the definition of the metric as the momentum, canonically conjugated to the connection, eq. (2.9), under replacement (3.3) metric gµν transforms as

gµν (x) λgµν(λx) . (3.4) → Together with ϕ’s transformation they form the standard definition of scale–invariance. Lagrangian (3.2) is not the most general one that can be written down using the tensors at hand. Possible additional terms fall into two categories. First, one can add a second–order derivative of ϕ to Lµν ,

νϕ Lµν Lµν + c µ ∇ (3.5) → 1∇ ϕ for some constant c1. This term, however, violates the equivalence with GR. Indeed, since it contains derivatives of the connection, the contact deformed Lagrangian, eq. (2.12), cannot be written in the form, similar to (2.13). This breaks down the identities (2.14), which are, in fact, Einstein equations. As there is no phenomenological evidence for considering such modified theories of gravity, we forbid terms like (3.5) in the Lagrangian.

1For a general w this procedure may require redefining ϕ to be a purely imaginary field. In this case under ϕ’s value one should understand its absolute value.

– 6 – Second, one can introduce more root structures into the Lagrangian, like

c2 µϕ νϕ add = det ∇ ∇ , (3.6) L s− 2 ϕ2 where c2 is some constant. We expect that in a complete theory of affine gravity some symmetry will restrict the Lagrangian to be a certain function of Rµν and other fields. In particular, it will forbid the additional square root terms. At present we do not know the corresponding symmetry but assume that the terms like one above are forbidden. Finally, one can also consider the presented model as an illustrative one, showing the possibilities of the approach. Theories, most similar to the introduced one, were considered in [22, 36]. However, none of them are scale–invariant or include coupling between the matter fields and the affine connection. In this perspective, scalar–affine gravity represents a new model, not studied anywhere previously. Let us now qualitatively discuss the dynamics of our model. The ϕ2 term appearing in the denominator of ϕ’s kinetic term initiates spontaneous breakdown of scale invariance. Indeed, ϕ’s equation of motion (EqM) read

µν δLµν µν δLµν λ g + g +1=0 . (3.7) −∇ δ λϕ δϕ  ∇  Because this equation contains terms with negative power of ϕ, as well as a constant term, on the solution ϕ = 0 , ϕ = . In turn, this forces gµν = 0 as well. This is the mechanism 6 6 ∞ 6 for the emergence of non–degenerate metric and dimensionfull parameters in our model. To study the dynamics of the model, we replace Lagrangian (3.2) by an equivalent one,

µν µν equiv = 4 detg˜ + g˜ Lµν + ϕ . (3.8) L − − p Here it is understood that g˜µν and the connection are independent variables. The two Lagrangians are equivalent as by integrating g˜µν out from (3.8) one arrives at the initial Lagrangian. In particular, since g˜µν’s EqM coincide with that of gµν, we will omit tildes over g˜µν further. Thus, by introducing gµν as an independent field we get rid of the square root structure and arrive at a commonly known first–order formulation of gravity. As we know, on the solution ϕ = 0. This allows us to redefine the fields as follows, 6 ϕ = ϕ4eπ , gµν = ϕ2√ ggµν . (3.9) 0 − 0 − µν where ϕ0 is some constant of unit mass dimension and g is a non–degenerate symmetric absolute rank 2 tensor. Now π can be thought of as the dilaton and gµν as the metric. We will use this parametrization of the fields further. It is convenient to start the analysis of the model by considering EqM in the gravita- λ tional sector. The variation of the action with respect to Γµν yields

µν (µ |σ|ν) σ(µ ν) σϕ λg δ σg = cg δ ∇ . (3.10) ∇ − λ ∇ λ ϕ

– 7 – Importantly, from this equation one gets

c σ c 1+ Γ = ∂µ ln √ g + ∂µ ln ϕ . (3.11) 3 σµ − 3 For a special value of c = 3 this reduces to − ϕ = κϕ √ g , (3.12) 0 − where κ is some constant. Thus, in this special case ϕ is not an independent degree of freedom, and the total number of degrees of freedom coincides with that in GR. This is our motivation for fixing c = 3. As we demonstrate below, this is consistent with ϕ’s EqM − and ensures that the Planck mass is a constant (as a function of time). The solution of eq. (3.10) reads

λ λ 1 λ λ λρ µϕ Γ = (vµδ + vν δ 3gµν g vρ) , vµ ∇ , (3.13) µν {µν }− 2 ν µ − ≡ ϕ λ where is the Christoffel symbol of the metric gµν . As we see, there is non–zero {µν } nonmetricity due to the coupling of ϕ to the connection. Having established these facts, we move on to solving the Einstein equations. For this purpose we first obtain ϕ’s energy–momentum tensor. From ϕ’s EqM we know that µϕ = 0. Hence we can choose coordinates in which νϕ’s direction coincides with the ∇ 6 ∇ 0–axis, µϕ ∇ = ( 2v, 0, 0, 0) , (3.14) ϕ − ϕ where v is an arbitrary function of the coordinates. Let us denote by Tµν ϕ’s energy– momentum tensor plus terms proportional to v2 coming from the Einstein tensor due to non–metricity. Then one has ϕ 2 T = 3v gµν . (3.15) µν − We see that ϕ effectively acts as the dark energy. Further, by using the redefinition of the fields, eq. (3.9), one sees that the determinant of gµν in Lagrangian (3.8) also acts as a cosmological constant term. Hence the solution is an Einstein manifold, with the metric of the form 2 2 2 gµν = diag 1, a (t), a (t), a (t) . (3.16) − Notice that the 1 element of the metric correlates with µϕ’s direction. This is a must − ∇ since each of them defines a distinguishable direction, which must coincide. Thus, in our model the time direction emerges dynamically, with µϕ defining the proper time axis. ∇ For the metric (3.16) the non–zero components of the connection are ′ 0 2 i i 0 a Γ = a (H + 3v)γij , Γ = (H + v)δ , Γ = v, H , (3.17) ij 0j j 00 − ≡ a where Latin indices stay for spatial components, i = 1, 2, 3, apostrophe denotes differen- −2 tiation with respect to time, and γij = a gij is the flat metric. Then from the Einstein equations (or, equivalently, by varying the action with respect to gµν) one gets H′ = 0 , (3.18a) 2 ′ 2 3(H + 3Hv+v ) = 2ϕ0 , (3.18b)

– 8 – Hence H is a constant while v might be time–dependent. Consider now ϕ’s EqM. After taking into account that ϕ follows the dynamic of the determinant of the metric, eq. (3.12), it reads

6 3Hv + v′ = κϕ2 . (3.19) − 0 Together with eq. (3.18b), they form a full set of equations of the scalar–affine gravity. Any of the dimensionfull parameters — say, ϕ0 — can be chosen as a reference unit. Then these equations define the ratios of the other dimensionfull parameters to the reference one. Thus, scalar–affine gravity realizes the no–scale scenario. By comparing eq. (3.9) and (2.15) and applying the arguments of section 2, one 2 concludes that ϕ0 is the Planck mass. Then we have H 2 κ + 4 = . (3.20) M 6  pl  As we demonstrate below, for the mass of elementary particles to be much smaller than the Planck mass, it must hold that κ 1. In this case the Hubble constant is of order of ≪ the Planck mass. This naturally gives rise to the inflation as a consequence of spontaneous breakdown of scale–invariance, which is accompanied by the emergence of the metric. This seems to be an interesting starting point for the “birth” of the Universe. However, at present, we do not know how to end the inflation and leave this question for future study. Let us now discuss how one can add fields into the model on the example of a scalar field χ. Since we already have a scalar density field in the theory, χ can be introduced as an absolute tensor. Then requiring the Lagrangian to be a sum of a square root term and a potential, the most general Lagrangian reads

q 2 = det Lµν + ∂µχ∂νχ + ϕ(1 + βχ ) , (3.21) L − 2 r   where β is some constant and q = 1. Assuming β > 0 (thus χ does not participate in the ± SSB), the equivalent first–order Lagrangian, with the metric as an auxiliary field, is

µν µν µν q 2 equiv = 4 detg + g Lµν + ϕ + g ∂µχ∂ν χ + βϕχ . (3.22) L − − 2 Also notice that, unlike thep usual fields in common field theories, χ’s mass dimension is zero. In order to normalize it conventionally, we redefine it as follows,

χ ϕ−1χ . (3.23) → 0 Now χ’s mass dimension is unity and its kinetic term is properly normalized. Then from the Lagrangian one reads out χ’s mass, 2 κ 2 mχ = β Mpl. (3.24) Assuming β is of order unity, elementary particles are much lighter than the Planck mass only in the regime κ 1. ≪ 2κ = −4 corresponds to a special solution, for which H = 0 and v is time–dependent. We will not consider this case here.

– 9 – 4 Phenomenological validity

4.1 Linearized limit Because of the non–zero non–metricity, scalar–affine gravity might not be phenomeno- logically viable even in the linearized limit. In appendix A we show that this is not the case — EqM in all of the helicity sectors coincide with that of GR. Hence our model describes phenomenologically viable gravitational waves and reproduces Newton’s law.

4.2 Cosmology As we have mentioned previously, our model does not provide means for ending the inflation. However, if we assume that the inflation has somehow finished, scalar–affine gravity gives rise to phenomenologically viable cosmology. Indeed, after SSB took place, one can introduce all fields of the Standard Model into the theory as the corresponding representations of the stability group of the metric. It remains to show that the standard conservation laws hold in our model. Below we prove this statement. λ Let us first discuss Γµν ’s and ϕ’s EqM in the presence of matter. We assume that matter fields do not couple to ϕ’s covariant derivative or to the connection. This guarantees that the introduced earlier mechanism of spontaneous breakdown of scale–invariance is λ unaffected by the usual matter. Then Γµν ’s EqM remain unchanged, with solution given by eq. (3.13), and ϕ is given by eq. (3.12) at any time. In particular, in the leading order in the magnitude of fields, ϕ’s EqM is given by eq. (3.19). Further, as usually, we assume that the Universe can be described in the hydrodynamic limit and search for a dS–like solutions of the Friedmann equations. The latter read

c ′ 2 2 −2 (00) : 3v + 9vH 2ϕ0 + 3H = 8πMpl ρ , (4.1a) − c (ii) : 3v′ + 9vH 2ϕ 2 + 3H2 + 2H′ = 8πM −2p , (4.1b) − 0 − pl where ρ, p are matter energy densities and pressure correspondingly. As it follows from eq. (3.19), the first three terms on the left hand side of both of the equations are constants. Then by introducing “dark energy” density and pressure,

c ′ 2 ρde = pde = 3v + 9vH 2ϕ , (4.2) − − 0 Friedman equations get reduced to the usual ones in ΛCDM cosmology. An immediate consequence of these equations is the usual conservation law in the matter sector,

ρ′ + 3H(p + ρ) = 0 . (4.3)

This implies that the cosmological evolution of matter densities as functions of a2 are the same as in the ΛCDM cosmology. Interestingly, in our model the connection is time–dependent during the dust and radiation dominating epochs. For example, for the dust dominating epoch one gets κ v = M 2 t . (4.4) −18 pl

– 10 – Since the connection depends on v, the latter also becomes time–dependent. Provided that κ 1, this has small influence on the cosmological evolution. Nonetheless, as fermions ≪ do couple to the connection, this might have observable phenomenological effects. We comment on this question in the next section. We would like to end this section by noticing that scalar–affine gravity admits a Schwarzschild–like solution. Namely, the metric is the same as in the Schwarzschild solu- tion, but, due to non–metricity, the background connection gets modified. This fact might have important phenomenological consequences. However, before studying them, we should first provide more solid ground for the foundation of our model. Correspondingly, we leave a detailed study of this question for future.

5 Discussion

5.1 Possible physical implications Although scalar–affine gravity cannot account for all phenomenological data, it has some remarkable and promising features. First, as we have already mentioned, it realizes the no–scale scenario — all physical quantities are generated dynamically through the SSB mechanism. Combined with the fact that scalar–affine gravity is phenomenologically viable, it might provide a foundation for a scale–invariant theory of gravity. In particular, the presence of the additional field ϕ might improve UV behavior of gravity. Second, as we have shown, scalar–affine gravity naturally gives rise to the inflation. Namely, we do not need to postulate any specific form of the potential — the scalar–density field ϕ effectively acts as dark energy, thus giving rise to the expanding Universe. Although our model does not provide means for ending the inflation, this problem, presumably, can be solved by extending the field content of the model. Third, in our model the time direction and Lorentz–invariance (in the flat limit) emerge dynamically. In this perspective scalar–affine gravity is an alternative to the standard idea of the emergent Lorentz invariance [37–39], as well as to the Lorentz–violating gravity [40–43], including, in particular, the Horava gravity [44, 45]. Finally, scalar–affine gravity features non–zero non–metricity — although the metric is of the dS form, the connection is not canonical. In particular, since Γ0 = 0 and fermions 00 6 couple to the connection, this implies that all fermions are massive, with the mass of the order v. This provides us with an alternative to νMSM mechanism for the generation of neutrino’s masses [46]. However, to discuss this topic we first need to fully embed the Standard Model into our theory, including, in particular, the Higgs field. In this context we would also like to note that the scalar–affine gravity does not provide means for explaining the signature of the metric. Namely, in Lagrangian (3.2) one can change the minus sign before the determinant to the plus sign. In this case the metric will have Euclidean signature. It will be interesting to study whether there exists a mechanism for fixing the minus sign in Lagrangian (3.2). This might be closely related to the idea of dynamical generation of Lorentzian signature of the metric by introducing an additional scalar field [47–49]

– 11 – 5.2 Gravity as a gauge theory of connection One of the approaches to constructing a theory of gravity lies in formulating it as a usual gauge theory [50–54]. Affine theories of gravity allow to approach this problem from a new perspective. Namely, one can try to construct gravitational theory as a gauge theory of the connection. Below we discuss this idea and how it might be used as a foundation of the scalar–affine gravity. Since the basic field of the affine gravity is the connection, it is natural to remember Einstein’s λ–transformations [55],

λ λ λ Γ(x) Γ(x) + ∂µλ(x)δ , (5.1) µν → µν ν where λ(x) is an arbitrary function. Riemann curvature tensor is known to be invariant under such transformations. In fact, GR possesses even a larger symmetry, namely,

λ λ λ Γ Γ + ξµδ , (5.2) µν → µν ν where ξµ is an arbitrary function [56, 57]. This symmetry is known as (a subgroup of) the protective invariance [58]. To reveal its geometrical meaning, consider some geodesic [4]. In affine geometry there is no notion of a predefined metric. Correspondingly, the equation of the geodesic can be defined only as a parallel transport of a vector, remaining parallel to itself, d2xµ dxσ dxρ dxµ +Γµ = χ(p) , (5.3) dp2 σρ dp dp dp where p is the parameter along the geodesic and χ(p) is some function. Because of the form of the second term on the left hand side of the equation, only the symmetric part of λ the connection, which we denote as Υµν, is relevant. Then a general transformation of the connection leaving a geodesic invariant (up to a reparametrization) reads [4, 5, 58]

λ λ λ λ Υ Υ + δ Vµ + δ Vν , (5.4) µν → µν ν µ where Vν is an arbitrary function. These transformations are known as projective trans- formations and are wider than transformations (5.2). Projective symmetry might form the basis for formulating the scalar–affine gravity as a gauge–type theory. Indeed, in the absence of predefined notion of the metric, eq. (5.3) is the only possible definition of a geodesic. If one considers geodesics as primary objects, all of their symmetries must be symmetries of the full theory as well. Correspondingly, we expect a general theory of scalar–affine gravity to incorporate the projective symmetry. To demonstrate why this idea is promising, consider Einstein’s λ–transformations for the trace of the connection, σ σ Γ Γ + 4∂µλ . (5.5) µσ → µσ They mimic the transformation law of the U(1) 4–potential Aµ under the U(1) gauge symmetry. The analogy goes further — the homothetic curvature tensor Sµν , eq. (2.3), has the same structure as the electromagnetic tensor Fµν ∂µAν ∂νAµ. This suggests ≡ −

– 12 – that the trace of the connection may be somehow identified with the 4–potential, and λ– transformations with the corresponding gauge invariance [59]. Such an extension might be of interest for extending the Standard Model, with U(1) as a symmetry of some hidden or yet unobserved sector [8, 23, 26, 29, 59–62]. In conclusion we would like to say that there is a number of open questions in scalar– affine gravity. Nonetheless, it provides new ways for approaching long–standing problems in gravity. We believe that this makes it worth considering and studying further.

Acknowledgments

The author thanks V. Rubakov and A. Shkerin for useful discussions.

A Linearized limit

To verify phenomenological validity of the scalar–affine gravity, we show that linearized limit of our model coincides with that of GR. We parametrize the fluctuations of the metric as follows, 2 g00 = η00 + h00 , gij = a (ηij + hij) , g0i = h0i , (A.1) where hµν are fluctuations of the metric. In the rest of this section the sum is taken with respect to the flat metric δij, and we do not distinguish upper and lower indices. We employ the 3 + 1 decomposition,

h00 = 2Φ , (A.2a) T h0i = ∂iZ + Zi , (A.2b) T T T hij = 2Ψδij + 2∂i∂jE + ∂ W + h , (A.2c) − (i j) ij where, as usual,

T T T T T T ∂iZi = 0 , ∂iWi = 0 , ∂ihij = 0 , hii = 0 , (A.3) and impose the gauge h0i = 0 . (A.4) For our choice of constant c = 3, ϕ follows the dynamics of the determinant of − the metric. Hence their fluctuations are the same. However, we also need to obtain the formula governing the fluctuations of ϕ’s covariant derivative. Then for vµ’s fluctuations, vac vµ = vµ + uµ, one gets the equation

3 2 v (a ∂ + 3a ∂ a) u + (h + h ) + a∂iuj = 0 , (A.5) − 0 0 0 2 00   i where h = hi. The solution of this equation reads

v −2 u = (h h ) u , u˙ + 3Hu + a ∂iui = 0 . (A.6) 0 −2 − 00 −

– 13 – Now we consider EqM for the perturbations of the metric. As it follows from eq. (3.13), the quadratic terms in hµν are suppressed provided that

h 1 , vh h ∂ h , (A.7) ·· ≪ ·· ·· ≪ · ·· where dots stay for some indices. The first condition is standard. The second constraint appears due to non–zero non–metricity and its validity should be verified after obtaining the solution of EqM. We use Cadabra software [63, 64] for obtaining EqM for the perturbed metric. The result is that the equations of motions in spin–2 and spin–1 sectors are the same as in GR on the de Sitter background. Hence in our model gravitational waves are the same as in GR and vector perturbations are stable. In spin–0 sector in the gauge E = 0 EqM read

′ −2 ′ −2 (00) : 3H(2H + 3v)Φ + 27HvΨ + 3(u + 3Hu + a ∂iui) 6HΨ + 2a Ψ = 0 , − △ (A.8a) ′ (0i) : ∂i(HΦ Ψ ) = 0 , (A.8b) − 2 (ij) : ∂i∂j(Φ + Ψ) δij (Φ+Ψ)+ a (3H(2H + 3v)Φ+ (A.8c) − △  + 27HvΨ + 2HΦ′ 6HΨ′ 2Ψ′′) = 0 , − −  where = ∂i∂i. After taking into account eq. (A.6) these equations become the same △ as in GR. Thus scalar–affine gravity is fully equivalent to GR in the linearized limit. In particular, from (ij) equations it follows that

Ψ+Φ=0 . (A.9)

Hence our model passes experimental constraints on the difference of these potentials [65]. In particular, by introducing a point–like particle of mass M at the origin of the coordinates one recovers Newton’s law. Requirement (A.7) is then fulfilled provided that

M 2 H pl , (A.10) ≪ M which holds in all cases of physical interest.

References

[1] A. Einstein, The theory of the affine field, 1923. [2] R. Carmichael et al., As eddington, the mathematical theory of relativity, Bulletin of the American Mathematical Society 31 (1925) 563–563. [3] E. Schr¨odinger, The general unitary theory of the physical fields, in Proceedings of the Royal Irish Academy. Section A: Mathematical and Physical Sciences, pp. 43–58, JSTOR, 1943. [4] E. Schr¨odinger, The union of the three fundamental fields (gravitation, meson, electromagnetism), in Proceedings of the Royal Irish Academy. Section A: Mathematical and Physical Sciences, pp. 275–287, JSTOR, 1943.

– 14 – [5] E. Schr¨odinger, Space-time structure. Cambridge University Press, Cambridge (1950-1985), 1956. [6] E. Schr¨odinger, The affine connexion in physical field theories, Nature 153 (1944) 572. [7] J. Kijowski, On a new variational principle in general relativity and the energy of the gravitational field, General Relativity and Gravitation 9 (1978) 857–877. [8] M. Ferraris and J. Kijowski, General relativity is a gauge type theory, Letters in Mathematical Physics 5 (1981) 127–135. [9] D.-E. Liebscher, Purely affine theories, Annalen der Physik 500 (1988) 200–204. [10] E. Fradkin and A. A. Tseytlin, Quantum equivalence of dual field theories, Annals of Physics 162 (1985) 31–48. [11] T. Ort´ın, Gravity and strings. Cambridge University Press, 2004. [12] G. Magnano, Are there metric theories of gravity other than general relativity?, in General relativity and gravitational physics. Proceedings, 11th Italian Conference, Trieste, Italy, September 26-30, 1994, pp. 213–234, 1995, gr-qc/9511027. [13] P. Minkowski, On the spontaneous origin of newtons constant, Physics Letters B 71 (1977) 419–421. [14] A. Zee, Broken-symmetric theory of gravity, Physical Review Letters 42 (1979) 417. [15] Y. Fujii, Origin of the gravitational constant and particle masses in a scale-invariant scalar-tensor theory, Physical Review D 26 (1982) 2580. [16] M. Shaposhnikov and D. Zenh¨ausern, Scale invariance, unimodular gravity and dark energy, Physics Letters B 671 (2009) 187–192. [17] D. Blas, M. Shaposhnikov and D. Zenhausern, Scale-invariant alternatives to general relativity, Phys. Rev. D84 (2011) 044001,[1104.1392]. [18] J. Kubo, M. Lindner, K. Schmitz and M. Yamada, Planck mass and inflation as consequences of dynamically broken scale invariance, Physical Review D 100 (2019) 015037. [19] A. B. Borisov and V. I. Ogievetsky, Theory of Dynamical Affine and Conformal Symmetries as Gravity Theory, Theor. Math. Phys. 21 (1975) 1179. [20] C. Cutler and R. M. Wald, A new type of gauge invariance for a collection of massless spin-2 fields. i. existence and uniqueness, Classical and Quantum Gravity 4 (1987) 1267. [21] T. P. Sotiriou and V. Faraoni, f(R) Theories Of Gravity, Rev. Mod. Phys. 82 (2010) 451–497,[0805.1726]. [22] J. B. Jim´enez, L. Heisenberg, G. J. Olmo and D. Rubiera-Garcia, Born–infeld inspired modifications of gravity, Physics Reports 727 (2018) 1–129. [23] M. Ferraris and J. Kijowski, Unified geometric theory of electromagnetic and gravitational interactions, General Relativity and Gravitation 14 (1982) 37–47. [24] K. Krasnov, Non-metric gravity: A Status report, Mod. Phys. Lett. A22 (2007) 3013–3026, [0711.0697]. [25] K. Krasnov, Pure Connection Action Principle for General Relativity, Phys. Rev. Lett. 106 (2011) 251103,[1103.4498].

– 15 – [26] N. J. Poplawski, Gravitation, electromagnetism and cosmological constant in purely affine gravity, Found. Phys. 39 (2009) 307–330,[gr-qc/0701176]. [27] N. Poplawski, Affine theory of gravitation, Gen. Rel. Grav. 46 (2014) 1625,[1203.0294]. [28] O. Castillo-Felisola and A. Skirzewski, Einstein’s gravity from a polynomial affine model, Class. Quant. Grav. 35 (2018) 055012,[1505.04634]. [29] O. Castillo-Felisola, J. Perdiguero, O. Orellana and A. R. Zerwekh, Emergent metric and geodesic analysis in cosmological solutions of (torsion-free) Polynomial Affine Gravity, 1908.06654. [30] H. Azri and D. Demir, Induced affine inflation, Physical Review D 97 (2018) 044025. [31] H. Azri, Cosmological implications of affine gravity, arXiv preprint arXiv:1805.03936 (2018) . [32] S. Weinberg, Photons and gravitons in s-matrix theory: derivation of charge conservation and equality of gravitational and inertial mass, Physical Review 135 (1964) B1049. [33] S. Deser, Self-interaction and gauge invariance, General Relativity and gravitation 1 (1970) 9–18. [34] D. G. Boulware and S. Deser, Classical general relativity derived from quantum gravity, Annals of Physics 89 (1975) 193–240. [35] R. M. Wald, Spin-two fields and general covariance, Physical Review D 33 (1986) 3613. [36] D. N. Vollick, Born-infeld-einstein theory with matter, Physical Review D 72 (2005) 084026. [37] H. B. Nielsen and M. Ninomiya, β-function in a non-covariant yang-mills theory, Nuclear Physics B 141 (1978) 153–177. [38] S. Chadha and H. B. Nielsen, Lorentz invariance as a low energy phenomenon, Nuclear Physics B 217 (1983) 125–144. [39] G. Bednik, O. Pujol´as and S. Sibiryakov, Emergent lorentz invariance from strong dynamics: holographic examples, Journal of High Energy Physics 2013 (2013) 64. [40] V. Rubakov, Lorentz-violating graviton masses: Getting around ghosts, low strong coupling scale and vdvz discontinuity, arXiv preprint hep-th/0407104 (2004) . [41] S. L. Dubovsky, Phases of massive gravity, Journal of High Energy Physics 2004 (2004) 076. [42] V. A. Rubakov and P. G. Tinyakov, Infrared-modified gravities and massive gravitons, Physics-Uspekhi 51 (2008) 759. [43] D. Blas and S. Sibiryakov, Completing Lorentz violating massive gravity at high energies, Zh. Eksp. Teor. Fiz. 147 (2015) 578–594,[1410.2408]. [44] P. Hoˇrava, Quantum gravity at a lifshitz point, Physical Review D 79 (2009) 084008. [45] P. Hoˇrava, Membranes at quantum criticality, Journal of High Energy Physics 2009 (2009) 020. [46] T. Asaka, S. Blanchet and M. Shaposhnikov, The νmsm, dark matter and neutrino masses, Physics Letters B 631 (2005) 151–156. [47] J. Greensite, Dynamical origin of the Lorentzian signature of space-time, Phys. Lett. B300 (1993) 34–37,[gr-qc/9210008].

– 16 – [48] E. Elizalde, S. D. Odintsov and A. Romeo, Dynamical determination of the metric signature in space-time of nontrivial topology, Class. Quant. Grav. 11 (1994) L61–L68, [hep-th/9312132]. [49] A. Carlini and J. Greensite, Why is space-time Lorentzian?, Phys. Rev. D49 (1994) 866–878, [gr-qc/9308012]. [50] S. W. MacDowell and F. Mansouri, Unified geometric theory of gravity and supergravity, Physical Review Letters 38 (1977) 739. [51] A. H. Chamseddine, Massive supergravity from spontaneously breaking orthosymplectic gauge symmetry, Annals of Physics 113 (1978) 219–234. [52] A. H. Chamseddine and P. C. West, Supergravity as a gauge theory of supersymmetry, Nuclear Physics B 129 (1977) 39–44. [53] K. Stelle and P. C. West, Spontaneously broken de sitter symmetry and the gravitational holonomy group, Physical Review D 21 (1980) 1466. [54] F. W. Hehl, J. D. McCrea, E. W. Mielke and Y. Ne’eman, Metric-affine gauge theory of gravity: field equations, noether identities, world spinors, and breaking of dilation invariance, Physics Reports 258 (1995) 1–171. [55] A. Einstein, The meaning of relativity. Routledge, 2003. [56] B. Julia and S. Silva, Currents and superpotentials in classical gauge invariant theories. 1. Local results with applications to perfect fluids and general relativity, Class. Quant. Grav. 15 (1998) 2173–2215,[gr-qc/9804029]. [57] N. Dadhich and J. M. Pons, On the equivalence of the Einstein-Hilbert and the Einstein-Palatini formulations of general relativity for an arbitrary connection, Gen. Rel. Grav. 44 (2012) 2337–2352,[1010.0869]. [58] L. P. Eisenhart, Non-Riemannian geometry. Courier Corporation, 2012. [59] K. Borchsenius, An extension of the nonsymmetric unified field theory, General Relativity and Gravitation 7 (1976) 527–534. [60] N. J. Poplawski, A Unified, purely affine theory of gravitation and electromagnetism, 0705.0351. [61] K. Krasnov and R. Percacci, Gravity and Unification: A review, Class. Quant. Grav. 35 (2018) 143001,[1712.03061]. [62] N. V. Kharuk, S. N. Manida, S. A. Paston and A. A. Sheykin, Modifying the theory of gravity by changing independent variables, EPJ Web Conf. 191 (2018) 07007,[1811.00831]. [63] K. Peeters, Cadabra2: computer algebra for field theory revisited., Journal of open source software. 3 (2018) 1118. [64] K. Peeters, Introducing cadabra: A symbolic computer algebra system for field theory problems, arXiv preprint hep-th/0701238 (2007) . [65] C. M. Will, The Confrontation between General Relativity and Experiment, Living Rev. Rel. 17 (2014) 4,[1403.7377].

– 17 –