SILA Journal
SILA Journal Exported on 07/26/2021 SILA Journal – SILA Journal
Table of Contents
SILA Journal ...... 3 SILA Journal ...... 0 Alabama...... 6 Alaska...... 7 Arizona...... 9 Arkansas ...... 11 California ...... 12 Canada...... 14 Colorado...... 16 Connecticut ...... 18 Delaware...... 19 District of Columbia ...... 20 Florida...... 22 Georgia ...... 24 Hawaii...... 26 Idaho...... 27 Illinois ...... 28 Indiana...... 29 Iowa ...... 30 Kansas...... 31 Kentucky...... 32 Louisiana ...... 34 Maine ...... 36 Maryland...... 38 Massachusetts...... 40 Michigan ...... 42
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Minnesota...... 44 Mississippi ...... 46 Missouri ...... 48 Montana...... 50 Nebraska...... 52 Nevada...... 54 New Hampshire...... 55 New Jersey ...... 57 New Mexico...... 59 New York...... 60 North Carolina...... 61 North Dakota...... 63 Ohio ...... 64 Oklahoma ...... 66 Oregon ...... 68 Pennsylvania ...... 70 Rhode Island...... 73 South Carolina...... 74 South Dakota...... 76 Tennessee...... 78 Testing Providers ...... 79 Texas...... 80 US Territories ...... 82 Utah ...... 84 Vermont...... 85 Virginia...... 86 Washington...... 88 West Virginia...... 90
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Wisconsin...... 92 Wyoming...... 93 Update Log ...... 94
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• A very popular publication available to dues-paying SILA members. • The Journal contains names, addresses, phone and FAX numbers for every state Insurance Department, Secretary Export the most recent of State's Office, and State version of the SILA Journal Securities Division. Email and website information is also included. • Certain screen sizes allow access to the menu by clicking on the three line image at the top.
02/10/2016 Page: 5 SILA Journal
Alabama
Insurance Department Licensing Section Securities Department Alabama Department of Insurance Alabama Department of Insurance Alabama Securities Commission 201 Monroe Street, Suite 502 (36104) Producer Licensing Division RSA Dexter Avenue Building P.O. Box 303351 201 Monroe Street, Suite 502 445 Dexter Avenue, Suite 12000 (36104) Montgomery, Alabama 36130-3351 Montgomery, Alabama 36104 P.O. Box 303351 P: (334) 269-3550 P: (334) 242-2984 or (800) 222-1253 Montgomery, Alabama 36130-3351 F: (334) 241-4192 F: (334) 242-0240 P: (334) 241-4126 E: [email protected] https://asc.alabama.gov/ F: (334) 240-3282 https://www.aldoi.gov/ E: Securities Contact: [email protected] Joseph P. Borg Commissioner: ma.gov Director https://www.aldoi.gov/Licensing/ Jim L. Ridling Commissioner of Insurance/Actuary Secretary of State P: (334) 269-3550 Licensing Director: Secretary of State/Executive Division Currently Vacant State Capitol Building, Suite S-105 Deputy Commissioner: Producer Licensing Manager 600 Dexter Avenue Jimmy Gunn P: (334) 241-4196 Montgomery, Alabama 36130 Deputy Commissioner E: Mailing Address: P: (334) 241-4115 P.O. Box 5616 E: Producer Licensing Supervisor/ Montgomery, Alabama 36103-5616 [email protected] C.E. Coordinator: P: (334) 242-7200 Deborah Fike F: (334) 242-4993 Producer Licensing Supervisor https://www.sos.alabama.gov/ P: (334) 240-7575 E: [email protected] ov
Producer Licensing Supervisor/ C.E. Coordinator: Antwionne Dunklin Producer Licensing Supervisor P: (334) 241-4129 E: [email protected] ama.gov
02/10/2016 Alabama Page: 6 SILA Journal
Alaska
Insurance Department Licensing Section Securities Department Alaska Department of Commerce, Alaska Department of Commerce, Alaska Department of Commerce, Community & Economic Development Community & Economic Community & Economic Development Development State Office Building, 9th Floor Division of Banking and Securities Division of Insurance 333 Willoughby Avenue (99801) P.O. Box 110807 Licensing Section P.O. Box 110805 Juneau, Alaska 99811-0807 P.O. Box 110805 (99811-0805) Juneau, Alaska 99811-0805 P: (907) 465-2521 Juneau, Alaska 99801 P: (907) 465-2515 F: (907) 465-1230 P: (907) 465-2578, 8491, 6825, 3420 F: (907) 465-3422 https://www.commerce.alaska.gov/ P: (907) 465-2578, 8491, 2596 web/dbs E: [email protected] F: (907) 465-2816 https://www.commerce.alaska.gov/ E: [email protected] web/ins/ Securities Contact: https://www.commerce.alaska.gov/ web/ins/Producers.aspx Patrice Walsh Commissioner: Acting Director P: (907) 465-2521 Lori Wing-Heier Continuing Education Contact: Director, Insurance Division Currently Vacant P: (907) 269-7900 Licensing Supervisor Secretary of State/Corporate P: (907) 465-2578 Division Deputy Commissioner: E: Alaska Department of Commerce, Community & Economic Development Anna Latham Division of Corporations, Business Deputy Director, Insurance Division Licensing Program Coordinator: and Professional Licensing P: (907) 465-2515 Current Vacant P.O. Box 110806 Licensing Program Coordinator Juneau, Alaska 99811-0806 P: (907) 465-2545 P: (907) 465-2550 E: F: (907) 465-2974 https://www.commerce.alaska.gov/ web/cbpl Examiner: Genoa Mangusso Insurance Licensing Examiner I P: (907) 465-6825 E: [email protected]
Althea Tan Insurance Licensing Examiner 2 P: (907) 465-2578 E: [email protected]
03/17/2016 Alaska Page: 7 SILA Journal
03/17/2016 Alaska Page: 8 SILA Journal
Arizona
Insurance Department Licensing Section Securities Department Arizona Department of Insurance Insurance Licensing Section Arizona Corporation Commission 100 N. 15th Avenue, Suite 261 100 N. 15th Avenue, Suite 261 Securities Division Phoenix, AZ 85007-2360 Phoenix, AZ 85007-2360 1300 West Washington Street, 3rd Floor P: (602) 364-3100 P: (602) 364-4457 F: (602) 264-4460 Phoenix, Arizona 85007-2929 https://insurance.az.gov/ Toll-Free (in state only): (877) P: (602) 542-4242 660-0964 F: (602) 542-4100 Commissioner: E: [email protected] E: [email protected] Christina Corieri https://insurance.az.gov/producers https://www.azcc.gov/securities Insurance Director P: (602) 364-3100 Consumer Protection Division: Securities Contact: Steven Fromholtz Mark Dinell Assistant Director, Consumer Director Protection Division P: (602) 364-4455 Investor complaints or background E: [email protected] information regarding investments, salesmen, investment advisers or securities Licensing Supervisor/Contact: P: (602) 542-0662 Aqueelah Currie E: [email protected] Licensing Supervisor, Consumer Protection Division Questions regarding licensing or P: (602) 364-4453 registration of dealers, salesmen, E: [email protected] investment advisers, investment adviser representatives or securities P: (602) 542-0326 C.E. Coordinator: E: [email protected] Prometric P: (800) 899-4184 Telephone Directory or General Inquiries https://www.prometric.com/ P: (602) 542-4242 Toll-Free (in state only): 1-866- Market Conduct Section VERIFY-9 (837-4399) Market Oversight Division E: [email protected] 100 N. 15th Avenue, Suite 261 Phoenix, AZ 85007-2360 P: (602) 364-4994 Corporations Division F: (602) 364-2505 1300 West Washington Street, 1st Floor Market Analysis: Phoenix, Arizona 85007 Cheryl Hawley P: (602) 542-3026
03/23/2016 Arizona Page: 9 SILA Journal
Market Analyst E: [email protected] Corporations Contact: Patricia L. Barfield Market Examinations: Director Sarah Borunda Market Examinations Supervisor Secretary of State/Corporate E: [email protected] Division Business Services (Tradenames, Partnerships, Sole Proprietorships) 1700 West Washington Street, 7th Floor Phoenix, Arizona 85007-2808 P: (602) 542-6187 F: (602) 542-4366 https://azsos.gov/business
03/23/2016 Arizona Page: 10 SILA Journal
Arkansas
Insurance Department Licensing Section Securities Department Arkansas Insurance Department Arkansas Insurance Department Arkansas Securities Department 1 Commerce Way, Suite 102 Licensing Division Heritage West Building Little Rock, AR 72202 1 Commerce Way, Suite 102 201 East Markham, Suite 300 P: (501) 371-2600 Little Rock, AR 72202 Little Rock, Arkansas 72201-1692 Toll Free: (800) 282-9134 P: (501) 371-2750 P: (501) 324-9260 F: (501) 371-2618 F: (501) 683-2604 F: (501) 324-9268 E: [email protected] E: [email protected] www.securities.arkansas.gov https://insurance.arkansas.gov/ https://insurance.arkansas.gov/ pages/industry-regulation/licensing/ Securities Contact: Commissioner: Edmond Waters Licensing Director: Alan McClain Commissioner Peggy Dunlap Insurance Commissioner Licensing Manager P: (501) 371-2621 Secretary of State/Corporate P: (501) 371-2760 Division E: [email protected] Deputy Commissioner: Secretary of State Russ Galbraith Corporate Division C.E. Coordinator: Chief Deputy Commissioner, State Capitol/Suite 256 Compliance Barbara Gordon Little Rock, Arkansas 72201 P: (501) 371-2620 Administrative Assistant III P: (501) 682-1010 P: (501) 371-2752 F: (501) 682-3510 Deputy Commissioner: E: [email protected] E: [email protected] William "Bill" Lacy https://www.sos.arkansas.gov/ Deputy Commissioner & General Title Insurance Counsel Arkansas Insurance Department 1 Commerce Way, Suite 102 Little Rock, AR 72202
Market Conduct Section Arkansas Insurance Department Legal Division 1 Commerce Way, Suite 102 Little Rock, AR 72202
Market Conduct Contact: Melissa Grisham
03/25/2016 Arkansas Page: 11 SILA Journal
California
Insurance Department Licensing Section Securities Department California Department of Insurance California Department of Insurance California Department of (For mailing forms & fees) Corporations 300 Capitol Mall, 17th Floor P.O. Box 1139 1515 K. Street, Suite 200 Sacramento, California 95814 Sacramento, California 95812-1139 Sacramento, California 95814-4052 P: (916) 492-3500 P: (800) 967-9331 https://dfpi.ca.gov/ F: (916) 445-5280 F: (916) 327-6907 E: interactive.web.insurance.ca.gov/ https://www.insurance.ca.gov/0200- Securities Contact: https://www.insurance.ca.gov/ industry/ Jan Lynn Owen Commissioner Commissioner: Licensing Director: P: (866) 275-2677 Ricardo Lara Charlene Ferguson F: (916) 322-1559 Insurance Commissioner Chief, Licensing Services Division P: (916) 492-3500 P: (800) 967-9331 Secretary of State/Corporate E: Division Deputy Commissioner: [email protected] v Secretary of State Julia Cross 1500 11th Street Deputy Commissioner, Administration & Licensing Services Producer Licensing: Sacramento, California 95814 P: (800) 967-9331 Dianne Cooper P: (916) 653-6814 Chief, Producer Licensing Bureau F: (916) 653-4620 P: (916) 492-3074 E: [email protected] E: [email protected] https://www.sos.ca.gov/
Curriculum and Officer Review: Holly Kinney Chief, Curriculum and Officer Review Bureau P: (916) 492-3040 E: [email protected]
C.E. Inquiries: P: (916) 492-3064 Interactive Voice Response Phone: (800) 967-9331, say or press 2 for the education menu.
Market Conduct Section California Department of Insurance
03/25/2016 California Page: 12 SILA Journal
300 Capitol Mall, 16th Floor Sacramento, California 95814 Chief Examiner: Pam O’Connell Division Chief P: (916) 492-3599 E: [email protected]
Field Claims Bureau Towanda Davis Bureau Chief P: (213) 346-6505 E: [email protected]
Field Rating and Underwriting Bureau Andrea Toth Bureau Chief P: (916) 492-6376 E: [email protected]
03/25/2016 California Page: 13 SILA Journal
Canada
FEDERAL GOVERNMENT NEW BRUNSWICK PRINCE EDWARD ISLAND Office of the Superintendent of Department of Justice—Insurance Office of the Attorney General Financial Institutions Canada Branch P.O. Box 2000 Suite 1900 225 King Street, Suite 200 95 Rochford Street 121 King Street West Fredericton, New Brunswick, Canada E3B 1E1 Charlottetown, Prince Edward Island, P.O. Box 39 Canada C1A 7N8 P: (866) 933-2222 Toronto, ON M5H 3T9 P: (902) 368-4550 F: (506) 453-7435 P: (416) 973-6662 F: (902) 368-5283 E: [email protected] F: (416) 973-7021 E: [email protected] https://fcnb.ca/en E: [email protected] https://www.princeedwardisland.ca/ https://www.osfi-bsif.gc.ca/Eng/ en Pages/default.aspx NEWFOUNDLAND and LABRADOR QUÉBEC ALBERTA Department of Government Regulatory Policy and External Services Relations Alberta Treasury Board and Finance Motor Registration Building Autorité des marchés financiers Superintendent of Insurance 149 Smallwood Drive Place de la Cité, Tour Cominar Financial Sector Regulation and Policy (FSRP) Mount Pearl 2640, boulevard Laurier, bureau 400 Room 402, Terrace Building St. John’s, Newfoundland, Canada Québec, Canada G1V 5C1 A1B 4J6 9515 - 107 Street P: (418) 525-0337 P: (709) 729-2602 or 729-2623 Edmonton, Alberta, T5K 2C3 F: (418) 525-9512 F: (709) 729-3205 P: (780) 427-8322 https://lautorite.qc.ca/en/general- E: [email protected] F: (780) 420-0752 public/ https://www.gov.nl.ca/dgsnl/ E: [email protected] https://www.alberta.ca/treasury- SASKATCHEWAN board-and-finance.aspx NORTHWEST TERRITORIES Saskatchewan Financial Services and NUNAVUT Commission Financial Institutions Division BRITISH COLUMBIA Department of Finance, G.N.W.T 1919 Saskatchewan Drive, Suite 601 Financial Institutions Commission P.O. Box 1320; YK-3 Regina, Saskatchewan, Canada, S4P Box 12116 Yellowknife, Northwest Territories, 4H2 Canada X1A 2L9 Suite 2800 - 555 West Hastings P: (306) 787-5645 P: (867) 873-7308 Vancouver British Columbia, Canada F: (306) 787-5899 V6B 4N6 F: (867) 873-0325 E: [email protected] P: (604) 660-3555 E: [email protected]. https://fcaa.gov.sk.ca/ Toll-Free: (866) 206-3030 ca F: (604) 660-3365 https://www.gov.nt.ca/ E: Insurance @ficombc.ca YUKON TERRITORY https://www.bcfsa.ca/ Department of Community Services P.O. Box 2703 (C-5)
03/25/2016 Canada Page: 14 SILA Journal
Whitehorse, Yukon Territory Canada Y1A 2C6 MANITOBA NOVA SCOTIA P: (867) 667-5811 or (867) 667-5812 Financials Institutions Regulation Credit Unions and Trust and Loan F: (867) 393-6295 Branch Companies E: [email protected] 207 – 400 St. Mary Avenue Department of Finance Winnipeg, Manitoba, Canada R3C 4K5 P.O. Box 187 https://yukon.ca/en/professional- licensing P: (204) 948-2542 1723 Hollis Street Toll-Free: (800) 282-8069, ext. 2542 Halifax, Nova Scotia, Canada B3J 2N3 F: (204) 948-2268 P: (902) 424-5554 E: [email protected] F: (902) 424-0635 https://www.gov.mb.ca/finance/ E: [email protected] https://www.novascotia.ca/finance/ en/home/financialservices/ default.aspx.html
ONTARIO Financial Services Commission of Ontario 5160 Yonge Street, 17th Floor, P.O. Box 85 North York, Ontario, Canada M2N 6L9 P: (416) 250-7250 Toll-Free: (800) 668-0128 F: (416) 590-7070 E: [email protected] http://www.fsco.gov.on.ca/en/ Pages/default.aspx
03/25/2016 Canada Page: 15 SILA Journal
Colorado
Insurance Department Licensing Section Securities Department Colorado Division of Insurance Colorado Division of Insurance Colorado Division of Securities 1560 Broadway, Suite 850 1560 Broadway, Suite 850 1560 Broadway, Suite 900 Denver, Colorado 80202 Denver, Colorado 80202 Denver, Colorado 80202 P: (303) 894-7499 P: (800) 275-8247 (PearsonVue) P: (303) 894-2320 Toll-Free: (800) 930-3745 (Inside F: (303) 894-7455 F: (303) 861-2126 Colorado Only) https://doi.colorado.gov/insurance- E: [email protected] F: (303) 894-7455 industry/for-producers/agents https://securities.colorado.gov/ E: [email protected] https://doi.colorado.gov/ Licensing Administrator: Securities Contact: JT Thompson Tung Chan Commissioner: Licensing Administrator Securities Commissioner Michael Conway P: (303) 894-2419 Commissioner of Insurance E: [email protected] P: (303) 894-7499 Secretary of State/Corporate Division Licensing Supervisor: Colorado Secretary of State Deputy Commissioner: Steve Giampaolo 1700 Broadway, Suite 200 Peg Brown Director of Licensing and Investigation Denver, Colorado 80290 Chief Deputy Commissioner P: (303) 894-2241 P: (303) 894-2200, press 2 P: (303) 894-7501 E: [email protected] F: (303) 869-4864 E: [email protected] TDD: (303) 869-4860 Market Conduct Section E: [email protected] State of Colorado https://www.sos.state.co.us/ Department of Regulatory Agencies Division of Insurance Business Division: 1560 Broadway, Suite 850 P: (303) 894-2200, press 2 Denver, Colorado 80202 F: (303) 869-4864 P: (303) 894-7499 E: [email protected] (800) 930-3745 (Inside Colorado Only) F: (303) 894-7455 E: [email protected]
Examiner: Damion Hughes Director of Market Regulation P: (303) 894-2198
03/25/2016 Colorado Page: 16 SILA Journal
F: (303) 894-7455 E: [email protected]
03/25/2016 Colorado Page: 17 SILA Journal
Connecticut
Insurance Department Licensing Section Securities Department State of Connecticut Connecticut Insurance Department Connecticut Department of Banking Insurance Department Licensing Division Securities and Business Investments Division 153 Market Street, 7th Floor (06103) P.O. Box 816 260 Constitution Plaza P.O. Box 816 Hartford, Connecticut 06142-0816 Hartford, Connecticut 06103-1800 Hartford, Connecticut 06142-0816 P: (860) 297-3845 P: (860) 240-8230 P: (860) 297-3800 F: (860) 297-3872 F: (860) 240-8295 Toll-Free: (800) 203-3447 E: [email protected] https://portal.ct.gov/cid F: (860) 566-7410 https://portal.ct.gov/CID/Licensing/ E: [email protected] Licensing-General-Information https://portal.ct.gov/cid Securities Contact: Licensing Director Lynn McKenna-Krumins Commissioner: Kurt Swan Director of Securities Director P: (860) 240-8230 Andrew N. Mais P: (860) 297-3972 Insurance Commissioner E: [email protected] P: (860) 297-3800 Secretary of State/Corporate Division Licensing Supervisor & Secretary of State C.E. Coordinator: Commercial Recording Division Tanya Penman-Sterling 165 Capitol Avenue (06106) Principal Examiner P.O. Box 150470 P: (860) 297-3882 Hartford, Connecticut 06115-0470 E: [email protected] P: (860) 509-6003 F: (860) 509-6209 Market Conduct Section E: [email protected] Connecticut Insurance Department https://portal.ct.gov/sots Market Conduct Section P.O. Box 816 Hartford, Connecticut 06142-0816 P: (860) 297-3972 F: (860) 297-3941
Program Manager: Kurt Swan Director P: (860) 297-3972 E: [email protected]
03/25/2016 Connecticut Page: 18 SILA Journal
Delaware
Insurance Department Licensing Section Securities Department Delaware Department of Insurance Delaware Department of Insurance Delaware Department of Justice 1351 West North Street, Suite 101 Producer Licensing Division Division of Securities Dover, DE 19904 1351 West North Street, Suite 101 Carvel State Office Building P: (302) 674-7300 Dover, DE 19904 820 N. French Street, 5th Floor F: (302) 736-7906 P: (302) 674-7390 Wilmington, Delaware 19801 E: [email protected] F: (302) 736-7906 P: (302) 577-8424 https://insurance.delaware.gov/ E: [email protected] F: (302) 577-6987 https://insurance.delaware.gov/ E: [email protected] divisions/renewlicense/ Commissioner: https://attorneygeneral.delaware.gov/ consumers-investors/ Trinidad Navarro Licensing Director: Insurance Commissioner Robin David Securities Contact: P: (302) 674-7300 Supervisor Market Conduct and Jillian Lazar Producer Licensing Acting Investor Protection Director P: (302) 674-7348 Deputy Commissioner: E: [email protected] Hardy Drane Secretary of State/Corporate Deputy Commissioner Division C.E. Coordinator: P: (302) 674-7300 Delaware Division of Corporations Kimberly Startt E: [email protected] Townsend Building Continuing Education Coordinator P.O. Box 898 P: (302) 674-7396 Dover, Delaware 19903 Advisor to Commissioner: E: [email protected] Victoria Jones (Dee) P: (302) 739-3073 F: (302) 739-3812 Assistant to Commissioner Navarro Market Conduct Section P: (302) 674-7305 E: [email protected] Delaware Department of Insurance E: [email protected] https://sos.delaware.gov/ Rodney Building 841 Silver Lake Boulevard Dover, Delaware 19904
Examiner: Stacy Washburn Market Conduct Examiner P: (302) 674-7320 E: [email protected]
03/25/2016 Delaware Page: 19 SILA Journal
District of Columbia
Insurance Department Licensing Section Securities Department Government of District of Columbia Professional Services Division Department of Insurance, Securities and Banking Department of Insurance, Securities, Department of Insurance, Securities and Banking and Banking Securities Bureau 1050 First Street, NE, Suite 801 1050 First Street, NE, Suite 801 1050 First Street, NE, Suite 801 Washington, DC 20002 Washington, DC 20002 Washington, DC 20002 P: (202) 727-8000 P: (202) 727-8000 P: (202) 727-8000 F: (202) 535-1196 F: (202) 354-1084 F: (202) 442-8661 E: [email protected] https://disb.dc.gov/page/insurance- https://disb.dc.gov/page/securities- producer-licensing bureau https://disb.dc.gov/
Licensing Manager: Commissioner: Securities Contact: Sheila Johnson-Parker Theodore A. Miles Karima Woods Licensing Manager Associate Commissioner, Securities Commissioner P: (202) 442-7795 P: (202) 727-8000 E: [email protected] Secretary of State/Corporate Deputy Commissioner: Division C.E. Coordinator: Katanya Moore Department of Consumer and Sheila Johnson-Parker Regulatory Affairs Deputy Commissioner Licensing Manager Government of the District of P: (202) 727-8000 Columbia P: (202) 442-7795 E: [email protected] 941 North Capitol Street NE E: [email protected] Washington, DC 20002 Margaret S Schruender Deputy Commissioner for Market Processors: Mailing Address: Compliance Willie Hicks Corporations Division P: (202) 442-7766 Processor (A-F & X-Z) P.O. Box 9230 E: [email protected] P: (202) 442-7814 Washington, DC 20090 E: [email protected] P: (202) 442-4400 F: (202) 442-9445 Currently Vacant E: [email protected] Processor (G-N) https://dcra.dc.gov/ P: (202) 442-7795 E:
Lucynthia Jordan Processor (O-W) P: (202) 442-7813 E: [email protected]
03/25/2016 District of Columbia Page: 20 SILA Journal
Banking Bureau Department of Insurance, Securities & Banking Banking Bureau 1050 First Street, NE, Suite 801 Washington, DC 20002
Banking Bureau Contact: Edna Boateng Financial Institution Examination Officer P: (202) 442-7845 F: (202) 535-1199
03/25/2016 District of Columbia Page: 21 SILA Journal
Florida
Insurance Department Licensing Section Securities Department Florida Office of Insurance Regulation Florida Department of Financial Florida Financial Service Commission Services 200 E. Gaines Street, Room 101A Office of Financial Regulation Division of Insurance Agent & The Larson Building Agency Services 200 E. Gaines Street Tallahassee, Florida 32399-0319 200 East Gaines Street Tallahassee, Florida 32399-0371 P: (850) 413-3140 The Larson Building P: (850) 487-9687 F: (850) 413-3291 Tallahassee, Florida 32399-0318 F: (850) 410-9748 https://www.floir.com/ P: (850) 413-3137 E: [email protected] https://www.myfloridacfo.com/ https://flofr.gov/ Commissioner: division/Agents/Licensure/ default.htm#.VNJsnJXwsal David C. Altmaier Securities Contact: Commissioner Assistant Division Director: Lee Kell P: (850) 413-3140 Director, Division of Securities Matt Tamplin E: [email protected] Assistant Division Director, Agent & Agency Services Jimmy Patronis Secretary of State/Corporate P: (850) 413-5496 Chief Financial Officer Division E: [email protected] P: (850) 413-2850 Secretary of State Division of Corporations Frank Collins III Bureau Chief: Corporate Filings Deputy Chief Financial Officer David Jones P.O. Box 6327 P: (850) 413-3140 Chief of Licensing Tallahassee, Florida 32314 P: (850) 413-5496 P: (850) 245-6052 E: [email protected] E: [email protected] https://dos.myflorida.com/ Education Coordinator: Mr. Jean Jeune Insurance Regulation Administrator P: (850) 413-5355 E: [email protected]
Market Conduct Section Office of Insurance Regulation Market Investigations 200 East Gaines Street Tallahassee, Florida 32399 P: (850) 413-3155 F: (850) 922-5680
03/25/2016 Florida Page: 22 SILA Journal
Director: James (“Jim”) Pafford Director, Market Conduct P: (850) 413-5202 E: [email protected]
03/25/2016 Florida Page: 23 SILA Journal
Georgia
Insurance Department Licensing Section Securities Department Office of Insurance & Safety Fire Georgia Insurance Department Securities Division Commissioner Agent Licensing Division 2 Martin Luther King Jr. Drive SE Georgia Insurance Department 606 West Tower, Floyd Building Atlanta, Georgia 30334 704 West Tower, Floyd Building 2 Martin Luther King, Jr. Drive, SE P: (844) 543-7825 2 Martin Luther King, Jr. Drive, SE Atlanta, Georgia 30334 E: [email protected] Atlanta, Georgia 30334 P: (404) 656-2101 https://sos.ga.gov/index.php/ P: (404) 656-2070 F: (404) 656-0874 securities Toll-Free: (800) 656-2298 E: [email protected] F: (404) 657-8542 https://oci.georgia.gov/agents- Securities Contact: E: [email protected] agency-licensing Noula Zaharis https://oci.georgia.gov/ Securities Division Director Licensing & CE Contacts: Commissioner: Pearson VUE: (back office vendor) Secretary of State/Corporate John King P: (800) 274-8969 Division Acting Commissioner of Insurance E: [email protected] P: (404) 656-2070 2 Martin Luther King, Jr. Drive Suite 313, Floyd Memorial Bldg. Melanie Frechette Atlanta, Georgia 30334-1530 Chief Deputy Commissioner: Director, Operations P: (404) 656-2817 Martin Sullivan P: (404) 656-2101 Toll-Free: (844) 753-7825 Chief Deputy Commissioner E: [email protected] F: (404) 657-6280 P: (404) 656-2070 Brenda Wright E: [email protected] Agents Licensing Manager https://sos.ga.gov/index.php/ corporations CIO: P: (404) 656-4966 Merritt Beaver F: [email protected] Chief Information Officer P: (404) 463-0953 Kyle Colon Licensing Supervisor P: (404) 463-4458 E: [email protected]
Market Conduct Section State of Georgia Insurance Financial Oversight Division Examination Section Suite 602, West Tower, Floyd Building
03/25/2016 Georgia Page: 24 SILA Journal
2 Martin Luther King, Jr. Drive, SE Atlanta, GA 30334 P: (404) 656-2074 F: (404) 657-7743
Examiner: Sarah Crittenden Chief Market Conduct Examiner P: (404) 656-7277 F: (404) 657-8291 E: [email protected]
03/25/2016 Georgia Page: 25 SILA Journal
Hawaii
Insurance Department Licensing Section Securities Department Hawaii Insurance Division Hawaii Insurance Division— Hawaii Business Registration Division Licensing Branch Department of Commerce and Department of Commerce and Consumer Affairs King Kalakaua Building Consumer Affairs King Kalakaua Building 335 Merchant Street, Room 213 335 Merchant Street, Room 213 (96813) (96813) 335 Merchant Street, Room 213 (96813) P.O. Box 3614 Honolulu, Hawaii 96813 P.O. Box 3614 Honolulu, Hawaii 96811-3614 Honolulu, Hawaii 96811-3614 P: (808) 586-2788 P.O. Box 40 P: (808) 586-2790 F: (808) 587-6714 335 Merchant Street, Room 213 (96813) F: (808) 586-2806 E: [email protected] Honolulu, Hawaii 96813 E: [email protected] https://cca.hawaii.gov/ins/ P: (808) 586-2744 https://cca.hawaii.gov/ins/ F: (808) 586-3977 Licensing Director: E: [email protected] Commissioner: Ai-Chun (Emily) Rakieten hawaii.gov/dcca/sec/ Colin M. Hayashida Licensing Supervisor Insurance Commissioner P: (808) 586-2788 Securities Contact: P: (808) 586-2790 E: [email protected] Ty Nohara Commissioner of Securities Deputy Insurance Commissioner: C.E. Coordinator: Gordon I. Ito Bernadette Iwane Chief Deputy Insurance Licensing Clerk Secretary of State/Corporate Commissioner P: (808) 586-2788 Division P: (808) 586-2790 E: [email protected] Hawaii Business Registration Division Department of Commerce and Legal Department: Consumer Affairs Market Conduct Section King Kalakaua Building Paul Yuen Commerce and Consumer Affairs 335 Merchant Street, Second Floor Supervising Attorney Hawaii Insurance Department (96813) P: (808) 586-2790 335 Merchant Street, Room 213 P.O. Box 40 (96813) Honolulu, Hawaii 96810 P.O. Box 3614 P: (808) 586-2727 Honolulu, Hawaii 96811-3614 F: (808) 586-2733 P: (808) 586-2790 E: [email protected] F: (808) 586-2806 hawaii.gov/dcca/breg/ E: [email protected]
03/25/2016 Hawaii Page: 26 SILA Journal
Idaho
Insurance Department Licensing Section Securities Department Idaho Department of Insurance Idaho Department of Insurance Idaho Department of Finance 700 W. State Street, 3rd Floor Licensing Division 800 Park Boulevard, Suite 200 P.O. Box 83720 700 W. State Street, 3rd Floor Boise, Idaho 83712 Boise, Idaho 83720-0043 P.O. Box 83720 P: (208) 332-8000 P: (208) 334-4250 Boise, Idaho 83720-0043 F: (208) 332-8099 F: (208) 334-4398 P: (208) 334-4339 (rotation line) https://www.finance.idaho.gov/ https://www.finance.idaho.gov/ F: (208) 334-4398 E: [email protected] Securities Contact: https://www.doi.idaho.gov/ Director: Jim Burns licensing/ Dean Cameron Securities Bureau Chief Director of Insurance Licensing Supervisor: P: (208) 334-4206 Secretary of State/Corporate Lisa Tordjman Division Supervisor, Producer Licensing Deputy Director: P: (208) 334-4343 Business Entity Division Weston Trexler 405 N. 4th Street E: [email protected] Deputy Director P.O. Box 83720 P: (208) 334-4214 Boise, Idaho 83720 C.E. Coordinator: P: (208) 334-2300 Tori Schurger Deputy Director: F: (208) 334-2080 C.E. Coordinator Tom Donovan https://sos.idaho.gov/ P: (208) 334-4341 Deputy Director E: [email protected] P: (208) 334-4214
Bureau Chief: Nathan Faragher Bureau Chief of Company Activities P: (208) 334-4314 E: [email protected]
03/25/2016 Idaho Page: 27 SILA Journal
Illinois
Insurance Department Licensing Section Securities Department Illinois Department of Insurance Illinois Department of Insurance Office of the Secretary of State 320 W. Washington Street, 4th Floor Producer Licensing Unit Securities Department Springfield, Illinois 62767-0001 320 W. Washington Street 69 W. Washington St. P: (217) 782-4515 Springfield, Illinois 62767 Suite 1220 F: (217) 782-5020 P: (217) 782-6366 Chicago, Illinois 60602 E: [email protected] F: (217) 557-8455 P: (312) 793-3384 https://insurance.illinois.gov E: [email protected] F: (312) 793-1202 https://insurance.illinois.gov/ https://www.cyberdriveillinois.com/ producer/producerMain.html departments/securities/ Commissioner: Dana Popish Severinghaus Licensing Supervisor: Securities Contact: Interim Acting Insurance Director Tommie Collier Tanya Solov P: (217) 782-4515 Supervisor Producer Licensing Director of Securities P: (217) 782-5415 Assistant Deputy: E: [email protected] David Murphy Secretary of State/Corporate Assistant Deputy Director, Licensing/ Division Education and Testing C.E. Supervisor: Illinois Corporate Department P: (217) 782-5415 Jack Williams 213 State Capitol E: [email protected] Supervisor of Education and Testing Springfield, Illinois 62756 P: (217) 558-2747 P: (217) 782-6961 E: [email protected] F: (217) 785-0358 https://www.cyberdriveillinois.com/ Market Conduct Section departments/business_services/ home.html Illinois Department of Insurance Market Conduct Unit 320 W. Washington Street Springfield, Illinois 62767-0001 P: (217) 524-5769 F: (217) 782-2244
Examiner: Erica Weyhenmeyer Assistant Deputy Director- Market Conduct P: (217) 782-1790 F: (217) 782-5020
03/25/2016 Illinois Page: 28 SILA Journal
Indiana
Insurance Department Licensing Section Securities Department Indiana Department of Insurance Indiana Department of Insurance Office of Secretary of State 311 W. Washington Street, Suite 103 311 W. Washington Street, Suite 103 Securities Division Indianapolis, Indiana 46204-2787 Indianapolis, Indiana 46204-2787 302 W. Washington Street, Room E111 P: (317) 232-2385 P: (317) 232-0688 Indianapolis, Indiana 46204 F: (317) 234-5882 F: (317) 234-5882 P: (317) 232-6681 E: [email protected] https://secure.in.gov/idoi/2446.htm F: (317) 233-3675 https://secure.in.gov/idoi/ https://securities.sos.in.gov/ Licensing Director: Commissioner: Matt Tapp Securities Contact: Amy Beard Deputy Commissioner, Agency Services/Producer Licensing Division Alex Glass Commissioner Department of Insurance P: (317) 234-5881 Securities Commissioner P: (317) 232-2385 E: [email protected] P: (317) 232-6681 E: [email protected] C.E. Coordinator: Dikitra Jefferson Secretary of State/Corporate C.E. Coordinator Division P: (317) 232-5858 Office of Secretary of State E: [email protected] Corporate Division 302 W. Washington Street, Room License Renewal/Reinstatement: E108 Indianapolis, Indiana 46204 Samantha Walters P: (317) 232-6576 P: (317) 232-2413 F: (317) 233-3283 E: [email protected] https://www.in.gov/sos/business/
Market Conduct Section Indiana Department of Insurance 311 W. Washington Street, Suite 103 Indianapolis, Indiana 46204-2787 www.in.gov/idoi
Examiner: Holly Williams-Lambert Deputy General Counsel P: (317) 232-2404 E: [email protected]
03/25/2016 Indiana Page: 29 SILA Journal
Iowa
Insurance Department Licensing Section Securities Department Iowa Insurance Division Iowa Insurance Division Insurance Division 1963 Bell Avenue, Suite 100 ATTN: Licensing Securities Bureau Des Moines, Iowa 50315 1963 Bell Avenue, Suite 100 601 Locust Street, 4th Floor P: (515) 654-6600 Des Moines, Iowa 50315 Des Moines, Iowa 50309-3738 F: (515) 281-3059 P: (515) 654-6565 P: (515) 281-5705 https://iid.iowa.gov/ F: (515) 281-3059 F: (515) 281-3059 E: [email protected] E: [email protected] Commissioner: https://iid.iowa.gov/regulated-entities Doug Ommen Licensing Director: Commissioner of Insurance Jackie Russo Securities Contact: P: (515) 281-5705 Licensing & Surplus Lines Coordinator Andrew Hartnett Securities Bureau Chief P: (515) 280-3014 Deputy Commissioner: P: (515) 281-4459 E: [email protected] Andria Seip E: [email protected] Assistant Commissioner of Insurance C.E. Coordinator: Product and Producer Regulation Bureau Kayla Crow Secretary of State/Corporate P: (515) 281-5705 C.E. Coordinator Division E: [email protected] P: (515) 281-5523 Secretary of State E: [email protected] 1st Floor, Lucas Building 321 E. 12th Street Des Moines, Iowa 50319 P: (515) 281-5204 F: (515) 242-5952/5953 E: [email protected] https://sos.iowa.gov/
03/25/2016 Iowa Page: 30 SILA Journal
Kansas
Insurance Department Licensing Section Securities Department Kansas Insurance Department Kansas Insurance Department Kansas Office of the Securities Commissioner 1300 SW Arrowhead Road Producers Division 1300 SW Arrowhead Road Topeka, Kansas 66604 1300 SW Arrowhead Road Topeka, Kansas 66604 P: (785) 296-3071 Topeka, Kansas 66604 P: (785) 296-3307 F: (785) 296-7805 P: (785) 296-7862 F: (785) 296-6872 E: [email protected] F: (785) 368-7019 E: [email protected] https://insurance.kansas.gov/ E: [email protected] https://insurance.kansas.gov/ https://insurance.kansas.gov/ producer-licensing/ securities/ Commissioner: Vicki Schmidt Assistant Licensing Director: Securities Contact: Commissioner of Insurance Sara Tams Daniel Klucas P: (785) 296-3071 Assistant Director of Producer Securities Commissioner Licensing P: (785) 296-3307 Assistant Commissioner: Producer Licensing Division Barbara Rankin P: (785) 806-5617 Secretary of State/Corporate Assistant Commissioner E: [email protected] Division P: (785) 296-3071 Kansas Secretary of State E: [email protected] Market Conduct Section Memorial Hall, 1st Floor Kansas Insurance Department 120 SW 10th Avenue Market Conduct Unit Topeka, Kansas 66612 1300 SW Arrowhead Road P: (785) 296-4564 Topeka, Kansas 66604 F: (785) 368-8033 P: (785) 296-3071 E: [email protected] F: (785) 296-5806 https://sos.ks.gov/index.html www.ksinsurance.org
Examiner: Tate Flott Assistant Director, Market Regulation P: (785) 296-2076 F: (785) 296-5806 E: [email protected]
03/25/2016 Kansas Page: 31 SILA Journal
Kentucky
Insurance Department Licensing Section Securities Department Kentucky Department of Insurance Kentucky Department of Insurance Department of Financial Institutions 500 Mero Street (40601) 500 Mero Street (40601) Mayo-Underwood Building P.O. Box 517 P.O. Box 517 500 Mero Street, 2 SW 19 Frankfort, Kentucky 40602 Frankfort, Kentucky 40602 Frankfort, Kentucky 40601 P: (502) 564-3630 P: (502) 564-6004 P: (502) 573-3390 F: (502) 564-1453 F: (502) 564-6030 Toll-free: (800) 223-2579 E: [email protected] E: [email protected] F: (502) 573-2182 https://insurance.ky.gov/ppc/ https://insurance.ky.gov/ppc/ E: [email protected] submenu.aspx?menuid=16 new_default.aspx https://kfi.ky.gov/newstatic_info.aspx? static_id=377&menuid=67 Commissioner: Licensing Director: Nancy G. Atkins Lee Ellen Webb Securities Contact: Commissioner Licensing Director Marni Rock Gibson P: (502) 564-3630 P: (502) 564-6004 Securities Division Director E: [email protected] Deputy Commissioner: Secretary of State/Corporate Patrick O'Connor Assistant Licensing Director: Division Deputy Commissioner David Wilhoite Office of the Secretary of State P: (502) 564-6026 Assistant Director Records Branch P: (502) 564-6004 700 Capitol Avenue, Suite 152 Deputy Commissioner: E: [email protected] Frankfort, Kentucky 40601 Claude Putnam P: (502) 564-3490 Deputy Commissioner Licensing Branch: F: (502) 564-5687 P: (502) 564-6026 Janice Pulliam E: [email protected] Insurance Program Manager https://www.sos.ky.gov/Pages/ P: (502) 564-782-5409 default.aspx E: [email protected]
Examination Branch: Sue Wight Examination Supervisor P: (502) 564-6004 E: [email protected]
Market Conduct Section Kentucky Department of Insurance
03/25/2016 Kentucky Page: 32 SILA Journal
500 Mero Street (40601) P.O. Box 517 Frankfort, Kentucky 40602 P: (502) 564-1936 F: (502) 564-9902 E: [email protected]
Examiner: Samuel R. Hamblen Chief Market Conduct Examiner P: (502) 564-1936 F: (502) 564-9902
03/25/2016 Kentucky Page: 33 SILA Journal
Louisiana
Insurance Department Licensing Section Securities Department Louisiana Department of Insurance Commissioner of Insurance Securities Division P.O. Box 94214 (70804) P.O. Box 94214 Office of Financial Institutions 1702 N. 3rd Street Baton Rouge, Louisiana 70804-9214 8660 United Plaza Boulevard, Suite 200 Baton Rouge, Louisiana 70802 P: (225) 342-0860 Baton Rouge, Louisiana 70809-7024 P: (800) 259-5300 or (800) 259-5301 F: (225) 342-3754 P: (225) 925-4511 (225) 342-5900 E: [email protected] F: (225) 925-4548 F: (225) 342-3754 https://ldi.la.gov/ E: [email protected] https://ldi.la.gov/ www.ofi.state.la.us Licensing Director: Commissioner: Lorie Gasior Securities Contact: James J. Donelon Director of Licensing Commissioner of Insurance P: (225) 219-7784 Len Riviere P: (225) 342-5900 F: (225) 342-3754 Deputy Commissioner of Securities E: [email protected] Chief Deputy Commissioner: Secretary of State/Corporate Denise Brignac Company Licensing Director: Division Chief Deputy Commissioner Tangela Byrd Louisiana Corporations Division P: (225) 342-7276 Director of Company Licensing P.O. Box 94125 P: (225) 342-5974 Baton Rouge, Louisiana 70804-9125 E: [email protected] P: (225) 925-4704 F: (225) 932-5314 C.E. Coordinator: E: [email protected] https://www.sos.la.gov/Pages/ Caroline Abarca default.aspx Continuing Education Coordinator P: (225) 219-9402 E: [email protected]
Market Conduct Section Louisiana Department of Insurance 1702 North 3rd Street P.O. Box 94214 Baton Rouge, Louisiana 70804-9214 P: (225) 342-9173 F: (225) 342-9203
03/25/2016 Louisiana Page: 34 SILA Journal
Examiner: John Raymond Market Conduct Division Manager P: (225) 342-9173 F: (225) 342-9203 E: [email protected]
03/25/2016 Louisiana Page: 35 SILA Journal
Maine
Insurance Department Licensing Section Securities Department Department of Professional & Maine Bureau of Insurance Department of Professional & Financial Regulation Licensing Division Financial Regulation Bureau of Insurance 34 State House Station Office of Securities 76 Northern Avenue Augusta, Maine 04333-0034 121 State House Station Gardiner, Maine 04345 P: (207) 624-8413 or 8441 Augusta, Maine 04333-0121 P: (207) 624-8475 F: (207) 624-8599 P: (207) 624-8551 F: (207) 624-8599 https://www.maine.gov/pfr/ F: (207) 624-8404 E: [email protected] insurance/regulated/index.html https://www.maine.gov/pfr/securities/ https://www.maine.gov/pfr/ insurance/ Licensing Director: Pamela L. Roybal Securities Contact: Superintendent: Insurance Division Supervisor Judith Shaw Eric Cioppa P: (207) 624-8408 Securities Administrator Superintendent E: [email protected] P: (207) 624-8540 Secretary of State/Corporate C.E. Coordinator: Division Deputy Superintendent: Dawn Kilgore Division of Corporations Tim Schott C.E. Coordinator Reports & Information Division Deputy Superintendent P: (207) 624-8411 101 State House Station P: (207) 624-8403 E: [email protected] Augusta, Maine 04333-0101 P: (207) 624-7736 Legal Department: Market Conduct Section F: (207) 287-5428 Ben Yardley E: [email protected] Professional and Financial Senior Staff Attorney Regulation https://www.maine.gov/sos/cec/corp/ P: (207) 624-8537 Bureau of Insurance 34 State House Station Augusta, Maine 04333 P: (207) 624-8475 F: (207) 624-8599
Examiners: Connie Mayette Market Conduct Manager P: (207) 624-8474 F: (207) 624-8599 E: [email protected]
03/25/2016 Maine Page: 36 SILA Journal
Mary Masi Senior Market Conduct Examiner P: (207) 624-8419 F: (207) 624-8599 E: [email protected]
03/25/2016 Maine Page: 37 SILA Journal
Maryland
Insurance Department Licensing Section Securities Department Maryland Insurance Administration Maryland Insurance Administration Maryland—Office of the Attorney Producer Licensing Unit General 200 St. Paul Place, Suite 2700 200 St. Paul Place, Suite 2700 Securities Division Baltimore, Maryland 21202 Baltimore, Maryland 21202-2272 200 St. Paul Place, 20th Floor P: (410) 468-2000 P: (888) 204-6198 Baltimore, Maryland 21202-2020 F: (410) 468-2020 F: (410) 468-2399 P: (410) 576-6360 E: [email protected] E: F: (410) 576-6532 https://insurance.maryland.gov/ [email protected] Pages/default.aspx ov E: [email protected] https://insurance.maryland.gov/ https:// Producer/Pages/default.aspx www.marylandattorneygeneral.gov/ Commissioner: Pages/Securities/default.aspx Kathleen A. Birrane Licensing Director: Commissioner of Insurance Securities Contact: P: (410) 468-2090 Shelley Taylor-Barnes Melanie Sentor Lubin Director of Producer Licensing Securities Commissioner Deputy Commissioner: P: (410) 468-2347 F: (410) 468-2399 Gregory M. Derwart E: shelley.taylor- Secretary of State/Corporate Deputy Commissioner [email protected] Division P: (410) 468-2000 State Department of Assessments & Taxation C.E. Analyst: Corporate Records Lorelei Brillante 301 W. Preston Street, 8th Floor Education Analyst Baltimore, Maryland 21201-2395 P: (410) 468-2380 P: (410) 767-1340 F: (410) 468-2399 F: (410) 333-7097 E: [email protected] & C.E. Coordinator: [email protected] Prometric https://dat.maryland.gov/Pages/ www.prometric.com default.aspx
Market Conduct Section Maryland Insurance Administration Compliance and Enforcement Market Conduct 200 St. Paul Place, Suite 2700 Baltimore, Maryland 21202 P: (800) 492-6116 F: (410) 468-2289
03/25/2016 Maryland Page: 38 SILA Journal
Examiner (LH): Theresa Morfe Chief Market Conduct P: (410) 468-2237 F: (410) 468-2245 E: [email protected]
Examiner (P/C): Jason Decker Chief Market Conduct P: (410) 468-2321 F: (410) 468-2289 E: [email protected]
03/25/2016 Maryland Page: 39 SILA Journal
Massachusetts
Insurance Department Producer Licensing Department Securities Department The Commonwealth of Massachusetts The Commonwealth of Secretary of the Commonwealth Massachusetts Office of Consumer Affairs and Massachusetts Securities Division Business Regulations Office of Consumer Affairs and Business Regulations McCormack Building Division of Insurance Division of Insurance One Ashburton Place, Suite 1701 1000 Washington Street, Suite #810 1000 Washington Street, Suite #810 Boston, Massachusetts 02108 Boston, Massachusetts 02118 Boston, Massachusetts 02118 P: (617) 727-3548 P: (617) 521-7794 P: (617) 521-7794, opt for line #3 Toll Free: (800) 269-5428 (MA only) F: (617) 521-7772 E: F: (617) 248-0177 https://www.mass.gov/orgs/division- [email protected] https://www.sec.state.ma.us/sct/ of-insurance https://www.mass.gov/insurance- sctidx.htm providers-and-producers Commissioner: Securities Contact: Gary Anderson Under mailing address for renewing paper producer license, Bryan Lantagne Insurance Commissioner we no longer use the PO Box. All P: (617) 727-3548 P: (617) 521-7558 applications should be mailed directly to the Division: E: [email protected] E: [email protected] Division of Insurance Attn: Producer Licensing Secretary of State/Corporate First Deputy Commissioner: 1000 Washington Street, Suite #810 Division Matthew Veno Boston, Massachusetts 02218 Corporate Division First Deputy Commissioner Online website address for renewing producers: McCormack Building P: (617) 521-7302 www.nipr.com One Ashburton Place, 17th Floor E: [email protected] Boston, Massachusetts 02108 Producer Licensing Director: P: (617) 727-9640 General Counsel: Magnus P. Carlberg F: (617) 742-4538 Rachel N. Davison P: (617) 521-7450 E: [email protected] Deputy Commissioner, General F: (617) 753-6883 Counsel https://www.sec.state.ma.us/cor/ coridx.htm P: (617) 521-7576 E: [email protected] E: [email protected] Financial and Market Regulation Deputy General Counsel: John Turchi Deputy Commissioner of Financial Christopher M. Joyce and Market Regulation Deputy General Counsel P: (617) 521-7701 P: (617) 521-7387 F: (617) 753-6840 E: [email protected] E: [email protected]
03/25/2016 Massachusetts Page: 40 SILA Journal
Market Conduct Director: Vacant Director of Market Conduct P: (617) 521-7306 E:
03/25/2016 Massachusetts Page: 41 SILA Journal
Michigan
Insurance Department Insurance Licensing Section Securities Division Michigan Department of Insurance Mailing address for applications, Department of Licensing and and Financial Services certification/clearance requests, Regulatory Affairs address change, or duplicate 530 West Allegan, 7th Floor (48933) license: Ottawa Building P.O. Box 30004 P.O. Box 30220 Office of Insurance Licensing & Market Conduct Lansing, Michigan 48909 Lansing, Michigan 48909-7720 Insurance Licensing Section P: (517) 241-6345 P: (877) 999-6442 or (517) 284-8800 P.O. Box 30220 F: (517) 241-6356 F: (517) 284-8837 Lansing, Michigan 48909-7720 https://www.michigan.gov/lara E: [email protected] https://www.michigan.gov/difs Licensing Address: Overnight (for sending checks or Office of Insurance Licensing & money orders by courier): Market Conduct Director: Corporations, Securities & Insurance Licensing Section Commercial Licensing Bureau Anita Fox P.O. Box 30220 2407 N. Grand River Avenue Director Lansing, Michigan 48909-7720 Lansing, MI 48906 P: (517) 284-8800 P: (877) 999-6442 F: (517) 284-8836 Securities Contact: Director: E: [email protected] Julia Dale Michele E. Riddering https://www.michigan.gov/difs/ Bureau Director Director 0,5269,7-303-22535---,00.html P: (517) 241-9223 Office of Insurance Licensing and Market Conduct F: (517) 241-0290 Overnight: P: (517) 284-8625 Office of Insurance Licensing & E: [email protected] Market Conduct Corporations Division Insurance Licensing Section Department of Licensing and Regulatory Affairs 530 West Allegan, 7th Floor Corporations, Securities & Lansing, Michigan 48933 Commercial Licensing Bureau P.O. Box 30018 Education, Prelicensure Waiver, Lansing, Michigan 48909 C.E. Hardships and Agents with CE Questions: P: (517) 241-6470 Office of Insurance Licensing & F: (517) 241-9722 Market Conduct E: [email protected] Insurance Licensing Section https://michigan.gov/corporations P.O. Box 30220 Lansing, Michigan 48909-7720 P: (517) 284-8643 F: (517) 284-8836 E: [email protected]
03/25/2016 Michigan Page: 42 SILA Journal
C.E. and PE Provider Applications: PSI Services, LLC ATTN: MI Application Processing Center 3210 E. Tropicana Las Vegas, NV 89121 E: [email protected]
Licensing Director: Vacant Director, Insurance Licensing P: (517) 284-8648 E:
Licensing Unit Manager: Leslie Page Licensing Manager P: (517) 284-8630 E: [email protected]
Insurance Regulatory Professional Support Unit Manager (education, vendor contract, renewals, billing, licensing, maintenance): Dean Smith Insurance Regulatory Professional Support Unit Manager P: (517) 284-8624 E: [email protected]
03/25/2016 Michigan Page: 43 SILA Journal
Minnesota
Insurance Department Licensing Section Securities Department Minnesota Department of Commerce Minnesota Department of Minnesota Department of Commerce Commerce Insurance Division 85 7th Place East, Suite 500 Licensing Division 85 7th Place East, Suite 500 St. Paul, Minnesota 55101 85 7th Place East, Suite 500 St. Paul, Minnesota 55101-2198 P: (651) 539-1500 St. Paul, Minnesota 55101 P: (651) 539-1500 F: (651) 539-0105 P: (651) 539-1599 F: (651) 539-1547 https://mn.gov/commerce/industries/ F: (651) 539-0107 E: [email protected] securities/ E: [email protected] https://mn.gov/commerce/industries/ insurance/ https://mn.gov/commerce/ Securities Contact: licensees/ Annette Minor Commissioner: Supervisor Licensing Director: Grace Arnold P: (651) 539-1630 Peter Bratsch Temporary Commissioner of E: [email protected] Commerce Director of Licensing P: (651) 539-1500 P: (651) 539-1585 E: [email protected] Secretary of State/Corporate Division Consumer External Affairs Division Office of the Secretary of State P: (651) 539-1500 C.E. Coordinator: Retirement Systems of Minnesota F: (651) 539-1547 Carolyn Little Building C.E. Coordinator 60 Empire Drive, Suite 100 P: (651) 539-1599 St. Paul, Minnesota 55103 E: P: (651) 296-2803 [email protected] F: (651) 297-7067 E: [email protected] Enforcement Division https://www.sos.state.mn.us/ P: (651) 539-1600 F: (651) 539-0105
Assistant Commissioner: Martin Fleischhacker Assistant Commissioner P: (651) 539-1600
Market Conduct Supervisor: Paul Hanson Chief Enforcement Examiner P: (651) 539-1641
03/25/2016 Minnesota Page: 44 SILA Journal
Enforcement: Currently Vacant Director of Enforcement Investigations P: (651) 539-1600 E: [email protected]
03/25/2016 Minnesota Page: 45 SILA Journal
Mississippi
Insurance Department Licensing Section Securities Department Mississippi Insurance Department Mississippi Insurance Department Mississippi Office of the Secretary of State Woolfolk State Office Building Attn: Licensing Division Securities & Charities Division 501 N. West Street, Suite 1001 P.O. Box 79 700 North Street (39202) P.O. Box 79 (39205) Jackson, Mississippi 39205-0079 P.O. Box 136 Jackson, Mississippi 39201 P: (601) 359-3582 Jackson, Mississippi 39201 P: (601) 359-3569 F: (601) 359-1951 P: (800) 804-6564 or (601) 359-1048 Toll-Free: (800) 562-2957 (MS only) E: [email protected] F: (601) 359-1499 F: (601) 359-2474 http://www.mid.ms.gov/licensing/ https://www.sos.ms.gov/Securities www.mid.ms.gov licensing.aspx
Commissioner: Licensing Director: Securities Contact: Jessica Long Mike Chaney Vanessa Miller Asst. Secretary of State Insurance Commissioner Director of Licensing P: (601) 359-3569 P: (601) 359-2132 E: [email protected] Secretary of State/Corporate Deputy Commissioner: Division Mark Haire Continuing Education: Mississippi Office of the Secretary of State Deputy Insurance Commissioner Janet Courtney Delbert Hosemann, Secretary of State P: (601) 359-3569 Administrative Assistant VII 700 North Street (39202) P: (601) 359-2771 P.O. Box 136 E: [email protected] Jackson, Mississippi 39205-0136 P: (800) 256-3494 or (601) 359-1633 Licensing Supervisor: F: (601) 359-1499 Gregory Abadie https://www.sos.ms.gov/ Licensing Director, Deputy https://www.sos.ms.gov/business- P: (601) 359-9217 services-regulation E: [email protected]
Company Licensing: Nancy Cross Statutory Compliance P: (601) 359-3569 E: [email protected]
Glenda Phillips Company Licensing Analyst
03/25/2016 Mississippi Page: 46 SILA Journal
P: (601) 359-2713 E: [email protected]
Market Conduct Section Mississippi Insurance Department Attn: Market Conduct P.O. Box 79 Jackson, Mississippi 39205-0079 P: (601) 359-3569 F: (601) 359-1951
Examiners: David Browning Director of Financial and Market Regulation P: (601) 359-3569 E: [email protected]
Chad Bridges Chief Examiner, Financial and Market Regulation P: (601) 359-3569 E: [email protected]
03/25/2016 Mississippi Page: 47 SILA Journal
Missouri
Insurance Department Licensing Section Securities Department Missouri Department of Commerce Missouri Department of Commerce Office of the Missouri Secretary of and Insurance and Insurance State Truman Building Licensing Section Securities Division 301 W. High Street, Room 520 P.O. Box 690 600 W. Main P.O. Box 690 (65012-0690) Jefferson City, Missouri 65102-0690 P.O. Box 1276 Jefferson City, Missouri 65101 P: (573) 751-3518 Jefferson City, Missouri 65101 P: (573) 751-4126 or (800) 726-7390 F: (573) 526-3416 P: (573) 751-4136 (MO only) E: [email protected] Consumer complaints only F: (573) 526-3124 F: (573) 526-4898 https://dci.mo.gov/licensing/ E: [email protected] TDD: (573) 526-4536 https://www.sos.mo.gov/securities E: [email protected] Licensing Director: https://dci.mo.gov/ Brenda Otto Securities Contact: Manager, Licensing Section Davis M. Minnick Commissioner: P: (573) 751-9292 Commissioner of Securities E: [email protected] Chlora Lindley-Myers Director of Insurance, Financial Secretary of State/Corporate Institutions and Professional C.E. Coordinator: Registration Division P: (573) 751-4126 Brenda Otto Missouri Office of the Secretary of Manager, Licensing Section State Corporations Division Deputy Commissioner: E: [email protected] P.O. Box 778 Christie Kincannon Jefferson City, Missouri 65102-0778 Deputy Director and General Counsel Market Conduct Section P: (573) 751-4153 P: (573) 751-4126 Missouri Department of Commerce and Insurance F: (573) 751-5841 Market Conduct Section E: [email protected] 301 West High St., Suite 530 https://www.sos.mo.gov/business/ Jefferson City, Missouri 65101 corporations/ P: (573) 751-2430 F: (573) 526-7819 E: [email protected]
Examiner: Stewart Freilach Chief Market Conduct Examiner P: (573) 751-2430 F: (573) 526-7819
03/25/2016 Missouri Page: 48 SILA Journal
03/25/2016 Missouri Page: 49 SILA Journal
Montana
Insurance Department Licensing Section Securities Department Montana Commissioner of Securities Montana State Auditor The Montana Commissioner of and Insurance 840 Helena Avenue Securities and Insurance, State Auditor’s office handles both 840 Helena Avenue Licensing Division insurance and securities. Helena, Montana 59601 Helena, Montana 59601 Refer to the Deputy Securities Commissioner entry on this page P: (406) 444-2040 P: (406) 444-2040 Toll-Free: (800) 332-6148 (MT only) F: (406) 444-3497 https://csimt.gov/securities/ F: (406) 444-3497 E: [email protected] https://csimt.gov/ https://csimt.gov/insurance/ Secretary of State/Corporate licensing/ Division Commissioner: All licensing and CE questions are to Montana Secretary of State be emailed to: Matthew Rosendale [email protected] Business Services Commissioner of Securities and State Capitol, Room 260 Insurance 1301 6th Avenue Montana State Auditor Bureau Chief, Licensing Division Helena, Montana 59620 P: (406) 444-2040 Currently Vacant P: (406) 444-3665 E: [email protected] Bureau Chief F: (406) 444-3976 P: (406) 444-3897 E: [email protected] E: Deputy Commissioner: https://sosmt.gov/ Bob Biskupiak Market Conduct Section Deputy Insurance Commissioner P: (406) 444-5438 Montana Commissioner of Securities and Insurance E: [email protected] Montana State Auditor’s Office Policyholder’s Services Bureau or Deputy Securities Commissioner: Examination Bureau Lynn Egan 840 Helena Avenue Deputy Securities Commissioner Helena, Montana 59601 P: (406) 444-4388 P: (406) 444-2040 E: [email protected] F: (406) 444-3497
Bureau Chief, Market Conduct Division Currently Vacant Bureau Chief P: (406) 444-3897 E:
03/25/2016 Montana Page: 50 SILA Journal
Examiner: Steve Matthews P: (406) 444-2040 F: (406) 444-3497
03/25/2016 Montana Page: 51 SILA Journal
Nebraska
Insurance Department Licensing Section Securities Department Nebraska Department of Insurance Nebraska Department of Insurance Department of Banking & Finance 1526 K Street, Suite 200 Licensing Division 1526 K Street Suite 300 PO Box 82089 1526 K Street, Suite 200 P.O. Box 95006 Lincoln, NE 68501-2089 PO Box 82089 Lincoln, Nebraska 68508 P: (402) 471-2201 Lincoln, NE 68501-2089 P: (402) 471-2171 (Financial Institutions) F: (402) 471-4610 P: (402) 471-4913 (402) 471-3445 (Securities) https://doi.nebraska.gov/ Toll-Free: (833) 410-5609 F: (402) 471-3062 F: (402) 471-4610 https://ndbf.nebraska.gov/industries E: [email protected] Director: https://doi.nebraska.gov/producers/ producer-licensing Securities Contact: Eric Dunning Claire McHenry Director of Insurance Deputy Director P: (402) 471-2201 Licensing Director: Kevin Schlautman E: [email protected] Administrator Deputy Director: P: (402) 471-4707 Secretary of State/Corporate E: [email protected] Matthew Holman Division Deputy Director and General Counsel 1201 N Street Suite 120 P: (402) 471-2201 C.E. Coordinator: P.O. Box 94608 E: [email protected] Gina Goodro Lincoln, Nebraska 68509-4608 Continuing Education Analyst P: (402) 471-4079 P: (402) 471-4805 F: (402) 471-3666 E: [email protected] https://sos.nebraska.gov/business- services/corporate-and-business
Market Conduct Section Market Conduct 1135 M Street Suite 300 P.O. Box 82089 Lincoln, Nebraska 68501-2089 P: (402) 471-2201 F: (402) 471-6559
Examiner: Reva Vandevoorde Market Conduct Administrator P: (402) 471-4652
03/25/2016 Nebraska Page: 52 SILA Journal
03/25/2016 Nebraska Page: 53 SILA Journal
Nevada
Insurance Department Securities Department Nevada Department of Business & Licensing Section Secretary of State Industry Nevada Division of Insurance Securities Division 1818 E. College Parkway, Suite 103 Licensing Section 555 East Washington Avenue, Suite Carson City, Nevada 89706 1818 E. College Parkway, Suite 103 5200 P: (775) 687-0700 Carson City, Nevada 89706 Las Vegas, Nevada 89101 F: (775) 687-0797 P: (775) 687-0700 P: (702) 486-2440 E: [email protected] F: (775) 687-0797 F: (702) 486-2452 https://doi.nv.gov/ https://doi.nv.gov/Licensing/ E: [email protected] https://www.nvsos.gov/sos Commissioner: Licensing Director: Barbara D. Richardson Stephanie Kerry Securities Contact: Commissioner of Insurance Licensing Manager Erin Houston P: (775) 687-0700 P: (775) 687-0774 Securities Administrator E: [email protected] Deputy Commissioners: Secretary of State/Corporate Stephanie Bryant McGee Licensing Supervisors: Division Deputy Commissioner, Captives, Tanya Lyons Nevada Office of the Secretary of Market Regulation and Producer State Licensing Assistant Chief, Producer Licensing Section Secretary of State—Annex Office P: (775) 687-0700 P: (775) 687-0722 202 N. Carson Street E: [email protected] E: [email protected] Carson City, Nevada 89701 P: (775) 684-5708 Lisa Bard F: (775) 684-5725 Assistant Chief, Specialty Licensing E: [email protected] P: (775) 687-0721 https://www.nvsos.gov/sos/ E: [email protected] businesses
C.E. Coordinator: The Division has outsourced the administration of its education program. Pearson VUE P: (833) 408-6546 E: [email protected] W: www.pearsonvue.com
03/25/2016 Nevada Page: 54 SILA Journal
New Hampshire
Insurance Department Licensing Section Securities Department New Hampshire Insurance New Hampshire Department of Bureau of Securities Regulation Department Insurance New Hampshire Department of State 21 South Fruit Street, Suite 14 Licensing Division P.O. Box 3715 (03302-3715) Concord, New Hampshire 03301-7317 21 South Fruit Street, Suite 14 107 Main Street, Suite 204 P: (603) 271-2261 Concord, New Hampshire 03301-7317 Concord, New Hampshire 03301-4989 F: (603) 271-1406 P: (603) 271-0203 P: (603) 271-1463 E: [email protected] F: (603) 271-7029 F: (603) 271-7933 https://www.nh.gov/insurance/ E: [email protected] E: [email protected] https://www.nh.gov/insurance/ https://sos.nh.gov/corporation-ucc- Commissioner: producers/index.htm securities/ Chris Nicolopoulos Commissioner of Insurance Licensing Supervisor: Securities Contact: P: (603) 271-2261 Joan LaCourse Barry Glennon Licensing Supervisor/CE Coordinator Director of Securities Regulation Deputy Commissioner: P: (603) 271-2964 P: (603) 271-1463 Alexander K. Feldvebel E: [email protected] Deputy Commissioner Secretary of State/Corporate P: (603) 271-2261 Continuing Education Contact: Division Cheryl Gagnon New Hampshire Corporation Division Department of State Director of Operations: Continuing Education Program 107 N. Main St. Christie Rice Specialist Concord, New Hampshire 03301-4989 Assistant Commissioner, Director of P: (603) 271-3257 Operations E: [email protected] P: (603) 271-3246 P: (603) 271-2261 F: (603) 271-6316 Market Conduct Section E: [email protected] New Hampshire Insurance https://sos.nh.gov/# Department 21 South Fruit Street, Suite 14 Concord, NH 03301 P: (603) 271-2261 F: (603) 271-1406 E: [email protected]
Examiner (Accident & Health): Maureen Belanger P: (603) 271-2828 F: (603) 271-1406
03/25/2016 New Hampshire Page: 55 SILA Journal
Examiner (Life): Denise Lamy P: (603) 271-2129 F: (603) 271-1406
Examiner (P/C): Win Pugsley P: (603) 271-3711 F: (603) 271-1406
03/25/2016 New Hampshire Page: 56 SILA Journal
New Jersey
Insurance Department Licensing Section Securities Department New Jersey Department of Banking New Jersey Department of Banking Department of Law & Public Safety and Insurance and Insurance Bureau of Securities 20 W. State Street CN325 Licensing Services Bureau - Insurance 153 Halsey Street, 6th Floor (07102) P.O. Box 325 20 W. State Street P.O. Box 47029 Trenton, New Jersey 08625-0325 P.O. Box 327 Newark, New Jersey 07101 P: (609) 292-7272 Trenton, New Jersey 08625-0327 P: (973) 504-3600 F: (609) 292-3144 P: (609) 292-7272 F: (973) 504-3601 https://www.state.nj.us/dobi F: (609) 984-5263 E: [email protected] E: [email protected] https://www.njconsumeraffairs.gov/ Commissioner: bos https://www.state.nj.us/dobi/ Marlene Caride division_insurance/index.htm Insurance Commissioner www.state.nj.us/dobi/inslic.htm Securities Contact: P: (609) 292-7272 (Online new and renewal licensing available for all producers) Christopher Gerald Bureau Chief Director: Acting Licensing Director: Peter Hartt Joseph McDougal Secretary of State/ Corporate Director, Division of Insurance Supervisor, Application Division P: (609) 292-0844, ext. 50009 Investigations and Insurance Education, Consumer Protection Registering a Business or Agency: P: (609) 292-5316, ext. 50552 NJ Department of the Treasury Director: Division of Revenue, Corporate Filing E: [email protected] Patrick Mullen Unit Director, Division of Banking 225 W. State Street, 3rd Floor (08608-1001) P: (609) 292-0844 C.E. Address: P.O. Box 308 Trenton, New Jersey 08646 New Jersey Department of Banking and Insurance P: (609) 292-9292 Application Investigations and F: (609) 984-6851 Insurance Education E: [email protected] 20 W. State Street https://www.state.nj.us/treasury/ P.O. Box 329 Trenton, New Jersey 08625-0329
C.E. Coordinator: Joseph McDougal Supervisor, Application Investigations and Insurance Education, Consumer Protection P: (609) 292-5316, ext. 50552
03/25/2016 New Jersey Page: 57 SILA Journal
03/25/2016 New Jersey Page: 58 SILA Journal
New Mexico
Insurance Department Licensing Section Securities Department Office of Superintendent of Insurance Office of Superintendent of New Mexico Regulation & Licensing Insurance (OSI) Department Insurance Division Producer Licensing Bureau Securities Division P.O. Box 1689 1120 Paseo de Peralta, Room 331 2550 Cerrillos Road, 3rd Floor 1120 Paseo de Peralta (87501) (87501) Santa Fe, New Mexico 87505 Santa Fe, New Mexico 87504 P.O. Box 1689 P: (505) 476-4580 P: (505) 827-4601 Santa Fe, New Mexico 87504 F: (505) 984-0617 Toll-Free: (855) 427-5674 P: (505) 827-4349 www.rld.state.nm.us/securities/ F: (505) 827-4734 F: (505) 827-4373 https://www.osi.state.nm.us/ E: [email protected] Securities Contacts: https://www.osi.state.nm.us/ Commissioner: index.php/departments/life-health- Ben Schrope division/producer-licensing-bureau/ Acting Director of Securities Russell Toal Senior Prosecuting Attorney Superintendent of Insurance Licensing Manager: P: (505) 231-7467 P: (505) 827-4601 Victoria A. Baca E: [email protected] Bureau Chief, Agent Licensing Deputy Commissioners: P: (505) 827-4554 Kristi Montaño Jennifer A. Catechis E: [email protected] Financial Analyst Supervisor Deputy Superintendent of Insurance P: (505) 660-4178 P: (505) 827-4439 Licensing Supervisor: E: [email protected] Bryan Brock Doris Roybal Deputy Superintendent Licensing Supervisor P: (505) 827-4601 P: (505) 827-4336 Secretary of State/Corporate E: [email protected] Division Public Regulation Commission P.O. Box 1689 Santa Fe, New Mexico 87504 P: (505) 827-4502 or (505) 827-4508 Toll-Free: (800) 947-4722 (NM residents only) F: (505) 827-4387 https://www.sos.state.nm.us/online- services/
03/25/2016 New Mexico Page: 59 SILA Journal
New York
Insurance Department Licensing Section Securities Department Department of Financial Services New York Insurance Department Office of Attorney General 1 Commerce Plaza Licensing Services Bureau Investors Protection & Securities Bureau Albany, New York 12257 1 Commerce Plaza, Suite 2003 120 Broadway, 23rd Floor P: (518) 474-6600 Albany, New York 12257 New York, New York 10271 F: (518) 473-4600 P: (518) 474-6630 P: (212) 416-8222 https://www.dfs.ny.gov/ F: (518) 474-5048 F: (212) 416-8816 or (212) 416-8136 E: [email protected] https://ag.ny.gov/bureau/investor- Superintendent https://www.dfs.ny.gov/ protection-bureau apps_and_licensing/ Linda Lacewell agents_and_brokers/home Superintendent, Department of Securities Contact: Financial Services P: (518) 474-6600 Licensing Manager: Cynthia Hanawalt Jacqueline Catalfamo Bureau Chief Deputy Superintendent Director of Licensing Services James Wrynn P: (518) 486-1809 Secretary of State/Corporate Deputy Superintendent, Department E: [email protected] Division of Financial Services New York Department of State P: (518) 474-6600 C.E. Coordinator: Division of Corporations Colleen Draper One Commerce Plaza Deputy Superintendent Supervisor of Education Unit 99 Washington Avenue, Suite 600 My Chi P: (518) 486-2807 Albany, New York 12231-0001 Executive Deputy Superintendent, E: [email protected] P: (518) 473-2492 Insurance Division F: (518) 474-1418 P: (518) 474-6600 E: [email protected] https://www.dos.ny.gov/corps/ Deputy Commissioner bus_entity_search.html Martha A. Lees Deputy Superintendent & General Counsel P: (518) 474-6600
03/25/2016 New York Page: 60 SILA Journal
North Carolina
Insurance Department Licensing Section Securities Division North Carolina Department of North Carolina Department of Department of Secretary of State Insurance Insurance Agent Services Division Securities Division 1201 Mail Service Center 1204 Mail Service Center P.O. Box 29622 (27626-0622) Raleigh, North Carolina 27699-1201 Raleigh, North Carolina 27699-1204 2 South Salisbury Street P: (919) 807-6800 P: (919) 807-6800 Raleigh, North Carolina 27601-2903 F: (919) 715-3794 F: (919) 715-3794 P: (919) 733-3924 E: [email protected] E: [email protected] F: (919) 807-2183 https://www.ncdoi.gov/licensees/ https://www.ncdoi.gov/ E: [email protected] agent-and-adjuster-licensing https://www.sosnc.gov/sec/ Commissioner: Licensing Supervisor: Mike Causey Robert Cunningham Securities Contact: Commissioner of Insurance P: (919) 807-6800 ext. 1319848 Kevin Harrington P: (919) 807-6800 E: [email protected] Deputy Securities Administrator P: (919) 733-3924 Deputy Commissioner: Course Analyst: Angela Hatchell Secretary of State/Corporate Deputy Commissioner Agent Services Christina Hunter Division P: (919) 807-6800 ext. 1319821 Division P: (919) 807-6800 E: [email protected] 2 South Salisbury Street E: [email protected] Raleigh, North Carolina 27601-2903 Special Projects Manager: Mailing Address Beth Blackwell P.O. Box 29622 P: (919) 807-6800 ext. 1319820 Raleigh, North Carolina 27626-0622 E: [email protected] P: (919) 807-2225 F: (919) 807-2039 Market Conduct Section https://www.sosnc.gov/corporations Market Regulation Division 325 N. Salisbury Street, 9th Floor Raleigh, North Carolina 27603 P: (919) 807-6899 F: (919) 807-6635 E: [email protected]
Deputy Commissioner: Teresa Knowles Market Regulation Division
03/25/2016 North Carolina Page: 61 SILA Journal
P: (919) 807-6886 E: [email protected]
Assistant Chief Examiner: Bill George P: (919) 807-6877 E: [email protected]
Market Analysis Manager: Shane Quinlan P: (919) 807-6893 E: [email protected]
03/25/2016 North Carolina Page: 62 SILA Journal
North Dakota
Insurance Department Licensing Section Securities Department North Dakota Insurance Department North Dakota Insurance Office of Securities Commissioner Department State Capitol Building, 5th Floor 600 E. Boulevard Avenue Agent Licensing Division 600 E. Boulevard Avenue Bismarck, ND 58505-0510 State Capitol Building, 5th Floor Bismarck, ND 58505-0320 P: (701) 328-2910 600 E. Boulevard Avenue P: (701) 328-2440 F: (701) 328-2946 Bismarck, ND 58505-0320 Toll-Free: (800) 247-0560 E: [email protected] P: (701) 328-3548 F: (701) 328-4880 F: (701) 328-4880 https://www.securities.nd.gov/ https://www.insurance.nd.gov/ E: [email protected] https://www.insurance.nd.gov/ Securities Contact: Commissioner: producers Karen Tyler Jon Godfread Commissioner Insurance Commissioner Licensing Supervisor: P: (701) 328-2440 Janelle Middlestead Secretary of State/Corporate Property & Casualty Director, Division Deputy Commissioner: Producer Licensing Secretary of State/Business Division John Arnold P: (701) 328-4460 State Capitol Building, 1st Floor Deputy Commissioner E: [email protected] 600 E. Boulevard Avenue P: (701) 328-2440 Bismarck, ND 58505-0500 C.E. Coordinator: P: (701) 328-4284 General Counsel: Currently vacant F: (701) 328-2992 Johnny Palsgraaf C.E. Specialist E: [email protected] P: (701) 328-2440 General Counsel https://sos.nd.gov/business/business- P: (701) 328-2440 E: [email protected] services
Market Conduct Section North Dakota Insurance Department 600 E. Boulevard Avenue Department 401 Bismarck, ND 58505-0320 P: (701) 328-2440 F: (701) 328-4880 E: [email protected]
03/25/2016 North Dakota Page: 63 SILA Journal
Ohio
Insurance Department Licensing Section Market Conduct Section Ohio Department of Insurance Ohio Department of Insurance Ohio Department of Insurance 50 W. Town Street License Division Market Conduct Division 3rd Floor - Suite 300 50 W. Town Street 50 W. Town Street Columbus, Ohio 43215 3rd Floor - Suite 300 3rd Floor - Suite 300 P: (614) 644-2658 Columbus, Ohio 43215 Columbus, Ohio, 43215 F: (614) 644-3743 P: (614) 644-2665 P: (614) 644-3881 https://insurance.ohio.gov/wps/ F: (614) 644-3475 F: (614) 644-3327 portal/gov/odi E: [email protected] https://insurance.ohio.gov/wps/ Insurance Compliance Manager: portal/gov/odi/agents-and-agencies Director: Angela Dingus Judith (Judi) French Market Conduct Chief Lt. Governor/Director Licensing Director: P: (614) 644-2663 P: (614) 728-1003 Karen Vourvopoulos F: (614) 644-3327 E: License Manager E: [email protected] [email protected] P: (614) 728-1249 E: [email protected] Securities Department Assistant Director/Chief o.gov Division of Securities Administrative Officer: 77 S. High Street, 22nd Floor Tynesia Dorsey Licensing Supervisor: Columbus, Ohio 43215-6131 Deputy Director/CAO Lee Anne Washburn P: (614) 644-7381 P: (614) 644-7076 Assistant License Manager F: (614) 466-3316 E: [email protected] P: (614) 644-3270 https://www.com.ohio.gov/secu/ F: (614) 387-0096 E: Securities Contact: [email protected] Frank Larose Commissioner Licensing Supervisor: Holly Strane Secretary of State/Corporate Education Supervisor Division P: (614) 387-1429 Secretary of State F: (614) 387-0051 180 East Broad Street E: [email protected] Columbus, Ohio 43215 P: (614) 466-3910 Licensing Supervisor: F: (614) 995-2238 Patty Black E: [email protected] Corporation Supervisor
03/25/2016 Ohio Page: 64 SILA Journal
P: (614) 644-3281 https://www.sos.state.oh.us/ F: (614) 387-0087 E: [email protected]
03/25/2016 Ohio Page: 65 SILA Journal
Oklahoma
Insurance Department Licensing Section Securities Department Oklahoma Insurance Department Oklahoma Insurance Department Oklahoma Department of Securities 400 NE 50th Street Licensing and Education Division 204 N. Robinson Avenue, Suite 400 Oklahoma City, OK 73105 400 NE 50th Street Oklahoma City, Oklahoma 73102-7001 F: (405) 521-6652 Oklahoma City, OK 73105 P: (405) 280-7700 https://www.oid.ok.gov/ P: (405) 521-3916 F: (405) 522-3642 F: (405) 280-7742 E: [email protected] https://www.securities.ok.gov/Main/ Commissioner: E: [email protected] Glen Mulready https://www.oid.ok.gov/licensing- Securities Contact: Insurance Commissioner and-education/ Irving Faught P: (405) 521-2668 Administrator Manager, Licensing and P: (405) 280-7700 Deputy Commissioner: Education: F: (405) 280-7742 Brian Downs Courtney Khodabakhsh Chief of Staff and First Deputy for Commissioner Mulready Manager, Licensing and Education Secretary of State/Corporate P: (405) 522-4609 P: (405) 522-0806 Division E: [email protected] Business Filing Department Assistant Commissioner for 2300 N. Lincoln Boulevard, Room 101 Licensing Services: Oklahoma City, Oklahoma Education Specialist: 73105-4897 Erin Wainner Erin Wainner P: (405) 522-2520 P: (405) 522-0897 Assistant Commissioner for F: (405) 521-3771 E: [email protected] Licensing Services https://www.sos.ok.gov/business/ P: (405) 522-0897 default.aspx F: (405) 522-3642 E: [email protected]
Market Conduct Section Oklahoma Insurance Department 400 NE 50th Street Oklahoma City, OK 73105 P: (405) 521-3966 F: (405) 521-2640
Deputy Commissioner of Finance: Joel Sander Deputy Commissioner of Finance
03/25/2016 Oklahoma Page: 66 SILA Journal
P: (405) 521-6613 E: [email protected]
03/25/2016 Oklahoma Page: 67 SILA Journal
Oregon
Insurance Department Licensing Section Securities Department Oregon Division of Financial Oregon Division of Financial Department of Consumer & Business Regulation Regulation Services 350 Winter Street N.E. Producer Licensing Division of Finance and Corporate Securities P.O. Box 14480 (97309-0405) 350 Winter Street N.E. 350 Winter Street N.E., Room 410 Salem, Oregon 97301-3883 Salem, Oregon 97301-3883 Salem, Oregon 97301-3881 P: (503) 947-7980 P: (503) 947-7981 P: (503) 378-4387 F: (503) 378-4351 F: (503) 378-4351 F: (503) 947-7862 https://dfr.oregon.gov/Pages/ E: [email protected] https://dfr.oregon.gov/Pages/ index.aspx https://dfr.oregon.gov/business/ index.aspx licensing/insurance/Pages/ producer-licensing.aspx Commissioner: Securities Contact: Andrew Stolfi Licensing Manager: Kirsten Anderson Insurance Commissioner Licensing Administrator P: (503) 947-7071 Haven Garber E: [email protected] Acting Licensing Manager & NDP P: (503) 983-4656 Secretary of State/Corporate F: (503) 947-7862 Deputy Insurance Administrator: Division E: [email protected] Kirsten Anderson Corporate Division P: (503) 947-7980 255 Capital Street N.E., Suite 151 E: [email protected] Licensing Supervisor: Salem, Oregon 97310 Carol Ruda P: (503) 986-2200 Compliance Specialist II F: (503) 986-6355 P: (503) 947-7247 Business Registry Fax: (503) 378-4381 E: [email protected] E: [email protected] https://sos.oregon.gov/business/ Licensing Coordinator: Pages/default.aspx Melanie Martin Compliance Specialist I P: (503) 947-7215 E: [email protected]
C.E. Coordinator: Christina (Tina) Boone Education Coordinator P: (503) 947-7327 E: [email protected]
03/28/2016 Oregon Page: 68 SILA Journal
Market Conduct Section Oregon Division of Financial Regulation 350 Winter Street N.E. Salem, OR 97301 P: (503) 947-7242 F: (503) 378-4351 E: [email protected]
Market Regulation Manager: Brian Fordham Market Surveillance Manager P: (503) 947-7205 E: [email protected]
03/28/2016 Oregon Page: 69 SILA Journal
Pennsylvania
Insurance Department Licensing Section Securities Department Pennsylvania Insurance Department Licensing & Enforcement Program Pennsylvania Department of Banking Area and Securities 1326 Strawberry Square, 13th Floor Pennsylvania Insurance Department 17 North 2nd Street, Suite 1300 Harrisburg, Pennsylvania 17120 Bureau of Licensing and Harrisburg, Pennsylvania 17101-2290 P: (717) 783-0442 Enforcement P: (717) 787-8061 Toll-Free: (877) 881-6388 1209 Strawberry Square F: (717) 703-5125 F: (717) 787-8553 Harrisburg, Pennsylvania 17120 https://www.dobs.pa.gov/Pages/ https://www.insurance.pa.gov https://www.insurance.pa.gov/ default.aspx Licensees
Commissioner: Securities Contact: Jessica Altman Licensing and Enforcement: Robin Wiessman Insurance Commissioner David J. Sweitzer Commissioner (Vice Chair) and P: (717) 783-0442 Director Secretary of Banking and Securities P: (717) 787-0167 Deputy Commissioner: F: (717) 772-4334 Secretary of State/Corporate E: [email protected] Chris Monahan Division Deputy Insurance Commissioner, Department of State Corporation Office of Market Regulation Licensing Divisions: Bureau P: (717) 787-6174 1209 Strawberry Square Pennsylvania Department of State P: (717) 787-3840 401 North Street, Room 206 F: (717) 787-8553 Harrisburg, Pennsylvania 17120 E: [email protected] P: (717) 787-1057 F: (717) 787-2244 Licensing Services Division: E: [email protected] https://www.dobs.pa.gov/businesses/ Adriane Force Pages/default.aspx Chief P: (717) 787-3842 E: [email protected]
Administrative Services Division: Ann Barnett Chief P: (717) 783-2186 E: [email protected]
Compliance Division: Jim Krebs
03/28/2016 Pennsylvania Page: 70 SILA Journal
Chief P: (717) 787-3840 E: [email protected]
Enforcement Divisions: Field Investigations Division: 1227 Strawberry Square Harrisburg, PA 17120 P: (717) 783-2627
Anti-Fraud Compliance Division: 1321 Strawberry Square Harrisburg, PA 17120 P: (717) 787-0166 F: (717) 783-2101
Market Conduct Section Pennsylvania Insurance Department Bureau of Market Conduct 1209 Strawberry Square Harrisburg, Pennsylvania 17120 P: (717) 787-0163 F: (717) 772-4334 E: [email protected]
Bureau of Market Conduct: Connie Arnold Bureau Director P: (717) 783-2627
Examiner (LH): Deborah Lee Division Chief P: (717) 772-4335 E: [email protected]
Examiner (P/C): Connie Arnold Division Chief P: (717) 787-4373
03/28/2016 Pennsylvania Page: 71 SILA Journal
03/28/2016 Pennsylvania Page: 72 SILA Journal
Rhode Island
Insurance Department Licensing Section Securities Department Rhode Island Department of Business Rhode Island Department of Rhode Island Department of Business Regulation Business Regulation Regulation Insurance Division Insurance Division Securities Division 1511 Pontiac Avenue, Building 69-2 1511 Pontiac Avenue, Building 69-2 1511 Pontiac Avenue Cranston, Rhode Island 02920 Cranston, Rhode Island 02920 John O. Pastore Complex, Building 69-1 P: (401) 462-9520 P: (401) 462-9520 Cranston, Rhode Island 02920-4407 F: (401) 462-9602 F: (401) 462-9602 P: (401) 462-9527 E: [email protected] E: [email protected] F: (401) 462-9645 https://dbr.ri.gov/ https://dbr.ri.gov/divisions/ insurance/producersadjusters.php E: [email protected] https://dlr.sd.gov/securities/ Commissioner: default.aspx Licensing Director: Elizabeth Kelleher Dwyer Rachel Chester Deputy Director & Superintendent of Securities Contact: Banking and Insurance Chief of Consumer and Licensing Services P: (401) 462-9617 Donald DeFedele P: (401) 462-9604 Chief Securities Examiner E: [email protected] E: [email protected] P: (401) 462-9545 E: [email protected] Assistant Administrative Officer to Commissioner and Associate C.E. Coordinator: Director: Sharon Wiggins Secretary of State/Corporate Rosanne Pasquale Licensing Aide Division P: (401) 462-9605 P: (401) 462-9617 Corporations Division Office of the E: [email protected] Secretary of State Associate Director: Nellie M. Gorbea 148 West River Street Jack Broccoli Market Conduct Section Providence, Rhode Island 02904-2615 Associate Director - Financial Rhode Island Department of Regulation Business Regulation P: (401) 222-3040 P: (401) 462-9606 Insurance Division F: (401) 222-1309 E: [email protected] 1511 Pontiac Avenue, Building 69-2 E: [email protected] Cranston, Rhode Island 02920 https://www.ri.gov/business/? P: (401) 462-9520 tags=secretary+of+state F: (401) 462-9602
Examiner: Matthew Gendron General Counsel P: (401) 462-9540
03/28/2016 Rhode Island Page: 73 SILA Journal
South Carolina
Insurance Department Licensing Section Securities Department South Carolina Department of South Carolina Department of Office of the Attorney General Insurance Insurance Securities Division Capital Center Licensing and Education Services P.O. Box 501 1201 Main Street, Suite 1000 (29201) Capital Center Rembert C. Dennis Office Building, P.O. Box 100105 1201 Main Street, Suite 100 (29201) #501 Columbia, South Carolina 29202-3105 P.O. Box 100105 1000 Assembly Street (29201) P: (803) 737-6160 Columbia, South Carolina 29202 Columbia, South Carolina 29211-1549 F: (803) 737-6205 P: (803) 737-6095 P: (803) 734-9916 E: [email protected] F: (803) 737-6100 F: (803) 734-3677 https://www.doi.sc.gov/ E: [email protected] www.scag.gov/scsecurities https://www.doi.sc.gov/354/ Licensing-CE Commissioner: Securities Contact: Raymond G. Farmer T. Stephen Lynch Chief Deputy of Market Services: Insurance Director Deputy Securities Commissioner Joe Cregan P: (803) 737-6160 Chief Deputy of Insurance Operations Secretary of State/Corporate P: (803) 737-6095 Division Division of Business Filings Deputy Director, Licensing and CE: Edgar Brown Building Diane Cooper 1205 Pendleton Street, Suite 5 (29201) Deputy Director of Licensing and P.O. Box 11350 Consumer Services Columbia, South Carolina 29211 P: (803) 737-6095 P: (803) 734-2158 F: (803) 734-2164 Licensing Manager: https://sos.sc.gov/ Andrea Bourgoin Licensing Supervisor P: (803) 737-5757 E: [email protected]
C.E. Coordinator: Katie Wilson Program Assistant P: (803) 737-6223 E: [email protected]
03/28/2016 South Carolina Page: 74 SILA Journal
Market Conduct Section South Carolina Department of Insurance Capital Center 1201 Main Street, Suite 100 (29201) P.O. Box 100105 Columbia, South Carolina 29202 P: (803) 734-2170 F: (803) 734-2164 E: [email protected] www.doi.sc.gov
03/28/2016 South Carolina Page: 75 SILA Journal
South Dakota ecurities Department Insurance Department Licensing Section South Dakota Division of Insurance Department of Labor and Regulation South Dakota Division of Insurance South Dakota Division of Insurance Producer 124 South Euclid Avenue, 2nd Floor Department of Revenue and Regulation 124 South Euclid Avenue, 2nd Floor Pierre, South Dakota 57501 124 South Euclid Avenue, 2nd Floor Pierre, South Dakota 57501 P: (605) 773-3563 Pierre, South Dakota 57501 P: (605) 773-3513 F: (605) 773-5369 P: (605) 773-3563 F: (605) 773-5369 E: [email protected] F: (605) 773-5369 https://dlr.sd.gov/insurance/ https://dlr.sd.gov/securities/ producers.aspx default.aspx E: [email protected] https://dlr.sd.gov/insurance/ Licensing Director: Dan Nelson Securities Contact: Director: Producer Licensing Travis Jordan Larry Deiter P: (605) 773-3513 Assistant Director Director of Insurance E: [email protected] P: (605) 773-3563 Secretary of State/Corporate C.E. Coordinator: Division Deputy Director: Jo Mikkelsen 500 E. Capitol Avenue, Suite 204 Jill Kruger C.E. Coordinator Pierre, South Dakota 57501 Deputy Director P: (605) 773-3946 P: (605) 773-3537 P: (605) 773-3563 E: [email protected] F: (605) 773-6580 E: [email protected] E: [email protected] https://sdsos.gov/ Assistant Directors: Johanna Nickelson Assistant Director Solvency & Licensing P: (605) 773-3563 E: [email protected]
Dan Nelson Assistant Director Property & Casualty P: (605) 773-3563 E: [email protected]
Travis Jordan Assistant Director Property & Casualty P: (605) 773-3563
03/28/2016 South Dakota Page: 76 SILA Journal
Frank Marnell Senior Legal Counsel P: (605) 773-3563 E: [email protected]
03/28/2016 South Dakota Page: 77 SILA Journal
Tennessee
Insurance Department Licensing Section Securities Department Tennessee Department of Commerce Tennessee Department of Department of Commerce & and Insurance Commerce and Insurance Insurance Davy Crockett Tower, 5th Floor Agent Licensing Section Securities Division 500 James Robertson Parkway Davy Crockett Tower Davy Crockett Tower, Suite 680 Nashville, Tennessee 37243-0565 500 James Robertson Parkway 500 James Robertson Parkway P: (615) 741-2176 Nashville, Tennessee 37243-1134 Nashville, Tennessee 37243-0575 F: (615) 741-4000 P: (615) 741-2693 P: (615) 741-2947 https://www.tn.gov/commerce/ F: (615) 532-2862 Toll-Free: (800) 863-9117 insurance-division.html E: [email protected] F: (615) 532-8375 https://www.tn.gov/commerce/ https://www.tn.gov/commerce/ Commissioner: licensing-regulations.html securities-division.html Carter Lawrence Commissioner of Commerce & Licensing Director: Securities Registration Contact: Insurance Kimberly Biggs Frank Borger-Gilligan P: (615) 741-6007 Director, Agent Licensing & Assistant Commissioner Continuing Education P: (615) 7532-2375 Deputy Commissioner: P: (615) 741-7591 E: [email protected] Lorrie Brouse E: [email protected] Deputy Commissioner and General Counsel Securities Registration Contact: P: (615) 253-1814 Elizabeth Bowling Director of Registration Director: P: (615) 770-0088 Bill Huddleston E: [email protected] Director, Insurance Division P: (615) 741-2176 Secretary of State/Corporate Division Division of Business Services 312 Rosa L. Parks Avenue Snodgrass Tower, 6th Floor Nashville, Tennessee 37243 P: (615) 741-2286 F: (615) 741-5962 E: [email protected] https://sos.tn.gov/
03/28/2016 Tennessee Page: 78 SILA Journal
Testing Providers
Pearson VUE Prometric PSI Pearson VUE Prometric PSI 3 Bala Plaza West, Suite 300 1501 S. Clinton Street 3210 E. Tropicana Bala Cynwyd, Pennsylvania Baltimore, MD 21224 Las Vegas, NV 89121 19004-3481 https://www.prometric.com/ P: (800) 733-9267 (candidate Phone no. for candidates to use: registration) Candidates should consult the P: (800) 274-8979 (Candidate Line) individual state. F: (702) 932-2666 Candidate Bulletins available F: (952) 681-3899 (Fax Number) E: [email protected] at https://www.prometric.com/ https://home.pearsonvue.com/ prior to calling to register or https://candidate.psiexams.com/ schedule an examination. P: (888) 226-9339 (Candidate State contracts for: Registration) State contracts for: Testing—Alaska, Colorado, DC, Testing—Arkansas, California, Idaho, Delaware, Florida, Georgia, Hawaii, Louisiana, Michigan, Minnesota, New Illinois, Indiana, Iowa, Kansas, Maine, State contracts for: Jersey, New York, Ohio, Oregon, Minnesota, Mississippi, Missouri, Testing—Arizona, Connecticut, Pennsylvania, South Carolina, Montana, Nevada, North Carolina, Washington State & Wisconsin Rhode Island, South Dakota, Maryland, Massachusetts, Nebraska, Tennessee, Texas, West Virginia & New Hampshire, New Mexico, North CE—New Jersey, Pennsylvania Wyoming Dakota, Oklahoma, Utah, Vermont & Virginia CE—Colorado, Iowa, Missouri, Tennessee, Texas & Virginia CE—Arizona, Connecticut, Kentucky, Maryland, Massachusetts, North Carolina, Ohio, South Dakota, State Administered Testing Vermont, West Virginia & Wisconsin Providers Testing—Alabama, Kentucky
03/28/2016 Testing Providers Page: 79 SILA Journal
Texas
Insurance Department Licensing Section Securities Department Texas Department of Insurance Texas Department of Insurance State Securities Board 333 Guadalupe Street (78701) Agents Licensing Division— 208 E. 10th Street, 5th Floor MC107-1A P.O. Box 149104 Austin, Texas 78701 P.O. Box 12069 Austin, Texas 78714-9104 or Austin, Texas 78714-2069 P: (512) 676-6000 P.O Box 13167 P: (512) 676-6500 Toll-Free: (800) 578-4677 (TX only) Austin, Texas 78711-3167 F: (512) 490-1052 F: (512) 490-1007 P: (512) 305-8300 E: [email protected] https://www.tdi.texas.gov F: (512) 305-8310 https://www.tdi.texas.gov/agent/ https://www.ssb.texas.gov/ index.html Commissioner: Kent Sullivan Licensing Director: Securities Contact: Commissioner of Insurance Travis Iles Philip Reyna P: (512) 463-6022 Securities Commissioner Director, Agent and Adjuster F: (512) 490-1045 Licensing Financial Regulation Division Secretary of State/Corporate Associate Commissioners: P: (512) 676-6794 Division E: [email protected] Karen Phillips James E. Rudder Bldg. Chief of Staff 1019 Brazos (78701) P: (512) 305-7249 C.E. Coordinator: P.O. Box 13697 F: (512) 490-1045 Jodie Delgado Austin, Texas 78711-3697 Manager, Administrative Review & P: (512) 463-5555 Continuing Education Doug Slape F: (512) 463-5709 P: (512) 676-6481 Chief Deputy Commissioner E: [email protected] P: (512) 676-6023 E: [email protected] https://www.sos.state.tx.us/ F: (512) 490-1045 Market Conduct Section Nancy Clark, CGFM Texas Department of Insurance Deputy Commissioner for Financial Analysis and Examinations Administrative Operations/Chief Financial Officer Market Conduct P: (512) 676-6166 333 Guadalupe Street (78701) F: (512) 490-1045 M/C 305-2E Austin, Texas 78714-9104 Randall Evans P: (512) 322-5033 Associate Commissioner of Customer F: (512) 322-5026 Operations P: (512) 676-6520
03/28/2016 Texas Page: 80 SILA Journal
Chris Herrick Deputy Commissioner of Customer Examiner: Operations David Moskowitz P: (512) 676-6476 Assistant Chief Examiner P: (512) 322-5033 E: [email protected]
03/28/2016 Texas Page: 81 SILA Journal
US Territories
AMERICAN SAMOA NORTHERN MARIANA PUERTO RICO Office of the Governor ISLANDS Office of the Commissioner of Insurance American Samoa Government N. Mariana Islands Department of Insurance & Commerce Edificio World Plaza 906 Pago Pago, American Samoa 96799 Office of Insurance Commissioner 268 Ave. Munoz Rivera P: 011 (684) 633-4116 Caller Box 10007 CK San Juan, Puerto Rico 00968-3029 F: 011 (684) 633-2269 Saipan, MP 96950 P: (787) 304-8686 https://www.americansamoa.gov/ P: (670) 664-3000 Toll-Free: (888) 722-8686 F: (670) 664-3067 F: (787) 273-6082 E: [email protected] https://ocs.pr.gov/Pages/default.aspx BAHAMAS https://www.commerce.gov.mp/ The Insurance Commission of the Bahamas Insurance Commissioner 3rd Floor Charlotte House Rafael Cesteros-Lopategui Charlotte & Shirley Streets VIRGIN ISLANDS Commissioner of Insurance P: (787) 304-8686, extension 1001 P. O. Box N 4844 The United States Virgin Islands F: (787) 273-6365 Nassau, N.P., The Bahamas Office of the Lt. Governor E: P: (242) 397-4183 or (242) 397-4100 Division of Banking & Insurance F: (242) 328-1070 #5049 Kongens Gade E: [email protected] Charlotte Amalie Deputy Commissioner of Services https:// St. Thomas, Virgin Islands 00802 Maria Marin insurancecommissionbahamas.com/ P: (340) 774-7166 Deputy Commissioner of Services F: (340) 776-8303 P: (787) 304-8686, extension 1005 https://ltg.gov.vi/ E: [email protected] GUAM Department of Revenue and Taxation Securities Contact: Deputy Commissioner of Legal P.O. Box 23607 Deverita Sturdivant Affairs GMF, Guam 96921 Chief of Securities Regulation Brenda Perez 1240 Army Drive Deputy Commissioner of Legal Affairs Barrigada, Guam 96913 P: (787) 304-8686, extension 3101 P: 011 (671) 635-1817 E: [email protected] F: (671) 633-2643 https://www.guamtax.com/ Licensing Contact: Vanessa Ortiz P: (787) 304-8686, extension 2103 E: [email protected]
03/28/2016 US Territories Page: 82 SILA Journal
Securities Contact: Damaris Mendoza-Roman Securities Administrator P: (787) 732-3131 F: (787) 734-4225 https://www.estado.pr.gov/es/
03/28/2016 US Territories Page: 83 SILA Journal
Utah
Insurance Department Licensing Section Securities Department Utah Insurance Department Utah Insurance Department Department of Commerce 4315 South 2700 West, Rm. 2300 Producer Licensing Division Division of Securities Taylorsville, UT 84129 4315 South 2700 West, Rm. 2300 160 E. 300 South, 2nd Floor P: (801) 957-9200 Taylorsville, UT 84129 P.O. Box 146760 (84114-6760) Toll-Free: (800) 439-3805 (UT only) P: (801) 957-9240 Salt Lake City, Utah 84111 F: (801) 385-465-6047 F: (801) 538-3830 P: (801) 530-6600 https://insurance.utah.gov/ E: [email protected] F: (801) 530-6980 https://insurance.utah.gov/licensee E: [email protected] Commissioner: https://securities.utah.gov/ Jonathan T. Pike Licensing Director: Commissioner of Insurance Randy Overstreet Securities Contact: P: (801) 538-3800 Director, Producer Licensing Thomas Brady Division F: (801) 538-3829 Director P: (801) 538-3645 E: [email protected] Deputy Commissioner: Secretary of State/Corporate Reed Stringham Division C.E. Coordinator: Deputy Commissioner Department of Commerce Michael Covington P: (801) 538-3870 Division of Corporations and C.E. Specialist Commercial Code Assistant Commissioner: P: (801) 538-3809 160 E. 300 South, 2nd Floor E: [email protected] Tanji Northrup Salt Lake City, Utah 84111 Assistant Commissioner P: (801) 530-4849 P: (801) 538-1801 Market Conduct Section Toll-Free: (877) 526-3994 Utah Insurance Department F: (801) 530-6438 450 North Main Street E: [email protected] 3110 State Capitol Office Building https://corporations.utah.gov/ Salt Lake City, Utah 84114 P: (801) 538-3800 F: (801) 538-3820
Examiner: Bill Stimpson Market Conduct Examiner P: (801) 538-3078 E: [email protected]
03/28/2016 Utah Page: 84 SILA Journal
Vermont
Insurance Department Licensing Section Securities Department Vermont Department of Financial Vermont Department of Financial Vermont Department of Financial Regulation Regulation Regulation 89 Main Street Producer Licensing 89 Main Street, 3rd Floor Montpelier, Vermont 05620-3101 89 Main Street Montpelier, Vermont 05620-3101 P: (802) 828-3301 Montpelier, Vermont 05620-3101 P: (802) 828-3421 F: (802) 828-3306 P: (802) 828-3303 F: (802) 828-2896 https://dfr.vermont.gov/ F: (802) 828-1633 E: [email protected] E: https://dfr.vermont.gov/industry/ [email protected] Commissioner: securities https://dfr.vermont.gov/industry/ Mike Pieciak insurance/producer-and-individual- Commissioner licensing Securities Contact: P: (802) 828-3301 William R. Carrigan Licensing Contact: Deputy Commissioner of Securities Deputy Commissioner: Kevin Gaffney Kevin Gaffney Licensing Supervisor Secretary of State/Corporate Deputy Commissioner of Insurance P: (802) 828-5923 Division P: (802) 828-3301 E: [email protected] Corporate Division 128 State Street Deputy Commissioner: C.E. Coordinator: Montpelier, Vermont 05633-1104 Cynthia Stuart Prometric P: (802) 828-2386 Deputy Commissioner of Banking P: (800) 786-3926 F: (802) 828-2853 P: (802) 828-3301 www.prometric.com https://sos.vermont.gov/ corporations/
Market Conduct Section Vermont Department of Financial Regulation 89 Main Street, 2nd Floor Montpelier, Vermont 05620-3101 P: (801) 828-4843 F: (801) 828-3306
Director of Market Regulation: Christin Rouleau P: (802) 828-2910 F: (802) 828-3306 E: [email protected]
03/28/2016 Vermont Page: 85 SILA Journal
Virginia
Insurance Department Licensing Section Securities Department Virginia State Corporation Bureau of Insurance State Corporation Commission Commission Agents Licensing Section Division of Securities and Retail Bureau of Insurance P.O. Box 1157 Franchising Commonwealth of Virginia Richmond, Virginia 23218-1157 P.O. Box 1197 1300 E. Main Street, Tyler Building P: (804) 371-9631 Richmond, Virginia 23218 Richmond, Virginia 23219 F: (804) 371-9290 P: (804) 371-9051 P: (804) 371-9741 E: [email protected] F: (804) 371-9911 Toll-Free: (800) 552-7945 (VA only) E: [email protected] https://scc.virginia.gov/pages/ F: (804) 371-9873 Bureau-of-Insurance https://scc.virginia.gov/pages/ E: Securities-Retail-Franchising [email protected] Licensing Director: https://scc.virginia.gov/pages/Home Richard Tozer Securities Contact: Manager Ronald W. Thomas Commissioner: P: (804) 786-9525 Director Scott White E: [email protected] Commissioner of Insurance Secretary of State/Corporate P: (804) 371-9741 Licensing Coordinator: Division Linda M. Newsome State Corporation Commission, Office Deputy Commissioner: of the Clerk Senior Insurance Market Examiner Michael T. Beavers (Agent Regulation P.O. Box 2118 Division) P: (804) 786-9522 Richmond, Virginia 23218 Deputy Commissioner E: [email protected] P: (804) 371-9733 P: (804) 371-9078 F: (804) 371-9133 C.E. Coordinator: E: [email protected] Deputy Commissioner (LH): Pearson VUE https://cis.scc.virginia.gov/ Julie Blauvelt P: (877) 234-6093 Deputy Commissioner E: [email protected] P: (804) 371-9865 www.virginiainsurancece.com Deputy Commissioner (P/C): Rebecca Nichols Market Conduct Section Deputy Commissioner Market Conduct Section P: (804) 371-9331 1300 East Main Street Richmond, Virginia 23219 P: (804) 371-9532 (LH) Deputy Commissioner (Financial (804) 371-9731 (P/C) Regulation): F: (804) 371-9944 (LH) Douglas C. Stolte (804) 371-9396 (P/C)
03/28/2016 Virginia Page: 86 SILA Journal
Deputy Commissioner Mailing Address: P: (804) 371-9869 P.O. Box 1157 Richmond, Virginia 23218
Examiner (LH): Julie Fairbanks BOI Manager-L&H Market Conduct Section P: (804) 371-9385 F: (804) 371-9944 E: [email protected]
Examiner (P/C): Joy Morton Manager P&C Market Conduct P: (804) 371-9540 F: (804) 371-9396 E: [email protected]
03/28/2016 Virginia Page: 87 SILA Journal
Washington
Insurance Department Licensing Section Securities Department Washington State Commissioner of Insurance, State of Department of Financial Institutions Washington Office of the Insurance Commissioner Securities Division 5000 Capitol Boulevard 302 14th Avenue S.W. 150 Israel Road SW Tumwater, Washington 98501 P. O. Box 40256 Tumwater, Washington 98501 Olympia, Washington 98504-0256 Mailing Address: P: (360) 725-7000 Mailing Address: P.O. Box 40255 F: (360) 586-3535 P.O. Box 9033 Olympia, Washington 98504-0257 https://www.insurance.wa.gov/ Olympia, Washington 98507-9033 P: (360) 725-7144 P: (360) 902-8760 F: (360) 586-2019 F: (360) 902-0524 Commissioner: E: [email protected] https://dfi.wa.gov/securities Mike Kreidler https://www.insurance.wa.gov/ Commissioner of Insurance producers P: (360) 725-7000 Securities Contact: Licensing Director: William Beatty Director of Securities Chief Deputy Commissioner: Jeff Baughman AnnaLisa Gellermann Producer Licensing & Oversight Chief Deputy Commissioner Program Manager Secretary of State/Corporate P: (360) 725-7106 P: (360) 725-7156 Division E: [email protected] Secretary of State 801 Capitol Way South (98501) C.E. Coordinator: P.O. Box 40234 Joe Mendoza Olympia, Washington 98504-0234 Education and Compliance Analyst P: (360) 725-0377 P: (360) 725-7146 F: (360) 664-8781 E: [email protected] E: [email protected] https://www.sos.wa.gov/corps/ Market Conduct Section Company Supervision Market Conduct Division 5000 Capitol Boulevard Tumwater, Washington 98501
Mailing Address: P.O. Box 40257 Olympia, Washington 98504-0257 P: (360) 725-7200
03/28/2016 Washington Page: 88 SILA Journal
F: (360) 586-2022
Examiner: John Haworth Market Conduct Oversight Manager P: (360) 725-7223 F: (360) 586-2022 E: [email protected]
03/28/2016 Washington Page: 89 SILA Journal
West Virginia
Insurance Department Licensing Section Securities Department West Virginia Offices of the Insurance West Virginia Offices of the Office of the State Auditor Commissioner Insurance Commissioner Securities Division West Virginia Lottery Building Agent Licensing & Education Division 1900 Kanawha Boulevard East 900 Pennsylvania Avenue P.O. Box 50541 State Capitol Complex Charleston, West Virginia 25302 Charleston, West Virginia Building 1, Room W100 P: (304) 558-3354 25305-0541 Charleston, West Virginia 25305-0230 Toll-Free: (888) TRY-WVIC P: (304) 558-0610 P: (304) 558-2257 F: (304) 558-0412 F: (304) 558-4966 Toll-Free: (877) 982-9148 https://www.wvinsurance.gov/ E: [email protected] F: (304) 558-4211 https://www.wvinsurance.gov/ E: [email protected] Divisions/Agent-Licensing Commissioner: https://scc.virginia.gov/srf/ James A. Dodrill Insurance Commissioner Licensing Director: Secretary of State/Corporate P: (304) 558-3354 Rob Grishaber Division Director, Agent Licensing & Education State Capitol Assistant Commissioner: P: (304) 558-6279, ext 1177 Building 1, Suite 157 K Tonya Gillespie E: [email protected] 1900 Kanawha Boulevard East Assistant Commissioner-Regulatory Charleston, West Virginia 25305-0770 P: (304) 558-3029 Licensing Clerks: P: (304) 558-8000 E: [email protected] Tara Conley F: (304) 558-0900 Hope Stewart E: [email protected] Kim Compton https://sos.wv.gov/Pages/default.aspx Liz McDerment Regulatory Licensing Specialist P: (304) 558-0610
C.E. Coordinator: Prometric 1260 Energy Lane St. Paul, MN 55108 P: (800) 805-9127 www.prometric.com
03/28/2016 West Virginia Page: 90 SILA Journal
Market Conduct Section West Virginia Offices of the Insurance Commissioner Legal/Regulatory Compliance Section P.O. Box 50541 Charleston, West Virginia 25305-0541 P: (304) 558-6279 ext 1402 F: (304) 558-1362
Examiner: Tom Whitener Chief Market Examiner P: (304) 558-6370 ext 1176 F: (304) 558-1363 E: [email protected]
General Counsel: Erin Hunter General Counsel P: (304) 558-6279 ext 1402 F: (304) 558-1362 E: [email protected]
03/28/2016 West Virginia Page: 91 SILA Journal
Wisconsin
Insurance Department Licensing Section Securities Department Wisconsin Office of the Commissioner Wisconsin Office of the Department of Financial Institutions of Insurance Commissioner of Insurance Division of Securities 125 S. Webster Street (53703) Agent Licensing Section 345 W. Washington Avenue, 4th Floor P.O. Box 7873 P.O. Box 7872 (53703) Madison, Wisconsin 53707-7873 Madison, Wisconsin 53707-7872 P.O. Box 1768 P: (608) 266-3585 Madison, Wisconsin 53701-1768 F: (608) 266-9935 Overnight Address: P: (608) 266-1064 E: [email protected] 125 S. Webster Street F: (608) 264-7979 Madison, Wisconsin 53703-3474 https://oci.wi.gov/Pages/ https://www.wdfi.org/fi/securities/ Homepage.aspx P: (608) 266-8699 F: (608) 267-9451 Securities Contact: E: [email protected] Commissioner: Leslie Van Buskirk https://oci.wi.gov/Pages/ Mark Afable Administrator AgentsHome.aspx Commissioner of Insurance P: (608) 266-3585 Licensing Director: Wisconsin Department of Financial Institutions / Deputy Commissioner: Melody Esquivel Insurance Supervisor, Agent Corporate Division Nathan Houdek Licensing Department of Financial Institutions Deputy Commissioner P: (608) 264-8132 Division of Corporate and Consumer P: (608) 267-1233 F: (608) 267-9451 Services E: [email protected] Corporations Bureau, Suite 300 P.O. Box 7846 Madison, Wisconsin 53707-7846 C.E. Coordinator: P: (608) 261-7577 PSI Online F: (608) 267-6813 C.E. Administrator https://www.wdfi.org/corporations/ P: (800) 733-9267 https://www.psionline.com/
03/28/2016 Wisconsin Page: 92 SILA Journal
Wyoming
Insurance Department Licensing Section Securities Department Wyoming Department of Insurance Wyoming Department of Insurance Secretary of State 106 East 6th Avenue Licensing Division Securities Division Cheyenne, Wyoming 82002-0440 106 East 6th Avenue State Capitol Building P: (307) 777-7401 Cheyenne, Wyoming 82002-0440 200 West 24th Street F: (307) 777-2446 P: (307) 777-7319 Cheyenne, Wyoming 82002-0020 E: [email protected] F: (307) 777-2446 P: (307) 777-7370 doi.wyo.gov E: [email protected] F: (307) 777-7640 http://doi.wyo.gov/licensing E: [email protected] Commissioner: https://sos.wyo.gov/investing/ default.aspx Jeff Rude Licensing Director: Commissioner of Insurance Bryan Stevens Securities Contact: P: (307) 777-7401 Licensing Supervisor & C.E. Coordinator Kelly Janes P: (307) 777-7344 Division Director Deputy Commissioner: E: [email protected] Linda Johnson Secretary of State/Corporate Deputy Commissioner Market Conduct Contact: P: (307) 777-7401 Division Bill Cole E: [email protected] Secretary of State Market Conduct Examiner Business Division P: (307) 777-6870 State Capitol Building, Room 110 E: [email protected] 200 West 24th Street Cheyenne, Wyoming 82002-0020 Staff Attorney: P: (307) 777-7311 Becky McFarland F: (307) 777-5339 Staff Attorney E: [email protected] P: (307) 777-6889 https://sos.wyo.gov/Business/ E: [email protected]
03/28/2016 Wyoming Page: 93 SILA Journal
Update Log
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• Michigan less than a minute ago • updated by Mary Ellen Hammack • view change • SILA Journal Jul 15, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v67-20210715_115222.pdf Jul 15, 2021 • attached by Mary Ellen Hammack • Texas Jul 15, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v66-20210625_163505.pdf Jun 25, 2021 • attached by Mary Ellen Hammack • Kentucky Jun 25, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v65-20210624_133330.pdf Jun 24, 2021 • attached by Mary Ellen Hammack • Georgia Jun 24, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v64-20210614_141644.pdf Jun 14, 2021 • attached by Mary Ellen Hammack • Kansas Jun 14, 2021 • updated by Mary Ellen Hammack • view change • North Dakota Jun 14, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v63-20210608_153408.pdf Jun 08, 2021 • attached by Mary Ellen Hammack • Oregon Jun 08, 2021 • updated by Mary Ellen Hammack • view change • SILA Journal-v62-20210608_143207.pdf Jun 08, 2021 • attached by Mary Ellen Hammack • Vermont Jun 08, 2021 • updated by Mary Ellen Hammack • view change
01/26/2021 Update Log Page: 94