SILA Journal
SILA Journal Exported on 02/25/2021 SILA Journal – SILA Journal
Table of Contents
SILA Journal ...... 3 SILA Journal ...... 0 Alabama...... 6 Alaska...... 7 Arizona...... 8 Arkansas ...... 10 California ...... 11 Canada...... 13 Colorado...... 15 Connecticut ...... 16 Delaware...... 17 District of Columbia ...... 18 Florida...... 20 Georgia ...... 22 Hawaii...... 23 Idaho...... 24 Illinois ...... 25 Indiana...... 26 Iowa ...... 27 Kansas...... 28 Kentucky...... 29 Louisiana ...... 31 Maine ...... 33 Maryland...... 35 Massachusetts...... 37 Michigan ...... 39
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Minnesota...... 41 Mississippi ...... 43 Missouri ...... 45 Montana...... 46 Nebraska...... 47 Nevada...... 48 New Hampshire...... 49 New Jersey ...... 51 New Mexico...... 52 New York...... 53 North Carolina...... 54 North Dakota...... 56 Ohio ...... 57 Oklahoma ...... 58 Oregon ...... 59 Pennsylvania ...... 61 Rhode Island...... 63 South Carolina...... 64 South Dakota...... 66 Tennessee...... 68 Testing Providers ...... 69 Texas...... 70 US Territories ...... 71 Utah ...... 73 Vermont...... 74 Virginia...... 75 Washington...... 77 West Virginia...... 79
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Wisconsin...... 81 Wyoming...... 82 Update Log ...... 83
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• A very popular publication available to dues-paying SILA members. • The Journal contains names, addresses, phone and FAX numbers for every state Insurance Department, Secretary of State's Office, and State Securities Division. Email and website information is also included. • Certain screen sizes allow access to the menu by clicking on the three line image at the top.
02/10/2016 Page: 5 SILA Journal
Alabama
Insurance Department Licensing Section Securities Department Alabama Department of Insurance Alabama Department of Insurance Alabama Securities Commission 201 Monroe Street, Suite 502 (36104) Producer Licensing Division RSA Dexter Avenue Building P.O. Box 303351 201 Monroe Street, Suite 502 (36104) 445 Dexter Avenue, Suite 12000 Montgomery, Alabama 36130-3351 P.O. Box 303351 Montgomery, Alabama 36104 P: (334) 269-3550 Montgomery, Alabama 36130-3351 P: (334) 242-2984 or (800) 222-1253 F: (334) 241-4192 P: (334) 241-4126 F: (334) 242-0240 E: [email protected] F: (334) 240-3282 www.asc.state.al.us E: www.aldoi.gov [email protected] Securities Contact: Commissioner: Joseph P. Borg Licensing Director: Director Jim L. Ridling Currently Vacant Commissioner of Insurance/Actuary Producer Licensing Manager P: (334) 269-3550 P: (334) 241-4196 Secretary of State E: Secretary of State/Executive Division Deputy Commissioner: State Capitol Building, Suite S-105 600 Dexter Avenue Jimmy Gunn Producer Licensing Supervisor/ Montgomery, Alabama 36130 Deputy Commissioner C.E. Coordinator: Mailing Address: P: (334) 241-4115 Deborah Fike P.O. Box 5616 E: [email protected] Producer Licensing Supervisor Montgomery, Alabama 36103-5616 P: (334) 240-7575 P: (334) 242-7200 E: [email protected] F: (334) 242-4993 www.sos.alabama.gov Producer Licensing Supervisor/ C.E. Coordinator: Antwionne Dunklin Producer Licensing Supervisor P: (334) 241-4129 E: [email protected]
02/10/2016 Alabama Page: 6 SILA Journal
Alaska
Insurance Department Licensing Section Securities Department Alaska Department of Commerce, Community Alaska Department of Commerce, Alaska Department of Commerce, Community & Economic Development Community & Economic Development & Economic Development State Office Building, 9th Floor Division of Insurance Division of Banking and Securities 333 Willoughby Avenue (99801) Licensing Section P.O. Box 110807 P.O. Box 110805 P.O. Box 110805 (99811-0805) Juneau, Alaska 99811-0807 Juneau, Alaska 99811-0805 Juneau, Alaska 99801 P: (907) 465-2521 P: (907) 465-2515 P: (907) 465-2578, 8491, 6825, 3420 F: (907) 465-1230 F: (907) 465-3422 https://www.commerce.alaska.gov/web/dbs P: (907) 465-2578, 8491, 2596 E: [email protected] F: (907) 465-2816 commerce.alaska.gov/web/ins/ Securities Contact: E: [email protected] Patrice Walsh Commissioner: Acting Director Continuing Education Contact: P: (907) 465-2521 Lori Wing-Heier Katie Damian Director, Insurance Division Licensing Supervisor P: (907) 269-7900 Secretary of State/Corporate P: (907) 465-2578 E: [email protected] Division Deputy Commissioner: Alaska Department of Commerce, Community & Economic Development Anna Latham Licensing Program Coordinator: Division of Corporations, Business and Deputy Director, Insurance Division Professional Licensing Chris Murray P: (907) 465-2515 P.O. Box 110806 Licensing Program Coordinator Juneau, Alaska 99811-0806 P: (907) 465-2545 P: (907) 465-2550 E: [email protected] F: (907) 465-2974 commerce.alaska.gov/web/cbpl Examiner: Jen Davis Insurance Licensing Examiner I P: (907) 465-3420 E: [email protected]
Scarlett Gerber Insurance Licensing Examiner I P: (907) 465-6825 E: [email protected]
Lana Swanson Insurance Licensing Examiner I P: (907) 465-8491 E: [email protected]
03/17/2016 Alaska Page: 7 SILA Journal
Arizona
Insurance Department Licensing Section Securities Department Arizona Department of Insurance Insurance Licensing Section Arizona Corporation Commission 100 N. 15th Avenue, Suite 261 100 N. 15th Avenue, Suite 261 Securities Division Phoenix, AZ 85007-2360 Phoenix, AZ 85007-2360 1300 West Washington Street, 3rd Floor P: (602) 364-3100 P: (602) 364-4457 Phoenix, Arizona 85007-2929 F: (602) 264-4460 https://insurance.az.gov/ P: (602) 542-4242 Toll-Free (in state only): (877) 660-0964 F: (602) 542-4100 E: [email protected] E: [email protected] Commissioner: insurance.az.gov/producers www.azcc.gov/divisions/securities Christina Corieri Insurance Director Consumer Protection Division: P: (602) 364-3100 Securities Contact: Steven Fromholtz Mark Dinell Assistant Director, Consumer Protection Division Director P: (602) 364-4455 E: [email protected] Investor complaints or background information regarding investments, salesmen, investment advisers or securities Licensing Supervisor/Contact: P: (602) 542-0662 E: [email protected] Aqueelah Currie Licensing Supervisor, Consumer Protection Division Questions regarding licensing or registration of dealers, salesmen, investment advisers, P: (602) 364-4453 investment adviser representatives or E: [email protected] securities P: (602) 542-0326 E: [email protected] C.E. Coordinator: Prometric Telephone Directory or General Inquiries P: (800) 899-4184 P: (602) 542-4242 Toll-Free (in state only): 1-866-VERIFY-9 (837-4399) Market Conduct Section E: [email protected] Market Oversight Division 100 N. 15th Avenue, Suite 261 Phoenix, AZ 85007-2360 Corporations Division P: (602) 364-4994 1300 West Washington Street, 1st Floor F: (602) 364-2505 Phoenix, Arizona 85007 Market Analysis: P: (602) 542-3026 Cheryl Hawley Ecorp.azcc.gov Market Analyst E: [email protected] Corporations Contact: Patricia L. Barfield
03/23/2016 Arizona Page: 8 SILA Journal
Director Market Examinations: Sarah Borunda Secretary of State/Corporate Market Examinations Supervisor Division E: [email protected] Business Services (Tradenames, Partnerships, Sole Proprietorships) 1700 West Washington Street, 7th Floor Phoenix, Arizona 85007-2808 P: (602) 542-6187 F: (602) 542-4366 www.azsos.gov/business
03/23/2016 Arizona Page: 9 SILA Journal
Arkansas
Insurance Department Licensing Section Securities Department Arkansas Insurance Department Arkansas Insurance Department Arkansas Securities Department 1 Commerce Way, Suite 102 Licensing Division Heritage West Building Little Rock, AR 72202 1 Commerce Way, Suite 102 201 East Markham, Suite 300 P: (501) 371-2600 Little Rock, AR 72202 Little Rock, Arkansas 72201-1692 Toll Free: (800) 282-9134 P: (501) 371-2750 P: (501) 324-9260 F: (501) 371-2618 F: (501) 683-2604 F: (501) 324-9268 E: [email protected] E: [email protected] www.securities.arkansas.gov www.insurance.arkansas.gov https://insurance.arkansas.gov/pages/ industry-regulation/licensing/ Securities Contact: Commissioner: Edmond Waters Licensing Director: Alan McClain Commissioner Peggy Dunlap Insurance Commissioner Licensing Manager P: (501) 371-2621 P: (501) 371-2760 Secretary of State/Corporate E: [email protected] Division Deputy Commissioner: Secretary of State Russ Galbraith C.E. Coordinator: Corporate Division Chief Deputy Commissioner, Compliance State Capitol/Suite 256 Barbara Gordon P: (501) 371-2620 Little Rock, Arkansas 72201 Administrative Assistant III P: (501) 682-1010 P: (501) 371-2752 Deputy Commissioner: F: (501) 682-3510 E: [email protected] William "Bill" Lacy E: [email protected] Deputy Commissioner & General Counsel www.sosweb.state.ar.us Title Insurance Arkansas Insurance Department 1 Commerce Way, Suite 102 Little Rock, AR 72202
Market Conduct Section Arkansas Insurance Department Legal Division 1 Commerce Way, Suite 102 Little Rock, AR 72202
Market Conduct Contact: Melissa Grisham
03/25/2016 Arkansas Page: 10 SILA Journal
California
Insurance Department Licensing Section Securities Department California Department of Insurance California Department of Insurance California Department of Corporations (For mailing forms & fees) 300 Capitol Mall, 17th Floor 1515 K. Street, Suite 200 P.O. Box 1139 Sacramento, California 95814 Sacramento, California 95814-4052 Sacramento, California 95812-1139 P: (916) 492-3500 http://www.dbo.ca.gov/ P: (800) 967-9331 F: (916) 445-5280 F: (916) 327-6907 E: interactive.web.insurance.ca.gov/ Securities Contact: http://www.insurance.ca.gov/0200-industry/ www.insurance.ca.gov Jan Lynn Owen Commissioner Licensing Director: Commissioner: P: (866) 275-2677 Charlene Ferguson F: (916) 322-1559 Ricardo Lara Chief, Licensing Services Division Insurance Commissioner P: (800) 967-9331 P: (916) 492-3500 Secretary of State/Corporate E: [email protected] Division Deputy Commissioner: Secretary of State Producer Licensing: Julia Cross 1500 11th Street Dianne Cooper Deputy Commissioner, Administration & Sacramento, California 95814 Chief, Producer Licensing Bureau Licensing Services P: (916) 653-6814 P: (916) 492-3074 P: (800) 967-9331 F: (916) 653-4620 E: [email protected] E: [email protected] http://www.sos.ca.gov/ Curriculum and Officer Review: Holly Kinney Chief, Curriculum and Officer Review Bureau P: (916) 492-3040 E: [email protected]
C.E. Inquiries: P: (916) 492-3064 Interactive Voice Response Phone: (800) 967-9331, say or press 2 for the education menu.
Market Conduct Section California Department of Insurance 300 Capitol Mall, 16th Floor Sacramento, California 95814 Chief Examiner: Pam O’Connell
03/25/2016 California Page: 11 SILA Journal
Division Chief P: (916) 492-3599 E: [email protected]
Field Claims Bureau Towanda Davis Bureau Chief P: (213) 346-6505 E: [email protected]
Field Rating and Underwriting Bureau Andrea Toth Bureau Chief P: (916) 492-6376 E: [email protected]
03/25/2016 California Page: 12 SILA Journal
Canada
FEDERAL GOVERNMENT NEW BRUNSWICK PRINCE EDWARD ISLAND Office of the Superintendent of Financial Department of Justice—Insurance Branch Office of the Attorney General Institutions Canada 225 King Street, Suite 200 P.O. Box 2000 Suite 1900 Fredericton, New Brunswick, Canada E3B 1E1 95 Rochford Street 121 King Street West P: (866) 933-2222 Charlottetown, Prince Edward Island, Canada P.O. Box 39 C1A 7N8 F: (506) 453-7435 Toronto, ON M5H 3T9 P: (902) 368-4550 E: [email protected] P: (416) 973-6662 F: (902) 368-5283 www.fcnb.ca/FinancialConsumer.html F: (416) 973-7021 E: [email protected] E: [email protected] https://www.princeedwardisland.ca/en osfi.gc.ca NEWFOUNDLAND and LABRADOR QUÉBEC Department of Government Services ALBERTA Regulatory Policy and External Relations Motor Registration Building Alberta Treasury Board and Finance Autorité des marchés financiers 149 Smallwood Drive Superintendent of Insurance Place de la Cité, Tour Cominar Mount Pearl Financial Sector Regulation and Policy (FSRP) 2640, boulevard Laurier, bureau 400 St. John’s, Newfoundland, Canada A1B 4J6 Room 402, Terrace Building Québec, Canada G1V 5C1 P: (709) 729-2602 or 729-2623 9515 - 107 Street P: (418) 525-0337 F: (709) 729-3205 Edmonton, Alberta, T5K 2C3 F: (418) 525-9512 E: [email protected] P: (780) 427-8322 www.lautorite.qc.ca/en/index.html F: (780) 420-0752 www.servicenl.gov.nl.ca/ E: [email protected] SASKATCHEWAN www.finance.alberta.ca NORTHWEST TERRITORIES Saskatchewan Financial Services Commission and NUNAVUT Financial Institutions Division BRITISH COLUMBIA Department of Finance, G.N.W.T 1919 Saskatchewan Drive, Suite 601 P.O. Box 1320; YK-3 Financial Institutions Commission Regina, Saskatchewan, Canada, S4P 4H2 Yellowknife, Northwest Territories, Canada P: (306) 787-5645 Box 12116 X1A 2L9 F: (306) 787-5899 Suite 2800 - 555 West Hastings P: (867) 873-7308 Vancouver British Columbia, Canada V6B 4N6 F: (867) 873-0325 E: [email protected] P: (604) 660-3555 E: [email protected] http://www.fcaa.gov.sk.ca/ Toll-Free: (866) 206-3030 www.gov.nt.ca F: (604) 660-3365 YUKON TERRITORY E: Insurance @ficombc.ca Department of Community Services www.fic.gov.bc.ca NOVA SCOTIA P.O. Box 2703 (C-5) Credit Unions and Trust and Loan Companies Whitehorse, Yukon Territory Canada Y1A 2C6 Department of Finance P: (867) 667-5811 or (867) 667-5812 MANITOBA P.O. Box 187 F: (867) 393-6295 Financials Institutions Regulation Branch 1723 Hollis Street 207 – 400 St. Mary Avenue Halifax, Nova Scotia, Canada B3J 2N3 E: [email protected] Winnipeg, Manitoba, Canada R3C 4K5 P: (902) 424-5554
03/25/2016 Canada Page: 13 SILA Journal
P: (204) 948-2542 F: (902) 424-0635 www.community.gov.yk.ca/consumer/ Toll-Free: (800) 282-8069, ext. 2542 E: [email protected] insuranceact.html F: (204) 948-2268 http://www.novascotia.ca/finance/en/home/ E: [email protected] financialservices/default.aspx www.gov.mb.ca/finance/ ONTARIO Financial Services Commission of Ontario 5160 Yonge Street, 17th Floor, P.O. Box 85 North York, Ontario, Canada M2N 6L9 P: (416) 250-7250 Toll-Free: (800) 668-0128 F: (416) 590-7070 E: [email protected] www.fsco.gov.on.ca
03/25/2016 Canada Page: 14 SILA Journal
Colorado
Insurance Department Licensing Section Securities Department Colorado Division of Insurance Colorado Division of Insurance Colorado Division of Securities 1560 Broadway, Suite 850 1560 Broadway, Suite 850 1560 Broadway, Suite 900 Denver, Colorado 80202 Denver, Colorado 80202 Denver, Colorado 80202 P: (303) 894-7499 P: (800) 275-8247 (PearsonVue) P: (303) 894-2320 Toll-Free: (800) 930-3745 (Inside Colorado F: (303) 894-7455 F: (303) 861-2126 Only) https://doi.colorado.gov/insurance-industry/ E: [email protected] F: (303) 894-7455 for-producers/agents https://securities.colorado.gov/ E: [email protected] https://doi.colorado.gov/ Licensing Administrator: Securities Contact: JT Thompson Tung Chan Commissioner: Licensing Administrator Securities Commissioner Michael Conway P: (303) 894-2419 Commissioner of Insurance E: [email protected] P: (303) 894-7499 Secretary of State/Corporate Licensing Supervisor: Division Deputy Commissioner: Steve Giampaolo Colorado Secretary of State 1700 Broadway, Suite 200 Peg Brown Director of Licensing and Investigation Denver, Colorado 80290 Chief Deputy Commissioner P: (303) 894-2241 P: (303) 894-2200, press 2 P: (303) 894-7501 E: [email protected] F: (303) 869-4864 E: [email protected] TDD: (303) 869-4860 Market Conduct Section E: [email protected] State of Colorado www.sos.state.co.us Department of Regulatory Agencies Division of Insurance 1560 Broadway, Suite 850 Business Division: Denver, Colorado 80202 P: (303) 894-2200, press 2 P: (303) 894-7499 F: (303) 869-4864 (800) 930-3745 (Inside Colorado Only) E: [email protected] F: (303) 894-7455 E: [email protected]
Examiner: Damion Hughes Director of Market Regulation P: (303) 894-2198 F: (303) 894-7455 E: [email protected]
03/25/2016 Colorado Page: 15 SILA Journal
Connecticut
Insurance Department Licensing Section Securities Department State of Connecticut Connecticut Insurance Department Connecticut Department of Banking Insurance Department Licensing Division Securities and Business Investments Division 153 Market Street, 7th Floor (06103) P.O. Box 816 260 Constitution Plaza P.O. Box 816 Hartford, Connecticut 06142-0816 Hartford, Connecticut 06103-1800 Hartford, Connecticut 06142-0816 P: (860) 297-3845 P: (860) 240-8230 P: (860) 297-3800 F: (860) 297-3872 F: (860) 240-8295 Toll-Free: (800) 203-3447 E: [email protected] www.ct.gov/dob/ F: (860) 566-7410 https://portal.ct.gov/CID/Licensing/ Licensing-General-Information E: [email protected] Securities Contact: www.ct.gov/cid Lynn McKenna-Krumins Licensing Director Director of Securities Kurt Swan Commissioner: P: (860) 240-8230 Director Andrew N. Mais P: (860) 297-3972 Insurance Commissioner E: [email protected] Secretary of State/Corporate P: (860) 297-3800 Division Licensing Supervisor & Secretary of State C.E. Coordinator: Commercial Recording Division 165 Capitol Avenue (06106) Tanya Penman-Sterling P.O. Box 150470 Principal Examiner Hartford, Connecticut 06115-0470 P: (860) 297-3882 P: (860) 509-6003 E: [email protected] F: (860) 509-6209 E: [email protected] Market Conduct Section www.sots.ct.gov Connecticut Insurance Department Market Conduct Section P.O. Box 816 Hartford, Connecticut 06142-0816 P: (860) 297-3972 F: (860) 297-3941
Program Manager: Kurt Swan Director P: (860) 297-3972 E: [email protected]
03/25/2016 Connecticut Page: 16 SILA Journal
Delaware
Insurance Department Licensing Section Securities Department Delaware Department of Insurance Delaware Department of Insurance Delaware Department of Justice 1351 West North Street, Suite 101 Producer Licensing Division Division of Securities Dover, DE 19904 1351 West North Street, Suite 101 Carvel State Office Building P: (302) 674-7300 Dover, DE 19904 820 N. French Street, 5th Floor F: (302) 736-7906 P: (302) 674-7390 Wilmington, Delaware 19801 E: [email protected] F: (302) 736-7906 P: (302) 577-8424 www.delawareinsurance.gov E: [email protected] F: (302) 577-6987 https://insurance.delaware.gov/divisions/ E: [email protected] renewlicense/ https://attorneygeneral.delaware.gov/ Commissioner: consumers-investors/ Trinidad Navarro Licensing Director: Insurance Commissioner Robin David Securities Contact: P: (302) 674-7300 Supervisor Market Conduct and Producer Jillian Lazar Licensing Acting Investor Protection Director P: (302) 674-7348 Deputy Commissioner: E: [email protected] Hardy Drane Secretary of State/Corporate Deputy Commissioner C.E. Coordinator: Division P: (302) 674-7300 Kimberly Startt Delaware Division of Corporations E: [email protected] Continuing Education Coordinator Townsend Building P: (302) 674-7396 P.O. Box 898 Dover, Delaware 19903 Advisor to Commissioner: E: [email protected] P: (302) 739-3073 Victoria Jones (Dee) F: (302) 739-3812 Assistant to Commissioner Navarro Market Conduct Section P: (302) 674-7305 E: [email protected] Delaware Department of Insurance E: [email protected] www.sos.delaware.gov Rodney Building 841 Silver Lake Boulevard Dover, Delaware 19904
Examiner: Stacy Washburn Market Conduct Examiner P: (302) 674-7320 E: [email protected]
03/25/2016 Delaware Page: 17 SILA Journal
District of Columbia
Insurance Department Licensing Section Securities Department Government of District of Columbia Professional Services Division Department of Insurance, Securities and Banking Department of Insurance, Securities, and Department of Insurance, Securities and Banking Banking Securities Bureau 1050 First Street, NE, Suite 801 1050 First Street, NE, Suite 801 1050 First Street, NE, Suite 801 Washington, DC 20002 Washington, DC 20002 Washington, DC 20002 P: (202) 727-8000 P: (202) 727-8000 P: (202) 727-8000 F: (202) 535-1196 F: (202) 354-1084 F: (202) 442-8661 E: [email protected] http://disb.dc.gov/page/insurance-producer- http://disb.dc.gov/page/securities-bureau licensing www.disb.dc.gov Securities Contact: Licensing Manager: Commissioner: Theodore A. Miles Sheila Johnson-Parker Karima Woods Associate Commissioner, Securities Licensing Manager Commissioner P: (202) 442-7795 P: (202) 727-8000 E: [email protected] Secretary of State/Corporate Division Deputy Commissioner: C.E. Coordinator: Department of Consumer and Regulatory Katanya Moore Affairs Sheila Johnson-Parker Deputy Commissioner Government of the District of Columbia Licensing Manager P: (202) 727-8000 941 North Capitol Street NE P: (202) 442-7795 E: [email protected] Washington, DC 20002 E: [email protected] Mailing Address: Margaret S Schruender Corporations Division Deputy Commissioner for Market Compliance Processors: P.O. Box 9230 P: (202) 442-7766 Willie Hicks Washington, DC 20090 E: [email protected] Processor (A-F & X-Z) P: (202) 442-4400 P: (202) 442-7814 F: (202) 442-9445 E: [email protected] E: [email protected]
Currently Vacant www.dcra.dc.gov Processor (G-N) P: (202) 442-7795 E:
Lucynthia Jordan Processor (O-W) P: (202) 442-7813 E: [email protected]
03/25/2016 District of Columbia Page: 18 SILA Journal
Banking Bureau Department of Insurance, Securities & Banking Banking Bureau 1050 First Street, NE, Suite 801 Washington, DC 20002
Banking Bureau Contact: Edna Boateng Financial Institution Examination Officer P: (202) 442-7845 F: (202) 535-1199
03/25/2016 District of Columbia Page: 19 SILA Journal
Florida
Insurance Department Licensing Section Securities Department Florida Office of Insurance Regulation Florida Department of Financial Services Florida Financial Service Commission 200 E. Gaines Street, Room 101A Division of Insurance Agent & Agency Office of Financial Regulation Services The Larson Building 200 E. Gaines Street 200 East Gaines Street Tallahassee, Florida 32399-0319 Tallahassee, Florida 32399-0371 The Larson Building P: (850) 413-3140 P: (850) 487-9687 Tallahassee, Florida 32399-0318 F: (850) 413-3291 F: (850) 410-9748 P: (850) 413-3137 www.floir.com E: [email protected] www.myfloridacfo.com/division/Agents/ Licensure/default.htm#.VNJsnJXwsal www.flofr.com Commissioner: David C. Altmaier Assistant Division Director: Securities Contact: Commissioner Matt Tamplin Lee Kell P: (850) 413-3140 Assistant Division Director, Agent & Agency Director, Division of Securities E: [email protected] Services P: (850) 413-5496 Jimmy Patronis E: [email protected] Secretary of State/Corporate Chief Financial Officer Division P: (850) 413-2850 Bureau Chief: Secretary of State Division of Corporations David Jones Frank Collins III Corporate Filings Chief of Licensing Deputy Chief Financial Officer P.O. Box 6327 P: (850) 413-5496 P: (850) 413-3140 Tallahassee, Florida 32314 E: [email protected] P: (850) 245-6052 E: [email protected] Education Coordinator: https://dos.myflorida.com/ Mr. Jean Jeune Insurance Regulation Administrator P: (850) 413-5355 E: [email protected]
Market Conduct Section Office of Insurance Regulation Market Investigations 200 East Gaines Street Tallahassee, Florida 32399 P: (850) 413-3155 F: (850) 922-5680
Director: James (“Jim”) Pafford
03/25/2016 Florida Page: 20 SILA Journal
Director, Market Conduct P: (850) 413-5202 E: [email protected]
03/25/2016 Florida Page: 21 SILA Journal
Georgia
Insurance Department Licensing Section Securities Department Office of Insurance & Safety Fire Commissioner Georgia Insurance Department Securities Division Georgia Insurance Department Agent Licensing Division 2 Martin Luther King Jr. Drive SE 704 West Tower, Floyd Building 606 West Tower, Floyd Building Atlanta, Georgia 30334 2 Martin Luther King, Jr. Drive, SE 2 Martin Luther King, Jr. Drive, SE P: (844) 543-7825 Atlanta, Georgia 30334 Atlanta, Georgia 30334 E: [email protected] P: (404) 656-2070 P: (404) 656-2101 https://sos.ga.gov/index.php/securities Toll-Free: (800) 656-2298 F: (404) 656-0874 F: (404) 657-8542 E: [email protected] E: [email protected] www.oci.ga.gov Securities Contact: www.oci.ga.gov Noula Zaharis Securities Division Director Licensing & CE Contacts: Commissioner: Pearson VUE: (back office vendor) John King P: (800) 274-8969 Secretary of State/Corporate Acting Commissioner of Insurance E: [email protected] Division P: (404) 656-2070 2 Martin Luther King, Jr. Drive Kyle Colon Suite 313, Floyd Memorial Bldg. Chief Deputy Commissioner: Licensing Supervisor Atlanta, Georgia 30334-1530 P: (404) 463-4458 P: (404) 656-2817 Drew Lane E: [email protected] Toll-Free: (844) 753-7825 Chief Deputy Commissioner F: (404) 657-6280 P: (404) 656-2070 Market Conduct Section E: [email protected] https://sos.ga.gov/index.php/corporations State of Georgia CIO/Assistant Commissioner: Insurance Financial Oversight Division Brett Brammer Examination Section Chief Information Officer Suite 602, West Tower, Floyd Building P: (404) 656-2070 2 Martin Luther King, Jr. Drive, SE Atlanta, GA 30334 P: (404) 656-2074 F: (404) 657-7743
Examiner: Debra Peirce Chief Market Conduct Examiner P: (404) 656-2070 F: (404) 657-8291 E: [email protected]
03/25/2016 Georgia Page: 22 SILA Journal
Hawaii
Insurance Department Licensing Section Securities Department Hawaii Insurance Division Hawaii Insurance Division—Licensing Branch Hawaii Business Registration Division Department of Commerce and Consumer King Kalakaua Building Department of Commerce and Consumer Affairs 335 Merchant Street, Room 213 (96813) Affairs King Kalakaua Building P.O. Box 3614 335 Merchant Street, Room 213 (96813) 335 Merchant Street, Room 213 (96813) Honolulu, Hawaii 96811-3614 Honolulu, Hawaii 96813 P.O. Box 3614 P: (808) 586-2788 Honolulu, Hawaii 96811-3614 F: (808) 587-6714 P.O. Box 40 P: (808) 586-2790 E: [email protected] 335 Merchant Street, Room 213 (96813) F: (808) 586-2806 Honolulu, Hawaii 96813 cca.hawaii.gov/ins E: [email protected] P: (808) 586-2744 www.cca.hawaii.gov/ins F: (808) 586-3977 Licensing Director: E: [email protected] Ai-Chun (Emily) Rakieten hawaii.gov/dcca/sec/ Commissioner: Licensing Supervisor Colin M. Hayashida P: (808) 586-2788 Securities Contact: Insurance Commissioner E: [email protected] P: (808) 586-2790 Ty Nohara Commissioner of Securities C.E. Coordinator: Deputy Insurance Commissioner: Bernadette Iwane Gordon I. Ito Licensing Clerk Secretary of State/Corporate Chief Deputy Insurance Commissioner P: (808) 586-2788 Division P: (808) 586-2790 E: [email protected] Hawaii Business Registration Division Department of Commerce and Consumer Legal Department: Affairs Market Conduct Section King Kalakaua Building Paul Yuen Commerce and Consumer Affairs 335 Merchant Street, Second Floor (96813) Supervising Attorney Hawaii Insurance Department P.O. Box 40 P: (808) 586-2790 335 Merchant Street, Room 213 (96813) Honolulu, Hawaii 96810 P.O. Box 3614 P: (808) 586-2727 Honolulu, Hawaii 96811-3614 F: (808) 586-2733 P: (808) 586-2790 E: [email protected] F: (808) 586-2806 hawaii.gov/dcca/breg/ E: [email protected]
03/25/2016 Hawaii Page: 23 SILA Journal
Idaho
Insurance Department Licensing Section Securities Department Idaho Department of Insurance Idaho Department of Insurance Idaho Department of Finance 700 W. State Street, 3rd Floor Licensing Division 800 Park Boulevard, Suite 200 P.O. Box 83720 700 W. State Street, 3rd Floor Boise, Idaho 83712 Boise, Idaho 83720-0043 P.O. Box 83720 P: (208) 332-8000 P: (208) 334-4250 Boise, Idaho 83720-0043 F: (208) 332-8099 F: (208) 334-4398 P: (208) 334-4339 (rotation line) www.finance.idaho.gov www.doi.idaho.gov F: (208) 334-4398 E: [email protected] Securities Contact: https://www.doi.idaho.gov/licensing/ Director: Jim Burns Dean Cameron Securities Bureau Chief Director of Insurance Licensing Supervisor: P: (208) 334-4206 Lisa Tordjman Secretary of State/Corporate Supervisor, Producer Licensing Division Deputy Director: P: (208) 334-4343 Business Entity Division E: [email protected] Weston Trexler 405 N. 4th Street Deputy Director P.O. Box 83720 P: (208) 334-4214 C.E. Coordinator: Boise, Idaho 83720 Tori Schurger P: (208) 334-2300 Deputy Director: C.E. Coordinator F: (208) 334-2080 P: (208) 334-4341 Tom Donovan www.sos.idaho.gov Deputy Director E: [email protected] P: (208) 334-4214
Bureau Chief: Nathan Faragher Bureau Chief of Company Activities P: (208) 334-4314 E: [email protected]
03/25/2016 Idaho Page: 24 SILA Journal
Illinois
Insurance Department Licensing Section Securities Department Illinois Department of Insurance Illinois Department of Insurance Office of the Secretary of State 320 W. Washington Street, 4th Floor Producer Licensing Unit Securities Department Springfield, Illinois 62767-0001 320 W. Washington Street 69 W. Washington St. P: (217) 782-4515 Springfield, Illinois 62767 Suite 1220 F: (217) 782-5020 P: (217) 782-6366 Chicago, Illinois 60602 E: [email protected] F: (217) 557-8455 P: (312) 793-3384 https://insurance.illinois.gov E: [email protected] F: (312) 793-1202 https://insurance.illinois.gov/producer/ www.cyberdriveillinois.com/departments/ producerMain.html securities Commissioner: Shannon Whalen Licensing Supervisor: Securities Contact: Interim Acting Insurance Director Tommie Collier Tanya Solov P: (217) 782-4515 Supervisor Producer Licensing Director of Securities P: (217) 782-5415 Assistant Deputy: E: [email protected] David Murphy Secretary of State/Corporate Assistant Deputy Director, Licensing/Education Division and Testing C.E. Supervisor: Illinois Corporate Department P: (217) 782-5415 Jack Williams 213 State Capitol E: [email protected] Supervisor of Education and Testing Springfield, Illinois 62756 P: (217) 558-2747 P: (217) 782-6961 E: [email protected] F: (217) 785-0358 www.cyberdriveillinois.com Market Conduct Section Illinois Department of Insurance Market Conduct Unit 320 W. Washington Street Springfield, Illinois 62767-0001 P: (217) 524-5769 F: (217) 782-2244
Examiner: Erica Weyhenmeyer Assistant Deputy Director- Market Conduct P: (217) 782-1790 F: (217) 782-5020
03/25/2016 Illinois Page: 25 SILA Journal
Indiana
Insurance Department Licensing Section Securities Department Indiana Department of Insurance Indiana Department of Insurance Office of Secretary of State 311 W. Washington Street, Suite 103 311 W. Washington Street, Suite 103 Securities Division Indianapolis, Indiana 46204-2787 Indianapolis, Indiana 46204-2787 302 W. Washington Street, Room E111 P: (317) 232-2385 P: (317) 232-0688 Indianapolis, Indiana 46204 F: (317) 234-5882 F: (317) 234-5882 P: (317) 232-6681 E: [email protected] https://www.in.gov/idoi/2446.htm F: (317) 233-3675 www.in.gov/idoi www.in.gov/sos/securities Licensing Director: Commissioner: Matt Tapp Securities Contact: Stephen W. Robertson Deputy Commissioner, Agency Services/ Alex Glass Producer Licensing Division Commissioner Department of Insurance Securities Commissioner P: (317) 234-5881 P: (317) 232-2385 P: (317) 232-6681 E: [email protected] E: [email protected]
C.E. Coordinator: Secretary of State/Corporate Dikitra Jefferson C.E. Coordinator Division P: (317) 232-5858 Office of Secretary of State E: [email protected] Corporate Division 302 W. Washington Street, Room E108 Indianapolis, Indiana 46204 License Renewal/Reinstatement: P: (317) 232-6576 Samantha Walters F: (317) 233-3283 P: (317) 232-2413 www.in.gov/sos E: [email protected]
Market Conduct Section Indiana Department of Insurance 311 W. Washington Street, Suite 103 Indianapolis, Indiana 46204-2787 www.in.gov/idoi
Examiner: Holly Williams-Lambert Deputy General Counsel P: (317) 232-2404 E: [email protected]
03/25/2016 Indiana Page: 26 SILA Journal
Iowa
Insurance Department Licensing Section Securities Department Iowa Insurance Division Iowa Insurance Division Insurance Division 1963 Bell Avenue, Suite 100 ATTN: Licensing Securities Bureau Des Moines, Iowa 50315 1963 Bell Avenue, Suite 100 601 Locust Street, 4th Floor P: (515) 654-6600 Des Moines, Iowa 50315 Des Moines, Iowa 50309-3738 F: (515) 281-3059 P: (515) 654-6565 P: (515) 281-5705 F: (515) 281-3059 https://iid.iowa.gov/ F: (515) 281-3059 E: [email protected] E: [email protected] Commissioner: https://iid.iowa.gov/regulated-entities Doug Ommen Licensing Director: Commissioner of Insurance Jackie Russo Securities Contact: P: (515) 281-5705 Licensing & Surplus Lines Coordinator Andrew Hartnett P: (515) 280-3014 Securities Bureau Chief Deputy Commissioner: E: [email protected] P: (515) 281-4459 Andria Seip E: [email protected] Assistant Commissioner of Insurance C.E. Coordinator: Product and Producer Regulation Bureau Kayla Crow Secretary of State/Corporate P: (515) 281-5705 C.E. Coordinator Division E: [email protected] P: (515) 281-5523 Secretary of State E: [email protected] 1st Floor, Lucas Building 321 E. 12th Street Des Moines, Iowa 50319 P: (515) 281-5204 F: (515) 242-5952/5953 E: [email protected] https://sos.iowa.gov/
03/25/2016 Iowa Page: 27 SILA Journal
Kansas
Insurance Department Licensing Section Securities Department Kansas Insurance Department Kansas Insurance Department Kansas Office of the Securities Commissioner 1300 SW Arrowhead Road Producers Division 1300 SW Arrowhead Road Topeka, Kansas 66604 1300 SW Arrowhead Road Topeka, Kansas 66604 P: (785) 296-3071 Topeka, Kansas 66604 P: (785) 296-3307 F: (785) 296-7805 P: (785) 296-7862 F: (785) 296-6872 E: [email protected] F: (785) 368-7019 E: [email protected] www.ksinsurance.org E: [email protected] https://insurance.kansas.gov/securities/ https://www.ksinsurance.org/agentagency/ agent-licensing.php Commissioner: Securities Contact: Vicki Schmidt Jeff Wagaman Assistant Licensing Director: Commissioner of Insurance Securities Commissioner Nancy Strasburg P: (785) 296-3071 P: (785) 296-3307 Director, Producer Licensing Producer Licensing Division Assistant Commissioner: P: (785) 296-2000 Secretary of State/Corporate Barbara Rankin E: [email protected] Division Assistant Commissioner Kansas Secretary of State P: (785) 296-3071 Market Conduct Section Memorial Hall, 1st Floor E: [email protected] 120 SW 10th Avenue Kansas Insurance Department Topeka, Kansas 66612 Market Conduct Unit P: (785) 296-4564 1300 SW Arrowhead Road F: (785) 368-8033 Topeka, Kansas 66604 E: [email protected] P: (785) 296-3071 F: (785) 296-5806 https://sos.kansas.gov/ www.ksinsurance.org
Examiner: Tate Flott Assistant Director, Market Regulation P: (785) 296-2076 F: (785) 296-5806 E: [email protected]
03/25/2016 Kansas Page: 28 SILA Journal
Kentucky
Insurance Department Licensing Section Securities Department Kentucky Department of Insurance Kentucky Department of Insurance Department of Financial Institutions 500 Mero Street (40601) 500 Mero Street (40601) Mayo-Underwood Building P.O. Box 517 P.O. Box 517 500 Mero Street, 2 SW 19 Frankfort, Kentucky 40602 Frankfort, Kentucky 40602 Frankfort, Kentucky 40601 P: (502) 564-3630 P: (502) 564-6004 P: (502) 573-3390 F: (502) 564-1453 F: (502) 564-6030 Toll-free: (800) 223-2579 E: [email protected] E: [email protected] F: (502) 573-2182 insurance.ky.gov http://insurance.ky.gov/Home.aspx? E: [email protected] Div_ID=2 https://kfi.ky.gov/newstatic_info.aspx? static_id=377&menuid=67 Commissioner: Licensing Director: Nancy G. Atkins Lee Ellen Webb Securities Contact: Commissioner Licensing Director P: (502) 564-3630 Marni Rock Gibson P: (502) 564-6004 Securities Division Director E: [email protected] Deputy Commissioner: Patrick O'Connor Secretary of State/Corporate Assistant Licensing Director: Deputy Commissioner Division David Wilhoite P: (502) 564-6026 Office of the Secretary of State Assistant Director Records Branch P: (502) 564-6004 Deputy Commissioner: 700 Capitol Avenue, Suite 152 E: [email protected] Frankfort, Kentucky 40601 Claude Putnam P: (502) 564-3490 Deputy Commissioner F: (502) 564-5687 P: (502) 564-6026 Licensing Branch: Currently Vacant E: [email protected] Insurance Program Manager www.sos.ky.gov P: (502) 564-6004, ext. 25422 E:
Examination Branch: Sue Wight Examination Supervisor P: (502) 564-6004 E: [email protected]
Market Conduct Section Kentucky Department of Insurance 500 Mero Street (40601) P.O. Box 517
03/25/2016 Kentucky Page: 29 SILA Journal
Frankfort, Kentucky 40602 P: (502) 564-1936 F: (502) 564-9902 E: [email protected]
Examiner: Samuel R. Hamblen Chief Market Conduct Examiner P: (502) 564-1936 F: (502) 564-9902
03/25/2016 Kentucky Page: 30 SILA Journal
Louisiana
Insurance Department Licensing Section Securities Department Louisiana Department of Insurance Commissioner of Insurance Securities Division P.O. Box 94214 (70804) P.O. Box 94214 Office of Financial Institutions 1702 N. 3rd Street Baton Rouge, Louisiana 70804-9214 8660 United Plaza Boulevard, Suite 200 Baton Rouge, Louisiana 70802 P: (225) 342-0860 Baton Rouge, Louisiana 70809-7024 P: (800) 259-5300 or (800) 259-5301 F: (225) 342-3754 P: (225) 925-4511 (225) 342-5900 E: [email protected] F: (225) 925-4548 F: (225) 342-3754 E: [email protected] www.ldi.la.gov Licensing Director: www.ofi.state.la.us Lorie Gasior Commissioner: Director of Licensing Securities Contact: James J. Donelon P: (225) 219-7784 Len Riviere Commissioner of Insurance F: (225) 342-3754 Deputy Commissioner of Securities P: (225) 342-5900 E: [email protected] Secretary of State/Corporate Chief Deputy Commissioner: Company Licensing Director: Division Denise Brignac Tangela Byrd Louisiana Corporations Division Chief Deputy Commissioner Director of Company Licensing P.O. Box 94125 P: (225) 342-7276 P: (225) 342-5974 Baton Rouge, Louisiana 70804-9125 E: [email protected] P: (225) 925-4704 F: (225) 932-5314 C.E. Coordinator: E: [email protected] Caroline Abarca https://www.sos.la.gov/Pages/default.aspx Continuing Education Coordinator P: (225) 219-9402 E: [email protected]
Market Conduct Section Louisiana Department of Insurance 1702 North 3rd Street P.O. Box 94214 Baton Rouge, Louisiana 70804-9214 P: (225) 342-9173 F: (225) 342-9203
Examiner: John Raymond Market Conduct Division Manager P: (225) 342-9173
03/25/2016 Louisiana Page: 31 SILA Journal
F: (225) 342-9203 E: [email protected]
03/25/2016 Louisiana Page: 32 SILA Journal
Maine
Insurance Department Licensing Section Securities Department Department of Professional & Financial Maine Bureau of Insurance Department of Professional & Financial Regulation Licensing Division Regulation Bureau of Insurance 34 State House Station Office of Securities 76 Northern Avenue Augusta, Maine 04333-0034 121 State House Station Gardiner, Maine 04345 P: (207) 624-8413 or 8441 Augusta, Maine 04333-0121 P: (207) 624-8475 F: (207) 624-8599 P: (207) 624-8551 F: (207) 624-8599 https://www.maine.gov/pfr/insurance/ F: (207) 624-8404 E: [email protected] regulated/index.html www.maine.gov/pfr/securities www.maine.gov/pfr/insurance Licensing Director: Securities Contact: Superintendent: Pamela L. Roybal Judith Shaw Eric Cioppa Insurance Division Supervisor Securities Administrator Superintendent P: (207) 624-8408 P: (207) 624-8540 E: [email protected] Secretary of State/Corporate Deputy Superintendent: C.E. Coordinator: Division Tim Schott Dawn Kilgore Division of Corporations Deputy Superintendent C.E. Coordinator Reports & Information Division P: (207) 624-8403 P: (207) 624-8411 101 State House Station E: [email protected] Augusta, Maine 04333-0101 Legal Department: P: (207) 624-7736 F: (207) 287-5428 Ben Yardley Market Conduct Section E: [email protected] Senior Staff Attorney Professional and Financial Regulation www.maine.gov/sos/cec/corp P: (207) 624-8537 Bureau of Insurance 34 State House Station Augusta, Maine 04333 P: (207) 624-8475 F: (207) 624-8599
Examiners: Connie Mayette Market Conduct Manager P: (207) 624-8474 F: (207) 624-8599 E: [email protected]
Mary Masi Senior Market Conduct Examiner
03/25/2016 Maine Page: 33 SILA Journal
P: (207) 624-8419 F: (207) 624-8599 E: [email protected]
03/25/2016 Maine Page: 34 SILA Journal
Maryland
Insurance Department Licensing Section Securities Department Maryland Insurance Administration Maryland Insurance Administration Producer Maryland—Office of the Attorney General Licensing Unit 200 St. Paul Place, Suite 2700 Securities Division 200 St. Paul Place, Suite 2700 Baltimore, Maryland 21202 200 St. Paul Place, 20th Floor Baltimore, Maryland 21202-2272 P: (410) 468-2000 Baltimore, Maryland 21202-2020 P: (888) 204-6198 F: (410) 468-2020 P: (410) 576-6360 F: (410) 468-2399 E: [email protected] F: (410) 576-6532 E: [email protected] www.mdinsurance.state.md.us E: [email protected] https://insurance.maryland.gov/Producer/ Pages/default.aspx http://www.marylandattorneygeneral.gov/ Pages/Securities/default.aspx Commissioner: Kathleen A. Birrane Licensing Director: Securities Contact: Commissioner of Insurance Shelley Taylor-Barnes Melanie Sentor Lubin P: (410) 468-2090 Director of Producer Licensing Securities Commissioner P: (410) 468-2347 Deputy Commissioner: F: (410) 468-2399 Jay Coon E: [email protected] Secretary of State/Corporate Deputy Commissioner Division P: (410) 468-2002 C.E. Analyst: State Department of Assessments & Taxation Lorelei Brillante Corporate Records Education Analyst 301 W. Preston Street, 8th Floor P: (410) 468-2380 Baltimore, Maryland 21201-2395 F: (410) 468-2399 P: (410) 767-1340 F: (410) 333-7097 E: [email protected] & C.E. Coordinator: [email protected] Prometric www.dat.state.md.us www.prometric.com
Market Conduct Section Maryland Insurance Administration Compliance and Enforcement Market Conduct 200 St. Paul Place, Suite 2700 Baltimore, Maryland 21202 P: (800) 492-6116 F: (410) 468-2289
Examiner (LH): Theresa Morfe Chief Market Conduct
03/25/2016 Maryland Page: 35 SILA Journal
P: (410) 468-2237 F: (410) 468-2245 E: [email protected]
Examiner (P/C): Jason Decker Chief Market Conduct P: (410) 468-2321 F: (410) 468-2289 E: [email protected]
03/25/2016 Maryland Page: 36 SILA Journal
Massachusetts
Insurance Department Producer Licensing Department Securities Department The Commonwealth of Massachusetts The Commonwealth of Massachusetts Secretary of the Commonwealth Office of Consumer Affairs and Business Office of Consumer Affairs and Business Massachusetts Securities Division Regulations Regulations McCormack Building Division of Insurance Division of Insurance One Ashburton Place, Suite 1701 1000 Washington Street, Suite #810 1000 Washington Street, Suite #810 Boston, Massachusetts 02108 Boston, Massachusetts 02118 Boston, Massachusetts 02118 P: (617) 727-3548 P: (617) 521-7794 P: (617) 521-7794, opt for line #3 Toll Free: (800) 269-5428 (MA only) F: (617) 521-7772 E: [email protected] F: (617) 248-0177 www.mass.gov/doi https://www.mass.gov/insurance-providers- and-producers www.mass.gov/sec
Commissioner: Under mailing address for renewing paper Securities Contact: Gary Anderson producer license, we no longer use the PO Box. All applications should be mailed Bryan Lantagne Insurance Commissioner directly to the Division: P: (617) 727-3548 P: (617) 521-7558 Division of Insurance E: [email protected] E: [email protected] Attn: Producer Licensing 1000 Washington Street, Suite #810 Secretary of State/Corporate First Deputy Commissioner: Boston, Massachusetts 02218 Online website address for renewing Division Matthew Veno producers: www.nipr.com Corporate Division First Deputy Commissioner McCormack Building P: (617) 521-7302 Producer Licensing Director: One Ashburton Place, 17th Floor E: [email protected] Magnus P. Carlberg Boston, Massachusetts 02108 P: (617) 521-7450 P: (617) 727-9640 General Counsel: F: (617) 753-6883 F: (617) 742-4538 Rachel N. Davison E: [email protected] E: [email protected] Deputy Commissioner, General Counsel http://www.sec.state.ma.us/sct/sctidx.htm P: (617) 521-7576 Financial and Market Regulation E: [email protected] John Turchi Deputy Commissioner of Financial and Deputy General Counsel: Market Regulation Christopher M. Joyce P: (617) 521-7701 Deputy General Counsel F: (617) 753-6840 P: (617) 521-7387 E: [email protected] E: [email protected] Market Conduct Director: Vacant Director of Market Conduct P: (617) 521-7306 E:
03/25/2016 Massachusetts Page: 37 SILA Journal
03/25/2016 Massachusetts Page: 38 SILA Journal
Michigan
Insurance Department Insurance Licensing Section Securities Division Michigan Department of Insurance and Mailing address for applications, Department of Licensing and Regulatory Affairs Financial Services certification/clearance requests, address change, or duplicate license: Ottawa Building th 530 West Allegan, 7 Floor (48933) Office of Insurance Licensing & Market P.O. Box 30004 Conduct P.O. Box 30220 Lansing, Michigan 48909 Insurance Licensing Section Lansing, Michigan 48909-7720 P: (517) 241-6345 P.O. Box 30220 P: (877) 999-6442 or (517) 284-8800 F: (517) 241-6356 Lansing, Michigan 48909-7720 F: (517) 284-8837 www.michigan.gov/lara E: [email protected] Licensing Address: www.michigan.gov/difs Overnight (for sending checks or money Office of Insurance Licensing & Market orders by courier): Conduct Corporations, Securities & Commercial Director: Insurance Licensing Section Licensing Bureau P.O. Box 30220 Anita Fox 2407 N. Grand River Avenue Lansing, Michigan 48909-7720 Director Lansing, MI 48906 P: (877) 999-6442 P: (517) 284-8800 F: (517) 284-8836 Securities Contact: E: [email protected] Director: Julia Dale www.michigan.gov/difs Michele E. Riddering Bureau Director Director P: (517) 241-9223 Overnight: Office of Insurance Licensing and Market F: (517) 241-0290 Conduct Office of Insurance Licensing & Market Conduct P: (517) 284-8625 Insurance Licensing Section Corporations Division E: [email protected] 530 West Allegan, 7th Floor Department of Licensing and Regulatory Affairs Lansing, Michigan 48933 Corporations, Securities & Commercial Licensing Bureau P.O. Box 30018 Education, Prelicensure Waiver, C.E. Hardships and Agents with CE Lansing, Michigan 48909 Questions: P: (517) 241-6470 Office of Insurance Licensing & Market Conduct F: (517) 241-9722 Insurance Licensing Section E: [email protected] P.O. Box 30220 www.michigan.gov/corporations Lansing, Michigan 48909-7720 P: (517) 284-8643 F: (517) 284-8836 E: [email protected]
C.E. and PE Provider Applications: PSI Services, LLC ATTN: MI Application Processing Center 3210 E. Tropicana
03/25/2016 Michigan Page: 39 SILA Journal
Las Vegas, NV 89121 E: [email protected]
Licensing Director: Paige McCully Director, Insurance Licensing P: (517) 284-8648 E: [email protected]
Licensing Unit Manager: Leslie Page Licensing Manager P: (517) 284-8630 E: [email protected]
Insurance Regulatory Professional Support Unit Manager (education, vendor contract, renewals, billing, licensing, maintenance): Dean Smith Insurance Regulatory Professional Support Unit Manager P: (517) 284-8624 E: [email protected]
03/25/2016 Michigan Page: 40 SILA Journal
Minnesota
Insurance Department Licensing Section Securities Department Minnesota Department of Commerce Minnesota Department of Commerce Minnesota Department of Commerce Insurance Division Licensing Division 85 7th Place East, Suite 500 85 7th Place East, Suite 500 85 7th Place East, Suite 500 St. Paul, Minnesota 55101 St. Paul, Minnesota 55101-2198 St. Paul, Minnesota 55101 P: (651) 539-1500 P: (651) 539-1500 P: (651) 539-1599 F: (651) 539-0105 F: (651) 539-1547 F: (651) 539-0107 https://mn.gov/commerce/industries/ E: [email protected] E: [email protected] securities/ mn.gov/commerce/industries/insurance https://mn.gov/commerce/licensees/ insurance/ Securities Contact: Commissioner: Annette Minor Licensing Director: Supervisor Grace Arnold Peter Bratsch P: (651) 539-1630 Temporary Commissioner of Commerce Director of Licensing E: [email protected] P: (651) 539-1500 P: (651) 539-1585 E: [email protected] Consumer External Affairs Division Secretary of State/Corporate P: (651) 539-1500 Division C.E. Coordinator: F: (651) 539-1547 Office of the Secretary of State Carolyn Little Retirement Systems of Minnesota Building C.E. Coordinator 60 Empire Drive, Suite 100 P: (651) 539-1599 St. Paul, Minnesota 55103 E: [email protected] P: (651) 296-2803 F: (651) 297-7067 Enforcement Division E: [email protected] P: (651) 539-1600 www.sos.state.mn.us F: (651) 539-0105
Assistant Commissioner: Martin Fleischhacker Assistant Commissioner P: (651) 539-1600
Market Conduct Supervisor: Paul Hanson Chief Enforcement Examiner P: (651) 539-1641 E: [email protected]
03/25/2016 Minnesota Page: 41 SILA Journal
Enforcement: Currently Vacant Director of Enforcement Investigations P: (651) 539-1600 E: [email protected]
03/25/2016 Minnesota Page: 42 SILA Journal
Mississippi
Insurance Department Licensing Section Securities Department Mississippi Insurance Department Mississippi Insurance Department Mississippi Office of the Secretary of State Woolfolk State Office Building Attn: Licensing Division Securities & Charities Division 501 N. West Street, Suite 1001 P.O. Box 79 700 North Street (39202) P.O. Box 79 (39205) Jackson, Mississippi 39205-0079 P.O. Box 136 Jackson, Mississippi 39201 P: (601) 359-3582 Jackson, Mississippi 39201 P: (601) 359-3569 F: (601) 359-1951 P: (800) 804-6564 or (601) 359-1048 Toll-Free: (800) 562-2957 (MS only) E: [email protected] F: (601) 359-1499 F: (601) 359-2474 http://www.mid.ms.gov/licensing/ www.sos.ms.gov/Securities licensing.aspx www.mid.ms.gov Securities Contact: Licensing Director: Commissioner: Jessica Long Vanessa Miller Mike Chaney Asst. Secretary of State Director of Licensing Insurance Commissioner P: (601) 359-2132 P: (601) 359-3569 E: [email protected] Secretary of State/Corporate Division Deputy Commissioner: Continuing Education: Mississippi Office of the Secretary of State Mark Haire Delbert Hosemann, Secretary of State Janet Courtney Deputy Insurance Commissioner 700 North Street (39202) Administrative Assistant VII P: (601) 359-3569 P.O. Box 136 P: (601) 359-2771 Jackson, Mississippi 39205-0136 E: [email protected] P: (800) 256-3494 or (601) 359-1633 F: (601) 359-1499 Licensing Supervisor: www.sos.ms.gov Gregory Abadie Licensing Director, Deputy P: (601) 359-9217 E: [email protected]
Company Licensing: Nancy Cross Statutory Compliance P: (601) 359-3569 E: [email protected]
Glenda Phillips Company Licensing Analyst P: (601) 359-2713 E: [email protected]
03/25/2016 Mississippi Page: 43 SILA Journal
Market Conduct Section Mississippi Insurance Department Attn: Market Conduct P.O. Box 79 Jackson, Mississippi 39205-0079 P: (601) 359-3569 F: (601) 359-1951
Examiners: David Browning Director of Financial and Market Regulation P: (601) 359-3569 E: [email protected]
Chad Bridges Chief Examiner, Financial and Market Regulation P: (601) 359-3569 E: [email protected]
03/25/2016 Mississippi Page: 44 SILA Journal
Missouri
Insurance Department Licensing Section Securities Department Missouri Department of Commerce and Missouri Department of Commerce and Office of the Missouri Secretary of State Insurance Insurance Securities Division Truman Building Licensing Section 600 W. Main 301 W. High Street, Room 520 P.O. Box 690 P.O. Box 1276 P.O. Box 690 (65012-0690) Jefferson City, Missouri 65102-0690 Jefferson City, Missouri 65101 Jefferson City, Missouri 65101 P: (573) 751-3518 P: (573) 751-4136 P: (573) 751-4126 or (800) 726-7390 (MO only) F: (573) 526-3416 F: (573) 526-3124 Consumer complaints only E: [email protected] F: (573) 526-4898 E: [email protected] https://dci.mo.gov/licensing/ TDD: (573) 526-4536 sos.mo.gov/securities E: [email protected] Licensing Director: https://dci.mo.gov/ Securities Contact: Brenda Otto Davis M. Minnick Manager, Licensing Section Commissioner of Securities Commissioner: P: (573) 751-9292 Chlora Lindley-Myers E: [email protected] Director of Insurance, Financial Institutions and Professional Registration Secretary of State/Corporate P: (573) 751-4126 C.E. Coordinator: Division Brenda Otto Missouri Office of the Secretary of State Deputy Commissioner: Manager, Licensing Section Corporations Division P.O. Box 778 Christie Kincannon E: [email protected] Jefferson City, Missouri 65102-0778 Deputy Director and General Counsel P: (573) 751-4153 P: (573) 751-4126 Market Conduct Section F: (573) 751-5841 Missouri Department of Commerce and E: [email protected] Insurance Market Conduct Section www.sos.mo.gov/business/corporations/ 301 West High St., Suite 530 Jefferson City, Missouri 65101 P: (573) 751-2430 F: (573) 526-7819 E: [email protected]
Examiner: Stewart Freilach Chief Market Conduct Examiner P: (573) 751-2430 F: (573) 526-7819 E: [email protected]
03/25/2016 Missouri Page: 45 SILA Journal
Montana
Insurance Department Licensing Section Securities Department Montana Commissioner of Securities and Montana State Auditor The Montana Commissioner of Securities and Insurance 840 Helena Avenue Insurance, State Auditor’s office handles both insurance and securities. 840 Helena Avenue Licensing Division Refer to the Deputy Securities Commissioner Helena, Montana 59601 Helena, Montana 59601 entry on this page P: (406) 444-2040 P: (406) 444-2040 https://csimt.gov/securities/ Toll-Free: (800) 332-6148 (MT only) F: (406) 444-3497 F: (406) 444-3497 E: [email protected] www.csimt.gov Secretary of State/Corporate https://csimt.gov/insurance/licensing/ Division All licensing and CE questions are to be Commissioner: emailed to: [email protected] Montana Secretary of State Business Services Matthew Rosendale State Capitol, Room 260 Commissioner of Securities and Insurance Bureau Chief, Licensing Division 1301 6th Avenue Montana State Auditor Jeannie Keller Helena, Montana 59620 P: (406) 444-2040 Bureau Chief P: (406) 444-3665 E: [email protected] P: (406) 444-3897 F: (406) 444-3976 E: [email protected] E: [email protected] Deputy Commissioner: https://csimt.gov/securities/ Bob Biskupiak Market Conduct Section https://sosmt.gov/ Deputy Insurance Commissioner Montana Commissioner of Securities and Insurance P: (406) 444-5438 Montana State Auditor’s Office E: [email protected] Policyholder’s Services Bureau or Examination Bureau Deputy Securities Commissioner: 840 Helena Avenue Lynn Egan Helena, Montana 59601 Deputy Securities Commissioner P: (406) 444-2040 P: (406) 444-4388 F: (406) 444-3497 E: [email protected] Bureau Chief, Market Conduct Division Jeannie Keller Bureau Chief P: (406) 444-3897 E: [email protected]
Examiner: Steve Matthews P: (406) 444-2040 F: (406) 444-3497
03/25/2016 Montana Page: 46 SILA Journal
Nebraska
Insurance Department Licensing Section Securities Department Nebraska Department of Insurance Nebraska Department of Insurance Department of Banking & Finance 1135 M Street Suite 300 Licensing Division 1526 K Street Suite 300 P.O. Box 82089 1135 M Street Suite 300 P.O. Box 95006 Lincoln, Nebraska 68501-2089 P.O. Box 82089 Lincoln, Nebraska 68508 P: (402) 471-2201 Lincoln, Nebraska 68501-2089 P: (402) 471-2171 (Financial Institutions) F: (402) 471-4610 P: (402) 471-4913 (402) 471-3445 (Securities) F: (402) 471-3062 www.doi.nebraska.gov Toll-Free: (833) 410-5609 F: (402) 471-4610 https://ndbf.nebraska.gov/industries E: [email protected] Director: https://doi.nebraska.gov/producers/ Securities Contact: producer-licensing Bruce R. Ramge, CPCU, CIE (retiring 4/9/2021) Claire McHenry Director of Insurance Deputy Director P: (402) 471-4607 Licensing Director: E: [email protected] Kevin Schlautman Deputy Director: Administrator P: (402) 471-4707 Secretary of State/Corporate Matthew Holman E: [email protected] Division Deputy Director and General Counsel 1201 N Street Suite 120 P: (402) 471-2201 P.O. Box 94608 E: [email protected] C.E. Coordinator: Lincoln, Nebraska 68509-4608 Gina Goodro P: (402) 471-4079 Continuing Education Analyst F: (402) 471-3666 P: (402) 471-4805 http://www.sos.ne.gov/business/corp_serv/ E: [email protected] index.html
Market Conduct Section Market Conduct 1135 M Street Suite 300 P.O. Box 82089 Lincoln, Nebraska 68501-2089 P: (402) 471-2201 F: (402) 471-6559
Examiner: Reva Vandevoorde Market Conduct Administrator P: (402) 471-4652 E: [email protected]
03/25/2016 Nebraska Page: 47 SILA Journal
Nevada
Insurance Department Securities Department Nevada Department of Business & Industry Licensing Section Secretary of State 1818 E. College Parkway, Suite 103 Nevada Division of Insurance Securities Division Carson City, Nevada 89706 Licensing Section 555 East Washington Avenue, Suite 5200 P: (775) 687-0700 1818 E. College Parkway, Suite 103 Las Vegas, Nevada 89101 F: (775) 687-0797 Carson City, Nevada 89706 P: (702) 486-2440 E: [email protected] P: (775) 687-0700 F: (702) 486-2452 F: (775) 687-0797 www.doi.nv.gov E: [email protected] http://doi.nv.gov/Licensing/ www.nvsos.gov Commissioner: Licensing Director: Barbara D. Richardson Securities Contact: Commissioner of Insurance Stephanie Kerry Erin Houston P: (775) 687-0700 Licensing Manager Securities Administrator P: (775) 687-0774 E: [email protected] Deputy Commissioners: Secretary of State/Corporate Stephanie Bryant McGee Division Licensing Supervisors: Deputy Commissioner, Captives, Market Nevada Office of the Secretary of State Regulation and Producer Licensing Tanya Lyons Secretary of State—Annex Office P: (775) 687-0700 Assistant Chief, Producer Licensing Section 202 N. Carson Street E: [email protected] P: (775) 687-0722 Carson City, Nevada 89701 E: [email protected] P: (775) 684-5708 F: (775) 684-5725 Lisa Bard E: [email protected] Assistant Chief, Specialty Licensing https://www.nvsos.gov/sos/businesses P: (775) 687-0721 E: [email protected]
C.E. Coordinator: The Division has outsourced the administration of its education program. Pearson VUE P: (833) 408-6546 E: [email protected] W: www.pearsonvue.com
03/25/2016 Nevada Page: 48 SILA Journal
New Hampshire
Insurance Department Licensing Section Securities Department New Hampshire Insurance Department New Hampshire Department of Insurance Bureau of Securities Regulation 21 South Fruit Street, Suite 14 Licensing Division New Hampshire Department of State Concord, New Hampshire 03301-7317 21 South Fruit Street, Suite 14 P.O. Box 3715 (03302-3715) P: (603) 271-2261 Concord, New Hampshire 03301-7317 107 Main Street, Suite 204 F: (603) 271-1406 P: (603) 271-0203 Concord, New Hampshire 03301-4989 E: [email protected] F: (603) 271-7029 P: (603) 271-1463 www.nh.gov/insurance E: [email protected] F: (603) 271-7933 https://www.nh.gov/insurance/producers/ E: [email protected] index.htm Commissioner: https://sos.nh.gov/corporation-ucc-securities/ Chris Nicolopoulos Licensing Supervisor: Commissioner of Insurance Securities Contact: Joan LaCourse P: (603) 271-2261 Barry Glennon Licensing Supervisor/CE Coordinator Director of Securities Regulation P: (603) 271-2964 P: (603) 271-1463 Deputy Commissioner: E: [email protected] Alexander K. Feldvebel Deputy Commissioner Secretary of State/Corporate Continuing Education Contact: P: (603) 271-2261 Division Cheryl Gagnon New Hampshire Corporation Division Continuing Education Program Specialist Director of Operations: Department of State P: (603) 271-3257 107 N. Main St. Christie Rice E: [email protected] Concord, New Hampshire 03301-4989 Assistant Commissioner, Director of Operations P: (603) 271-3246 P: (603) 271-2261 Market Conduct Section F: (603) 271-6316 New Hampshire Insurance Department E: [email protected] 21 South Fruit Street, Suite 14 https://sos.nh.gov/# Concord, NH 03301 P: (603) 271-2261 F: (603) 271-1406 E: [email protected]
Examiner (Accident & Health): Maureen Belanger P: (603) 271-2828 F: (603) 271-1406
Examiner (Life): Denise Lamy P: (603) 271-2129
03/25/2016 New Hampshire Page: 49 SILA Journal
F: (603) 271-1406
Examiner (P/C): Win Pugsley P: (603) 271-3711 F: (603) 271-1406
03/25/2016 New Hampshire Page: 50 SILA Journal
New Jersey
Insurance Department Licensing Section Securities Department New Jersey Department of Banking and New Jersey Department of Banking and Department of Law & Public Safety Insurance Insurance Bureau of Securities 20 W. State Street CN325 Licensing Services Bureau - Insurance 153 Halsey Street, 6th Floor (07102) P.O. Box 325 20 W. State Street P.O. Box 47029 Trenton, New Jersey 08625-0325 P.O. Box 327 Newark, New Jersey 07101 P: (609) 292-7272 Trenton, New Jersey 08625-0327 P: (973) 504-3600 F: (609) 292-3144 P: (609) 292-7272 F: (973) 504-3601 https://www.state.nj.us/dobi F: (609) 984-5263 E: [email protected] E: [email protected] https://www.njconsumeraffairs.gov/bos https://www.state.nj.us/dobi/ Commissioner: division_insurance/index.htm Marlene Caride www.state.nj.us/dobi/inslic.htm (Online new Securities Contact: Insurance Commissioner and renewal licensing available for all producers) Christopher Gerald P: (609) 292-7272 Bureau Chief Acting Licensing Director: Director: Joseph McDougal Secretary of State/ Corporate Peter Hartt Supervisor, Application Investigations and Division Director, Division of Insurance Insurance Education, Consumer Protection Registering a Business or Agency: P: (609) 292-0844, ext. 50009 P: (609) 292-5316, ext. 50552 NJ Department of the Treasury E: [email protected] Division of Revenue, Corporate Filing Unit Director: 225 W. State Street, 3rd Floor (08608-1001) Patrick Mullen P.O. Box 308 Director, Division of Banking C.E. Address: Trenton, New Jersey 08646 P: (609) 292-0844 New Jersey Department of Banking and P: (609) 292-9292 Insurance F: (609) 984-6851 Application Investigations and Insurance Education E: [email protected] 20 W. State Street www.state.nj.us/treasury P.O. Box 329 Trenton, New Jersey 08625-0329
C.E. Coordinator: Joseph McDougal Supervisor, Application Investigations and Insurance Education, Consumer Protection P: (609) 292-5316, ext. 50552 E: [email protected]
03/25/2016 New Jersey Page: 51 SILA Journal
New Mexico
Insurance Department Licensing Section Securities Department Office of Superintendent of Insurance Office of Superintendent of Insurance (OSI) New Mexico Regulation & Licensing Department Insurance Division Producer Licensing Bureau Securities Division P.O. Box 1689 1120 Paseo de Peralta, Room 331 (87501) 2550 Cerrillos Road, 3rd Floor 1120 Paseo de Peralta (87501) P.O. Box 1689 Santa Fe, New Mexico 87505 Santa Fe, New Mexico 87504 Santa Fe, New Mexico 87504 P: (505) 476-4580 P: (505) 827-4601 P: (505) 827-4349 F: (505) 984-0617 Toll-Free: (855) 427-5674 F: (505) 827-4373 www.rld.state.nm.us/securities/ F: (505) 827-4734 E: [email protected] www.osi.state.nm.us https://www.osi.state.nm.us/index.php/ departments/life-health-division/producer- Securities Contacts: licensing-bureau/ Commissioner: Ben Schrope Acting Director of Securities Russell Toal Licensing Manager: Senior Prosecuting Attorney Superintendent of Insurance Victoria A. Baca P: (505) 231-7467 P: (505) 827-4601 Bureau Chief, Agent Licensing E: [email protected] P: (505) 827-4554 Deputy Commissioners: E: [email protected] Kristi Montaño Jennifer A. Catechis Financial Analyst Supervisor Deputy Superintendent of Insurance Licensing Supervisor: P: (505) 660-4178 P: (505) 827-4439 Doris Roybal E: [email protected] Licensing Supervisor Bryan Brock P: (505) 827-4336 Deputy Superintendent E: [email protected] P: (505) 827-4601 Secretary of State/Corporate Division Public Regulation Commission P.O. Box 1689 Santa Fe, New Mexico 87504 P: (505) 827-4502 or (505) 827-4508 Toll-Free: (800) 947-4722 (NM residents only) F: (505) 827-4387 http://www.sos.state.nm.us/ Business_Services/ Corporations_Overview.aspx
03/25/2016 New Mexico Page: 52 SILA Journal
New York
Insurance Department Licensing Section Securities Department Department of Financial Services New York Insurance Department Office of Attorney General 1 Commerce Plaza Licensing Services Bureau Investors Protection & Securities Bureau Albany, New York 12257 1 Commerce Plaza, Suite 2003 120 Broadway, 23rd Floor P: (518) 474-6600 Albany, New York 12257 New York, New York 10271 F: (518) 473-4600 P: (518) 474-6630 P: (212) 416-8222 www.dfs.ny.gov F: (518) 474-5048 F: (212) 416-8816 or (212) 416-8136 E: [email protected] www.ag.ny.gov/bureau/investor-protection- bureau Superintendent https://www.dfs.ny.gov/appliclicen.htm Linda Lacewell Securities Contact: Superintendent, Department of Financial Licensing Manager: Services Cynthia Hanawalt Jacqueline Catalfamo P: (518) 474-6600 Bureau Chief Director of Licensing Services P: (518) 486-1809 Deputy Superintendent E: [email protected] Secretary of State/Corporate James Wrynn Division Deputy Superintendent, Department of Financial Services C.E. Coordinator: New York Department of State P: (518) 474-6600 Colleen Draper Division of Corporations Supervisor of Education Unit One Commerce Plaza 99 Washington Avenue, Suite 600 Deputy Superintendent P: (518) 486-2807 E: [email protected] Albany, New York 12231-0001 My Chi P: (518) 473-2492 Executive Deputy Superintendent, Insurance Division F: (518) 474-1418 P: (518) 474-6600 E: [email protected] https://www.dos.ny.gov/corps/ bus_entity_search.html Deputy Commissioner Martha A. Lees Deputy Superintendent & General Counsel P: (518) 474-6600
03/25/2016 New York Page: 53 SILA Journal
North Carolina
Insurance Department Licensing Section Securities Division North Carolina Department of Insurance North Carolina Department of Insurance Department of Secretary of State Agent Services Division 1201 Mail Service Center Securities Division 1204 Mail Service Center Raleigh, North Carolina 27699-1201 P.O. Box 29622 (27626-0622) Raleigh, North Carolina 27699-1204 P: (919) 807-6800 2 South Salisbury Street P: (919) 807-6800 F: (919) 715-3794 Raleigh, North Carolina 27601-2903 F: (919) 715-3794 E: [email protected] P: (919) 733-3924 E: [email protected] www.ncdoi.com F: (919) 807-2183 http://www.ncdoi.com/ASD/Default.aspx E: [email protected] Commissioner: www.secretary.state.nc.us/sec/ Licensing Supervisor: Mike Causey Robert Cunningham Commissioner of Insurance Securities Contact: P: (919) 807-6800 ext. 1319848 P: (919) 807-6800 Kevin Harrington E: [email protected] Deputy Securities Administrator Deputy Commissioner: P: (919) 733-3924 Course Analyst: Angela Hatchell Christina Hunter Deputy Commissioner Agent Services Division Secretary of State/Corporate P: (919) 807-6800 ext. 1319821 P: (919) 807-6800 Division E: [email protected] E: [email protected] 2 South Salisbury Street Raleigh, North Carolina 27601-2903 Special Projects Manager:
Beth Blackwell Mailing Address P: (919) 807-6800 ext. 1319820 P.O. Box 29622 E: [email protected] Raleigh, North Carolina 27626-0622 P: (919) 807-2225 Market Conduct Section F: (919) 807-2039 www.secretary.state.nc.us/corporations Market Regulation Division 325 N. Salisbury Street, 9th Floor Raleigh, North Carolina 27603 P: (919) 807-6899 F: (919) 807-6635 E: [email protected]
Deputy Commissioner: Teresa Knowles Market Regulation Division P: (919) 807-6886 E: [email protected]
03/25/2016 North Carolina Page: 54 SILA Journal
Assistant Chief Examiner: Bill George P: (919) 807-6877 E: [email protected]
Market Analysis Manager: Shane Quinlan P: (919) 807-6893 E: [email protected]
03/25/2016 North Carolina Page: 55 SILA Journal
North Dakota
Insurance Department Licensing Section Securities Department North Dakota Insurance Department North Dakota Insurance Department Office of Securities Commissioner State Capitol Building, 5th Floor Agent Licensing Division 600 E. Boulevard Avenue 600 E. Boulevard Avenue State Capitol Building, 5th Floor Bismarck, ND 58505-0510 Bismarck, ND 58505-0320 600 E. Boulevard Avenue P: (701) 328-2910 P: (701) 328-2440 Bismarck, ND 58505-0320 F: (701) 328-2946 Toll-Free: (800) 247-0560 P: (701) 328-3548 E: [email protected] F: (701) 328-4880 F: (701) 328-4880 www.nd.gov/securities/ www.nd.gov/ndins E: [email protected] http://www.nd.gov/ndins/producers/ Securities Contact: Commissioner: Karen Tyler Jon Godfread Licensing Supervisor: Commissioner Insurance Commissioner John Arnold P: (701) 328-2440 Director of Agent Licensing Secretary of State/Corporate P: (701) 328-2440 Division Deputy Commissioner: E: [email protected] Secretary of State/Business Division John Arnold State Capitol Building, 1st Floor Deputy Commissioner C.E. Coordinator: 600 E. Boulevard Avenue P: (701) 328-2440 Currently vacant Bismarck, ND 58505-0500 C.E. Specialist P: (701) 328-4284 P: (701) 328-2440 General Counsel: F: (701) 328-2992 E: [email protected] Johnny Palsgraaf E: [email protected] General Counsel sos.nd.gov/business/business-services P: (701) 328-2440 Market Conduct Section North Dakota Insurance Department 600 E. Boulevard Avenue Department 401 Bismarck, ND 58505-0320 P: (701) 328-2440 F: (701) 328-4880 E: [email protected]
03/25/2016 North Dakota Page: 56 SILA Journal
Ohio
Insurance Department Licensing Section Market Conduct Section Ohio Department of Insurance Ohio Department of Insurance Ohio Department of Insurance 50 W. Town Street License Division Market Conduct Division 3rd Floor - Suite 300 50 W. Town Street 50 W. Town Street Columbus, Ohio 43215 3rd Floor - Suite 300 3rd Floor - Suite 300 P: (614) 644-2658 Columbus, Ohio 43215 Columbus, Ohio, 43215 F: (614) 644-3743 P: (614) 644-2665 P: (614) 644-3881 https://insurance.ohio.gov/wps/portal/gov/odi F: (614) 644-3475 F: (614) 644-3327 E: [email protected] Director: https://insurance.ohio.gov/wps/portal/gov/ Insurance Compliance Manager: odi/agent-and-agencies Judith (Judi) French Angela Dingus Lt. Governor/Director Market Conduct Chief P: (614) 728-1003 Licensing Director: P: (614) 644-2663 E: [email protected] Karen Vourvopoulos F: (614) 644-3327 License Manager E: [email protected] P: (614) 728-1249 E: [email protected] Assistant Director/Chief Securities Department Administrative Officer: Division of Securities Tynesia Dorsey Licensing Supervisor: 77 S. High Street, 22nd Floor Deputy Director/CAO Lee Anne Washburn Columbus, Ohio 43215-6131 P: (614) 644-7076 Assistant License Manager P: (614) 644-7381 E: [email protected] P: (614) 644-3270 F: (614) 466-3316 F: (614) 387-0096 https://www.com.ohio.gov/secu/ E: [email protected]
Securities Contact: Licensing Supervisor: Frank Larose Holly Strane Commissioner Education Supervisor P: (614) 387-1429 F: (614) 387-0051 Secretary of State/Corporate E: [email protected] Division Secretary of State 180 East Broad Street Licensing Supervisor: Columbus, Ohio 43215 Patty Black P: (614) 466-3910 Corporation Supervisor F: (614) 995-2238 P: (614) 644-3281 E: [email protected] F: (614) 387-0087 www.sos.state.oh.us E: [email protected]
03/25/2016 Ohio Page: 57 SILA Journal
Oklahoma
Insurance Department Licensing Section Securities Department Oklahoma Insurance Department Oklahoma Insurance Department Oklahoma Department of Securities 400 NE 50th Street Licensing and Education Division 204 N. Robinson Avenue, Suite 400 Oklahoma City, OK 73105 400 NE 50th Street Oklahoma City, Oklahoma 73102-7001 F: (405) 521-6652 Oklahoma City, OK 73105 P: (405) 280-7700 www.ok.gov/oid/ P: (405) 521-3916 F: (405) 280-7742 F: (405) 522-3642 www.securities.ok.gov E: [email protected] Commissioner: E: [email protected] Glen Mulready Securities Contact: https://www.oid.ok.gov/licensing-and- Insurance Commissioner education/ Irving Faught P: (405) 521-2668 Administrator Manager, Licensing and P: (405) 280-7700 Deputy Commissioner: Education: F: (405) 280-7742 Brian Downs Courtney Khodabakhsh Chief of Staff and First Deputy for Manager, Licensing and Education Secretary of State/Corporate Commissioner Mulready P: (405) 522-0806 Division P: (405) 522-4609 E: [email protected] Business Filing Department 2300 N. Lincoln Boulevard, Room 101 Assistant Commissioner for Oklahoma City, Oklahoma 73105-4897 Licensing Services: Education Specialist: P: (405) 522-2520 Erin Wainner Erin Wainner F: (405) 521-3771 Assistant Commissioner for Licensing P: (405) 522-0897 Services www.sos.ok.gov/business/ E: [email protected] P: (405) 522-0897 F: (405) 522-3642 E: [email protected]
Market Conduct Section Oklahoma Insurance Department 400 NE 50th Street Oklahoma City, OK 73105 P: (405) 521-3966 F: (405) 521-2640
Deputy Commissioner of Finance: Joel Sander Deputy Commissioner of Finance P: (405) 521-6613 E: [email protected]
03/25/2016 Oklahoma Page: 58 SILA Journal
Oregon
Insurance Department Licensing Section Securities Department Oregon Division of Financial Regulation Oregon Division of Financial Regulation Department of Consumer & Business Services 350 Winter Street N.E. Producer Licensing Division of Finance and Corporate Securities P.O. Box 14480 (97309-0405) 350 Winter Street N.E. 350 Winter Street N.E., Room 410 Salem, Oregon 97301-3883 Salem, Oregon 97301-3883 Salem, Oregon 97301-3881 P: (503) 947-7980 P: (503) 947-7981 P: (503) 378-4387 F: (503) 378-4351 F: (503) 378-4351 F: (503) 947-7862 https://dfr.oregon.gov/Pages/index.aspx E: [email protected] https://dfr.oregon.gov/Pages/index.aspx https://dfr.oregon.gov/business/licensing/ insurance/Pages/producer-licensing.aspx Commissioner: Securities Contact: Andrew Stolfi Kirsten Anderson Licensing Manager: Insurance Commissioner Licensing Administrator Kirsten Anderson P: (503) 947-7071 Licensing Manager E: [email protected] P: (503) 947-7478 Secretary of State/Corporate E: [email protected] Division Deputy Insurance Administrator: Corporate Division TK Keen Licensing Supervisor: 255 Capital Street N.E., Suite 151 P: (503) 947-7226 Salem, Oregon 97310 Carol Ruda P: (503) 986-2200 Compliance Specialist II F: (503) 986-6355 P: (503) 947-7247 Business Registry Fax: (503) 378-4381 E: [email protected] E: [email protected] sos.oregon.gov/business Licensing Coordinator: Melanie Martin Compliance Specialist I P: (503) 947-7215 E: [email protected]
C.E. Coordinator: Currently Vacant C.E. Coordinator P: (503) 947-7212 E:
Market Conduct Section Oregon Division of Financial Regulation 350 Winter Street N.E. Salem, OR 97301
03/28/2016 Oregon Page: 59 SILA Journal
P: (503) 947-7242 F: (503) 378-4351 E: [email protected]
Market Regulation Manager: Brian Fordham Market Surveillance Manager P: (503) 947-7205 E: [email protected]
03/28/2016 Oregon Page: 60 SILA Journal
Pennsylvania
Insurance Department Licensing Section Securities Department Pennsylvania Insurance Department Licensing & Enforcement Program Area Pennsylvania Department of Banking and Securities 1326 Strawberry Square, 13th Floor Pennsylvania Insurance Department 17 North 2nd Street, Suite 1300 Harrisburg, Pennsylvania 17120 Bureau of Licensing and Enforcement Harrisburg, Pennsylvania 17101-2290 P: (717) 783-0442 1209 Strawberry Square P: (717) 787-8061 Toll-Free: (877) 881-6388 Harrisburg, Pennsylvania 17120 F: (717) 703-5125 F: (717) 787-8553 https://www.insurance.pa.gov/Licensees www.dobs.pa.gov www.insurance.pa.gov Licensing and Enforcement: Securities Contact: Commissioner: David J. Sweitzer Robin Wiessman Jessica Altman Director P: (717) 787-0167 Commissioner (Vice Chair) and Secretary of Insurance Commissioner Banking and Securities P: (717) 783-0442 F: (717) 772-4334 E: [email protected] Secretary of State/Corporate Deputy Commissioner: Division Chris Monahan Licensing Divisions: Department of State Corporation Bureau Deputy Insurance Commissioner, Office of 1209 Strawberry Square Market Regulation Pennsylvania Department of State P: (717) 787-3840 P: (717) 787-6174 401 North Street, Room 206 F: (717) 787-8553 Harrisburg, Pennsylvania 17120 E: [email protected] P: (717) 787-1057 F: (717) 787-2244 Licensing Services Division: E: [email protected] Adriane Force www.dobs.pa.gov/businesses Chief P: (717) 787-3842 E: [email protected]
Administrative Services Division: Ann Barnett Chief P: (717) 783-2186 E: [email protected]
Compliance Division: Jim Krebs Chief P: (717) 787-3840 E: [email protected]
03/28/2016 Pennsylvania Page: 61 SILA Journal
Enforcement Divisions: Field Investigations Division: 1227 Strawberry Square Harrisburg, PA 17120 P: (717) 783-2627
Anti-Fraud Compliance Division: 1321 Strawberry Square Harrisburg, PA 17120 P: (717) 787-0166 F: (717) 783-2101
Market Conduct Section Pennsylvania Insurance Department Bureau of Market Conduct 1209 Strawberry Square Harrisburg, Pennsylvania 17120 P: (717) 787-0163 F: (717) 772-4334 E: [email protected]
Bureau of Market Conduct: Connie Arnold Bureau Director P: (717) 783-2627
Examiner (LH): Deborah Lee Division Chief P: (717) 772-4335 E: [email protected]
Examiner (P/C): Connie Arnold Division Chief P: (717) 787-4373 E: [email protected]
03/28/2016 Pennsylvania Page: 62 SILA Journal
Rhode Island
Insurance Department Licensing Section Securities Department Rhode Island Department of Business Rhode Island Department of Business Rhode Island Department of Business Regulation Regulation Regulation Insurance Division Insurance Division Securities Division 1511 Pontiac Avenue, Building 69-2 1511 Pontiac Avenue, Building 69-2 1511 Pontiac Avenue Cranston, Rhode Island 02920 Cranston, Rhode Island 02920 John O. Pastore Complex, Building 69-1 P: (401) 462-9520 P: (401) 462-9520 Cranston, Rhode Island 02920-4407 F: (401) 462-9602 F: (401) 462-9602 P: (401) 462-9527 E: [email protected] E: [email protected] F: (401) 462-9645 www.dbr.ri.gov http://www.dbr.ri.gov/divisions/insurance/ E: [email protected] http://www.dbr.ri.gov/divisions/securities/ Commissioner: Licensing Director: Elizabeth Kelleher Dwyer Rachel Chester Securities Contact: Deputy Director & Superintendent of Banking Chief of Consumer and Licensing Services Donald DeFedele and Insurance P: (401) 462-9604 Chief Securities Examiner P: (401) 462-9617 E: [email protected] P: (401) 462-9545 E: [email protected] E: [email protected] C.E. Coordinator: Assistant Administrative Officer to Sharon Wiggins Commissioner and Associate Secretary of State/Corporate Licensing Aide Director: Division P: (401) 462-9605 Rosanne Pasquale Corporations Division Office of the Secretary of E: [email protected] State P: (401) 462-9617 Nellie M. Gorbea Market Conduct Section 148 West River Street Associate Director: Providence, Rhode Island 02904-2615 Rhode Island Department of Business Jack Broccoli Regulation P: (401) 222-3040 F: (401) 222-1309 Associate Director - Financial Regulation Insurance Division P: (401) 462-9606 1511 Pontiac Avenue, Building 69-2 E: [email protected] E: [email protected] Cranston, Rhode Island 02920 www.sos.ri.gov P: (401) 462-9520 F: (401) 462-9602
Examiner: Matthew Gendron General Counsel P: (401) 462-9540
03/28/2016 Rhode Island Page: 63 SILA Journal
South Carolina
Insurance Department Licensing Section Securities Department South Carolina Department of Insurance South Carolina Department of Insurance Office of the Attorney General Capital Center Licensing and Education Services Securities Division 1201 Main Street, Suite 1000 (29201) Capital Center P.O. Box 501 P.O. Box 100105 1201 Main Street, Suite 100 (29201) Rembert C. Dennis Office Building, #501 Columbia, South Carolina 29202-3105 P.O. Box 100105 1000 Assembly Street (29201) P: (803) 737-6160 Columbia, South Carolina 29202 Columbia, South Carolina 29211-1549 F: (803) 737-6205 P: (803) 737-6095 P: (803) 734-9916 E: [email protected] F: (803) 737-6100 F: (803) 734-3677 www.doi.sc.gov E: [email protected] www.scag.gov/scsecurities https://www.doi.sc.gov/354/Licensing-CE Commissioner: Securities Contact: Raymond G. Farmer Chief Deputy of Market Services: T. Stephen Lynch Insurance Director Joe Cregan Deputy Securities Commissioner P: (803) 737-6160 Chief Deputy of Insurance Operations P: (803) 737-6095 Secretary of State/Corporate Division Deputy Director, Licensing and CE: Division of Business Filings Diane Cooper Edgar Brown Building Deputy Director of Licensing and Consumer Services 1205 Pendleton Street, Suite 5 (29201) P: (803) 737-6095 P.O. Box 11350 Columbia, South Carolina 29211 P: (803) 734-2158 Licensing Manager: F: (803) 734-2164 Andrea Bourgoin www.scsos.com Licensing Supervisor P: (803) 737-5757 E: [email protected]
C.E. Coordinator: Katie Wilson Program Assistant P: (803) 737-6223 E: [email protected]
Market Conduct Section South Carolina Department of Insurance Capital Center 1201 Main Street, Suite 100 (29201)
03/28/2016 South Carolina Page: 64 SILA Journal
P.O. Box 100105 Columbia, South Carolina 29202 P: (803) 734-2170 F: (803) 734-2164 E: [email protected] www.doi.sc.gov
03/28/2016 South Carolina Page: 65 SILA Journal
South Dakota ecurities Department South Dakota Division of Insurance Licensing Section Insurance Department Department of Labor and Regulation South Dakota Division of Insurance South Dakota Division of Insurance Producer 124 South Euclid Avenue, 2nd Floor Department of Revenue and Regulation 124 South Euclid Avenue, 2nd Floor Pierre, South Dakota 57501 nd Pierre, South Dakota 57501 124 South Euclid Avenue, 2 Floor P: (605) 773-3563 P: (605) 773-3513 Pierre, South Dakota 57501 F: (605) 773-5369 F: (605) 773-5369 P: (605) 773-3563 E: [email protected] F: (605) 773-5369 https://dlr.sd.gov/insurance/producers.aspx https://dlr.sd.gov/securities/default.aspx E: [email protected] https://dlr.sd.gov/insurance/ Licensing Director: Dan Nelson Securities Contact: Director: Producer Licensing Travis Jordan Larry Deiter P: (605) 773-3513 Assistant Director Director of Insurance E: [email protected] P: (605) 773-3563 Secretary of State/Corporate C.E. Coordinator: Division Jo Mikkelsen Deputy Director: 500 E. Capitol Avenue, Suite 204 C.E. Coordinator Jill Kruger Pierre, South Dakota 57501 P: (605) 773-3946 Deputy Director P: (605) 773-3537 E: [email protected] P: (605) 773-3563 F: (605) 773-6580 E: [email protected] E: [email protected] https://sdsos.gov/ Assistant Directors: Johanna Nickelson Assistant Director Solvency & Licensing P: (605) 773-3563 E: [email protected]
Dan Nelson Assistant Director Property & Casualty P: (605) 773-3563 E: [email protected]
Travis Jordan Assistant Director Property & Casualty P: (605) 773-3563 E: [email protected]
Frank Marnell Senior Legal Counsel
03/28/2016 South Dakota Page: 66 SILA Journal
P: (605) 773-3563 E: [email protected]
03/28/2016 South Dakota Page: 67 SILA Journal
Tennessee
Insurance Department Licensing Section Securities Department Tennessee Department of Commerce and Tennessee Department of Commerce and Department of Commerce & Insurance Insurance Insurance Securities Division Davy Crockett Tower, 5th Floor Agent Licensing Section Davy Crockett Tower, Suite 680 500 James Robertson Parkway Davy Crockett Tower 500 James Robertson Parkway Nashville, Tennessee 37243-0565 500 James Robertson Parkway Nashville, Tennessee 37243-0575 P: (615) 741-2176 Nashville, Tennessee 37243-1134 P: (615) 741-2947 F: (615) 741-4000 P: (615) 741-2693 Toll-Free: (800) 863-9117 www.tn.gov/commerce/section/insurance F: (615) 532-2862 F: (615) 532-8375 E: [email protected] https://www.tn.gov/commerce/securities- https://www.tn.gov/commerce/licensing- division.html Commissioner: regulations.html Carter Lawrence Commissioner of Commerce & Insurance Securities Registration Contact: Licensing Director: P: (615) 741-6007 Frank Borger-Gilligan Kimberly Biggs Assistant Commissioner Director, Agent Licensing & Continuing Deputy Commissioner: Education P: (615) 7532-2375 Lorrie Brouse P: (615) 741-7591 E: [email protected] Deputy Commissioner and General Counsel E: [email protected] P: (615) 253-1814 Securities Registration Contact: Elizabeth Bowling Director: Director of Registration Bill Huddleston P: (615) 770-0088 Director, Insurance Division E: [email protected] P: (615) 741-2176 Secretary of State/Corporate Division Division of Business Services 312 Rosa L. Parks Avenue Snodgrass Tower, 6th Floor Nashville, Tennessee 37243 P: (615) 741-2286 F: (615) 741-5962 E: [email protected] https://sos.tn.gov/
03/28/2016 Tennessee Page: 68 SILA Journal
Testing Providers
Pearson VUE Prometric PSI Pearson VUE Prometric PSI 3 Bala Plaza West, Suite 300 1501 S. Clinton Street 3210 E. Tropicana Bala Cynwyd, Pennsylvania 19004-3481 Baltimore, MD 21224 Las Vegas, NV 89121 Phone no. for candidates to use: www.prometric.com P: (800) 733-9267 (candidate registration) P: (800) 274-8979 (Candidate Line) Candidates should consult the individual F: (702) 932-2666 F: (952) 681-3899 (Fax Number) state. Candidate Bulletins available at E: [email protected] www.pearsonvue.com www.prometric.com www.psiexams.com prior to calling to register or schedule an examination. State contracts for: P: (888) 226-9339 (Candidate Registration) State contracts for: Testing—Alaska, Colorado, DC, Delaware, Testing—Arkansas, California, Idaho, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Louisiana, Michigan, Minnesota, New Jersey, Kansas, Maine, Minnesota, Mississippi, State contracts for: New York, Ohio, Oregon, Pennsylvania, South Missouri, Montana, Nevada, North Carolina, Carolina, Washington State & Wisconsin Rhode Island, South Dakota, Tennessee, Texas, Testing—Arizona, Connecticut, Maryland, West Virginia & Wyoming Massachusetts, Nebraska, New Hampshire, CE—New Jersey, Pennsylvania New Mexico, North Dakota, Oklahoma, Utah, CE—Colorado, Iowa, Missouri, Tennessee, Vermont & Virginia Texas & Virginia CE—Arizona, Connecticut, Kentucky, Maryland, Massachusetts, North Carolina, Ohio, South Dakota, Vermont, West Virginia & Wisconsin State Administered Testing Providers Testing—Alabama, Kentucky
03/28/2016 Testing Providers Page: 69 SILA Journal
Texas
Insurance Department Licensing Section Securities Department Texas Department of Insurance Texas Department of Insurance State Securities Board 333 Guadalupe Street (78701) Agents Licensing Division—MC107-1A 208 E. 10th Street, 5th Floor P.O. Box 149104 P.O. Box 12069 Austin, Texas 78701 Austin, Texas 78714-9104 Austin, Texas 78714-2069 or P: (512) 676-6000 P: (512) 676-6500 P.O Box 13167 Toll-Free: (800) 578-4677 (TX only) F: (512) 490-1052 Austin, Texas 78711-3167 F: (512) 490-1007 E: [email protected] P: (512) 305-8300 https://www.tdi.texas.gov https://www.tdi.texas.gov/agent/index.html F: (512) 305-8310 https://www.ssb.texas.gov/ Commissioner: Licensing Director: Currently vacant Philip Reyna Securities Contact: Commissioner of Insurance Director, Agent and Adjuster Licensing Travis Iles P: (512) 463-6000 Financial Regulation Division Securities Commissioner P: (512) 676-6794 Associate Commissioners: E: [email protected] Secretary of State/Corporate Karen Phillips Division Chief of Staff C.E. Coordinator: James E. Rudder Bldg. P: (512) 305-7249 Jodie Delgado 1019 Brazos (78701) Manager, Administrative Review & P.O. Box 13697 Continuing Education Nancy Clark, CGFM Austin, Texas 78711-3697 P: (512) 676-6481 Deputy Commissioner for Administrative P: (512) 463-5555 Operations/Chief Financial Officer E: [email protected] F: (512) 463-5709 P: (512) 676-6166 E: [email protected] Market Conduct Section Randall Evans www.sos.state.tx.us Texas Department of Insurance Associate Commissioner of Customer Operations Financial Analysis and Examinations P: (512) 676-6520 Market Conduct 333 Guadalupe Street (78701) M/C 305-2E Austin, Texas 78714-9104 P: (512) 322-5033 F: (512) 322-5026
Examiner: David Moskowitz Assistant Chief Examiner P: (512) 322-5033 E: [email protected]
03/28/2016 Texas Page: 70 SILA Journal
US Territories
AMERICAN SAMOA NORTHERN MARIANA PUERTO RICO Office of the Governor ISLANDS Office of the Commissioner of Insurance American Samoa Government N. Mariana Islands Department of Insurance Edificio World Plaza 906 Pago Pago, American Samoa 96799 & Commerce 268 Ave. Munoz Rivera P: 011 (684) 633-4116 Office of Insurance Commissioner San Juan, Puerto Rico 00968-3029 F: 011 (684) 633-2269 Caller Box 10007 CK P: (787) 304-8686 Saipan, MP 96950 www.doc.as.gov Toll-Free: (888) 722-8686 P: (670) 664-3000 F: (787) 273-6082 F: (670) 664-3067 www.ocs.gobierno.pr/enocspr E: [email protected] BAHAMAS www.commerce.gov.mp The Insurance Commission of the Bahamas 3rd Floor Charlotte House Insurance Commissioner Charlotte & Shirley Streets Rafael Cesteros-Lopategui P. O. Box N 4844 VIRGIN ISLANDS Commissioner of Insurance Nassau, N.P., The Bahamas The United States Virgin Islands P: (787) 304-8686, extension 1001 P: (242) 397-4183 or (242) 397-4100 Office of the Lt. Governor F: (787) 273-6365 F: (242) 328-1070 Division of Banking & Insurance E: E: [email protected] #5049 Kongens Gade Charlotte Amalie www.icb.gov.bs/ St. Thomas, Virgin Islands 00802 Deputy Commissioner of Services P: (340) 774-7166 Maria Marin F: (340) 776-8303 Deputy Commissioner of Services GUAM www.dlca.vi.gov P: (787) 304-8686, extension 1005 Department of Revenue and Taxation www.ltg.gov.vi E: [email protected] P.O. Box 23607 GMF, Guam 96921 1240 Army Drive Securities Contact: Barrigada, Guam 96913 Deputy Commissioner of Legal Deverita Sturdivant P: 011 (671) 635-1817 Affairs Chief of Securities Regulation F: (671) 633-2643 Brenda Perez www.guamtax.com Deputy Commissioner of Legal Affairs P: (787) 304-8686, extension 3101 E: [email protected]
Licensing Contact: Vanessa Ortiz P: (787) 304-8686, extension 2103 E: [email protected]
03/28/2016 US Territories Page: 71 SILA Journal
Securities Contact: Damaris Mendoza-Roman Securities Administrator P: (787) 732-3131 F: (787) 734-4225
03/28/2016 US Territories Page: 72 SILA Journal
Utah
Insurance Department Licensing Section Securities Department Utah Insurance Department Utah Insurance Department Department of Commerce State Office Bldg., Ste. 3110/Capitol Hill Producer Licensing Division Division of Securities Complex Suite 3110 State Office Building 160 E. 300 South, 2nd Floor 450 North State Street P.O. Box 146901 P.O. Box 146760 (84114-6760) Salt Lake City, Utah 84114-6901 Salt Lake City, Utah 84114-6901 Salt Lake City, Utah 84111 P: (801) 538-3800 P: (801) 538-3855 P: (801) 530-6600 Toll-Free: (800) 439-3805 (UT only) F: (801) 538-3830 F: (801) 530-6980 F: (801) 538-3829 E: [email protected] E: [email protected] www.insurance.utah.gov https://insurance.utah.gov/licensee www.securities.utah.gov
Commissioner: Licensing Director: Securities Contact: Tanji Northrup Randy Overstreet Thomas Brady Interim Commissioner of Insurance Director, Producer Licensing Division Director P: (801) 538-3804 P: (801) 538-3645 E: [email protected] Deputy Commissioner: Secretary of State/Corporate Division Reed Stringham C.E. Coordinator: Deputy Commissioner Department of Commerce Michael Covington P: (801) 538-3870 Division of Corporations and Commercial Code C.E. Specialist 160 E. 300 South, 2nd Floor P: (801) 538-3809 Assistant Commissioner: Salt Lake City, Utah 84111 E: [email protected] P: (801) 530-4849 Tanji Northrup Toll-Free: (877) 526-3994 Assistant Commissioner F: (801) 530-6438 P: (801) 538-1801 Market Conduct Section Utah Insurance Department E: [email protected] 450 North Main Street www.corporations.utah.gov 3110 State Capitol Office Building Salt Lake City, Utah 84114 P: (801) 538-3800 F: (801) 538-3820
Examiner: Bill Stimpson Market Conduct Examiner P: (801) 538-3078 E: [email protected]
03/28/2016 Utah Page: 73 SILA Journal
Vermont
Insurance Department Licensing Section Securities Department Vermont Department of Financial Regulation Vermont Department of Financial Regulation Vermont Department of Financial Regulation 89 Main Street Producer Licensing 89 Main Street, 3rd Floor Montpelier, Vermont 05620-3101 89 Main Street Montpelier, Vermont 05620-3101 P: (802) 828-3301 Montpelier, Vermont 05620-3101 P: (802) 828-3421 F: (802) 828-3306 P: (802) 828-3303 F: (802) 828-2896 www.dfr.vermont.gov F: (802) 828-1633 E: [email protected] E: [email protected] https://dfr.vermont.gov/industry/securities https://dfr.vermont.gov/industry/insurance/ Commissioner: producer-and-individual-licensing Mike Pieciak Securities Contact: Commissioner William R. Carrigan Licensing Contact: P: (802) 828-3301 Deputy Commissioner of Securities Kevin Gaffney Licensing Supervisor Deputy Commissioner: P: (802) 828-5923 Secretary of State/Corporate Kevin Gaffney E: [email protected] Division Deputy Commissioner of Insurance Corporate Division P: (802) 828-3301 C.E. Coordinator: 128 State Street Montpelier, Vermont 05633-1104 Prometric Deputy Commissioner: P: (802) 828-2386 P: (800) 786-3926 Cynthia Stuart F: (802) 828-2853 www.prometric.com Deputy Commissioner of Banking https://www.sec.state.vt.us/ P: (802) 828-3301 corporationsbusiness-services.aspx Market Conduct Section Vermont Department of Financial Regulation 89 Main Street, 2nd Floor Montpelier, Vermont 05620-3101 P: (801) 828-4843 F: (801) 828-3306
Director of Market Regulation: Christin Rouleau P: (802) 828-2910 F: (802) 828-3306 E: [email protected]
03/28/2016 Vermont Page: 74 SILA Journal
Virginia
Insurance Department Licensing Section Securities Department Virginia State Corporation Commission Bureau of Insurance State Corporation Commission Bureau of Insurance Agents Licensing Section Division of Securities and Retail Franchising Commonwealth of Virginia P.O. Box 1157 P.O. Box 1197 1300 E. Main Street, Tyler Building Richmond, Virginia 23218-1157 Richmond, Virginia 23218 Richmond, Virginia 23219 P: (804) 371-9631 P: (804) 371-9051 P: (804) 371-9741 F: (804) 371-9290 F: (804) 371-9911 Toll-Free: (800) 552-7945 (VA only) E: [email protected] E: [email protected] F: (804) 371-9873 http://scc.virginia.gov/boi/pro/index.aspx scc.virginia.gov/srf E: [email protected] scc.virginia.gov/boi Licensing Director: Securities Contact: Richard Tozer Ronald W. Thomas Commissioner: Manager Director Scott White P: (804) 786-9525 Commissioner of Insurance E: [email protected] Secretary of State/Corporate P: (804) 371-9741 Division Licensing Coordinator: State Corporation Commission, Office of the Deputy Commissioner: Linda M. Newsome Clerk Michael T. Beavers (Agent Regulation Division) Senior Insurance Market Examiner P.O. Box 2118 Deputy Commissioner P: (804) 786-9522 Richmond, Virginia 23218 P: (804) 371-9078 E: [email protected] P: (804) 371-9733 F: (804) 371-9133 E: [email protected] Deputy Commissioner (LH): C.E. Coordinator: https://cis.scc.virginia.gov/ Julie Blauvelt Pearson VUE Deputy Commissioner P: (877) 234-6093 P: (804) 371-9865 E: [email protected] www.virginiainsurancece.com Deputy Commissioner (P/C): Rebecca Nichols Market Conduct Section Deputy Commissioner Market Conduct Section P: (804) 371-9331 1300 East Main Street Richmond, Virginia 23219 Deputy Commissioner (Financial P: (804) 371-9532 (LH) Regulation): (804) 371-9731 (P/C) F: (804) 371-9944 (LH) Douglas C. Stolte (804) 371-9396 (P/C) Deputy Commissioner Mailing Address: P: (804) 371-9869 P.O. Box 1157 Richmond, Virginia 23218
03/28/2016 Virginia Page: 75 SILA Journal
Examiner (LH): Julie Fairbanks BOI Manager-L&H Market Conduct Section P: (804) 371-9385 F: (804) 371-9944 E: [email protected]
Examiner (P/C): Joy Morton Manager P&C Market Conduct P: (804) 371-9540 F: (804) 371-9396 E: [email protected]
03/28/2016 Virginia Page: 76 SILA Journal
Washington
Insurance Department Licensing Section Securities Department Washington State Commissioner of Insurance, State of Department of Financial Institutions Washington Office of the Insurance Commissioner Securities Division 5000 Capitol Boulevard 302 14th Avenue S.W. 150 Israel Road SW Tumwater, Washington 98501 P. O. Box 40256 Tumwater, Washington 98501 Olympia, Washington 98504-0256 Mailing Address: P: (360) 725-7000 Mailing Address: P.O. Box 40255 F: (360) 586-3535 P.O. Box 9033 Olympia, Washington 98504-0257 www.insurance.wa.gov Olympia, Washington 98507-9033 P: (360) 725-7144 P: (360) 902-8760 F: (360) 586-2019 F: (360) 902-0524 Commissioner: E: [email protected] www.dfi.wa.gov/securities Mike Kreidler https://www.insurance.wa.gov/producers Commissioner of Insurance P: (360) 725-7000 Securities Contact: Licensing Director: William Beatty Jeff Baughman Director of Securities Chief Deputy Commissioner: Producer Licensing & Oversight Program AnnaLisa Gellermann Manager Chief Deputy Commissioner P: (360) 725-7156 Secretary of State/Corporate P: (360) 725-7106 E: [email protected] Division Secretary of State C.E. Coordinator: 801 Capitol Way South (98501) Joe Mendoza P.O. Box 40234 Education and Compliance Analyst Olympia, Washington 98504-0234 P: (360) 725-7146 P: (360) 725-0377 E: [email protected] F: (360) 664-8781 E: [email protected] Market Conduct Section https://www.sos.wa.gov/corps/ Company Supervision Market Conduct Division 5000 Capitol Boulevard Tumwater, Washington 98501
Mailing Address: P.O. Box 40257 Olympia, Washington 98504-0257 P: (360) 725-7200 F: (360) 586-2022
03/28/2016 Washington Page: 77 SILA Journal
Examiner: John Haworth Market Conduct Oversight Manager P: (360) 725-7223 F: (360) 586-2022 E: [email protected]
03/28/2016 Washington Page: 78 SILA Journal
West Virginia
Insurance Department Licensing Section Securities Department West Virginia Offices of the Insurance West Virginia Offices of the Insurance Office of the State Auditor Commissioner Commissioner Securities Division West Virginia Lottery Building Agent Licensing & Education Division 1900 Kanawha Boulevard East 900 Pennsylvania Avenue P.O. Box 50541 State Capitol Complex Charleston, West Virginia 25302 Charleston, West Virginia 25305-0541 Building 1, Room W100 P: (304) 558-3354 P: (304) 558-0610 Charleston, West Virginia 25305-0230 Toll-Free: (888) TRY-WVIC F: (304) 558-4966 P: (304) 558-2257 F: (304) 558-0412 E: [email protected] Toll-Free: (877) 982-9148 www.wvinsurance.gov https://www.wvinsurance.gov/Divisions/ F: (304) 558-4211 Agent-Licensing E: [email protected] Commissioner: https://scc.virginia.gov/srf/ Licensing Director: James A. Dodrill Rob Grishaber Insurance Commissioner Director, Agent Licensing & Education Secretary of State/Corporate P: (304) 558-3354 P: (304) 558-6279, ext 1177 Division E: [email protected] State Capitol Assistant Commissioner: Building 1, Suite 157 K Tonya Gillespie 1900 Kanawha Boulevard East Assistant Commissioner-Regulatory Licensing Clerks: Charleston, West Virginia 25305-0770 P: (304) 558-3029 Tara Conley P: (304) 558-8000 E: [email protected] Hope Stewart F: (304) 558-0900 Kim Compton E: [email protected] Liz McDerment Regulatory Licensing Specialist www.sos.wv.gov P: (304) 558-0610
C.E. Coordinator: Prometric 1260 Energy Lane St. Paul, MN 55108 P: (800) 805-9127 www.prometric.com
Market Conduct Section West Virginia Offices of the Insurance Commissioner Legal/Regulatory Compliance Section P.O. Box 50541 Charleston, West Virginia 25305-0541
03/28/2016 West Virginia Page: 79 SILA Journal
P: (304) 558-6279 ext 1402 F: (304) 558-1362
Examiner: Tom Whitener Chief Market Examiner P: (304) 558-6370 ext 1176 F: (304) 558-1363 E: [email protected]
General Counsel: Erin Hunter General Counsel P: (304) 558-6279 ext 1402 F: (304) 558-1362 E: [email protected]
03/28/2016 West Virginia Page: 80 SILA Journal
Wisconsin
Insurance Department Licensing Section Securities Department Wisconsin Office of the Commissioner of Wisconsin Office of the Commissioner of Department of Financial Institutions Insurance Insurance Division of Securities 125 S. Webster Street (53703) Agent Licensing Section 345 W. Washington Avenue, 4th Floor (53703) P.O. Box 7873 P.O. Box 7872 P.O. Box 1768 Madison, Wisconsin 53707-7873 Madison, Wisconsin 53707-7872 Madison, Wisconsin 53701-1768 P: (608) 266-3585 P: (608) 266-1064 F: (608) 266-9935 Overnight Address: F: (608) 264-7979 E: [email protected] 125 S. Webster Street www.wdfi.org/fi/securities/ Madison, Wisconsin 53703-3474 oci.wi.gov P: (608) 266-8699 F: (608) 267-9451 Securities Contact: Commissioner: E: [email protected] Leslie Van Buskirk Mark Afable https://oci.wi.gov/Pages/AgentsHome.aspx Administrator Commissioner of Insurance P: (608) 266-3585 Licensing Director: Wisconsin Department of Melody Esquivel Financial Institutions / Deputy Commissioner: Insurance Supervisor, Agent Licensing Corporate Division Nathan Houdek P: (608) 264-8132 Department of Financial Institutions Deputy Commissioner F: (608) 267-9451 Division of Corporate and Consumer Services P: (608) 267-1233 E: [email protected] Corporations Bureau, Suite 300 P.O. Box 7846 C.E. Coordinator: Madison, Wisconsin 53707-7846 Prometric P: (608) 261-7577 C.E. Administrator F: (608) 267-6813 P: (866) 664-9505 https://www.wdfi.org/corporations/ www.prometric.com/wisconsin
03/28/2016 Wisconsin Page: 81 SILA Journal
Wyoming
Insurance Department Licensing Section Securities Department Wyoming Department of Insurance Wyoming Department of Insurance Secretary of State 106 East 6th Avenue Licensing Division Securities Division Cheyenne, Wyoming 82002-0440 106 East 6th Avenue State Capitol Building P: (307) 777-7401 Cheyenne, Wyoming 82002-0440 200 West 24th Street F: (307) 777-2446 P: (307) 777-7319 Cheyenne, Wyoming 82002-0020 E: [email protected] F: (307) 777-2446 P: (307) 777-7370 doi.wyo.gov E: [email protected] F: (307) 777-7640 http://doi.wyo.gov/licensing E: [email protected] http://soswy.state.wy.us/investing/ Commissioner: default.aspx Jeff Rude Licensing Director: Commissioner of Insurance Bryan Stevens Producer Licensing Supervisor Securities Contact: P: (307) 777-7401 P: (307) 777-7344 Kelly Janes E: [email protected] Division Director Deputy Commissioner: Jeff Rude C.E. Contact: Deputy Commissioner Secretary of State/Corporate P: (307) 777-7401 Joanne Debella Division P: (307) 777-7319 E: [email protected] Secretary of State E: [email protected] Business Division State Capitol Building, Room 110 200 West 24th Street Cheyenne, Wyoming 82002-0020 P: (307) 777-7311 F: (307) 777-5339 E: [email protected] soswy.state.wy.us/Business/
03/28/2016 Wyoming Page: 82 SILA Journal
Update Log
Recently Updated
• SILA Journal Feb 23, 2021 • updated by Mary Krambeer • view change • Wyoming Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Wisconsin Feb 23, 2021 • updated by Mary Ellen Hammack • view change • West Virginia Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Washington Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Virginia Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Vermont Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Utah Feb 23, 2021 • updated by Mary Ellen Hammack • view change • US Territories Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Texas Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Testing Providers Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Tennessee Feb 23, 2021 • updated by Mary Ellen Hammack • view change • South Dakota Feb 23, 2021 • updated by Mary Ellen Hammack • view change • South Carolina Feb 23, 2021 • updated by Mary Ellen Hammack • view change • Rhode Island Feb 23, 2021 • updated by Mary Ellen Hammack • view change
01/26/2021 Update Log Page: 83