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LECTURE NOTES ON SHEAVES AND PERVERSE SHEAVES MARK GORESKY version of August 9, 2021 Contents Part 1. Sheaves 3 1. Sheaves: the lightning tour 3 2. Cohomology 8 3. Complexes of sheaves 13 4. Godement and Cechˇ 18 5. The sheaf of chains 21 6. Homotopy and injectives 22 7. The derived category 25 8. Stratifications 32 9. Constructible sheaves 38 10. Sheaves and Morse theory 41 11. Intersection Homology 49 12. Truncation 54 Part 2. Perverse sheaves 61 13. Perverse sheaves 61 14. Examples of perverse sheaves 64 15. t-structures and Perverse cohomology 71 16. Algebraic varieties and the decomposition theorem 75 17. Cohomology of toric varieties 80 18. Springer Representations 86 19. Iwahori Hecke Algebra 92 20. Algebra of correspondences 95 21. The affine theory 98 22. Perverse sheaves on the affine Grassmannian 103 23. Cellular perverse sheaves 111 24. The path algebra 120 Part 3. Appendices 123 Appendix A. Transversality 123 Appendix B. Proof of Theorem 12.12 124 1 2 MARK GORESKY Appendix C. Complex Morse theory of perverse sheaves 126 References 130 Index 134 LECTURE NOTES ON SHEAVES AND PERVERSE SHEAVES 3 Acknowledgements. These notes are an expanded version of a course given by the author at Brown University, while he was a guest at ICERM in the fall of 2016. He thanks Brown University and ICERM for their hospitality. He thanks George Lusztig for help with some historical comments. The author is very much indebted to Vidit Nanda for carefully listing many errors and misprints in an earlier version of this manuscript. Part 1. Sheaves 1. Sheaves: the lightning tour 1.1. Let R be a commutative ring (with 1). Let X be a topological space. A presheaf of R modules on X is a contravariant functor S : category of open sets and inclusions ! category of R-modules: This is a fancy way to say that V ⊂ U gives S(U) ! S(V ) and W ⊂ V ⊂ U gives a commutative diagram S(U) - S(V ) - S(W ) Also, U ⊂ U gives S(U) ! S(U) identity and S(φ) = 0. Elements s 2 S(U) are called sections of S over U (for reasons that will become clear shortly). If V ⊂ U and s 2 S(U), its image in S(V ) is denoted sjV and is called the restriction of the section s to V . A morphism S ! T of presheaves is a natural transformation of functors, that is, a collection of homomorphisms S(U) ! T (U) (for every open set U ⊂ X) which commute with the restriction maps. This defines a category of presheaves of R-modules, and it is an abelian category with kernels and cokernels defined in the obvious manner, for example, the kernel presheaf of a morphism f : S ! T assigns to each open set U ⊂ X the R-module ker(S(U) ! T (U)). More generally, for any category C one may define, in a similar manner, the category of presheaves on X with coefficients in C. If C is abelian then so is the category of presheaves with coefficients in C. A presheaf S is a sheaf if the following sheaf axiom holds: Let fUαgα2I be any collection of open subsets of X, let U = [α2I Uα and let sα 2 S(Uα) be a collection of sections such that sαj(Uα \ Uβ) = sβj(Uα \ Uβ) for all α; β 2 I. Then there exists a unique section s 2 S(U) such that sjUα = sα for all α 2 I. In other words, if you have a bunch of sections over open sets that agree on the intersections of the open sets then they patch together in a unique way to give a section over the union of those open sets. [An essential point in this definition is that the index set I may have infinite cardinality. ] 4 MARK GORESKY The category of sheaves is the full subcategory of the category of presheaves, whose objects are sheaves. [This means that HomSh(S; T ) = HompreSh(S; T ).] The stalk of a presheaf S at a point x 2 X is the R-module S = limS(U) x −−! U3x This means, in particular, that for any open set U and for any x 2 U there is a canonical mapping S(U) ! Sx which we also refer to as \restriction" and denote by s 7! sjSx. The leaf space LS of S is the disjoint union ` π LS = x2X Sx −−−! X with a topology that is discrete on each Sx and that makes π into a local homeomorphism. That is, each U open ⊂ X and each s 2 S(U) defines an open set −1 Us = f(x; t)jx 2 U; t 2 Sx and t = sjSxg ⊂ π (U) ⊂ LS: Then π : Us ! U is a homeomorphism. Let Γ(U; LS) be the set of continuous sections of π over U, that is, the set of continuous mappings h : U ! LS such that πh = identity. The restriction maps of S are compatible, giving S(U) ! Sx for any U 3 x and therefore any s 2 S(U) defines a continuous section h 2 Γ(U; LS) by setting h(x) = sjSx. 1.2. Proposition. (exercise) The presheaf S is a sheaf if and only if the canonical mapping S(U) ! Γ(U; LS) is an isomorphism for every open set U ⊂ X. If S and T are sheaves then there are canonical isomorphisms ∼ ∼ HomSh(S; T ) = HomX (LS; LT ) = HompreSh(S; T ) where HomX (LS; LT ) denotes the R-module of continuous mappings LS ! LT that com- mute with the projection to X and that consist of R-module homomorphisms Sx ! Tx for all x 2 X. 1.3. Sheafification. An immediate consequence is that if S is a presheaf then we obtain a sheaf Sb by defining Sb(U) = Γ(U; LS) to be the R-module of continuous sections of the leaf space of S over the open set U. Then Sb is called the sheafification of S. The category of sheaves is the full subcategory of the category of presheaves whose objects satisfy the above sheaf axiom, in other words, HomSh(A; B) = HomPreSh(A; B): LECTURE NOTES ON SHEAVES AND PERVERSE SHEAVES 5 To simplify notation, if S is a sheaf we drop the notation LS and we write s 2 S(U) = Γ(U; S) 1.4. Proposition. (exercise) Sheafification is an exact functor from the category of presheaves to the category of sheaves. It is left adjoint to the inclusion functor i : Sheaves ! Presheaves, that is, if A is a presheaf and if B is a sheaf (on X) then =∼ HomSh(A;b B) −−−! HompreSh(A; i(B)): Here is an application of this formula. Following the identity morphisms B ! B through this series of canonical isomorphisms ∼ ∼ HomSh(B; B) = HompreSh(i(B); i(B)) = HomSh(id(B);B) gives a canonical isomorphism id(B) ! B, that is, if we take a sheaf B, look at it as a presheaf, then sheafifity it, the result is canonically isomorphic to the sheaf B that we started with. 1.5. Caution. If A; B are sheaves then the set of morphisms A ! B is the same whether we consider A; B to be sheaves or presheaves. However, care must be taken when considering the kernel, image, or cokernel of such a morphism. If we consider f : A ! B to be a morphism in the category of presheaves, then ker(f) is the presheaf which assigns to an open set U the kernel of f(U): A(U) ! B(U), and this turns out to be a sheaf. But the presheaf U 7! Image(A(U) ! B(U)) is (usually) not a sheaf, so it is necessary to define the sheaf Image(f) to be the sheafification of this presheaf. Similarly for the cokernel. Consequently, a sheaf mapping f : A ! B is injective (resp. surjective) iff the mapping fx : Ax ! Bx on stalks is injective (resp. surjective) for all x 2 X. In other words, the abelian category structure on the category of sheaves is most easily understood in terms of the leaf space picture of sheaves. 1.6. Examples. (a.) Let j : U ! S2 be the inclusion of the open complement U of the north pole i : N ! S2 and let j!(ZU ) be the constant sheaf on U extended by zero over the point fNg. Let i∗(ZN ) be the 2 2 skyscraper sheaf on S supported at fNg. Then A = j!(ZU ) ⊕ i∗(ZN ) is a sheaf on S whose stalk at every point is Z but there are no morphisms between A and the constant sheaf Z on S2. (b.) Let C0(0; 1) be the presheaf that assigns to an open set U ⊂ (0; 1) the vector space of continuous functions f : U ! R. Then this is a sheaf because a family of continuous functions defined on open sets that agree on the intersections of those sets clearly patch together to give a continuous function on the union. Similarly, smooth functions, holomorphic functions, algebraic functions etc. can be naturally interpreted as sheaves. 6 MARK GORESKY (c.) Let S be the sheaf on (0; 1) whose sections over an open set U are those C1 functions f : U ! R R 2 such that U f(x) dx < 1. This presheaf is not a sheaf because it is possible to patch (infinitely many) L2 functions (defined on smaller and smaller subintervals) together to obtain a function that grows too fast to be square integrable. In fact, the sheafification of this sheaf is the set of all smooth functions on (0; 1).
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