Phase I Study of Epigenetic Priming with Azacitidine Prior to Standard Neoadjuvant
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Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 1 Phase I study of epigenetic priming with azacitidine prior to standard neoadjuvant chemotherapy for patients with resectable gastric and esophageal adenocarcinoma: Evidence of tumor hypomethylation as an indicator of major histopathologic response Running Title: Neoadjuvant epigenetic priming for upper GI adenocarcinoma Bryan J. Schneider, M.D.1, Manish A. Shah, M.D.1, Kelsey Klute, M.D.1, Allyson Ocean, M.D.1, Elizabeta Popa, M.D.1, Nasser Altorki, M.D.2, Michael Lieberman, MD, Andrew Schreiner, M.D.3, Rhonda Yantiss, M.D.3, Paul J. Christos, Dr.P.H. M.S.4, Romae Palmer5, Daoqi You7, Agnes Viale, Ph.D.7, Pouneh Kermani, Ph.D. 1, Joseph M. Scandura, M.D., Ph.D.1,6 1 Division of Hematology/Oncology, Department of Internal Medicine; 2 Department of Thoracic Surgery; 3 Department of Pathology; 4 Division of Biostatistics and Epidemiology, Department of Healthcare Policy and Research; 5 Clinical Trials Office, 6 Division of Regenerative Medicine, Department of Internal Medicine; Weill Cornell Medical College, New York, New York, USA; 7Memorial Sloan-Kettering Cancer Center, New York, New York, USA. Corresponding Author: Bryan J. Schneider, M.D. C411 Med Inn Building 1500 E. Medical Center Dr, SPC 5848 Ann Arbor, MI 48019-5848 Phone: (734) 647-8921 Fax: (734) 647-8792 E-mail: [email protected] Prior Presentation: Poster presentation at ASCO Annual Meeting, Chicago, IL; May 31, 2014 Research Support: Research was partially supported by the Clinical and Translational Science Center at Weill Cornell Medical College (UL1-TR000457-06) (P.J.C), by the National Cancer Institute (CA159175) (J.M.S) and Leukemia & Lymphoma Society (J.M.S) and by the Madeline and Stephen Anbinder Clinical Scholar Award (B.J.S). Celgene provided Vidaza (5-azacitidine) for this study. Conflicts of Interest: No author reported relevant financial interests in this manuscript with the following exceptions: Dr. Allyson Ocean received honoraria from Celgene while serving on the speaker bureau for nab-paclitaxel. 1 Downloaded from clincancerres.aacrjournals.org on September 26, 2021. © 2016 American Association for Cancer Research. Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 2 STATEMENT OF TRANSLATIONAL RELEVANCE This manuscript describes an open-label, phase I study that we performed to explore the feasibility, safety and biologic activity of epigenetic priming with 5-azacitidine prior to neoadjuvant epirubicin, oxaliplatin and capecitabine chemotherapy in patients with potentially resectable esophageal/gastric cancer. Complete response is requisite for the cure of esophageal and gastric adenocarcinoma, and this study demonstrates that it is safe to combine the epigenetic modifier, azacitidine, with full-dose, neoadjuvant, cytotoxic chemotherapy as an approach to improve complete response rates and improve survival. These findings provide the foundation for a subsequent phase II study to more clearly characterize the efficacy of epigenetic priming during neoadjuvant chemotherapy. We expect that this study defining the feasibility of epigenetic priming in gastric and esophageal adenocarcinoma will translate to therapeutic advances in more common forms of cancer since transcriptional silencing of TSGs by DNA hypermethylation is seen in most, if not all, forms of cancer. 2 Downloaded from clincancerres.aacrjournals.org on September 26, 2021. © 2016 American Association for Cancer Research. Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 3 ABSTRACT PURPOSE Epigenetic silencing of tumor suppressor genes (TSGs) is an acquired abnormality observed in cancer and is prototypically linked to DNA methylation. We postulated that pre-treatment (priming) with 5- azacitidine would increase the efficacy of chemotherapy by reactivating TSGs. This study was conducted to identify a tolerable dose of 5-azacitidine prior to EOX (epirubicin, oxaliplatin, capecitabine) neoadjuvant chemotherapy in patients with locally-advanced esophageal/gastric adenocarcinoma (EGC). PATIENTS AND METHODS Eligible patients had untreated, locally-advanced, resectable EGC, ECOG 0-2 and adequate organ function. 5-azacitidine (V, 75mg/m2) was given subcutaneously for 3 (dose level, DL 1) or 5 (DL 2) days prior to each 21-day cycle of EOX (E 50 mg/m2, O 130 mg/m2, X 625 mg/m2 BIDx21 d). Standard 3+3 methodology guided V dose escalation. DNA methylation at control and biomarker regions was measured by digital droplet, bisulfite qPCR in tumor samples collected at baseline and at resection. RESULTS All subjects underwent complete resection of residual tumor (R0). Three of the 12 patients (25%) achieved a surgical complete response and five had partial responses. The overall response rate was 67%. The most common toxicities were gastrointestinal and hematologic. Hypomethylation of biomarker genes was observed at all dose levels and trended with therapeutic response. CONCLUSION Neoadjuvant VEOX was well-tolerated with significant clinical and epigenetic responses, with preliminary evidence that priming with V prior to chemotherapy may augment chemotherapy efficacy. 3 Downloaded from clincancerres.aacrjournals.org on September 26, 2021. © 2016 American Association for Cancer Research. Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 4 The recommended phase II trial schedule is 5-azacitidine 75 mg/m2 for 5 days followed by EOX chemotherapy every 21 days. Key Words: Azacitidine, neoadjuvant chemotherapy, phase I, gastric cancer, esophageal cancer, adenocarcinoma, epigenetic priming 4 Downloaded from clincancerres.aacrjournals.org on September 26, 2021. © 2016 American Association for Cancer Research. Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 5 INTRODUCTION Epigenetic silencing of tumor suppressor genes (TSGs) is commonly observed in gastroesophageal cancer and is believed to play a role in oncogenesis, metastasis and chemotherapy resistance(1-7). 5-Azacitidine (V, Vidaza) is a cytosine analog that acts as a DNA hypomethylating agent (DHA) because it cannot accept a methyl donor in the 5’position of the pyrimidine ring and depletes cellular DNA methyltransferase I (DNMT1). Reactivated expression of TSGs is commonly implicated in the clinical activity of DHAs since TSGs often regulate apoptosis, DNA repair, and checkpoint control. In vitro, DHAs can sensitize resistant cancer cells to a variety of cytotoxic agents (8-11) including the most active chemotherapies for gastroesophageal cancer (platinum agents and epirubicin)(10, 12-15). Yet this approach has been sparsely studied in clinical trials and has never been tested in EGC. We hypothesized that pre-treatment (i.e., priming) with a hypomethylating agent will sensitize the adenocarcinoma to cytotoxic therapy and increase the efficacy of neoadjuvant chemotherapy by reactivating expression of chemotherapy-sensitizing TSGs during the window of exposure to cytotoxic agents. We previously found that “epigenetic priming” using a DHA prior to intensive chemotherapy for acute myelogenous leukemia (AML) showed favorable activity without additive toxicity, and this approach is currently being tested in a large, multi-center, randomized phase II study sponsored by NCI (clinicaltrials.gov NCT00538876 and NCT01627041) (16, 17). Others have found that DHAs can be safely combined with chemotherapy for solid tumor malignancies, although experience is quite limited (18-22). We conducted an open label phase I evaluation of the feasibility, safety and biologic activity of epigenetic priming using the hypomethylating agent 5-azacitidine prior to full-dose, neoadjuvant epirubicin, oxaliplatin and capecitabine (EOX) chemotherapy in patients with surgically- resectable EGC (clinicaltrials.gov NCT01386346). Tumor DNA hypomethylation was analyzed in 5 Downloaded from clincancerres.aacrjournals.org on September 26, 2021. © 2016 American Association for Cancer Research. Author Manuscript Published OnlineFirst on November 10, 2016; DOI: 10.1158/1078-0432.CCR-16-1896 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 6 samples obtained before and following azacitidine treatment as a pharmacodynamic biomarker of epigenetic response. METHODS Eligibility Adult patients (age ≥ 18) with untreated, histologically confirmed locoregional adenocarcinoma of the intrathoracic esophagus, gastroesophageal junction or stomach were eligible if they were deemed potentially resectable by the surgeon. Eligible patients had Zubrod performance status (PS) of 0-2, no baseline hematopoietic deficiencies (absolute neutrophil count (ANC) ≥ 1500/mm3, platelet count ≥ 100,000/mm3) and adequate organ function (serum creatinine ≤ 1.5X the institutional upper limit of normal (ULN), total bilirubin ≤ 1.5X ULN, and AST/ALT ≤ 2.0X ULN). Patients were ineligible if they