FORM N-PX

ICA File Number: 811-00032

Registrant Name: American Funds Fundamental Investors

Reporting Period: 07/01/2020 - 06/30/2021

American Funds Fundamental Investors

ABB LTD. Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL Ticker: ABBN Security ID: H0010V101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report (Non-Binding) Management For For 3 Approve Discharge of Board and Senior Management Management For For Approve Allocation of Income and Dividends of CHF 0.80 per 4 Management For For Share Approve CHF 13.8 Million Reduction in Share Capital as Part 5 of the Share Buyback Program via Cancellation of Management For For Repurchased Shares Approve Creation of CHF 24 Million Pool of Capital without 6 Management For For Preemptive Rights Approve Remuneration of Directors in the Amount of CHF 7.1 Management For For 4.4 Million Approve Remuneration of Executive Committee in the 7.2 Management For For Amount of CHF 40 Million 8.1 Reelect Gunnar Brock as Director Management For For 8.2 Reelect David Constable as Director Management For For 8.3 Reelect Frederico Curado as Director Management For For 8.4 Reelect Lars Foerberg as Director Management For For 8.5 Reelect Jennifer Xin-Zhe Li as Director Management For For 8.6 Reelect Geraldine Matchett as Director Management For For 8.7 Reelect David Meline as Director Management For For 8.8 Reelect Satish Pai as Director Management For For 8.9 Reelect Jacob Wallenberg as Director Management For For 8.10 Reelect Peter Voser as Director and Board Chairman Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Appoint David Constable as Member of the Compensation 9.1 Management For For Committee Appoint Frederico Curado as Member of the Compensation 9.2 Management For For Committee Appoint Jennifer Xin-Zhe Li as Member of the Compensation 9.3 Management For For Committee 10 Designate Hans Zehnder as Independent Proxy Management For For 11 Ratify KPMG AG as Auditors Management For For 12 Transact Other Business (Voting) Management For Against

ABBOTT LABORATORIES Meeting Date: APR 23, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL Ticker: ABT Security ID: 002824100 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Robert J. Alpern Management For For 1.2 Elect Director Roxanne S. Austin Management For For 1.3 Elect Director Sally E. Blount Management For For 1.4 Elect Director Robert B. Ford Management For For 1.5 Elect Director Michelle A. Kumbier Management For For 1.6 Elect Director Darren W. McDew Management For For 1.7 Elect Director Nancy McKinstry Management For For 1.8 Elect Director William A. Osborn Management For For 1.9 Elect Director Michael F. Roman Management For For 1.10 Elect Director Daniel J. Starks Management For For 1.11 Elect Director John G. Stratton Management For For 1.12 Elect Director Glenn F. Tilton Management For For 1.13 Elect Director Miles D. White Management For Withhold 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Adopt Majority Voting Standard for Amendments of the 4a Articles of Incorporation and Effect Other Ministerial Management For For Changes Adopt Majority Voting Standard for Certain Extraordinary 4b Management For For Transactions 5 Report on Lobbying Payments and Policy Shareholder Against For 6 Report on Racial Justice Shareholder Against Against 7 Require Independent Board Chair Shareholder Against For

ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: ATVI Security ID: 00507V109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Reveta Bowers Management For For 1b Elect Director Robert Corti Management For For 1c Elect Director Hendrik Hartong, III Management For For 1d Elect Director Brian Kelly Management For For 1e Elect Director Robert Kotick Management For For 1f Elect Director Barry Meyer Management For For 1g Elect Director Robert Morgado Management For For 1h Elect Director Peter Nolan Management For For 1i Elect Director Dawn Ostroff Management For For 1j Elect Director Casey Wasserman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: ATVI Security ID: 00507V109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Reveta Bowers Management For For 1b Elect Director Robert Corti Management For For 1c Elect Director Hendrik Hartong, III Management For For 1d Elect Director Brian Kelly Management For For 1e Elect Director Robert Kotick Management For For 1f Elect Director Barry Meyer Management For For 1g Elect Director Robert Morgado Management For For 1h Elect Director Peter Nolan Management For For 1i Elect Director Dawn Ostroff Management For For 1j Elect Director Casey Wasserman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

ADIDAS AG Meeting Date: MAY 12, 2021 Record Date:

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: ADS Security ID: D0066B185 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None Year 2020 (Non-Voting) Approve Allocation of Income and Dividends of EUR 3.00 per 2 Management For For Share Approve Discharge of Management Board for Fiscal Year 3 Management For For 2020 4 Approve Discharge of Supervisory Board for Fiscal Year 2020 Management For For 5 Elect Jackie Joyner-Kersee to the Supervisory Board Management For For 6 Approve Remuneration Policy Management For For 7 Approve Remuneration of Supervisory Board Management For For Amend Articles Re: Information for Registration in the Share 8 Management For For Register Approve Creation of EUR 50 Million Pool of Capital with 9 Management For For Preemptive Rights Approve Creation of EUR 20 Million Pool of Capital without 10 Management For Against Preemptive Rights 11 Cancel Authorized Capital 2016 Management For For Authorize Share Repurchase Program and Reissuance or 12 Management For For Cancellation of Repurchased Shares Authorize Use of Financial Derivatives when Repurchasing 13 Management For For Shares 14 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For For

ADOBE INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: ADBE Security ID: 00724F101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Amy Banse Management For For 1b Elect Director Melanie Boulden Management For For 1c Elect Director Frank Calderoni Management For For 1d Elect Director James Daley Management For For 1e Elect Director Laura Desmond Management For For 1f Elect Director Shantanu Narayen Management For For 1g Elect Director Kathleen Oberg Management For For 1h Elect Director Dheeraj Pandey Management For For 1i Elect Director David Ricks Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1j Elect Director Daniel Rosensweig Management For For 1k Elect Director John Warnock Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 4 Management For Against Compensation

ADVANCED MICRO DEVICES, INC. Meeting Date: APR 07, 2021 Record Date: FEB 10, 2021 Meeting Type: SPECIAL Ticker: AMD Security ID: 007903107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Issue Shares in Connection with Merger Management For For 2 Adjourn Meeting Management For For

ADVANCED MICRO DEVICES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: AMD Security ID: 007903107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director John E. Caldwell Management For For 1b Elect Director Nora M. Denzel Management For For 1c Elect Director Mark Durcan Management For For 1d Elect Director Michael P. Gregoire Management For For 1e Elect Director Joseph A. Householder Management For For 1f Elect Director John W. Marren Management For For 1g Elect Director Lisa T. Su Management For For 1h Elect Director Abhi Y. Talwalkar Management For Against 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

AIA GROUP LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL Ticker: 1299 Security ID: Y002A1105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Approve Final Dividend Management For For 3 Elect Lee Yuan Siong as Director Management For For 4 Elect Chung-Kong Chow as Director Management For For 5 Elect John Barrie Harrison as Director Management For For 6 Elect Lawrence Juen-Yee Lau as Director Management For For 7 Elect Cesar Velasquez Purisima as Director Management For For Approve PricewaterhouseCoopers as Auditor and Authorize 8 Management For For Board to Fix Their Remuneration Approve Issuance of Equity or Equity-Linked Securities 9A Management For Against without Preemptive Rights 9B Authorize Repurchase of Issued Share Capital Management For For

AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL Ticker: APD Security ID: 009158106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Susan K. Carter Management For For 1b Elect Director Charles I. Cogut Management For For 1c Elect Director Lisa A. Davis Management For For 1d Elect Director Chadwick C. Deaton Management For For 1e Elect Director Seifollah (Seifi) Ghasemi Management For For 1f Elect Director David H. Y. Ho Management For For 1g Elect Director Edward L. Monser Management For For 1h Elect Director Matthew H. Paull Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Approve Omnibus Stock Plan Management For For 4 Ratify Deloitte & Touche LLP as Auditors Management For For

AIRBNB, INC. Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL Ticker: ABNB Security ID: 009066101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Angela Ahrendts Management For For 1.2 Elect Director Brian Chesky Management For For 1.3 Elect Director Kenneth Chenault Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year

AIRBUS SE Meeting Date: APR 14, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL Ticker: AIR Security ID: N0280G100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None 2.1 Discussion on Company's Corporate Governance Structure Management None None 2.2 Receive Report on Business and Financial Statements Management None None Receive Explanation on Company's Reserves and Dividend 2.3 Management None None Policy 3 Discussion of Agenda Items Management None None 4.1 Adopt Financial Statements Management For For Approve Discharge of Non-Executive Members of the Board 4.2 Management For For of Directors Approve Discharge of Executive Members of the Board of 4.3 Management For For Directors 4.4 Ratify Ernst & Young Accountants LLP as Auditors Management For For 4.5 Approve Implementation of Remuneration Policy Management For For 4.6 Reelect Rene Obermann as Non-Executive Director Management For For 4.7 Reelect Amparo Moraleda as Non-Executive Director Management For For 4.8 Reelect Victor Chu as Non-Executive Director Management For For 4.9 Reelect Jean-Pierre Clamadieu as Non-Executive Director Management For Against Grant Board Authority to Issue Shares Up To 0.51 Percent of 4.10 Issued Capital and Exclude Preemptive Rights Re: ESOP and Management For For LTIP Plans Grant Board Authority to Issue Shares Up To 1.15 Percent of 4.11 Issued Capital and Exclude Preemptive Rights Re: Company Management For For Funding Authorize Repurchase of Up to 10 Percent of Issued Share 4.12 Management For For Capital 4.13 Approve Cancellation of Repurchased Shares Management For For 5 Close Meeting Management None None

ALLAKOS INC. Meeting Date: MAY 25, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: ALLK

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 01671P100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Daniel Janney Management For For 1.2 Elect Director Robert E. Andreatta Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

ALPHABET INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL Ticker: GOOGL Security ID: 02079K305 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Larry Page Management For For 1b Elect Director Sergey Brin Management For For 1c Elect Director Sundar Pichai Management For For 1d Elect Director John L. Hennessy Management For For 1e Elect Director Frances H. Arnold Management For For 1f Elect Director L. John Doerr Management For For 1g Elect Director Roger W. Ferguson, Jr. Management For For 1h Elect Director Ann Mather Management For For 1i Elect Director Alan R. Mulally Management For For 1j Elect Director K. Ram Shriram Management For For 1k Elect Director Robin L. Washington Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For 3 Approve Omnibus Stock Plan Management For Against Approve Recapitalization Plan for all Stock to Have One-vote 4 Shareholder Against For per Share Require Independent Director Nominee with Human and/or 5 Shareholder Against Against Civil Rights Experience Assess Feasibility of Including Sustainability as a Performance 6 Shareholder Against Against Measure for Senior Executive Compensation 7 Report on Takedown Requests Shareholder Against Against 8 Report on Whistleblower Policies and Practices Shareholder Against For 9 Report on Charitable Contributions Shareholder Against Against 10 Report on Risks Related to Anticompetitive Practices Shareholder Against Against Amend Certificate of Incorporation to Become a Public 11 Shareholder Against Against Benefit Corporation

ALPHABET INC. Meeting Date: JUN 02, 2021 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: APR 06, 2021 Meeting Type: ANNUAL Ticker: GOOGL Security ID: 02079K305 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Larry Page Management For For 1b Elect Director Sergey Brin Management For For 1c Elect Director Sundar Pichai Management For For 1d Elect Director John L. Hennessy Management For For 1e Elect Director Frances H. Arnold Management For For 1f Elect Director L. John Doerr Management For Against 1g Elect Director Roger W. Ferguson, Jr. Management For For 1h Elect Director Ann Mather Management For Against 1i Elect Director Alan R. Mulally Management For For 1j Elect Director K. Ram Shriram Management For For 1k Elect Director Robin L. Washington Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For 3 Approve Omnibus Stock Plan Management For For Approve Recapitalization Plan for all Stock to Have One-vote 4 Shareholder Against For per Share Require Independent Director Nominee with Human and/or 5 Shareholder Against Against Civil Rights Experience Assess Feasibility of Including Sustainability as a Performance 6 Shareholder Against Against Measure for Senior Executive Compensation 7 Report on Takedown Requests Shareholder Against Against 8 Report on Whistleblower Policies and Practices Shareholder Against For 9 Report on Charitable Contributions Shareholder Against Against 10 Report on Risks Related to Anticompetitive Practices Shareholder Against Against Amend Certificate of Incorporation to Become a Public 11 Shareholder Against Against Benefit Corporation

ALTRIA GROUP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: MO Security ID: 02209S103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director John T. Casteen, III Management For For 1b Elect Director Dinyar S. Devitre Management For For 1c Elect Director William F. Gifford, Jr. Management For For 1d Elect Director Debra J. Kelly-Ennis Management For For 1e Elect Director W. Leo Kiely, III Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1f Elect Director Kathryn B. McQuade Management For For 1g Elect Director George Munoz Management For For 1h Elect Director Mark E. Newman Management For For 1i Elect Director Nabil Y. Sakkab Management For For 1j Elect Director Virginia E. Shanks Management For For 1k Elect Director Ellen R. Strahlman Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Report on Underage Tobacco Prevention Policies and 4 Shareholder Against For Marketing Practices 5 Report on Lobbying Payments and Policy Shareholder Against Against

ALTRIA GROUP, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: MO Security ID: 02209S103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director John T. Casteen, III Management For For 1b Elect Director Dinyar S. Devitre Management For For 1c Elect Director William F. Gifford, Jr. Management For For 1d Elect Director Debra J. Kelly-Ennis Management For For 1e Elect Director W. Leo Kiely, III Management For For 1f Elect Director Kathryn B. McQuade Management For For 1g Elect Director George Munoz Management For For 1h Elect Director Mark E. Newman Management For For 1i Elect Director Nabil Y. Sakkab Management For For 1j Elect Director Virginia E. Shanks Management For For 1k Elect Director Ellen R. Strahlman Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Report on Underage Tobacco Prevention Policies and 4 Shareholder Against Against Marketing Practices 5 Report on Lobbying Payments and Policy Shareholder Against Against

AMADEUS IT GROUP SA Meeting Date: JUN 16, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL Ticker: AMS Security ID: E04648114

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Consolidated and Standalone Financial Statements Management For For 2 Approve Non-Financial Information Statement Management For For 3 Approve Treatment of Net Loss Management For For 4 Approve Discharge of Board Management For For 5.1 Elect Jana Eggers as Director Management For For 5.2 Elect Amanda Mesler as Director Management For For 5.3 Reelect Luis Maroto Camino as Director Management For For 5.4 Reelect David Webster as Director Management For For 5.5 Reelect Clara Furse as Director Management For For 5.6 Reelect Nicolas Huss as Director Management For For 5.7 Reelect Stephan Gemkow as Director Management For For 5.8 Reelect Peter Kuerpick as Director Management For For 5.9 Reelect Pilar Garcia Ceballos-Zuniga as Director Management For For 5.10 Reelect Francesco Loredan as Director Management For For 6 Advisory Vote on Remuneration Report Management For For 7 Approve Remuneration of Directors Management For For 8 Approve Remuneration Policy Management For For 9 Approve Performance Share Plan Management For For 10.1 Amend Article 11 Re: Share Capital Increase Management For For 10.2 Amend Article 24 Re: Remote Voting Management For For Add New Article 24 bis Re: Allow Shareholder Meetings to be 10.3 Management For For Held in Virtual-Only Format 10.4 Amend Articles Re: Board Functions and Remuneration Management For For 10.5 Amend Articles Re: Board Committees Management For For Amend Articles of General Meeting Regulations Re: Company's 11.1 Management For For Name and Corporate Website Amend Article 7 of General Meeting Regulations Re: Right to 11.2 Management For For Information Amend Articles of General Meeting Regulations Re: Holding of 11.3 Management For For the General Meeting Amend Articles of General Meeting Regulations Re: 11.4 Management For For Constitution and Start of the Session 12 Authorize Board to Ratify and Execute Approved Resolutions Management For For

AMAZON.COM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: AMZN Security ID: 023135106 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1a Elect Director Jeffrey P. Bezos Management For For 1b Elect Director Keith B. Alexander Management For For 1c Elect Director Jamie S. Gorelick Management For For 1d Elect Director Daniel P. Huttenlocher Management For For 1e Elect Director Judith A. McGrath Management For For 1f Elect Director Indra K. Nooyi Management For For 1g Elect Director Jonathan J. Rubinstein Management For For 1h Elect Director Thomas O. Ryder Management For For 1i Elect Director Patricia Q. Stonesifer Management For For 1j Elect Director Wendell P. Weeks Management For For 2 Ratify Ernst & Young LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Report on Customers' Use of its Surveillance and Computer 4 Vision Products Capabilities or Cloud Products Contribute to Shareholder Against Against Human Rights Violations 5 Require Independent Board Chair Shareholder Against Against 6 Report on Gender/Racial Pay Gap Shareholder Against Against 7 Report on Promotion Data Shareholder Against For 8 Report on the Impacts of Plastic Packaging Shareholder Against Against Oversee and Report on a Civil Rights, Equity, Diversity and 9 Shareholder Against For Inclusion Audit Adopt a Policy to Include Hourly Employees as Director 10 Shareholder Against Against Candidates Report on Board Oversight of Risks Related to Anti- 11 Shareholder Against Against Competitive Practices Reduce Ownership Threshold for Shareholders to Call Special 12 Shareholder Against For Meeting 13 Report on Lobbying Payments and Policy Shareholder Against Against Report on Potential Human Rights Impacts of Customers' Use 14 Shareholder Against Against of Rekognition

AMAZON.COM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: AMZN Security ID: 023135106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jeffrey P. Bezos Management For For 1b Elect Director Keith B. Alexander Management For For 1c Elect Director Jamie S. Gorelick Management For For 1d Elect Director Daniel P. Huttenlocher Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1e Elect Director Judith A. McGrath Management For For 1f Elect Director Indra K. Nooyi Management For For 1g Elect Director Jonathan J. Rubinstein Management For For 1h Elect Director Thomas O. Ryder Management For For 1i Elect Director Patricia Q. Stonesifer Management For For 1j Elect Director Wendell P. Weeks Management For For 2 Ratify Ernst & Young LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Report on Customers' Use of its Surveillance and Computer 4 Vision Products Capabilities or Cloud Products Contribute to Shareholder Against Against Human Rights Violations 5 Require Independent Board Chair Shareholder Against Against 6 Report on Gender/Racial Pay Gap Shareholder Against For 7 Report on Promotion Data Shareholder Against For 8 Report on the Impacts of Plastic Packaging Shareholder Against For Oversee and Report on a Civil Rights, Equity, Diversity and 9 Shareholder Against For Inclusion Audit Adopt a Policy to Include Hourly Employees as Director 10 Shareholder Against Against Candidates Report on Board Oversight of Risks Related to Anti- 11 Shareholder Against Against Competitive Practices Reduce Ownership Threshold for Shareholders to Call Special 12 Shareholder Against For Meeting 13 Report on Lobbying Payments and Policy Shareholder Against Against Report on Potential Human Rights Impacts of Customers' Use 14 Shareholder Against Against of Rekognition

AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: AEP Security ID: 025537101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Nicholas K. Akins Management For For 1.2 Elect Director David J. Anderson Management For For 1.3 Elect Director J. Barnie Beasley, Jr. Management For For 1.4 Elect Director Art A. Garcia Management For For 1.5 Elect Director Linda A. Goodspeed Management For For 1.6 Elect Director Thomas E. Hoaglin Management For For 1.7 Elect Director Sandra Beach Lin Management For For 1.8 Elect Director Margaret M. McCarthy Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.9 Elect Director Stephen S. Rasmussen Management For For 1.10 Elect Director Oliver G. Richard, III Management For For 1.11 Elect Director Daryl Roberts Management For For 1.12 Elect Director Sara Martinez Tucker Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

AMERICAN TOWER CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: AMT Security ID: 03027X100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Thomas A. Bartlett Management For For 1b Elect Director Raymond P. Dolan Management For For 1c Elect Director Kenneth R. Frank Management For For 1d Elect Director Robert D. Hormats Management For For 1e Elect Director Gustavo Lara Cantu Management For For 1f Elect Director Grace D. Lieblein Management For For 1g Elect Director Craig Macnab Management For For 1h Elect Director JoAnn A. Reed Management For For 1i Elect Director Pamela D.A. Reeve Management For For 1j Elect Director David E. Sharbutt Management For For 1k Elect Director Bruce L. Tanner Management For For 1l Elect Director Samme L. Thompson Management For For 2 Ratify Deloitte & Touche LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Reduce Ownership Threshold for Shareholders to Call Special 4 Shareholder Against For Meeting 5 Establish a Board Committee on Human Rights Shareholder Against Against

AMERISOURCEBERGEN CORPORATION Meeting Date: MAR 11, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL Ticker: ABC Security ID: 03073E105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ornella Barra Management For For 1b Elect Director Steven H. Collis Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1c Elect Director D. Mark Durcan Management For For 1d Elect Director Richard W. Gochnauer Management For For 1e Elect Director Lon R. Greenberg Management For For 1f Elect Director Jane E. Henney Management For For 1g Elect Director Kathleen W. Hyle Management For For 1h Elect Director Michael J. Long Management For For 1i Elect Director Henry W. McGee Management For For 1j Elect Director Dennis M. Nally Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Require Independent Board Chairman Shareholder Against For

AMETEK, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL Ticker: AME Security ID: 031100100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Tod E. Carpenter Management For For 1b Elect Director Karleen M. Oberton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

ANHEUSER-BUSCH INBEV SA/NV Meeting Date: APR 28, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: ABI Security ID: B639CJ108 Management Vote Proposal No Proposal Proposed By Recommendation Cast Authorize Repurchase of Up to 20 Percent of Issued Share A1 Management For For Capital B2 Receive Directors' Reports (Non-Voting) Management None None B3 Receive Auditors' Reports (Non-Voting) Management None None Receive Consolidated Financial Statements and Statutory B4 Management None None Reports (Non-Voting) Approve Financial Statements, Allocation of Income, and B5 Management For For Dividends of EUR 0.50 per Share B6 Approve Discharge of Directors Management For For B7 Approve Discharge of Auditors Management For For B8a Reelect Martin J. Barrington as Director Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] B8b Reelect William F. Gifford, Jr. as Director Management For For B8c Reelect Alejandro Santo Domingo Davila as Director Management For For B9 Approve Remuneration policy Management For For B10 Approve Remuneration Report Management For For Approve Change-of-Control Clause Re: Revolving Credit and B11 Management For For Swingline Facilities Agreement Authorize Implementation of Approved Resolutions and Filing C12 Management For For of Required Documents/Formalities at Trade Registry

ANTHEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: ANTM Security ID: 036752103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Lewis Hay, III Management For For 1.2 Elect Director Antonio F. Neri Management For For 1.3 Elect Director Ramiro G. Peru Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

AON PLC Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: SPECIAL Ticker: AON Security ID: G0403H108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve the Issuance of the Aggregate Scheme Consideration Management For For 2 Adjourn Meeting Management For For

AON PLC Meeting Date: JUN 02, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: AON Security ID: G0403H108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Lester B. Knight Management For For 1.2 Elect Director Gregory C. Case Management For For 1.3 Elect Director Jin-Yong Cai Management For For 1.4 Elect Director Jeffrey C. Campbell Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.5 Elect Director Fulvio Conti Management For For 1.6 Elect Director Cheryl A. Francis Management For For 1.7 Elect Director J. Michael Losh Management For For 1.8 Elect Director Richard B. Myers Management For For 1.9 Elect Director Richard C. Notebaert Management For For 1.10 Elect Director Gloria Santona Management For For 1.11 Elect Director Byron O. Spruell Management For For 1.12 Elect Director Carolyn Y. Woo Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For Ratify Ernst & Young Chartered Accountants as Statutory 4 Management For For Auditor 5 Authorize Board to Fix Remuneration of Auditors Management For For 6 Amend Articles of Association Re: Article 190 Management For For Authorize the Board of Directors to Capitalize Certain Non- 7 Management For For distributable Reserves Approve Creation of Distributable Profits by the Reduction and 8 Cancellation of the Amounts Capitalized Pursuant to the Management For For Authority Given Under Proposal 7

APOLLO GLOBAL MANAGEMENT, INC. Meeting Date: OCT 01, 2020 Record Date: AUG 07, 2020 Meeting Type: ANNUAL Ticker: APO Security ID: 03768E105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Leon Black Management For For 1.2 Elect Director Joshua Harris Management For For 1.3 Elect Director Marc Rowan Management For For 1.4 Elect Director Michael Ducey Management For For 1.5 Elect Director Robert Kraft Management For For 1.6 Elect Director A.B. Krongard Management For For 1.7 Elect Director Pauline Richards Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation One 3 Advisory Vote on Say on Pay Frequency Management Three Years Year 4 Ratify Deloitte & Touche LLP as Auditors Management For For

APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: AAPL Security ID: 037833100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director James Bell Management For For 1b Elect Director Tim Cook Management For For 1c Elect Director Al Gore Management For For 1d Elect Director Andrea Jung Management For For 1e Elect Director Art Levinson Management For For 1f Elect Director Monica Lozano Management For For 1g Elect Director Ron Sugar Management For For 1h Elect Director Sue Wagner Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Proxy Access Amendments Shareholder Against Against 5 Improve Principles of Executive Compensation Program Shareholder Against Against

APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL Ticker: AAPL Security ID: 037833100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director James Bell Management For For 1b Elect Director Tim Cook Management For For 1c Elect Director Al Gore Management For For 1d Elect Director Andrea Jung Management For For 1e Elect Director Art Levinson Management For For 1f Elect Director Monica Lozano Management For For 1g Elect Director Ron Sugar Management For For 1h Elect Director Sue Wagner Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Proxy Access Amendments Shareholder Against Against 5 Improve Principles of Executive Compensation Program Shareholder Against Against

APPLIED MATERIALS, INC. Meeting Date: MAR 11, 2021 Record Date: JAN 14, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: AMAT Security ID: 038222105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Rani Borkar Management For For 1b Elect Director Judy Bruner Management For For 1c Elect Director Xun (Eric) Chen Management For For 1d Elect Director Aart J. de Geus Management For For 1e Elect Director Gary E. Dickerson Management For For 1f Elect Director Thomas J. Iannotti Management For For 1g Elect Director Alexander A. Karsner Management For For 1h Elect Director Adrianna C. Ma Management For For 1i Elect Director Yvonne McGill Management For For 1j Elect Director Scott A. McGregor Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Amend Qualified Employee Stock Purchase Plan Management For For 6 Require Independent Board Chairman Shareholder Against For 7 Improve Executive Compensation Program and Policy Shareholder Against Against

APPLIED MOLECULAR TRANSPORT INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: AMTI Security ID: 03824M109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Randall Mrsny Management For For 1.2 Elect Director Aaron VanDevender Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For

ARAMARK Meeting Date: FEB 02, 2021 Record Date: DEC 10, 2020 Meeting Type: ANNUAL Ticker: ARMK Security ID: 03852U106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Susan M. Cameron Management For For 1b Elect Director Greg Creed Management For For 1c Elect Director Calvin Darden Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1d Elect Director Richard W. Dreiling Management For For 1e Elect Director Irene M. Esteves Management For For 1f Elect Director Daniel J. Heinrich Management For For 1g Elect Director Bridgette P. Heller Management For For 1h Elect Director Paul C. Hilal Management For For 1i Elect Director Karen M. King Management For For 1j Elect Director Stephen I. Sadove Management For For 1k Elect Director Arthur B. Winkleblack Management For For 1l Elect Director John J. Zillmer Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year 5 Amend Omnibus Stock Plan Management For For 6 Approve Qualified Employee Stock Purchase Plan Management For For

ARCH CAPITAL GROUP LTD. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL Ticker: ACGL Security ID: G0450A105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Eric W. Doppstadt Management For For 1b Elect Director Laurie S. Goodman Management For For 1c Elect Director John M. Pasquesi Management For For 1d Elect Director Thomas R. Watjen Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Against Elect Director Robert Appleby as Designated Company 4a Management For For Director of Non-U.S. Subsidiaries Elect Director Matthew Dragonetti as Designated Company 4b Management For For Director of Non-U.S. Subsidiaries Elect Director Seamus Fearon as Designated Company 4c Management For For Director of Non-U.S. Subsidiaries Elect Director H. Beau Franklin as Designated Company 4d Management For For Director of Non-U.S. Subsidiaries Elect Director Jerome Halgan as Designated Company 4e Management For For Director of Non-U.S. Subsidiaries Elect Director James Haney as Designated Company Director 4f Management For For of Non-U.S. Subsidiaries Elect Director Chris Hovey as Designated Company Director file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4g Management For For of Non-U.S. Subsidiaries Elect Director W. Preston Hutchings as Designated Company 4h Management For For Director of Non-U.S. Subsidiaries Elect Director Pierre Jal as Designated Company Director of 4i Management For For Non-U.S. Subsidiaries Elect Director Francois Morin as Designated Company 4j Management For For Director of Non-U.S. Subsidiaries Elect Director David J. Mulholland as Designated Company 4k Management For For Director of Non-U.S. Subsidiaries Elect Director Chiara Nannini as Designated Company 4l Management For For Director of Non-U.S. Subsidiaries Elect Director Tim Peckett as Designated Company Director 4m Management For For of Non-U.S. Subsidiaries Elect Director Maamoun Rajeh as Designated Company 4n Management For For Director of Non-U.S. Subsidiaries Elect Director Roderick Romeo as Designated Company 4o Management For For Director of Non-U.S. Subsidiaries

ARCHER-DANIELS-MIDLAND COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: ADM Security ID: 039483102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Michael S. Burke Management For For 1b Elect Director Theodore Colbert Management For For 1c Elect Director Terrell K. Crews Management For For 1d Elect Director Pierre Dufour Management For For 1e Elect Director Donald E. Felsinger Management For For 1f Elect Director Suzan F. Harrison Management For For 1g Elect Director Juan R. Luciano Management For For 1h Elect Director Patrick J. Moore Management For For 1i Elect Director Francisco J. Sanchez Management For For 1j Elect Director Debra A. Sandler Management For For 1k Elect Director Lei Z. Schlitz Management For For 1l Elect Director Kelvin R. Westbrook Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Amend Proxy Access Right Shareholder Against Against

ARES MANAGEMENT CORPORATION Meeting Date: JUN 16, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: ARES Security ID: 03990B101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Michael J Arougheti Management For For 1b Elect Director Antoinette Bush Management For For 1c Elect Director Paul G. Joubert Management For For 1d Elect Director R. Kipp deVeer Management For For 1e Elect Director David B. Kaplan Management For For 1f Elect Director Michael Lynton Management For Against 1g Elect Director Judy D. Olian Management For For 1h Elect Director Antony P. Ressler Management For Against 1i Elect Director Bennett Rosenthal Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For

ARISTA NETWORKS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: ANET Security ID: 040413106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Kelly Battles Management For For 1.2 Elect Director Andreas Bechtolsheim Management For For 1.3 Elect Director Jayshree Ullal Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

ARMSTRONG WORLD INDUSTRIES, INC. Meeting Date: JUN 24, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: AWI Security ID: 04247X102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Stan A. Askren Management For For 1.2 Elect Director Victor D. Grizzle Management For For 1.3 Elect Director Tao Huang Management For For 1.4 Elect Director Barbara L. Loughran Management For For 1.5 Elect Director Larry S. Mcwilliams Management For For 1.6 Elect Director James C. Melville Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.7 Elect Director Wayne R. Shurts Management For For 1.8 Elect Director Roy W. Templin Management For For 1.9 Elect Director Cherryl T. Thomas Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

ARTHUR J. GALLAGHER & CO. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: AJG Security ID: 363576109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sherry S. Barrat Management For For 1b Elect Director William L. Bax Management For For 1c Elect Director D. John Coldman Management For For 1d Elect Director J. Patrick Gallagher, Jr. Management For For 1e Elect Director David S. Johnson Management For For 1f Elect Director Kay W. McCurdy Management For For 1g Elect Director Christopher C. Miskel Management For For 1h Elect Director Ralph J. Nicoletti Management For For 1i Elect Director Norman L. Rosenthal Management For For 2 Ratify Ernst & Young LLP as Auditors Management For Against Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

ASIAN PAINTS LIMITED Meeting Date: AUG 05, 2020 Record Date: JUL 29, 2020 Meeting Type: ANNUAL Ticker: 500820 Security ID: Y03638114 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports and Audited 1 Management For For Consolidated Financial Statements 2 Approve Final Dividend Management For For 3 Reelect Ashwin Dani as Director Management For For 4 Reelect Amrita Vakil as Director Management For For 5 Elect Manish Choksi as Director Management For For Approve Continuation of Directorship by Ashwin Dani as Non- 6 Management For For Executive Director 7 Elect Amit Syngle as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Appointment and Remuneration of Amit Syngle as 8 Management For For Managing Director & CEO 9 Approve Remuneration of Cost Auditors Management For For

ASIAN PAINTS LIMITED Meeting Date: JUN 29, 2021 Record Date: JUN 22, 2021 Meeting Type: ANNUAL Ticker: 500820 Security ID: Y03638114 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports and Audited 1 Management For For Consolidated Financial Statements 2 Approve Final Dividend Management For For 3 Reelect Abhay Vakil as Director Management For For 4 Reelect Jigish Choksi as Director Management For For Approve Deloitte Haskins & Sells LLP, Chartered Accountants 5 Management For For as Auditors and Authorize Board to Fix Their Remuneration 6 Reelect R. Seshasayee as Director Management For For Approve R. Seshasayee to Continue Office as Independent 7 Management For For Director Approve Asian Paints Employee Stock Option Plan 2021 and 8 Management For For Grant of Options to Eligible Employees of the Company Approve Grant of Stock Options to the Eligible Employees of 9 the Company's Subsidiaries under the Asian Paints Employee Management For For Stock Option Plan 2021 Approve Secondary Acquisition of Shares Through Trust Route 10 for the Implementation of the Asian Paints Employee Stock Management For For Option Plan 2021 Approve Grant of Stock Options to Amit Syngle as Managing 11 Director and CEO under the Asian Paints Employee Stock Management For For Option Plan 2021 Approve Maintenance of Register of Members and Related 12 Books at a Place Other Than the Registered Office of the Management For For Company 13 Approve Remuneration of Cost Auditors Management For For

ASML HOLDING NV Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: ASML Security ID: N07059202 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None Discuss the Company's Business, Financial Situation and file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Management None None Sustainability 3.a Approve Remuneration Report Management For For 3.b Adopt Financial Statements and Statutory Reports Management For For Receive Clarification on Company's Reserves and Dividend 3.c Management None None Policy 3.d Approve Dividends of EUR 2.75 Per Share Management For For 4.a Approve Discharge of Management Board Management For For 4.b Approve Discharge of Supervisory Board Management For For 5 Approve Number of Shares for Management Board Management For For Approve Certain Adjustments to the Remuneration Policy for 6 Management For For Management Board Approve Certain Adjustments to the Remuneration Policy for 7 Management For For Supervisory Board Receive Information on the Composition of the Management 8 Management None None Board 9.a Elect B. Conix to Supervisory Board Management For For Receive Information on the Composition of the Supervisory 9.b Management None None Board 10 Ratify KPMG Accountants N.V. as Auditors Management For For Grant Board Authority to Issue Shares Up to 5 Percent of Issued 11.a Management For For Capital for General Purposes Authorize Board to Exclude Preemptive Rights from Share 11.b Management For For Issuances under Item 11.a Grant Board Authority to Issue or Grant Rights to Subscribe for 11.c Ordinary Shares Up to 5 Percent in Case of Merger or Management For For Acquisition Authorize Board to Exclude Preemptive Rights from Share 11.d Management For For Issuances under 11.c Authorize Repurchase of Up to 10 Percent of Issued Share 12.a Management For For Capital Authorize Additional Repurchase of Up to 10 Percent of Issued 12.b Management For For Share Capital 13 Authorize Cancellation of Repurchased Shares Management For For 14 Other Business (Non-Voting) Management None None 15 Close Meeting Management None None

ASML HOLDING NV Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: ASML Security ID: N07059210 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Discuss the Company's Business, Financial Situation and 2 Management None None Sustainability 3.a Approve Remuneration Report Management For For 3.b Adopt Financial Statements and Statutory Reports Management For For Receive Clarification on Company's Reserves and Dividend 3.c Management None None Policy 3.d Approve Dividends of EUR 2.75 Per Share Management For For 4.a Approve Discharge of Management Board Management For For 4.b Approve Discharge of Supervisory Board Management For For 5 Approve Number of Shares for Management Board Management For For Approve Certain Adjustments to the Remuneration Policy for 6 Management For For Management Board Approve Certain Adjustments to the Remuneration Policy for 7 Management For For Supervisory Board Receive Information on the Composition of the Management 8 Management None None Board 9.a Elect B. Conix to Supervisory Board Management For For Receive Information on the Composition of the Supervisory 9.b Management None None Board 10 Ratify KPMG Accountants N.V. as Auditors Management For For Grant Board Authority to Issue Shares Up to 5 Percent of Issued 11.a Management For For Capital for General Purposes Authorize Board to Exclude Preemptive Rights from Share 11.b Management For For Issuances under Item 11.a Grant Board Authority to Issue or Grant Rights to Subscribe for 11.c Ordinary Shares Up to 5 Percent in Case of Merger or Management For For Acquisition Authorize Board to Exclude Preemptive Rights from Share 11.d Management For For Issuances under 11.c Authorize Repurchase of Up to 10 Percent of Issued Share 12.a Management For For Capital Authorize Additional Repurchase of Up to 10 Percent of Issued 12.b Management For For Share Capital 13 Authorize Cancellation of Repurchased Shares Management For For 14 Other Business (Non-Voting) Management None None 15 Close Meeting Management None None

ASSA ABLOY AB Meeting Date: NOV 24, 2020 Record Date: NOV 16, 2020 Meeting Type: SPECIAL Ticker: ASSA.B Security ID: W0817X204 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Elect Chairman of Meeting Management For For 3 Prepare and Approve List of Shareholders Management For For 4 Approve Agenda of Meeting Management For For 5.1 Designate Axel Martensson as Inspector of Minutes of Meeting Management For For 5.2 Designate Marianne Nilsson as Inspector of Minutes of Meeting Management For For 6 Acknowledge Proper Convening of Meeting Management For For 7 Approve Extra Dividends of SEK 1.85 Per Share Management For For 8 Close Meeting Management None None

ASSA ABLOY AB Meeting Date: APR 28, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: ASSA.B Security ID: W0817X204 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Chairman of Meeting Management For For 2a Designate Johan Hjertonsson as Inspector of Minutes of Meeting Management For For 2b Designate Liselott Ledin as Inspector of Minutes of Meeting Management For For 3 Prepare and Approve List of Shareholders Management For For 4 Approve Agenda of Meeting Management For For 5 Acknowledge Proper Convening of Meeting Management For For 6a Receive Financial Statements and Statutory Reports Management None None Receive Auditor's Report on Application of Guidelines for 6b Management None None Remuneration for Executive Management 7a Accept Financial Statements and Statutory Reports Management For For Approve Allocation of Income and Dividends of SEK 3.90 Per 7b Management For For Share 7c.1 Approve Discharge of Board Chairman Lars Renstrom Management For For 7c.2 Approve Discharge of Carl Douglas Management For For 7c.3 Approve Discharge of Eva Karlsson Management For For 7c.4 Approve Discharge of Birgitta Klasen Management For For 7c.5 Approve Discharge of Lena Olving Management For For 7c.6 Approve Discharge of Sofia Schorling Hogberg Management For For 7c.7 Approve Discharge of Jan Svensson Management For For 7c.8 Approve Discharge of Joakim Weidemanis Management For For 7c.9 Approve Discharge of Employee Representative Rune Hjalm Management For For 7c.10 Approve Discharge of Employee Representative Mats Persson Management For For Approve Discharge of Employee Representative Bjarne 7c.11 Management For For Johansson Approve Discharge of Employee Representative Nadja 7c.12 Management For For Wikstrom

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7c.13 Approve Discharge of President Nico Delvaux Management For For Determine Number of Members (8) and Deputy Members (0) of 8 Management For For Board Approve Remuneration of Directors in the Amount of SEK 2.7 million for Chairman, SEK 1 Million for Vice Chairman and 9a Management For For SEK 800,000 for Other Directors; Approve Remuneration for Committee Work 9b Approve Remuneration of Auditors Management For For Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, , Lena Olving, Sofia Schorling Hogberg and 10 Management For For Joakim Weidemanis as Directors; Elect Johan Hjertonsson and Susanne Pahlen Aklundh as New Directors 11 Ratify Ernst & Young as Auditors Management For For 12 Approve Remuneration Report Management For For Authorize Class B Share Repurchase Program and Reissuance of 13 Management For For Repurchased Shares 14 Approve Performance Share Matching Plan LTI 2021 Management For For

ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL Ticker: AZN Security ID: G0593M107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Dividends Management For For 3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For 4 Authorise Board to Fix Remuneration of Auditors Management For For 5a Re-elect Leif Johansson as Director Management For For 5b Re-elect Pascal Soriot as Director Management For For 5c Re-elect Marc Dunoyer as Director Management For For 5d Re-elect Philip Broadley as Director Management For For 5e Elect Euan Ashley as Director Management For For 5f Re-elect Michel Demare as Director Management For For 5g Re-elect Deborah DiSanzo as Director Management For For 5h Elect Diana Layfield as Director Management For For 5i Re-elect Sheri McCoy as Director Management For For 5j Re-elect Tony Mok as Director Management For For 5k Re-elect Nazneen Rahman as Director Management For For 5l Re-elect Marcus Wallenberg as Director Management For For 6 Approve Remuneration Report Management For For 7 Approve Remuneration Policy Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 8 Authorise UK Political Donations and Expenditure Management For For 9 Authorise Issue of Equity Management For Against 10 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 11 Management For For Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 13 Management For For Weeks' Notice 14 Amend Performance Share Plan Management For For

ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: AZN Security ID: 046353108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Dividends Management For For 3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For 4 Authorise Board to Fix Remuneration of Auditors Management For For 5a Re-elect Leif Johansson as Director Management For For 5b Re-elect Pascal Soriot as Director Management For For 5c Re-elect Marc Dunoyer as Director Management For For 5d Re-elect Philip Broadley as Director Management For For 5e Elect Euan Ashley as Director Management For For 5f Re-elect Michel Demare as Director Management For For 5g Re-elect Deborah DiSanzo as Director Management For For 5h Elect Diana Layfield as Director Management For For 5i Re-elect Sheri McCoy as Director Management For For 5j Re-elect Tony Mok as Director Management For For 5k Re-elect Nazneen Rahman as Director Management For For 5l Re-elect Marcus Wallenberg as Director Management For For 6 Approve Remuneration Report Management For For 7 Approve Remuneration Policy Management For For 8 Authorise UK Political Donations and Expenditure Management For For 9 Authorise Issue of Equity Management For Against 10 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 11 Management For For Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 13 Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Weeks' Notice 14 Amend Performance Share Plan Management For For

ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL Ticker: AZN Security ID: G0593M107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Acquisition of Alexion Pharmaceuticals, Inc. Management For For

ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: APR 20, 2021 Meeting Type: SPECIAL Ticker: AZN Security ID: 046353108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Acquisition of Alexion Pharmaceuticals, Inc. Management For For

AUTODESK, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: ADSK Security ID: 052769106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Andrew Anagnost Management For For 1b Elect Director Karen Blasing Management For For 1c Elect Director Reid French Management For For 1d Elect Director Ayanna Howard Management For For 1e Elect Director Blake Irving Management For For 1f Elect Director Mary T. McDowell Management For For 1g Elect Director Stephen Milligan Management For For 1h Elect Director Lorrie M. Norrington Management For For 1i Elect Director Elizabeth (Betsy) Rafael Management For For 1j Elect Director Stacy J. Smith Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

AVALONBAY COMMUNITIES, INC. Meeting Date: MAY 20, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: AVB Security ID: 053484101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Glyn F. Aeppel Management For For 1b Elect Director Terry S. Brown Management For For 1c Elect Director Alan B. Buckelew Management For For 1d Elect Director Ronald L. Havner, Jr. Management For Against 1e Elect Director Stephen P. Hills Management For For 1f Elect Director Christopher B. Howard Management For For 1g Elect Director Richard J. Lieb Management For For 1h Elect Director Nnenna Lynch Management For For 1i Elect Director Timothy J. Naughton Management For For 1j Elect Director Benjamin W. Schall Management For For 1k Elect Director Susan Swanezy Management For For 1l Elect Director W. Edward Walter Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

BAKER HUGHES COMPANY Meeting Date: MAY 14, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: BKR Security ID: 05722G100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director W. Geoffrey Beattie Management For For 1.2 Elect Director Gregory D. Brenneman Management For For 1.3 Elect Director Cynthia B. Carroll Management For For 1.4 Elect Director Clarence P. Cazalot, Jr. Management For For 1.5 Elect Director Nelda J. Connors Management For For 1.6 Elect Director Gregory L. Ebel Management For For 1.7 Elect Director Lynn L. Elsenhans Management For For 1.8 Elect Director John G. Rice Management For For 1.9 Elect Director Lorenzo Simonelli Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For 4 Amend Nonqualified Employee Stock Purchase Plan Management For For 5 Approve Omnibus Stock Plan Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

BANK OF AMERICA CORPORATION Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: BAC Security ID: 060505104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sharon L. Allen Management For For 1b Elect Director Susan S. Bies Management For For 1c Elect Director Frank P. Bramble, Sr. Management For For 1d Elect Director Pierre J.P. de Weck Management For For 1e Elect Director Arnold W. Donald Management For For 1f Elect Director Linda P. Hudson Management For For 1g Elect Director Monica C. Lozano Management For For 1h Elect Director Thomas J. May Management For For 1i Elect Director Brian T. Moynihan Management For For 1j Elect Director Lionel L. Nowell, III Management For For 1k Elect Director Denise L. Ramos Management For For 1l Elect Director Clayton S. Rose Management For For 1m Elect Director Michael D. White Management For For 1n Elect Director Thomas D. Woods Management For For 1o Elect Director R. David Yost Management For For 1p Elect Director Maria T. Zuber Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Amend Proxy Access Right Shareholder Against Against 6 Provide Right to Act by Written Consent Shareholder Against Against 7 Approve Change in Organizational Form Shareholder Against Against 8 Request on Racial Equity Audit Shareholder Against Against

BARRICK GOLD CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: GOLD Security ID: 067901108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director D. Mark Bristow Management For For 1.2 Elect Director Gustavo A. Cisneros Management For For 1.3 Elect Director Christopher L. Coleman Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.4 Elect Director J. Michael Evans Management For For 1.5 Elect Director Brian L. Greenspun Management For For 1.6 Elect Director J. Brett Harvey Management For For 1.7 Elect Director Anne N. Kabagambe Management For For 1.8 Elect Director Andrew J. Quinn Management For For 1.9 Elect Director M. Loreto Silva Management For For 1.10 Elect Director John L. Thornton Management For For Approve Pricewaterhousecoopers LLP as Auditors and 2 Management For For Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation Approach Management For Against 4 Approve Reduction in Stated Capital Management For For

BAUSCH HEALTH COMPANIES INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: BHC Security ID: 071734107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Richard U. De Schutter Management For For 1b Elect Director D. Robert Hale Management For For 1c Elect Director Brett Icahn Management For For 1d Elect Director Argeris (Jerry) N. Karabelas Management For For 1e Elect Director Sarah B. Kavanagh Management For For 1f Elect Director Steven D. Miller Management For For 1g Elect Director Joseph C. Papa Management For For 1h Elect Director John A. Paulson Management For For 1i Elect Director Robert N. Power Management For For 1j Elect Director Russel C. Robertson Management For For 1k Elect Director Thomas W. Ross, Sr. Management For For 1l Elect Director Andrew C. von Eschenbach Management For For 1m Elect Director Amy B. Wechsler Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation Approve PricewaterhouseCoopers LLP as Auditors and 3 Management For For Authorize Board to Fix Their Remuneration

BAXTER INTERNATIONAL INC. Meeting Date: MAY 04, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL Ticker: BAX Security ID: 071813109 Management Vote file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jose (Joe) E. Almeida Management For For 1b Elect Director Thomas F. Chen Management For For 1c Elect Director John D. Forsyth Management For For 1d Elect Director Peter S. Hellman Management For For 1e Elect Director Michael F. Mahoney Management For For 1f Elect Director Patricia B. Morrison Management For For 1g Elect Director Stephen N. Oesterle Management For For 1h Elect Director Cathy R. Smith Management For For 1i Elect Director Thomas T. Stallkamp Management For For 1j Elect Director Albert P.L. Stroucken Management For For 1k Elect Director Amy A. Wendell Management For For 1l Elect Director David S. Wilkes Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Approve Omnibus Stock Plan Management For For 5 Amend Qualified Employee Stock Purchase Plan Management For For 6 Provide Right to Act by Written Consent Shareholder Against For 7 Require Independent Board Chair Shareholder Against Against

BEIGENE, LTD. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: 6160 Security ID: 07725L102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Director Donald W. Glazer Management For For 2 Elect Director Michael Goller Management For For 3 Elect Director Thomas Malley Management For For 4 Elect Director Corazon (Corsee) D. Sanders Management For For Ratify Ernst & Young Hua Ming LLP and Ernst & Young as 5 Management For For Auditors Authorize the Board of Directors to Issue, Allot, or Deal with 6 Management For For Unissued Ordinary Shares and/or American Depositary Shares 7 Approve Connected Person Placing Authorization I Management For Against 8 Approve Connected Person Placing Authorization IA Management For Against 9 Approve Connected Person Placing Authorization II Management For Against 10 Approve Connected Person Placing Authorization IIA Management For Against 11 Approve Direct Purchase Option Management For Against 12 Approve Grant of Restricted Shares Unit to John V. Oyler Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 13 Approve Grant of Restricted Shares Unit to Xiaodong Wang Management For For Approve Grant of Restricted Shares Unit to Other Non- 14 Management For For Executive and Independent Non-Executive Directors Advisory Vote to Ratify Named Executive Officers' 15 Management For For Compensation 16 Amend Articles Management For For 17 Adjourn Meeting Management For For

BHP GROUP PLC Meeting Date: OCT 15, 2020 Record Date: OCT 13, 2020 Meeting Type: ANNUAL Ticker: BHP Security ID: G10877127 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Reappoint Ernst & Young LLP as Auditors Management For For Authorise the Risk and Audit Committee to Fix Remuneration 3 Management For For of Auditors 4 Authorise Issue of Equity Management For For 5 Authorise Issue of Equity without Pre-emptive Rights Management For For 6 Authorise Market Purchase of Ordinary Shares Management For For 7 Approve Remuneration Report for UK Law Purposes Management For For 8 Approve Remuneration Report for Australian Law Purposes Management For For Approve Grant of Awards under the Group's Incentive Plans 9 Management For For to Mike Henry 10 Approve Leaving Entitlements Management For For 11 Elect Xiaoqun Clever as Director Management For For 12 Elect Gary Goldberg as Director Management For For 13 Elect Mike Henry as Director Management For For 14 Elect Christine O'Reilly as Director Management For For 15 Elect Dion Weisler as Director Management For For 16 Re-elect Terry Bowen as Director Management For For 17 Re-elect Malcolm Broomhead as Director Management For For 18 Re-elect Ian Cockerill as Director Management For For 19 Re-elect Anita Frew as Director Management For For 20 Re-elect Susan Kilsby as Director Management For For 21 Re-elect John Mogford as Director Management For For 22 Re-elect Ken MacKenzie as Director Management For For 23 Amend Constitution of BHP Group Limited Shareholder Against Against 24 Adopt Interim Cultural Heritage Protection Measures Shareholder Against Against Approve Suspension of Memberships of Industry Associations 25 where COVID-19 Related Advocacy is Inconsistent with Paris Shareholder Against Against file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Agreement Goals

BIOGEN INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: BIIB Security ID: 09062X103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Alexander J. Denner Management For For 1b Elect Director Caroline D. Dorsa Management For For 1c Elect Director Maria C. Freire Management For For 1d Elect Director William A. Hawkins Management For For 1e Elect Director William D. Jones Management For For 1f Elect Director Nancy L. Leaming Management For For 1g Elect Director Jesus B. Mantas Management For For 1h Elect Director Richard C. Mulligan Management For For 1i Elect Director Stelios Papadopoulos Management For For 1j Elect Director Brian S. Posner Management For For 1k Elect Director Eric K. Rowinsky Management For For 1l Elect Director Stephen A. Sherwin Management For For 1m Elect Director Michel Vounatsos Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation Amend Certificate of Incorporation to Add Federal Forum 4 Management For Against Selection Provision 5 Report on Lobbying Payments and Policy Shareholder Against Against 6 Report on Gender Pay Gap Shareholder Against For

BIONTECH SE Meeting Date: JUN 22, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL Ticker: BNTX Security ID: 09075V102 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None Year 2020 (Non-Voting) Approve Discharge of Management Board for Fiscal Year 2 Management For For 2020 3 Approve Discharge of Supervisory Board for Fiscal Year 2020 Management For For 4 Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Creation of EUR 123.2 Million Pool of Capital with 5 Management For Against Partial Exclusion of Preemptive Rights 6 Amend Stock Option Plan 2017/2019 Management For For Approve Stock Option Plan for Key Employees; Approve 7 Creation of EUR 8.4 Million Pool of Conditional Capital to Management For For Guarantee Conversion Rights Amend 2019 Resolution on the Repurchase and Reissuance of 8 Management For For Shares Amend 2019 Resolution on the Repurchase and Reissuance of 9 Management For For Shares 10 Approve Remuneration Policy Management For For 11 Approve Remuneration of Supervisory Board Management For For Cancel Affiliation Agreement with JPT Peptide Technologies 12 Management For For GmbH Approve Affiliation Agreements with JPT Peptide 13.a Management For For Technologies GmbH Approve Affiliation Agreements with BioNTech 13.b Management For For Manufacturing Marburg GmbH 13.c Approve Affiliation Agreements with reSano GmbH Management For For

BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: BLK Security ID: 09247X101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Bader M. Alsaad Management For For 1b Elect Director Pamela Daley Management For For 1c Elect Director Jessica P. Einhorn Management For For 1d Elect Director Laurence D. Fink Management For For 1e Elect Director William E. Ford Management For For 1f Elect Director Fabrizio Freda Management For For 1g Elect Director Murry S. Gerber Management For For 1h Elect Director Margaret 'Peggy' L. Johnson Management For For 1i Elect Director Robert S. Kapito Management For For 1j Elect Director Cheryl D. Mills Management For For 1k Elect Director Gordon M. Nixon Management For For 1l Elect Director Charles H. Robbins Management For For 1m Elect Director Marco Antonio Slim Domit Management For For 1n Elect Director Hans E. Vestberg Management For For 1o Elect Director Susan L. Wagner Management For For 1p Elect Director Mark Wilson Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte LLP as Auditors Management For For 4a Provide Right to Call Special Meeting Management For For 4b Eliminate Supermajority Vote Requirement Management For For Amend Charter to Eliminate Provisions that are No Longer 4c Management For For Applicable and Make Other Technical Revisions Amend Certificate of Incorporation to Become a Public 5 Shareholder Against Against Benefit Corporation

BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: BLK Security ID: 09247X101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Bader M. Alsaad Management For For 1b Elect Director Pamela Daley Management For For 1c Elect Director Jessica P. Einhorn Management For For 1d Elect Director Laurence D. Fink Management For For 1e Elect Director William E. Ford Management For For 1f Elect Director Fabrizio Freda Management For For 1g Elect Director Murry S. Gerber Management For For 1h Elect Director Margaret 'Peggy' L. Johnson Management For For 1i Elect Director Robert S. Kapito Management For For 1j Elect Director Cheryl D. Mills Management For For 1k Elect Director Gordon M. Nixon Management For For 1l Elect Director Charles H. Robbins Management For For 1m Elect Director Marco Antonio Slim Domit Management For Against 1n Elect Director Hans E. Vestberg Management For For 1o Elect Director Susan L. Wagner Management For For 1p Elect Director Mark Wilson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte LLP as Auditors Management For For 4a Provide Right to Call Special Meeting Management For For 4b Eliminate Supermajority Vote Requirement Management For For Amend Charter to Eliminate Provisions that are No Longer 4c Management For For Applicable and Make Other Technical Revisions Amend Certificate of Incorporation to Become a Public 5 Shareholder Against Against Benefit Corporation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] BNP PARIBAS SA Meeting Date: MAY 18, 2021 Record Date: MAY 16, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: BNP Security ID: F1058Q238 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Allocation of Income and Dividends of EUR 1.11 per 3 Management For For Share Approve Auditors' Special Report on Related-Party 4 Management For For Transactions Authorize Repurchase of Up to 10 Percent of Issued Share 5 Management For For Capital 6 Reelect Pierre Andre de Chalendar as Director Management For For 7 Reelect Rajna Gibson Brandon as Director Management For For 8 Elect Christian Noyer as Director Management For For Elect Juliette Brisac as Representative of Employee 9 Management For For Shareholders to the Board Elect Isabelle Coron as Representative of Employee A Management Against Against Shareholders to the Board Elect Cecile Besse Advani as Representative of Employee B Management Against Against Shareholders to the Board Elect Dominique Potier as Representative of Employee C Management Against Against Shareholders to the Board 10 Approve Remuneration Policy of Directors Management For For 11 Approve Remuneration Policy of Chairman of the Board Management For For 12 Approve Remuneration Policy of CEO and Vice-CEO Management For For 13 Approve Compensation of Corporate Officers Management For For Approve Compensation of Jean Lemierre, Chairman of the 14 Management For For Board 15 Approve Compensation of Jean-Laurent Bonnafe, CEO Management For For 16 Approve Compensation of Philippe Bordenave, Vice-CEO Management For For Approve the Overall Envelope of Compensation of Certain 17 Management For For Senior Management, Responsible Officers and the Risk-takers Approve Remuneration of Directors in the Aggregate Amount 18 Management For For of EUR 1.4 Million Set Limit for the Variable Remuneration of Executives and 19 Management For For Specific Employees Authorize Decrease in Share Capital via Cancellation of 20 Management For For Repurchased Shares 21 Authorize Filing of Required Documents/Other Formalities Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] BOOKING HOLDINGS INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: BKNG Security ID: 09857L108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Timothy M. Armstrong Management For For 1.2 Elect Director Glenn D. Fogel Management For For 1.3 Elect Director Mirian M. Graddick-Weir Management For For 1.4 Elect Director Wei Hopeman Management For For 1.5 Elect Director Robert J. Mylod, Jr. Management For For 1.6 Elect Director Charles H. Noski Management For For 1.7 Elect Director Nicholas J. Read Management For For 1.8 Elect Director Thomas E. Rothman Management For For 1.9 Elect Director Bob van Dijk Management For For 1.10 Elect Director Lynn M. Vojvodich Management For For 1.11 Elect Director Vanessa A. Wittman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify Deloitte & Touche LLP as Auditors Management For For 5 Provide Right to Act by Written Consent Management For For 6 Provide Right to Act by Written Consent Shareholder Against For 7 Report on Annual Climate Transition Shareholder Against Against 8 Annual Investor Advisory Vote on Climate Plan Shareholder Against Against

BOOKING HOLDINGS INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: BKNG Security ID: 09857L108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Timothy M. Armstrong Management For For 1.2 Elect Director Glenn D. Fogel Management For For 1.3 Elect Director Mirian M. Graddick-Weir Management For For 1.4 Elect Director Wei Hopeman Management For For 1.5 Elect Director Robert J. Mylod, Jr. Management For For 1.6 Elect Director Charles H. Noski Management For For 1.7 Elect Director Nicholas J. Read Management For For 1.8 Elect Director Thomas E. Rothman Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.9 Elect Director Bob van Dijk Management For For 1.10 Elect Director Lynn M. Vojvodich Management For For 1.11 Elect Director Vanessa A. Wittman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify Deloitte & Touche LLP as Auditors Management For For 5 Provide Right to Act by Written Consent Management For For 6 Provide Right to Act by Written Consent Shareholder Against Against 7 Report on Annual Climate Transition Shareholder Against Against 8 Annual Investor Advisory Vote on Climate Plan Shareholder Against Against

BP PLC Meeting Date: MAY 12, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL Ticker: BP Security ID: G12793108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3.a Elect Murray Auchincloss as Director Management For For 3.b Elect Tushar Morzaria as Director Management For For 3.c Elect Karen Richardson as Director Management For For 3.d Elect Dr Johannes Teyssen as Director Management For For 3.e Re-elect Bernard Looney as Director Management For For 3.f Re-elect Pamela Daley as Director Management For For 3.g Re-elect Helge Lund as Director Management For For 3.h Re-elect Melody Meyer as Director Management For For 3.i Re-elect Paula Reynolds as Director Management For For 3.j Re-elect Sir John Sawers as Director Management For For 4 Reappoint Deloitte LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 5 Management For For Auditors 6 Authorise UK Political Donations and Expenditure Management For For 7 Approve Scrip Dividend Programme Management For For 8 Authorise Issue of Equity Management For Against 9 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 10 Management For For Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 12 Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Weeks' Notice 13 Approve Shareholder Resolution on Climate Change Targets Shareholder Against Against

BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: BMY Security ID: 110122108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1A Elect Director Peter J. Arduini Management For For 1B Elect Director Michael W. Bonney Management For Against 1C Elect Director Giovanni Caforio Management For For 1D Elect Director Julia A. Haller Management For For 1E Elect Director Paula A. Price Management For For 1F Elect Director Derica W. Rice Management For For 1G Elect Director Theodore R. Samuels Management For For 1H Elect Director Gerald L. Storch Management For For 1I Elect Director Karen H. Vousden Management For For 1J Elect Director Phyllis R. Yale Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Approve Omnibus Stock Plan Management For For 4 Ratify Deloitte & Touche LLP as Auditors Management For For Reduce Ownership Threshold for Special Shareholder 5 Management For For Meetings to 15% 6 Require Independent Board Chair Shareholder Against For 7 Provide Right to Act by Written Consent Shareholder Against For Reduce Ownership Threshold for Special Shareholder 8 Shareholder Against For Meetings to 10%

BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL Ticker: BATS Security ID: G1510J102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Reappoint KPMG LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 4 Management For For Auditors

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 5 Re-elect Luc Jobin as Director Management For For 6 Re-elect Jack Bowles as Director Management For For 7 Re-elect Tadeu Marroco as Director Management For For 8 Re-elect Sue Farr as Director Management For For 9 Re-elect Jeremy Fowden as Director Management For For 10 Re-elect Dr Marion Helmes as Director Management For For 11 Re-elect Holly Keller Koeppel as Director Management For For 12 Re-elect Savio Kwan as Director Management For For 13 Re-elect Dimitri Panayotopoulos as Director Management For For 14 Elect Karen Guerra as Director Management For For 15 Elect Darrell Thomas as Director Management For For 16 Authorise Issue of Equity Management For Against 17 Authorise Issue of Equity without Pre-emptive Rights Management For For 18 Authorise Market Purchase of Ordinary Shares Management For For 19 Authorise UK Political Donations and Expenditure Management For For Authorise the Company to Call General Meeting with Two 20 Management For For Weeks' Notice

BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 28, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL Ticker: BATS Security ID: 110448107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Reappoint KPMG LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 4 Management For For Auditors 5 Re-elect Luc Jobin as Director Management For For 6 Re-elect Jack Bowles as Director Management For For 7 Re-elect Tadeu Marroco as Director Management For For 8 Re-elect Sue Farr as Director Management For For 9 Re-elect Jeremy Fowden as Director Management For For 10 Re-elect Dr Marion Helmes as Director Management For For 11 Re-elect Holly Keller Koeppel as Director Management For For 12 Re-elect Savio Kwan as Director Management For For 13 Re-elect Dimitri Panayotopoulos as Director Management For For 14 Elect Karen Guerra as Director Management For For 15 Elect Darrell Thomas as Director Management For For 16 Authorise Issue of Equity Management For Against

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 17 Authorise Issue of Equity without Pre-emptive Rights Management For For 18 Authorise Market Purchase of Ordinary Shares Management For For 19 Authorise UK Political Donations and Expenditure Management For For Authorise the Company to Call General Meeting with Two 20 Management For For Weeks' Notice

BROADCOM INC. Meeting Date: APR 05, 2021 Record Date: FEB 08, 2021 Meeting Type: ANNUAL Ticker: AVGO Security ID: 11135F101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Diane M. Bryant Management For For 1b Elect Director Gayla J. Delly Management For For 1c Elect Director Raul J. Fernandez Management For For 1d Elect Director Eddy W. Hartenstein Management For For 1e Elect Director Check Kian Low Management For For 1f Elect Director Justine F. Page Management For For 1g Elect Director Henry Samueli Management For For 1h Elect Director Hock E. Tan Management For For 1i Elect Director Harry L. You Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 3 Amend Omnibus Stock Plan Management For For Advisory Vote to Ratify Named Executive Officers' 4 Management For For Compensation

BROOKFIELD ASSET MANAGEMENT INC. Meeting Date: JUN 11, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL Ticker: BAM.A Security ID: 112585104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director M. Elyse Allan Management For For 1.2 Elect Director Angela F. Braly Management For For 1.3 Elect Director Janice Fukakusa Management For For 1.4 Elect Director Maureen Kempston Darkes Management For For 1.5 Elect Director Frank J. McKenna Management For For 1.6 Elect Director Hutham S. Olayan Management For For 1.7 Elect Director Seek Ngee Huat Management For For 1.8 Elect Director Diana L. Taylor Management For For Approve Deloitte LLP as Auditors and Authorize Board to Fix 2 Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Their Remuneration 3 Advisory Vote on Executive Compensation Approach Management For For

BUNGE LIMITED Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: BG Security ID: G16962105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sheila Bair Management For For 1b Elect Director Carol M. Browner Management For For 1c Elect Director Paul Fribourg Management For For 1d Elect Director J. Erik Fyrwald Management For For 1e Elect Director Gregory A. Heckman Management For For 1f Elect Director Bernardo Hees Management For For 1g Elect Director Kathleen Hyle Management For For 1h Elect Director Henry W. (Jay) Winship Management For For 1i Elect Director Mark N. Zenuk Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation Approve Deloitte & Touche LLP as Auditors and Authorize 3 Management For For Board to Fix Their Remuneration 4 Amend Non-Employee Director Omnibus Stock Plan Management For For 5 Report on the Soy Supply Chain Shareholder For For 6 Adopt Simple Majority Vote Shareholder Against For

BURLINGTON STORES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: BURL Security ID: 122017106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Michael Goodwin Management For For 1.2 Elect Director William P. McNamara Management For For 1.3 Elect Director Michael O'Sullivan Management For For 1.4 Elect Director Jessica Rodriguez Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Pay Disparity Shareholder Against Against

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] BWX TECHNOLOGIES, INC. Meeting Date: APR 30, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: BWXT Security ID: 05605H100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jan A. Bertsch Management For For 1b Elect Director Gerhard F. Burbach Management For For 1c Elect Director Rex D. Geveden Management For For 1d Elect Director James M. Jaska Management For For 1e Elect Director Kenneth J. Krieg Management For For 1f Elect Director Leland D. Melvin Management For For 1g Elect Director Robert L. Nardelli Management For For 1h Elect Director Barbara A. Niland Management For For 1i Elect Director John M. Richardson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For

CABOT OIL & GAS CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL Ticker: COG Security ID: 127097103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Dorothy M. Ables Management For For 1.2 Elect Director Rhys J. Best Management For For 1.3 Elect Director Robert S. Boswell Management For For 1.4 Elect Director Amanda M. Brock Management For For 1.5 Elect Director Peter B. Delaney Management For For 1.6 Elect Director Dan O. Dinges Management For For 1.7 Elect Director W. Matt Ralls Management For For 1.8 Elect Director Marcus A. Watts Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 06, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL Ticker: CNQ

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 136385101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Catherine M. Best Management For For 1.2 Elect Director M. Elizabeth Cannon Management For For 1.3 Elect Director N. Murray Edwards Management For For 1.4 Elect Director Christopher L. Fong Management For For 1.5 Elect Director Gordon D. Giffin Management For For 1.6 Elect Director Wilfred A. Gobert Management For For 1.7 Elect Director Steve W. Laut Management For For 1.8 Elect Director Tim S. McKay Management For For 1.9 Elect Director Frank J. McKenna Management For For 1.10 Elect Director David A. Tuer Management For For 1.11 Elect Director Annette M. Verschuren Management For For Approve PricewaterhouseCoopers LLP as Auditors and 2 Management For For Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation Approach Management For For

CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL Ticker: COF Security ID: 14040H105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Richard D. Fairbank Management For For 1b Elect Director Ime Archibong Management For For 1c Elect Director Ann Fritz Hackett Management For For 1d Elect Director Peter Thomas Killalea Management For For 1e Elect Director Cornelis "Eli" Leenaars Management For For 1f Elect Director Francois Locoh-Donou Management For For 1g Elect Director Peter E. Raskind Management For For 1h Elect Director Eileen Serra Management For For 1i Elect Director Mayo A. Shattuck, III Management For For 1j Elect Director Bradford H. Warner Management For For 1k Elect Director Catherine G. West Management For For 1l Elect Director Craig Anthony Williams Management For For 2 Ratify Ernst & Young LLP as Auditors Management For Against Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For

CARL ZEISS MEDITEC AG file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: MAY 27, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL Ticker: AFX Security ID: D14895102 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None Year 2019/20 (Non-Voting) Approve Allocation of Income and Dividends of EUR 0.50 per 2 Management For For Share Approve Discharge of Management Board for Fiscal Year 3 Management For For 2019/20 Approve Discharge of Supervisory Board for Fiscal Year 4 Management For For 2019/20 Ratify Ernst & Young GmbH as Auditors for Fiscal Year 5 Management For For 2020/21 6.1 Elect Peter Kameritsch to the Supervisory Board Management For For 6.2 Elect Christian Mueller to the Supervisory Board Management For For 6.3 Elect Torsten Reitze to the Supervisory Board Management For For 7 Approve Remuneration Policy Management For For 8 Approve Remuneration of Supervisory Board Management For For

CARRIER GLOBAL CORP. Meeting Date: APR 19, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: CARR Security ID: 14448C104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director John V. Faraci Management For For 1b Elect Director Jean-Pierre Garnier Management For For 1c Elect Director David Gitlin Management For For 1d Elect Director John J. Greisch Management For For 1e Elect Director Charles M. Holley, Jr. Management For For 1f Elect Director Michael M. McNamara Management For For 1g Elect Director Michael A. Todman Management For For 1h Elect Director Virginia M. Wilson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For One 4 Advisory Vote on Say on Pay Frequency Management One Year Year

CARVANA CO.

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: MAY 03, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL Ticker: CVNA Security ID: 146869102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Ernest Garcia, III Management For For 1.2 Elect Director Ira Platt Management For For 2 Approve Qualified Employee Stock Purchase Plan Management For For 3 Ratify Grant Thornton LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 4 Management For Against Compensation

CATERPILLAR INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL Ticker: CAT Security ID: 149123101 Management Vote Proposal No Proposal Proposed By Recommendation Cast Did 1.1 Elect Director Kelly A. Ayotte Management For Not Vote Did 1.2 Elect Director David L. Calhoun Management For Not Vote Did 1.3 Elect Director Daniel M. Dickinson Management For Not Vote Did 1.4 Elect Director Gerald Johnson Management For Not Vote Did 1.5 Elect Director David W. MacLennan Management For Not Vote Did 1.6 Elect Director Debra L. Reed-Klages Management For Not Vote Did 1.7 Elect Director Edward B. Rust, Jr. Management For Not Vote Did 1.8 Elect Director Susan C. Schwab Management For Not Vote Did 1.9 Elect Director D. James Umpleby, III Management For Not Vote file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Did 1.10 Elect Director Miles D. White Management For Not Vote Did 1.11 Elect Director Rayford Wilkins, Jr. Management For Not Vote Did 2 Ratify PricewaterhouseCoopers as Auditors Management For Not Vote Did Advisory Vote to Ratify Named Executive Officers' 3 Management For Not Compensation Vote Did 4 Report on Climate Policy Shareholder Against Not Vote Did 5 Report on Diversity and Inclusion Efforts Shareholder Against Not Vote Did Amend Certificate of Incorporate to become Public Benefit 6 Shareholder Against Not Corporation Vote Did 7 Provide Right to Act by Written Consent Shareholder Against Not Vote

CENTENE CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: CNC Security ID: 15135B101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jessica L. Blume Management For For 1b Elect Director Frederick H. Eppinger Management For For 1c Elect Director David L. Steward Management For Against 1d Elect Director William L. Trubeck Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify KPMG LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Eliminate Supermajority Vote Requirement Management For For 6 Declassify the Board of Directors Shareholder For For

CENTERPOINT ENERGY, INC. Meeting Date: APR 23, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: CNP Security ID: 15189T107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Leslie D. Biddle Management For For 1b Elect Director Milton Carroll Management For For 1c Elect Director Wendy Montoya Cloonan Management For For 1d Elect Director Earl M. Cummings Management For For 1e Elect Director David J. Lesar Management For For 1f Elect Director Martin H. Nesbitt Management For For 1g Elect Director Theodore F. Pound Management For For 1h Elect Director Phillip R. Smith Management For For 1i Elect Director Barry T. Smitherman Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

CERIDIAN HCM HOLDING INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: CDAY Security ID: 15677J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director David D. Ossip Management For For 1.2 Elect Director Andrea S. Rosen Management For For 1.3 Elect Director Gerald C. Throop Management For For 2 Declassify the Board of Directors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Ratify KPMG LLP as Auditors Management For For

CHARTER COMMUNICATIONS, INC. Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: CHTR Security ID: 16119P108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director W. Lance Conn Management For For 1b Elect Director Kim C. Goodman Management For For 1c Elect Director Craig A. Jacobson Management For For 1d Elect Director Gregory B. Maffei Management For For 1e Elect Director John D. Markley, Jr. Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1f Elect Director David C. Merritt Management For For 1g Elect Director James E. Meyer Management For For 1h Elect Director Steven A. Miron Management For For 1i Elect Director Balan Nair Management For For 1j Elect Director Michael A. Newhouse Management For For 1k Elect Director Mauricio Ramos Management For For 1l Elect Director Thomas M. Rutledge Management For For 1m Elect Director Eric L. Zinterhofer Management For For 2 Ratify KPMG LLP as Auditors Management For For 3 Report on Lobbying Payments and Policy Shareholder Against For 4 Require Independent Board Chair Shareholder Against For Publish Annually a Report Assessing Diversity, Equity, and 5 Shareholder Against For Inclusion Efforts 6 Report on Greenhouse Gas Emissions Disclosure Shareholder Against For 7 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against For

CHARTER COMMUNICATIONS, INC. Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: CHTR Security ID: 16119P108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director W. Lance Conn Management For For 1b Elect Director Kim C. Goodman Management For For 1c Elect Director Craig A. Jacobson Management For For 1d Elect Director Gregory B. Maffei Management For Against 1e Elect Director John D. Markley, Jr. Management For For 1f Elect Director David C. Merritt Management For For 1g Elect Director James E. Meyer Management For For 1h Elect Director Steven A. Miron Management For For 1i Elect Director Balan Nair Management For For 1j Elect Director Michael A. Newhouse Management For For 1k Elect Director Mauricio Ramos Management For For 1l Elect Director Thomas M. Rutledge Management For For 1m Elect Director Eric L. Zinterhofer Management For For 2 Ratify KPMG LLP as Auditors Management For For 3 Report on Lobbying Payments and Policy Shareholder Against For 4 Require Independent Board Chair Shareholder Against For Publish Annually a Report Assessing Diversity, Equity, and 5 Shareholder Against For Inclusion Efforts 6 Report on Greenhouse Gas Emissions Disclosure Shareholder Against For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against For

CHEVRON CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: CVX Security ID: 166764100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Wanda M. Austin Management For Against 1b Elect Director John B. Frank Management For For 1c Elect Director Alice P. Gast Management For For 1d Elect Director Enrique Hernandez, Jr. Management For For 1e Elect Director Marillyn A. Hewson Management For For 1f Elect Director Jon M. Huntsman, Jr. Management For For 1g Elect Director Charles W. Moorman, IV Management For For 1h Elect Director Dambisa F. Moyo Management For For 1i Elect Director Debra Reed-Klages Management For For 1j Elect Director Ronald D. Sugar Management For Against 1k Elect Director D. James Umpleby, III Management For For 1l Elect Director Michael K. Wirth Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Reduce Scope 3 Emissions Shareholder Against Against 5 Report on Impacts of Net Zero 2050 Scenario Shareholder Against For Amend Certificate of Incorporation to Become a Public 6 Shareholder Against Against Benefit Corporation 7 Report on Lobbying Payments and Policy Shareholder Against For 8 Require Independent Board Chair Shareholder Against For Reduce Ownership Threshold for Shareholders to Call Special 9 Shareholder Against For Meeting

CHUBB LIMITED Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL Ticker: CB Security ID: H1467J104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2.1 Allocate Disposable Profit Management For For Approve Dividend Distribution From Legal Reserves Through

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2.2 Management For For Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors Management For For Ratify PricewaterhouseCoopers AG (Zurich) as Statutory 4.1 Management For For Auditor Ratify PricewaterhouseCoopers LLP (United States) as 4.2 Management For For Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special Audit Firm Management For For 5.1 Elect Director Evan G. Greenberg Management For For 5.2 Elect Director Michael P. Connors Management For For 5.3 Elect Director Michael G. Atieh Management For For 5.4 Elect Director Sheila P. Burke Management For For 5.5 Elect Director Mary Cirillo Management For For 5.6 Elect Director Robert J. Hugin Management For For 5.7 Elect Director Robert W. Scully Management For For 5.8 Elect Director Eugene B. Shanks, Jr. Management For For 5.9 Elect Director Theodore E. Shasta Management For For 5.10 Elect Director David H. Sidwell Management For For 5.11 Elect Director Olivier Steimer Management For For 5.12 Elect Director Luis Tellez Management For For 5.13 Elect Director Frances F. Townsend Management For For 6 Elect Evan G. Greenberg as Board Chairman Management For For Elect Michael P. Connors as Member of the Compensation 7.1 Management For For Committee Elect Mary Cirillo as Member of the Compensation 7.2 Management For For Committee Elect Frances F. Townsend as Member of the Compensation 7.3 Management For For Committee 8 Designate Homburger AG as Independent Proxy Management For For 9 Amend Omnibus Stock Plan Management For For Approve CHF 86,557,222.50 Reduction in Share Capital via 10 Management For For Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate Remuneration of Directors Management For For Approve Remuneration of Executive Management in the 11.2 Management For For Amount of USD 48 Million for Fiscal 2022 Advisory Vote to Ratify Named Executive Officers' 12 Management For For Compensation 13 Transact Other Business (Voting) Management For Against

CHURCH & DWIGHT CO., INC. Meeting Date: APR 29, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL Ticker: CHD Security ID: 171340102 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director James R. Craigie Management For For 1b Elect Director Matthew T. Farrell Management For For 1c Elect Director Bradley C. Irwin Management For For 1d Elect Director Penry W. Price Management For For 1e Elect Director Susan G. Saideman Management For For 1f Elect Director Ravichandra K. Saligram Management For For 1g Elect Director Robert K. Shearer Management For For 1h Elect Director Janet S. Vergis Management For For 1i Elect Director Arthur B. Winkleblack Management For For 1j Elect Director Laurie J. Yoler Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation Eliminate Supermajority Vote Requirement to Fill Board 3 Management For For Vacancies Eliminate Supermajority Vote Requirement to Approve Certain 4 Management For For Mergers, Consolidations or Dispositions of Substantial Assets Amend Articles of Incorporation to Remove Provisions Relating 5 Management For For to Classified Board 6 Ratify Deloitte & Touche LLP as Auditors Management For For

CIGNA CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: CI Security ID: 125523100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director David M. Cordani Management For For 1b Elect Director William J. DeLaney Management For For 1c Elect Director Eric J. Foss Management For For 1d Elect Director Elder Granger Management For For 1e Elect Director Isaiah Harris, Jr. Management For For 1f Elect Director George Kurian Management For For 1g Elect Director Kathleen M. Mazzarella Management For For 1h Elect Director Mark B. McClellan Management For For 1i Elect Director John M. Partridge Management For For 1j Elect Director Kimberly A. Ross Management For For 1k Elect Director Eric C. Wiseman Management For For 1l Elect Director Donna F. Zarcone Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Amend Omnibus Stock Plan Management For For 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 5 Provide Right to Act by Written Consent Shareholder Against For 6 Report on Gender Pay Gap Shareholder Against For 7 Disclose Board Matrix Including Ideological Perspectives Shareholder Against Against

CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: C Security ID: 172967424 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ellen M. Costello Management For For 1b Elect Director Grace E. Dailey Management For For 1c Elect Director Barbara J. Desoer Management For For 1d Elect Director John C. Dugan Management For For 1e Elect Director Jane N. Fraser Management For For 1f Elect Director Duncan P. Hennes Management For For 1g Elect Director Peter B. Henry Management For For 1h Elect Director S. Leslie Ireland Management For For 1i Elect Director Lew W. (Jay) Jacobs, IV Management For For 1j Elect Director Renee J. James Management For For 1k Elect Director Gary M. Reiner Management For For 1l Elect Director Diana L. Taylor Management For For 1m Elect Director James S. Turley Management For For 1n Elect Director Deborah C. Wright Management For For 1o Elect Director Alexander R. Wynaendts Management For For 1p Elect Director Ernesto Zedillo Ponce de Leon Management For For 2 Ratify KPMG LLP as Auditors Management For Against Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For 5 Amend Proxy Access Right Shareholder Against Against 6 Require Independent Board Chair Shareholder Against Against Adopt a Policy to Include Non-Management Employees as 7 Shareholder Against Against Prospective Director Candidates 8 Report on Lobbying Payments and Policy Shareholder Against Against 9 Report on Racial Equity Audit Shareholder Against For Amend Certificate of Incorporation to Become a Public 10 Shareholder Against Against Benefit Corporation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: CFG Security ID: 174610105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Bruce Van Saun Management For For 1.2 Elect Director Lee Alexander Management For For 1.3 Elect Director Christine M. Cumming Management For For 1.4 Elect Director William P. Hankowsky Management For For 1.5 Elect Director Leo I. ("Lee") Higdon Management For For 1.6 Elect Director Edward J. ("Ned") Kelly, III Management For For 1.7 Elect Director Charles J. ("Bud") Koch Management For For 1.8 Elect Director Robert G. Leary Management For For 1.9 Elect Director Terrance J. Lillis Management For For 1.10 Elect Director Shivan Subramaniam Management For For 1.11 Elect Director Christopher J. Swift Management For For 1.12 Elect Director Wendy A. Watson Management For For 1.13 Elect Director Marita Zuraitis Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation One 3 Advisory Vote on Say on Pay Frequency Management One Year Year 4 Ratify Deloitte & Touche LLP as Auditors Management For For

CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: CME Security ID: 12572Q105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Terrence A. Duffy Management For For 1b Elect Director Timothy S. Bitsberger Management For For 1c Elect Director Charles P. Carey Management For For 1d Elect Director Dennis H. Chookaszian Management For For 1e Elect Director Bryan T. Durkin Management For For 1f Elect Director Ana Dutra Management For For 1g Elect Director Martin J. Gepsman Management For For 1h Elect Director Larry G. Gerdes Management For For 1i Elect Director Daniel R. Glickman Management For For 1j Elect Director Daniel G. Kaye Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1k Elect Director Phyllis M. Lockett Management For For 1l Elect Director Deborah J. Lucas Management For For 1m Elect Director Terry L. Savage Management For For 1n Elect Director Rahael Seifu Management For For 1o Elect Director William R. Shepard Management For For 1p Elect Director Howard J. Siegel Management For For 1q Elect Director Dennis A. Suskind Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

CMS ENERGY CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL Ticker: CMS Security ID: 125896100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jon E. Barfield Management For For 1b Elect Director Deborah H. Butler Management For For 1c Elect Director Kurt L. Darrow Management For For 1d Elect Director William D. Harvey Management For For 1e Elect Director Garrick J. Rochow Management For For 1f Elect Director John G. Russell Management For For 1g Elect Director Suzanne F. Shank Management For For 1h Elect Director Myrna M. Soto Management For For 1i Elect Director John G. Sznewajs Management For For 1j Elect Director Ronald J. Tanski Management For For 1k Elect Director Laura H. Wright Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Report on Costs and Benefits of Environmental Related 4 Shareholder Against Against Expenditures

COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: CL Security ID: 194162103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director John P. Bilbrey Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1b Elect Director John T. Cahill Management For For 1c Elect Director Lisa M. Edwards Management For For 1d Elect Director C. Martin Harris Management For For 1e Elect Director Martina Hund-Mejean Management For For 1f Elect Director Kimberly A. Nelson Management For For 1g Elect Director Lorrie M. Norrington Management For For 1h Elect Director Michael B. Polk Management For For 1i Elect Director Stephen I. Sadove Management For Against 1j Elect Director Noel R. Wallace Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Require Independent Board Chair Shareholder Against For Reduce Ownership Threshold for Shareholders to Call Special 5 Shareholder Against For Meeting

COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL Ticker: CMCSA Security ID: 20030N101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Kenneth J. Bacon Management For For 1.2 Elect Director Madeline S. Bell Management For For 1.3 Elect Director Naomi M. Bergman Management For For 1.4 Elect Director Edward D. Breen Management For For 1.5 Elect Director Gerald L. Hassell Management For For 1.6 Elect Director Jeffrey A. Honickman Management For For 1.7 Elect Director Maritza G. Montiel Management For For 1.8 Elect Director Asuka Nakahara Management For For 1.9 Elect Director David C. Novak Management For For 1.10 Elect Director Brian L. Roberts Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For Report on Risks Posed by the Failing to Prevent Workplace 4 Shareholder Against For Sexual Harassment

COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL Ticker: CMCSA file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 20030N101 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Kenneth J. Bacon Management For Withhold 1.2 Elect Director Madeline S. Bell Management For For 1.3 Elect Director Naomi M. Bergman Management For For 1.4 Elect Director Edward D. Breen Management For Withhold 1.5 Elect Director Gerald L. Hassell Management For For 1.6 Elect Director Jeffrey A. Honickman Management For For 1.7 Elect Director Maritza G. Montiel Management For For 1.8 Elect Director Asuka Nakahara Management For For 1.9 Elect Director David C. Novak Management For For 1.10 Elect Director Brian L. Roberts Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For Report on Risks Posed by the Failing to Prevent Workplace 4 Shareholder Against For Sexual Harassment

COMPAGNIE FINANCIERE RICHEMONT SA Meeting Date: NOV 17, 2020 Record Date: Meeting Type: SPECIAL Ticker: CFR Security ID: H25662182 Management Vote Proposal No Proposal Proposed By Recommendation Cast Did Approve Creation of CHF 24.2 Million Pool of Conditional 1 Management For Not Capital to Cover Exercise of Warrants Vote Did 2 Transact Other Business (Voting) Management For Not Vote

CONAGRA BRANDS, INC. Meeting Date: SEP 23, 2020 Record Date: AUG 03, 2020 Meeting Type: ANNUAL Ticker: CAG Security ID: 205887102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Anil Arora Management For For 1b Elect Director Thomas "Tony" K. Brown Management For For 1c Elect Director Sean M. Connolly Management For For 1d Elect Director Joie A. Gregor Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1e Elect Director Rajive Johri Management For For 1f Elect Director Richard H. Lenny Management For For 1g Elect Director Melissa Lora Management For For 1h Elect Director Ruth Ann Marshall Management For For 1i Elect Director Craig P. Omtvedt Management For For 1j Elect Director Scott Ostfeld Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

CONCENTRIX CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: CNXC Security ID: 20602D101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Christopher Caldwell Management For For 1b Elect Director Teh-Chien Chou Management For For 1c Elect Director LaVerne H. Council Management For For 1d Elect Director Jennifer Deason Management For For 1e Elect Director Kathryn Hayley Management For For 1f Elect Director Kathryn Marinello Management For For 1g Elect Director Dennis Polk Management For For 1h Elect Director Ann Vezina Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year

CONOCOPHILLIPS Meeting Date: JAN 15, 2021 Record Date: DEC 11, 2020 Meeting Type: SPECIAL Ticker: COP Security ID: 20825C104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Issue Shares in Connection with Merger Management For For

CONOCOPHILLIPS Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: COP Security ID: 20825C104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Charles E. Bunch Management For For 1b Elect Director Caroline Maury Devine Management For For 1c Elect Director John V. Faraci Management For For 1d Elect Director Jody Freeman Management For For 1e Elect Director Gay Huey Evans Management For For 1f Elect Director Jeffrey A. Joerres Management For For 1g Elect Director Ryan M. Lance Management For For 1h Elect Director Timothy A. Leach Management For For 1i Elect Director William H. McRaven Management For For 1j Elect Director Sharmila Mulligan Management For For 1k Elect Director Eric D. Mullins Management For For 1l Elect Director Arjun N. Murti Management For For 1m Elect Director Robert A. Niblock Management For For 1n Elect Director David T. Seaton Management For For 1o Elect Director R.A. Walker Management For For 2 Ratify Ernst & Young LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Adopt Simple Majority Vote Shareholder For For 5 Emission Reduction Targets Shareholder Against For

CONOCOPHILLIPS Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: COP Security ID: 20825C104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Charles E. Bunch Management For For 1b Elect Director Caroline Maury Devine Management For For 1c Elect Director John V. Faraci Management For For 1d Elect Director Jody Freeman Management For For 1e Elect Director Gay Huey Evans Management For For 1f Elect Director Jeffrey A. Joerres Management For For 1g Elect Director Ryan M. Lance Management For For 1h Elect Director Timothy A. Leach Management For For 1i Elect Director William H. McRaven Management For For 1j Elect Director Sharmila Mulligan Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1k Elect Director Eric D. Mullins Management For For 1l Elect Director Arjun N. Murti Management For For 1m Elect Director Robert A. Niblock Management For For 1n Elect Director David T. Seaton Management For For 1o Elect Director R.A. Walker Management For For 2 Ratify Ernst & Young LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Adopt Simple Majority Vote Shareholder For For 5 Emission Reduction Targets Shareholder Against Against

CORTEVA, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL Ticker: CTVA Security ID: 22052L104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lamberto Andreotti Management For For 1b Elect Director James C. Collins, Jr. Management For For 1c Elect Director Klaus A. Engel Management For For 1d Elect Director David C. Everitt Management For For 1e Elect Director Janet P. Giesselman Management For For 1f Elect Director Karen H. Grimes Management For For 1g Elect Director Michael O. Johanns Management For For 1h Elect Director Rebecca B. Liebert Management For For 1i Elect Director Marcos M. Lutz Management For For 1j Elect Director Nayaki Nayyar Management For For 1k Elect Director Gregory R. Page Management For For 1l Elect Director Kerry J. Preete Management For For 1m Elect Director Patrick J. Ward Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

CORTEXYME, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: CRTX Security ID: 22053A107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Stephen S. Dominy Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.2 Elect Director David A. Lamond Management For For 2 Ratify BDO USA, LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year

COSTCO WHOLESALE CORPORATION Meeting Date: JAN 21, 2021 Record Date: NOV 12, 2020 Meeting Type: ANNUAL Ticker: COST Security ID: 22160K105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Susan L. Decker Management For For 1.2 Elect Director Kenneth D. Denman Management For For 1.3 Elect Director Richard A. Galanti Management For For 1.4 Elect Director W. Craig Jelinek Management For For 1.5 Elect Director Sally Jewell Management For For 1.6 Elect Director Charles T. Munger Management For For 1.7 Elect Director Jeffrey S. Raikes Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

CREE, INC. Meeting Date: OCT 26, 2020 Record Date: AUG 28, 2020 Meeting Type: ANNUAL Ticker: CREE Security ID: 225447101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Glenda M. Dorchak Management For For 1.2 Elect Director John C. Hodge Management For For 1.3 Elect Director Clyde R. Hosein Management For For 1.4 Elect Director Darren R. Jackson Management For For 1.5 Elect Director Duy-Loan T. Le Management For For 1.6 Elect Director Gregg A. Lowe Management For For 1.7 Elect Director John B. Replogle Management For For 1.8 Elect Director Thomas H. Werner Management For For 1.9 Elect Director Anne C. Whitaker Management For For 2 Approve Qualified Employee Stock Purchase Plan Management For For 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 4 Management For For Compensation

CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 21, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: CCI Security ID: 22822V101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director P. Robert Bartolo Management For For 1b Elect Director Jay A. Brown Management For For 1c Elect Director Cindy Christy Management For For 1d Elect Director Ari Q. Fitzgerald Management For For 1e Elect Director Andrea J. Goldsmith Management For For 1f Elect Director Lee W. Hogan Management For For 1g Elect Director Tammy K. Jones Management For For 1h Elect Director J. Landis Martin Management For For 1i Elect Director Anthony J. Melone Management For For 1j Elect Director W. Benjamin Moreland Management For For 1k Elect Director Kevin A. Stephens Management For For 1l Elect Director Matthew Thornton, III Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year

CSX CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: CSX Security ID: 126408103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Donna M. Alvarado Management For For 1b Elect Director Thomas P. Bostick Management For For 1c Elect Director James M. Foote Management For For 1d Elect Director Steven T. Halverson Management For For 1e Elect Director Paul C. Hilal Management For For 1f Elect Director David M. Moffett Management For For 1g Elect Director Linda H. Riefler Management For For 1h Elect Director Suzanne M. Vautrinot Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1i Elect Director James L. Wainscott Management For For 1j Elect Director J. Steven Whisler Management For For 1k Elect Director John J. Zillmer Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

DAIICHI SANKYO CO., LTD. Meeting Date: JUN 21, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: 4568 Security ID: J11257102 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Allocation of Income, with a Final Dividend of JPY 1 Management For For 13.5 2.1 Elect Director Manabe, Sunao Management For For 2.2 Elect Director Kimura, Satoru Management For For 2.3 Elect Director Otsuki, Masahiko Management For For 2.4 Elect Director Hirashima, Shoji Management For For 2.5 Elect Director Uji, Noritaka Management For For 2.6 Elect Director Fukui, Tsuguya Management For For 2.7 Elect Director Kama, Kazuaki Management For For 2.8 Elect Director Nohara, Sawako Management For For 2.9 Elect Director Okuzawa, Hiroyuki Management For For 3 Appoint Statutory Auditor Watanabe, Masako Management For For 4 Approve Annual Bonus Management For For Approve Fixed Cash Compensation Ceiling for Directors, 5 Management For For Annual Bonus Ceiling, and Restricted Stock Plan 6 Approve Compensation Ceiling for Statutory Auditors Management For For 7 Approve Trust-Type Equity Compensation Plan Management For For

DANAHER CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: DHR Security ID: 235851102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Rainer M. Blair Management For For 1b Elect Director Linda Hefner Filler Management For For 1c Elect Director Teri List Management For For 1d Elect Director Walter G. Lohr, Jr. Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1e Elect Director Jessica L. Mega Management For For 1f Elect Director Mitchell P. Rales Management For For 1g Elect Director Steven M. Rales Management For For 1h Elect Director Pardis C. Sabeti Management For For 1i Elect Director John T. Schwieters Management For For 1j Elect Director Alan G. Spoon Management For For 1k Elect Director Raymond C. Stevens Management For For 1l Elect Director Elias A. Zerhouni Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Reduce Ownership Threshold for Shareholders to Call Special 4 Shareholder Against For Meeting

DARDEN RESTAURANTS, INC. Meeting Date: SEP 23, 2020 Record Date: JUL 29, 2020 Meeting Type: ANNUAL Ticker: DRI Security ID: 237194105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Margaret Shan Atkins Management For For 1.2 Elect Director James P. Fogarty Management For For 1.3 Elect Director Cynthia T. Jamison Management For For 1.4 Elect Director Eugene I. Lee, Jr. Management For For 1.5 Elect Director Nana Mensah Management For For 1.6 Elect Director William S. Simon Management For For 1.7 Elect Director Charles M. Sonsteby Management For For 1.8 Elect Director Timothy J. Wilmott Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

DEERE & COMPANY Meeting Date: FEB 24, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL Ticker: DE Security ID: 244199105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Tamra A. Erwin Management For For 1b Elect Director Alan C. Heuberger Management For For 1c Elect Director Charles O. Holliday, Jr. Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1d Elect Director Dipak C. Jain Management For For 1e Elect Director Michael O. Johanns Management For For 1f Elect Director Clayton M. Jones Management For For 1g Elect Director John C. May Management For For 1h Elect Director Gregory R. Page Management For For 1i Elect Director Sherry M. Smith Management For For 1j Elect Director Dmitri L. Stockton Management For For 1k Elect Director Sheila G. Talton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For

DELL TECHNOLOGIES INC. Meeting Date: JUN 22, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL Ticker: DELL Security ID: 24703L202 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Michael S. Dell Management For For 1.2 Elect Director David W. Dorman Management For For 1.3 Elect Director Egon Durban Management For For 1.4 Elect Director William D. Green Management For For 1.5 Elect Director Simon Patterson Management For For 1.6 Elect Director Lynn M. Vojvodich Management For For 1.7 Elect Director Ellen J. Kullman Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

DIGITAL REALTY TRUST, INC. Meeting Date: JUN 03, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: DLR Security ID: 253868103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Laurence A. Chapman Management For For 1b Elect Director Alexis Black Bjorlin Management For For 1c Elect Director VeraLinn "Dash" Jamieson Management For For 1d Elect Director Kevin J. Kennedy Management For For 1e Elect Director William G. LaPerch Management For For 1f Elect Director Jean F.H.P. Mandeville Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1g Elect Director Afshin Mohebbi Management For For 1h Elect Director Mark R. Patterson Management For For 1i Elect Director Mary Hogan Preusse Management For For 1j Elect Director Dennis E. Singleton Management For For 1k Elect Director A. William Stein Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

DISCOVER FINANCIAL SERVICES Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: DFS Security ID: 254709108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Jeffrey S. Aronin Management For For 1.2 Elect Director Mary K. Bush Management For For 1.3 Elect Director Gregory C. Case Management For For 1.4 Elect Director Candace H. Duncan Management For For 1.5 Elect Director Joseph F. Eazor Management For For 1.6 Elect Director Cynthia A. Glassman Management For For 1.7 Elect Director Roger C. Hochschild Management For For 1.8 Elect Director Thomas G. Maheras Management For For 1.9 Elect Director Michael H. Moskow Management For For 1.10 Elect Director David L. Rawlinson, II Management For For 1.11 Elect Director Mark A. Thierer Management For For 1.12 Elect Director Jennifer L. Wong Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For

DOLBY LABORATORIES, INC. Meeting Date: FEB 02, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL Ticker: DLB Security ID: 25659T107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Kevin Yeaman Management For For 1.2 Elect Director Peter Gotcher Management For For 1.3 Elect Director Micheline Chau Management For For 1.4 Elect Director David Dolby Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.5 Elect Director Simon Segars Management For For 1.6 Elect Director Roger Siboni Management For For 1.7 Elect Director Anjali Sud Management For For 1.8 Elect Director Avadis Tevanian, Jr. Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

DOLLAR GENERAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: DG Security ID: 256677105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Warren F. Bryant Management For For 1b Elect Director Michael M. Calbert Management For For 1c Elect Director Patricia D. Fili-Krushel Management For For 1d Elect Director Timothy I. McGuire Management For For 1e Elect Director William C. Rhodes, III Management For For 1f Elect Director Debra A. Sandler Management For For 1g Elect Director Ralph E. Santana Management For For 1h Elect Director Todd J. Vasos Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Approve Omnibus Stock Plan Management For For Provide Right to Call Special Meeting of the total of 25% of 5 Management For For Outstanding Common Stock Provide Right to Call A Special Meeting of the total of 10% of 6 Shareholder Against For Outstanding Common Stock

DOLLAR GENERAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: DG Security ID: 256677105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Warren F. Bryant Management For For 1b Elect Director Michael M. Calbert Management For For 1c Elect Director Patricia D. Fili-Krushel Management For For 1d Elect Director Timothy I. McGuire Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1e Elect Director William C. Rhodes, III Management For For 1f Elect Director Debra A. Sandler Management For For 1g Elect Director Ralph E. Santana Management For For 1h Elect Director Todd J. Vasos Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Approve Omnibus Stock Plan Management For Against Provide Right to Call Special Meeting of the total of 25% of 5 Management For For Outstanding Common Stock Provide Right to Call A Special Meeting of the total of 10% of 6 Shareholder Against For Outstanding Common Stock

DOMINO'S PIZZA, INC. Meeting Date: APR 27, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL Ticker: DPZ Security ID: 25754A201 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director David A. Brandon Management For For 1.2 Elect Director Richard E. Allison, Jr. Management For For 1.3 Elect Director C. Andrew Ballard Management For For 1.4 Elect Director Andrew B. Balson Management For For 1.5 Elect Director Corie S. Barry Management For For 1.6 Elect Director Diana F. Cantor Management For For 1.7 Elect Director Richard L. Federico Management For For 1.8 Elect Director James A. Goldman Management For For 1.9 Elect Director Patricia E. Lopez Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

DOW INC. Meeting Date: APR 15, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: DOW Security ID: 260557103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Samuel R. Allen Management For For 1b Elect Director Gaurdie Banister, Jr. Management For For 1c Elect Director Wesley G. Bush Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1d Elect Director Richard K. Davis Management For For 1e Elect Director Debra L. Dial Management For For 1f Elect Director Jeff M. Fettig Management For For 1g Elect Director Jim Fitterling Management For For 1h Elect Director Jacqueline C. Hinman Management For For 1i Elect Director Luis A. Moreno Management For For 1j Elect Director Jill S. Wyant Management For For 1k Elect Director Daniel W. Yohannes Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Approve Qualified Employee Stock Purchase Plan Management For For 5 Ratify Deloitte & Touche LLP as Auditors Management For For 6 Provide Right to Act by Written Consent Shareholder Against Against

DSV PANALPINA A/S Meeting Date: MAR 15, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: DSV Security ID: K3186P102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Report of Board Management None None 2 Accept Financial Statements and Statutory Reports Management For For 3 Approve Remuneration Report Management For For 4 Approve Remuneration of Directors Management For For Approve Allocation of Income and Dividends of DKK 4.00 Per 5 Management For For Share 6.1 Reelect Thomas Plenborg as Director Management For For 6.2 Reelect Annette Sadolin as Director Management For For 6.3 Reelect Birgit Norgaard as Director Management For For 6.4 Reelect Jorgen Moller as Director Management For For 6.5 Reelect Malou Aamund as Director Management For For 6.6 Reelect Beat Walti as Director Management For For 6.7 Reelect Niels Smedegaard as Director Management For For 7 Ratify PricewaterhouseCoopers as Auditors Management For For Approve DKK 6 Million Reduction in Share Capital via Share 8.1 Management For For Cancellation 8.2 Authorize Share Repurchase Program Management For For Allow Shareholder Meetings to be Held by Electronic Means 8.3 Management For For Only Approve Guidelines for Incentive-Based Compensation for 8.4 Management For For Executive Management and Board file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 8.5 Reporting on Climate-Related Financial Risks and Opportunities Shareholder For For 9 Other Business Management None None

DTE ENERGY COMPANY Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: DTE Security ID: 233331107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Gerard M. Anderson Management For For 1.2 Elect Director David A. Brandon Management For For 1.3 Elect Director Charles G. McClure, Jr. Management For For 1.4 Elect Director Gail J. McGovern Management For For 1.5 Elect Director Mark A. Murray Management For For 1.6 Elect Director Gerardo Norcia Management For For 1.7 Elect Director Ruth G. Shaw Management For For 1.8 Elect Director Robert C. Skaggs, Jr. Management For For 1.9 Elect Director David A. Thomas Management For For 1.10 Elect Director Gary H. Torgow Management For For 1.11 Elect Director James H. Vandenberghe Management For For 1.12 Elect Director Valerie M. Williams Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For 5 Report on Political Contributions Shareholder Against Against Report on Costs and Benefits of Environmental Related 6 Shareholder Against Against Expenditures

DUKE ENERGY CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: DUK Security ID: 26441C204 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Michael G. Browning Management For For 1.2 Elect Director Annette K. Clayton Management For For 1.3 Elect Director Theodore F. Craver, Jr. Management For For 1.4 Elect Director Robert M. Davis Management For For 1.5 Elect Director Caroline Dorsa Management For For 1.6 Elect Director W. Roy Dunbar Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.7 Elect Director Nicholas C. Fanandakis Management For For 1.8 Elect Director Lynn J. Good Management For For 1.9 Elect Director John T. Herron Management For For 1.10 Elect Director E. Marie McKee Management For For 1.11 Elect Director Michael J. Pacilio Management For For 1.12 Elect Director Thomas E. Skains Management For For 1.13 Elect Director William E. Webster, Jr. Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Eliminate Supermajority Vote Requirement Management For For 5 Require Independent Board Chair Shareholder Against For 6 Report on Political Contributions and Expenditures Shareholder Against For

DUN & BRADSTREET HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: DNB Security ID: 26484T106 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Anthony M. Jabbour Management For For 1.2 Elect Director Douglas K. Ammerman Management For Withhold 1.3 Elect Director Keith J. Jackson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation One 3 Advisory Vote on Say on Pay Frequency Management One Year Year 4 Ratify KPMG LLP as Auditors Management For For

EASTMAN CHEMICAL COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: EMN Security ID: 277432100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Humberto P. Alfonso Management For For 1.2 Elect Director Vanessa L. Allen Sutherland Management For For 1.3 Elect Director Brett D. Begemann Management For For 1.4 Elect Director Mark J. Costa Management For For 1.5 Elect Director Edward L. Doheny, II Management For For 1.6 Elect Director Julie F. Holder Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.7 Elect Director Renee J. Hornbaker Management For For 1.8 Elect Director Kim Ann Mink Management For For 1.9 Elect Director James J. O'Brien Management For For 1.10 Elect Director David W. Raisbeck Management For For 1.11 Elect Director Charles K. Stevens, III Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Approve Omnibus Stock Plan Management For For 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 5 Provide Right to Act by Written Consent Shareholder Against For

EDENRED SA Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: EDEN Security ID: F3192L109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Allocation of Income and Dividends of EUR 0.75 per 3 Management For For Share 4 Approve Stock Dividend Program Management For For 5 Reelect Sylvia Coutinho as Director Management For For 6 Reelect Francoise Gri as Director Management For For 7 Elect Angeles Garcia-Poveda as Director Management For For 8 Elect Monica Mondardini as Director Management For For 9 Elect Philippe Vallee as Director Management For For 10 Approve Remuneration Policy of Chairman and CEO Management For For 11 Approve Remuneration Policy of Directors Management For For Approve Remuneration of Directors in the Aggregate Amount of 12 Management For For EUR 800,000 13 Approve Compensation Report of Corporate Officers Management For For Approve Compensation of Bertrand Dumazy, Chairman and 14 Management For For CEO Approve Auditors' Special Report on Related-Party Transactions 15 Management For For Mentioning the Absence of New Transactions Authorize Repurchase of Up to 10 Percent of Issued Share 16 Management For For Capital Authorize up to 1.5 Percent of Issued Capital for Use in 17 Restricted Stock Plans Under Performance Conditions Reserved Management For For for Employees, Corporate Officers and International Subsidiaries Approve Change of Corporate Form to Societe Europeenne (SE) file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 18 Management For For and Amend Bylaws Accordingly Change Company Name to SE Edenred and Amend Article of 19 Management For For Bylaws Accordingly 20 Authorize Filing of Required Documents/Other Formalities Management For For

EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL Ticker: EW Security ID: 28176E108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Kieran T. Gallahue Management For Against 1.2 Elect Director Leslie S. Heisz Management For For 1.3 Elect Director Paul A. LaViolette Management For For 1.4 Elect Director Steven R. Loranger Management For For 1.5 Elect Director Martha H. Marsh Management For For 1.6 Elect Director Michael A. Mussallem Management For For 1.7 Elect Director Ramona Sequeira Management For For 1.8 Elect Director Nicholas J. Valeriani Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Amend Nonqualified Employee Stock Purchase Plan Management For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 6 Provide Right to Act by Written Consent Shareholder Against For Adopt a Policy to Include Non-Management Employees as 7 Shareholder Against Against Prospective Director Candidates

ELI LILLY AND COMPANY Meeting Date: MAY 03, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: LLY Security ID: 532457108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Katherine Baicker Management For For 1b Elect Director J. Erik Fyrwald Management For For 1c Elect Director Jamere Jackson Management For For 1d Elect Director Gabrielle Sulzberger Management For For 1e Elect Director Jackson P. Tai Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Declassify the Board of Directors Management For For 5 Eliminate Supermajority Vote Requirement Management For For 6 Report on Lobbying Payments and Policy Shareholder Against For 7 Require Independent Board Chair Shareholder Against For 8 Adopt Policy on Bonus Banking Shareholder Against For Clawback Disclosure of Recoupment Activity from Senior 9 Shareholder Against For Officers

ELI LILLY AND COMPANY Meeting Date: MAY 03, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: LLY Security ID: 532457108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Katherine Baicker Management For For 1b Elect Director J. Erik Fyrwald Management For For 1c Elect Director Jamere Jackson Management For For 1d Elect Director Gabrielle Sulzberger Management For For 1e Elect Director Jackson P. Tai Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Declassify the Board of Directors Management For For 5 Eliminate Supermajority Vote Requirement Management For For 6 Report on Lobbying Payments and Policy Shareholder Against Against 7 Require Independent Board Chair Shareholder Against For 8 Adopt Policy on Bonus Banking Shareholder Against Against Clawback Disclosure of Recoupment Activity from Senior 9 Shareholder Against For Officers

EMERSON ELECTRIC CO. Meeting Date: FEB 02, 2021 Record Date: NOV 24, 2020 Meeting Type: ANNUAL Ticker: EMR Security ID: 291011104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Mark A. Blinn Management For For 1.2 Elect Director Arthur F. Golden Management For For 1.3 Elect Director Candace Kendle Management For For 1.4 Elect Director James S. Turley Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

ENEL SPA Meeting Date: MAY 20, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL Ticker: ENEL Security ID: T3679P115 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Allocation of Income Management For For Authorize Share Repurchase Program and Reissuance of 3 Management For For Repurchased Shares 4 Approve Long-Term Incentive Plan Management For For 5.1 Approve Remuneration Policy Management For For 5.2 Approve Second Section of the Remuneration Report Management For For Deliberations on Possible Legal Action Against Directors if A Management None Against Presented by Shareholders

ENI SPA Meeting Date: MAY 12, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL Ticker: ENI Security ID: T3643A145 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Allocation of Income Management For For Authorize Use of Available Reserves for Interim Dividend 3 Management For For Distribution 4 Appoint Marcella Caradonna as Internal Statutory Auditor Shareholder None Against Appoint Roberto Maglio as Alternate Internal Statutory 5 Shareholder None Against Auditor 6 Authorize Share Repurchase Program Management For For 7 Approve Second Section of the Remuneration Report Management For For Deliberations on Possible Legal Action Against Directors if A Management None Against Presented by Shareholders

ENTAIN PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL Ticker: ENT

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: G3167C109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Ratify KPMG LLP as Auditors Management For For 4 Authorise Board to Fix Remuneration of Auditors Management For For 5 Elect David Satz as Director Management For For 6 Elect Robert Hoskin as Director Management For For 7 Elect Stella David as Director Management For For 8 Elect Vicky Jarman as Director Management For For 9 Elect Mark Gregory as Director Management For For 10 Re-elect Rob Wood as Director Management For For 11 Re-elect Jette Nygaard-Andersen as Director Management For For 12 Re-elect Barry Gibson as Director Management For For 13 Re-elect Peter Isola as Director Management For For 14 Re-elect Pierre Bouchut as Director Management For For 15 Re-elect Virginia McDowell as Director Management For For Approve Increase in Aggregate Fees Payable to Non-executive 16 Management For For Directors 17 Approve Increase in Size of Board Management For For 18 Authorise Issue of Equity Management For Against 19 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 20 Management For For Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Shares Management For For

EOG RESOURCES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL Ticker: EOG Security ID: 26875P101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Janet F. Clark Management For For 1b Elect Director Charles R. Crisp Management For For 1c Elect Director Robert P. Daniels Management For For 1d Elect Director James C. Day Management For For 1e Elect Director C. Christopher Gaut Management For For 1f Elect Director Michael T. Kerr Management For For 1g Elect Director Julie J. Robertson Management For For 1h Elect Director Donald F. Textor Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1i Elect Director William R. Thomas Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For 3 Approve Omnibus Stock Plan Management For For Advisory Vote to Ratify Named Executive Officers' 4 Management For For Compensation

EPAM SYSTEMS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL Ticker: EPAM Security ID: 29414B104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Arkadiy Dobkin Management For For 1.2 Elect Director Robert E. Segert Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation One 4 Advisory Vote on Say on Pay Frequency Management One Year Year 5 Approve Qualified Employee Stock Purchase Plan Management For For

EQUIFAX INC. Meeting Date: MAY 06, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL Ticker: EFX Security ID: 294429105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Mark W. Begor Management For For 1b Elect Director Mark L. Feidler Management For For 1c Elect Director G. Thomas Hough Management For For 1d Elect Director Robert D. Marcus Management For For 1e Elect Director Scott A. McGregor Management For For 1f Elect Director John A. McKinley Management For For 1g Elect Director Robert W. Selander Management For For 1h Elect Director Melissa D. Smith Management For For 1i Elect Director Audrey Boone Tillman Management For For 1j Elect Director Heather H. Wilson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

EQUINIX, INC. file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: EQIX Security ID: 29444U700 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Thomas Bartlett Management For For 1.2 Elect Director Nanci Caldwell Management For For 1.3 Elect Director Adaire Fox-Martin Management For For 1.4 Elect Director Gary Hromadko Management For For 1.5 Elect Director Irving Lyons, III Management For For 1.6 Elect Director Charles Meyers Management For For 1.7 Elect Director Christopher Paisley Management For For 1.8 Elect Director Sandra Rivera Management For For 1.9 Elect Director Peter Van Camp Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Reduce Ownership Threshold for Shareholders to Request 4 Shareholder Against For Action by Written Consent

EQUITRANS MIDSTREAM CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL Ticker: ETRN Security ID: 294600101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Vicky A. Bailey Management For For 1b Elect Director Sarah M. Barpoulis Management For For 1c Elect Director Kenneth M. Burke Management For For 1d Elect Director Patricia K. Collawn Management For For 1e Elect Director Margaret K. Dorman Management For For 1f Elect Director Thomas F. Karam Management For For 1g Elect Director D. Mark Leland Management For For 1h Elect Director Norman J. Szydlowski Management For For 1i Elect Director Robert F. Vagt Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation Eliminate Supermajority Vote Requirement to Amend Articles 3 and Bylaws and Remove Directors Outside of the Annual Management For For Process 4 Ratify Ernst & Young LLP as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

EVOLUTION GAMING GROUP AB Meeting Date: SEP 24, 2020 Record Date: SEP 16, 2020 Meeting Type: SPECIAL Ticker: EVO Security ID: W3287P115 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None 2 Elect Chairman of Meeting Management For For 3 Prepare and Approve List of Shareholders Management For For 4 Approve Agenda of Meeting Management For For 5 Designate Inspector(s) of Minutes of Meeting Management For For 6 Acknowledge Proper Convening of Meeting Management For For Approve Issuance of Shares for a Private Placement for NetEnt 7 Management For For AB (publ) 8 Close Meeting Management None None

EVOLUTION GAMING GROUP AB Meeting Date: JAN 28, 2021 Record Date: JAN 20, 2021 Meeting Type: SPECIAL Ticker: EVO Security ID: W3287P115 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None 2 Elect Chairman of Meeting Management For For 3 Prepare and Approve List of Shareholders Management For For 4 Approve Agenda of Meeting Management For For 5 Designate Inspector(s) of Minutes of Meeting Management For For 6 Acknowledge Proper Convening of Meeting Management For For Approve Stock Option Plan for Key Employees; Approve 7 Creation of EUR 15,000 Pool of Capital to Guarantee Management For For Conversion Rights 8 Close Meeting Management None None

EVOLUTION GAMING GROUP AB Meeting Date: APR 16, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: EVO Security ID: W3287P115 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Elect Chairman of Meeting Management For For 3 Designate Inspector(s) of Minutes of Meeting Management For For 4 Prepare and Approve List of Shareholders Management For For 5 Approve Agenda of Meeting Management For For 6 Acknowledge Proper Convening of Meeting Management For For 7a Accept Financial Statements and Statutory Reports Management For For Approve Allocation of Income and Dividends of EUR 0.68 Per 7b Management For For Share 7c1 Approve Discharge of Jens von Bahr Management For For 7c2 Approve Discharge of Joel Citron Management For For 7c3 Approve Discharge of Jonas Engwall Management For For 7c4 Approve Discharge of Cecilia Lager Management For For 7c5 Approve Discharge of Ian Livingstone Management For For 7c6 Approve Discharge of Fredrik Osterberg Management For For 7c7 Approve Discharge of Martin Carlesund Management For For Determine Number of Members (5) and Deputy Members (0) 8 Management For For of Board Approve Remuneration of Directors in the Aggregate Amount 9 Management For For of EUR 120,000 10a1 Reelect Jens von Bahr as Director Management For For 10a2 Reelect Joel Citron as Director Management For For 10a3 Reelect Jonas Engwall as Director Management For For 10a4 Reelect Ian Livingstone as Director Management For For 10a5 Reelect Fredrik Osterberg as Director Management For For 10b Elect Jens von Bahr as Board Chairman Management For For 11 Approve Remuneration of Auditors Management For For 12 Ratify PricewaterhouseCoopers as Auditors Management For For 13 Approve Nomination Committee Procedures Management For For 14 Approve Remuneration Report Management For For 15 Change Company Name to Evolution AB Management For For 16a Authorize Share Repurchase Program Management For For 16b Authorize Reissuance of Repurchased Shares Management For Against Approve Issuance of up to 10 Percent of Issued Shares without 17 Management For Against Preemptive Rights Authorize the Board to Repurchase Warrants from Participants 18 Management For For in Warrants Plan 2018 19 Close Meeting Management None None

EXELON CORPORATION Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: EXC

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 30161N101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Anthony Anderson Management For For 1b Elect Director Ann Berzin Management For For 1c Elect Director Laurie Brlas Management For For 1d Elect Director Marjorie Rodgers Cheshire Management For For 1e Elect Director Christopher Crane Management For For 1f Elect Director Yves de Balmann Management For For 1g Elect Director Linda Jojo Management For For 1h Elect Director Paul Joskow Management For For 1i Elect Director Robert Lawless Management For For 1j Elect Director John Richardson Management For For 1k Elect Director Mayo Shattuck, III Management For Against 1l Elect Director John Young Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Report on Child Labor Audit Shareholder Against Against

EXPERIAN PLC Meeting Date: JUL 22, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL Ticker: EXPN Security ID: G32655105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Approve Remuneration Policy Management For For 4 Re-elect Dr Ruba Borno as Director Management For For 5 Re-elect Brian Cassin as Director Management For For 6 Re-elect Caroline Donahue as Director Management For For 7 Re-elect Luiz Fleury as Director Management For For 8 Re-elect Deirdre Mahlan as Director Management For For 9 Re-elect Lloyd Pitchford as Director Management For For 10 Re-elect Mike Rogers as Director Management For For 11 Re-elect George Rose as Director Management For For 12 Re-elect Kerry Williams as Director Management For For 13 Reappoint KPMG LLP as Auditors Management For For 14 Authorise Board to Fix Remuneration of Auditors Management For For 15 Authorise Issue of Equity Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 16 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 17 Management For For Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary Shares Management For For

EXXON MOBIL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: PROXY CONTEST Ticker: XOM Security ID: 30231G102 Management Vote Proposal No Proposal Proposed By Recommendation Cast Management Proxy (Blue Proxy Card) Did 1.1 Elect Director Michael J. Angelakis Management For Not Vote Did 1.2 Elect Director Susan K. Avery Management For Not Vote Did 1.3 Elect Director Angela F. Braly Management For Not Vote Did 1.4 Elect Director Ursula M. Burns Management For Not Vote Did 1.5 Elect Director Kenneth C. Frazier Management For Not Vote Did 1.6 Elect Director Joseph L. Hooley Management For Not Vote Did 1.7 Elect Director Steven A. Kandarian Management For Not Vote Did 1.8 Elect Director Douglas R. Oberhelman Management For Not Vote Did 1.9 Elect Director Samuel J. Palmisano Management For Not Vote Did 1.10 Elect Director Jeffrey W. Ubben Management For Not Vote Did 1.11 Elect Director Darren W. Woods Management For Not Vote Did

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.12 Elect Director Wan Zulkiflee Management For Not Vote Did 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Not Vote Did Advisory Vote to Ratify Named Executive Officers' 3 Management For Not Compensation Vote Did 4 Require Independent Board Chair Shareholder Against Not Vote Did Reduce Ownership Threshold for Shareholders to Call Special 5 Shareholder Against Not Meeting Vote Did Issue Audited Report on Financial Impacts of IEA's Net Zero 6 Shareholder Against Not 2050 Scenario Vote Did Report on Costs and Benefits of Environmental-Related 7 Shareholder Against Not Expenditures Vote Did 8 Report on Political Contributions Shareholder Against Not Vote Did 9 Report on Lobbying Payments and Policy Shareholder Against Not Vote Did Report on Corporate Climate Lobbying Aligned with Paris 10 Shareholder Against Not Agreement Vote Dissident Vote Proposal No Proposal Proposed By Recommendation Cast Dissident Proxy (White Proxy Card) 1.1 Elect Director Gregory J. Goff Shareholder For For 1.2 Elect Director Kaisa Hietala Shareholder For For 1.3 Elect Director Alexander A. Karsner Shareholder For For 1.4 Elect Director Anders Runevad Shareholder For For 1.5 Management Nominee Michael J. Angelakis Shareholder For For 1.6 Management Nominee Susan K. Avery Shareholder For For 1.7 Management Nominee Angela F. Braly Shareholder For For 1.8 Management Nominee Ursula M. Burns Shareholder For For 1.9 Management Nominee Kenneth C. Frazier Shareholder For For 1.10 Management Nominee Joseph L. Hooley Shareholder For For 1.11 Management Nominee Jeffrey W. Ubben Shareholder For For 1.12 Management Nominee Darren W. Woods Shareholder For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Management Against For Compensation 4 Require Independent Board Chair Shareholder None For Reduce Ownership Threshold for Shareholders to Call Special 5 Shareholder None For Meeting Issue Audited Report on Financial Impacts of IEA's Net Zero 6 Shareholder None For 2050 Scenario Report on Costs and Benefits of Environmental-Related 7 Shareholder None Against Expenditures 8 Report on Political Contributions Shareholder None For 9 Report on Lobbying Payments and Policy Shareholder None For Report on Corporate Climate Lobbying Aligned with Paris 10 Shareholder None For Agreement

FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: FB Security ID: 30303M102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Peggy Alford Management For For 1.2 Elect Director Marc L. Andreessen Management For For 1.3 Elect Director Andrew W. Houston Management For For 1.4 Elect Director Nancy Killefer Management For For 1.5 Elect Director Robert M. Kimmitt Management For For 1.6 Elect Director Sheryl K. Sandberg Management For For 1.7 Elect Director Peter A. Thiel Management For For 1.8 Elect Director Tracey T. Travis Management For For 1.9 Elect Director Mark Zuckerberg Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For 3 Amend Non-Employee Director Compensation Policy Management For Against Approve Recapitalization Plan for all Stock to Have One-vote 4 Shareholder Against For per Share 5 Require Independent Board Chair Shareholder Against For 6 Report on Online Child Sexual Exploitation Shareholder Against For Require Independent Director Nominee with Human and/or 7 Shareholder Against Against Civil Rights Experience 8 Report on Platform Misuse Shareholder Against For Amend Certificate of Incorporation to Become a Public 9 Shareholder Against Against Benefit Corporation

FEDEX CORPORATION Meeting Date: SEP 21, 2020 Record Date: JUL 27, 2020 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: FDX Security ID: 31428X106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Marvin R. Ellison Management For For 1b Elect Director Susan Patricia Griffith Management For For 1c Elect Director John C. (Chris) Inglis Management For For 1d Elect Director Kimberly A. Jabal Management For For 1e Elect Director Shirley Ann Jackson Management For For 1f Elect Director R. Brad Martin Management For For 1g Elect Director Joshua Cooper Ramo Management For For 1h Elect Director Susan C. Schwab Management For For 1i Elect Director Frederick W. Smith Management For For 1j Elect Director David P. Steiner Management For For 1k Elect Director Rajesh Subramaniam Management For For 1l Elect Director Paul S. Walsh Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst &Young LLP as Auditors Management For For 4 Report on Lobbying Payments and Policy Shareholder Against Against 5 Report on Political Contributions Disclosure Shareholder Against Against 6 Report on Employee Representation on the Board of Directors Shareholder Against Against 7 Provide Right to Act by Written Consent Shareholder Against For Report on Integrating ESG Metrics Into Executive 8 Shareholder Against Against Compensation Program

FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: FIS Security ID: 31620M106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ellen R. Alemany Management For For 1b Elect Director Jeffrey A. Goldstein Management For For 1c Elect Director Lisa A. Hook Management For Against 1d Elect Director Keith W. Hughes Management For For 1e Elect Director Gary L. Lauer Management For For 1f Elect Director Gary A. Norcross Management For For 1g Elect Director Louise M. Parent Management For For 1h Elect Director Brian T. Shea Management For For 1i Elect Director James B. Stallings, Jr. Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1j Elect Director Jeffrey E. Stiefler Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: FIS Security ID: 31620M106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ellen R. Alemany Management For For 1b Elect Director Jeffrey A. Goldstein Management For For 1c Elect Director Lisa A. Hook Management For For 1d Elect Director Keith W. Hughes Management For For 1e Elect Director Gary L. Lauer Management For For 1f Elect Director Gary A. Norcross Management For For 1g Elect Director Louise M. Parent Management For For 1h Elect Director Brian T. Shea Management For For 1i Elect Director James B. Stallings, Jr. Management For For 1j Elect Director Jeffrey E. Stiefler Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

FIRST QUANTUM MINERALS LTD. Meeting Date: MAY 06, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: FM Security ID: 335934105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Fix Number of Directors at Nine Management For For 2.1 Elect Director Philip K.R. Pascall Management For For 2.2 Elect Director G. Clive Newall Management For For 2.3 Elect Director Kathleen A. Hogenson Management For For 2.4 Elect Director Peter St. George Management For For 2.5 Elect Director Andrew B. Adams Management For For 2.6 Elect Director Robert J. Harding Management For For 2.7 Elect Director Simon J. Scott Management For For 2.8 Elect Director Joanne K. Warner Management For For 2.9 Elect Director Charles Kevin McArthur Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve PricewaterhouseCoopers LLP as Auditors and 3 Management For For Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive Compensation Approach Management For For

FIRST REPUBLIC BANK Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: FRC Security ID: 33616C100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director James H. Herbert, II Management For For 1b Elect Director Katherine August-deWilde Management For For 1c Elect Director Hafize Gaye Erkan Management For For 1d Elect Director Frank J. Fahrenkopf, Jr. Management For For 1e Elect Director Boris Groysberg Management For For 1f Elect Director Sandra R. Hernandez Management For For 1g Elect Director Pamela J. Joyner Management For For 1h Elect Director Reynold Levy Management For For 1i Elect Director Duncan L. Niederauer Management For For 1j Elect Director George G.C. Parker Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

FIVE BELOW, INC. Meeting Date: JUN 15, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: FIVE Security ID: 33829M101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Dinesh S. Lathi Management For For 1b Elect Director Richard L. Markee Management For For 1c Elect Director Thomas G. Vellios Management For For 1d Elect Director Zuhairah S. Washington Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

FLEETCOR TECHNOLOGIES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: FLT Security ID: 339041105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Steven T. Stull Management For For 1b Elect Director Michael Buckman Management For For 1c Elect Director Thomas M. Hagerty Management For Against 1d Elect Director Mark A. Johnson Management For For 1e Elect Director Archie L. Jones, Jr. Management For For 1f Elect Director Hala G. Moddelmog Management For For 1g Elect Director Jeffrey S. Sloan Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Provide Right to Act by Written Consent Shareholder Against For

FLOOR & DECOR HOLDINGS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL Ticker: FND Security ID: 339750101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Norman H. Axelrod Management For For 1b Elect Director Ryan Marshall Management For For 1c Elect Director Richard L. Sullivan Management For For 1d Elect Director Felicia D. Thornton Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Declassify the Board of Directors Management For For 5 Eliminate Supermajority Vote Requirements Management For For

FLUTTER ENTERTAINMENT PLC Meeting Date: DEC 29, 2020 Record Date: DEC 27, 2020 Meeting Type: SPECIAL Ticker: FLTR Security ID: G3643J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Acquisition of the Fastball Shares by TSE Holdings 1 Management For For Limited

FLUTTER ENTERTAINMENT PLC

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: JAN 19, 2021 Record Date: JAN 17, 2021 Meeting Type: SPECIAL Ticker: FLTR Security ID: G3643J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Migration of the Migrating Shares to Euroclear Bank's 1 Management For For Central Securities Depository 2 Amend Articles of Association Management For For Conditional upon the Adoption of Resolutions 1 and 2, Adopt 3A Management For For New Articles of Association Conditional upon the Adoption of Resolution 1 and Resolution 2 3B Management For For not being Validly Adopted, Adopt New Articles of Association Authorise Company to Take All Actions to Implement the 4 Management For For Migration

FLUTTER ENTERTAINMENT PLC Meeting Date: APR 29, 2021 Record Date: APR 25, 2021 Meeting Type: ANNUAL Ticker: FLTR Security ID: G3643J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3a Re-elect Zillah Byng-Thorne as Director Management For For 3b Re-elect Michael Cawley as Director Management For For 3c Re-elect Nancy Cruickshank as Director Management For For 3d Re-elect Richard Flint as Director Management For For 3e Re-elect Andrew Higginson as Director Management For For 3f Re-elect Jonathan Hill as Director Management For For 3g Re-elect Alfred Hurley Jr as Director Management For For 3h Re-elect Peter Jackson as Director Management For For 3i Re-elect David Lazzarato as Director Management For For 3j Re-elect Gary McGann as Director Management For For 3k Re-elect Mary Turner as Director Management For For 4 Authorise Board to Fix Remuneration of Auditors Management For For Authorise the Company to Call General Meeting with Two 5 Management For For Weeks' Notice 6 Authorise Issue of Equity Management For Against 7a Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 7b Connection with an Acquisition or Specified Capital Management For For Investment file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 8 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Determine the Price Range at 9 Management For For which Treasury Shares may be Re-issued Off-Market 10 Approve Bonus Issue of Shares Management For For 11 Approve Reduction of Capital Management For For

FRANCO-NEVADA CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: FNV Security ID: 351858105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director David Harquail Management For For 1.2 Elect Director Paul Brink Management For For 1.3 Elect Director Tom Albanese Management For For 1.4 Elect Director Derek W. Evans Management For For 1.5 Elect Director Catharine Farrow Management For For 1.6 Elect Director Louis Gignac Management For For 1.7 Elect Director Maureen Jensen Management For For 1.8 Elect Director Jennifer Maki Management For For 1.9 Elect Director Randall Oliphant Management For For 1.10 Elect Director Elliott Pew Management For For Approve PricewaterhouseCoopers LLP as Auditors and 2 Management For For Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation Approach Management For For

GALAPAGOS NV Meeting Date: APR 28, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: GLPG Security ID: 36315X101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Directors' and Auditors' Reports (Non-Voting) Management None None 2 Approve Financial Statements and Allocation of Income Management For For 3 Receive Auditors' Reports (Non-Voting) Management None None Receive Consolidated Financial Statements and Statutory 4 Management None None Reports (Non-Voting) 5 Approve Remuneration Report Management For For 6 Approve Discharge of Directors and Auditors Management For For 7 Acknowledge Information on Auditors' Remuneration Management None None Reelect Katrine Bosley as Independent Member of the 8.1 Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Supervisory Board 8.2 Reelect Raj Parekh as Member of the Supervisory Board Management For For

GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL Ticker: 27 Security ID: Y2679D118 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2.1 Elect Francis Lui Yiu Tung as Director Management For For 2.2 Elect Joseph Chee Ying Keung as Director Management For For 2.3 Elect James Ross Ancell as Director Management For For Approve PricewaterhouseCoopers as Auditors and Authorize 3 Management For For Board to Fix Their Remuneration 4.1 Authorize Repurchase of Issued Share Capital Management For For Approve Issuance of Equity or Equity-Linked Securities 4.2 Management For Against without Preemptive Rights 4.3 Authorize Reissuance of Repurchased Shares Management For Against 5 Adopt New Share Option Scheme Management For For

GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL Ticker: GLPI Security ID: 36467J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Peter M. Carlino Management For For 1b Elect Director Carol (Lili) Lynton Management For For 1c Elect Director Joseph W. Marshall, III Management For For 1d Elect Director James B. Perry Management For For 1e Elect Director Barry F. Schwartz Management For For 1f Elect Director Earl C. Shanks Management For For 1g Elect Director E. Scott Urdang Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 10, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: GLPI Security ID: 36467J108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Peter M. Carlino Management For For 1b Elect Director Carol (Lili) Lynton Management For For 1c Elect Director Joseph W. Marshall, III Management For For 1d Elect Director James B. Perry Management For For 1e Elect Director Barry F. Schwartz Management For For 1f Elect Director Earl C. Shanks Management For For 1g Elect Director E. Scott Urdang Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

GENERAL MILLS, INC. Meeting Date: SEP 22, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL Ticker: GIS Security ID: 370334104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director R. Kerry Clark Management For For 1b Elect Director David M. Cordani Management For For 1c Elect Director Roger W. Ferguson, Jr. Management For For 1d Elect Director Jeffrey L. Harmening Management For For 1e Elect Director Maria G. Henry Management For For 1f Elect Director Jo Ann Jenkins Management For For 1g Elect Director Elizabeth C. Lempres Management For For 1h Elect Director Diane L. Neal Management For For 1i Elect Director Steve Odland Management For For 1j Elect Director Maria A. Sastre Management For For 1k Elect Director Eric D. Sprunk Management For For 1l Elect Director Jorge A. Uribe Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

GILEAD SCIENCES, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: GILD Security ID: 375558103

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jacqueline K. Barton Management For For 1b Elect Director Jeffrey A. Bluestone Management For For 1c Elect Director Sandra J. Horning Management For For 1d Elect Director Kelly A. Kramer Management For For 1e Elect Director Kevin E. Lofton Management For For 1f Elect Director Harish Manwani Management For For 1g Elect Director Daniel P. O'Day Management For For 1h Elect Director Javier J. Rodriguez Management For For 1i Elect Director Anthony Welters Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Require Independent Board Chair Shareholder Against For

GLAXOSMITHKLINE PLC Meeting Date: MAY 05, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL Ticker: GSK Security ID: G3910J112 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Re-elect Sir Jonathan Symonds as Director Management For For 4 Re-elect Dame Emma Walmsley as Director Management For For 5 Re-elect Charles Bancroft as Director Management For For 6 Re-elect Vindi Banga as Director Management For For 7 Re-elect Dr Hal Barron as Director Management For For 8 Re-elect Dr Vivienne Cox as Director Management For For 9 Re-elect Lynn Elsenhans as Director Management For For 10 Re-elect Dr Laurie Glimcher as Director Management For For 11 Re-elect Dr Jesse Goodman as Director Management For For 12 Re-elect Iain Mackay as Director Management For For 13 Re-elect Urs Rohner as Director Management For For 14 Reappoint Deloitte LLP as Auditors Management For For 15 Authorise Board to Fix Remuneration of Auditors Management For For 16 Authorise UK Political Donations and Expenditure Management For For 17 Authorise Issue of Equity Management For For 18 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 19 Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary Shares Management For For Approve the Exemption from Statement of the Name of the 21 Senior Statutory Auditor in Published Copies of the Auditors' Management For For Reports Authorise the Company to Call General Meeting with Two 22 Management For For Weeks' Notice

GRUPO MEXICO S.A.B. DE C.V. Meeting Date: APR 30, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL Ticker: GMEXICOB Security ID: P49538112 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Consolidated Financial Statements and Statutory 1 Management For Against Reports 2 Present Report on Compliance with Fiscal Obligations Management For For 3 Approve Allocation of Income Management For For Approve Policy Related to Acquisition of Own Shares; Set 4 Management For For Aggregate Nominal Amount of Share Repurchase Reserve Approve Discharge of Board of Directors, Executive 5 Management For Against Chairman and Board Committees 6 Ratify Auditors Management For Against Elect or Ratify Directors; Verify Independence of Board 7 Members; Elect or Ratify Chairmen and Members of Board Management For Against Committees Approve Remuneration of Directors and Members of Board 8 Management For Against Committees 9 Authorize Board to Ratify and Execute Approved Resolutions Management For For

GUARDANT HEALTH, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: GH Security ID: 40131M109 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1a Elect Director Helmy Eltoukhy Management For For 1b Elect Director AmirAli Talasaz Management For For 1c Elect Director Bahija Jallal Management For Withhold 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] GVC HOLDINGS PLC Meeting Date: DEC 09, 2020 Record Date: DEC 07, 2020 Meeting Type: SPECIAL Ticker: GVC Security ID: G427A6103 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Change of Company Name to Entain plc; Adopt New 1 Management For For Memorandum and Articles of Association

GW PHARMACEUTICALS PLC Meeting Date: APR 23, 2021 Record Date: MAR 10, 2021 Meeting Type: SPECIAL Ticker: GWPH Security ID: 36197T103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Scheme of Arrangement Management For For 1 Approve Scheme of Arrangement Management For For 2 Advisory Vote on Golden Parachutes Management For Against

HDFC BANK LIMITED Meeting Date: JUL 18, 2020 Record Date: JUL 11, 2020 Meeting Type: ANNUAL Ticker: 500180 Security ID: Y3119P190 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Standalone Financial Statements and Statutory Reports Management For For 2 Accept Consolidated Financial Statements and Statutory Reports Management For For 3 Approve Special Interim Dividend Management For For 4 Reelect Kaizad Bharucha as Director Management For For Authorize Board to Fix Remuneration of MSKA & Associates, 5 Management For For Chartered Accountants as Statutory Auditors Authorize Board to Ratify Additional Remuneration for MSKA 6 Management For For & Associates, Chartered Accountants 7 Reelect Malay Patel as Director Management For For Approve Reappointment and Remuneration of Kaizad Bharucha 8 Management For For as Executive Director 9 Elect Renu Karnad as Director Management For For Approve Related Party Transactions with Housing Development 10 Management For For Finance Corporation Limited Approve Related Party Transactions with HDB Financial 11 Management For For Services Limited Authorize Issuance of Unsecured Perpetual Debt Instruments,

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 12 Tier II Capital Bonds and Long Term Bonds on Private Management For For Placement Basis

HDFC BANK LIMITED Meeting Date: DEC 01, 2020 Record Date: OCT 30, 2020 Meeting Type: SPECIAL Ticker: 500180 Security ID: Y3119P190 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Sashidhar Jagdishan as Director Management For For Approve Appointment and Remuneration of Sashidhar Jagdishan 2 Management For For as Managing Director & Chief Executive Officer

HEICO CORPORATION Meeting Date: MAR 19, 2021 Record Date: JAN 22, 2021 Meeting Type: ANNUAL Ticker: HEI Security ID: 422806109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Thomas M. Culligan Management For For 1.2 Elect Director Adolfo Henriques Management For For 1.3 Elect Director Mark H. Hildebrandt Management For For 1.4 Elect Director Eric A. Mendelson Management For For 1.5 Elect Director Laurans A. Mendelson Management For For 1.6 Elect Director Victor H. Mendelson Management For For 1.7 Elect Director Julie Neitzel Management For For 1.8 Elect Director Alan Schriesheim Management For For 1.9 Elect Director Frank J. Schwitter Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For

HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL Ticker: HLT Security ID: 43300A203 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Christopher J. Nassetta Management For For 1b Elect Director Jonathan D. Gray Management For For 1c Elect Director Charlene T. Begley Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1d Elect Director Chris Carr Management For For 1e Elect Director Melanie L. Healey Management For For 1f Elect Director Raymond E. Mabus, Jr. Management For For 1g Elect Director Judith A. McHale Management For For 1h Elect Director John G. Schreiber Management For For 1i Elect Director Elizabeth A. Smith Management For For 1j Elect Director Douglas M. Steenland Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 21, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL Ticker: HON Security ID: 438516106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1A Elect Director Darius Adamczyk Management For For 1B Elect Director Duncan B. Angove Management For For 1C Elect Director William S. Ayer Management For For 1D Elect Director Kevin Burke Management For For 1E Elect Director D. Scott Davis Management For For 1F Elect Director Deborah Flint Management For For 1G Elect Director Judd Gregg Management For For 1H Elect Director Grace D. Lieblein Management For For 1I Elect Director Raymond T. Odierno Management For For 1J Elect Director George Paz Management For For 1K Elect Director Robin L. Washington Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditor Management For For 4 Provide Right to Act by Written Consent Shareholder Against For

HUBSPOT, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: HUBS Security ID: 443573100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Brian Halligan Management For For 1b Elect Director Ron Gill Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1c Elect Director Jill Ward Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

HUMANA INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: HUM Security ID: 444859102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Kurt J. Hilzinger Management For For 1b Elect Director Raquel C. Bono Management For For 1c Elect Director Bruce D. Broussard Management For For 1d Elect Director Frank A. D'Amelio Management For For 1e Elect Director Wayne A. I. Frederick Management For For 1f Elect Director John W. Garratt Management For For 1g Elect Director David A. Jones, Jr. Management For For 1h Elect Director Karen W. Katz Management For For 1i Elect Director Marcy S. Klevorn Management For For 1j Elect Director William J. McDonald Management For For 1k Elect Director Jorge S. Mesquita Management For For 1l Elect Director James J. O'Brien Management For For 1m Elect Director Marissa T. Peterson Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

HUYA, INC. Meeting Date: APR 13, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL Ticker: HUYA Security ID: 44852D108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Director Tsang Wah Kwong Management For Against

IBERDROLA SA Meeting Date: JUN 17, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL Ticker: IBE Security ID: E6165F166 Management Vote file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Proposal No Proposal Proposed By Recommendation Cast 1 Approve Consolidated and Standalone Financial Statements Management For For 2 Approve Consolidated and Standalone Management Reports Management For For 3 Approve Non-Financial Information Statement Management For For 4 Approve Discharge of Board Management For For Amend Articles Re: Update of the Name of the Governance 5 and Sustainability System and Incorporation of Other Management For For Technical Improvements 6 Amend Article 10 to Reflect Changes in Capital Management For For Amend Articles Re: New Regulations Regarding Long-Term 7 Management For For Involvement of Shareholders Amend Articles Re: Allow Shareholder Meetings to be Held in 8 Management For For Virtual-Only Format 9 Amend Article 32 Re: Climate Action Plan Management For For Amend Articles Re: Meetings of Board of Directors and its 10 Management For For Committees Amend Articles Re: Annual Financial and Non-Financial 11 Management For For Information 12 Amend Articles Re: Technical Improvements Management For For Amend Articles of General Meeting Regulations Re: Update 13 of the Name of the Governance and Sustainability System and Management For For Incorporation of Other Technical Improvements Amend Articles of General Meeting Regulations Re: New 14 Regulations Regarding Long-Term Involvement of Management For For Shareholders Amend Articles of General Meeting Regulations Re: Allow 15 Management For For Shareholder Meetings to be Held in Virtual-Only Format 16 Approve Remuneration Policy Management For Against 17 Approve Allocation of Income and Dividends Management For For 18 Approve Scrip Dividends Management For For 19 Approve Scrip Dividends Management For For 20 Reelect Juan Manuel Gonzalez Serna as Director Management For For 21 Reelect Francisco Martinez Corcoles as Director Management For For Ratify Appointment of and Elect Angel Jesus Acebes 22 Management For For Paniagua as Director 23 Fix Number of Directors at 14 Management For For Authorize Issuance of Non-Convertible Bonds/Debentures 24 and/or Other Debt Securities up to EUR 30 Billion and Management For For Issuance of Notes up to EUR 6 Billion 25 Authorize Board to Ratify and Execute Approved Resolutions Management For For 26 Advisory Vote on Remuneration Report Management For Abstain 27 Advisory Vote on Company's Climate Action Plan Management For For

ILLUMINA, INC.

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: ILMN Security ID: 452327109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1A Elect Director Caroline D. Dorsa Management For For 1B Elect Director Robert S. Epstein Management For For 1C Elect Director Scott Gottlieb Management For For 1D Elect Director Gary S. Guthart Management For For 1E Elect Director Philip W. Schiller Management For For 1F Elect Director John W. Thompson Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

IMCD NV Meeting Date: JUN 22, 2021 Record Date: MAY 25, 2021 Meeting Type: ANNUAL Ticker: IMCD Security ID: N4447S106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 2.c Approve Remuneration Report Management For For 2.d Adopt Financial Statements Management For For 2.e Approve Dividends of EUR 1.02 Per Share Management For For 3.a Approve Discharge of Management Board Management For For 3.b Approve Discharge of Supervisory Board Management For For 4 Ratify Deloitte Accountants N.V. as Auditors Management For For Grant Board Authority to Issue Shares Up to 10 Percent of 5.a Management For For Issued Capital Authorize Board to Exclude Preemptive Rights from Share 5.b Management For Against Issuances Authorize Repurchase of Up to 10 Percent of Issued Share 6 Management For For Capital

INCYTE CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL Ticker: INCY Security ID: 45337C102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Julian C. Baker Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.2 Elect Director Jean-Jacques Bienaime Management For For 1.3 Elect Director Paul J. Clancy Management For For 1.4 Elect Director Wendy L. Dixon Management For For 1.5 Elect Director Jacqualyn A. Fouse Management For For 1.6 Elect Director Edmund P. Harrigan Management For For 1.7 Elect Director Katherine A. High Management For For 1.8 Elect Director Herve Hoppenot Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For Against 4 Ratify Ernst & Young LLP as Auditors Management For For

INSULET CORPORATION Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: PODD Security ID: 45784P101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Wayne A. I. Frederick Management For For 1.2 Elect Director Shacey Petrovic Management For For 1.3 Elect Director Timothy J. Scannell Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Grant Thornton LLP as Auditors Management For For

INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: INTC Security ID: 458140100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Patrick P. Gelsinger Management For For 1b Elect Director James J. Goetz Management For For 1c Elect Director Alyssa Henry Management For For 1d Elect Director Omar Ishrak Management For For 1e Elect Director Risa Lavizzo-Mourey Management For For 1f Elect Director Tsu-Jae King Liu Management For For 1g Elect Director Gregory D. Smith Management For For 1h Elect Director Dion J. Weisler Management For For 1i Elect Director Frank D. Yeary Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Provide Right to Act by Written Consent Shareholder Against For 5 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against Report on Whether Written Policies or Unwritten Norms 6 Shareholder Against Against Reinforce Racism in Company Culture

INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: INTC Security ID: 458140100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Patrick P. Gelsinger Management For For 1b Elect Director James J. Goetz Management For For 1c Elect Director Alyssa Henry Management For For 1d Elect Director Omar Ishrak Management For For 1e Elect Director Risa Lavizzo-Mourey Management For For 1f Elect Director Tsu-Jae King Liu Management For For 1g Elect Director Gregory D. Smith Management For For 1h Elect Director Dion J. Weisler Management For For 1i Elect Director Frank D. Yeary Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Provide Right to Act by Written Consent Shareholder Against For 5 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against Report on Whether Written Policies or Unwritten Norms 6 Shareholder Against Against Reinforce Racism in Company Culture

INTERCONTINENTAL EXCHANGE, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL Ticker: ICE Security ID: 45866F104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sharon Y. Bowen Management For For 1b Elect Director Shantella E. Cooper Management For For 1c Elect Director Charles R. Crisp Management For For 1d Elect Director Duriya M. Farooqui Management For For 1e Elect Director The Right Hon. the Lord Hague of Richmond Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1f Elect Director Mark F. Mulhern Management For For 1g Elect Director Thomas E. Noonan Management For For 1h Elect Director Frederic V. Salerno Management For For 1i Elect Director Caroline L. Silver Management For For 1j Elect Director Jeffrey C. Sprecher Management For For 1k Elect Director Judith A. Sprieser Management For For 1l Elect Director Vincent Tese Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Adopt Simple Majority Vote Shareholder Against For

ITC LIMITED Meeting Date: SEP 04, 2020 Record Date: AUG 28, 2020 Meeting Type: ANNUAL Ticker: 500875 Security ID: Y4211T171 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Dividend Management For For 3 Reelect Nakul Anand as Director Management For For 4 Reelect Rajiv Tandon as Director Management For For Approve S R B C & CO LLP, Chartered Accountants as 5 Management For For Auditors and Authorize Board to Fix Their Remuneration 6 Elect Atul Jerath as Director Management For For 7 Elect David Robert Simpson as Director Management For For 8 Reelect Nirupama Rao as Director Management For For Approve Reappointment and Remuneration of Nakul Anand as 9 Management For For Wholetime Director Approve Reappointment and Remuneration of Rajiv Tandon as 10 Management For For Wholetime Director Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost 11 Management For For Auditors Approve Remuneration of S. Mahadevan & Co., Cost 12 Management For For Accountants as Cost Auditors

ITC LIMITED Meeting Date: DEC 19, 2020 Record Date: NOV 06, 2020 Meeting Type: SPECIAL Ticker: 500875 Security ID: Y4211T171 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1 Adopt New Articles of Association Management For For

ITT INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: ITT Security ID: 45073V108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Orlando D. Ashford Management For For 1b Elect Director Geraud Darnis Management For For 1c Elect Director Donald DeFosset, Jr. Management For Against 1d Elect Director Nicholas C. Fanandakis Management For For 1e Elect Director Richard P. Lavin Management For For 1f Elect Director Mario Longhi *Withdrawn Resolution* Management None None 1g Elect Director Rebecca A. McDonald Management For For 1h Elect Director Timothy H. Powers Management For For 1i Elect Director Luca Savi Management For For 1j Elect Director Cheryl L. Shavers Management For For 1k Elect Director Sabrina Soussan Management For For 2 Ratify Deloitte & Touche LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Reduce Ownership Threshold for Shareholders to Call Special 4 Shareholder Against For Meeting

JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: JPM Security ID: 46625H100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Linda B. Bammann Management For For 1b Elect Director Stephen B. Burke Management For For 1c Elect Director Todd A. Combs Management For For 1d Elect Director James S. Crown Management For For 1e Elect Director James Dimon Management For For 1f Elect Director Timothy P. Flynn Management For For 1g Elect Director Mellody Hobson Management For For 1h Elect Director Michael A. Neal Management For For 1i Elect Director Phebe N. Novakovic Management For For 1j Elect Director Virginia M. Rometty Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Reduce Ownership Threshold for Shareholders to Request 5 Shareholder Against For Action by Written Consent 6 Report on Racial Equity Audit Shareholder Against For 7 Require Independent Board Chair Shareholder Against For Report on Congruency Political Analysis and Electioneering 8 Shareholder Against Against Expenditures

K-FAST HOLDING AB Meeting Date: MAY 19, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL Ticker: KFAST.B Security ID: W5077E101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Chairman of Meeting Management For For 2 Prepare and Approve List of Shareholders Management For For 3 Designate Inspector(s) of Minutes of Meeting Management For For 4 Acknowledge Proper Convening of Meeting Management For For 5 Approve Agenda of Meeting Management For For 6 Receive Financial Statements and Statutory Reports Management None None 7.a Accept Financial Statements and Statutory Reports Management For For 7.b Approve Allocation of Income and Omission of Dividends Management For For 7.c Approve Discharge of Board and President Management For For Determine Number of Members (6) and Deputy Members (0) 8 Management For For of Board 9 Determine Number of Auditors (1) and Deputy Auditors (0) Management For For Approve Remuneration of Directors in the Amount of SEK 10 200,000 for Each Director Except Erik Selin; Approve Management For For Remuneration of Auditors 11.1 Reelect Erik Selin (Chair) as Director Management For For 11.2 Reelect Jacob Karlsson as Director Management For For 11.3 Reelect Christian Karlsson as Director Management For For 11.4 Reelect Sara Mindus as Director Management For For 11.5 Reelect Jesper Martensson as Director Management For For 11.6 Reelect Ulf Johansson as Director Management For For 12 Ratify Ernst & Young as Auditors Management For For 13 Approve Remuneration Report Management For For Amend Articles Re: Set Minimum (100 Million) and 14 Maximum (400 Million) Number of Shares; Approve 6:1 Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Stock Split Approve Issuance of up to 24 Million Shares of Series B 15 Management For Against without Preemptive Rights 16 Authorize Share Repurchase Program Management For For 17 Close Meeting Management None None

KELLOGG COMPANY Meeting Date: APR 30, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL Ticker: K Security ID: 487836108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Carter Cast Management For For 1b Elect Director Zack Gund Management For For 1c Elect Director Don Knauss Management For For 1d Elect Director Mike Schlotman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Reduce Supermajority Vote Requirement Management For For 5 Provide Right to Call A Special Meeting Shareholder None For

KERING SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: KER Security ID: F5433L103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Allocation of Income and Dividends of EUR 8 per 3 Management For For Share 4 Reelect Francois-Henri Pinault as Director Management For For 5 Reelect Jean-Francois Palus as Director Management For For 6 Reelect Financiere Pinault as Director Management For For 7 Reelect Baudouin Prot as Director Management For For 8 Approve Compensation of Corporate Officers Management For For Approve Compensation of Francois-Henri Pinault, Chairman 9 Management For For and CEO 10 Approve Compensation of Jean-Francois Palus, Vice-CEO Management For For Approve Remuneration Policy of Executive Corporate file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 11 Management For For Officers 12 Approve Remuneration Policy of Corporate Officers Management For For Approve Remuneration of Directors in the Aggregate Amount 13 Management For For of EUR 1.4 Million Authorize Repurchase of Up to 10 Percent of Issued Share 14 Management For For Capital Authorize Decrease in Share Capital via Cancellation of 15 Management For For Repurchased Shares Authorize Issuance of Equity or Equity-Linked Securities with 16 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For For 200 Million Authorize Capitalization of Reserves of Up to EUR 200 17 Management For For Million for Bonus Issue or Increase in Par Value Authorize Issuance of Equity or Equity-Linked Securities 18 without Preemptive Rights up to Aggregate Nominal Amount Management For Against of EUR 50 Million Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of 19 Management For Against Investors, up to Aggregate Nominal Amount of EUR 50 Million Authorize Board to Set Issue Price for 5 Percent Per Year of 20 Issued Capital Pursuant to Issue Authority without Preemptive Management For Against Rights Under Items 18 and 19 Authorize Board to Increase Capital in the Event of Additional 21 Demand Related to Delegation Submitted to Shareholder Vote Management For Against Under Items 16, 18 and 19 Authorize Capital Increase of up to 10 Percent of Issued 22 Management For Against Capital for Contributions in Kind Authorize Capital Issuances for Use in Employee Stock 23 Management For For Purchase Plans 24 Authorize Filing of Required Documents/Other Formalities Management For For

KEURIG DR PEPPER INC. Meeting Date: JUN 18, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: KDP Security ID: 49271V100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1A Elect Director Robert J. Gamgort Management For For 1B Elect Director Olivier Goudet Management For For 1C Elect Director Peter Harf Management For For 1D Elect Director Juliette Hickman Management For For 1E Elect Director Genevieve Hovde Management For For 1F Elect Director Paul S. Michaels Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1G Elect Director Pamela H. Patsley Management For For 1H Elect Director Gerhard Pleuhs Management For For 1I Elect Director Lubomira Rochet Management For For 1J Elect Director Debra Sandler Management For For 1K Elect Director Robert Singer Management For For 1L Elect Director Justine Tan Management For For 1M Elect Director Nelson Urdaneta Management For For 1N Elect Director Larry D. Young Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For

KEYENCE CORP. Meeting Date: JUN 11, 2021 Record Date: MAR 20, 2021 Meeting Type: ANNUAL Ticker: 6861 Security ID: J32491102 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Allocation of Income, with a Final Dividend of JPY 1 Management For Against 100 2.1 Elect Director Takizaki, Takemitsu Management For For 2.2 Elect Director Nakata, Yu Management For Against 2.3 Elect Director Yamaguchi, Akiji Management For For 2.4 Elect Director Miki, Masayuki Management For For 2.5 Elect Director Yamamoto, Hiroaki Management For For 2.6 Elect Director Yamamoto, Akinori Management For For 2.7 Elect Director Taniguchi, Seiichi Management For For 2.8 Elect Director Suenaga, Kumiko Management For For 3 Appoint Alternate Statutory Auditor Yamamoto, Masaharu Management For For

KLA CORPORATION Meeting Date: NOV 04, 2020 Record Date: SEP 16, 2020 Meeting Type: ANNUAL Ticker: KLAC Security ID: 482480100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Edward Barnholt Management For For 1.2 Elect Director Robert Calderoni Management For For 1.3 Elect Director Jeneanne Hanley Management For For 1.4 Elect Director Emiko Higashi Management For For 1.5 Elect Director Kevin Kennedy Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.6 Elect Director Gary Moore Management For For 1.7 Elect Director Marie Myers Management For For 1.8 Elect Director Kiran Patel Management For For 1.9 Elect Director Victor Peng Management For For 1.10 Elect Director Robert Rango Management For For 1.11 Elect Director Richard Wallace Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Adopt Proxy Access Right Shareholder Against For

KOTAK MAHINDRA BANK LIMITED Meeting Date: AUG 18, 2020 Record Date: AUG 11, 2020 Meeting Type: ANNUAL Ticker: 500247 Security ID: Y4964H150 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Reelect Dipak Gupta as Director Management For For 3 Confirm Interim Dividend Management For For 4 Reelect Prakash Apte as Director Management For For Approve Reappointment and Remuneration of Uday S. Kotak as 5 Management For For Managing Director & CEO Approve Reappointment and Remuneration of Dipak Gupta as 6 Management For For Whole-Time Director Designated as Joint Managing Director Authorize Issuance of Non-Convertible Debentures/ Bonds/ 7 Management For For Other Debt Securities on Private Placement Basis

KOTAK MAHINDRA BANK LIMITED Meeting Date: MAR 23, 2021 Record Date: FEB 12, 2021 Meeting Type: SPECIAL Ticker: 500247 Security ID: Y4964H150 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Material Related Party Transactions with Infina 1 Management For For Finance Private Limited Approve Material Related Party Transactions with Uday Suresh 2 Management For For Kotak

KRONOS BIO, INC. Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: KRON Security ID: 50107A104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Taiyin Yang Management For For 1.2 Elect Director Marianne De Backer Management For For 1.3 Elect Director Norbert Bischofberger Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For

L3HARRIS TECHNOLOGIES, INC. Meeting Date: APR 23, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: LHX Security ID: 502431109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sallie B. Bailey Management For For 1b Elect Director William M. Brown Management For For 1c Elect Director Peter W. Chiarelli Management For For 1d Elect Director Thomas A. Corcoran Management For For 1e Elect Director Thomas A. Dattilo Management For For 1f Elect Director Roger B. Fradin Management For Against 1g Elect Director Lewis Hay, III Management For For 1h Elect Director Lewis Kramer Management For For 1i Elect Director Christopher E. Kubasik Management For For 1j Elect Director Rita S. Lane Management For For 1k Elect Director Robert B. Millard Management For For 1l Elect Director Lloyd W. Newton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

LAM RESEARCH CORPORATION Meeting Date: NOV 03, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL Ticker: LRCX Security ID: 512807108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Sohail U. Ahmed Management For For 1.2 Elect Director Timothy M. Archer Management For For 1.3 Elect Director Eric K. Brandt Management For For 1.4 Elect Director Michael R. Cannon Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.5 Elect Director Catherine P. Lego Management For For 1.6 Elect Director Bethany J. Mayer Management For For 1.7 Elect Director Abhijit Y. Talwalkar Management For For 1.8 Elect Director Lih Shyng (Rick L.) Tsai Management For For 1.9 Elect Director Leslie F. Varon Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

LAS VEGAS SANDS CORP. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: LVS Security ID: 517834107 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Irwin Chafetz Management For For 1.2 Elect Director Micheline Chau Management For For 1.3 Elect Director Patrick Dumont Management For For 1.4 Elect Director Charles D. Forman Management For For 1.5 Elect Director Robert G. Goldstein Management For For 1.6 Elect Director George Jamieson Management For For 1.7 Elect Director Nora M. Jordan Management For For 1.8 Elect Director Charles A. Koppelman Management For Withhold 1.9 Elect Director Lewis Kramer Management For For 1.10 Elect Director David F. Levi Management For Withhold 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

LIFCO AB Meeting Date: APR 23, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: LIFCO.B Security ID: W5321L141 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None 2 Elect Chairman of Meeting Management For For 3 Prepare and Approve List of Shareholders Management For For 4 Approve Agenda of Meeting Management For For 5 Designate Inspector(s) of Minutes of Meeting Management None None 6 Acknowledge Proper Convening of Meeting Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7.a Receive Financial Statements and Statutory Reports Management None None Receive Group Consolidated Financial Statements and Statutory 7.b Management None None Reports Receive Auditor's Report on Application of Guidelines for 7.c Management None None Remuneration for Executive Management 7.d Receive Board's Dividend Proposal Management None None 8 Receive Report of Board and Committees Management None None 9 Receive President's Report Management None None 10 Accept Financial Statements and Statutory Reports Management For For Approve Allocation of Income and Dividends of SEK 6 Per 11 Management For For Share 12.a Approve Discharge of Carl Bennet Management For For 12.b Approve Discharge of Ulrika Dellby Management For For 12.c Approve Discharge of Dan Frohm Management For For 12.d Approve Discharge of Erik Gabrielson Management For For 12.e Approve Discharge of Ulf Grunander Management For For 12.f Approve Discharge of Annika Espander Jansson Management For For 12.g Approve Discharge of Anders Lindstrom Management For For 12.h Approve Discharge of Anders Lorentzson Management For For 12.i Approve Discharge of Johan Stern Management For For 12.j Approve Discharge of Caroline af Ugglas Management For For 12.k Approve Discharge of Axel Wachtmeister Management For For 12.l Approve Discharge of Per Waldemarson Management For For 12.m Approve Discharge of President Peter Wiberg Management For For Determine Number of Directors (10) and Deputy Directors (0) of 13 Board; Determine Number of Auditors (1) and Deputy Auditors Management For For (0) Approve Remuneration of Directors in the Amount of SEK 1.31 Million for Chairman and SEK 655,000 for Other Directors; 14 Management For For Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15.a Reelect Carl Bennet as Director Management For For 15.b Reelect Ulrika Dellby as Director Management For For 15.c Reelect Annika Espander Jansson as Director Management For For 15.d Reelect Dan Frohm as Director Management For For 15.e Reelect Erik Gabrielson as Director Management For For 15.f Reelect Ulf Grunander as Director Management For For 15.g Reelect Johan Stern as Director Management For For 15.h Reelect Caroline af Ugglas as Director Management For For 15.i Reelect Axel Wachtmeister as Director Management For For 15.j Reelect Per Waldemarson as Director Management For For 15.k Reelect Carl Bennet as Board Chairman Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 16 Ratify PricewaterhouseCoopers as Auditors Management For For 17 Approve Instructions for Nominating Committee Management For For 18 Approve Remuneration Report Management For For Approve 5:1 Stock Split; Amend Articles Accordingly: Set 19 Minimum (250 Million) and Maximum (1 Billion) Number of Management For For Shares 20 Close Meeting Management None None

LINDE PLC Meeting Date: JUL 27, 2020 Record Date: JUL 25, 2020 Meeting Type: ANNUAL Ticker: LIN Security ID: G5494J103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Wolfgang H. Reitzle Management For For 1b Elect Director Stephen F. Angel Management For For 1c Elect Director Ann-Kristin Achleitner Management For For 1d Elect Director Clemens A. H. Borsig Management For For 1e Elect Director Nance K. Dicciani Management For For 1f Elect Director Thomas Enders Management For For 1g Elect Director Franz Fehrenbach Management For For 1h Elect Director Edward G. Galante Management For For 1i Elect Director Larry D. McVay Management For For 1j Elect Director Victoria E. Ossadnik Management For For 1k Elect Director Martin H. Richenhagen Management For For 1l Elect Director Robert L. Wood Management For For 2a Ratify PricewaterhouseCoopers as Auditors Management For For 2b Authorize Board to Fix Remuneration of Auditors Management For For 3 Determine Price Range for Reissuance of Treasury Shares Management For For Advisory Vote to Ratify Named Executive Officers' 4 Management For For Compensation

LIVERAMP HOLDINGS, INC. Meeting Date: AUG 11, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUAL Ticker: RAMP Security ID: 53815P108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Timothy R. Cadogan Management For For 1b Elect Director Vivian Chow Management For For 1c Elect Director Scott E. Howe Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify KPMG LLP as Auditors Management For For

LIXIL CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: 5938 Security ID: J3893W103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Articles to Allow Virtual Only Shareholder Meetings Management For For 2.1 Elect Director Seto, Kinya Management For For 2.2 Elect Director Matsumoto, Sachio Management For For 2.3 Elect Director Hwa Jin Song Montesano Management For For 2.4 Elect Director Uchibori, Tamio Management For For 2.5 Elect Director Suzuki, Teruo Management For For 2.6 Elect Director Nishiura, Yuji Management For For 2.7 Elect Director Hamaguchi, Daisuke Management For For 2.8 Elect Director Matsuzaki, Masatoshi Management For For 2.9 Elect Director Konno, Shiho Management For For 2.10 Elect Director Watahiki, Mariko Management For For

LOCKHEED MARTIN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL Ticker: LMT Security ID: 539830109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Daniel F. Akerson Management For For 1.2 Elect Director David B. Burritt Management For For 1.3 Elect Director Bruce A. Carlson Management For For 1.4 Elect Director Joseph F. Dunford, Jr. Management For For 1.5 Elect Director James O. Ellis, Jr. Management For For 1.6 Elect Director Thomas J. Falk Management For For 1.7 Elect Director Ilene S. Gordon Management For For 1.8 Elect Director Vicki A. Hollub Management For For 1.9 Elect Director Jeh C. Johnson Management For For 1.10 Elect Director Debra L. Reed-Klages Management For For 1.11 Elect Director James D. Taiclet Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Management For For Compensation 4 Provide Right to Act by Written Consent Shareholder Against For 5 Report on Human Rights Due Diligence Shareholder Against Against

LONDON STOCK EXCHANGE GROUP PLC Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL Ticker: LSEG Security ID: G5689U103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Final Dividend Management For For 3 Approve Remuneration Report Management For For 4 Re-elect Jacques Aigrain as Director Management For For 5 Re-elect Dominic Blakemore as Director Management For For 6 Re-elect Kathleen DeRose as Director Management For For 7 Re-elect Cressida Hogg as Director Management For For 8 Re-elect Stephen O'Connor as Director Management For For 9 Re-elect Val Rahmani as Director Management For For 10 Re-elect Don Robert as Director Management For For 11 Re-elect David Schwimmer as Director Management For For 12 Elect Martin Brand as Director Management For For 13 Elect Erin Brown as Director Management For For 14 Elect Anna Manz as Director Management For For 15 Elect Douglas Steenland as Director Management For For 16 Reappoint Ernst & Young LLP as Auditors Management For For 17 Authorise Board to Fix Remuneration of Auditors Management For For 18 Authorise Issue of Equity Management For Against 19 Authorise UK Political Donations and Expenditure Management For For 20 Approve SAYE Option Plan Management For For 21 Adopt New Articles of Association Management For For 22 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 23 Management For For Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 25 Management For For Weeks' Notice

LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: MC Security ID: F58485115 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Allocation of Income and Dividends of EUR 6.00 per 3 Management For For Share Approve Auditors' Special Report on Related-Party 4 Management For For Transactions 5 Reelect Antoine Arnault as Director Management For For 6 Reelect Nicolas Bazire as Director Management For Against 7 Reelect Charles de Croisset as Director Management For For 8 Reelect Yves-Thibault de Silguy as Director Management For For 9 Appoint Olivier Lenel as Alternate Auditor Management For For Approve Amendment of Remuneration Policy of Directors Re: 10 Management For For FY 2020 Approve Amendment of Remuneration Policy of Executive 11 Management For For Corporate Officers Re: FY 2020 12 Approve Compensation of Corporate Officers Management For For Approve Compensation of Bernard Arnault, Chairman and 13 Management For For CEO 14 Approve Compensation of Antonio Belloni, Vice-CEO Management For For 15 Approve Remuneration Policy of Directors Management For For 16 Approve Remuneration Policy of Chairman and CEO Management For For 17 Approve Remuneration Policy of Vice-CEO Management For For Authorize Repurchase of Up to 10 Percent of Issued Share 18 Management For For Capital Authorize Decrease in Share Capital via Cancellation of 19 Management For For Repurchased Shares Authorize Capitalization of Reserves of Up to EUR 20 Million 20 Management For For for Bonus Issue or Increase in Par Value Authorize Issuance of Equity or Equity-Linked Securities with 21 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For For 20 Million Authorize Issuance of Equity or Equity-Linked Securities 22 without Preemptive Rights up to Aggregate Nominal Amount Management For Against of EUR 20 Million Approve Issuance of Equity or Equity-Linked Securities for 23 Qualified Investors, up to Aggregate Nominal Amount of EUR Management For Against 20 Million Authorize Board to Increase Capital in the Event of Additional 24 Demand Related to Delegation Submitted to Shareholder Vote Management For Against Above

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Authorize Capital Increase of Up to EUR 20 Million for 25 Management For Against Future Exchange Offers Authorize Capital Increase of up to 10 Percent of Issued 26 Management For Against Capital for Contributions in Kind Authorize up to 1 Percent of Issued Capital for Use in Stock 27 Management For For Option Plans Authorize Capital Issuances for Use in Employee Stock 28 Management For For Purchase Plans Set Total Limit for Capital Increase to Result from Issuance 29 Management For Against Requests Under Items 21-26 at EUR 20 Million 30 Amend Article 22 of Bylaws Re: Auditors Management For For

LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS Ticker: MC Security ID: F58485115 Management Vote Proposal No Proposal Proposed By Recommendation Cast Authorize Repurchase of Up to 10 Percent of Issued Share 1 Management For For Capital

LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 28, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL Ticker: LYB Security ID: N53745100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jacques Aigrain Management For For 1b Elect Director Lincoln Benet Management For For 1c Elect Director Jagjeet (Jeet) Bindra Management For For 1d Elect Director Robin Buchanan Management For For 1e Elect Director Anthony (Tony) Chase Management For For 1f Elect Director Stephen Cooper Management For For 1g Elect Director Nance Dicciani Management For For 1h Elect Director Robert (Bob) Dudley Management For For 1i Elect Director Claire Farley Management For For 1j Elect Director Michael Hanley Management For For 1k Elect Director Albert Manifold Management For For 1l Elect Director Bhavesh (Bob) Patel Management For For 2 Approve Discharge of Directors Management For For 3 Adopt Financial Statements and Statutory Reports Management For For 4 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 6 Management For For Compensation Authorize Repurchase of Up to 10 Percent of Issued Share 7 Management For For Capital 8 Approve Cancellation of Shares Management For For 9 Amend Omnibus Stock Plan Management For Against 10 Amend Qualified Employee Stock Purchase Plan Management For For

LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 28, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL Ticker: LYB Security ID: N53745100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jacques Aigrain Management For For 1b Elect Director Lincoln Benet Management For For 1c Elect Director Jagjeet (Jeet) Bindra Management For For 1d Elect Director Robin Buchanan Management For For 1e Elect Director Anthony (Tony) Chase Management For For 1f Elect Director Stephen Cooper Management For For 1g Elect Director Nance Dicciani Management For Against 1h Elect Director Robert (Bob) Dudley Management For For 1i Elect Director Claire Farley Management For For 1j Elect Director Michael Hanley Management For For 1k Elect Director Albert Manifold Management For For 1l Elect Director Bhavesh (Bob) Patel Management For For 2 Approve Discharge of Directors Management For For 3 Adopt Financial Statements and Statutory Reports Management For For 4 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 6 Management For For Compensation Authorize Repurchase of Up to 10 Percent of Issued Share 7 Management For For Capital 8 Approve Cancellation of Shares Management For For 9 Amend Omnibus Stock Plan Management For For 10 Amend Qualified Employee Stock Purchase Plan Management For For

MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: MAR Security ID: 571903202 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director J.W. Marriott, Jr. Management For For 1b Elect Director Anthony G. Capuano Management For For 1c Elect Director Deborah Marriott Harrison Management For For 1d Elect Director Frederick A. 'Fritz' Henderson Management For Against 1e Elect Director Eric Hippeau Management For For 1f Elect Director Lawrence W. Kellner Management For For 1g Elect Director Debra L. Lee Management For For 1h Elect Director Aylwin B. Lewis Management For For 1i Elect Director David S. Marriott Management For For 1j Elect Director Margaret M. McCarthy Management For For 1k Elect Director George Munoz Management For For 1l Elect Director Horacio D. Rozanski Management For For 1m Elect Director Susan C. Schwab Management For For 2 Ratify Ernst & Young LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Eliminate Supermajority Vote Requirement for Removal of 4a Management For For Directors Eliminate Supermajority Vote Requirement to Amend 4b Management For For Certificate of Incorporation Eliminate Supermajority Vote Requirement to Amend Certain 4c Management For For Bylaws Provisions Eliminate Supermajority Vote Requirement for Certain 4d Management For For Transactions Eliminate Supermajority Vote Requirement for Certain 4e Management For For Business Combinations

MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: MMC Security ID: 571748102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Anthony K. Anderson Management For For 1b Elect Director Oscar Fanjul Management For For 1c Elect Director Daniel S. Glaser Management For For 1d Elect Director H. Edward Hanway Management For For 1e Elect Director Deborah C. Hopkins Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1f Elect Director Tamara Ingram Management For For 1g Elect Director Jane H. Lute Management For For 1h Elect Director Steven A. Mills Management For For 1i Elect Director Bruce P. Nolop Management For For 1j Elect Director Marc D. Oken Management For For 1k Elect Director Morton O. Schapiro Management For For 1l Elect Director Lloyd M. Yates Management For For 1m Elect Director R. David Yost Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditor Management For For

MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL Ticker: MA Security ID: 57636Q104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ajay Banga Management For For 1b Elect Director Merit E. Janow Management For For 1c Elect Director Richard K. Davis Management For For 1d Elect Director Steven J. Freiberg Management For For 1e Elect Director Julius Genachowski Management For For 1f Elect Director Choon Phong Goh Management For For 1g Elect Director Oki Matsumoto Management For For 1h Elect Director Michael Miebach Management For For 1i Elect Director Youngme Moon Management For For 1j Elect Director Rima Qureshi Management For For 1k Elect Director Jose Octavio Reyes Lagunes Management For For 1l Elect Director Gabrielle Sulzberger Management For For 1m Elect Director Jackson Tai Management For For 1n Elect Director Lance Uggla Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Amend Non-Employee Director Omnibus Stock Plan Management For For 6 Eliminate Supermajority Vote Requirement Management For For

MCDONALD'S CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: MCD Security ID: 580135101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lloyd Dean Management For For 1b Elect Director Robert Eckert Management For Against 1c Elect Director Catherine Engelbert Management For For 1d Elect Director Margaret Georgiadis Management For For 1e Elect Director Enrique Hernandez, Jr. Management For Against 1f Elect Director Christopher Kempczinski Management For For 1g Elect Director Richard Lenny Management For Against 1h Elect Director John Mulligan Management For For 1i Elect Director Sheila Penrose Management For For 1j Elect Director John Rogers, Jr. Management For For 1k Elect Director Paul Walsh Management For For 1l Elect Director Miles White Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Report on Sugar and Public Health Shareholder Against Against 5 Report on Antibiotics and Public Health Costs Shareholder Against Against 6 Provide Right to Act by Written Consent Shareholder Against For

MERCADOLIBRE, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL Ticker: MELI Security ID: 58733R102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Nicolas Galperin Management For For 1.2 Elect Director Henrique Dubugras Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Co. S.A as Auditors Management For For

MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL Ticker: MRK Security ID: 58933Y105 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1a Elect Director Leslie A. Brun Management For For 1b Elect Director Mary Ellen Coe Management For For 1c Elect Director Pamela J. Craig Management For For 1d Elect Director Kenneth C. Frazier Management For For 1e Elect Director Thomas H. Glocer Management For For 1f Elect Director Risa J. Lavizzo-Mourey Management For For 1g Elect Director Stephen L. Mayo Management For For 1h Elect Director Paul B. Rothman Management For For 1i Elect Director Patricia F. Russo Management For Against 1j Elect Director Christine E. Seidman Management For For 1k Elect Director Inge G. Thulin Management For For 1l Elect Director Kathy J. Warden Management For For 1m Elect Director Peter C. Wendell Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Provide Right to Act by Written Consent Shareholder Against For 5 Report on Access to COVID-19 Products Shareholder Against Against

METTLER-TOLEDO INTERNATIONAL INC. Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: MTD Security ID: 592688105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Robert F. Spoerry Management For For 1.2 Elect Director Wah-Hui Chu Management For For 1.3 Elect Director Domitille Doat-Le Bigot Management For For 1.4 Elect Director Olivier A. Filliol Management For For 1.5 Elect Director Elisha W. Finney Management For For 1.6 Elect Director Richard Francis Management For For 1.7 Elect Director Michael A. Kelly Management For For 1.8 Elect Director Thomas P. Salice Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For

MICRON TECHNOLOGY, INC. Meeting Date: JAN 14, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: MU Security ID: 595112103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Richard M. Beyer Management For For 1b Elect Director Lynn A. Dugle Management For For 1c Elect Director Steven J. Gomo Management For For 1d Elect Director Mary Pat McCarthy Management For For 1e Elect Director Sanjay Mehrotra Management For For 1f Elect Director Robert E. Switz Management For For 1g Elect Director MaryAnn Wright Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL Ticker: MSFT Security ID: 594918104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Reid G. Hoffman Management For For 1.2 Elect Director Hugh F. Johnston Management For For 1.3 Elect Director Teri L. List-Stoll Management For For 1.4 Elect Director Satya Nadella Management For For 1.5 Elect Director Sandra E. Peterson Management For For 1.6 Elect Director Penny S. Pritzker Management For For 1.7 Elect Director Charles W. Scharf Management For For 1.8 Elect Director Arne M. Sorenson Management For For 1.9 Elect Director John W. Stanton Management For For 1.10 Elect Director John W. Thompson Management For For 1.11 Elect Director Emma N. Walmsley Management For For 1.12 Elect Director Padmasree Warrior Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Report on Employee Representation on the Board of Directors Shareholder Against Against

MOLINA HEALTHCARE, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: MOH Security ID: 60855R100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Daniel Cooperman Management For For 1b Elect Director Stephen H. Lockhart Management For For 1c Elect Director Richard M. Schapiro Management For For 1d Elect Director Ronna E. Romney Management For For 1e Elect Director Dale B. Wolf Management For For 1f Elect Director Joseph M. Zubretsky Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL Ticker: MDLZ Security ID: 609207105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lewis W.K. Booth Management For For 1b Elect Director Charles E. Bunch Management For For 1c Elect Director Lois D. Juliber Management For For 1d Elect Director Peter W. May Management For For 1e Elect Director Jorge S. Mesquita Management For For 1f Elect Director Jane Hamilton Nielsen Management For For 1g Elect Director Fredric G. Reynolds Management For For 1h Elect Director Christiana S. Shi Management For For 1i Elect Director Patrick T. Siewert Management For For 1j Elect Director Michael A. Todman Management For For 1k Elect Director Jean-Francois M. L. van Boxmeer Management For For 1l Elect Director Dirk Van de Put Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Consider Pay Disparity Between Executives and Other 4 Shareholder Against Against Employees

MONGODB, INC. Meeting Date: JUL 10, 2020 Record Date: MAY 15, 2020 Meeting Type: ANNUAL Ticker: MDB Security ID: 60937P106 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Archana Agrawal Management For For 1.2 Elect Director Hope Cochran Management For For 1.3 Elect Director Dwight Merriman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MONGODB, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL Ticker: MDB Security ID: 60937P106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Roelof Botha Management For For 1.2 Elect Director Dev Ittycheria Management For For 1.3 Elect Director John McMahon Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MOODY'S CORPORATION Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL Ticker: MCO Security ID: 615369105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jorge A. Bermudez Management For For 1b Elect Director Therese Esperdy Management For Against 1c Elect Director Robert Fauber Management For For 1d Elect Director Vincent A. Forlenza Management For For 1e Elect Director Kathryn M. Hill Management For For 1f Elect Director Lloyd W. Howell, Jr. Management For For 1g Elect Director Raymond W. McDaniel, Jr. Management For For 1h Elect Director Leslie F. Seidman Management For For 1i Elect Director Bruce Van Saun Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Approve 2020 Decarbonization Plan Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

MOTOROLA SOLUTIONS, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: MSI Security ID: 620076307 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Gregory Q. Brown Management For For 1b Elect Director Kenneth D. Denman Management For For 1c Elect Director Egon P. Durban Management For For 1d Elect Director Clayton M. Jones Management For For 1e Elect Director Judy C. Lewent Management For For 1f Elect Director Gregory K. Mondre Management For For 1g Elect Director Joseph M. Tucci Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

MTU AERO ENGINES AG Meeting Date: AUG 05, 2020 Record Date: Meeting Type: ANNUAL Ticker: MTX Security ID: D5565H104 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None 2019 (Non-Voting) Approve Allocation of Income and Dividends of EUR 0.04 per 2 Management For For Share 3 Approve Discharge of Management Board for Fiscal 2019 Management For For 4 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For 5 Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 Management For For 6 Amend Articles Re: Online Participation Management For For

MTU AERO ENGINES AG Meeting Date: APR 21, 2021 Record Date: Meeting Type: ANNUAL Ticker: MTX Security ID: D5565H104 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None Year 2020 (Non-Voting)

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Allocation of Income and Dividends of EUR 1.25 per 2 Management For For Share 3 Approve Discharge of Management Board for Fiscal Year 2020 Management For For 4 Approve Discharge of Supervisory Board for Fiscal Year 2020 Management For For 5 Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 Management For For 6 Elect Rainer Martens to the Supervisory Board Management For For 7 Approve Remuneration Policy Management For For 8 Approve Remuneration of Supervisory Board Management For For Approve Creation of EUR 16 Million Pool of Capital with 9 Management For For Partial Exclusion of Preemptive Rights Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of 10 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For For 600 Million; Approve Creation of EUR 2.6 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Registration Moratorium Management For For

NESTLE SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL Ticker: NESN Security ID: H57312649 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Accept Financial Statements and Statutory Reports Management For For 1.2 Approve Remuneration Report Management For For 2 Approve Discharge of Board and Senior Management Management For For Approve Allocation of Income and Dividends of CHF 2.75 per 3 Management For For Share 4.1.a Reelect Paul Bulcke as Director and Board Chairman Management For For 4.1.b Reelect Ulf Schneider as Director Management For For 4.1.c Reelect Henri de Castries as Director Management For For 4.1.d Reelect Renato Fassbind as Director Management For For 4.1.e Reelect Pablo Isla as Director Management For For 4.1.f Reelect Ann Veneman as Director Management For For 4.1.g Reelect Eva Cheng as Director Management For For 4.1.h Reelect Patrick Aebischer as Director Management For For 4.1.i Reelect Kasper Rorsted as Director Management For Against 4.1.j Reelect Kimberly Ross as Director Management For For 4.1.k Reelect Dick Boer as Director Management For For 4.1.l Reelect Dinesh Paliwal as Director Management For For 4.1.m Reelect Hanne Jimenez de Mora as Director Management For For 4.2 Elect Lindiwe Sibanda as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Appoint Pablo Isla as Member of the Compensation 4.3.1 Management For For Committee Appoint Patrick Aebischer as Member of the Compensation 4.3.2 Management For For Committee Appoint Dick Boer as Member of the Compensation 4.3.3 Management For For Committee Appoint Kasper Rorsted as Member of the Compensation 4.3.4 Management For For Committee 4.4 Ratify Ernst & Young AG as Auditors Management For For 4.5 Designate Hartmann Dreyer as Independent Proxy Management For For Approve Remuneration of Directors in the Amount of CHF 10 5.1 Management For For Million Approve Remuneration of Executive Committee in the 5.2 Management For For Amount of CHF 57.5 Million Approve CHF 6.6 Million Reduction in Share Capital as Part 6 of the Share Buyback Program via Cancellation of Management For For Repurchased Shares 7 Approve Climate Action Plan Management For For 8 Transact Other Business (Voting) Management Against Against

NESTLE SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL Ticker: NESN Security ID: H57312649 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Accept Financial Statements and Statutory Reports Management For For 1.2 Approve Remuneration Report Management For For 2 Approve Discharge of Board and Senior Management Management For For Approve Allocation of Income and Dividends of CHF 2.75 per 3 Management For For Share 4.1.a Reelect Paul Bulcke as Director and Board Chairman Management For Abstain 4.1.b Reelect Ulf Schneider as Director Management For For 4.1.c Reelect Henri de Castries as Director Management For For 4.1.d Reelect Renato Fassbind as Director Management For For 4.1.e Reelect Pablo Isla as Director Management For For 4.1.f Reelect Ann Veneman as Director Management For For 4.1.g Reelect Eva Cheng as Director Management For For 4.1.h Reelect Patrick Aebischer as Director Management For For 4.1.i Reelect Kasper Rorsted as Director Management For For 4.1.j Reelect Kimberly Ross as Director Management For For 4.1.k Reelect Dick Boer as Director Management For For 4.1.l Reelect Dinesh Paliwal as Director Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4.1.m Reelect Hanne Jimenez de Mora as Director Management For For 4.2 Elect Lindiwe Sibanda as Director Management For For Appoint Pablo Isla as Member of the Compensation 4.3.1 Management For For Committee Appoint Patrick Aebischer as Member of the Compensation 4.3.2 Management For For Committee Appoint Dick Boer as Member of the Compensation 4.3.3 Management For For Committee Appoint Kasper Rorsted as Member of the Compensation 4.3.4 Management For For Committee 4.4 Ratify Ernst & Young AG as Auditors Management For For 4.5 Designate Hartmann Dreyer as Independent Proxy Management For For Approve Remuneration of Directors in the Amount of CHF 10 5.1 Management For For Million Approve Remuneration of Executive Committee in the 5.2 Management For For Amount of CHF 57.5 Million Approve CHF 6.6 Million Reduction in Share Capital as Part 6 of the Share Buyback Program via Cancellation of Management For For Repurchased Shares 7 Approve Climate Action Plan Management For For 8 Transact Other Business (Voting) Management Against Against

NETAPP, INC. Meeting Date: SEP 10, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL Ticker: NTAP Security ID: 64110D104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director T. Michael Nevens Management For For 1b Elect Director Deepak Ahuja Management For For 1c Elect Director Gerald Held Management For For 1d Elect Director Kathryn M. Hill Management For For 1e Elect Director Deborah L. Kerr Management For For 1f Elect Director George Kurian Management For For 1g Elect Director Scott F. Schenkel Management For For 1h Elect Director George T. Shaheen Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Provide Right to Act by Written Consent Shareholder Against For

NETFLIX, INC. Meeting Date: JUN 03, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: NFLX Security ID: 64110L106 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1a Elect Director Richard N. Barton Management For Withhold 1b Elect Director Rodolphe Belmer Management For For 1c Elect Director Bradford L. Smith Management For Withhold 1d Elect Director Anne M. Sweeney Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation 4 Report on Political Contributions Shareholder Against For 5 Adopt Simple Majority Vote Shareholder Against For 6 Improve the Executive Compensation Philosophy Shareholder Against Against

NETFLIX, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL Ticker: NFLX Security ID: 64110L106 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1a Elect Director Richard N. Barton Management For Withhold 1b Elect Director Rodolphe Belmer Management For For 1c Elect Director Bradford L. Smith Management For Withhold 1d Elect Director Anne M. Sweeney Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Political Contributions Shareholder Against For 5 Adopt Simple Majority Vote Shareholder Against For 6 Improve the Executive Compensation Philosophy Shareholder Against Against

NIDEC CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: 6594 Security ID: J52968104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Nagamori, Shigenobu Management For For 1.2 Elect Director Seki, Jun Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.3 Elect Director Sato, Teiichi Management For For 1.4 Elect Director Shimizu, Osamu Management For For 2 Approve Trust-Type Equity Compensation Plan Management For For

NIKE, INC. Meeting Date: SEP 17, 2020 Record Date: JUL 17, 2020 Meeting Type: ANNUAL Ticker: NKE Security ID: 654106103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Alan B. Graf, Jr. Management For For 1b Elect Director Peter B. Henry Management For For 1c Elect Director Michelle A. Peluso Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For 5 Report on Political Contributions Disclosure Shareholder Against Against

NORFOLK SOUTHERN CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL Ticker: NSC Security ID: 655844108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Thomas D. Bell, Jr. Management For For 1b Elect Director Mitchell E. Daniels, Jr. Management For For 1c Elect Director Marcela E. Donadio Management For For 1d Elect Director John C. Huffard, Jr. Management For For 1e Elect Director Christopher T. Jones Management For For 1f Elect Director Thomas C. Kelleher Management For For 1g Elect Director Steven F. Leer Management For For 1h Elect Director Michael D. Lockhart Management For For 1i Elect Director Amy E. Miles Management For For 1j Elect Director Claude Mongeau Management For For 1k Elect Director Jennifer F. Scanlon Management For For 1l Elect Director James A. Squires Management For For 1m Elect Director John R. Thompson Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4 Amend Proxy Access Right Shareholder Against Against Report on Corporate Climate Lobbying Aligned with Paris 5 Shareholder Against For Agreement

NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: NOC Security ID: 666807102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Kathy J. Warden Management For For 1.2 Elect Director David P. Abney Management For For 1.3 Elect Director Marianne C. Brown Management For For 1.4 Elect Director Donald E. Felsinger Management For For 1.5 Elect Director Ann M. Fudge Management For For 1.6 Elect Director William H. Hernandez Management For For 1.7 Elect Director Madeleine A. Kleiner Management For For 1.8 Elect Director Karl J. Krapek Management For For 1.9 Elect Director Gary Roughead Management For For 1.10 Elect Director Thomas M. Schoewe Management For For 1.11 Elect Director James S. Turley Management For For 1.12 Elect Director Mark A. Welsh, III Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Report on Human Rights Impact Assessment Shareholder Against Against Reduce Ownership Threshold for Shareholders to Request 5 Shareholder Against For Action by Written Consent

NORTONLIFELOCK INC. Meeting Date: SEP 08, 2020 Record Date: JUL 13, 2020 Meeting Type: ANNUAL Ticker: NLOK Security ID: 668771108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Sue Barsamian Management For For 1b Elect Director Eric K. Brandt Management For For 1c Elect Director Frank E. Dangeard Management For For 1d Elect Director Nora M. Denzel Management For For 1e Elect Director Peter A. Feld Management For For 1f Elect Director Kenneth Y. Hao Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1g Elect Director David W. Humphrey Management For For 1h Elect Director Vincent Pilette Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Political Contributions and Expenditures Shareholder Against Against

NOTRE DAME INTERMEDICA PARTICIPACOES SA Meeting Date: MAR 29, 2021 Record Date: Meeting Type: SPECIAL Ticker: GNDI3 Security ID: P7S227106 Management Vote Proposal No Proposal Proposed By Recommendation Cast Did Approve Acquisition Agreement between the Company and 1 Management For Not Hapvida Participacoes e Investimentos S.A. Vote Did Approve Merger between the Company and Hapvida 2 Management For Not Participacoes e Investimentos S.A. Vote Did 3 Authorize Board to Ratify and Execute Approved Resolutions Management For Not Vote Did 4 Approve Special Dividends Management For Not Vote

NOTRE DAME INTERMEDICA PARTICIPACOES SA Meeting Date: APR 26, 2021 Record Date: Meeting Type: ANNUAL Ticker: GNDI3 Security ID: P7S227106 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports for Fiscal 1 Management For For Year Ended Dec. 31, 2020 2 Approve Allocation of Income and Dividends Management For For 3 Approve Remuneration of Company's Management Management For For 4 Fix Number of Directors at Seven Management For For Do You Wish to Adopt Cumulative Voting for the Election of 5 the Members of the Board of Directors, Under the Terms of Management None Against Article 141 of the Brazilian Corporate Law? As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of 6 Management None Abstain Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7 Elect Directors Management For For In Case There is Any Change to the Board Slate Composition, 8 Management None For May Your Votes Still be Counted for the Proposed Slate? In Case Cumulative Voting Is Adopted, Do You Wish to 9 Management None Abstain Equally Distribute Your Votes Amongst the Nominees below? Percentage of Votes to Be Assigned - Elect Christopher Riley 10.1 Management None Abstain Gordon as Board Chairman Percentage of Votes to Be Assigned - Elect Irlau Machado 10.2 Management None Abstain Filho as Director Percentage of Votes to Be Assigned - Elect Michel David 10.3 Management None Abstain Freund as Director Percentage of Votes to Be Assigned - Elect T. Devin O'Reilly 10.4 Management None Abstain as Director Percentage of Votes to Be Assigned - Elect Jose Luiz Teixeira 10.5 Management None Abstain Rossi as Independent Director Percentage of Votes to Be Assigned - Elect Plinio Villares 10.6 Management None Abstain Musetti as Independent Director Percentage of Votes to Be Assigned - Elect Ana Paula de 10.7 Management None Abstain Assis Bogus as Independent Director Do You Wish to Request Installation of a Fiscal Council, 11 Under the Terms of Article 161 of the Brazilian Corporate Management None For Law? Elect Sergio Vicente Bicicchi as Fiscal Council Member and 12.1 Management For For Anna Carolina Morizot as Alternate Elect Adalgiso Fragoso de Faria as Fiscal Council Member 12.2 Management For Abstain and Stefan Colza Lee as Alternate Elect Adelino Dias Pinho as Fiscal Council Member and 12.3 Management For For Olavo Fortes Campos Rodrigues Junior as Alternate Elect Joao Verner Juenemann as Fiscal Council Member and 12.4 Management For For Geraldo Affonso Ferreira Filho as Alternate In the Event of a Second Call, the Voting Instructions 13 Contained in this Remote Voting Card May Also be Management None For Considered for the Second Call?

NOTRE DAME INTERMEDICA PARTICIPACOES SA Meeting Date: APR 26, 2021 Record Date: Meeting Type: SPECIAL Ticker: GNDI3 Security ID: P7S227106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Article 5 to Reflect Changes in Capital Management For For In the Event of a Second Call, the Voting Instructions Contained 2 in this Remote Voting Card May Also be Considered for the Management None For Second Call?

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] NOVO NORDISK A/S Meeting Date: MAR 25, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: NOVO.B Security ID: K72807132 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Report of Board Management None None 2 Accept Financial Statements and Statutory Reports Management For For Approve Allocation of Income and Dividends of DKK 5.85 3 Management For For Per Share 4 Approve Remuneration Report (Advisory Vote) Management For For Approve Remuneration of Directors for 2020 in the Aggregate 5.1 Management For For Amount of DKK 17 Million Approve Remuneration of Directors for 2021 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.47 Million for the 5.2 Management For For Vice Chairman, and DKK 736,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Reelect Helge Lund as Director and Board Chairman Management For For 6.2 Reelect Jeppe Christiansen as Director and Vice Chairman Management For For 6.3a Reelect Laurence Debroux as Director Management For For 6.3b Reelect Andreas Fibig as Director Management For For 6.3c Reelect Sylvie Gregoire as Director Management For For 6.3d Reelect Kasim Kutay as Director Management For For 6.3e Reelect Martin Mackay as Director Management For For 6.3f Elect Henrik Poulsen as New Director Management For For 7 Ratify Deloitte as Auditors Management For For Approve DKK 8 Million Reduction in Share Capital via B 8.1 Management For For Share Cancellation 8.2 Authorize Share Repurchase Program Management For For Amend Articles Re: Delete Authorization to Increase Share 8.3a Management For For Capital Approve Creation of DKK 46.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 46.2 Million 8.3b Pool of Capital without Preemptive Rights; Maximum Management For For Increase in Share Capital under Both Authorizations up to DKK 46.2 Million Approve Indemnification of Members of the Board of 8.4a Management For For Directors Approve Indemnification of Members of Executive 8.4b Management For For Management Amend Guidelines for Incentive-Based Compensation for 8.5 Management For For Executive Management and Board Allow Shareholder Meetings to be Held Partially or Fully by 8.6a Management For For Electronic Means

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 8.6b Allow Electronic Distribution of Company Communication Management For For 8.6c Amend Articles Re: Differentiation of Votes Management For For 8.7 Initiate Plan for Changed Ownership Shareholder Against Against 9 Other Business Management None None

OAK STREET HEALTH, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL Ticker: OSH Security ID: 67181A107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Robbert Vorhoff Management For For 1.2 Elect Director Srdjan Vukovic Management For For 1.3 Elect Director Mike Pykosz Management For For 1.4 Elect Director Carl Daley Management For For 2 Advisory Vote to Retain Classified Board Structure Management For Against Advisory Vote to Retain Supermajority Vote Requirement to 3 Management For Against Amend Certificate of Incorporation and Bylaws 4 Ratify Restricted Stock Unit Awards to Kim Keck Management For For 5 Ratify Ernst & Young LLP as Auditors Management For For

ON SEMICONDUCTOR CORPORATION Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: ON Security ID: 682189105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Atsushi Abe Management For For 1b Elect Director Alan Campbell Management For For 1c Elect Director Susan K. Carter Management For For 1d Elect Director Thomas L. Deitrich Management For For 1e Elect Director Gilles Delfassy Management For For 1f Elect Director Hassane S. El-Khoury Management For For 1g Elect Director Bruce E. Kiddoo Management For For 1h Elect Director Paul A. Mascarenas Management For For 1i Elect Director Gregory L. Waters Management For For 1j Elect Director Christine Y. Yan Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 5 Amend Omnibus Stock Plan Management For For

ORSTED A/S Meeting Date: MAR 01, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: ORSTED Security ID: K7653Q105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Report of Board Management None None 2 Accept Financial Statements and Statutory Reports Management For For 3 Approve Remuneration Report (Advisory Vote) Management For For 4 Approve Discharge of Management and Board Management For For Approve Allocation of Income and Dividends of DKK 11.50 Per 5 Management For For Share 6 Authorize Share Repurchase Program Management For For 7.1 Approve Director Indemnification Scheme Management For For Approve Guidelines for Incentive-Based Compensation for 7.2 Management For For Executive Management and Board Allow Shareholder Meetings to be Held by Electronic Means 7.3 Management For For Only Authorize Editorial Changes to Adopted Resolutions in 7.4 Management For For Connection with Registration with Danish Authorities 8 Other Proposals from Shareholders (None Submitted) Management None None Determine Number of Members (8) and Deputy Members of 9.1 Management For For Board 9.2 Reelect Thomas Thune Andersen (Chair) as Director Management For For 9.3 Reelect Lene Skole (Vice Chair) as Director Management For For 9.4a Reelect Lynda Armstrong as Director Management For For 9.4b Reelect Jorgen Kildah as Director Management For For 9.4c Reelect Peter Korsholm as Director Management For For 9.4d Reelect Dieter Wemmer as Director Management For For 9.4e Elect Julia King as New Director Management For For 9.4f Elect Henrik Poulsen as New Director Management For For Approve Remuneration of Directors; Approve Remuneration for 10 Management For For Committee Work 11 Ratify PricewaterhouseCoopers as Auditors Management For For 12 Other Business Management None None

PACCAR INC Meeting Date: APR 27, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL Ticker: PCAR

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 693718108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Mark C. Pigott Management For For 1.2 Elect Director Dame Alison J. Carnwath Management For For 1.3 Elect Director Franklin L. Feder Management For For 1.4 Elect Director R. Preston Feight Management For For 1.5 Elect Director Beth E. Ford Management For For 1.6 Elect Director Kirk S. Hachigian Management For For 1.7 Elect Director Roderick C. McGeary Management For For 1.8 Elect Director John M. Pigott Management For For 1.9 Elect Director Ganesh Ramaswamy Management For For 1.10 Elect Director Mark A. Schulz Management For For 1.11 Elect Director Gregory M. E. Spierkel Management For For 2 Adopt Simple Majority Vote Shareholder Against For

PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: PKG Security ID: 695156109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Cheryl K. Beebe Management For For 1.2 Elect Director Duane C. Farrington Management For For 1.3 Elect Director Donna A. Harman Management For For 1.4 Elect Director Mark W. Kowlzan Management For For 1.5 Elect Director Robert C. Lyons Management For For 1.6 Elect Director Thomas P. Maurer Management For For 1.7 Elect Director Samuel M. Mencoff Management For For 1.8 Elect Director Roger B. Porter Management For For 1.9 Elect Director Thomas S. Souleles Management For For 1.10 Elect Director Paul T. Stecko Management For For 1.11 Elect Director James D. Woodrum Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

PARKER-HANNIFIN CORPORATION Meeting Date: OCT 28, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL Ticker: PH Security ID: 701094104

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lee C. Banks Management For For 1b Elect Director Robert G. Bohn Management For For 1c Elect Director Linda S. Harty Management For For 1d Elect Director Kevin A. Lobo Management For For 1e Elect Director Candy M. Obourn Management For For 1f Elect Director Joseph Scaminace Management For For 1g Elect Director Ake Svensson Management For For 1h Elect Director Laura K. Thompson Management For For 1i Elect Director James R. Verrier Management For For 1j Elect Director James L. Wainscott Management For For 1k Elect Director Thomas L. Williams Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

PAYCHEX, INC. Meeting Date: OCT 15, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL Ticker: PAYX Security ID: 704326107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director B. Thomas Golisano Management For For 1b Elect Director Thomas F. Bonadio Management For For 1c Elect Director Joseph G. Doody Management For For 1d Elect Director David J.S. Flaschen Management For For 1e Elect Director Pamela A. Joseph Management For For 1f Elect Director Martin Mucci Management For For 1g Elect Director Joseph M. Tucci Management For For 1h Elect Director Joseph M. Velli Management For For 1i Elect Director Kara Wilson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

PAYPAL HOLDINGS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL Ticker: PYPL Security ID: 70450Y103

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Rodney C. Adkins Management For For 1b Elect Director Jonathan Christodoro Management For For 1c Elect Director John J. Donahoe Management For For 1d Elect Director David W. Dorman Management For For 1e Elect Director Belinda J. Johnson Management For For 1f Elect Director Gail J. McGovern Management For For 1g Elect Director Deborah M. Messemer Management For For 1h Elect Director David M. Moffett Management For For 1i Elect Director Ann M. Sarnoff Management For For 1j Elect Director Daniel H. Schulman Management For For 1k Elect Director Frank D. Yeary Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Provide Right to Act by Written Consent Shareholder Against For Report on Whether Written Policies or Unwritten Norms 5 Shareholder Against Against Reinforce Racism in Company Culture

PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL Ticker: PFE Security ID: 717081103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Ronald E. Blaylock Management For For 1.2 Elect Director Albert Bourla Management For For 1.3 Elect Director Susan Desmond-Hellmann Management For For 1.4 Elect Director Joseph J. Echevarria Management For Against 1.5 Elect Director Scott Gottlieb Management For For 1.6 Elect Director Helen H. Hobbs Management For For 1.7 Elect Director Susan Hockfield Management For For 1.8 Elect Director Dan R. Littman Management For For 1.9 Elect Director Shantanu Narayen Management For For 1.10 Elect Director Suzanne Nora Johnson Management For For 1.11 Elect Director James Quincey Management For For 1.12 Elect Director James C. Smith Management For For 2 Ratify KPMG LLP as Auditor Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4 Require Independent Board Chair Shareholder Against For 5 Report on Political Contributions and Expenditures Shareholder Against For 6 Report on Access to COVID-19 Products Shareholder Against Against

PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL Ticker: PM Security ID: 718172109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Brant Bonin Bough Management For For 1b Elect Director Andre Calantzopoulos Management For For 1c Elect Director Michel Combes Management For For 1d Elect Director Juan Jose Daboub Management For For 1e Elect Director Werner Geissler Management For For 1f Elect Director Lisa A. Hook Management For Against 1g Elect Director Jun Makihara Management For For 1h Elect Director Kalpana Morparia Management For For 1i Elect Director Lucio A. Noto Management For For 1j Elect Director Jacek Olczak Management For For 1k Elect Director Frederik Paulsen Management For For 1l Elect Director Robert B. Polet Management For For 1m Elect Director Shlomo Yanai Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers SA as Auditor Management For For

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Meeting Date: MAR 25, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL Ticker: 2318 Security ID: Y69790106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve 2020 Report of the Board of Directors Management For For 2 Approve 2020 Report of the Supervisory Committee Management For For 3 Approve 2020 Annual Report and Its Summary Management For For 4 Approve 2020 Financial Statements and Statutory Reports Management For For Approve 2020 Profit Distribution Plan and Distribution of 5 Management For For Final Dividends Approve Ernst & Young Hua Ming LLP as PRC Auditor and 6 Ernst & Young as International Auditor and Authorize Board Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] to Fix Their Remuneration Approve 2020 Performance Evaluation Report of Independent 7 Management For For Non-Executive Directors 8.01 Elect Ma Mingzhe as Director Management For For 8.02 Elect Xie Yonglin as Director Management For For 8.03 Elect Tan Sin Yin as Director Management For For 8.04 Elect Yao Jason Bo as Director Management For For 8.05 Elect Cai Fangfang as Director Management For For 8.06 Elect Soopakij Chearavanont as Director Management For For 8.07 Elect Yang Xiaoping as Director Management For Against 8.08 Elect Wang Yongjian as Director Management For For 8.09 Elect Huang Wei as Director Management For For 8.10 Elect Ouyang Hui as Director Management For For 8.11 Elect Ng Sing Yip as Director Management For For 8.12 Elect Chu Yiyun as Director Management For For 8.13 Elect Liu Hong as Director Management For For 8.14 Elect Jin Li as Director Management For For 8.15 Elect Ng Kong Ping Albert as Director Management For For 9.01 Elect Gu Liji as Supervisor Management For For 9.02 Elect Huang Baokui as Supervisor Management For For 9.03 Elect Zhang Wangjin as Supervisor Management For For 10 Approve Issuance of Debt Financing Instruments Management For For Approve Issuance of Equity or Equity-Linked Securities 11 Management For Against without Preemptive Rights for H Shares 12 Amend Articles of Association Management For For

PINTEREST, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: PINS Security ID: 72352L106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Fredric Reynolds Management For For 1b Elect Director Evan Sharp Management For For 1c Elect Director Andrea Wishom Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

PIONEER NATURAL RESOURCES COMPANY Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: PXD Security ID: 723787107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director A.R. Alameddine Management For For 1b Elect Director Edison C. Buchanan Management For For 1c Elect Director Matt Gallagher Management For For 1d Elect Director Phillip A. Gobe Management For For 1e Elect Director Larry R. Grillot Management For For 1f Elect Director Stacy P. Methvin Management For For 1g Elect Director Royce W. Mitchell Management For For 1h Elect Director Frank A. Risch Management For For 1i Elect Director Scott D. Sheffield Management For For 1j Elect Director J. Kenneth Thompson Management For Against 1k Elect Director Phoebe A. Wood Management For For 1l Elect Director Michael D. Wortley Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Qualified Employee Stock Purchase Plan Management For For

PPG INDUSTRIES, INC. Meeting Date: APR 15, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL Ticker: PPG Security ID: 693506107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Steven A. Davis Management For For 1.2 Elect Director Michael W. Lamach Management For For 1.3 Elect Director Michael T. Nally Management For For 1.4 Elect Director Guillermo Novo Management For For 1.5 Elect Director Martin H. Richenhagen Management For For 1.6 Elect Director Catherine R. Smith Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Declassify the Board of Directors Management For For 4 Eliminate Supermajority Vote Requirement Management For For 5 Ratify PricewaterhouseCoopers LLP as Auditor Management For For 6 Require Independent Board Chair Shareholder Against For

PROSUS NV

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Date: AUG 18, 2020 Record Date: JUL 21, 2020 Meeting Type: ANNUAL Ticker: PRX Security ID: N7163R103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Report of Management Board (Non-Voting) Management None None 2 Approve Remuneration Report Management For For 3 Adopt Financial Statements Management For For 4.a Approve Dividends of EUR 0.602 Per Share Management For For 4.b Approve Capital Increase and Capital Reduction Management For For 5 Approve Remuneration Policy for Executive Directors Management For For 6 Approve Remuneration Policy for Non-Executive Directors Management For For 7 Approve Discharge of Executive Directors Management For For 8 Approve Discharge of Non-Executive Directors Management For For 9 Elect Y Xu as Non-Executive Director Management For For 10.1 Reelect D G Eriksson as Non-Executive Director Management For For 10.2 Reelect M R Sorour as Non-Executive Director Management For For 10.3 Reelect E M Choi as Non-Executive Director Management For For 10.4 Reelect M Girotra as Non-Executive Director Management For For 10.5 Reelect R C C Jafta as Non-Executive Director Management For For 11 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For Grant Board Authority to Issue Shares Up To 10 Percent of 12 Management For Against Issued Capital and Restrict/Exclude Preemptive Rights 13 Authorize Repurchase of Shares Management For For 14 Amend Prosus Share Award Plan Management For For 15 Other Business (Non-Voting) Management None None 16 Voting Results Management None None

QBE INSURANCE GROUP LIMITED Meeting Date: MAY 05, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL Ticker: QBE Security ID: Q78063114 Management Vote Proposal No Proposal Proposed By Recommendation Cast 2 Approve Remuneration Report Management For For 3a Elect Stephen Fitzgerald as Director Management For For 3b Elect Brian Pomeroy as Director Management For For 3c Elect Jann Skinner as Director Management For For 3d Elect Tan Le as Director Management For For 3e Elect Eric Smith as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4a Approve the Amendments to the Company's Constitution Shareholder Against Against 4b Approve Exposure Reduction Targets Shareholder Against Against

RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 26, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL Ticker: RTX Security ID: 75513E101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Tracy A. Atkinson Management For For 1b Elect Director Gregory J. Hayes Management For For 1c Elect Director Thomas A. Kennedy Management For For 1d Elect Director Marshall O. Larsen Management For For 1e Elect Director George R. Oliver Management For For 1f Elect Director Robert K. (Kelly) Ortberg Management For For 1g Elect Director Margaret L. O'Sullivan Management For For 1h Elect Director Dinesh C. Paliwal Management For For 1i Elect Director Ellen M. Pawlikowski Management For For 1j Elect Director Denise L. Ramos Management For For 1k Elect Director Fredric G. Reynolds Management For For 1l Elect Director Brian C. Rogers Management For For 1m Elect Director James A. Winnefeld, Jr. Management For For 1n Elect Director Robert O. Work Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Amend Omnibus Stock Plan Management For For 6 Amend Proxy Access Right Shareholder Against Against

RECKITT BENCKISER GROUP PLC Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL Ticker: RKT Security ID: G74079107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Approve Final Dividend Management For For 4 Re-elect Andrew Bonfield as Director Management For For 5 Re-elect Jeff Carr as Director Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 6 Re-elect Nicandro Durante as Director Management For For 7 Re-elect Mary Harris as Director Management For For 8 Re-elect Mehmood Khan as Director Management For For 9 Re-elect Pam Kirby as Director Management For For 10 Re-elect Sara Mathew as Director Management For Against 11 Re-elect Laxman Narasimhan as Director Management For For 12 Re-elect Chris Sinclair as Director Management For For 13 Re-elect Elane Stock as Director Management For For 14 Elect Olivier Bohuon as Director Management For For 15 Elect Margherita Della Valle as Director Management For For 16 Reappoint KPMG LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 17 Management For For Auditors 18 Authorise UK Political Donations and Expenditure Management For For 19 Authorise Issue of Equity Management For Against 20 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 21 Management For For Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary Shares Management For For 23 Adopt New Articles of Association Management For For Authorise the Company to Call General Meeting with Two 24 Management For For Weeks' Notice

REDE D'OR SAO LUIZ SA Meeting Date: APR 30, 2021 Record Date: Meeting Type: SPECIAL Ticker: RDOR3 Security ID: P79942101 Management Vote Proposal No Proposal Proposed By Recommendation Cast Amend Article 5 to Reflect Changes in Capital, Amend Articles 1 Management For For and Consolidate Bylaws Approve Agreement to Absorb Maximagem - Diagnostico por 2 Management For For Imagem Ltda Ratify Meden Consultoria Empresarial Ltda as Independent Firm 3 Management For For to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal Management For For Approve Absorption of Maximagem - Diagnostico por Imagem 5 Management For For Ltda 6 Authorize Board to Ratify and Execute Approved Resolutions Management For For

REDE D'OR SAO LUIZ SA Meeting Date: APR 30, 2021 Record Date:

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: RDOR3 Security ID: P79942101 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports for Fiscal 1 Management For For Year Ended Dec. 31, 2020 2 Approve Allocation of Income and Dividends Management For For 3 Approve Remuneration of Company's Management Management For For Do You Wish to Request Installation of a Fiscal Council, Under 4 Management None For the Terms of Article 161 of the Brazilian Corporate Law?

REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL Ticker: REGN Security ID: 75886F107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director N. Anthony Coles Management For Against 1b Elect Director Arthur F. Ryan Management For Against 1c Elect Director George L. Sing Management For For 1d Elect Director Marc Tessier-Lavigne Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 11, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL Ticker: REGN Security ID: 75886F107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director N. Anthony Coles Management For Against 1b Elect Director Arthur F. Ryan Management For Against 1c Elect Director George L. Sing Management For Against 1d Elect Director Marc Tessier-Lavigne Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

RESMED INC. Meeting Date: NOV 19, 2020 Record Date: SEP 22, 2020 Meeting Type: ANNUAL Ticker: RMD Security ID: 761152107 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1a Elect Director Karen Drexler Management For For 1b Elect Director Michael Farrell Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

RESTAURANT BRANDS INTERNATIONAL INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: QSR Security ID: 76131D103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Alexandre Behring Management For For 1.2 Elect Director Joao M. Castro-Neves Management For For 1.3 Elect Director Maximilien de Limburg Stirum Management For For 1.4 Elect Director Paul J. Fribourg Management For For 1.5 Elect Director Neil Golden Management For For 1.6 Elect Director Ali Hedayat Management For For 1.7 Elect Director Golnar Khosrowshahi Management For For 1.8 Elect Director Marc Lemann Management For For 1.9 Elect Director Jason Melbourne Management For For 1.10 Elect Director Giovanni (John) Prato Management For For 1.11 Elect Director Daniel S. Schwartz Management For For 1.12 Elect Director Carlos Alberto Sicupira Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation One 3 Advisory Vote on Say on Pay Frequency Management One Year Year Approve KPMG LLP as Auditors and Authorize Board to Fix 4 Management For For Their Remuneration

REXNORD CORPORATION Meeting Date: MAY 04, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: RXN Security ID: 76169B102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Todd A. Adams Management For For 1.2 Elect Director Theodore D. Crandall Management For For 1.3 Elect Director Rosemary M. Schooler Management For For 1.4 Elect Director Robin A. Walker-Lee Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

RINGCENTRAL, INC. Meeting Date: JUN 04, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL Ticker: RNG Security ID: 76680R206 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Vladimir Shmunis Management For For 1.2 Elect Director Kenneth Goldman Management For Withhold 1.3 Elect Director Michelle McKenna Management For For 1.4 Elect Director Robert Theis Management For For 1.5 Elect Director Allan Thygesen Management For For 1.6 Elect Director Neil Williams Management For For 1.7 Elect Director Mignon Clyburn Management For For 1.8 Elect Director Arne Duncan Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

RIO TINTO PLC Meeting Date: APR 09, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL Ticker: RIO Security ID: G75754104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Policy Management For For 3 Approve Remuneration Report for UK Law Purposes Management For For 4 Approve Remuneration Report for Australian Law Purposes Management For For 5 Re-elect Megan Clark as Director Management For For 6 Re-elect Hinda Gharbi as Director Management For For 7 Re-elect Simon Henry as Director Management For For 8 Re-elect Sam Laidlaw as Director Management For For 9 Re-elect Simon McKeon as Director Management For For 10 Re-elect Jennifer Nason as Director Management For For 11 Re-elect Jakob Stausholm as Director Management For For 12 Re-elect Simon Thompson as Director Management For Against 13 Re-elect Ngaire Woods as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 14 Reappoint KPMG LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 15 Management For For Auditors 16 Authorise UK Political Donations and Expenditure Management For For 17 Approve Global Employee Share Plan Management None For 18 Approve UK Share Plan Management For For 19 Authorise Issue of Equity Management For For 20 Authorise Issue of Equity without Pre-emptive Rights Management For For 21 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 22 Management For Against Weeks' Notice

RIO TINTO PLC Meeting Date: APR 09, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL Ticker: RIO Security ID: G75754104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Policy Management For For 3 Approve Remuneration Report for UK Law Purposes Management For For 4 Approve Remuneration Report for Australian Law Purposes Management For For 5 Re-elect Megan Clark as Director Management For For 6 Re-elect Hinda Gharbi as Director Management For For 7 Re-elect Simon Henry as Director Management For For 8 Re-elect Sam Laidlaw as Director Management For For 9 Re-elect Simon McKeon as Director Management For For 10 Re-elect Jennifer Nason as Director Management For For 11 Re-elect Jakob Stausholm as Director Management For For 12 Re-elect Simon Thompson as Director Management For For 13 Re-elect Ngaire Woods as Director Management For For 14 Reappoint KPMG LLP as Auditors Management For For 15 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For 16 Authorise UK Political Donations and Expenditure Management For For 17 Approve Global Employee Share Plan Management None For 18 Approve UK Share Plan Management For For 19 Authorise Issue of Equity Management For For 20 Authorise Issue of Equity without Pre-emptive Rights Management For For 21 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 22 Management For For Weeks' Notice

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

ROYAL GOLD, INC. Meeting Date: NOV 18, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL Ticker: RGLD Security ID: 780287108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Fabiana Chubbs Management For For 1b Elect Director Kevin McArthur Management For For 1c Elect Director Sybil Veenman Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

S&P GLOBAL INC. Meeting Date: MAR 11, 2021 Record Date: JAN 19, 2021 Meeting Type: SPECIAL Ticker: SPGI Security ID: 78409V104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Issue Shares in Connection with Merger Management For For

S&P GLOBAL INC. Meeting Date: MAY 05, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: SPGI Security ID: 78409V104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Marco Alvera Management For For 1.2 Elect Director William J. Amelio Management For For 1.3 Elect Director William D. Green Management For Against 1.4 Elect Director Stephanie C. Hill Management For For 1.5 Elect Director Rebecca J. Jacoby Management For For 1.6 Elect Director Monique F. Leroux Management For For 1.7 Elect Director Ian P. Livingston Management For For 1.8 Elect Director Maria R. Morris Management For For 1.9 Elect Director Douglas L. Peterson Management For For 1.10 Elect Director Edward B. Rust, Jr. Management For For 1.11 Elect Director Kurt L. Schmoke Management For For 1.12 Elect Director Richard E. Thornburgh Management For For Advisory Vote to Ratify Named Executive Officers' file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For Against 4 Approve Greenhouse Gas (GHG) Emissions Reduction Plan Management For For Amend Certificate of Incorporation to Become a Public 5 Shareholder Against Against Benefit Corporation

SAFRAN SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: SAF Security ID: F4035A557 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Allocation of Income and Dividends of EUR 0.43 per 3 Management For For Share 4 Approve Transaction with BNP Paribas Management For For 5 Ratify Appointment of Olivier Andries as Director Management For For 6 Reelect Helene Auriol Potier as Director Management For For 7 Reelect Sophie Zurquiyah as Director Management For For 8 Reelect Patrick Pelata as Director Management For For 9 Elect Fabienne Lecorvaisier as Director Management For For Approve Compensation of Ross McInnes, Chairman of the 10 Management For For Board 11 Approve Compensation of Philippe Petitcolin, CEO Management For For 12 Approve Compensation Report of Corporate Officers Management For For 13 Approve Remuneration Policy of Chairman of the Board Management For For 14 Approve Remuneration Policy of CEO Management For For 15 Approve Remuneration Policy of Directors Management For For Authorize Repurchase of Up to 10 Percent of Issued Share 16 Management For For Capital Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares 17 Management For For A Authorize Issuance of Equity or Equity-Linked Securities with 18 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For For 20 Million Authorize Issuance of Equity or Equity-Linked Securities 19 without Preemptive Rights up to Aggregate Nominal Amount Management For Against of EUR 8 Million Authorize Capital Increase of Up to EUR 8 Million for Future 20 Management For Against Exchange Offers Approve Issuance of Equity or Equity-Linked Securities for file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 21 Private Placements, up to Aggregate Nominal Amount of EUR Management For Against 8 Million Authorize Board to Increase Capital in the Event of Additional 22 Demand Related to Delegation Submitted to Shareholder Vote Management For Against Under Items 18-21 Authorize Issuance of Equity or Equity-Linked Securities with 23 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For Against 8 Million, Only In the Event of a Public Tender Offer Authorize Issuance of Equity or Equity-Linked Securities 24 without Preemptive Rights up to Aggregate Nominal Amount Management For Against of EUR 8 Million, Only In the Event of a Public Tender Offer Authorize Capital Increase of Up to EUR 8 Million for Future 25 Management For Against Exchange Offers, Only In the Event of a Public Tender Offer Approve Issuance of Equity or Equity-Linked Securities for 26 Private Placements, up to Aggregate Nominal Amount of EUR Management For Against 8 Million, Only In the Event of a Public Tender Offer Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 27 Management For Against Under Items 23-26, Only In the Event of a Public Tender Offer Authorize Capital Issuances for Use in Employee Stock 28 Management For For Purchase Plans Authorize Decrease in Share Capital via Cancellation of 29 Management For For Repurchased Shares Authorize up to 0.4 Percent of Issued Capital for Use in 30 Management For For Restricted Stock Plans 31 Authorize Filing of Required Documents/Other Formalities Management For For

SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL Ticker: 005930 Security ID: Y74718100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Allocation of Income Management For For 2.1.1 Elect Park Byung-gook as Outside Director Management For For 2.1.2 Elect Kim Jeong as Outside Director Management For For 2.2.1 Elect Kim Kinam as Inside Director Management For For 2.2.2 Elect Kim Hyun-suk as Inside Director Management For For 2.2.3 Elect Koh Dong-jin as Inside Director Management For For Elect Kim Sun-uk as Outside Director to Serve as an Audit 3 Management For For Committee Member Approve Total Remuneration of Inside Directors and Outside 4 Management For For Directors

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] SAP SE Meeting Date: MAY 12, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: SAP Security ID: D66992104 Management Vote Proposal No Proposal Proposed By Recommendation Cast Receive Financial Statements and Statutory Reports for Fiscal 1 Management None None Year 2020 (Non-Voting) Approve Allocation of Income and Dividends of EUR 1.85 per 2 Management For For Share Approve Discharge of Management Board for Fiscal Year 3 Management For For 2020 4 Approve Discharge of Supervisory Board for Fiscal Year 2020 Management For For 5 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For For 6.1 Elect Qi Lu to the Supervisory Board Management For For 6.2 Elect Rouven Westphal to the Supervisory Board Management For For Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to 7 Aggregate Nominal Amount of EUR 10 Billion; Approve Management For Against Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Corporate Purpose Management For For 9 Amend Articles Re: Proof of Entitlement Management For For

SBERBANK RUSSIA PJSC Meeting Date: SEP 25, 2020 Record Date: AUG 25, 2020 Meeting Type: ANNUAL Ticker: SBER Security ID: 80585Y308 Management Vote Proposal No Proposal Proposed By Recommendation Cast Did 1 Approve Annual Report Management For Not Vote Did Approve Allocation of Income and Dividends of RUB 18.70 per 2 Management For Not Ordinary Share and RUB 18.70 per Preferred Share Vote Did 3 Ratify PricewaterhouseCoopers as Auditor Management For Not Vote Did 4.1 Elect Esko Tapani Aho as Director Management None Not Vote Did 4.2 Elect Leonid Boguslavskii as Director Management None Not Vote file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Did 4.3 Elect Herman Gref as Director Management None Not Vote Did 4.4 Elect Bella Zlatkis as Director Management None Not Vote Did 4.5 Elect Sergei Ignatev as Director Management None Not Vote Did 4.6 Elect Mikhail Kovalchuk as Director Management None Not Vote Did 4.7 Elect Vladimir Kolychev as Director Management None Not Vote Did 4.8 Elect Nikolai Kudriavtsev as Director Management None Not Vote Did 4.9 Elect Aleksandr Kuleshov as Director Management None Not Vote Did 4.10 Elect Gennadii Melikian as Director Management None Not Vote Did 4.11 Elect Maksim Oreshkin as Director Management None Not Vote Did 4.12 Elect Anton Siluanov as Director Management None Not Vote Did 4.13 Elect Dmitrii Chernyshenko as Director Management None Not Vote Did 4.14 Elect Nadya Wells as Director Management None Not Vote Did Approve Related-Party Transaction Re: Liability Insurance for 5 Management For Not Directors, Executives, and Company Vote Did 6 Amend Charter Management For Not Vote

SBERBANK RUSSIA PJSC Meeting Date: APR 23, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: SBER Security ID: 80585Y308 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast Did 1 Approve Annual Report Management For Not Vote Did Approve Allocation of Income and Dividends of RUB 18.70 per 2 Management For Not Ordinary Share and RUB 18.70 per Preferred Share Vote Did 3 Ratify PricewaterhouseCoopers as Auditor Management For Not Vote Did 4.1 Elect Esko Tapani Aho as Director Management None Not Vote Did 4.2 Elect Natalie Alexandra Braginsky Mounier as Director Management None Not Vote Did 4.3 Elect Herman Gref as Director Management None Not Vote Did 4.4 Elect Bella Zlatkis as Director Management None Not Vote Did 4.5 Elect Sergei Ignatev as Director Management None Not Vote Did 4.6 Elect Mikhail Kovalchuk as Director Management None Not Vote Did 4.7 Elect Vladimir Kolychev as Director Management None Not Vote Did 4.8 Elect Nikolai Kudriavtsev as Director Management None Not Vote Did 4.9 Elect Aleksandr Kuleshov as Director Management None Not Vote Did 4.10 Elect Gennadii Melikian as Director Management None Not Vote Did 4.11 Elect Maksim Oreshkin as Director Management None Not Vote Did 4.12 Elect Anton Siluanov as Director Management None Not Vote Did

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 4.13 Elect Dmitrii Chernyshenko as Director Management None Not Vote Did 4.14 Elect Nadya Wells as Director Management None Not Vote Did 5 Approve New Edition of Charter Management For Not Vote Did Approve Related-Party Transaction Re: Liability Insurance for 6 Management For Not Directors, Executives, and Company Vote Did 7 Approve Remuneration of Directors Management For Not Vote Did 8 Amend Regulations on Remuneration of Directors Management For Not Vote

SEAGEN INC. Meeting Date: MAY 14, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL Ticker: SGEN Security ID: 81181C104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Felix J. Baker Management For For 1b Elect Director Clay B. Siegall Management For For 1c Elect Director Nancy A. Simonian Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

SEMPRA ENERGY Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL Ticker: SRE Security ID: 816851109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Alan L. Boeckmann Management For For 1b Elect Director Andres Conesa Management For For 1c Elect Director Maria Contreras-Sweet Management For For 1d Elect Director Pablo A. Ferrero Management For For 1e Elect Director William D. Jones Management For For 1f Elect Director Jeffrey W. Martin Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1g Elect Director Bethany J. Mayer Management For For 1h Elect Director Michael N. Mears Management For For 1i Elect Director Jack T. Taylor Management For For 1j Elect Director Cynthia L. Walker Management For For 1k Elect Director Cynthia J. Warner Management For For 1l Elect Director James C. Yardley Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Proxy Access Right Shareholder Against Against Report on Corporate Climate Lobbying Aligned with Paris 5 Shareholder Against Against Agreement

SERVICENOW, INC. Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: NOW Security ID: 81762P102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Susan L. Bostrom Management For For 1b Elect Director Jonathan C. Chadwick Management For For 1c Elect Director Lawrence J. Jackson, Jr. Management For For 1d Elect Director Frederic B. Luddy Management For For 1e Elect Director Jeffrey A. Miller Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Provide Right to Call Special Meeting Management For For 5 Approve Omnibus Stock Plan Management For For 6 Amend Qualified Employee Stock Purchase Plan Management For For

SHIMAO GROUP HOLDINGS LIMITED Meeting Date: JUN 08, 2021 Record Date: JUN 01, 2021 Meeting Type: ANNUAL Ticker: 813 Security ID: G81043104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2.1 Approve Final Dividend Management For For 2.2 Approve Special Dividend Management For For 3.1 Elect Hui Sai Tan, Jason as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3.2 Elect Ye Mingjie as Director Management For For 3.3 Elect Lyu Hong Bing as Director Management For For 3.4 Elect Lam Ching Kam as Director Management For For 3.5 Authorize Board to Fix Remuneration of Directors Management For For Approve PricewaterhouseCoopers as Auditor and Authorize 4 Management For For Board to Fix Their Remuneration Approve Issuance of Equity or Equity-Linked Securities 5 Management For Against without Preemptive Rights 6 Authorize Repurchase of Issued Share Capital Management For For

SHOP APOTHEKE EUROPE NV Meeting Date: APR 21, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL Ticker: SAE Security ID: N7975Z103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Open Meeting Management None None 2.a Receive Report of Management Board (Non-Voting) Management None None 2.b Discussion on Company's Corporate Governance Structure Management None None 3.a Approve Remuneration Report Management For For 3.b Receive Report of Auditors (Non-Voting) Management None None 3.c Adopt Financial Statements Management For For Receive Explanation on Company's Reserves and Dividend 3.d Management None None Policy 3.e Approve Allocation of Income Management For For 4.a Approve Discharge of Management Board Management For For 4.b Approve Discharge of Supervisory Board Management For For 5 Ratify Mazars Accountants N.V. as Auditors Management For For Receive Information on the Resignation of Jan Pyttel as 6.a Management None None Member of Supervisory Board 6.b Approve Discharge of Jan Pyttel from Supervisory Board Management For For 6.c Elect Henriette Peucker to Supervisory Board Management For For Approve Increase in the Fixed Annual Base Fees of 6.d Management For For Supervisory Board 6.e Amend Remuneration Policy for Supervisory Board Management For For Revoke Board Authority to Issue Shares from Last Meeting on 7.a Management For For April 30, 2020 Revoke Board to Exclude Preemptive Rights from Share 7.b Management For For Issuances under Item 7.a Grant Board Authority to Issue Shares Up to 20 Percent of 7.c Management For For Issued Capital Authorize Board to Exclude Preemptive Rights from Share 7.d Management For Against Issuances under Item 7.c file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Grant Board Authority to Issue Shares Up To 0.07 Percent of 7.e Management For For Issued Capital in Connection with the 2019 ESOP Authorize Repurchase of Up to 10 Percent of Issued Share 8 Management For For Capital 9 Amend Articles of Association Management For Against 10 Allow Questions Management None None 11 Close Meeting Management None None

SHOPIFY INC. Meeting Date: MAY 26, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: SHOP Security ID: 82509L107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1A Elect Director Tobias Luetke Management For For 1B Elect Director Robert Ashe Management For For 1C Elect Director Gail Goodman Management For For 1D Elect Director Colleen Johnston Management For For 1E Elect Director Jeremy Levine Management For For 1F Elect Director John Phillips Management For For Approve PricewaterhouseCoopers LLP as Auditors and 2 Management For For Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan Management For Against 4 Re-approve Long Term Incentive Plan Management For Against 5 Advisory Vote on Executive Compensation Approach Management For For

SK HYNIX, INC. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL Ticker: 000660 Security ID: Y8085F100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Allocation of Income Management For For 2 Elect Park Jung-Ho as Inside Director Management For For 3.1 Elect Song Ho-Keun as Outside Director Management For For 3.2 Elect Cho Hyun-Jae as Outside Director Management For For Elect Yoon Tae-Hwa as Outside Director to Serve as an Audit 4 Management For For Committee Member Approve Total Remuneration of Inside Directors and Outside 5 Management For Against Directors 6 Approve Stock Option Grants Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7 Approve Stock Option Grants Management For For

SMARTSHEET INC. Meeting Date: JUN 17, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL Ticker: SMAR Security ID: 83200N103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Alissa Abdullah Management For For 1.2 Elect Director Brent Frei Management For For 1.3 Elect Director Michael Gregoire Management For For 1.4 Elect Director Rowan Trollope Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

SOCIETE GENERALE SA Meeting Date: MAY 18, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL Ticker: GLE Security ID: F8591M517 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Consolidated Financial Statements and Statutory 1 Management For For Reports 2 Approve Financial Statements and Statutory Reports Management For For Approve Treatment of Losses and Dividends of EUR 0.55 per 3 Management For For Share Approve Auditors' Special Report on Related-Party 4 Management For For Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of Chairman of the Board Management For For 6 Approve Remuneration Policy of CEO and Vice-CEOs Management For For 7 Approve Remuneration Policy of Directors Management For For 8 Approve Compensation Report of Corporate Officers Management For For Approve Compensation of Lorenzo Bini Smaghi, Chairman of 9 Management For For the Board 10 Approve Compensation of Frederic Oudea, CEO Management For For 11 Approve Compensation of Philippe Aymerich, Vice-CEO Management For For 12 Approve Compensation of Severin Cabannes, Vice-CEO Management For For 13 Approve Compensation of Philippe Heim, Vice-CEO Management For For 14 Approve Compensation of Diony Lebot, Vice-CEO Management For For Approve the Aggregate Remuneration Granted in 2020 to 15 Certain Senior Management, Responsible Officers, and Risk- Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Takers 16 Reelect William Connelly as Director Management For For 17 Reelect Lubomira Rochet as Director Management For For 18 Reelect Alexandra Schaapveld as Director Management For For 19 Elect Henri Poupart-Lafarge as Director Management For For Elect Helene Crinquant as Representative of Employee 20 Management None Against Shareholders to the Board Elect Sebastien Wetter as Representative of Employee 21 Management None For Shareholders to the Board Authorize Repurchase of Up to 5 Percent of Issued Share 22 Management For For Capital 23 Authorize Filing of Required Documents/Other Formalities Management For For

SOFTBANK CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: 9434 Security ID: J75963132 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Articles to Allow Virtual Only Shareholder Meetings Management For For 2.1 Elect Director Miyauchi, Ken Management For For 2.2 Elect Director Miyakawa, Junichi Management For For 2.3 Elect Director Shimba, Jun Management For For 2.4 Elect Director Imai, Yasuyuki Management For For 2.5 Elect Director Fujihara, Kazuhiko Management For For 2.6 Elect Director Son, Masayoshi Management For For 2.7 Elect Director Kawabe, Kentaro Management For For 2.8 Elect Director Horiba, Atsushi Management For For 2.9 Elect Director Kamigama, Takehiro Management For For 2.10 Elect Director Oki, Kazuaki Management For For 2.11 Elect Director Uemura, Kyoko Management For For 2.12 Elect Director Hishiyama, Reiko Management For For 2.13 Elect Director Koshi, Naomi Management For For Approve Cash Compensation Ceiling for Directors, Restricted 3 Management For For Stock Plan and Stock Option Plan

SOFTBANK GROUP CORP. Meeting Date: JUN 23, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL Ticker: 9984 Security ID: J7596P109 Management Vote Proposal No Proposal Proposed By file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Recommendation Cast Approve Allocation of Income, with a Final Dividend of JPY 1 Management For For 22 Amend Articles to Allow Virtual Only Shareholder Meetings - Amend Business Lines - Clarify Director Authority on 2 Management For For Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions 3.1 Elect Director Son, Masayoshi Management For For 3.2 Elect Director Goto, Yoshimitsu Management For For 3.3 Elect Director Miyauchi, Ken Management For For 3.4 Elect Director Kawabe, Kentaro Management For For 3.5 Elect Director Iijima, Masami Management For For 3.6 Elect Director Matsuo, Yutaka Management For For 3.7 Elect Director Lip-Bu Tan Management For For 3.8 Elect Director Erikawa, Keiko Management For For 3.9 Elect Director Kenneth A. Siegel Management For For 4.1 Appoint Statutory Auditor Nakata, Yuji Management For For 4.2 Appoint Statutory Auditor Uno, Soichiro Management For For 4.3 Appoint Statutory Auditor Otsuka, Keiichi Management For For 5 Approve Compensation Ceiling for Statutory Auditors Management For Against

SQUARE, INC. Meeting Date: JUN 15, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL Ticker: SQ Security ID: 852234103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Randy Garutti Management For For 1.2 Elect Director Mary Meeker Management For For 1.3 Elect Director Lawrence Summers Management For For 1.4 Elect Director Darren Walker Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Require Independent Board Chair Shareholder Against Against Approve Recapitalization Plan for all Stock to Have One-vote 5 Shareholder Against For per Share

STMICROELECTRONICS NV Meeting Date: MAY 27, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL Ticker: STM Security ID: N83574108 file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Receive Report of Management Board (Non-Voting) Management None None 2 Receive Report of Supervisory Board (Non-Voting) Management None None 3 Approve Remuneration Report Management For For 4 Approve Remuneration Policy for Management Board Management For For 5 Adopt Financial Statements and Statutory Reports Management For For 6 Approve Dividends Management For For 7 Approve Discharge of Management Board Management For For 8 Approve Discharge of Supervisory Board Management For For 9 Reelect Jean-Marc Chery to Management Board Management For For Approve Grant of Unvested Stock Awards to Jean-Marc Chery 10 Management For For as President and CEO Approve Unvested Stock Award Plan for Management and 11 Management For For Key Employees 12 Reelect Nicolas Dufourcq to Supervisory Board Management For For Authorize Repurchase of Up to 10 Percent of Issued Share 13 Management For For Capital Grant Board Authority to Issue Shares Up To 10 Percent of 14 Management For Against Issued Capital and Exclude Pre-emptive Rights 15 Allow Questions Management None None

SWECO AB Meeting Date: OCT 22, 2020 Record Date: OCT 14, 2020 Meeting Type: SPECIAL Ticker: SWEC.B Security ID: W9421X112 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Chairman of Meeting Management For For 2 Prepare and Approve List of Shareholders Management For For 3 Approve Agenda of Meeting Management For For 4 Designate Inspector(s) of Minutes of Meeting Management For For 5 Acknowledge Proper Convening of Meeting Management For For 6 Approve Dividends of SEK 3.10 Per Share Management For For Amend Articles Re: Set Minimum (SEK 120 Million) and Maximum (SEK 480 Million) Share Capital; Set Minimum (360 7 Management For For Million) and Maximum (1.44 Billion) Number of Shares; Participation at General Meeting 8 Approve 3:1 Stock Split Management For For 9 Close Meeting Management None None

SWECO AB Meeting Date: APR 22, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Record Date: APR 14, 2021 Meeting Type: ANNUAL Ticker: SWEC.B Security ID: W31065225 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Elect Johan Nordstrom Chairman of Meeting Management For For 2 Notification of Secretary of General Meeting Management None None 3.a Designate Mats Gustafsson as Inspector of Minutes of Meeting Management For For Designate Solveig Thunstrom Inspectors of Minutes of 3.b Management For For Meeting 4 Prepare and Approve List of Shareholders Management For For 5 Approve Agenda of Meeting Management For For 6 Acknowledge Proper Convening of Meeting Management For For 7 Receive Financial Statements and Statutory Reports Management None None 8.a Accept Financial Statements and Statutory Reports Management For For Approve Allocation of Income and Dividends of SEK 2.20 8.b Management For For Share 8.c1 Approve Discharge of Johan Nordstrom Management For For 8.c2 Approve Discharge of Asa Bergman Management For For 8.c3 Approve Discharge of Gunnel Duveblad Management For For 8.c4 Approve Discharge of Elaine Grunewald Management For For 8.c5 Approve Discharge of Alf Goransson Management For For 8.c6 Approve Discharge of Johan Hjertonsson Management For For 8.c7 Approve Discharge of Eva Lindqvist Management For For 8.c8 Approve Discharge of Christine Wolff Management For For 8.c9 Approve Discharge of Gorgen Edenhagen Management For For 8.c10 Approve Discharge of Maria Ekh Management For For 8.c11 Approve Discharge of Anna Leonsson Management For For 8.c12 Approve Discharge of Charlotte Berglund Management For For 8.c13 Approve Discharge of Nicole Corrodi Management For For 8.c14 Approve Discharge of Peter Rothstein Management For For 8.c15 Approve Discharge of Asa Bergman (CEO) Management For For Determine Number of Members (7) and Deputy Members (0) 9.1 Management For For of Board 9.2 Determine Number of Auditors (1) and Deputy Auditors (0) Management For For Approve Remuneration of Directors in the Amount of SEK 1 10.1 Million for Chairman and SEK 500,000 for Other Directors; Management For For Approve Remuneration for Committee Work 10.2 Approve Remuneration of Auditors Management For For 11.1 Reelect Asa Bergman as Director Management For For 11.2 Reelect Gunnel Duveblad as Director Management For For 11.3 Reelect Elaine Grunewald as Director Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 11.4 Reelect Alf Goransson as Director Management For Against 11.5 Reelect Johan Hjertonsson as Director Management For For 11.6 Reelect Johan Nordstrom as Director Management For Against 11.7 Reelect Christine Wolff as Director Management For For 11.8 Reelect Johan Nordstrom Board Chair Management For Against 12 Ratify PricewaterhouseCoopers as Auditors Management For Against Amend Articles Re: Participation at General Meetings; Proxies 13 Management For For and Postal Voting 14 Approve Remuneration Report Management For For 15 Approve Share Bonus Scheme 2021 Management For For Approve 2021 Performance Based Share Savings Scheme for 16 Key Employees; Authorize Share Repurchases and Transfer of Management For For Shares to Participants 17.a Authorize Share Repurchase Program Management For For 17.b Authorize Reissuance of Repurchased Shares Management For Against 17.c Approve Equity Plan Financing for 2020 LTIP Management For For 17.d Approve Equity Plan Financing for 2018 LTIP Management For For

SYNCHRONY FINANCIAL Meeting Date: MAY 20, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: SYF Security ID: 87165B103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Margaret M. Keane Management For For 1b Elect Director Fernando Aguirre Management For For 1c Elect Director Paget L. Alves Management For For 1d Elect Director Arthur W. Coviello, Jr. Management For For 1e Elect Director Brian D. Doubles Management For For 1f Elect Director William W. Graylin Management For For 1g Elect Director Roy A. Guthrie Management For For 1h Elect Director Jeffrey G. Naylor Management For For 1i Elect Director P.W. "Bill" Parker Management For For 1j Elect Director Laurel J. Richie Management For For 1k Elect Director Olympia J. Snowe Management For For 1l Elect Director Ellen M. Zane Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation One 3 Advisory Vote on Say on Pay Frequency Management One Year Year 4 Ratify KPMG LLP as Auditors Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] SYNNEX CORPORATION Meeting Date: MAR 16, 2021 Record Date: JAN 22, 2021 Meeting Type: ANNUAL Ticker: SNX Security ID: 87162W100 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Kevin Murai Management For For 1.2 Elect Director Dwight Steffensen Management For For 1.3 Elect Director Dennis Polk Management For For 1.4 Elect Director Fred Breidenbach Management For For 1.5 Elect Director Laurie Simon Hodrick Management For For 1.6 Elect Director Hau Lee Management For For 1.7 Elect Director Matthew Miau Management For Withhold 1.8 Elect Director Ann Vezina Management For For 1.9 Elect Director Thomas Wurster Management For For 1.10 Elect Director Duane Zitzner Management For For 1.11 Elect Director Andrea Zulberti Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For

SYSCO CORPORATION Meeting Date: NOV 20, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL Ticker: SYY Security ID: 871829107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Daniel J. Brutto Management For For 1b Elect Director John M. Cassaday Management For For 1c Elect Director Joshua D. Frank Management For For 1d Elect Director Larry C. Glasscock Management For For 1e Elect Director Bradley M. Halverson Management For For 1f Elect Director John M. Hinshaw Management For For 1g Elect Director Kevin P. Hourican Management For For 1h Elect Director Hans-Joachim Koerber Management For For 1i Elect Director Stephanie A. Lundquist Management For For 1j Elect Director Nelson Peltz Management For For 1k Elect Director Edward D. Shirley Management For For 1l Elect Director Sheila G. Talton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Ratify Ernst & Young LLP as Auditors Management For For

T-MOBILE US, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL Ticker: TMUS Security ID: 872590104 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Marcelo Claure Management For For 1.2 Elect Director Srikant M. Datar Management For For 1.3 Elect Director Bavan M. Holloway Management For For 1.4 Elect Director Timotheus Hottges Management For For 1.5 Elect Director Christian P. Illek Management For For 1.6 Elect Director Raphael Kubler Management For For 1.7 Elect Director Thorsten Langheim Management For For 1.8 Elect Director Dominique Leroy Management For For 1.9 Elect Director G. Michael (Mike) Sievert Management For For 1.10 Elect Director Teresa A. Taylor Management For Withhold 1.11 Elect Director Omar Tazi Management For For 1.12 Elect Director Kelvin R. Westbrook Management For For 1.13 Elect Director Michael Wilkens Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: 2330 Security ID: Y84629107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Business Operations Report and Financial Statements Management For For Approve Amendment to Rules and Procedures for Election of 2 Management For For Directors 3 Approve Issuance of Restricted Stocks Management For For Elect Mark Liu, with Shareholder No. 10758, as Non- 4.1 Management For For independent Director Elect C.C. Wei, with Shareholder No. 370885, as Non- 4.2 Management For For independent Director Elect F.C. Tseng, with Shareholder No. 104, as Non- 4.3 Management For For independent Director Elect Ming Hsin Kung. a Representative of National 4.4 Development Fund, Executive Yuan, with Shareholder No. 1, Management For For as Non-independent Director

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as 4.5 Management For For Independent Director Elect Kok Choo Chen, with Shareholder No. A210358XXX, 4.6 Management For For as Independent Director Elect Michael R. Splinter, with Shareholder No. 488601XXX, 4.7 Management For For as Independent Director Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, 4.8 Management For For as Independent Director Elect Yancey Hai, with Shareholder No. D100708XXX, as 4.9 Management For Against Independent Director Elect L. Rafael Reif, with Shareholder No. 545784XXX, as 4.10 Management For For Independent Director

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: 2330 Security ID: 874039100 Management Proposal No Proposal Proposed By Vote Cast Recommendation Approve Business Operations Report and Financial 1 Management For For Statements Approve Amendment to Rules and Procedures for Election 2 Management For For of Directors 3 Approve Issuance of Restricted Stocks Management For For Elect Mark Liu, with Shareholder No. 10758, as Non- 4.1 Management For For independent Director Elect C.C. Wei, with Shareholder No. 370885, as Non- 4.2 Management For For independent Director Elect F.C. Tseng, with Shareholder No. 104, as Non- 4.3 Management For For independent Director Elect Ming Hsin Kung. a Representative of National 4.4 Development Fund, Executive Yuan, with Shareholder No. Management For For 1, as Non-independent Director Elect Peter L. Bonfield, with Shareholder No. 504512XXX, 4.5 Management For For as Independent Director Elect Kok Choo Chen, with Shareholder No. A210358XXX, 4.6 Management For For as Independent Director Elect Michael R. Splinter, with Shareholder No. 4.7 Management For For 488601XXX, as Independent Director Elect Moshe N. Gavrielov, with Shareholder No. 4.8 Management For For 505930XXX, as Independent Director Elect Yancey Hai, with Shareholder No. D100708XXX, as 4.9 Management For Withhold Independent Director Elect L. Rafael Reif, with Shareholder No. 545784XXX, as 4.10 Management For For Independent Director

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

TANDEM DIABETES CARE, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: TNDM Security ID: 875372203 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Dick P. Allen Management For For 1b Elect Director Rebecca B. Robertson Management For For 1c Elect Director Rajwant "Raj" S. Sodhi Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

TARGET CORPORATION Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL Ticker: TGT Security ID: 87612E106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Douglas M. Baker, Jr. Management For For 1b Elect Director George S. Barrett Management For For 1c Elect Director Brian C. Cornell Management For For 1d Elect Director Robert L. Edwards Management For For 1e Elect Director Melanie L. Healey Management For For 1f Elect Director Donald R. Knauss Management For For 1g Elect Director Christine A. Leahy Management For For 1h Elect Director Monica C. Lozano Management For For 1i Elect Director Mary E. Minnick Management For For 1j Elect Director Derica W. Rice Management For For 1k Elect Director Kenneth L. Salazar Management For For 1l Elect Director Dmitri L. Stockton Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Proxy Access Right Shareholder Against Against

TE CONNECTIVITY LTD. Meeting Date: MAR 10, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL Ticker: TEL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: H84989104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Pierre R. Brondeau Management For For 1b Elect Director Terrence R. Curtin Management For For 1c Elect Director Carol A. (John) Davidson Management For For 1d Elect Director Lynn A. Dugle Management For For 1e Elect Director William A. Jeffrey Management For For 1f Elect Director David M. Kerko *Withdrawn Resolution* Management None None 1g Elect Director Thomas J. Lynch Management For For 1h Elect Director Heath A. Mitts Management For For 1i Elect Director Yong Nam Management For For 1j Elect Director Daniel J. Phelan Management For For 1k Elect Director Abhijit Y. Talwalkar Management For For 1l Elect Director Mark C. Trudeau Management For For 1m Elect Director Dawn C. Willoughby Management For For 1n Elect Director Laura H. Wright Management For For 2 Elect Board Chairman Thomas J. Lynch Management For For Elect Daniel J. Phelan as Member of Management Development 3a Management For For and Compensation Committee Elect Abhijit Y. Talwalkar as Member of Management 3b Management For For Development and Compensation Committee Elect Mark C. Trudeau as Member of Management 3c Management For For Development and Compensation Committee Elect Dawn C. Willoughby as Member of Management 3d Management For For Development and Compensation Committee 4 Designate Rene Schwarzenbach as Independent Proxy Management For For Accept Annual Report for Fiscal Year Ended September 25, 5.1 Management For For 2020 Accept Statutory Financial Statements for Fiscal Year Ended 5.2 Management For For September 25, 2020 Approve Consolidated Financial Statements for Fiscal Year 5.3 Management For For Ended September 25, 2020 6 Approve Discharge of Board and Senior Management Management For For Ratify Deloitte & Touche LLP as Independent Registered Public 7.1 Management For For Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered Auditors Management For For 7.3 Ratify PricewaterhouseCoopers AG as Special Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 8 Management For For Compensation Approve the Increase in Maximum Aggregate Remuneration of 9 Management For For Executive Management Approve Maximum Aggregate Remuneration of Board of 10 Management For For Directors file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Allocation of Available Earnings at September 25, 11 Management For For 2020 12 Approve Declaration of Dividend Management For For 13 Approve Reduction in Share Capital via Cancelation of Shares Management For For 14 Amend Non-Qualified Employee Stock Purchase Plan Management For For 15 Amend Omnibus Stock Plan Management For For 16 Adjourn Meeting Management For For

TELADOC HEALTH, INC. Meeting Date: OCT 29, 2020 Record Date: SEP 08, 2020 Meeting Type: SPECIAL Ticker: TDOC Security ID: 87918A105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Issue Shares in Connection with Merger Management For For 2 Increase Authorized Common Stock Management For For 3 Adjourn Meeting Management For For

TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL Ticker: 700 Security ID: G87572163 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Final Dividend Management For For 3a Elect Yang Siu Shun as Director Management For For 3b Authorize Board to Fix Remuneration of Directors Management For For Approve PricewaterhouseCoopers as Auditor and Authorize 4 Management For For Board to Fix Their Remuneration Approve Issuance of Equity or Equity-Linked Securities 5 Management For Against without Preemptive Rights 6 Authorize Repurchase of Issued Share Capital Management For For 7 Authorize Reissuance of Repurchased Shares Management For Against

TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL Ticker: 700 Security ID: G87572163 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1 Adopt Share Option Plan of China Literature Limited Management For For

TESCO PLC Meeting Date: FEB 11, 2021 Record Date: FEB 09, 2021 Meeting Type: SPECIAL Ticker: TSCO Security ID: G87621101 Management Vote Proposal No Proposal Proposed By Recommendation Cast Did 1 Approve Special Dividend Management For Not Vote Did 2 Approve Share Consolidation Management For Not Vote Did 3 Authorise Issue of Equity Management For Not Vote Did 4 Authorise Issue of Equity without Pre-emptive Rights Management For Not Vote Did Authorise Issue of Equity without Pre-emptive Rights in 5 Management For Not Connection with an Acquisition or Other Capital Investment Vote Did 6 Authorise Market Purchase of Ordinary Shares Management For Not Vote

TEVA PHARMACEUTICAL INDUSTRIES LIMITED Meeting Date: JUN 14, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL Ticker: TEVA Security ID: 881624209 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Rosemary A. Crane Management For For 1b Elect Director Abbas Hussain Management For For 1c Elect Director Gerald M. Lieberman Management For For 1d Elect Director Ronit Satchi-Fainaro Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify Kesselman & Kesselman as Auditors Management For Against

TEVA PHARMACEUTICAL INDUSTRIES LIMITED Meeting Date: JUN 14, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: TEVA Security ID: 881624209 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Rosemary A. Crane Management For For 1b Elect Director Abbas Hussain Management For For 1c Elect Director Gerald M. Lieberman Management For For 1d Elect Director Ronit Satchi-Fainaro Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Kesselman & Kesselman as Auditors Management For For

TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL Ticker: TXN Security ID: 882508104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Mark A. Blinn Management For For 1b Elect Director Todd M. Bluedorn Management For For 1c Elect Director Janet F. Clark Management For For 1d Elect Director Carrie S. Cox Management For For 1e Elect Director Martin S. Craighead Management For For 1f Elect Director Jean M. Hobby Management For For 1g Elect Director Michael D. Hsu Management For For 1h Elect Director Ronald Kirk Management For For 1i Elect Director Pamela H. Patsley Management For For 1j Elect Director Robert E. Sanchez Management For For 1k Elect Director Richard K. Templeton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Provide Right to Act by Written Consent Shareholder Against For

TFI INTERNATIONAL INC. Meeting Date: APR 27, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL Ticker: TFII Security ID: 87241L109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Leslie Abi-Karam Management For For 1.2 Elect Director Alain Bedard Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.3 Elect Director Andre Berard Management For For 1.4 Elect Director Lucien Bouchard Management For For 1.5 Elect Director William T. England Management For For 1.6 Elect Director Diane Giard Management For For 1.7 Elect Director Richard Guay Management For For 1.8 Elect Director Debra Kelly-Ennis Management For For 1.9 Elect Director Neil D. Manning Management For For 1.10 Elect Director Joey Saputo Management For For 1.11 Elect Director Rosemary Turner Management For For Approve KPMG LLP as Auditors and Authorize Board to Fix 2 Management For For Their Remuneration

THE AES CORPORATION Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: AES Security ID: 00130H105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Janet G. Davidson Management For For 1.2 Elect Director Andres R. Gluski Management For For 1.3 Elect Director Tarun Khanna Management For For 1.4 Elect Director Holly K. Koeppel Management For For 1.5 Elect Director Julia M. Laulis Management For For 1.6 Elect Director James H. Miller Management For For 1.7 Elect Director Alain Monie Management For For 1.8 Elect Director John B. Morse, Jr. Management For For 1.9 Elect Director Moises Naim Management For For 1.10 Elect Director Teresa M. Sebastian Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For Require Shareholder Approval of Bylaw and Charter 4 Shareholder Against Against Amendments Adopted by the Board of Directors

THE BANK OF NOVA SCOTIA Meeting Date: APR 13, 2021 Record Date: FEB 16, 2021 Meeting Type: ANNUAL Ticker: BNS Security ID: 064149107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Nora A. Aufreiter Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.2 Elect Director Guillermo E. Babatz Management For For 1.3 Elect Director Scott B. Bonham Management For For 1.4 Elect Director Lynn K. Patterson Management For For 1.5 Elect Director Michael D. Penner Management For For 1.6 Elect Director Brian J. Porter Management For For 1.7 Elect Director Una M. Power Management For For 1.8 Elect Director Aaron W. Regent Management For For 1.9 Elect Director Calin Rovinescu Management For For 1.10 Elect Director Susan L. Segal Management For For 1.11 Elect Director L. Scott Thomson Management For For 1.12 Elect Director Benita M. Warmbold Management For For 2 Ratify KPMG LLP as Auditors Management For For 3 Advisory Vote on Executive Compensation Approach Management For For SP 1: Produce a Report on Loans Made by the Bank in 4.4 Shareholder Against Against Support of the Circular Economy SP 2: Disclose the Compensation Ratio (Equity Ratio) Used 4.5 Shareholder Against Against by the Compensation Committee SP 3: Set a Diversity Target of More than 40% of the Board 4.6 Shareholder Against Against Members for the Next Five Years

THE BOEING COMPANY Meeting Date: APR 20, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL Ticker: BA Security ID: 097023105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Robert A. Bradway Management For For 1b Elect Director David L. Calhoun Management For For 1c Elect Director Lynne M. Doughtie Management For For 1d Elect Director Edmund P. Giambastiani, Jr. Management For For 1e Elect Director Lynn J. Good Management For For 1f Elect Director Akhil Johri Management For For 1g Elect Director Lawrence W. Kellner Management For For 1h Elect Director Steven M. Mollenkopf Management For For 1i Elect Director John M. Richardson Management For For 1j Elect Director Ronald A. Williams Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Report on Lobbying Payments and Policy Shareholder Against Against 5 Provide Right to Act by Written Consent Shareholder Against For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM]

THE ESTEE LAUDER COMPANIES INC. Meeting Date: NOV 10, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL Ticker: EL Security ID: 518439104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Charlene Barshefsky Management For For 1b Elect Director Wei Sun Christianson Management For For 1c Elect Director Fabrizio Freda Management For For 1d Elect Director Jane Lauder Management For For 1e Elect Director Leonard A. Lauder Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: HD Security ID: 437076102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Gerard J. Arpey Management For For 1b Elect Director Ari Bousbib Management For For 1c Elect Director Jeffery H. Boyd Management For For 1d Elect Director Gregory D. Brenneman Management For For 1e Elect Director J. Frank Brown Management For For 1f Elect Director Albert P. Carey Management For For 1g Elect Director Helena B. Foulkes Management For For 1h Elect Director Linda R. Gooden Management For For 1i Elect Director Wayne M. Hewett Management For For 1j Elect Director Manuel Kadre Management For For 1k Elect Director Stephanie C. Linnartz Management For For 1l Elect Director Craig A. Menear Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Shareholder Written Consent Provisions Shareholder Against For 5 Report on Political Contributions Congruency Analysis Shareholder Against Against 6 Report on Prison Labor in the Supply Chain Shareholder Against Against

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] THE KRAFT HEINZ COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: KHC Security ID: 500754106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Gregory E. Abel Management For For 1b Elect Director Alexandre Behring Management For For 1c Elect Director John T. Cahill Management For For 1d Elect Director Joao M. Castro-Neves Management For For 1e Elect Director Lori Dickerson Fouche Management For For 1f Elect Director Timothy Kenesey Management For For 1g Elect Director Elio Leoni Sceti Management For For 1h Elect Director Susan Mulder Management For For 1i Elect Director Miguel Patricio Management For For 1j Elect Director John C. Pope Management For For 1k Elect Director Alexandre Van Damme Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

THE KRAFT HEINZ COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL Ticker: KHC Security ID: 500754106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Gregory E. Abel Management For For 1b Elect Director Alexandre Behring Management For For 1c Elect Director John T. Cahill Management For For 1d Elect Director Joao M. Castro-Neves Management For For 1e Elect Director Lori Dickerson Fouche Management For For 1f Elect Director Timothy Kenesey Management For For 1g Elect Director Elio Leoni Sceti Management For For 1h Elect Director Susan Mulder Management For For 1i Elect Director Miguel Patricio Management For For 1j Elect Director John C. Pope Management For Against 1k Elect Director Alexandre Van Damme Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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THE NEW YORK TIMES COMPANY Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL Ticker: NYT Security ID: 650111107 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director Amanpal S. Bhutani Management For For 1.2 Elect Director Beth Brooke Management For For 1.3 Elect Director Brian P. McAndrews Management For Withhold 1.4 Elect Director Doreen Toben Management For For 3 Ratify Ernst & Young LLP as Auditors Management For For

THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 27, 2021 Record Date: JAN 29, 2021 Meeting Type: ANNUAL Ticker: PNC Security ID: 693475105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Joseph Alvarado Management For For 1b Elect Director Charles E. Bunch Management For For 1c Elect Director Debra A. Cafaro Management For For 1d Elect Director Marjorie Rodgers Cheshire Management For For 1e Elect Director David L. Cohen Management For For 1f Elect Director William S. Demchak Management For For 1g Elect Director Andrew T. Feldstein Management For For 1h Elect Director Richard J. Harshman Management For For 1i Elect Director Daniel R. Hesse Management For For 1j Elect Director Linda R. Medler Management For For 1k Elect Director Martin Pfinsgraff Management For For 1l Elect Director Toni Townes-Whitley Management For For 1m Elect Director Michael J. Ward Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Risk Management and Nuclear Weapon Industry Shareholder Against Against

THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 13, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL Ticker: PG

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Security ID: 742718109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Francis S. Blake Management For For 1b Elect Director Angela F. Braly Management For For 1c Elect Director Amy L. Chang Management For For 1d Elect Director Joseph Jimenez Management For For 1e Elect Director Debra L. Lee Management For For 1f Elect Director Terry J. Lundgren Management For For 1g Elect Director Christine M. McCarthy Management For For 1h Elect Director W. James McNerney, Jr. Management For For 1i Elect Director Nelson Peltz Management For For 1j Elect Director David S. Taylor Management For For 1k Elect Director Margaret C. Whitman Management For For 1l Elect Director Patricia A. Woertz Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Approve Qualified Employee Stock Purchase Plan Management For For 5 Report on Efforts to Eliminate Deforestation Shareholder Against Against Publish Annually a Report Assessing Diversity and Inclusion 6 Shareholder Against Against Efforts

THE PROGRESSIVE CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL Ticker: PGR Security ID: 743315103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Philip Bleser Management For For 1b Elect Director Stuart B. Burgdoerfer Management For For 1c Elect Director Pamela J. Craig Management For For 1d Elect Director Charles A. Davis Management For For 1e Elect Director Roger N. Farah Management For For 1f Elect Director Lawton W. Fitt Management For For 1g Elect Director Susan Patricia Griffith Management For For 1h Elect Director Devin C. Johnson Management For For 1i Elect Director Jeffrey D. Kelly Management For For 1j Elect Director Barbara R. Snyder Management For For 1k Elect Director Jan E. Tighe Management For For 1l Elect Director Kahina Van Dyke Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Against

THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 21, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL Ticker: SHW Security ID: 824348106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Kerrii B. Anderson Management For For 1b Elect Director Arthur F. Anton Management For For 1c Elect Director Jeff M. Fettig Management For Against 1d Elect Director Richard J. Kramer Management For For 1e Elect Director John G. Morikis Management For For 1f Elect Director Christine A. Poon Management For For 1g Elect Director Aaron M. Powell Management For For 1h Elect Director Michael H. Thaman Management For For 1i Elect Director Matthew Thornton, III Management For For 1j Elect Director Steven H. Wunning Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

THE TJX COMPANIES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: TJX Security ID: 872540109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Zein Abdalla Management For For 1b Elect Director Jose B. Alvarez Management For For 1c Elect Director Alan M. Bennett Management For For 1d Elect Director Rosemary T. Berkery Management For For 1e Elect Director David T. Ching Management For For 1f Elect Director C. Kim Goodwin Management For For 1g Elect Director Ernie Herrman Management For For 1h Elect Director Michael F. Hines Management For For 1i Elect Director Amy B. Lane Management For For 1j Elect Director Carol Meyrowitz Management For For 1k Elect Director Jackwyn L. Nemerov Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1l Elect Director John F. O'Brien Management For For 2 Ratify PricewaterhouseCoopers as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Animal Welfare Shareholder Against Against 5 Report on Pay Disparity Shareholder Against Against

THE TORONTO-DOMINION BANK Meeting Date: APR 01, 2021 Record Date: FEB 01, 2021 Meeting Type: ANNUAL Ticker: TD Security ID: 891160509 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Amy W. Brinkley Management For For 1.2 Elect Director Brian C. Ferguson Management For For 1.3 Elect Director Colleen A. Goggins Management For For 1.4 Elect Director Jean-Rene Halde Management For For 1.5 Elect Director David E. Kepler Management For For 1.6 Elect Director Brian M. Levitt Management For For 1.7 Elect Director Alan N. MacGibbon Management For For 1.8 Elect Director Karen E. Maidment Management For For 1.9 Elect Director Bharat B. Masrani Management For For 1.10 Elect Director Irene R. Miller Management For For 1.11 Elect Director Nadir H. Mohamed Management For For 1.12 Elect Director Claude Mongeau Management For For 1.13 Elect Director Joe Natale Management For For 1.14 Elect Director S. Jane Rowe Management For For Approve Ernst & Young LLP as Auditors and Authorize 2 Management For For Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation Approach Management For For SP 1: Produce a Report on Loans Made by the Bank in 4 Shareholder Against Against Support of the Circular Economy SP 2: Adopt a Diversity Target Higher than 40% for the 5 Shareholder Against Against Composition of the Board of Directors for the Next Five Years

THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL Ticker: TRV Security ID: 89417E109 Management Vote Proposal No Proposal Proposed By Recommendation Cast

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1a Elect Director Alan L. Beller Management For For 1b Elect Director Janet M. Dolan Management For For 1c Elect Director Patricia L. Higgins Management For For 1d Elect Director William J. Kane Management For For 1e Elect Director Thomas B. Leonardi Management For For 1f Elect Director Clarence Otis, Jr. Management For For 1g Elect Director Elizabeth E. Robinson Management For For 1h Elect Director Philip T. (Pete) Ruegger, III Management For For 1i Elect Director Todd C. Schermerhorn Management For For 1j Elect Director Alan D. Schnitzer Management For For 1k Elect Director Laurie J. Thomsen Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For

THE WALT DISNEY COMPANY Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL Ticker: DIS Security ID: 254687106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Susan E. Arnold Management For For 1b Elect Director Mary T. Barra Management For For 1c Elect Director Safra A. Catz Management For For 1d Elect Director Robert A. Chapek Management For For 1e Elect Director Francis A. deSouza Management For For 1f Elect Director Michael B.G. Froman Management For For 1g Elect Director Robert A. Iger Management For For 1h Elect Director Maria Elena Lagomasino Management For For 1i Elect Director Mark G. Parker Management For For 1j Elect Director Derica W. Rice Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Lobbying Payments and Policy Shareholder Against Against Adopt a Policy to Include Non-Management Employees as 5 Shareholder Against Against Prospective Director Candidates

THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: TMO Security ID: 883556102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Marc N. Casper Management For For 1b Elect Director Nelson J. Chai Management For For 1c Elect Director C. Martin Harris Management For For 1d Elect Director Tyler Jacks Management For For 1e Elect Director R. Alexandra Keith Management For For 1f Elect Director Thomas J. Lynch Management For For 1g Elect Director Jim P. Manzi Management For For 1h Elect Director James C. Mullen Management For For 1i Elect Director Lars R. Sorensen Management For For 1j Elect Director Debora L. Spar Management For For 1k Elect Director Scott M. Sperling Management For For 1l Elect Director Dion J. Weisler Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For 4 Provide Right to Call A Special Meeting Shareholder Against For

THG PLC Meeting Date: JUN 24, 2021 Record Date: JUN 22, 2021 Meeting Type: ANNUAL Ticker: THG Security ID: G47093102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Accept Financial Statements and Statutory Reports Management For For 2 Approve Remuneration Report Management For For 3 Approve Remuneration Policy Management For For 4 Elect Matthew Moulding as Director Management For For 5 Elect John Gallemore as Director Management For For 6 Elect Zillah Byng-Thorne as Director Management For For 7 Elect Dominic Murphy as Director Management For For 8 Elect Edward Koopman as Director Management For For 9 Elect Iain McDonald as Director Management For For 10 Elect Damian Sanders as Director Management For For 11 Elect Tiffany Hall as Director Management For For 12 Appoint Ernst & Young LLP as Auditors Management For For Authorise the Audit Committee to Fix Remuneration of 13 Management For For Auditors

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 14 Authorise Issue of Equity Management For Against 15 Authorise UK Political Donations and Expenditure Management For For 16 Authorise Issue of Equity without Pre-emptive Rights Management For For Authorise Issue of Equity without Pre-emptive Rights in 17 Management For For Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary Shares Management For For Authorise the Company to Call General Meeting with Two 19 Management For For Weeks' Notice

TRANSDIGM GROUP INCORPORATED Meeting Date: MAR 18, 2021 Record Date: JAN 27, 2021 Meeting Type: ANNUAL Ticker: TDG Security ID: 893641100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director David Barr Management For For 1.2 Elect Director Mervin Dunn Management For For 1.3 Elect Director Michael S. Graff Management For For 1.4 Elect Director Sean P. Hennessy Management For For 1.5 Elect Director W. Nicholas Howley Management For For 1.6 Elect Director Raymond F. Laubenthal Management For For 1.7 Elect Director Gary E. McCullough Management For For 1.8 Elect Director Michele Santana Management For For 1.9 Elect Director Robert J. Small Management For For 1.10 Elect Director John Staer Management For For 1.11 Elect Director Kevin Stein Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

TRANSDIGM GROUP INCORPORATED Meeting Date: MAR 18, 2021 Record Date: JAN 27, 2021 Meeting Type: ANNUAL Ticker: TDG Security ID: 893641100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director David Barr Management For For 1.2 Elect Director Mervin Dunn Management For For 1.3 Elect Director Michael S. Graff Management For For 1.4 Elect Director Sean P. Hennessy Management For For 1.5 Elect Director W. Nicholas Howley Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1.6 Elect Director Raymond F. Laubenthal Management For For 1.7 Elect Director Gary E. McCullough Management For For 1.8 Elect Director Michele Santana Management For For 1.9 Elect Director Robert J. Small Management For For 1.10 Elect Director John Staer Management For For 1.11 Elect Director Kevin Stein Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For

TRUIST FINANCIAL CORPORATION Meeting Date: APR 27, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL Ticker: TFC Security ID: 89832Q109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jennifer S. Banner Management For For 1b Elect Director K. David Boyer, Jr. Management For For 1c Elect Director Agnes Bundy Scanlan Management For For 1d Elect Director Anna R. Cablik Management For For 1e Elect Director Dallas S. Clement Management For For 1f Elect Director Paul D. Donahue Management For For 1g Elect Director Paul R. Garcia Management For For 1h Elect Director Patrick C. Graney, III Management For For 1i Elect Director Linnie M. Haynesworth Management For For 1j Elect Director Kelly S. King Management For For 1k Elect Director Easter A. Maynard Management For For 1l Elect Director Donna S. Morea Management For For 1m Elect Director Charles A. Patton Management For For 1n Elect Director Nido R. Qubein Management For For 1o Elect Director David M. Ratcliffe Management For For 1p Elect Director William H. Rogers, Jr. Management For For 1q Elect Director Frank P. Scruggs, Jr. Management For For 1r Elect Director Christine Sears Management For For 1s Elect Director Thomas E. Skains Management For For 1t Elect Director Bruce L. Tanner Management For For 1u Elect Director Thomas N. Thompson Management For For 1v Elect Director Steven C. Voorhees Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

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TWIST BIOSCIENCE CORPORATION Meeting Date: FEB 03, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL Ticker: TWST Security ID: 90184D100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Emily M. Leproust Management For For 1.2 Elect Director William Banyai Management For For 1.3 Elect Director Robert Chess Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation One 3 Advisory Vote on Say on Pay Frequency Management One Year Year 4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

UBER TECHNOLOGIES, INC. Meeting Date: MAY 10, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: UBER Security ID: 90353T100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Ronald Sugar Management For For 1b Elect Director Revathi Advaithi Management For For 1c Elect Director Ursula Burns Management For For 1d Elect Director Robert Eckert Management For Against 1e Elect Director Amanda Ginsberg Management For For 1f Elect Director Dara Khosrowshahi Management For For 1g Elect Director Wan Ling Martello Management For For 1h Elect Director Yasir Al-Rumayyan Management For For 1i Elect Director John Thain Management For For 1j Elect Director David I. Trujillo Management For For 1k Elect Director Alexander Wynaendts Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For Against Compensation 3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 4 Eliminate Supermajority Vote Requirement Management For For 5 Report on Lobbying Payments and Policy Shareholder Against Against

ULTRAGENYX PHARMACEUTICAL INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Meeting Type: ANNUAL Ticker: RARE Security ID: 90400D108 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1a Elect Director Deborah Dunsire Management For For 1b Elect Director Michael Narachi Management For Withhold 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For Against Compensation

UNILEVER PLC Meeting Date: OCT 12, 2020 Record Date: OCT 10, 2020 Meeting Type: SPECIAL Ticker: ULVR Security ID: G92087165 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve Matters Relating to the Unification of the Unilever 1 Management For For Group under a Single Parent Company

UNILEVER PLC Meeting Date: OCT 12, 2020 Record Date: AUG 20, 2020 Meeting Type: SPECIAL Ticker: ULVR Security ID: 904767704 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve the Cross-Border Merger between Unilever PLC and 1 Management For For Unilever N.V. Approve Matters Relating to the Unification of the Unilever 1 Management For For Group under a Single Parent Company

UNILEVER PLC Meeting Date: OCT 12, 2020 Record Date: OCT 10, 2020 Meeting Type: COURT Ticker: ULVR Security ID: G92087165 Management Vote Proposal No Proposal Proposed By Recommendation Cast Approve the Cross-Border Merger between Unilever PLC and 1 Management For For Unilever N.V.

UNION PACIFIC CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: UNP Security ID: 907818108 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Andrew H. Card, Jr. Management For For 1b Elect Director William J. DeLaney Management For For 1c Elect Director David B. Dillon Management For For 1d Elect Director Lance M. Fritz Management For For 1e Elect Director Deborah C. Hopkins Management For For 1f Elect Director Jane H. Lute Management For For 1g Elect Director Michael R. McCarthy Management For For 1h Elect Director Thomas F. McLarty, III Management For For 1i Elect Director Jose H. Villarreal Management For For 1j Elect Director Christopher J. Williams Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Approve Omnibus Stock Plan Management For Against 5 Approve Nonqualified Employee Stock Purchase Plan Management For For 6 Report on EEO Shareholder Against For Publish Annually a Report Assessing Diversity and Inclusion 7 Shareholder Against For Efforts 8 Annual Vote and Report on Climate Change Shareholder Against For

UNITED RENTALS, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL Ticker: URI Security ID: 911363109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Jose B. Alvarez Management For For 1b Elect Director Marc A. Bruno Management For For 1c Elect Director Matthew J. Flannery Management For For 1d Elect Director Bobby J. Griffin Management For For 1e Elect Director Kim Harris Jones Management For For 1f Elect Director Terri L. Kelly Management For For 1g Elect Director Michael J. Kneeland Management For For 1h Elect Director Gracia C. Martore Management For For 1i Elect Director Filippo Passerini Management For For 1j Elect Director Donald C. Roof Management For For 1k Elect Director Shiv Singh Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation Reduce Ownership Threshold for Shareholders to Request 4 Shareholder Against For Action by Written Consent

UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL Ticker: UNH Security ID: 91324P102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Richard T. Burke Management For For 1b Elect Director Timothy P. Flynn Management For For 1c Elect Director Stephen J. Hemsley Management For For 1d Elect Director Michele J. Hooper Management For For 1e Elect Director F. William McNabb, III Management For For 1f Elect Director Valerie C. Montgomery Rice Management For For 1g Elect Director John H. Noseworthy Management For For 1h Elect Director Gail R. Wilensky Management For For 1i Elect Director Andrew Witty Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For Reduce Ownership Threshold for Shareholders to Call Special 5 Shareholder Against For Meeting

VALE SA Meeting Date: MAR 12, 2021 Record Date: Meeting Type: SPECIAL Ticker: VALE3 Security ID: P9661Q155 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Articles Management For For 2 Amend Articles 9 and 11 Management For For Amend Article 11 Re: Fix Minimum Number of Board 3 Management For For Members to 11 4 Amend Article 11 Re: Independent Board Members Management For For 5 Amend Article 11 Re: Board Chairman and Vice-Chairman Management For For 6 Amend Article 11 Re: Lead Independent Board Member Management For For 7 Amend Article 11 Re: Election of the Board Members Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 8 Amend Article 11 Re: Election of the Board Members Management For Against Amend Article 11 Re: Renumbering and Adjustment of Points 9 Management For For 11 and 12 10 Amend Article 12 Management For For 11 Amend Articles 14 and 29 Management For For 12 Amend Article 15 Management For For 13 Amend Article 23 Management For For 14 Consolidate Bylaws Management For For

VALE SA Meeting Date: MAR 12, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL Ticker: VALE3 Security ID: 91912E105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Articles Management For For 2 Amend Articles 9 and 11 Management For For Amend Article 11 Re: Fix Minimum Number of Board 3 Management For For Members to 11 4 Amend Article 11 Re: Independent Board Members Management For For 5 Amend Article 11 Re: Board Chairman and Vice-Chairman Management For For 6 Amend Article 11 Re: Lead Independent Board Member Management For For 7 Amend Article 11 Re: Election of the Board Members Management For For 8 Amend Article 11 Re: Election of the Board Members Management For Against Amend Article 11 Re: Renumbering and Adjustment of Points 9 Management For For 11 and 12 10 Amend Article 12 Management For For 11 Amend Articles 14 and 29 Management For For 12 Amend Article 15 Management For For 13 Amend Article 23 Management For For 14 Consolidate Bylaws Management For For

VALE SA Meeting Date: APR 30, 2021 Record Date: Meeting Type: ANNUAL Ticker: VALE3 Security ID: P9661Q155 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports for Fiscal 1 Management For For Year Ended Dec. 31, 2020 2 Approve Allocation of Income and Dividends Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 3 Fix Number of Directors at 13 Management For For Do You Wish to Adopt Cumulative Voting for the Election of 4 the Members of the Board of Directors, Under the Terms of Management None For Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Luciano Duarte Penido as Independent Director Management For Against 5.2 Elect Fernando Jorge Buso Gomes as Director Management For Against 5.3 Elect Clinton James Dines as Independent Director Management For Abstain 5.4 Elect Eduardo de Oliveira Rodrigues Filho as Director Management For Against 5.5 Elect Elaine Dorward-King as Independent Director Management For Abstain 5.6 Elect Jose Mauricio Pereira Coelho as Director Management For Against 5.7 Elect Ken Yasuhara as Director Management For Against Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as 5.8 Management For For Independent Director Elect Maria Fernanda dos Santos Teixeira as Independent 5.9 Management For Abstain Director Elect Murilo Cesar Lemos dos Santos Passos as Independent 5.10 Management For Against Director 5.11 Elect Roger Allan Downey as Independent Director Management For Against Elect Sandra Maria Guerra de Azevedo as Independent 5.12 Management For Abstain Director Elect Marcelo Gasparino da Silva as Independent Director 5.13 Shareholder None For Appointed by Shareholders Elect Mauro Gentile Rodrigues da Cunha as Independent 5.14 Shareholder None For Director Appointed by Shareholders Elect Roberto da Cunha Castello Branco as Independent 5.15 Shareholder None For Director Appointed by Shareholders Elect Rachel de Oliveira Maia as Independent Director 5.16 Shareholder None Abstain Appointed by Shareholders In Case Cumulative Voting Is Adopted, Do You Wish to 6 Management None Against Equally Distribute Your Votes Amongst the Nominees below? Percentage of Votes to Be Assigned - Elect Jose Luciano 7.1 Management None Abstain Duarte Penido as Independent Director Percentage of Votes to Be Assigned - Elect Fernando Jorge 7.2 Management None Abstain Buso Gomes as Director Percentage of Votes to Be Assigned - Elect Clinton James 7.3 Management None Abstain Dines as Independent Director Percentage of Votes to Be Assigned - Elect Eduardo de 7.4 Management None Abstain Oliveira Rodrigues Filho as Director Percentage of Votes to Be Assigned - Elect Elaine Dorward- 7.5 Management None Abstain King as Independent Director Percentage of Votes to Be Assigned - Elect Jose Mauricio 7.6 Management None Abstain Pereira Coelho as Director Percentage of Votes to Be Assigned - Elect Ken Yasuhara as 7.7 Management None Abstain Director Percentage of Votes to Be Assigned - Elect Manuel Lino Silva

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 7.8 Management None For de Sousa Oliveira (Ollie Oliveira) as Independent Director Percentage of Votes to Be Assigned - Elect Maria Fernanda 7.9 Management None Abstain dos Santos Teixeira as Independent Director Percentage of Votes to Be Assigned - Elect Murilo Cesar 7.10 Management None Abstain Lemos dos Santos Passos as Independent Director Percentage of Votes to Be Assigned - Elect Roger Allan 7.11 Management None Abstain Downey as Independent Director Percentage of Votes to Be Assigned - Elect Sandra Maria 7.12 Management None Abstain Guerra de Azevedo as Independent Director Percentage of Votes to Be Assigned - Elect Marcelo Gasparino 7.13 Shareholder None For da Silva as Independent Director Appointed by Shareholders Percentage of Votes to Be Assigned - Elect Mauro Gentile 7.14 Rodrigues da Cunha as Independent Director Appointed by Shareholder None For Shareholders Percentage of Votes to Be Assigned - Elect Roberto da Cunha 7.15 Castello Branco as Independent Director Appointed by Shareholder None For Shareholders Percentage of Votes to Be Assigned - Elect Rachel de Oliveira 7.16 Shareholder None Abstain Maia as Independent Director Appointed by Shareholders 8 Elect Jose Luciano Duarte Penido as Board Chairman Management For Abstain Elect Roberto da Cunha Castello Branco as Board Chairman 9 Shareholder None For Appointed by Shareholders 10 Elect Fernando Jorge Buso Gomes as Board Vice-Chairman Management For Abstain Elect Mauro Gentile Rodrigues da Cunha as Board Vice- 11 Shareholder None For Chairman Appointed by Shareholders Elect Cristina Fontes Doherty as Fiscal Council Member and 12.1 Management For For Nelson de Menezes Filho as Alternate Elect Marcus Vinicius Dias Severini as Fiscal Council 12.2 Management For For Member and Vera Elias as Alternate 12.3 Elect Marcelo Moraes as Fiscal Council Member Management For Abstain Elect Raphael Manhaes Martins as Fiscal Council Member 12.4 Management For For and Adriana de Andrade Sole as Alternate Approve Remuneration of Company's Management and Fiscal 13 Management For For Council

VALE SA Meeting Date: APR 30, 2021 Record Date: Meeting Type: SPECIAL Ticker: VALE3 Security ID: P9661Q155 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Amend Restricted Stock Plan Management For For Approve Agreement to Absorb Companhia Paulista de 2 Management For For Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul)

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ratify Macso Legate Auditores Independentes (Macso) as 3 Management For For Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal Management For For Approve Absorption of Companhia Paulista de Ferroligas 5 (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Management For For Increase and without Issuance of Shares Approve Agreement for Partial Spin-Off of Mineracoes 6 Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Management For For Spun-Off Assets Ratify Macso Legate Auditores Independentes (Macso) as 7 Management For For Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisal Management For For Approve Absorption of Spun-Off Assets without Capital 9 Management For For Increase and without Issuance of Shares

VALE SA Meeting Date: APR 30, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: VALE3 Security ID: 91912E105 Management Vote Proposal No Proposal Proposed By Recommendation Cast Accept Financial Statements and Statutory Reports for Fiscal 1 Management For For Year Ended Dec. 31, 2020 2 Approve Allocation of Income and Dividends Management For For 3 Fix Number of Directors at 13 Management For For Do You Wish to Adopt Cumulative Voting for the Election of 4 the Members of the Board of Directors, Under the Terms of Management None For Article 141 of the Brazilian Corporate Law? 5.1 Elect Jose Luciano Duarte Penido as Independent Director Management For Against 5.2 Elect Fernando Jorge Buso Gomes as Director Management For Against 5.3 Elect Clinton James Dines as Independent Director Management For Abstain 5.4 Elect Eduardo de Oliveira Rodrigues Filho as Director Management For Against 5.5 Elect Elaine Dorward-King as Independent Director Management For Abstain 5.6 Elect Jose Mauricio Pereira Coelho as Director Management For Against 5.7 Elect Ken Yasuhara as Director Management For Against Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as 5.8 Management For For Independent Director Elect Maria Fernanda dos Santos Teixeira as Independent 5.9 Management For Abstain Director Elect Murilo Cesar Lemos dos Santos Passos as Independent 5.10 Management For Against Director 5.11 Elect Roger Allan Downey as Independent Director Management For Against Elect Sandra Maria Guerra de Azevedo as Independent 5.12 Management For Abstain Director

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Elect Marcelo Gasparino da Silva as Independent Director 5.13 Shareholder None For Appointed by Shareholders Elect Mauro Gentile Rodrigues da Cunha as Independent 5.14 Shareholder None For Director Appointed by Shareholders Elect Rachel de Oliveira Maia as Independent Director 5.15 Shareholder None For Appointed by Shareholders Elect Roberto da Cunha Castello Branco as Independent 5.16 Shareholder None Abstain Director Appointed by Shareholders In Case Cumulative Voting Is Adopted, Do You Wish to 6 Management None Against Equally Distribute Your Votes Amongst the Nominees below? Percentage of Votes to Be Assigned - Elect Jose Luciano 7.1 Management None Abstain Duarte Penido as Independent Director Percentage of Votes to Be Assigned - Elect Fernando Jorge 7.2 Management None Abstain Buso Gomes as Director Percentage of Votes to Be Assigned - Elect Clinton James 7.3 Management None Abstain Dines as Independent Director Percentage of Votes to Be Assigned - Elect Eduardo de 7.4 Management None Abstain Oliveira Rodrigues Filho as Director Percentage of Votes to Be Assigned - Elect Elaine Dorward- 7.5 Management None Abstain King as Independent Director Percentage of Votes to Be Assigned - Elect Jose Mauricio 7.6 Management None Abstain Pereira Coelho as Director Percentage of Votes to Be Assigned - Elect Ken Yasuhara as 7.7 Management None Abstain Director Percentage of Votes to Be Assigned - Elect Manuel Lino Silva 7.8 Management None For de Sousa Oliveira (Ollie Oliveira) as Independent Director Percentage of Votes to Be Assigned - Elect Maria Fernanda 7.9 Management None Abstain dos Santos Teixeira as Independent Director Percentage of Votes to Be Assigned - Elect Murilo Cesar 7.10 Management None Abstain Lemos dos Santos Passos as Independent Director Percentage of Votes to Be Assigned - Elect Roger Allan 7.11 Management None Abstain Downey as Independent Director Percentage of Votes to Be Assigned - Elect Sandra Maria 7.12 Management None Abstain Guerra de Azevedo as Independent Director Percentage of Votes to Be Assigned - Elect Marcelo Gasparino 7.13 Shareholder None For da Silva as Independent Director Appointed by Shareholders Percentage of Votes to Be Assigned - Elect Mauro Gentile 7.14 Rodrigues da Cunha as Independent Director Appointed by Shareholder None For Shareholders Percentage of Votes to Be Assigned - Elect Rachel de Oliveira 7.15 Shareholder None For Maia as Independent Director Appointed by Shareholders Percentage of Votes to Be Assigned - Elect Roberto da Cunha 7.16 Castello Branco as Independent Director Appointed by Shareholder None Abstain Shareholders 8 Elect Jose Luciano Duarte Penido as Board Chairman Management For Abstain Elect Roberto da Cunha Castello Branco as Board Chairman 9 Shareholder None For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Appointed by Shareholders 10 Elect Fernando Jorge Buso Gomes as Board Vice-Chairman Management For Abstain Elect Mauro Gentile Rodrigues da Cunha as Board Vice- 11 Shareholder None For Chairman Appointed by Shareholders Elect Cristina Fontes Doherty as Fiscal Council Member and 12.1 Management For For Nelson de Menezes Filho as Alternate Elect Marcus Vinicius Dias Severini as Fiscal Council 12.2 Management For For Member and Vera Elias as Alternate 12.3 Elect Marcelo Moraes as Fiscal Council Member Management For Abstain Elect Raphael Manhaes Martins as Fiscal Council Member 12.4 Management For For and Adriana de Andrade Sole as Alternate Approve Remuneration of Company's Management and Fiscal 13 Management For For Council 1 Amend Restricted Stock Plan Management For For Approve Agreement to Absorb Companhia Paulista de 2 Management For For Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) Ratify Macso Legate Auditores Independentes (Macso) as 3 Management For For Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal Management For For Approve Absorption of Companhia Paulista de Ferroligas 5 (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Management For For Increase and without Issuance of Shares Approve Agreement for Partial Spin-Off of Mineracoes 6 Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Management For For Spun-Off Assets Ratify Macso Legate Auditores Independentes (Macso) as 7 Management For For Independent Firm to Appraise Proposed Transaction 8 Approve Independent Firm's Appraisal Management For For Approve Absorption of Spun-Off Assets without Capital 9 Management For For Increase and without Issuance of Shares

VALERO ENERGY CORPORATION Meeting Date: APR 29, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL Ticker: VLO Security ID: 91913Y100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director H. Paulett Eberhart Management For For 1b Elect Director Joseph W. Gorder Management For For 1c Elect Director Kimberly S. Greene Management For For 1d Elect Director Deborah P. Majoras Management For For 1e Elect Director Eric D. Mullins Management For For 1f Elect Director Donald L. Nickles Management For For 1g Elect Director Philip J. Pfeiffer Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1h Elect Director Robert A. Profusek Management For For 1i Elect Director Stephen M. Waters Management For For 1j Elect Director Randall J. Weisenburger Management For For 1k Elect Director Rayford Wilkins, Jr. Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

VERISIGN, INC. Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL Ticker: VRSN Security ID: 92343E102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director D. James Bidzos Management For For 1.2 Elect Director Yehuda Ari Buchalter Management For For 1.3 Elect Director Kathleen A. Cote Management For For 1.4 Elect Director Thomas F. Frist, III Management For For 1.5 Elect Director Jamie S. Gorelick Management For For 1.6 Elect Director Roger H. Moore Management For For 1.7 Elect Director Louis A. Simpson Management For For 1.8 Elect Director Timothy Tomlinson Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For 4 Provide Right to Act by Written Consent Shareholder Against For

VERIZON COMMUNICATIONS INC. Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: VZ Security ID: 92343V104 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Shellye L. Archambeau Management For For 1b Elect Director Roxanne S. Austin Management For For 1c Elect Director Mark T. Bertolini Management For For 1d Elect Director Melanie L. Healey Management For For 1e Elect Director Clarence Otis, Jr. Management For For 1f Elect Director Daniel H. Schulman Management For For 1g Elect Director Rodney E. Slater Management For For 1h Elect Director Hans E. Vestberg Management For For file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1i Elect Director Gregory G. Weaver Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Lower Ownership Threshold for Action by Written Consent Shareholder Against For 5 Amend Senior Executive Compensation Clawback Policy Shareholder Against Against Submit Severance Agreement (Change-in-Control) to 6 Shareholder Against Against Shareholder Vote

VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL Ticker: VRTX Security ID: 92532F100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Sangeeta Bhatia Management For For 1.2 Elect Director Lloyd Carney Management For Against 1.3 Elect Director Alan Garber Management For For 1.4 Elect Director Terrence Kearney Management For For 1.5 Elect Director Reshma Kewalramani Management For For 1.6 Elect Director Yuchun Lee Management For For 1.7 Elect Director Jeffrey Leiden Management For For 1.8 Elect Director Margaret McGlynn Management For For 1.9 Elect Director Diana McKenzie Management For For 1.10 Elect Director Bruce Sachs Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Report on Lobbying Payments and Policy Shareholder Against Against 5 Report on Political Contributions and Expenditures Shareholder Against Against

VICI PROPERTIES INC. Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL Ticker: VICI Security ID: 925652109 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director James R. Abrahamson Management For For 1b Elect Director Diana F. Cantor Management For For 1c Elect Director Monica H. Douglas Management For For 1d Elect Director Elizabeth I. Holland Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 1e Elect Director Craig Macnab Management For For 1f Elect Director Edward B. Pitoniak Management For For 1g Elect Director Michael D. Rumbolz Management For For 2 Ratify Deloitte & Touche LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL Ticker: V Security ID: 92826C839 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lloyd A. Carney Management For For 1b Elect Director Mary B. Cranston Management For For 1c Elect Director Francisco Javier Fernandez-Carbajal Management For For 1d Elect Director Alfred F. Kelly, Jr. Management For For 1e Elect Director Ramon Laguarta Management For For 1f Elect Director John F. Lundgren Management For For 1g Elect Director Robert W. Matschullat Management For For 1h Elect Director Denise M. Morrison Management For For 1i Elect Director Suzanne Nora Johnson Management For For 1j Elect Director Linda J. Rendle Management For For 1k Elect Director John A. C. Swainson Management For For 1l Elect Director Maynard G. Webb, Jr. Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify KPMG LLP as Auditors Management For For 4 Amend Omnibus Stock Plan Management For For Provide Holders of At Least 15% Class A Common Stock 5 Management For For Right to Call Special Meeting 6 Provide Right to Act by Written Consent Shareholder Against For 7 Amend Principles of Executive Compensation Program Shareholder Against Against

VIVENDI SA Meeting Date: MAR 29, 2021 Record Date: MAR 25, 2021 Meeting Type: SPECIAL Ticker: VIV Security ID: F97982106 Management Vote Proposal No Proposal Proposed By Recommendation Cast Amend Article 20 of Bylaws Re: Allocation of Income and 1 Management For For

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Dividends 2 Authorize Filing of Required Documents/Other Formalities Management For For

VIVENDI SE Meeting Date: JUN 22, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: VIV Security ID: F97982106 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Financial Statements and Statutory Reports Management For For Approve Consolidated Financial Statements and Statutory 2 Management For For Reports Approve Auditors' Special Report on Related-Party 3 Management For For Transactions Mentioning the Absence of New Transactions Approve Allocation of Income and Dividends of EUR 0.60 per 4 Management For For Share Advisory Vote on Exceptional Distribution Project in kind of a 5 Majority of the Capital of Universal Music Group N.V. to the Management For For Shareholders of Vivendi SE Exceptional Distribution in kind of Shares of Universal Music 6 Management For For Group N.V. to the Shareholders of Vivendi SE 7 Approve Compensation Report Management For Against Approve Compensation of Yannick Bollore, Chairman of the 8 Management For Against Supervisory Board Approve Compensation of Arnaud de Puyfontaine, Chairman 9 Management For Against of the Management Board Approve Compensation of Gilles Alix, Management Board 10 Management For Against Member Approve Compensation of Cedric de Bailliencourt, 11 Management For Against Management Board Member Approve Compensation of Frederic Crepin, Management 12 Management For Against Board Member Approve Compensation of Simon Gillham, Management 13 Management For Against Board Member Approve Compensation of Herve Philippe, Management 14 Management For Against Board Member Approve Compensation of Stephane Roussel, Management 15 Management For Against Board Member Approve Remuneration Policy of Supervisory Board Members 16 Management For Against and Chairman Approve Remuneration Policy of Chairman of the 17 Management For Against Management Board Approve Remuneration Policy of Management Board 18 Management For Against Members Reelect Veronique Driot-Argentin as Supervisory Board file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] 19 Management For For Member Reelect Sandrine Le Bihan as Representative of Employee 20 Management For For Shareholders to the Board Authorize Repurchase of Up to 10 Percent of Issued Share 21 Management For For Capital Authorize Decrease in Share Capital via Cancellation of 22 Management For For Repurchased Shares Authorize Specific Buyback Program and Cancellation of 23 Management For Against Repurchased Share Authorize Issuance of Equity or Equity-Linked Securities with 24 Preemptive Rights up to Aggregate Nominal Amount of EUR Management For For 655 Million Authorize Capitalization of Reserves of Up to EUR 327,5 25 Management For For Million for Bonus Issue or Increase in Par Value Authorize Capital Increase of up to 5 Percent of Issued Capital 26 Management For For for Contributions in Kind Authorize up to 1 Percent of Issued Capital for Use in 27 Management For Against Restricted Stock Plans Authorize Capital Issuances for Use in Employee Stock 28 Management For For Purchase Plans Authorize Capital Issuances for Use in Employee Stock 29 Management For For Purchase Plans for Employees of International Subsidiaries 30 Authorize Filing of Required Documents/Other Formalities Management For For

W. R. BERKLEY CORPORATION Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL Ticker: WRB Security ID: 084423102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director William R. Berkley Management For For 1b Elect Director Christopher L. Augostini Management For For 1c Elect Director Mark E. Brockbank Management For For 1d Elect Director Mark L. Shapiro Management For For 1e Elect Director Jonathan Talisman Management For For 2 Amend Non-Employee Director Omnibus Stock Plan Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Ratify KPMG LLP as Auditors Management For For

WALMART INC. Meeting Date: JUN 02, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: WMT Security ID: 931142103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Cesar Conde Management For For 1b Elect Director Timothy P. Flynn Management For For 1c Elect Director Sarah J. Friar Management For For 1d Elect Director Carla A. Harris Management For For 1e Elect Director Thomas W. Horton Management For For 1f Elect Director Marissa A. Mayer Management For For 1g Elect Director C. Douglas McMillon Management For For 1h Elect Director Gregory B. Penner Management For For 1i Elect Director Steven S Reinemund Management For For 1j Elect Director Randall L. Stephenson Management For For 1k Elect Director S. Robson Walton Management For For 1l Elect Director Steuart L. Walton Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Ernst & Young LLP as Auditors Management For For 4 Report on Refrigerants Released from Operations Shareholder Against Against 5 Report on Lobbying Payments and Policy Shareholder Against For Report on Alignment of Racial Justice Goals and Starting 6 Shareholder Against For Wages 7 Approve Creation of a Pandemic Workforce Advisory Council Shareholder Against Against 8 Review of Statement on the Purpose of a Corporation Shareholder Against Against

WASTE CONNECTIONS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL Ticker: WCN Security ID: 94106B101 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Edward E. "Ned" Guillet Management For For 1b Elect Director Michael W. Harlan Management For For 1c Elect Director Larry S. Hughes Management For For 1d Elect Director Worthing F. Jackman Management For For 1e Elect Director Elise L. Jordan Management For For 1f Elect Director Susan "Sue" Lee Management For For 1g Elect Director Ronald J. Mittelstaedt Management For For 1h Elect Director William J. Razzouk Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Grant Thornton LLP as Auditors and Authorize Board 3 Management For For to Fix Their Remuneration

WESTLAKE CHEMICAL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: WLK Security ID: 960413102 Management Proposal No Proposal Proposed By Vote Cast Recommendation 1.1 Elect Director James Y. Chao Management For Withhold 1.2 Elect Director John T. Chao Management For Withhold 1.3 Elect Director Mark A. McCollum Management For For 1.4 Elect Director R. Bruce Northcutt Management For For Amend Certificate of Incorporation to Add Federal Forum 2 Management For Against Selection Provision 3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

WHEATON PRECIOUS METALS CORP. Meeting Date: MAY 14, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL/SPECIAL Ticker: WPM Security ID: 962879102 Management Vote Proposal No Proposal Proposed By Recommendation Cast a1 Elect Director George L. Brack Management For For a2 Elect Director John A. Brough Management For For a3 Elect Director R. Peter Gillin Management For For a4 Elect Director Chantal Gosselin Management For For a5 Elect Director Douglas M. Holtby Management For For a6 Elect Director Glenn Antony Ives Management For For a7 Elect Director Charles A. Jeannes Management For For a8 Elect Director Eduardo Luna Management For For a9 Elect Director Marilyn Schonberner Management For For a10 Elect Director Randy V.J. Smallwood Management For For Approve Deloitte LLP as Auditors and Authorize Board to Fix b Management For For Their Remuneration c Advisory Vote on Executive Compensation Approach Management For For

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: COURT Ticker: WLTW Security ID: G96629111

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Scheme of Arrangement Management For For

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: AUG 26, 2020 Record Date: JUN 30, 2020 Meeting Type: SPECIAL Ticker: WLTW Security ID: G96629103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1 Approve Scheme of Arrangement Management For For 2 Amend Articles Management For For 3 Advisory Vote on Golden Parachutes Management For For 4 Adjourn Meeting Management For For

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Meeting Date: MAY 11, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL Ticker: WLTW Security ID: G96629103 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Anna C. Catalano Management For For 1b Elect Director Victor F. Ganzi Management For For 1c Elect Director John J. Haley Management For For 1d Elect Director Wendy E. Lane Management For For 1e Elect Director Brendan R. O'Neill Management For For 1f Elect Director Jaymin B. Patel Management For For 1g Elect Director Linda D. Rabbitt Management For For 1h Elect Director Paul D. Thomas Management For For 1i Elect Director Wilhelm Zeller Management For For Ratify the Appointment of Deloitte & Touche LLP as Auditor 2 and Deloitte Ireland LLP to audit the Irish Statutory Accounts, Management For For and Authorize the Board to Fix Their Remuneration Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Renew the Board's Authority to Issue Shares Under Irish Law Management For For Renew the Board's Authority to Opt-Out of Statutory Pre- 5 Management For For Emptions Rights

WYNN RESORTS, LIMITED Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Ticker: WYNN Security ID: 983134107 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Elect Director Betsy S. Atkins Management For For 1.2 Elect Director Matthew O. Maddox Management For For 1.3 Elect Director Philip G. Satre Management For For 1.4 Elect Director Darnell O. Strom Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

XCEL ENERGY INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL Ticker: XEL Security ID: 98389B100 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Lynn Casey Management For For 1b Elect Director Ben Fowke Management For For 1c Elect Director Robert Frenzel Management For For 1d Elect Director Netha Johnson Management For For 1e Elect Director Patricia Kampling Management For For 1f Elect Director George Kehl Management For For 1g Elect Director Richard O'Brien Management For For 1h Elect Director Charles Pardee Management For For 1i Elect Director Christopher Policinski Management For For 1j Elect Director James Prokopanko Management For For 1k Elect Director David Westerlund Management For For 1l Elect Director Kim Williams Management For For 1m Elect Director Timothy Wolf Management For For 1n Elect Director Daniel Yohannes Management For For Advisory Vote to Ratify Named Executive Officers' 2 Management For For Compensation 3 Ratify Deloitte & Touche LLP as Auditors Management For For 4 Report on Costs and Benefits of Climate-Related Activities Shareholder Against Against

YUM! BRANDS, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: YUM Security ID: 988498101

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Paget L. Alves Management For For 1b Elect Director Keith Barr Management For For 1c Elect Director Christopher M. Connor Management For For 1d Elect Director Brian C. Cornell Management For For 1e Elect Director Tanya L. Domier Management For For 1f Elect Director David W. Gibbs Management For For 1g Elect Director Mirian M. Graddick-Weir Management For For 1h Elect Director Lauren R. Hobart Management For For 1i Elect Director Thomas C. Nelson Management For For 1j Elect Director P. Justin Skala Management For For 1k Elect Director Elane B. Stock Management For For 1l Elect Director Annie Young-Scrivner Management For For 2 Ratify KPMG LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation

ZIMMER BIOMET HOLDINGS, INC. Meeting Date: MAY 14, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL Ticker: ZBH Security ID: 98956P102 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1a Elect Director Christopher B. Begley Management For For 1b Elect Director Betsy J. Bernard Management For For 1c Elect Director Michael J. Farrell Management For For 1d Elect Director Robert A. Hagemann Management For For 1e Elect Director Bryan C. Hanson Management For For 1f Elect Director Arthur J. Higgins Management For For 1g Elect Director Maria Teresa Hilado Management For For 1h Elect Director Syed Jafry Management For For 1i Elect Director Sreelakshmi Kolli Management For For 1j Elect Director Michael W. Michelson Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For Advisory Vote to Ratify Named Executive Officers' 3 Management For For Compensation 4 Amend Omnibus Stock Plan Management For For 5 Amend Non-Employee Director Omnibus Stock Plan Management For For 6 Amend Deferred Compensation Plan Management For For 7 Provide Right to Call Special Meeting Management For For

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ZURICH INSURANCE GROUP AG Meeting Date: APR 07, 2021 Record Date: Meeting Type: ANNUAL Ticker: ZURN Security ID: H9870Y105 Management Vote Proposal No Proposal Proposed By Recommendation Cast 1.1 Accept Financial Statements and Statutory Reports Management For For 1.2 Approve Remuneration Report (Non-Binding) Management For For Approve Allocation of Income and Dividends of CHF 20.00 2 Management For For per Share 3 Approve Discharge of Board and Senior Management Management For For 4.1a Reelect Michel Lies as Director and Board Chairman Management For For 4.1b Reelect Joan Amble as Director Management For For 4.1c Reelect Catherine Bessant as Director Management For For 4.1d Reelect Dame Carnwath as Director Management For For 4.1e Reelect Christoph Franz as Director Management For For 4.1f Reelect Michael Halbherr as Director Management For For Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey 4.1g Management For For Hayman is not available for appointment) 4.1h Reelect Monica Maechler as Director Management For For 4.1i Reelect Kishore Mahbubani as Director Management For For 4.1j Reelect Jasmin Staiblin as Director Management For For 4.1k Reelect Barry Stowe as Director Management For For 4.1l Elect Sabine Keller-Busse as Director Management For For Reappoint Michel Lies as Member of the Compensation 4.2.1 Management For For Committee Reappoint Catherine Bessant as Member of the Compensation 4.2.2 Management For For Committee Reappoint Christoph Franz as Member of the Compensation 4.2.3 Management For For Committee Reappoint Kishore Mahbubani as Member of the 4.2.4 Management For For Compensation Committee Reappoint Jasmin Staiblin as Member of the Compensation 4.2.5 Management For For Committee Appoint Sabine Keller-Busse as Member of the Compensation 4.2.6 Management For For Committee 4.3 Designate Keller KLG as Independent Proxy Management For For 4.4 Ratify Ernst & Young AG as Auditors Management For For Approve Remuneration of Directors in the Amount of CHF 5.1 Management For For 5.9 Million Approve Remuneration of Executive Committee in the 5.2 Management For For Amount of CHF 79.8 Million

file:///CAPGROUP.COM/TEAMS/CGII/GPC/LAO/GAP/NPX%20filings/2021/Files%20for%20Web/npx811-00032_8%20-%20FI.htm[8/24/2021 9:46:59 AM] Approve Extension of Existing Authorized Capital Pool of 6 CHF 4.5 Million with Partial Exclusion of Preemptive Rights Management For Against and Approve Amendment to Existing Conditional Capital Pool 7 Transact Other Business (Voting) Management For Against

END NPX REPORT

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