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SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to the Second Amended and Restated Schedule 13D Under the Securities Exchange Act of 1934 CARNIVAL CORPORATION (Name of Issuer) Class A Common Stock ($.01 par value) (Title of Class of Securities) 143658 10 2 (CUSIP Number) Arnaldo Perez, Esq. General Counsel Carnival Corporation 3655 N.W. 87th Avenue Miami, Florida 33178-2428 (305) 599-2600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1997, January 12, 1998, February 2, 1998 and February 12, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,826,583.34 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 1,826,583.34 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,826,583.34 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person OO ----------------------------------- Page 2 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TAMMS MANAGEMENT CORPORATION ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,826,583.34 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 182,658 Person With ------------------- (10) Shared Dispositive Power 1,643,925.34 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,826,583.34 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person CO ----------------------------------- Page 3 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TED ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Israel ------------------------ Number of (7) Sole Voting Power 55,693,016 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 55,693,016 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 55,693,016 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [X] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.7% --------- (14) Type of Reporting Person IN ----------------------------------- Page 4 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE CONTINUED TRUST FOR MICHAEL ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 2,000,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 2,000,000 Person With ------------------- (10) Shared Dispositive Power 379,504.68 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,379,504.68 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.8% --------- (14) Type of Reporting Person OO ----------------------------------- Page 5 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Guernsey, Channel Islands ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 3,551,354 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,551,354 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.2% --------- (14) Type of Reporting Person OO ----------------------------------- Page 6 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE CONTINUED TRUST FOR SHARI ARISON DORSMAN ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 2,000,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 2,000,000 Person With ------------------- (10) Shared Dispositive Power 379,504.66 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,379,504.66 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.8% --------- (14) Type of Reporting Person OO ----------------------------------- Page 7 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification
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