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2016-2017 990 (Pdf)

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2016-2017 990 (Pdf) EXTENDED TO MAY 15, 2018 Return of Organization Exempt From Income Tax OMB No. 1545-0047 Form 990 Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) 2016 Department of the Treasury | Do not enter social security numbers on this form as it may be made public. Open to Public Internal Revenue Service | Information about Form 990 and its instructions is at www.irs.gov/form990. Inspection A For the 2016 calendar year, or tax year beginning JUL 1, 2016 and ending JUN 30, 2017 B Check if C Name of organization D Employer identification number applicable: SAMUEL WAXMAN CANCER RESEARCH FOUNDATION Address † change FOUNDATION Name † change Doing business as **-***0943 Initial † return Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number Final † return/ 420 LEXINGTON AVENUE 825 212-867-4502 termin- ated City or town, state or province, country, and ZIP or foreign postal code G Gross receipts $ 4,056,765. Amended † return NEW YORK, NY 10170 H(a) Is this a group return Applica- † tion F Name and address of principal officer:SAMUEL WAXMAN for subordinates? ~~† Yes †X No pending 1158 FIFTH AVENUE, NEW YORK, NY 10029 H(b) Are all subordinates included?† Yes † No I Tax-exempt status:†X 501(c)(3) † 501(c) ( )ß (insert no.)† 4947(a)(1) or† 527 If "No," attach a list. (see instructions) J Website: | WWW.WAXMANCANCER.ORG H(c) Group exemption number | K Form of organization:†X Corporation † Trust † Association † Other | L Year of formation: 1976 M State of legal domicile: NY Part I Summary 1 Briefly describe the organization's mission or most significant activities: THE SAMUEL WAXMAN CANCER RESEARCH FOUNDATION (THE "FOUNDATION") FUNDS INNOVATIVE RESEARCH TO 2 Check this box | † if the organization discontinued its operations or disposed of more than 25% of its net assets. 3 Number of voting members of the governing body (Part VI, line 1a) ~~~~~~~~~~~~~~~~~~~~ 3 24 4 Number of independent voting members of the governing body (Part VI, line 1b) ~~~~~~~~~~~~~~ 4 20 5 Total number of individuals employed in calendar year 2016 (Part V, line 2a) ~~~~~~~~~~~~~~~~ 5 6 6 Total number of volunteers (estimate if necessary) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 0 7 a Total unrelated business revenue from Part VIII, column (C), line 12 ~~~~~~~~~~~~~~~~~~~~ 7a 0. Activities & Governance & Activities b Net unrelated business taxable income from Form 990-T, line 34 7b 0. Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~ 2,523,057. 2,707,171. 9 Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~ 0. 0. 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ~~~~~~~~~~~~~ 8,537. 2,725. Revenue 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~ 0. 0. 12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) 2,531,594. 2,709,896. 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) ~~~~~~~~~~~ 1,294,103. 1,149,813. 14 Benefits paid to or for members (Part IX, column (A), line 4) ~~~~~~~~~~~~~ 0. 0. 15 Salaries, other compensation, employee benefits (Part IX, columnCOPY (A), lines 5-10) ~~~ 707,756. 752,452. 16a Professional fundraising fees (Part IX, column (A), line 11e)~~~~~~~~~~~~~~ 0. 0. b Total fundraising expenses (Part IX, column (D), line 25) | 504,534. Expenses 17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) ~~~~~~~~~~~~~ 486,076. 398,897. 18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ~~~~~~~ 2,487,935. 2,301,162. 19 Revenue less expenses. Subtract line 18 from line 12 43,659. 408,734. Beginning of Current Year End of Year 20 Total assets (Part X, line 16) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1,475,608. 1,725,086. 21 Total liabilities (Part X, line 26) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 721,345. 659,337. Net Assets or Fund Balances Fund 22 Net assets or fund balances. Subtract line 21 from line 20 754,263. 1,065,749. Part II Signature Block Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Sign = Signature of officer Date Here SAMUEL WAXMAN, CEO = Type or print name and title Print/Type preparer's name Preparer's signature Date Check † PTIN if Paid MICHAEL J. SCHWARTZ CPA 05/16/18 self-employed P00115049 Preparer Firm's name 9 SCHWARTZ & COMPANY, LLP Firm's EIN 9 **-***0565 Use Only Firm's address 9 2580 SUNRISE HIGHWAY BELLMORE, NY 11710 Phone no.(516) 409-5000 May the IRS discuss this return with the preparer shown above? (see instructions) †X Yes † No 632001 11-11-16 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2016) SEE SCHEDULE O FOR ORGANIZATION MISSION STATEMENT CONTINUATION SAMUEL WAXMAN CANCER RESEARCH FOUNDATION Form 990 (2016) FOUNDATION **-***0943 Page 2 Part III Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part III †X 1 Briefly describe the organization's mission: THE SAMUEL WAXMAN CANCER RESEARCH FOUNDATION FUNDS INNOVATIVE RESEARCH TO BRING FASTER CURES TO PATIENTS. IN ADDITION TO SUPPORTING ONGOING COLLABORATIVE RESEARCH IN SPECIFIC CANCERS, OUR SCIENTISTS ARE INVESTIGATING THE BIOLOGY OF CANCER TO FIND TREATMENTS ACROSS DISEASE. 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ †X Yes † No If "Yes," describe these new services on Schedule O. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services?~~~~~~ † Yes †X No If "Yes," describe these changes on Schedule O. 4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 1,601,116. including grants of $ 1,149,813. ) (Revenue $ 2,707,171. ) THE SAMUEL WAXMAN CANCER RESEARCH FOUNDATION IS AN INTERNATIONAL ORGANIZATION DEDICATED TO CURING AND PREVENTING CANCER. THE FOUNDATION IS A PIONEER IN CANCER RESEARCH FOCUSING ON UNCOVERING THE CAUSES OF CANCER AND REPROGRAMMING CANCER CELLS. WE DEDICATE OURSELVES TO DELIVERING TAILORED, MINIMALLY TOXIC TREATMENTS TO PATIENTS. OUR MISSION IS TO ERADICATE CANCER BY BRIDGING THE GAP BETWEEN LAB SCIENCE AND THE PATIENT. THROUGH OUR COLLABORATIVE GROUP OF WORLD-CLASS SCIENTISTS, THE INSTITUTE WITHOUT WALLS, INVESTIGATORS SHARE INFORMATION AND TOOLS TO SPEED THE PACE OF CANCER RESEARCH. SINCE OUR INCEPTION IN 1976, THE FOUNDATION HAS AWARDED MORE THAN $90 MILLION TO SUPPORT THE WORK OF MORE THAN 200 RESEARCHERS ACROSS THE GLOBE. 4b (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) COPY 4c (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) 4d Other program services (Describe in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) 4e Total program service expenses | 1,601,116. Form 990 (2016) 632002 11-11-16 2 12170516 806885 SMCRF0943 2016.05070 SAMUEL WAXMAN CANCER RESEAR SMCRF093 SAMUEL WAXMAN CANCER RESEARCH FOUNDATION Form 990 (2016) FOUNDATION **-***0943 Page 3 Part IV Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 X 2 Is the organization required to complete Schedule B, Schedule of Contributors? ~~~~~~~~~~~~~~~~~~~~~~ 2 X 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 X 4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 X 5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III ~~~~~~~~~~~~~~ 5 X 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I 6 X 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II~~~~~~~~~~~~~~ 7 X 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 X 9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part
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