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National Bureau of Standards Library, N.W. Bldg APR 2 8 1965

^ecltnlcal ^iote ^o. 307

PHASE AND AMPLITUDE DIVERSITY IN OVER-WATER TRANSMISSIONS AT TWO

H. B. Janes, A. W. Kirkpatrick,

D. M. Waters and D. Smith

U. S. DEPARTMENT OF COMMERCE NATIONAL BUREAU OF STANDARDS

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Issued April 12, 1965

PHASE AND AMPLITUDE DIVERSITY IN OVER-WATER TRANSMISSIONS AT TWO MICROWAVE FREQUENCIES

H. B. Janes, A. W. Kirkpatrick D. M. Waters and D. Smith Central Radio Propagation Laboratory National Bureau of Standards Boulder, Colorado

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TABLE OF CONTENTS

Abstract 1

1. Introduction 1

2. General Description of the Experiment t 2

2.1. Path and Equipment Location 2

2.2. Data Output 3

3. Phase Variation Data 4

3. 1. General 4

3.2. Power Spectra of Phase Data 7

3.3. Comparison of Power Spectra with Theory .... 10

3.4. Cumulative Distributions of Phase Data 11

4. Signal Amplitude Data 12

5. Sea Reflection Screen 14

6. Conclusions 14

6. 1. Phase Variations 15

6.2. Signal Amplitude Variations 15

7. References 16

8. Appendix 17

8. 1. Phase and Amplitude Measurement Equipment 17 Figures 19-63

in

PHASE AND AMPLITUDE DIVERSITY IN OVER-WATER TRANSMISSIONS AT TWO MICROWAVE FREQUENCIES*

H. B. Janes, A. W. Kirkpatrick, D. M. Waters, and D. Smith

Propagation measurements at 9.4 and 9.2 Gc/s were made over a 47 km, line-of-sight, over-water path at Eleuthera Island in the Bahamas. The purpose was to study the signal amplitude and phase variations at the two frequencies, and in particular, the variations in the phase difference and amplitude ratio ("differential ampli- tude") of the two frequencies. The results include power spectra of phase and phase difference variations (from about 10 to 4 c/s) and cumulative distributions of amplitude, differential amplitude, and phase difference.

1. Introduction

A microwave signal transmitted over a fixed line-of-sight path through the troposphere will exhibit time variations in both phase-of- arrival and amplitude. Such variations are caused by fluctuations in the three-dimensional structure of the atmospheric refractive index along the radio path. Phase-of-arrival variations have been inves- tigated in an extensive experimental program carried on by the National Bureau of Standards using predominantly over-land paths

[ Herbstreit and Thompson, 1956; Norton, et al. , 1956; Thompson and

Janes, 1959; Thompson, Janes, and Kirkpatrick, I960] • Although these experiments were not designed to study amplitude variations, the signals were observed to undergo occasional deep and prolonged fading on paths of the order of 15 km in length. Two questions which these previous experiments have left unanswered are: (1) how will the signal phase and amplitude behave on an over -water path, and (2) to what extent will the phase and amplitude variations be correlated in two signals separated in .

*This work was supported by the U.S; Air Force Missile Test Center (MTDRM) under Air Force Order No. (08-606) 63-2147, Sept. 11, 1962 An essential part of the Mistram precision missile trajectory- measurement system being installed on the Atlantic Missile Range consists of microwave links which transmit phase information from the outlying terminals of two baselines to a central station where it is converted to target position and velocity information. Each link involves the simultaneous transmission of two signals in the neigh- borhood of 8 Gc/s separated by 256 Mc/s. The successful operation of the system requires that the phase and amplitude variations of one signal relative to the other remain below certain limits.

At the request of the Air Force Missile Test Center, the National Bureau of Standards in the fall of 19&2 made a series of measurements at the Mistram installation on Eleuthera Island, British West Indies, to determine the magnitude of these relative phase and amplitude variations. The purpose of this report is to present the results of this work.

2. General Description of the Experiment

2.1. Path and Equipment Location

The baseline microwave link chosen for the measurements at Eleuthera extends from the Mistram central site near the Auxiliary Air Force Base in a southerly direction to the Powell Point site at the southwestern tip of the island, a distance of 47. 32 km (figure 1). Except for the immediate foreground at each end, the entire path is over water. The antenna at the central site terminal is a 3-meter parabolic dish mounted on a building roof 4. 1 meters above local ground and 32 meters above mean sea level. At the Powell Point terminal, a 2.4-meter parabolic antenna is mounted on a guyed steel tower at a height of 59 meters above local ground and 71 meters above mean sea level.

The klystrons and mixers were placed as close as possible to each antenna, and coaxial cable was used to carry the IF signals from that point on. (At Powell Point, the mixing took place directly behind the antenna; at the Central site, the mixer was at the end of about 20 m of waveguide, almost all of which was inside an air-con- ditioned building). Consequently, the phase and amplitude variations discussed here are only those contributed by the propagation medium and by any mechanical motion of the two Mistram antennas involved. A description of the phase and amplitude measurement equipment is given in the appendix.

-2- Meteorological measurement equipment consisted of two micro- wave refractometer sensors mounted on the antenna tower at Powell Point at heights of 6 and 43 meters above ground (18 and 55 meters above mean sea level). Another refractometer sensor was mounted on a mast 5. 5 meters above ground (33. 5 meters above m. s. 1. ) at the Central site. In addition, wet and dry bulb thermometers and aneroid barometers were placed in shelters 1.5 meters above ground at each terminal. Anemometers to record horizontal wind velocity were located at each terminal, 8 meters above ground at the Central site and 13 meters above ground at Powell Point.

2.2. Data Output

Experimental data were recorded during three periods, each approximately two days in length. In general, they consisted of time variations in the following parameters:

1. The phase-of-arrival of a 9.2 and a 9.4 Gc/s signal transmitted over the 47 km path, each phase record, in effect, being relative to an arbitrary phase reference at 9.2 and 9.4 Gc/s, respectively. Hereafter, these will be referred to as the "single

frequency phase" or data. These variables were each split into two recordings, a low-pass record- ing with a pass band from to 10 c/s, and a band- pass recording with a pass band from about 0.25 to 10 c/s. The low-pass recording circuits were equipped with an automatic scale -shift feature which shifts the variable in precise increments of 180 degrees whenever it threatens to exceed the scale limits of the recorder. The resulting records combine relatively high resolution with long-term continuity.

2. The difference between the phase-of-arrival of the 9.2 and 9.4 Gc/s signals, hereafter referred to

as "phase difference" or A <(> data. This variable was also split into a low-pass recording (from to 5 c/s) and a band-pass recording (from.. 04 to 15 c/s). Although it was not possible to calibrate this record in terms of absolute phase difference, the time variations in phase difference were recorded relative to an arbi- trary reference in the same way as were the single frequency phase variables.

3- 3. The amplitudes of the 9.2 and 9.4 Gc/s sig- nals. These records have a pass band extending from to about 15 c/s. Since the purpose of this part of the experiment was to study amplitude changes at one frequency relative to those oc- curring on the other, no attempt was made to calibrate these data in absolute units of received signal power. Hence, they are discussed here in terms of decibels relative to an arbitrary zero.

4. Refractivity variations at the low-level refrac- tometers at both terminals, and the variations in refractivity difference between the refractometers located 6 and 43 meters above ground at Powell Point.

5. Wind speed and direction at each terminal.

6. Wet and dry bulb temperature and barometric pressure at each terminal.

The phase and amplitude data were recorded continuously in analog form on magnetic tape, with occasional real-time monitoring on paper strip charts. The wind speed and direction and refractivity were recorded on relatively slow-moving paper strip charts to indi- cate long-term changes. The temperature and pressure were logged at half-hour intervals throughout each recording period.

3. Phase Variation Data

3.1. General

In general, the single-frequency phase ( ) data were very simi- lar to those obtained in previous experiments. The gross, hour-to-hour and day-to-day variations caused by long-term changes in the mean refractive index along the path covered many hundreds of phase degrees. This is illustrated in figures 2, 3, and 4, which show the 9.4 and 9.2 Gc/s phase records sampled at 30-minute intervals and plotted versus time. The phase ordinate here is expressed in terms of changes in the apparent radio path length both in parts per million and in at the two

radio frequencies (i. e. , 1^ = 360 phase degrees). (Only the first half

4- of the second run, October 30 - November 1, is plotted here. Equip- ment trouble at the middle of the run resulted in loss of continuity, and hence precluded showing the long-term variations for the entire run. However, the spectrum and distribution analysis described below contain samples taken over the entire recording period. )

The corresponding long-term changes in surface ref ractivity* measured at both terminals along with the vertical gradient variations at Powell Point are plotted in figures 5, 6, and 7.

Some correlation between the grossest features of the phase and refractivity can be seen, but in general, the correlation is poorer than in the case of shorter, over-land paths used previously [ Thompson and

Janes, 19^9; Thompson, Janes, and Kirkpatrick, 19&0] . This is not surprising, since the refractivity data were taken on land and were influenced heavily by local terrain, vegetation, etc. Hence they do not accurately represent the mean refractivity along the over-water path. The long-term variations in the vertical refractivity gradient at Powell Point are plotted in the lower part of these graphs. Similar long-term plots of the phase difference (A <|>) data are shown in figures 8, 9, and 10.

In interpreting these data, it is helpful to consider a highly over- simplified model of the propagation path and medium. In this model, the received radio energy is confined to an infinitely thin ray path between the two antennas with no multipath permitted. At any given instant the phase of the received signal at f relative to that emer- ging from the transmitting antenna would be given by:

. 1 10" #J 360fL[ + N (t) x ] 4> (t) = = f

*The relationship between the refractivity, N, and the refractive index, n, is given by:

6 N = (n - 1) x 10

In other words, a change of 1 N-unit represents a change of about 1 part per mill ion in n.

-5- where

< > t ~ phase-of-arrival in t r( ) degrees

N(t) = refractivity averaged over the line path

L = path length

C = velocity of propagation in a vacuum

(t) then would be a linear function of N(t), and the derivative

d<|> dN

would be proportional to f. Similarly, the phase difference between two signals at f and f is given by

360 (f - f ) L(l + Nxl0" )

*<|>(t) = +r (t) - <|>r (t) =

and the derivative — would be proportional to f - f - . As N(t) dN 1 L

varies (t), ()> (t) A <|>(t) this model) with time, and would (under be

1 2

perfectly correlated with N(t), and the variations in A would be

smaller than those in ,. bv the ratio

f f l" 2 f l

Even in this simple model, it would be very difficult to determine N(t) so as to provide a corrector for the (j> and A § variations. (The N data taken at the path terminals are obviously a poor estimate of N in

-6- this case. ) However, it would be possible to use a single frequency phase record to compensate for the correlated part of the phase difference vari- ations .

The observed data behave somewhat in the manner predicted by the use of this model, but they also differ from it in some important respects. For example, the long-term variations in single-frequency phase, A, at 9.2 and 9.4 Gc/s shown in figures 2, 3, and 4, are ob- viously well correlated with each other. Furthermore, the correspond- ing variations in phase difference between the 9.4 and 9.2 Gc/s signals

(i. e. , A A) are also well-correlated with either of the single frequency phase records, as can be seen by comparison of these figures with figures 8, 9, and 10. The lower graph in each of the latter figures is simply

f V 2 A* (t) = AA(t)- — A (t). R ± ,I x X

It shows the extent to which the effects of long-term changes in A A could be reduced by subtracting from them the scaled-down A vari- ations and hence removing the A A variations caused by the difference in radio frequencies.

It should be pointed out that

A A (t) = — A (t) - A (t) R f f f l l 2

and hence is directly proportional to the difference in radio path lengths that would be observed at f and f .

3.2. Power Spectra of Phase Data

The relationships among these phase and phase difference data are illustrated in a more systematic way in the power density spectra of single frequency phase and phase difference shown in figures 11, 12, and

-7- 13. (In each figure, the lower frequency portion was computed from the data for the entire run, digitized at one-minute intervals; the higher frequency portion is the median of 12 to 15 individual spectra computed from three-minute data samples digitized at the rate of 30 points per second. ) The purpose of the power spectrum is to indicate how much of the mean square fluctuation (variance) of a given variable is contrib- uted by a particular band of fluctuation frequencies. Since the ordinate is given in units of variance (degrees squared) per unit bandwidth, the variance contributed by any band of spectral frequencies can be com- puted simply by integrating that portion of the spectral density curve.

Of particular interest here are the relative magnitudes of the. $ and A § spectra. At the lowest fluctuation frequencies (below 10 c/s), the phase difference, A cj>, is approximately three orders of magnitude smaller in spectral density (i. e. , variance) than the single frequency phase, . This is in accord with the simplified picture given above,

i. e. ,

f - f 2

variance of A6 = ( ; ] x [variance of <±> 1 f f l / l where

f f Z 2 " -4 l 2 \ / 9.4 - 9.2 \ A c = 4.5 x 10 \ V 9.4

However, the A spectrum increases relative to the cj> spectrum as the spectral (fluctuation) frequency increases until the two spectra cross in the neighborhood of 1 c/s. Beyond 1 c/s, the A cf> spectrum tends to assume a value twice that of the spectrum as the fluctuation frequency (f> increases.

From these spectra and the above simple model we can conclude the following: at the lowest spectral frequencies, § and (j> are so

1 2 well correlated that the principle difference between them is the slight difference in magnitude caused by the difference in radio frequencies.

Consequently their difference, A , is well-correlated with both $ and 4> , but reduced in magnitude by 1 2

-8- f f l" 2 . h'h . -qr (or ~v '•

With increasing spectral frequency, the correlation of § 12and <}) reduces, causing a relative increase in A 4> fluctuations. Above about

1 c/s, the correlation of 6. and is apparently zero, since the

1 2 of A is spectral density (J) approximately twice the spectral density of

cj> . or At this point it might be helpful to recall the following re-

1 2 lationship:

var A = var var A. - 2 r n/ var 6. 4> + var f f f l 2 l 2 where "var" indicates a variance or mean squared fluctuation, and r = correlation coefficient between d> and 6 f f 1 2

The fact cb and (j> do not remain correlated throughout this

1 2 range of fluctuation frequencies suggests that the simplified single ray path model described above is not very realisitic. Actually, the radio energy sent between the Mistram Central Site and Powell Point travels over many slightly differing paths simultaneously. These include sea reflections as well as refraction and scattering from atmospheric irregu- larities. According to scatter propagation theory [ Wheelon, 1959] , the amplitude of the energy scattered in a given direction from an atmos- pheric irregularity is a function of (among other things) the radio fre- quency. The received signals, then, are the vector sum of a number of contributing sources, and the resultant phase of the signal at f contains some rapidly fluctuating components due to scattering which are statis- tically independent of the corresponding phase fluctuations at f _ .

An interesting sidelight of the spectrum analysis is the appearance of two pronounced spikes in the <\> spectrum during the run of October 3 to November 1 (figure 12). These appear at about 0. 55 and 2.4 c/s and are apparently caused by small resonant vibration of the antenna tower at Powell Point. The wind velocity data for each run are plotted in figures 14, 15, and 16, and it should be noted that the winds were at their maximum at Powell Point during this run.

-9- 3.3. Comparison of Power Spectra with Theory

E. C. Barrows [ 1 9&4] of CRPL has computed theoretical power

of 4> A are in spectra and R and these shown figure 13a along with

a derived spectrum of A cj> and corresponding experimental spectra of

was not recorded directly R

in this and an experimental A data

as described in Section 3. 1. ) The theoretical c|> and A spectra R were computed from forward scatter theory using the appropriate path length and antenna parameters and assuming (a) a mean cross-path wind velocity component of 2 m/sec; (b) Taylor's hypothesis relating time and space fluctuations in the turbulent atmosphere; (c) the absence

of surface-reflected multipath; and (d) a slope of f for the spectrum (chosen as a convenient approximation of the observed slopes). The theoretical spectrum of A § was produced by first deducing the co-

spectrum of cj> and from the relative of the theoretical <|> magnitudes 1 Ct and A spectra and then using this cospectral function to compute the R

A cf> spectrum.

There appears to be good general agreement between the experi- mental and theoretical cj> and A 4> spectra (the placement of the theo- retical spectra on the vertical scale is arbitrary). The agreement could probably he improved by assuming a steeper slope for the spectrum,

e.g., f instead of f . This agreement is somewhat surprising in view of the fact that the theory assumed no multipath (for the sake of simplicity). Since the path geometry offers ample opportunity for strong sea multipath effects, (as evidenced by the fading data discussed below) the influence of multipath on the cj> and A cj) spectra in this range of spectral frequencies may not be great.

One interesting discrepancy between theory and experiment occurs

at the high-frequency end of the spectra. The theoretical

- 10- 3.4. Cumulative Distributions of Phase Data

In order to provide an estimate of the probability that the vari- ations in phase difference will exceed a given range during a given time period, cumulative distributions were obtained for each of the three- minute samples used in the spectrum analysis described above, and also for 30-minute periods spaced as nearly as possible at 4-hour inter- vals throughout each run.

The three-minute distributions are shown plotted on Gaussian prob- ability paper in figures 17 through 22. (In these and subsequent distri- bution graphs, the times noted refer to the beginning of the sample. ) Of the 35 samples shown, 34 have 1-99% ranges of 5 degrees or more, while 25 have 5-95% ranges of 5 degrees or more. It should be borne in mind that these distributions are taken from a band-pass recording with lower cutoff at 0. 04 c/s, and consequently, the ranges of variation shown here are systematically somewhat smaller than the actual ranges that would have been obtained in the absence of filtering.

To illustrate the general appearance of the short-term variations in phase difference, two examples of chart records are shown in figure 23. They represent the "quietest" and "noisiest" of the band-pass samples used in the distribution analysis. In figure 24, two examples of longer-term variations are shown. These are 30 minute samples transcribed from the low-pass record and were chosen primarily to coincide with two of the three differential fading samples shown in figure 28. It should be noted from these samples that phase difference changes on the order of 2 degrees occurred within a period of one second, and that changes twice that size occurred within a minute. (The very large sweeps of the pen extending over nearly the width of the chart in the 1813-1843 sample in figure 24 are caused by the automatic 180 scale-shift feature employed in all the low-pass phase recording circuits).

The thirty-minute cumulative distributions are shown in figures 25, 26, and 27. They display a wide variety of slopes, with 1-99% ranges extending from less than 2 degrees to more than 60 degrees. It should be pointed out here that this is not an unbiased random sample of phase difference data. As will be explained in the next section, the signal levels sometimes went below the operating threshold of the equipment during periods of deep and violent fading, resulting in loss of both phase and amplitude data. Since the phase difference variations were often observed to be unusually large during periods of weak signal, it is prob- able that these sample distributions are somewhat biased in that they fail to represent the worst propagation conditions encountered.

-11- 4. Signal Amplitude Data

The time variations in the amplitude of the 9. 4 and 9. 2 Gc/s signals were recorded continuously on magnetic tape. The differen- tial amplitude, or fading of one signal relative to the other, was sub- sequently generated in analog form in the laboratory.

Three examples of chart transcriptions of the 9- 4 Gc/s ampli- tude function along with the corresponding differential amplitude are shown in figure 28. It will be seen at once that the amplitude data are characterized by long periods of strong signals with negligible fading, interrupted by periods of significant fading lasting from several minutes to several hours. The long-term fading characteristics of the 9.4 Gc/s signal for each run are shown in figure 29. Here the medians of half-hour periods are plotted versus time, along with vertical bars indicating the 10% to 90% fading ranges taken from cumulative distri- butions of selected half-hour periods. In the lower portion of each graph, the 10-90% fading range of the differential amplitude is shown for the same half -hour periods. The cumulative distributions of amplitude and differential amplitude for the selected periods are shown in figures 30 through 41. To illustrate the wide variety of fading conditions repre- sented in these cumulative distributions, figure 42 shows transcriptions of the differential amplitude variations for three of the periods. They were chosen to represent both quiet and active fading periods. For example, the 0230 to 0300 sample shows a 10 db fade of one signal rela- tive to the other occurring within one minute, while the fading during the entire 1727 to 1757 sample covered only about 0.2 db. The 1813 to 1843 sample is especially interesting because it contains both quiet and active differential fading within a relatively short period of time. Com- paring it to the phase difference transcription for the same period in figure 24, there was apparently good time correlation between the mag- nitude of the differential amplitude and phase difference variations. However, with the possible exception of the deep fading periods, some of which were necessarily excluded from this analysis, this was not true in general, i. e. , the observed variances of phase difference and differential amplitude were found to be essentially uncorr elated.

From figures 28 and 29 and from the sample data transcriptions, it can be seen that the ranges of short-term (i. e. , minute -to -minute) variations in both amplitude and differential amplitude are very small (on the order of 1 db) during strong signal periods. A general decrease in signal strength was invariably accompanied by a pronounced increase in the fading range of both signals and of their decibel difference. The

-12- periods of weak signal, then, are of primary interest in the present study. The minimum signal level at which the phase and amplitude measurement equipment will operate was approximately 2 db below the maximum signal strength observed. When the signal dropped below this threshold, both phase and amplitude data were lost for periods of a few seconds to a few minutes. Unfortunately, this occurred occasionally during all three runs, with the results that the fading ranges and cumulative distri- butions shown here do not include some of the worst fading conditions. (About 13% of all half-hour periods contained at least momentary losses

of data believed to be caused by deep fading. ) The half-hour samples for the distribution analysis were spaced as nearly as possible at 4-hour

intervals, but considerable deviation from this rule was sometimes , required to avoid these occasional sections of lost data. The bias that would inevitably result from shunning periods of lost data (i. e. , deepest fading) was partially compensated for by the arbitrary inclusion of three or four additional signal amplitude samples from each run, deliberately chosen to represent periods of deep fading (but still avoiding periods of lost data, of course). This compensation may have been reasonably successful, since 15% of the resulting samples have peak-to-peak dif- ferential fading ranges in excess of 10 db, while visual inspection of the differential fading records for all three runs indicates 17% of all half- hour periods have peak-to-peak ranges greater than 10 db.

The fading periods do not appear to be correlated with the refrac- tive index data (figures5, 6, 7), wind velocity (figures 14, 15, 16), phase data, tidal fluctuations (figure 43), or time of day. (However, some of the fading periods did coincide with the passage of rain showers across the path. ) The most readily-suspected cause of this deep fading is sea multipath, i. e. , the interference of direct and strong sea- reflected signal components. The phase relationship of the two components could easily be changed from reinforcement to cancellation by a very moderate change in the refractive index gradient between the sea surface and the minimum height of the direct ray. If this were the case, one might expect some correlation between the fading and the refractive index data in figures 5, 6, and 7. However, the latter data were obtained at the path terminals, several hundred meters from the shore in both cases, and hence should not be expected to be closely correlated with refractive index gradient variations over the sea surface.

Another possible (but in this case less likely) cause of fading is one described by Dutton [19&1] which requires a vertical refractive index profile such as would produce a low level, surface-based radio

-13- "duct". If the upper limit of this duct lies above one path terminal and below the other, it is possible that the radio waves will be refracted in such a way that the receiving terminal will lie in a "shadow zone" with respect to the transmitter, with resulting deep fading.

Simultaneous measurements of signal amplitude on this path and the refractive index structure (on the path rather than at the land termi- nals) from the sea surface to a height of about 100 meters would be very- valuable in studying the propagation phenomena involved.

5. Sea Reflection Screen

Since it appeared likely that reflections from the sea surface would have an important influence on phase and amplitude variations, a screen was designed and constructed by Pan American World Airways to be placed in the water at the nominal reflection point to partially block off sea reflections. (Bussey [ 19^0] had successfully used such a screen on a much shorter path. ) The screen actually consisted of two sections mounted in the same vertical plane with a 6 meter horizontal separation between them. Each section was a square 6 meters on a side, covered with galvanized hardware cloth having a grid spacing of 0. 5 cm.

The screen was put into position at about noon on November 2, and remained there throughout the November 2-4 run. Although the data from this run contain unusually long periods during which the signals exhibited very little fading, they also contain periods during which some of the deepest and most rapid fading occurred. Keeping in mind the usual differences in data gathered in successive runs under

"identical conditions" (i. e. , nothing permitted to change but the weather! ), one cannot say that the data reveal any evidence that the screen produced a significant effect in the data. Apparently, if such effects exist, they are sufficiently subtle to require a more extensive experimental study to detect them.

6. Conclusions

The conclusions drawn from the results of this experiment can be summarized as follows:

-14- 6.1. Phase Variations

Although the phase variations in the 9.4 and 9. 2 Gc/s signals are well-correlated at low fluctuation frequencies, the correlation deteri- orates toward the end of the power spectrum and is essentially zero above about 1 cycle per second. Hence virtually all of the phase difference variation at low spectral frequencies is attrib- utable to the difference in radio frequencies and is well- correlated with both the 9.4 and 9.2 Gc/s phase variables. However, the loss of cor- relation at higher spectral frequencies is indicated by the relative increase in the phase difference spectral density at the higher frequen- cies.

A cumulative distribution analysis of the phase data indicates that in 34 out of 35 cases the phase difference varied by more than 5 degrees during a 3-minute period, and that changes in phase difference on the order of 20 degrees occurred within a period of 1 second.

The variance of phase difference showed no correlation with time of day, tide, or atmospheric refractive index and wind data gathered at the path terminals.

6.2. Signal Amplitude Variations

A wide variety of fading conditions were observed, in terms of both the variations in signal amplitude at either frequency and the vari- ations in the differential amplitude. The data indicate that a 10 db change in differential amplitude can occur within a period of one minute. They also indicate a 0. 17 probability that during a given half -hour period, the differential amplitude of the two signals will vary by more than 10 db.

As in the case of the phase data, the differential fading range showed no correlation with time of day, tide, wind velocity or refractive index data.

A specially-designed screen placed at the nominal sea reflection point in an effort to eliminate multipath interference from the sea surface failed to produce any clearly identifiable effect in the fading data.

15- 7. References

Barrows, E. C. (December, 1964), Private Communication.

Bussey, Howard E. (Dec. 1950), Reflected ray suppression, Proc IRE ^^ No. .12, 1453.

Dutton, E. J. (June 16, 1961), On the climatology of ground-based radio ducts and associated fading regions, NBS Tech. Note 96.

Herbstreit, J. W. , and M. C. Thompson, Jr. (July 1956), Measure- ments of the phase of signals received over transmission paths with electrical lengths varying as a result of atmospheric turbu- lence, IRE Trans. AP-4, 352-358.

Norton, K. A., J. W. Herbstreit, H. B. Janes, K. O. Hornberg,

C. F. Peterson, A. F. Barghausen, W. E. Johnson, P. I. Wells,

M. C. Thompson, Jr. , M„ J. Vetter, and A. "W. Kirkpatrick (1956), An experimental study of phase variations in line-of- sight microwave transmissions, NBS Monograph 33.

Thompson, M. C. , Jr. , and H. B. Janes (Feb. 1959), Measurements of phase stability over a low-level tropospheric path, J. Res. NBS 63D (Radio Prop.), No. 1, 45-51.

Thompson, M. C. , Jr. , H. B. Janes, and A. W. Kirkpatrick (Jan. 1960) An analysis of time variations in tropospheric refractive index and apparent radio path length, J. Geophys. Res. 65, No. 1, 193-201.

Wheelon, Albert D. (Apr. 1959), Radio-wave scattering by tropospheric

irregularities, J. Res. NBS 63D (Radio Prop. ), No. 2, 205-233.

-16- 8. Appendix

8. 1. Phase and Amplitude Measurement Equipment

The equipment used for two-frequency phase and amplitude measurements in this experiment can be described briefly as follows: The outputs of two frequency- stabilized c-w klystrons are combined, passed through a circulator and onto an antenna. The signal received at the remote antenna is divided between two transponders; each trans- ponder retransmits its received frequency with a small offset in fre- quency. The transponder signals are received at the first antenna and passed through the circulator into a mixer where they are mixed with a small portion of the output of the stabilized klystrons. The output of the mixer is amplified by an IF amplifier for each transmitter transponder pair. The output of each IF is sent to a phase meter and amplitude detector. The IF signals produced at the transponder are sent to the control end by a 4. 9 Gc/s FM link where they are used as phase refer- encesfor the phase meters. The IF signals are fed into mixers and the difference frequencies drive a phase meter to provide the phase differ- ence information. The IF signals from the transmitter end provide the amplitude variation information.

Referring to the block diagram in figure 44, a 10 Mc/s secondary frequency standard is used as a frequency reference for stabilizing the klystrons at the control end of the path. The oscillator stays within a few parts in 10 over a wide temperature range and ages at a rate of 3 parts in 10 per day. A times 2 multiplier raises the frequency to 2 00 Mc/s and the power level to about 0. 5 watt. The 2 00 Mc/s is fed to the harmonic generators. A 20 db crossguide coupler supplies L.O.

power from the 9.2 Gc/s klystron (K ) to a mixer (X , 1N23D); the out-

put of the harmonic generator (H ) goes through a ferrite isolator to the mixer. The output of the mixer goes to a 500 kc/s phase-lock circuit which locks the klystron ±500 kc/s away from the 9-2 Gc/s output of the harmonic generator.

The 9. 4 Gc/s klystron is locked ± 93 kc/s away from the 9. 4 Gc/s

output of the harmonic generator (H ) by the same technique. A hybrid ? tee is used to combine the output of the two klystrons and provide some isolation between them. Ferrite isolators are used between each klystron and the hybrid tee to provide additional isolation. The combined output goes to the antennas through a ferrite circulator; the circulator isolates

the incoming from the outgoing signal on the antenna. A mixer (X ) mixes

-17- the incoming signal with a small portion of the klystron outputs and pro- vides the difference signals between the outgoing and incoming signals. At the other end of the path, the signals coming off of the antenna are split by a hybrid tee; each output of the hybrid tee goes through a circu- lator (C_ and C ) to a mixer (X and X ). The 9. 2 Gc/s klystron 2 3 la 2a

(K ) is phase -locked to the incoming 9. 2 Gc/s signal ± 50 kc/s by let way of C and X and the 9.4 Gc/s klystron (K ) is phase -locked to l* la ^a the incoming 9.4 Gc/s signal ± 80 kc/s by way of C and X . Because j ^a of the means used to take the phase difference, the klystrons must be both either higher or lower in frequency than their incoming signal.

The outputs of the klystrons (K and K ) are added in the hybrid tee and go to the antenna. The 80 kc/s and 5T) kc/s signals are amplified in narrow band amplifiers and multiplexed on to a 4. 9 Gc/s FM trans- mitter. The 4. 9 Gc/s FM receiver at the control end separates the 80 kc/s and 50 kc/s signals. The output of mixer X at the control end goes to 50 kc/s and 80 kc/s narrow-band amplifie.rs. The two 50 kc/s signals go to a phase meter -which provides the 9. 2 Gc/s range variation measurement, and the 80 kc/s signals go to a phase meter to provide the 9.4 range variation measurement. The 50 kc/s and 80 kc/s signals from the control end go to a mixer, and the two signals from the FM receiver go to a mixer; the two 30 kc/s difference signals go to a third phase meter which provides the range difference variation measurement. Because the 9.4 and 9. 2 Gc/s signals are each transmitted over the path twice (once in each direction), the phase variations actually measured are twice as large as would be the case if the path were only traversed once and the incoming phase were compared to a local phase reference. In this report, all phase data have been reduced by the factor of two to represent "one -way "phase variations. The output of the 50 kc/s and 80 kc/s narrow band amplifier at the control end goes to amplitude detectors for signal amplitude variation measurements.

-18- ELEUTHERA ISLAND B.W.I.

-19- o o

U

•1-1

-20- PHASE VARIATIONS OF

9.4 AND 9.2 Gc/S SIGNALS

MISTRAM CENTRAL -POWELL POINT PATH OCT 30-31, 1962

^<#94Gc/s)

I 5 X AT 5 X AT 5 ppm CHANGE 9.4 Gc 9.2 GC IN PATH LENGTH 1

> ,(9.2GC/s)

A S~\f xj

00 OCT 30 OCT 31

Figure 3

-21- g—

u

-22- REFRACTIVITY VARIATIONS OCTOBER 20-22, 1962

390

380

370

-z.

360

350

POWELL POINT N^\ /

v

340

2400 0600 1200 1800 2400 0600 2400 0600

OCT. 20 OCT. 21 OCT 22

Figure 5 -23- REFRACTIVITY VARIATIONS

OCTOBER 30 -NOVEMBER I, 1962

CO

1200 OCT. 30

Figure 6 -24- REFRACTIVITY VARIATIONS NOVEMBER 2-4, 1962

390

380

!i /l 370

' i 1 \ / M -MISTRAM CENTRAL N P 3 HP* 'w ' / A 1

D >' ' 111 1 \'l !l» "\; v I I

Z \ \ \ M i' 1 \ u. \ I 360 \ V /l ! \ '' 'A.\ A ftMl ll 1 ll ' 1 p \f A^

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340

-VERTICAL (3RADIENT AT POWELL =01 NT (Ah=37 m)

' t 5 N-UNIT!

1

1200 If 2400 1200 ii.'i.i 0600 1200

NOV. 2 -NOV. 3 NOV. 4-

Figure 7 -25- K •e- < H Cl UJ u. u. Ill -< >- (Jz d UJ o3 UJ a. u.

<_> - to " to3 7 < I OX) UJ OLU o z z UJ UJ IT K UJ UJ u. u. u. u. \. Q Q UJ UJ

> J 1

-26- PHASE DIFFERENCE VARIATIONS BETWEEN

9.4 AND 9.2 Gc/S SIGNALS

MISTRAM CENTRAL - POWELL POINT PATH OCT 30-31, 1962

Figure 9 -27- c 4 —

en <\J _i (0 < z << o c C> to *t JP CVJ / o o o> CVJ z s—

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-31- 1

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-35- 1

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/s PHASE DIFFERENCE VARIATIONS Ml ST RAM CENTRAL - POWELL POINT PATH OCTOBER 20-22, 1962 (3-MIN. SAMPLES; PASSBAND: 0.04-15 c/s)

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0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME

Figure 17 -36- ^ —

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/s PHASE DIFFERENCE VARIATIONS MISTRAM CENTRAL- POWELL POINT PATH OCTOBER 20-22, 1962 (3-MIN. SAMPLES; PASSBAND: 0.04-l5c/s)

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OCT. 2 1

—— —

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i OCT. 22

— 0550

0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME Figure 18

-37- 1 —

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 GC/S PHASE DIFFERENCE VARIATIONS MISTRAM CENTRAL- POWELL POINT PATH OCTOBER 30-NOVEMBER 1,1962 (3-MIN. SAMPLES; PASSBAND: 0.04-15 C/s)

— -^:^lr ^i*«».

""* —— 5° -^ rj^- ^ t OCT. 3

_.— 0615 - 1 002

0.01 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME

Figure 19 -38- CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 GC/s PHASE DIFFERENCE VARIATIONS MISTRAM CENTRAL - POWELL POINT PATH OCTOBER 30- NOVEMBER 1,1962 (3-MIN. SAMPLES; PASSBAND: 0.04-15 c/s)

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OCT. 31 1420 1805

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NOV. 1

— 0602

0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME Figure 20

-39- CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/s PHASE DIFFERENCE VARIATIONS MISTRAM CENTRAL - POWELL POINT PATH NOVEMBER 2-4, 1962 (3-MIN. SAMPLES; PASSBAND: 0.04-I5C/S)

^J^l— «%, ** =^ ^ ^ ». *•** •*»» ^ mmm

NOV. 2

1 400

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5° ^^^ NOV. 2 2200 NOV. 3 — 0204

0.01 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME Figure 21 -40- CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/S PHASE DIFFERENCE VARIATIONS MISTRAM CENTRAL - POWELL POINT PATH NOVEMBER 2-4, 1962 (3-MIN. SAMPLES-, PASS BAND: 0.04-I5C/S)

--^Saa"B=*=^

NOV. 3

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NOV. 3

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0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT OF TIME

Figure 22 -41- CO <_l oz. CO

CO NO CD

CO X (T> <1- u a. < i- o

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Figure 23

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Figure 24

-43- '

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Figure 26

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i. / y r o ri? h- i o fh or

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Figure 27

-46- ! * y ; . _

EXAMPLES OF AMPLITUDE AND DIFFERENTIAL AMPLITUDE VARIATIONS MISTRAM CENTRAL- POWELL POINT PATH UPPER CURVES = DIFFERENTIAL AMPLITUDE (9.2-9.4 Gc/S) LOWER CURVES = AMPLITUDE™ AT 9.4 GC/S

so. P^-m^ 1 1 ! j...-;. r%n .:;, OH)) ! -yi-b-M^^^ :?:|-4--j -iil-i ! M-I*;f r ' ' - : . i i !i :;•!•!; t ' : --- ==- ' i i = ~ 1 i r = i i-l i 1 .s I tess ! | j H [|| i 1 -y mimi i mi ^lilf[ jf**^ — j -;! 20dbi -i-;1:-l : ! -I ~rn 3 *$#t" fftT V : j: ;. .. 'j -:. - , :::[.: f 1 | i3H=tf=re f- |l^+H=* | j 1 "]'.".] ;.";: ii ' • . !: : . '-L .! ! I.tj! j-i-- j ! j\ 1 !!! \ i |

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0200 0230 0300 0330 0400 0430 0500 0530 0600 OCTOBER 22, 1962

20 db

20dbM

1530 1630[III1700 1730 1800 1830 1900 1930 OCTOBER 30, 1962

c "i Ptt&xdfrv) \ | S»"80 Pfsnapa/fX 1 Igl^gSSSSssSI

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— ; - — ~71 |l. r"r~ ~j_~7 sWiEl 1 .IT!--: -ft^rt^Hfe 'l\ I"-' ! H rr;l ll T —

I I I I I 0030 0100 0130 0200 0230 0300 0330 0400 NOVEMBER 3, 1962

Figure 28

-47- SIGNAL AMPLITUDE VARIATIONS MISTRAM CENTRAL- POWELL POINT PATH 1962 (BASED ON 30 MINUTE SAMPLES)

.-*••> -*=y- -. dJL T, Ej:

rf 2 s a

00 06 12 18 00 06 12 18 00 06 12 18

I OCTOBER 20 OCTOBER 21 I OCTOBER 22

' • •'* .. •.1 •.- *.M vt -.f.-. r~v i r-V • a • • - • t •

.

• • . 9.4 GC/S AMPLITUDE •-9.2-9.4 GC/S DIFFERENTIAL AMPLITUDE

..... * LEVEL EXCEEDED 10% OF TIME * ' • -- MEDIAN 1 — LEVEL EXCEEDED 90% OF TIME

i I * , , 5 $ s k s

1

12 18 ( 06 12 00 06 12 18 00 06

OCTOBER 30 OCTOBER 31 I NOVEMBER 1

.*.' * " * ' .T « ' .*.i ~. . i*«. 4 +r-*, , - . a i

2db i

00 06 12 18 00 06 12 18 00 06 12 18

NOVEMBER 2 I I NOVEMBER 3 NOVEMBER 4 Figure 29

-48- CUMULATIVE DISTRIBUTIONS OF 9.4Gc/s SIGNAL AMPLITUDE MISTRAM CENTRAL -POWELL POINT PATH OCTOBER 20-22, 1962 (FROM 30-MIN. SAMPLES)

-x -X — — 1 < — s? ^T"^ ~-~rr- —-U^

"" — *•», -- ^x "-, r \ x -. \ ^\ \

X x

\ \ \

'x v OCT. 20 ^

0816 OLU z. « — 1456 LU cr LU Lu LLi cr

>-

V) _i mLU o QLU

10 30 50 TO 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 30

-49- CUMULATIVE DISTRIBUTIONS OF 9.4 Gc/s SIGNAL AMPLITUDE MISTRAM CENTRAL - POWELL POINT PATH OCTOBER 20-22, 1962 (FROM 30-MIN. SAMPLES)

o UJ

(T > <

CO <

_l UJm o QUJ

99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 31

-50- CUMULATIVE DISTRIBUTIONS OF 9.4 GC/S SIGNAL AMPLITUDE MISTRAM CENTRAL - POWELL POINT PATH

OCTOBER 30 -NOVEMBER I, 1962 (FROM 30-MIN. SAMPLES)

•^ mtim -* ^.

\NN\ \ \1 \ \

V\

v \\ OCT. 30 \ 1338 — 1635 \\ 1813 UJo 21 35 UJ \Vx or \ UJ u_ UJ 2 or

>-

, 1

INC;reasing

OCT. 30

OCT 31 — 0130 — 0557

0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 32

-51- CUMULATIVE DISTRIBUTIONS OF 9.4 GC/S SIGNAL AMPLITUDE MISTRAM CENTRAL - POWELL POINT PATH

OCTOBER 30 -NOVEMBER I, 1962 (FROM 30-MIN. SAMPLES)

' """"--> *> z=:: ^ ^r '--» \

> \ \ \ S \ V \ \ \ \

\ \

OCT. 31 \ iti j \ 1532 \

— 1 750 oUJ z s UJ s cc \ Ul u. Ul cc >

1 l

INC REASING < SIGNAL SI"RENGTH

OCT. 31

NOV 1 — 0125 — 0555

0.01 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 33

-52- .

CUMULATIVE DISTRIBUTIONS OF 9.4 Gc/s SIGNAL AMPLITUDE MISTRAM CENTRAL -POWELL POINT PATH NOVEMBER 2-4, 1962 (FROM 30-MIN. SAMPLES)

Ulo UJ LT LU U. Ll) CC

>- < m

I >* , \

INCLEASING \ s V 1 SIGNAL • \ SI"RENGTH \ NOV. 3 \ — 0141 ^ — 0442 ^^" — 0543 v — 1031 V \\ X \

0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 34

-53- CUMULATIVE DISTRIBUTIONS OF 9.4 Gc/s SIGNAL AMPLITUDE MISTRAM CENTRAL -POWELL POINT PATH NOVEMBER 2-4, 1962 (FROM 30-MIN. SAMPLES)

- -.. - - _^__^

NOV. 3

1 727 — 2137 oUJ NOV. 4 z. UJ or UJ u. UJ CE >

_i mUJ o aUJ

10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 3 5

-54- CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 GC/s DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL- POWELL POINT PATH OCTOBER 20-22, 1962 (FROM 30-MIN. SAMPLES STARTING AT TIME NOTED)

.^_ "^=T-

^7=-*»—-sy

OCT. 20 0306 0540 — 0816 UJ o - — 1204 z k— 1456 UJ ir UJ u. UJ cr >- cr< Hcr CD

99.9 99,99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 36

-55- CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 GC/S DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL- POWELL POINT PATH OCTOBER 20-22, 1962 (FROM 30-MIN. SAMPLES STARTING AT TIME NOTED)

OLU Ld £T LU U. LU cc >-

10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 37 -56- .

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/S DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL - POWELL POINT PATH

OCTOBER 30- NOVEMBER I, 1962 (FROM 30-MIN. SAMPLES STARTING AT TIME NOTED)

\

s. s^

\ . V

~* — _ ^ h^r \

OCT. 30

1635 - — 1813 CO UJ "-- 2135 "V. o 4 UJ or UJ u. 2 X UJ or £ < or t 20 m tr

* S .8 co RELATIVE INCREASE IN 9.2 _i I Gc/s SIGNAL UJ 5 16 o oUJ \

--^c mmm

~~~ ~ OCT. 30

OCT. 31 — 0130 — 0557 - 0924

0.01 0.1, I 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 38

-57- —

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 92 Gc/s DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL- POWELL POINT PATH

OCTOBER 30- NOVEMBER I, 1962 (FROM 30-MIN. SAMPLES STARTING AT TIME NOTED)

20

~— ^ """"^ -^, 'X

" K - V,

**>. ""--. "»

: — -. ^ZTZZ ... r-^ ~ ^

OCT. 31 \

1532 - — 1750 CO — 1834 o UJ cr UJ LL. LU Lt >-

- i n =-=—— r - — - — — -

OCT. 31 2130

NOV. 1 — 0125 — 0555 — 0944

aoi o.i 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 39

-58- — -

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2. GC/s DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL- POWELL POINT PATH NOVEMBER 2-4, 1962 (FROM 30-MIN. SAMPLES STARTING AT TIME NOTED)

t~"~"- -. S=

NOV. 2 1000 ioto 1743 en oUJ 2222 z UJ or UJ Ll UJ tr >-

CO or < i - 18 in RELATIVE INCREASE IN 9.2 Gc/s SIGNAL mui ^ o Qui \.

---

"^ "~~~ — — X \~\ ,

NOV. 3 — 0055 ~~ — 0141 — 0442 — 0543

0.01 0.1 10 30 50 70 90 99 99.9 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 40

-59- 1

CUMULATIVE DISTRIBUTIONS OF 9.4 AND 9.2 Gc/S DIFFERENTIAL AMPLITUDE MISTRAM CENTRAL- POWELL POINT PATH NOVEMBER 2-4, 1962 (FROM 30-MIN. SAMPLES STARTING ATTIME NOTED)

'

,

NOV. 3 1^1 I"~'1345 1727 CO Ld 2137 4 UJ cr u. 2 UJ tr

\ 1 ° a: h 20 CD or

S 18 CO RELATIVE INCREASE _l \ IN 9.2 Gc/s SIGNAL UJ ? 16 o *v QUJ V

\--—

NOV. 4 0146 0819 1009 V

I 133

0.01 0.1 I 10 30 50 70 90 99 999 99.99 PERCENT TIME ORDINATE WAS EXCEEDED Figure 41

-60- VARIATIONS IN DIFFERENTIAL AMPLITUDE OF 9.2 AND 9.4 GC/S SIGNALS

MISTRAM CENTRAL -POWELL POINT PATH

0230-0300, OCT. 22, 1962

1813-1843, OCT. 30, 1962

SANBORN /R&cxyuU

lOdb

1727-1757, NOV. 3, 1962

Figure 42

-61- 22

OCT

12 001

csj > o 1

NOV

1 00 12

21

OCT

1 12 00 ro

vj > O

31

OCT

1 00 12

20

OCT 1

12 00 CM cvj— > 30 O

OCT 101 2

(133d Nl) Hld30 a31dVH0 dO SS30X3 Nl U31VM dO Hld30 Figure 43

-62- CO o

-o w LU 3 LU < u. ^ Ql LU UJ^ O -Q O

- Ul u_ CO ii ±

Figure 44

-63- GPO 648 •6S4