≥ User Guide

superior solutions through better understanding ≥ Contents

Getting Started Libraries pg 3 - Designer pg 21 - Search pg 3 - Portal pg 21 - Saving a Standard Search pg 3 - DealCal pg 22 - Saving a User-Defined Report/Ranking/ pg 3 - News&Alerts Matrix or Drill-down report pg 3 - Dealogic ScoreCard pg 23 - Report Wizard pg 3 - CapitalMap pg 24 - Steps to create a report using Report Wizard pg 4 - MyReports pg 25 - Sharing Reports pg 4 - LookUp Search Appendix A: Key Search Fields DealCal pg 5 pg 26 - Key Search Fields for ECM Analysis

Deal Profile pg 6 Appendix B: Field Glossary News&Alerts pg 7 pg 27 - Field Glossary ScoreCard Help and Support pg 8 - Selecting parameters pg 38 - ECM Analytics Help and Support pg 9 - Drilling down to underlying data pg 38 - Calling the ECM Analytics Hotline pg 9 - Copy a ranking into Excel

CapitalMap pg 10 MarketMatrix pg 11 LookUp pg 12 MyReports pg 13 Designer pg 14 - Launching through Portal via modify buttons pg 15 - Launching Designer as a standalone pg 15 - Standard Search pg 16 - Option 1: Tranche Report/User-Defined pg 17 - Option 2: Ranking Table pg 18 - Use Dates pg 18 - Customise Ranking Drill-Down pg 19 - Option 3: Matrix pg 20 - Exporting to Excel

superior solutions through better understanding

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Hong Kong: (+852) 2804 1223 email: [email protected] Tokyo: (+813) 5157 1527 email: [email protected] ≥ www.dealogic.com

≥ Getting Started

ECM Analytics is a competitive benchmarking system covering the Global Equity Capital Markets. Reporting packages include Bookrunner and company rankings by Industry and Region, deal lists and profiles of individual transactions. Custom reports can be saved in shared libraries set up specifically for defined user groups, which can be generated with up-to-date data from anywhere in the world using only a web browser. Output can be printed or copied/exported to Excel. The platform is comprised of two primary components, the Designer and the Portal.

Designer Designer is a locally installed desktop application that enables a user to create, edit and save reports in personal libraries or to share to other users or groups. Designer is used to specify search parameters, including but not limited to: - Date ranges - Products and sub-products - Regions and countries - Industries and sectors - Deal value ranges - Specific manager involvement

Portal The Portal is a password protected website with several primary pages:

DealCal - Calendar of filed, expected, withdrawn/postponed and completed deals with drill-downs to individual profiles - Monthly, Weekly and Daily views - Filter preferences include dates, banks, deal status, deal type, deal execution, regions, deal size and target market

News&Alerts - ECM Squawk of breaking market information - ECM Alerts of all deals that have been revised, filed, priced and withdrawn - Daily ECM NewsSheets topical to the activity of the market

Dealogic ScoreCard - Rankings by time period for Bookrunner or Industry based on volume - Detail includes number of deals, aggregate deal volume, percentage share, aftermarket performance information - Yearly, quarterly, monthly, weekly and year-to-date views - Drill-down hyperlinks produce underlying deal lists for rankings - Modify buttons allow users to further customize queries using the Designer

CapitalMap - Snapshot of ECM activity by geographical region/nation - Analysis selection includes deal type, volume, number of deals, year-to-date, last-year-to-date and last year - Modify buttons allow users to further customize queries using the Designer

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 3 ≥ Getting Started

MyReports - Access to a library of saved reports that can be accessed on an individual, group or firm wide basis - Ability to share reports with designated individuals or groups - Reports created through the Designer can be easily posted to MyReports and executed on a recurring basis

LookUp Search - Company: List all deals for a given company or company parent - Bank: ECM bank profile by deal type, recently completed deals and deals in the backlog - Industry: ECM industry profile by deal type, recently completed deals and deals in the backlog for any Dealogic General Industry Group (GIG) - Deal number: Go directly to full profile of deal with a specific deal number

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 4 ≥ DealCal

When opening the ECM Analytics platform the first page you come to is DealCal. Showing the ticker, Deal Type and Bookrunner Parent Code for any deals on a global basis that have been filed/announced, expected to price, priced revised or withdrawn over the specified time period. It is possible to modify the time period to the specific dates or number of weeks that you require. You can choose to view the data on a Monthly, Weekly or Daily basis. There is also a ticker look-up function on every page in the Portal, by entering the ticker and clicking go you will be taken to a page with all the deals under that ticker. (Please see the LookUp page for more extensive searching features).

You can also Filter the information that appears on your DealCal page by setting your preferences. Click on the preferences option and you will go to the Edit DealCal Preferences page. Here you can select what you would like to see on the calendar based on a Specific Bank and their role, Status, Deal Type, Deal Execution, Share Type, Region, Target Market, Deal Size and Industry. Once you have edited your Preferences you have the option to save them to a Library. These Libraries can then be accessed quickly by clicking on the Filter button on the main DealCal page.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 5 ≥ Deal Profile

By clicking on any of the tickers on the DealCal page you can drill down to see the Deal Profile of the underlying deal. The Deal Profile provides an in-depth look at individual transactions, including structure, individual tranche details, pricing, syndicate group and disclosed gross fees. Click on the hyperlinked company to access detailed information on any transaction underlying a search. Also on the full profile you have access to source documentation via the EdgarDesk Link. The Ticker Search links into Yahoo Finance ticker information, and Web Search pulls up a Google search on the company name.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 6 ≥ News&Alerts

The News&Alerts page consists of ECM Squawk – a brief statement on pertinent issues, ECM Alerts – Further information on deals that have filed/announced, priced or revised, providing further information than on the calendar, and the NewsSheet. A NewsSheet is posted daily, giving a brief synopsis topical to the market, and providing regular standardized tables and breakdowns.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 7 ≥ ScoreCard

Illustrates Bookrunner or Industry volume rankings at ECM level or Deal Type level over pre-defined periods. Displays deal volume, number of deals, % market share, aftermarket performance for the selected time period.

Tip: Dealogic’s Official Ranking Criteria is also available at the top of the ScoreCard page.

Selecting Parameters Users can navigate between ECM deal types (ECM, Stock, IPO, Follow-on and Convertible) and time periods. The tables will automatically regenerate upon making a selection.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 8 ≥ ScoreCard

Drilling down to underlying data To view a banks deal list and apportioned credit for each deal, click on the respective row to drill down to the underlying data, once you have the list of underlying deals it is then possible to drill down into the full profile.

Copy a ranking into Excel Any ranking table on the ScoreCard (and any ranking or table within the Portal that has a copy button) can be copied into Excel by pressing the Copy button and then pasting the data into Excel.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 9 ≥ CapitalMap

The CapitalMap gives a snapshot of the regional breakdown by volume and activity. The top deals across all regions are also shown. As with the previous pages it is possible to drill down and see the data underlying the tables. At the bottom of the page in the Analysis Selection it is possible to modify the data for the whole page to display the time period, deal type or the number of deals or volume as required.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 10 ≥ MarketMatrix

The MarketMatrix shows the top three banks from the Global ECM Bookrunner Ranking table and shows a breakdown of their apportioned value across Region and Deal Type.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 11 ≥ LookUp

LookUp The LookUp page is a quick reference page that allows you to search for a specific Issuer, Bank, Industry, Deal or Region.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 12 ≥ MyReports

The MyReports page is where you can access a library of reports. These are either reports saved to your personal log-in or saved under a shared library. Reports created from the Designer can easily be posted to the MyReports page and executed on a recurring basis. It is also possible to share existing reports with other users under the same Client ID. To run the reports select the report from the list on the left, this displays the criteria for the selected report on the right. You then have the option to either Modify or run the report. Modifying the report (see the Designer Section) launches the Designer with the set criteria allowing you to modify the search or the report as required. Running the report; hitting the Run button allows the search and report to run without launching the Designer. Once the report has run you again have the option to Modify, or you can Copy and Paste to Excel. The About option at the top of the report allows you to view the search and report criteria.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 13 ≥ Designer

The Designer is a tool that enables you to modify parameters of the ScoreCard and CapitalMap or devise a new stand alone search. Access to the designer allows users to perform custom analysis, which can be saved in libraries and shared with other users. Users can access the Designer from the Portal in one of two ways: clicking on a modify button associated with an existing ranking/deal list or launching from the toolbar at the top of the page.

Lauching through Portal via Modify buttons A key advantage to launching the Designer via the modify button is that the standard report parameters are already configured to the tables on the ScoreCard. This allows the replication and modification of the report.

Hitting the modify button launches the screen below. Select “finish” to replicate the ScoreCard tables or to modify select “Back” twice until you reach the Standard Search screen where you can amend the search according to desired parameters.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 14 ≥ Designer

Launching Designer as a standalone An alternative to launching the Designer from a Modify button is to launch the Designer from the toolbar icon, or the icon on the MyReports page.

Standard Search After launching the Designer either through the Modify button (as explained above) or the Designer icon you will get to the Standard Search page. Standard Search – used to isolate a dataset of deals with a common set of properties. • Select the Deal or Tranche button to specify the basis of your search. This selection determines whether a ranking reports the number of deals or the number of tranches. • Select a field from the field dropdown box by typing part of the name or by scrolling through the list. • Choose the appropriate condition for your search e.g. equals, not equal to etc. (These conditions will alter the way that a chosen field will act within the search). • Enter a value into the Value Box. Coded fields such as nationalities, banks, deal type etc. have a list of possible variables which can be accessed by clicking on the value box next to the desired code or by pressing F9.

Tip: Searches can be saved in a shared or personal library for easy future access.

When running the Standard Search, you can display your results in a Tranche Report (User-Defined), Ranking Table or a Matrix. Tip: When searching on Deal Value the field is in dollars/Euros, either enter in the full amount or “m” following the value in millions i.e. 20m.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 15 ≥ Designer

Option 1: Tranche Report/User-Defined Enables you to produce customized reports by choosing specific fields and sorting options. There are three ways of selecting the Report Function:

• Click on the Report Fields button to ensure that it is selected. • Locate the required field by scrolling through the list or by typing part of the field name to limit the choices. • Click on the desired field to be reported. Other fields can be selected in a similar fashion. Use the Up and Down buttons to adjust the postion of the field. • Click on Sort Order and select the desired fields to sort the report. • Select either ascending or descending under Field Attributes. • Save the User-Defined Report in a shared or personal library, if desired.

Tip: Use the check boxes under Field Attributes to provide totals and averages for numeric fields. Also select denominations from the drop down menu to the right. Note: If tranche-level fields are displayed, the report will display separate tranches on separate rows. If no tranche-level fields are selected, the report will display each deal on a single row.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 16 ≥ Designer

Option 2: Ranking Table A ranking table consolidates deal information to rank banks, issuers, industries, regions etc. Rankings are based upon deal volume and deal activity from a dataset generated by the previous search. • Bookrunner Ranking Tables, according to standard Dealogic methodology, should be run on: - Bookrunner (also applies to other manager tables – Lead-manager, Co-manager, Underwriter, Lead/Co-manager. - Grouping On, consolidates bank subsidiaries to the bank parent. - From Basis select Deal Value to capture deal volume (this can be in either Euro’s or $). - Apportion: Gives two options one being Apportioned where the credit is equally split between all the bookrunner on a tranche by tranche basis (Dealogics standard methodology). The second option is Full, where entire tranche credit is given to each bookrunner. - Sort order allows you to sort rank based on amount or number of deals. (If ranking by a Date field, you will also have the option to sort Chronologically). - Show top allows you to designate the number of banks that will be displayed in the ranking.

• Volume rankings can be viewed in one of several ways: - Company - Product Type - Deal Type - Issuer Nationality [single unique Nationality for each deal] - Pricing Date - Filing Date - Withdrawn/Postponed Date - Security Type - General Industry Group (GIG) [single unique GIG for each deal] - Specific Industry Group (SIG) [single unique SIG for each deal] - World Region [single unique nationality for each deal] - Region [single unique nationality for each deal]

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 17 ≥ Designer

Use Dates Option that allows you to see rankings across multiple time periods. Upon checking the Use Dates box, an options window will appear. Specify the period length, number of periods, and the most recent period for your ranking. You can also modify the range to report on calendar year or on a rolling basis.

Customize Ranking Drill-Down This allows you to configure a drill-down report, selecting the data items to display and the criteria by which to sort the deals. Steps: • Highlight the desired bank row or rows and right-click on the mouse. • Select “configure drill down report” option. • Locate the fields you require from the Field Selector, either by scrolling through the list or by typing part of the field name to limit the list. • Select the fields you wish to report on. • Sort the report by clicking on the Sort Order tab. You can sort up to three different parameters, select the fields by which you would like to sort and their order. • Click OK for the report to execute.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 18 ≥ Designer

Option 3: Matrix The Matrix provides a statistical breakdown of a dataset according to two user-selected fields. Two fields must be chosen. One will be reported on the X-axis (across the top of the report) while the other will be reported on the Y-axis (down the side of the report). For example, Pricing Date by Year may be reported on the Y-axis while Deal Type is reported on the X- axis. In this way a report can be built based on any two fields relating to the respective axis. With the Display Items you can customize your report further with what information you wish to view, you can choose from Amount, Percentage, Average and Count.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 19 ≥ Designer

Exporting to Excel There are three ways to export any User-Defined Report, Ranking or Matrix to Excel from the Designer. - Right click on the report and select Copy All or go to Edit/Copy All, then past into an Excel spreadsheet.

- From the Edit menu you can also Copy Selection based on any rows highlighted in your current report or table.

- You can export to Excel by pressing the Excel button from the tool bar. The advantage of exporting to Excel rather than copying the table is that you can retain the formatting as you see it on your screen. Also the criteria will be available on the second tab in the same worksheet.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 20 ≥ Libraries

Custom reports can be saved in individual or shared libraries and dynamically generated with up-to-date data using a web browser. Output can be printed or copied/exported to Excel. - A library of saved reports can be accessed on an individual, group or firm-wide basis. - Allows user to share reports with designated individuals or groups. Reports created through the Designer can be easily saved to MyReports via the Report Wizard, allowing them to be run on a recurring basis.

Search At any stage after setting search parameters in your Standard Search and running either a Ranking or User-Defined Report, you can save one or each of these actions in your libraries for future reference. This is especially useful when your analysis does not conform to any one of the searches on ScoreCard or frequently used reports.

Saving a Standard Search Steps: • Modify search from ScoreCard – add in any extra criteria to your search or launch the Designer individually from the Designer icon and create your search. • Save your Search by hitting the Save button, which pulls up a window that allows you to save your report in My Libraries, it is also possible to create folders in your libraries if required. • Reports saved in the My Libraries folder can only be accessed with your login; reports saved in the Shared folder can be accessed by other users under the same Client ID. • Name your search and click the Save button when complete. • Retreive this search by clicking the Open tab on the Standard Search screen, this allows you to access all saved reports.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 21 ≥ Libraries

Saving a User-Defined Report/Ranking/Matrix or Drill-down report Steps: • Save by hitting the Save button once you have selected fields and sort priorities for your report. You will then see a list of your folders and those that are shared with other users. • Save report in desired folder. • Retrieve this report at a later stage by clicking the Open Reports tab to access all saved reports.

Note: When searches and reports are saved at each individual step these do not show on the MyReports section of the Portal, in order to save a report under MyReports you have to use the Report Wizard.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 22 ≥ Libraries

Report Wizard Another means of retrieving any of your saved Searches is by clicking on the Wizard button on the toolbar or selecting the Report Wizard from the Report Menu. Also as previously mentioned, modifying any report on the Portal will automatically transfer you to the Wizard.

• The Report Wizard tool is used to save Searches and Reports together in the My Libraries folder, to produce reports, which can then be automated at the click of a button. • It is the tool that allows users to save reports for easy access on the MyReports section of the Portal. • Within My Libraries, click on the folder icon to add folders, New Folders can be renamed. • The Recent folder stores the recently run searches and reports.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 23

≥ Libraries

Steps to create a report using Report Wizard • Step 1: Click on Report Wizard icon or select Wizard from Report menu. • Step 2: Click on Next and define your standard search (either create a new report or open a report from your libraries by clicking the Open button and selecting the search), click next. • Step 3: Select either a Tranche Report or a Ranking Table or Matrix, click next. • Step 4: Make the desired selections for the report or ranking (either create from new, or use existing libraries), click next. • Step 5: Click Save button and save report to library or click Finish to execute the report, or Cancel.

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Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 24

≥ Libraries

Sharing Reports Once a you have created a report on MyReports it is possible to then share this with and individual or a group. Steps to share a report: • Step 1: Either return to the Report Wizard and click on Library, or go to File/Open on the toolbar, or the blue folder on the toolbar. • Step 2: Highlight the report and click the share folder icon with a hand underneath. • Step 3: You will then be given a list of current users. Highlight the user you wish to share the report with and click the single arrow button to share. To share with the entire list click the double arrow button. • Step 4: Click on the Shared folder to view any reports, which have been shared with you from another user. This report will also appear on you’re MyReports page, and any reports you have shared will appear on the MyReports page of the user you have shared with.

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Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 25

≥ Appendix A: Key Search Fields

Key Search Fields for ECM Analysis 1. Tranche Rank Eligible Y/N: All Dealogic standard reports use tranche rank eligible. This excludes the following: - Closed End Funds - Spot Secondary - Best Efforts - Chinese A-shares - Pre-arranged placements - Accelerated Bookbuilds/Bought deals with undisclosed selling shareholders 2. Deal types: ECM breakdown into 4 top level product types - IPO - FO - CONV - SHELF 3. Pricing Date: Searches on specific dates or time periods. With the added functionality of options for this week, this ytd, last ytd etc that will, when saved in a search on the MyReports page will update accordingly. 4. Deal World Region: Allows top level breakdown of Global ECM into 3 regions (based on nationality of the issuer) - EMEA - Asia Pacific - Americas 5. Deal Region: Allows more granular world breakdown into 11 regions (based on nationality of the issuer). 6. US Marketed Y/N: Includes all deals totally or partially marketed in the US including SEC Registered and 144a (Akin to EquiDesk data). 7. Current Value: The expected amount to be raised on a transaction. This is the value that should be used in Backlog Rankings.

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 26

≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Dates Announcement Date Date registration information is announced Filing Date Date security was filed with the SEC Initial Terms Date Date security's initial terms were filed with the SEC Revision Date Date the latest material revision was filed with the SEC Latest Filing Date Latest of filing date, initial terms date or material revision date Expected Date Expected pricing date Pricing Date Date the security is priced Trade Date Offer date of an issue First Trade Date Security's first day of trading on the stock exchange Settlement Date Date an executed transaction must be settled Withdrawn/Postponed Date Date on which a prospective offering is withdrawn from the market or the intended issuance cancelled Registration/Revision Date Latest revision filed with the SEC Prospectus Off Date For SEC registered deals, date by which point final prospectus must be delivered to investors. 180 days from Trade Date # Days Announcement to Offer Number of days from original SEC filing date to pricing date # Days Since Filed Number of days since the filing date # Days Since Filed Initial Terms Number of days since the issuer filed initial terms with the SEC # Days Since IPO Number of days since IPO priced # Days Since Last Issue Number of days since the last issue priced # Days Since Revised Number of days since the issue was last revised with the SEC # Days Since Shelf Filed Number of days since shelf was filed with the SEC

Share Price Fields Offer Price Offer price in currency of issue Offer Price (US$) The price at which each security will be offered in US$ Last Trade before Filing Last common stock price before filing date Last Trade before Offer Last common stock price before offer date Last Trade before Revision Last common stock price before revision date Ask before Offer The quoted ask price prior to offer Bid before Offer Quoted Bid on NASDAQ at last market close prior to pricing Filing Range Original pricing range Filing Range Low Low end of pricing range when issue is filed Filing Range High High end of pricing range when issue is filed Initial Mid Point Range Average price based on the filing range Revised Range Revised price range Revised Range Low Low end of pricing range in the latest revision statement Revised Range High High end of pricing range in the latest revision statement Revised Mid Point Range Midpoint of revised price range Current Range Pricing range in most recent registration statement Current Mid Point Range Midpoint of current price range Current Range Low Low end of pricing range in the latest revision statement Current Range High High end of pricing range in the latest revision statement Revision Direction Indicates what amount the revision specifies as compared to the original filing Above/Below/In Range Level of offer price compared to initial range Last Trade Indicates the closing price of the security of the previous trading day. For issues no longer trading indicates the last reported price Last Trade Date Last trade date of the security in the market exchange % Change Price Initial/Offer Percentage change from initial price to the offer price Premium/Discount(Stock) Percentage change from last trade before offer price to offer price. A negative value indicates a discount. % Change Price Offer/Open Change in security price from offer price to the first trade date opening price % Change Price Offer/1 Day Change in security price from offer date to 1 day later % Change Price Offer/1 Month Change in security price from offer date to 1 month later % Change Price Offer/1 Week Change in security price from offer date to 1 week later % Change Price Offer/2 Weeks Change in security price from offer date to 2 weeks later % Change Price Offer/3 Months Change in security price from offer date to 3 months later % Change Price Offer/6 Months Change in security price from offer price to 6 months later % Change Price Offer/1 Yr Change in security price from offer price to 1 year later % Change Price Offer/Last Quarter Change in security price from offer date to the last quarter % Change Price Offer/Last Year End Change in security price from offer price to the last year % Change Price Offer/Current Change in security price from offer price to current % Change Price 1 Day/Current Change in security price from one day after the offer to the last closing price

Dealogic www.dealogic.com ECM Analytics (v.5.06) User Guide 27

≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

52 Week High Date Date that 52 week high occurred 52 Week High Price Highest common stock price in the past 52 weeks 52 Week Low Date Date that 52 week low occurred 52 Week Low Price Lowest common stock price in the past 52 weeks Opening Trade Security's open price for the first day of trading Closing Price - 1 Day Security's closing price one day after the offer Closing Price - 1 Month Security's closing price 1 month after the offer Closing Price - 1 Week Security's closing price 1 week after the offer Closing Price - 2 Weeks Security's closing price 2 weeks after the offer Closing Price - 3 Months Security's closing price 3 month after the offer Closing Price - 6 Months The price for a given security after 6 month Closing Price - 1 Yr The price for a given security after 1 year Closing Price - Last Quarter Closing Price of security at the end of the quarter Closing Price - Last Year End The price for a given security at the end of last year Split Adjusted Offer Price Offer price adjusted for stock splits Split Factor Cumulative factor of all stock splits since the date of the offerings Split Date Date the stock split occurred Split History History of stock splits for security

Fees Gross Fee $ per share Gross spread fee expressed in dollars per security Gross Fee % (Disc) Gross spread fee (disclosed) as a percentage of the offer price Underwriting Fee $ The portion of gross fee paid to underwriters (lead and co-managers) Management Fees ($) Portion of the gross spread paid to investment managers Selling Concession $ Amount paid to the underwriters for selling the securities Reallowance $ Portion of the selling concession which is passed on to another securities dealer Accounting Fees ($) Fees and expenses as declared in SEC filing Bluesky Fees ($) Fees and Expense related to Blue-sky laws Legal Fees ($) Legal fees associated with the sale of the security Market Listing Fees ($) Fees associated with listing the issue on the market exchange Miscellaneous Fees ($) Other fees associated with the issue NASD Filing Fees ($) Fee associated with filing issue with the NASD Printing Fees ($) Fee charged by financial printer for red herring and prospectus printing SEC Registration Fee ($) Fee associated with registering issue with the SEC

Issuer Fields Issuer Name or code of the issuer Issuer Name Full name of the issuer Issuer URL Home page URL of issuer NAICS North American Industry Classification System code SIC Standard Industrial Classification (SIC) code General Industry (GIG) General industry code of the firm's primary business Specific Industry (SIG) Specific industry code of the firm's primary business Issuer Business Description Business description for the issuer Issuer Type Classifies the issuer further, i.e. financial, government, industrial etc. Issuer City City in which the issuer is located Issuer State State (symbol) in which the issuer is located Issuer Nationality Nationality of the issuer Deal Nationality Nationality where the majority of the issuer's business takes place Deal Subregion Full name of sub-region where the major part of an issuer's business takes place (i.e. Eastern Europe) Deal Region Full name of region where the major part of an issuer's business takes place Deal World Region Full name of world region where the major part of an issuer's business takes place Issuer Parent Parent company of the issuer Issuer Parent Nationality The nationality of parent company to issuer Shares Outstanding Number of outstanding shares after the offer Market Value ($) / (Euro) Indicates the issuer's market capitalization upon completion of the offer Financials Date Date of the financial statements that appear on the deal profile Revenue ($) Issuer revenue for the fiscal year displayed in the deal profile Operating Income ($) Issuer operating income for the fiscal year displayed in the deal profile Net Income ($) Issuer net income for the fiscal year displayed in the deal profile EPS (FD) Earnings per share (net income divided by shares outstanding) Total Assets ($) Issuer's total assets for prior 12 months (specified date in profile)

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Total Liabilities Issuer's total liabilities for prior 12 months (specified date in profile) Stockholders Equity ($) Stockholders equity for prior 12 months (specified date in profile) Market to Sales Ratio of a firm's market value to revenue Debt to Equity Ratio of a firm's total debt to its shareholders' equity P/E Ratio Price to earnings ratio from the end of the last fiscal year Dilution Change in EPS that will result from the issuance of new shares Ticker Symbol Ticker symbol of security Exchange Name of the market exchange on which the issue is listed Exchange Nationality Nationality of the market exchange on which the issue is listed Exchange Previously Traded Exchange in which the security previously was traded Quote Type Specific underlying exchange or type of listing (OTC, Pink Sheets, Nat'l Mkt) IPO Exchange Exchange in which the IPO is listed IPO Quote Type Specific underlying exchange or type of listing for an IPO (OTC, Pink Sheets, Nat'l Mkt) IPO Ticker Symbol Ticker symbol of a company that makes its first share offering to the public, if available Guarantor An institution guaranteeing the payment of a the security in the event of default by the issuer Guarantor Nationality The nationality of the institution guaranteeing the payment of a the security in the event of default by the issuer REIT (Y/N) Indicates if the issuer is a Real Estate Investment Trust REIT Subsector Type of real estate a REIT corporation invests in Underlying Asset General Industry (GIG) General industry code of a security's underlying asset's primary business Underlying Asset Specific Industry (SIG) Specific industry code of a security's underlying asset's primary business Underlying Asset Parent Nationality The nationality of parent company to Security's underlying asset Issuer Delisted (Y/N) Indicates if the issuer has been delisted from an exchange market Issuer Delisted Date Date the issuer was delisted

Deal Fields Deal Type Type of offering Deal Type of Security Type of security being sold in the offering Deal Subtype Subtype offering category (i.e. IPO -Fixed Pricing, FO - Bought Deals) IPO - Fixed Pricing Indicates the IPO is fix Price IPO - Open Pricing Indicates the IPO is Open Price FO - Accelerated Bookbuild Indicates the offering was structured as an Accelerated Bookbuild FO - Accelerated Bookbuild (Rump placement) Indicates the offering is a rump placement (shares not taken by existing shareholders in a rights issue) FO - Bought Deal Indicates the offering was structured as a Bought Deal/Block Trade FO - Cash Placing Indicates the offering was structured as a cash placing FO - Fully Marketed Indicates the offering was structured as fully marketed follow-on FO - PIPE Indicates the offering is a PIPE (private investors under Reg D in the US investing in public companies ) FO - Guaranteed Preferential Allocation Indicates the offering was structured as a Guaranteed Preferential Allocation FO - Registered Direct Indicates the offering was structured as an offering of registered securities by an issuer to a limited number of accredited investors FO - Rights Offer Indicates whether or not issuer offers existing shareholder the right to buy more shares at a discount to the trading price of their existing shares FO - Top-up Placement Indicates whether the security is a top-up placement (Transaction normally marketed in Hong Kong and Asia, where a group existing shareholders offer shares to another group of existing shareholders) CONV - Debt Indicates whether the convertible bond's instrument are shares CONV - Preferred Indicates whether the convertible bond's instrument are preferred shares CONV - PIPE Indicates whether the security is a PIPE (privately issued securities that are sold to accredited investors under regulation D (US regulation) by public companies PIPO Indicates whether the offering is a pre-IPO SEC Registered (Y/N) Indicates if the issue is registered with the SEC SEC File Form Type of Securities and Exchange Commission filing Registration # Number assigned to the offering by the SEC # of Tranches Number of tranches involved in the offering % of Company Sold % of company's stakes, which have been offered in the deal BCC/SPAC (Y/N) Indicates whether the issuer is a Blank Check Company or Special Purpose Acquisition Vehicle BDC (Y/N) Indicates whether the issuer is a Business Development Company Bearer/Registered Whether the shares are held in Bearer or Registered form Best Efforts (Y/N) Non-underwritten offering Bought Deal (Y/N) Indicates if issue is a bought deal Canadian Income Trust Indicates whether issuer is a Canadian Income Trust Carve Out (Y/N) Parent company selling a minority share of a child while retaining a stake

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Carve Out Parent Name of the company that incorporated a child company Chinese A-shares (Y/N) Share available only to Chinese Nationals and QIFF investors Company Acquired (Y/N) Indicates if the company has been acquired Cumulative (Y/N) Arrangement in which a payment due is carried over to the following period Deal Status Current status of deal Deal US Marketed (Y/N) Sold to US investors either SEC registered or 144A Demutualization (Y/N) A groupe mutuelle that becomes public so policyholders become shareholders Domestic Deal (non-US) Y/N Identifies a deal that has raised capital just in the domestic market Domestic Tranche Identify the tranche to a security, which has raised capital in the local market in the native currency via a syndicate based in the home country First Follow-On (Y/N) Issuers first follow-on following an IPO Initially Postponed (Y/N) Indicates if the issuer had postponed its pricing date Initially Postponed Date Date at which the issuer postponed its pricing date International Tranche (Y/N) Identifies the tranche which has raised capital in the international market Internet Related (Y/N) Indicates if the issuer's primary business is internet-related Legal Text Specific rules governing the sale of the security Lock-up Expiration Date Expiration date of the lock-up period, in case of multiple lock-up periods the shortest period Lock-up Provision Period of time following an IPO where options cannot be sold Lock-up Shares Shares that cannot be sold within a determined time period MLP (Y/N) Indicates whether issuer is a Master Limited Partnership Original Exchange Move Date Date of transfer of the issuer's listing Overnight Y/N Indicates if the deal is an overnight offering (includes ABBs and Block Trades)) Pipe (Y/N) Indicates if the issue is a PIPE PIPO (Y/N) Pre-IPO offering of an issuer expected to subsequently complete an IPO POWL (Y/N) Public Offering Without Listing. For Japanese deals which are marketed in Japan but not listed in Japan Price before Offer (General) Last common stock price before the offer date Pricing Fixed/Open Indicate if a security's price is open or fixed Privatization Y/N A state/government owned entity, which does an equity offering Quiet Period End Date The period during which the issuer cannot comment publicly on the offering Rank Eligible (Y/N) Filter searches so anything that is not eligible according to Dealogic criteria will be excluded Red Chip (Y/N) Companies incorporated and listed in Hong Kong whose main business is in mainland China Registered Direct (Y/N) Indicates whether offering is a SEC registered direct private placement Retail/Institutional Target investor base Retail Tranche (Y/N) Identifies the tranche to a security, which has been offered to retail investors Rights Offer Y/N Indicates if the deal is a rights offer (includes rump placement) Rule 144a (Y/N) Indicates whether the deal is marketed within the United States only to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933 Rule 415 (Y/N) Indicates if the offering is under the SEC rule allowing for shelf registrations to be issued in the future Rump Placement (Y/N) Placement of shares left over from existing shareholders on a rights issue S Corporation (Y/N) Indicates if issuer is a small corporation which has the benefits of incorporation but taxed as a partnership Selling Shareholder Name of selling shareholder(s) Selling Shareholder Nationality Nationality of selling shareholder(s) Shares of Beneficial Interest (Y/N) Identifies transaction as consisting of shares of beneficial interest Shelf Date Date the shelf was registered with the SEC Shelf Takedown (Y/N) Indicates if the security is being issued from a shelf registration Shelf Value $ Value of the shelf registration Simultaneous Offering (Y/N) Indicates whether the issuer is simultaneously offering a different security Spin Off (Y/N) Sale or distribution of a minority stake in an existing business/division by the parent company for an IPO or rights offering Sponsor Related (Y/N) Sponsor backed deals Spot Secondary (Y/N) Follow on which does not require SEC registration Syndicated (Y/N) Transaction syndicated amongst an underwriting group Syndicated Loan (Y/N) Banks had a prior lending relationship with the Issuer Target Market The market (country) that the issue is offered to Target Market Description Nationality, where the security has been offered to (for a specific tranche) Top-Up Placement (Y/N) Indicates whether the security is a top-up placement (Transaction normally marketed in Hong Kong and Asia, where a group existing shareholders offer shares to another group of existing shareholders) Tracking Stock (Y/N) Stock which pays a dividend based on the performance of a part of a company Type of Derivative Indicates the specific type of derivative Unit Trust (Y/N) Indicates whether issuer is a Unit Trust US IPO (Y/N) Indicates whether the offering is the first time an issuer has made a public offering in the US

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

US Sales Indicates how issue is sold into the US Use of Proceeds Use of the capital raised through issuing the security Use of Proceeds Note General description to what how the funds raised in the issue will be used Venture Capital (Y/N) Venture-backed transaction Withdrawn/Postponed Indicates if the offering has been withdrawn or postponed Withdrawn/Postponed Comment Reason behind withdrawing or postponing a deal CUSIP # Cusip number of issue ISIN International Security Identification Number Deal Synopsis Brief synopsis of deal Dealogic Deal Note Supplementary deal information in text format ECM Deal # Unique numeric identifier for a deal Last Date Updated Date the deal information was last updated Tranche Reference # Unique identification number for individual tranches

Amount Fields Deal Value $ Total amount offered including overallotment in all tranches accounting for rank eligibility Deal Value $ Current Total current amount expected to be offered including overallotment (if exercised) in all tranches in dollars accounting for rank eligibility Deal Value $ Excl Ovl Total amount offered in all tranches excluding overallotment accounting for rank eligibility Deal Value $ Initial Total amount filed in all tranches accounting for rank eligibility Deal Value $ Revised Total amount offered in last revision statement to the original filing accounting for rank eligibility Pro-Forma Value $ Displays Deal Value $ for priced deals and Deal Value $ Current for expected deals % Change Value Initial/Offer Change in the offer's value from initial announcement to offer date Ovl Value $ Overallotment in all tranches Ovl Authorized (Shares) Number of overallotment shares authorized to be sold during the offering Ovl Exercised (Shares) Number of overallotment shares that are offered Total Value $ Incl Non-Deal Deal value including overallotment for all tranches regardless of rank eligibility Total Value $ Incl Non-Deal Excl Ovl Deal value including all tranches regardless of rank eligibility Total Value $ Incl Non-Deal Initial Deal value including overallotment for all tranches regardless of rank eligibility at time of announcement/filing Total Value $ Incl Non-Deal Initial Excl Ovl Deal value including all tranches regardless of rank eligibility at time of announcement/filing Currency Representing the currency that the issue is traded in Deal Value (Local Currency) Total amount offered including overallotment (if exercised) in all tranches in local currency of the issuer Total Value inc Non-Deal (Local Currency) Total amount offered including overallotment (if exercised) in all tranches regardless of rank eligibility in local currency of the issuer Exch. Rate ($) The local currency's exchange range vs US Dollars Exch. Rate (Euro) The local currency's exchange range vs Euro Deal Value Euro Total amount offered including overallotment (if exercised) in all tranches in Euros Total Value inc Non-Deal Euro Total amount offered including overallotment (if exercised) and all non-eligible tranches in Euros Gross Fee Euro (All) Total gross spread fee in Euros for the offering Gross Fee Euro (Disc) Total gross spread fee (modeled and disclosed) in Euros for the offering Ovl Value Euro Value for Overallotment in Euros

Share Fields Shares Current Number of shares currently expected to be offered Shares Initial Number of shares initially announced or filed Shares Initial Excl Ovl Number of shares initially announced or filed excluding overallotment shares Shares Offered Number of shares offered Shares Offered Excl Ovl Number of shares offered excluding overallotment shares Shares Revised Number of shares after revision Shares Revised Excl Ovl Number of shares after revision excluding overallotment shares Total Shares Incl Non-Deal Total number of shares offered regardless of rank eligibility Total Shares Incl Non-Deal Excl Ovl Total number of shares offered excluding overallotment shares regardless of rank eligibility Total Shares Incl Non-Deal by Issr Number of primary shares offered regardless of rank eligibility Total Shares Incl Non-Deal by Shhldr Number of secondary shares offered regardless of rank eligibility Total Shares Incl Non-Deal Initial Total number of shares initially filed or announced regardless of rank eligibility Total Shares Incl Non-Deal Initial Excl Ovl Total number of shares initially filed or announced excluding overallotment shares regardless of rank eligibility Total Shares Incl Non-Deal Initial by Issr Number of primary shares initially filed or announced regardless of rank eligibility Total Shares Incl Non-Deal Initial by Shhldr Number of secondary shares initially filed or announced regardless of rank eligibility

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Total Shares Incl Non-Deal Revised Total number of shares filed according to latest amendment regardless of rank eligibility Total Shares Incl Non-Deal Revised Excl Ovl Total number of shares filed according to latest amendment excluding overallotment shares regardless of rank eligibility Total Shares Incl Non-Deal Revised by Issr Number of primary shares filed according to latest amendment regardless of rank eligibility Total Shares Incl Non-Deal Revised by Shhldr Number of secondary shares filed according to latest amendment regardless of rank eligibility ADS Factor Number of shares to convert ordinary shares into ADS or GDS ADS Outstanding Number of ADS or GDS outstanding ADS Offered Number of American Depositary Shares or Global Depositary Shares offered ADS Offered Excl Ovl Number of American Depositary Shares or Global Depositary Shares offered excluding overallotment ADS Initial Number of American Depositary Shares or Global Depositary Shares offered initially ADS Initial Excl Ovl Number of American Depositary Shares or Global Depositary Shares offered initially excluding overallotment ADS Revised Revised number of American Depositary Shares or Global Depositary Shares ADS Revised Excl Ovl Revised number of American Depositary Shares or Global Depositary Shares excluding overallotment Total ADS Total number of American Depository Shares or Global Depositary Shares Total ADS Excl Ovl Total number of American Depository Shares or Global Depositary Shares excluding overallotment Total ADS Excl Ovl Initial Total number of American Depository Shares or Global Depositary Shares excluding overallotment initially offered Total ADS Excl Ovl Revised Revised number of total American Depository Shares or Global Depositary Shares excluding overallotment Total ADS Initial Total of American Depository Shares or Global Depositary Shares initially offered Total ADS Ovl Authorized Number of ADS or GDS authorized as overallotment Total ADS Ovl Exercised Number of ADS or GDS exercised as overallotment Total ADS Revised Revised number of American Depository Shares or Global Depositary Shares Shares by Shareholder as % Percentage number of secondary (existing) shares from total shares offered Shares by Issuer as % Percentage number of primary (new) shares from total shares offered % Change Shares Initial/Current Change in number of shares from initial announcement to current

Bank Fields Bank Parent Name of the parent company of all banks on an issue Bookrunner Parent Name of bookrunner's parent company Bookrunner Subsidiary Name of bookrunner's subsidiary company Lead-Manager Parent Parent company to the Lead Manager Non-Book Lead Manager Parent Parents to the managers, who are not bookrunners to the deal Co-Manager Parent Parent company to the Co-Manager Underwriter Parent The Parent of the underwriter to the deal Underwriter Subsidiary Name of the underwriter to the deal Global Co-ordinator Name of the global co-ordinator involved in the deal Global Co-ordinator Parent Parent company to the global co-ordinator of a security # Banks No. of banks involved in the deal # Bookrunners Total number of bookrunners on an issue # Lead Managers No. of lead managers involved in the deal # Non-Book Lead Managers Number of lead managers, who are not bookrunners on the deal # Co-Managers No. of co-managers involved in the deal # Managers No. of managers involved in the deal # Underwriters No. of underwriters involved in the deal # Global Co-ordinators No. of global co-ordinators involved in the deal Bank in any role The specified bank's role in the deal(s) Stabilization Agent Bank in charge of the stabilization of the shares POWL Manager Manager of the POWL offering Financial Sponsor Name of the financial Sponsor involved in a deal Issuer Attorney Name of the issuer's Lawyer/Attorney Manager Attorney Name of the Manager's Lawyer/Attorney Auditor Name of issuer's auditor

Convertible Fields Coupon The interest rate on a fixed income security expressed as a percentage of par Conversion Price Price per common share at which a security is converted Premium (Conv) For convertible offerings, indicates the percentage between market price & conversion price

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Conv Debt File Price % File price of a convertible debt instrument Convertible Debt Offer Price % Offer price of a convertible debt instrument Issue Price Price placed on a new bond expressed as percent of principal amount Convertible Note Specific rules governing the sale of the security Convertible Preferred File Price Price of underlying common shares at time of Convertible Preferred filing Convertible Rank Indicates if the issue is senior or subordinated Maturity Date The date on which a debt becomes due for payment Original Talk Coupon % The original price talk coupon Original Talk Premium % The original price talk premium Current Talk Coupon Initial range of the coupon Current Talk Premium Initial range of the premium Revised Coupon Coupon in the last revision statement Revised Premium Premium in the last revision statement Yield (Annual) The annual dividend a security will earn with the yield expressed as a percentage of the amount paid for a security Yield (Semi-Annual) The semi-annual dividend a security will earn with the yield expressed as a percentage of the amount paid for a security Common Price at Announcement Common stock price at filing date Common Price at Offer Common stock price at offer date Common Price at Revision Common stock price at revision date Reference Price For non-US deals. Common stock price used to calculate conversion premium Assets Per Bond For convertibles and equity-related bonds, the number of shares or other assets into which one bond is convertible or exercisable Call Frequency The frequency at which the call option can be exercised Call Provision Clause granting the issuer the right to retire an issue prior to maturity Common Dividend Dividend of underlying common stock Common Yield Yield of common stock Conversion Period The period of time at which a security can be converted into equity or a different type of security Convertible Rank Indicates if the convertible is senior or subordinated Coupon Frequency Frequency of the coupon period Denomination The denominations of a bond, which are available for purchase Exchangeable (Y/N) Indicates whether convertible securities are exchangeable into the common stock of another corporation First Call Date The first date on which the issuer can redeem the bonds before their maturity, at a specified price First Call Price The price at which a call may be first exercised First Coupon Payment Date First date the coupon will be paid First Put Date The first date on which the investor can sell securities back to the issuer at a pre-determined price Governing Laws For convertibles. Region of governing laws. Mandatory Convertible (Y/N) Indicates if convertible has to be mandatory converted at maturity Put Frequency This is the frequency at which the put option can be exercised Put Price The price at which a security may be sold back to the issuer on the indicated put dates Redemption Price The price at which bonds will be redeemed at maturity Reference Price Price of the underlying asset used as reference to price security Years to Break Even Years over which the conversion premium will be recouped Years to Maturity Years until the issuer will redeem the issue by paying the principal Underlying Asset Parent Parent company to the underlying asset for the security Underlying Asset Security's underlying asset Underlying Asset Nationality Nationality for Security's underlying asset High Yield / Investment Grade Indicates if the convertible is high yield or investment grade S & P Rating Issuer's S&P's bond rating Moody's Rating Issuer's Moody's bond rating Effective Rating (Launch) Average rating based on Issuer's S&P and Moody's bond rating

Cross System Links LoanWare Reference # Identification number for deal in Dealogic LoanWare/Loan Analytics database M&A Desk Reference # Identification number for deal in Dealogic M&A Desk database Tranche BondWare Deal # BondWare deal number Tranche EquiDesk Deal # EquiDesk deal number

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Tranche Fields Head Tranche Gross Fee $ (Disc) Gross spread amount of head tranche given by bookrunner Tranche # Tranche number Tranche # Banks Number of banks assigned to a particular tranche Tranche # Bookrunners Number of bookrunners assigned to a particular tranche Tranche # Co-Managers Number of co-managers assigned to a particular tranche Tranche # Global Co-ordinators Number of global coordinators participating in a deal Tranche # Lead Managers Number of lead managers assigned to a particular tranche Tranche # Managers Number of underwriters assigned to a particular tranche Tranche # Non-Book Lead Managers Number of non-bookrunner lead managers assigned to a particular tranche Tranche # Underwriters Number of underwriters assigned to a particular tranche Tranche % Change Price 1 Day/Current Change in security price from 1 day post offer to the last closing price Tranche % Change Price Initial/Current Change in security price from initial price to the last closing price Tranche % Change Price Initial/Offer Change in security price from initial price to the offer price Tranche % Change Price Offer/1 Day Change in security price from offer date to the next day Tranche % Change Price Offer/1 Month Change in security price from offer date to 1 month later Tranche % Change Price Offer/1 Week Change in security price from offer date to 1 week later Tranche % Change Price Offer/1 Yr Change in security price from offer price to 1 year later (for a specific tranche) Tranche % Change Price Offer/2 Weeks Change in security price from offer date to 2 weeks later Tranche % Change Price Offer/3 Months Change in security price from offer date to 3 months later Tranche % Change Price Offer/6 Months Change in security price from offer price to 6 months later (for a specific tranche) Tranche % Change Price Offer/Current Change in security price from offer price to the last closing price Tranche % Change Price Offer/Last Quarter Change in security price from offer date to end of last quarter Tranche % Change Price Offer/Last Year End Change in security price from offer price to last year (for a specific tranche) Tranche % Change Price Offer/Open Change in security price from offer price to open price (for a specific tranche) Tranche % Change Shares Initial/Offer Change in number of shares from initial announcement to the offer Tranche % Change Value Initial/Offer Change in the offer's value from initial announcement to offer date Tranche Adjusted Offer Price (Local) Offer price, after stock split effects, in tranche's local currency Tranche ADS Excl Ovl Number of ADS offered in a tranch excluding overallotment Tranche ADS Initial Excl Ovl Number of ADS initially announced in a tranch excluding overallotment Tranche ADS Ovl Authorized Number of ADS authorized in overallotment Tranche ADS Ovl Exercised Number of ADS exercised in overallotment Tranche ADS Revised Excl Ovl Number of revised ADS in a tranch excluding overallotment Tranche Bank Parent Parent to the banks assigned to a particular tranche Tranche Bank Parent Name Parent to the banks assigned to a particular tranche Tranche Bank Subsidiary Subsidiary name of a Bank (not Parent Name) Tranche Bank Subsidiary Name Subsidiary name of a Bank (not Parent Name) Tranche Bank Subsidiary Row ID Unique numeric identifier for a bank Tranche Bookrunner Parent Name of the Bookrunner's parent company Tranche Bookrunner Parent Name Name of the Bookrunner's parent company Tranche Bookrunner Participation Number of shares received by each bookrunner Tranche Bookrunner Participation % % of shares received by each bookrunner vs total shares (for a specific tranche) Tranche Bookrunner Subsidiary Name of bookrunner's subsidiary company (for a specific tranche) Tranche Bookrunner Subsidiary Name Name of bookrunner's subsidiary company (for a specific tranche) Tranche Closing Price - 1 Day The price for a given security after 1 day (for a specific tranche) Tranche Closing Price - 1 Month The price for a given security after 1 month (for a specific tranche) Tranche Closing Price - 1 Week The price for a given security after 1 week (for a specific tranche) Tranche Closing Price - 2 Weeks The price for a given security after 2 weeks (for a specific tranche) Tranche Closing Price - 3 Months The price for a given security after 3 months (for a specific tranche) Tranche Closing Price - 6 Months The price for a given security after 6 month (for a specific tranche) Tranche Closing Price - Last Quarter The price for a given security at the end of the last quarter Tranche Closing Price - Last Year End Security's closing price for last year (for a specific tranche) Tranche Co-Manager Parent Name of co-managers' parent (for a specific tranche) Tranche Co-Manager Parent Name Name of co-managers' parent (for a specific tranche) Tranche Co-Manager Participation Number of shares received by each co-manager Tranche Co-Manager Participation Number of shares received by each co-manager Tranche Co-Manager Participation % % of shares received by each co-manager vs total shares (for a specific tranche) Tranche Co-Manager Subsidiary Name of the Co-Manager(s) Tranche Co-Manager Subsidiary Name Name of the Co-Manager(s) Tranche Currency Code Code representing the currency that the issue is traded in Tranche Current Mid Point Range Midpoint of current range Tranche Current Range Current price range (for a specific tranche) Tranche Current Range High High point of current range Tranche Current Range Low Low point of current range Tranche Estimated Expenses $ % of Underwriting Fee lost to stabilization and underwriting expenses (estimated)

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Tranche Exch. Rate ($) The local currency's exchange range vs US Dollars (for a specific tranche) Tranche Exch. Rate (Euro) Exchange Rate to Euro Tranche Filing Range Initial filing range for a security Tranche Filing Range High Initial filing top range for a security Tranche Filing Range Low Initial filing low range for a security Tranche Fund (Y/N) Investment Fund (Closed End Fund, Open End Fund) Tranche Gross Fee $ (Disc) Disclosed gross spread amount with Overallotment per tranche as given by bookrunner, or estimated by Dealogic if empty Tranche Gross Spread % (Disc) Disclosed gross spread percent per tranche as given by bookrunner, or estimated by Dealogic if empty Tranche Initial Mid Point Range The initial mid point range for an issue Tranche Instrument Type Tranche type of instrument (i.e. ADS, ordinary shares, common stock, …) Tranche Last Trade Price at which the issue last traded on that tranche's market exchange Tranche Last Trade Date Last trade date of the security in the market exchange (for a specific tranche) Tranche Lead Manager Parent Parent Name to the lead manager(s) associated with a deal Tranche Lead Manager Participation Number of shares received by each lead manager Tranche Lead Manager Participation Number of shares received by each lead manager Tranche Lead Manager Participation % % of shares received by each lead-manager vs total shares (for a specific tranche) Tranche Lead Manager Subsidiary Lead manager(s) associated with a deal Tranche Lead/Co Manager Parent Parent to lead and co-manager(s) associated with a deal (for a specific tranche) Tranche Lead/Co Manager Subsidiary Lead and co-manager(s) associated with a deal (for a specific tranche) Tranche Non-Book Lead Manager Parent Parents to the managers, who are not bookrunners to the deal (for a specific tranche) Tranche Non-Book Lead Participation Number of shares received by managers who are not bookrunners to the deal (for a specific tranche) Tranche Non-Book Lead Participation % % of shares received by each manager, who is not bookrunner vs total shares (for a specific tranche) Tranche Offer Price Offer price for a tranche Tranche Offer Price (US$) Tranche offer price in US Dollars Tranche Opening Trade Security's open price on the first day of trading (for a specific tranche) Tranche Overnight (Y/N) Indicates if the tranche was an overnight transaction Tranche Ovl Authorized $ Overallotment amount authorized per tranche Tranche Ovl Exercised $ Overallotment amount exercised per tranche Tranche Retail/Institutional Indicates if the tranche was marketed to retail or institutional investors Tranche Revised Mid Point Range The mid-point amount for the revised price range (for a specific tranche) Tranche Revised Premium Premium in the last revision statement (for a specific tranche) Tranche Revised Range Revised price range (for a specific tranche) Tranche Revised Range High The maximum offer in the revised price range (for a specific tranche) Tranche Revised Range Low The maximum offer in the revised price range (for a specific tranche) Tranche Revision Date Indicates the date, when the change to the price range happens (for a specific tranche) Tranche Revision Direction Indicates the direction of the change to the price range (for a specific tranche) Tranche Rights Offer (Y/N) Indicates whether or not issuer offers existing shareholder the right to buy more shares at a discount to the trading price of their existing shares Tranche Rule 144a (Y/N) Indicates whether the deal is marketed within the United States only to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933 Tranche Shares Initial Excl Ovl Shares filed per tranche in original filing Tranche Shares Offered Excl Ovl Shares offered per tranche Tranche Shares Revised Excl Ovl Shares filed per tranche in last revision statement to original filing Tranche Target Market Nationality, where the security has been offered to Tranche Ticker Symbol Ticker symbol for tranche offering Tranche Total Bookrunner Participation % % of shares received by all bookrunners vs total shares (for a specific tranche) Tranche Total Co-Manager Participation % % of shares received by all co-managers vs total shares (for a specific tranche) Tranche Total Lead Manager Participation % % of shares received by all lead-managers vs total shares (for a specific tranche) Tranche Total Manager Participation % % of shares received by all managers vs total shares (for a specific tranche) Tranche Total Non-Book Lead Participation % % of shares received by all managers, who are not bookrunners vs total shares (for a specific tranche) Tranche Total Underwriter Participation % % of shares received by all underwriters vs total shares (for a specific tranche) Tranche Type of Security Type of security being sold in the tranche Tranche Underwriter Parent Parent company of the security's underwriter Tranche Underwriter Parent Name The Parent of the underwriter to the deal (for a specific tranche) Tranche Underwriter Participation Number of shares received by each underwriter Tranche Underwriter Participation Number of shares received by each underwriter Tranche Underwriter Participation % % of shares received by each underwriter vs total shares (for a specific tranche) Tranche Underwriter Subsidiary Security's underwriter (for a specific tranche) Tranche Underwriter Subsidiary Name Full name of the underwriter Tranche US Marketed (Y/N) Indicates if the tranche is marketed in the US

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

Tranche Value $ Amount offered including overallotment in each tranche Tranche Value $ Apportioned Apportioned amount offered including overallotment (if exercised) to the tranche's bookrunner(s) Tranche Value $ Current Current amount offered including overallotment in each tranche Tranche Value $ Estimated Pre-offer estimate of tranche size Tranche Value $ Excl Ovl Amount offered in each tranche Tranche Value $ Initial Excl Ovl Amount filed in each tranche Tranche Value $ Revised Excl Ovl Amount filed in latest revision statement for each tranche Tranche Value (Local Currency) Total amount offered including overallotment (if exercised) in a tranche in local currency of the issuer

% Change Index AMEX/1 Day % Ch The percentage change in the AMEX from the trade date of the offering to the close of the first day of trade AMEX/1 Month % Ch The percentage change in the AMEX from the trade date of the offering to the close one month from the trade date AMEX/1 Week % Ch The percentage change in the AMEX from the trade date of the offering to the close one week from the trade date Amex/1 Yr % ch The percentage change in the AMEX from the trade date of the offering to the close one year from the trade date AMEX/2 Week % Ch The percentage change in the AMEX from the trade date of the offering to the close two weeks from the trade date AMEX/3 Months % Ch The percentage change in the AMEX from the trade date of the offering to the close three months from the trade date AMEX/6 Months %Ch The percentage change in the AMEX from the trade date of the offering to the close six months from the trade date AMEX/Last Quarter % Ch The percentage change in the AMEX from the trade date of the offering to the close on the last day of the last quarter AMEX/Last Year End % Ch The percentage change in the AMEX from the trade date of the offering to the close on the last day of trade of the last full year AMEX/Off Curr % Ch The percentage change in the AMEX from the trade date of the offering to the close on the last day of trade DOW/1 Day % Ch The percentage change in the Dow from the trade date of the offering to the close of the first day of trade DOW/1 Month % Ch The percentage change in the Dow from the trade date of the offering to the close one month from the trade date DOW/1 Week % Ch The percentage change in the Dow from the trade date of the offering to the close one week from the trade date DOW/1 Yr % Ch The percentage change in the Dow from the trade date of the offering to the close one year from the trade date DOW/2 Week % Ch The percentage change in the Dow from the trade date of the offering to the close two weeks from the trade date DOW/3 Months % Ch The percentage change in the Dow from the trade date of the offering to the close three months from the trade date DOW/6 Months % Ch The percentage change in the Dow from the trade date of the offering to the close six months from the trade date DOW/Last Quarter % Ch The percentage change in the Dow from the trade date of the offering to the close on the last day of the last quarter DOW/Last Year End % Ch The percentage change in the Dow from the trade date of the offering to the close on the last day of trade of the last full year DOW/Off Curr % Ch The percentage change in the Dow from the trade date of the offering to the close on the last day of trade NASD/1 Day % Ch The percentage change in the Nasdaq from the trade date of the offering to the close of the first day of trade NASD/1 Month % Ch The percentage change in the Nasdaq from the trade date of the offering to the close one month from the trade date NASD/1 Week % Ch The percentage change in the Nasdaq from the trade date of the offering to the close one week from the trade date NASD/1 Yr % Ch The percentage change in the Nasdaq from the trade date of the offering to the close one year from the trade date NASD/2 Week % Ch The percentage change in the Nasdaq from the trade date of the offering to the close two weeks from the trade date NASD/3 Months % Ch The percentage change in the Nasdaq from the trade date of the offering to the close three months from the trade date

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≥ Appendix B: Field Glossary

ECM Analytics Field Name Explanation

NASD/6 Months % Ch The percentage change in the Nasdaq from the trade date of the offering to the close six months from the trade date NASD/Last Quarter % Ch The percentage change in the Nasdaq from the trade date of the offering to the close on the last day of the last quarter NASD/Last Year End % Ch The percentage change in the Nasdaq from the trade date of the offering to the close on the last day of trade of the last full year NASD/Off Curr % Ch The percentage change in the Nasdaq from the trade date of the offering to the close on the last day of trade NYSE/1 Day % Ch The percentage change in the NYSE from the trade date of the offering to the close of the first day of trade NYSE/1 Month % Ch The percentage change in the NYSE from the trade date of the offering to the close one month from the trade date NYSE/1 Week % Ch The percentage change in the NYSE from the trade date of the offering to the close one week from the trade date NYSE/1 Yr % Ch The percentage change in the NYSE from the trade date of the offering to the close one year from the trade date NYSE/2 Week % Ch The percentage change in the NYSE from the trade date of the offering to the close two weeks from the trade date NYSE/3 Months % Ch The percentage change in the NYSE from the trade date of the offering to the close three months from the trade date NYSE/6 Months % Ch The percentage change in the NYSE from the trade date of the offering to the close six months from the trade date NYSE/Last Quarter % Ch The percentage change in the NYSE from the trade date of the offering to the close on the last day of the last quarter NYSE/Last Year End % Ch The percentage change in the NYSE from the trade date of the offering to the close on the last day of trade of the last full year NYSE/Off Curr % Ch The percentage change in the NYSE from the trade date of the offering to the close on the last day of trade S&P/1 Day % Ch The percentage change in the S&P from the trade date of the offering to the close of the first day of trade S&P/1 Month % Ch The percentage change in the S&P from the trade date of the offering to the close one month from the trade date S&P/1 Week % Ch The percentage change in the S&P from the trade date of the offering to the close one week from the trade date S&P/1 Yr % Ch The percentage change in the S&P from the trade date of the offering to the close one year from the trade date S&P/2 Week % Ch The percentage change in the S&P from the trade date of the offering to the close two weeks from the trade date S&P/3 Months % Ch The percentage change in the S&P from the trade date of the offering to the close three months from the trade date S&P/6 Months % Ch The percentage change in the S&P from the trade date of the offering to the close six months from the trade date S&P/Last Quarter % Ch The percentage change in the S&P from the trade date of the offering to the close on the last day of the last quarter S&P/Last Year End % Ch The percentage change in the S&P from the trade date of the offering to the close on the last day of trade of the last full year S&P/Off-Curr % Ch The percentage change in the S&P from the trade date of the offering to the close on the last day of trade

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≥ Help and Support

ECM Analytics Help and Support If you require assistance in performing tasks in ECM Analytics, our worldwide support staff will be pleased to guide you through the system, and to suggest the best ways to achieve your results. To help you to get the most out of ECM Analytics in the future, we are always on hand to provide full training, either at your offices or our own.

Calling the ECM Analytics Hotline When you call, we can provide the fastest response to your queries if you are at your computer and running ECM Analytics. If an error should occur, please try to provide the exact wording of any error messages that may have appeared on the screen, and a description of what you were doing when the problem occurred. New York London Tel: (+1) 212 577 4400 Tel: (+44) 20 7440 6484 Fax: (+1) 212 577 4545 Fax: (+44) 20 7440 6481 Email: [email protected] Email: [email protected] Hong Kong Tokyo Tel: (+852) 2528 9111 Tel: (+813) 5157 1527 Fax: (+852) 2529 4377 Fax: (+813) 5157 1528 Email: [email protected] Email: [email protected]

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