Transformations (Primarily Movement) Grammatical Rules Are All Structure-Dependent, ↓ As Discussed in Myth 12 Early in the Semester, in S-Structure the Textbook (Pp
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Announcements LNGT0101 Introduction to Linguistics LAP typed proposal is due by e-mail or as hard copy in my mailbox this Friday by 3pm. Mention the language of your choice, the interesting linguistic or nonlinguistic inspected that you hope to study in your project. List at least two references that you’ll be using. Lecture #15 HW4 will be the final homework, so you Nov 5th, 2012 can focus on the LAP. 2 Announcements A visual puzzle On Wed, please sit in ‘dialectal’ groups, as in the clip we saw on HW3: http://www.youtube.com/watch?v=fGxlxOcS-tE I will send a doodle link for possible times for the screening of The Linguists. http://www.magicmgmt.com/gary/oi_pac_tr i/# 3 4 Another visual illusion (just for fun) Summary of Syntax so far Syntax is the study of sentence structure. They key notion to understanding sentence structure in human language is “constituency.” Constituency of a string of words can be determined by objective diagnostics: the http://www.youtube.com/watch?v=hPCoe- substitution, movement, clefting, and 6RRks&feature=player_embedded#! stand-alone tests. 6 1 Summary of Syntax so far Summary of Syntax so far Constituents are phrases. A phrase is a string of words composed of a syntactic head, its The syntactic categories we talked about so far complement (if needed), and its specifier (if any). are: NP, VP, PP, AP, AuxP, and CP. All phrases follow the X'-schema: Our grammar thus far has two types of rules: XP (i) Phrase structure rules (PSRs) of the form ru A B C, and Specifier X' (ii) Lexical insertion rules, which insert words ru into syntactic structures generated by PSRs. X Complement 7 8 Summary of Syntax so far Today’s agenda The grammar we have constructed so far It remains to account for sentence can account for the following aspects of relatedness. We do this with regard to the speakers’ syntactic knowledge: relationship between statements and - Grammaticality questions (a variation on Linda’s question - Recrusiveness from last time). - Ambiguity We also need to explain why languages differ in their syntax. We do this with regard to word order (a variation on Danielle’s question from last time). 9 10 Sentence relatedness revisited Sentence relatedness revisited As we said before, some sentences are Here’s the mini PSG again: intuitively “felt” to be related, e.g., 1. CP C AuxP a. Your friend can play the piano. 2. AuxP NP Aux' b. Can your friend play the piano? 3. Aux' Aux VP We know that a phrase structure grammar can 4. VP V (NP) (PP) generate the (a) sentence, but the question now 5. VP V (CP) is: Can it also generate the sentence in (b)? 6. VP V (AP) 7. NP (Det) N (PP) 8. PP (Deg) P NP 9. AP (Deg) A (PP) 11 12 2 Sentence relatedness revisited Sentence relatedness revisited The answer then is probably not. There is no The additional rule can help, but at a high cost: PSR that will allow the Aux “can” to appear at Now, we simply have no direct explanation for the beginning of the sentence. why a statement and a corresponding question But why should this be a problem? Can’t we are felt to be related. simply add a rule that allows us to have an Aux In essence, while a phrase structure grammar head at the beginning? After all, this is a mini- can account for grammaticality, ambiguity, and grammar, not an exhaustive grammar. recursiveness, it fails to account for sentence Yes, we sure can. Here’s one possible rule: relatedness in a straightforward manner, which AuxP Aux NP VP is not a good result. To solve this problem, we need to enrich our Can this rule help? grammar. 13 14 Transformational rules Transformational rules A solution, first proposed by Chomsky in the 1950s, is to include another What is a transformational rule? component in the grammar in addition to A transformational rule is a syntactic the phrase structure component: a operation that takes one structure as input transformational component that and operates on it producing a modified consists of a set of transformational syntactic structure as output. rules. 15 16 Deep and surface structure Deriving English yes-no questions For this purpose, a fundamental distinction in So, let’s now get back to the yes-no question the grammar has to be made between two “Can your friend play the piano?” and see how separate levels of structure: we can implement a transformational analysis. (a) a pre-transformational structure, which is Now, instead of drawing a tree for the yes-no called deep structure (or D-structure) and is question directly, we actually draw a tree for the derived by phrase structure rules, and corresponding statement “Your friend can play (b) a post-transformational structure, which is the piano.” called surface structure (or S-structure) and The only difference is that such structure will be is derived through the application of marked as interrogative. We can do that, say by transformational rules. adding a [+Q] feature on C in the tree. 17 18 3 Now, a transformation moves Aux to C, thereby deriving: Your friend can play the piano. Can your friend play the piano? CP ei CP C AuxP +Q ei eo NP Aux’ C+Q AuxP ru ei can eo Det N Aux VP NP Aux' your friend can ru ru ei V NP Det N Aux VP play ru Aux-to-C Det N Movement your friend ru the piano V NP play ru D-structure Det N the piano (Note: [+Q] indicates this sentence is interrogative. After all, we do not want to say that both sentences are identical. They obviously are not.) S-structure 19 20 Evidence for Aux-to-C movement Deriving wh-questions But how do we prove that there is actually Ok, let’s try another kind of question, the Aux-to-C movement in English yes-no so-called wh-questions, e.g., questions? What evidence is there that What will your friend play? ‘invisible triangles’ actually exist in syntax? Since “what” is interpreted as the object of Well, consider: “play,” we assume that this is where it He asked if your friend could play the piano. starts at D-structure: *He asked if could your friend play the piano. your friend will play what 21 22 Now, since this is a question, we apply Aux-to-C We apply PSRs to derive the D-structure: movement to derive the S-structure: CP CP ei ei C AuxP C AuxP +Q +Q will eo eo NP Aux' NP Aux' ru ei ru ei Det N Aux VP Det N Aux VP your friend ru your friend will ru V NP V NP play | N play | what N But does that give us the desired sentence? what 23 24 4 CP Where do wh-phrases end up? ei NP C' To get the desired surface structure, we | ei what C AuxP need to move the wh-phrase “what” to the +Q front of the sentence. will eo NP Aux' The question now is: Where does the wh- ru ei phrase move to? Det N Aux VP There is a restriction, however. It’s called your friend ru structure perseveration: Phrases can V NP move only to specifier positions, and play | heads can only move to head positions. Wh-movement t (“t” stands for trace of the moved phrase, another invisible triangle.) 25 26 A puzzle: wanna-contraction A puzzle: wanna-contraction Who do you want to kiss? Provide a principled explanation for the Who do you wanna kiss? contrast for 4 points of extra credit. Deadline: Monday Nov 12th in class. Who do you want to kiss Mary? Assume that ‘do’ starts under Aux. *Who do you wanna kiss Mary? Assume also that verbs like ‘want’ subcategorize for an AuxP complement Compare: I want to kiss Mary. I wanna kiss Mary. headed by the Aux element ‘to.’ So, a VP rule in that case is VP V AuxP And think triangles. 27 28 Parameters of question-formation Parameters of question-formation In other languages like Japanese, Chinese, and Notice that not all languages are like Egyptian Arabic, the wh-word appears where English when it comes to wh-questions. other nouns normally appear: Japanese Some languages like English form a John-ga dare-o butta ka? question by fronting the wh-word: John-Subj who-Obj hit Q-particle What did you see _? “Who did John hit?” Egyptian Arabic These are typically referred to as wh- /inta Suft miin? fronting languages. you saw who “Who did you see?” This type is called wh-in-situ languages. 29 30 5 Syntax: The grammar model Universal Grammar: Principles and Parameters Phrase structure grammar (X'-theory) Languages differ because UG (Universal ↓ Grammar, remember?) includes two components: D-structure principles and parameters. The principles are ↓ invariant; they hold in all languages. For example, Transformations (primarily Movement) grammatical rules are all structure-dependent, ↓ as discussed in Myth 12 early in the semester, in S-structure the textbook (pp. 157-60). Parameters are also universal, but unlike But if this language model is universal, why do principles, they come in the form of (usually) languages differ then? binary options, and this is where the locus of cross-linguistic variation exists. 31 32 UG: principles and parameters UG: principles and parameters As Chomsky notes: Or, we can represent this graphically as follows: “We can think of the initial state of the faculty of language as a fixed network connected to a switch box; the network is constituted of the principles of language, while the switches are the options to be determined by experience.