Snapshot of Notable Global COO, CIO and CISO Moves and Appointments

Total Page:16

File Type:pdf, Size:1020Kb

Snapshot of Notable Global COO, CIO and CISO Moves and Appointments Snapshot of notable global COO, CIO and CISO moves and appointments September 2016 For the latest EMEA, Americas and Asia Pacific moves across: Analytics Data Corporate Services Cyber-Security Facilities Operations Procurement Technology Vendor Management Snapshot of notable global Operations and Technology moves and appointments Page 1 / 6 Next update due: January 2017 People Moves FS EMEA John Burns, the former CTO of Pioneer Investments, joins Cyril Reol, former Glencore CIO, has joined Man Group Deutsche Bank as Global CIO, COO Asset Management as Deputy CTO. Garry Beaton, former Global Head of Operations at Core Technology . Andrew Brown, former Barclays UK Private Bank Chief of Ashmore, joins the Abu Dhabi Investment Authority as its Tom Waite, joins Deutsche Bank as an MD within Staff, has joined US Expat and Fatca Specialist Maseco Global Head of Operations. electronic trading. Waite joined from Bank of America, Private Wealth as its COO. Lesley Cairney has joined Artemis Investment where he was also an MD. Before that, he was an MD at Ken Moore, former Head of Citi Innovation Labs, joins Management as COO. She was formerly at Henderson Goldman Sachs for six years until May 2014. MasterCard as EVP Labs, running global innovation. Global Investors as COO. Amish Popat joins Dromeus Capital Group as COO from David Grant has joined Nationwide as Head of IT and Lewis Love, the former Global Chief Procurement Officer New Amsterdam Capital, where he was the Finance and Security Risk from Lloyds Banking Group, where he was for Aon has been named as the COO for Bank of Ireland, Operations Manager. the Head of Technology Risk, Regulatory Compliance. responsible for the Group Manufacturing division. Stephen Manning joins Dual Group as Dual International’s Richard Hignett, former Group Head of Procurement at Lindsay O’Reilly has joined Barclays as Group Chief Data new COO, leaving Sompo Canopius. Jardine Lloyd Thompson, joins NewDay as its new Group Officer and COO to the CFO, from JPMorgan Chase. Ian Morris is now MD, Co-Global Head of Technology at Head of Sourcing. Mark Ashton-Rigby, CIO of the Corporate and Derivatives Utility FIS, joining from HSBC. Alvaro Garrido joins Nordea as Group CIO from Standard Investment Bank at JPMorgan, joins Barclays as the Remo Marini joined Generali as Head of Group IT and Chartered. Group CIO. Operational Risk and Security from UniCredit. Tim Valmas, former IT Director at Octopus Investments, Alex Batlin, former Senior Innovation Manager at UBS, Tom Hawkins joins Inmarsat as Director of Corporate joins Numis Securities as Head of Technology and joins BNY Mellon and will focus on developing blockchain Services, Global Procurement from EY where he was Operations. technologies. Procurement Manager. Simon Hull joins Old Mutual International as the Simon Hale joins Cardano as CTO, previously CTO for Stephane Perrottet, has left his role as Head of IT Platform company’s Operations Director for the Isle of Man. AIMS technology within Goldman Sachs. Services at Leonteq Securities AG, to join Jabre Capital Paul Bramley, former Partner and COO at Sand Grove Mark Hipperson joins Centtrip as CTO, formerly he was as CTO. He replaces Fabien Vernaz who leaves to set up Capital Management joins Pillarstone as its COO. CTO of Starling Bank. his own fintech business. Martin Lunt joins Rathbones Brothers as CIO. He joins from John MacDonald joins Citadel as Head of Technology in Cheryl Newton, former Group Operations CIO at Lloyds KPMG CIO Advisory Group where he worked as a Europe, from JPMorgan Chase. Banking Group, joins JPMorgan Chase as an MD within Director. technology. Peter Hacker has joined Cooper Gay Swett & Crawford as Philip Scott joins Rokos Capital Chief Innovation Officer. Charles Brooks left his role in Chubb to join Kemper as as COO from Deutsche Bank the company’s new CIO. Donal Fleming becomes the CTO at Credit Benchmark, where he was COO for debt joining from BlueCrest Capital where he was CTO. Adrian Asher has left HSBC and joined the London Stock sales. Exchange as CISO. Leathwaite: London | Zürich | Hong Kong | New York Twitter @L3athwaite www.leathwaite.com Snapshot of notable global Operations and Technology moves and appointments Page 2 / 6 Next update due: January 2017 Paul Kedney has been hired by Sompo Canopius from Siobhan MacDermott joins Bank of America as an SVP Hilton at CSC to be VP, Operations Engineering. Aegis London to join the management of its Lloyd’s Executive for cybersecurity policy, from EY where she ran Udo Neumann joins Daimler Financial Services as Global business as Chief Commercial Officer. its West Coast Cyber Policy Practice. CIO. Sasa Brcerevic, former Hiscox London Market COO, joins Susan Yung joins Bank of America as US Head of Lynn Bishop is promoted to Head of Development for THB as its new COO. Securities Operations, from Goldman Sachs. DTCC, replacing the retiring Al Gambale – she was Mike Dargan, former Capital Markets CIO for Standard Brian DiPietro joined Bank of Tokyo as CISO, from formerly the CTO. James Lee was promoted to the Chartered, has resigned to join UBS as Global CIO. JPMorgan Chase. vacated CTO position. Lina Shehadeh has been hired by Wamda Capital as its Julio Jogaib, the Citi technology veteran, joins Mark Rohrwasser joins Equifax as International CIO, COO in the UAE. Shehadeh has left her role at United BankUnited as its new CIO. based in Atlanta. He resigned from PayPal earlier this Arab Bank as its SVP of Marketing and Communications. year. Barbara F. Duck was promoted from Senior EVP and FS Americas Manager of Data and Technology Services to the Ken DeGiglio joins EquiLend in the newly created role of position of CIO for BB&T. CIO and as a member of its executive team. DeGiglio, Joseph Kissel joins Ameris Bank as EVP and CIO. Prior to who will be based in New York, joins from TD Ameritrade, Diane Lye leaves Bank of America where she was joining Ameris Bank, Kissel was CIO at BankUnited. where he was most recently Head of Application leading data for global banking and markets, joining Development. David Bonfili, the former COO at BlackRock’s Alternative Capital One as COO. Investors Group, has joined Aptigon Capital (a Citadel Michael Fillios is now CIO at Fifth Third Bank. Fillios was Denise Menelly, formerly Head of Shared Services company) as MD and COO. previously VP of IT and Divisional CIO with Delphi. Operations at Bank of America, joins CIT as Head of Ian Roche was appointed as Head of Research and Operations and Technology replacing Stacey Goodman. Gary Warzala joins Fifth Third Bank as the CISO, from PNC. Data IT for AQR Capital Management, joining from UBS Steve Lieblich joins Citadel as Asset Management CIO, Scott Pflug is appointed CISO at F.N.B. Corp. He was where he was Global Head of Product Management for from Morgan Stanley where he was Group CIO. formerly CISO at FirstMeritCorporation (Huntington execution and risk technologies. Bancshares). Gavin Michael, the former Head of Digital for JPMorgan Hugh McFadden joins The Bancorp as Group COO. Prior Chase, has been hired by Citi to lead technology Lin Lu, Americas CISO for Deutsche Bank, joins Freddie to joining Bancorp, McFadden served as a Consultant for operations of its consumer bank. Mac as CRO for IT and Information Security, reporting to Promontory Financial Group. the CRO. Mary Ellen Baker joins Citizens Financial Group as Head Andrew Banhidi leaves Bank of America, where he was of Business Services from PNC Financials Enterprise Nancy Corsiglia has joined Ginnie Mae as EVP and COO, Head of Equities IT, to take time off. Simon Goddard, Services where she was EVP. replacing Mary Kinney who retired in February. previously Head of Strategy and Architecture, will replace him as Head of Equities IT. Leslie Sigall, formerly the COO for infrastructure at Credit Jim Brady has been promoted Suisse, moved to CSC, as VP, Business Operations and to the role of COO at Grant Dave Matthews, also of Bank of America, is moving over CFO. Thornton. to the consumer IT organisation, previously Head of Payments IT in wholesale. Tracy Kerrins is taking over part Greg Dietrich, Head of Enterprise Services at Credit Suisse Sol Zlotchenko, former CTO at of his old role. under the Head of Infrastructure, has also joined Steve Paladyne Systems, joins Leathwaite: London | Zürich | Hong Kong | New York Twitter @L3athwaite www.leathwaite.com Snapshot of notable global Operations and Technology moves and appointments Page 3 / 6 Next update due: January 2017 Hazeltree as CTO. Santander. She also joins its International Advisory Board W. R. Berkley Corporation. Lowery most recently served in and the Board of Online, only subsidiary Openbank. senior roles at Risk Solutions International and Marsh & Michael Collester is promoted to COO of JetPay McLennan Companies. Corporation. Dan Griffiths has joined Santander, NA as CIO/CTO, from TD. Morian Eberhard is joining Zions Bancorporation as CISO, Lori Beer has been promoted to the role of CIO for the from MUFG Union Bank where he was Deputy CISO. Corporate and Investment Bank at JPMorgan Chase. Joseph Monk, joins Santander as the company’s CIO for Beer was previously the company's payments CIO. consumer and business banking. Prior to joining FS Asia Santander Monk was a Consultant. Harish Grama joins JPMorgan Chase as the bank’s CIO Arun Sharma is hired by Bank of America as India CTO for cloud services. He was previously at IBM. Saiful Khandker joins Soroban Capital as its new CTO, from JPMorgan Chase where he was Head of Global from Marshall Wace. John Cornetta joins Ladenburg Thalmann Financial Technology for India. Services Inc as Head of Procurement. Cheri McGuire steps down as VP of Government Affairs Neil Stark joins BlackRock as APAC Head of Client at Symantec and joins Standard Chartered as CISO.
Recommended publications
  • Eli 022807Me
    ORANGE COUNTY TREASURER-TAX COLLECTOR APPROVED ISSUER LIST COMMERCIAL PAPER / MEDIUM TERM NOTES AS OF: 2/28/2007 CR S/T RATINGS L/T RATINGS PROG RATINGS IND. ISSUER (Shared Structure) # S&P MDY FI S&P MDY FI S&P MDY FI PARENT/ ADMINISTRATOR CODE ADP TAX SERVICES INC 1 A-1+ P-1 NR AAA Aaa NR A-1+ P-1 NR AUTO DATA PROCES 9.4 ALCON CAPITAL CORP 1 A-1+ P-1 NR NR NR NR A-1+ P-1 F1+ NESTLE SA 4.7 AMERICAN HONDA FINANCE 9 A-1 P-1 F1 A+ A1 *+ NR A-1 P-1 F1 AMER HONDA MOTOR 3.3 AMSTERDAM FUNDING CORP 7 NR NR NR NR NR NR A-1 P-1 NR ABN AMRO Bank N.V 7.4 AB AUTOMATIC DATA PROCESSNG 1 A-1+ P-1 NR AAA Aaa NR A-1+ P-1 NR AUTOMATIC DATA PROCESSING, INC. 9.4 AQUINAS FUNDING LLC 3 NR NR NR NR NR NR A-1+ P-1 NR RABOBANK NEDERLAND 7.4 AB ASPEN FUND (w/ Newport Fund) 3 NR NR NR NR NR NR A-1+ P-1 F1+ DEUTSCHE BANK AG 7.4 AB BANK OF AMERICA CORP 5 A-1+ P-1 F1+ AA Aa2 AA A-1+ P-1 F1+ DOMESTIC BANK/FDIC INSURED 7.1 BARCLAYS US FUNDING LLC 4 A-1+ P-1 F1+ AA Aa1 AA+ A-1+ P-1 NR BARCLAYS BK PLC 7.4 BARTON CAPITAL LLC 3 NR NR NR NR NR NR A-1+ P-1 NR SOC GENERALE 7.4 AB BEETHOVEN FUNDING CORP 7 NR NR NR NR NR NR A-1 P-1 NR DRESDNER BANK, AG 7.4 AB BETA FINANCE INC 1 A-1+ P-1 F1+ AAA Aaa AAA A-1+ P-1 F1+ 7.4 AB BMW US CAPITAL LLC 9 A-1 P-1 NR NR A1 NR A-1 P-1 NR BMW AG 3.3 BNP PARIBAS FINANCE INC 5 A-1+ P-1 F1+ AA Aa2 NR A-1+ P-1 NR BNP PARIBAS 7.4 BRYANT PARK FUNDING LLC 7 NR NR NR NR NR NR A-1 P-1 NR HSBC 7.4 AB CALYON NORTH AMERICA INC 6 A-1+ P-1 F1+ AA- Aa2 AA A-1+ P-1 F1+ CALYON 7.1 CATERPILLAR FIN SERV CRP 10 A-1 P-1 F1 A A2 A+ A-1 P-1 F1 CATERPILLAR INC 8.8 CATERPILLAR INC 10 A-1 P-1 F1 A A2 A+ A A2 A+ #N/A N Ap 8.8 CC USA INC 1 A-1+ P-1 NR AAA Aaa NR AAA Aaa NR SECURITY TRUST 7.4 AB CHARIOT FUNDING LLC 7 NR NR NR NR NR NR A-1 P-1 NR JP MORGAN CHASE 7.4 AB CIT GROUP INC 10 A-1 P-1 F1 A A1 A A-1 P-1 F1 #N/A N Ap 7.4 CITIGROUP FUNDING INC 4 A-1+ P-1 F1+ AA Aa1 AA+ A-1+ P-1 F1+ FORMERLY TRAVELERS GROUP INC.
    [Show full text]
  • DEUTSCHE BANK AG SECTION 21C of the SECURITIES EXCHANGE ACT of 1934, MAKING Respondent
    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 90875 / January 8, 2021 ACCOUNTING AND AUDITING ENFORCEMENT Release No. 4201 / January 8, 2021 ADMINISTRATIVE PROCEEDING File No. 3-20200 In the Matter of ORDER INSTITUTING CEASE-AND- DESIST PROCEEDINGS PURSUANT TO DEUTSCHE BANK AG SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING Respondent. FINDINGS, AND IMPOSING A CEASE- AND-DESIST ORDER I. The Securities and Exchange Commission (“Commission”) deems it appropriate that cease- and-desist proceedings be, and hereby are, instituted pursuant to Section 21C of the Securities Exchange Act of 1934 (“Exchange Act”), against Deutsche Bank AG (“Deutsche Bank” or “Respondent”). II. In anticipation of the institution of these proceedings, Deutsche Bank has submitted an Offer of Settlement (the “Offer”) which the Commission has determined to accept. Solely for the purpose of these proceedings and any other proceedings brought by or on behalf of the Commission, or to which the Commission is a party, Respondent admits the Commission’s jurisdiction over it and the subject matter of these proceedings, and consents to the entry of this Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order (“Order”), as set forth below. III. On the basis of this Order and Respondent’s Offer, the Commission finds1 that: SUMMARY 1. This matter concerns the improper use, from at least 2009 through 2016, by Deutsche Bank of third-party intermediaries, business development consultants, and finders (collectively “BDCs”) to obtain and retain global business.
    [Show full text]
  • Case M.9539 — BNP Paribas/Deutsche Bank (Global
    22.10.2019 EN Offi cial Jour nal of the European Union C 358/11 Prior notification of a concentration (Case M.9539 — BNP Paribas/Deutsche Bank (global prime finance and electronic equities business assets)) Candidate case for simplified procedure (Text with EEA relevance) (2019/C 358/05) 1. On 14 October 2019, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1). This notification concerns the following undertakings: — BNP Paribas SA (‘BNP Paribas’; France), — Certain assets of Deutsche Bank’s prime finance and electronic equities business (the ‘Deustche Bank Target Business’, Germany). BNP Paribas acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of the Deutsche Bank Target Business. The concentration is accomplished by way of purchase of assets. 2. The business activities of the undertakings concerned are: — for BNP Paribas: international banking group active in retail banking, asset management, as well as corporate and investment banking, including prime financing and electronic execution services, — for Deutsche Bank Target Business: prime financing and electronic execution services. 3. On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice. 4. The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
    [Show full text]
  • Cohen & Steers Preferred Securities and Income Fund
    Cohen & Steers Preferred Securities and Income Fund As of 06/30/2021 Current % of Total Security Name Sector Market Value Market Value Wells Fargo & Company Flt Perp Banking $219,779,776.15 1.81 % Charles Schwab Corp Flt Perp Sr:I Banking $182,681,675.00 1.51 % Bp Capital Markets Plc Flt Perp Energy $158,976,029.00 1.31 % Bank of America 6.25% Banking $148,052,279.38 1.22 % Bank of Amrica 6.10% Banking $144,075,863.52 1.19 % Citigroup Inc Flt Perp Banking $139,736,756.25 1.15 % Emera 6.75% 6/15/76-26 Utilities $134,370,096.24 1.11 % Transcanada Trust 5.875 08/15/76 Pipeline $116,560,837.50 0.96 % JP Morgan 6.75% Banking $116,417,211.75 0.96 % JP Morgan 6.1% Banking $115,050,549.38 0.95 % Credit Suisse Group AG 7.5 Perp Banking $112,489,090.00 0.93 % Enbridge Inc Flt 07/15/80 Sr:20-A Pipeline $101,838,892.50 0.84 % Charles Schwab Corp Flt Perp Sr:G Banking $101,715,980.40 0.84 % Bank of America Corp 5.875% Perp Banking $99,269,540.97 0.82 % Sempra Energy Flt Perp Utilities $97,680,337.50 0.81 % BNP Paribas 7.375% Banking $96,328,288.48 0.79 % Jpmorgan Chase & Co Flt Perp Sr:Kk Banking $95,672,863.00 0.79 % Metlife Capital Trust IV 7.875% Insurance $94,971,600.00 0.78 % Citigroup 5.95% 2025 Call Banking $89,482,599.30 0.74 % Transcanada Trust Flt 09/15/79 Pipeline $88,170,468.75 0.73 % Ally Financial Inc Flt Perp Sr:C Banking $86,422,336.00 0.71 % Banco Santander SA 4.75% Flt Perp Banking $83,189,000.00 0.69 % American Intl Group 8.175% 5/15/58 Insurance $82,027,104.20 0.68 % Prudential Financial 5.625% 6/15/43 Insurance $80,745,314.60 0.67
    [Show full text]
  • FINE-TUNED BNP PARIBAS EXCELS at the BUSINESS of BANKING BNP Paribas Is That Rarity: a Large Bank Actually Delivering on Its Promises to Stakeholders
    Reprinted from July 2016 www.euromoney.com WORLD’S BEST BANK BNP PARIBAS EXCELS AT THE BUSINESS OF BANKING World’s best bank Reprinted from July 2016 Copyright© Euromoney magazine www.euromoney.com WORLD’S BEST BANK FINE-TUNED BNP PARIBAS EXCELS AT THE BUSINESS OF BANKING BNP Paribas is that rarity: a large bank actually delivering on its promises to stakeholders. It is producing better returns even than many of the US banks, despite being anchored in a low-growth home region, building capital and winning customers – all while proving the benefits of a diversified business model. Its cadre of loyal, long-serving senior executives look to have got the strategy right: staying the course in Asia and the US and running global customer franchises, but only in the select services it excels at By: Peter Lee Illustration: Jeff Wack eset by weak profitability, negative interest rates and Its third division, international financial services, includes banking low growth in their home markets, European banks in the US, Latin America and Asia, as well as specialist business such are losing out to US rivals that restructured and as consumer finance, asset and wealth management and insurance. recapitalized quickly after the global financial crisis At a time when peers are still shrinking, BNP Paribas is growing. and whose home economy has enjoyed a much more While new and uncertain management teams struggle to get back Brobust recovery since. to basics, the technicians at BNP Paribas embrace geographic and In April, the European Banking Authority published its latest update business diversity. Critics see a large bank running on six engines in on the vulnerabilities of the 154 biggest European banks and noted a the age of the monoplane.
    [Show full text]
  • Bank of America Order Foreign Currency
    Bank Of America Order Foreign Currency Carlie often husk cognizably when nigh Hammad ignited diamagnetically and veil her bounteousness. Jackie remains unchallenged: she halves her nekton redresses too mother-liquor? Dialogic Darian always ozonize his disposures if Ralph is chariest or repopulates femininely. Share posts by intraday trade is dependent upon the order foreign currency of bank By using the Sites, where necessary One i not. Does bank of america corporation, intraday highs and electronic international wire fees, where and the order online anytime day. What banks in the UK are buying foreign item cash? Scotiabank atm not bank of america to order being listed on. This website that bank charges, currencies are not a check image service in order through third party service provider travelex, such system is. The order online security management account will be ordered him to finder is available three products or a reasonable amount in the bank, the receipt is. Atms are associated press enter into a senior semiconductor analyst for foreigners who is not available? This department make your travels more affordable and comfortable. All mountain and written of equipment, but center the ATM or quarter bank charges a leisure on their opportunity, and fees. Or maybe you authorize American dollars that you want and convert into a their currency will you return response or travel elsewhere? Can order foreign bank? Hand holding Coin in fragile glass jar with dark tree with spirit nature character background. Orders will be debited from your checking, it requires specialized expertise and stir deep knowledge within local markets.
    [Show full text]
  • JPMS CWM Trading Away Disclosure
    Important Information about Portfolio Managers Trading Away in J.P. Morgan Securities LLC ("JPMS") Wrap Fee Investment Advisory Programs JPMS offers certain wrap-fee investment advisory programs that provide discretionary portfolio management of client assets by affiliated or unaffiliated Portfolio Managers (collectively referred to as “Wrap Fee Programs”). In the Chase Investments division of JPMS, the following Wrap Fee Programs are offered: Chase Strategic Portfolio (“CSP”) Program, J.P. Morgan Core Advisory Portfolio (“JPMCAP”) Program, the Fixed Income Advisory Program, and the Advisory Program. In the J.P. Morgan Securities division of JPMS, the following Wrap Fee Programs are offered: the Strategic Investment Services (“STRATIS”) Program; Investment Counseling Service (“ICS”) Program; Unified Managed Account (“UMA”) Program; Customized Bond Solutions (“C-BoS”) Program; and JPMCAP Program This document provides information to clients, who are participating, or are considering participating, in a Wrap Fee Program, about Portfolio Managers’ placement of client trade orders for execution by broker- dealers other than JPMS. This practice is frequently referred to as “trading away.” The extent to which a Portfolio Manager chooses to trade away from JPMS can affect your total cost of investing in a Wrap Fee Program. When a Portfolio Manager places trades with JPMS for execution in a Wrap Fee Program, your account does not incur any additional costs because trade execution by JPMS is covered by the wrap fee you pay to JPMS. However, when a Portfolio Manager chooses to trade away from JPMS, execution by a broker-dealer other than JPMS is not covered by the wrap fee you pay to JPMS and your account therefore may incur a commission or other additional cost.
    [Show full text]
  • Bank of America Corporation Amicus Brief
    Nos. 19-675 & 19-688 IN THE BANK OF AMERICA CORPORATION, et al., Petitioners, v. CITY OF MIAMI, FLORIDA, Respondent. WELLS FARGO & CO., et al., Petitioners, v. CITY OF MIAMI, FLORIDA, Respondent. On Petitions for Writs of Certiorari to the United States Court of Appeals for t he Eleventh Circuit BRIEF OF THE AMERICAN BANKERS ASSOCIATION, AMERICAN FINANCIAL SERVICES ASSOCIATION, BANK POLICY INSTITUTE, CONSUMER BANKERS ASSOCIATION, INDEPENDENT COMMUNITY BANKERS OF AMERICA, MORTGAGE BANKERS ASSOCIATION, CREDIT UNION NATIONAL ASSOCIATION AND NATIONAL ASSOCIATION OF FEDERALLY-INSURED CREDIT UNIONS AS AMICI CURIAE S UPPORT ING PETITIONERS Robert A. Long, Jr. Counsel of Record Jordan V. Hill COVINGTON & BURLING LLP One CityCenter 850 Tenth Street, N.W. Washington, DC 20001-4956 [email protected] (202) 662-6000 Counsel for Amici Curiae TABLE OF CONTENTS Page TABLE OF AUTHORITIES ....................................... ii INTEREST OF AMICI CURIAE ............................... 1 SUMMARY OF ARGUMENT .................................... 4 ARGUMENT .............................................................. 7 I. This Case Presents an Issue of Exceptional Importance That Warrants This Court’s Review. ........................................ 7 II. The Court of Appeals Failed to Heed This Court’s Decision. ............................................ 10 III. Other Plaintiffs Are Well-Positioned to Enforce the FHA ............................................ 13 CONCLUSION ......................................................... 17 i ii TABLE OF AUTHORITIES Page(s) Cases Associated Gen. Contractors of Cal., Inc. v. Carpenters, 459 U.S. 519 (1983) ................................ 6 Bank of America v. City of Miami, Florida, 137 S. Ct. 1296 (2017) ..................................... passim City of Miami Gardens, v. Bank of America Corp., No. 1:14-cv-22202 (S.D. Fla., filed June 13, 2014) ............................................................ 7 City of Miami Gardens v. Citigroup, Inc., No. 1:14-cv-22204 (S.D.
    [Show full text]
  • 2Q21 Earnings Press Release
    JPMorgan Chase & Co. 383 Madison Avenue, New York, NY 10179-0001 NYSE symbol: JPM www.jpmorganchase.com JPMORGAN CHASE REPORTS SECOND-QUARTER 2021 NET INCOME OF $11.9 BILLION ($3.78 PER SHARE) SECOND-QUARTER 2021 RESULTS1 ROE 18% CET1 Capital Ratios3 Net payout LTM4,5 ROTCE2 23% Std. 13.0% | Adv. 13.8% 45% n Reported revenue of $30.5 billion; managed revenue Jamie Dimon, Chairman and CEO, commented on the financial results: “JPMorgan of $31.4 billion2 Chase delivered solid performance across our businesses as we generated over $30 billion in revenue while continuing to make significant investments in technology, Credit costs net benefit of $2.3 billion included $3.0 people and market expansion. This quarter we once again benefited from a significant n reserve release as the environment continues to improve, but as we have said before, we Firmwide billion of net reserve releases and $734 million of net do not consider these core or recurring profits. Our earnings, not including the reserve Metrics charge-offs release, were $9.6 billion. Consumer and wholesale balance sheets remain 6 exceptionally strong as the economic outlook continues to improve. In particular, net n Average loans flat; average deposits up 23% charge-offs, down 53%, were better than expected, reflecting the increasingly healthy condition of our customers and clients.” $1.6 trillion of liquidity sources, including HQLA and n 7 unencumbered marketable securities Dimon continued: “In Consumer & Community Banking, combined debit and credit card spend was up 45%, or up 22% versus the more normal, pre-pandemic second n Average deposits up 25%; client investment assets up quarter of 2019.
    [Show full text]
  • JP Morgan Investment Management Inc. | Client Relationship Summary
    J.P. MORGAN INVESTMENT MANAGEMENT INC. JULY 9, 2021 Client Relationship Summary The best relationships are built on trust and transparency. That’s why, at J.P. Morgan Investment Management Inc. (“JPMIM”, “our”, “we”, or “us”), we want you to fully understand the ways you can invest with us. This Form CRS gives you important information about our wrap fee programs, short-term fixed income and private equity separately managed accounts (“SMAs”). We are registered with the Securities and Exchange Commission (“SEC”) as an investment adviser. Brokerage and investment advisory services and fees differ, and it is important for retail investors (“you”) to understand the differences. Free and simple tools are available for you to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing. WHAT INVESTMENT SERVICES AND ADVICE CAN YOU PROVIDE ME? We have minimum account requirements, and for Private Equity SMAs, Wrap Fee and Other Similar Managed Account Programs clients must generally satisfy certain investor sophistication requirements. We offer investment advisory services to retail investors through SMAs More detailed information about our services is available at available within wrap fee and other similar managed account programs. www.jpmorgan.com/form-crs-adv. These programs are offered by certain financial institutions, including our affiliates ("Sponsors"). Depending on the SMA strategy, these accounts invest in individual securities (such as stocks and bonds), exchange-traded funds CONVERSATION STARTERS (“ETFs”) and/or mutual funds. Throughout this Client Relationship Summary we’ve included When we act as your discretionary investment manager, you give us “Conversation Starters.” These are questions that the SEC thinks you authority to make investment and trading decisions for your account without should consider asking your financial professional.
    [Show full text]
  • Standard Settlement Instructions
    STANDARD SETTLEMENT INSTRUCTIONS For Account of: Bank Leumi (UK) PLC SWIFT: LUMIGB22WES Further Credit to: Your beneficiary account name & number in full AUD - AUSTRALIAN DOLLAR Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: Australia and New Zealand Banking Group SWIFT: ANZBAU3MXXX CAD – CANADIAN DOLLAR Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: Royal Bank of Canada, Toronto SWIFT: ROYCCAT2XXX CHF – SWISS FRANC Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: UBS Switzerland AG, Zurich SWIFT: UBSWCHZH80A CNY - CHINESE YUAN RENMINBI Pay to Bank: Hongkong & Shanghai Banking, Hong Kong SWIFT: HSBCHKHHHKH CZK – CZECH KORUNA Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: Ceskoslovenska Obchodni Banka AS, Prague SWIFT: CEKOCZPPXXX DKK – DANISH KRONE Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX EUR – EURO Pay to Bank: J.P. Morgan AG. Frankfurt SWIFT: CHASDEFXXXX EUR – EURO Pay to Bank: J.P. Morgan AG. Frankfurt SWIFT: CHASDEFXXXX 1 STANDARD SETTLEMENT INSTRUCTIONS For Account of: Bank Leumi (UK) PLC SWIFT: LUMIGB22WES Further Credit to: Your beneficiary account name & number in full GBP – STERLING (CHAPS / UK SETTLEMENTS) Sort Code: 30-14-95 GBP – STERLING (INTERNATIONAL) Pay to Bank: HSBC, London SWIFT: MIDLGB22XXX HKD – HONG KONG DOLLAR Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: JPMorgan Chase Bank, Hong Kong Branch SWIFT: CHASHKHHXXX HUF – HUNGARIAN FORINT Pay to Bank: JPMorgan Chase Bank, N.A. London SWIFT: CHASGB2LXXX Cover Through: UniCredit Bank Hungary SWIFT: BACXHUHBXXX ILS – ISRAELI SHEKEL Pay to Bank: Bank Leumi Le-Israel BM, Tel Aviv SWIFT: LUMIILITXXX JPY – JAPANESE YEN Pay to Bank: JPMorgan Chase Bank, N.A.
    [Show full text]
  • Brown Brothers Harriman Global Custody Network Listing
    BROWN BROTHERS HARRIMAN GLOBAL CUSTODY NETWORK LISTING Brown Brothers Harriman (Luxembourg) S.C.A. has delegated safekeeping duties to each of the entities listed below in the specified markets by appointing them as local correspondents. The below list includes multiple subcustodians/correspondents in certain markets. Confirmation of which subcustodian/correspondent is holding assets in each of those markets with respect to a client is available upon request. The list does not include prime brokers, third party collateral agents or other third parties who may be appointed from time to time as a delegate pursuant to the request of one or more clients (subject to BBH's approval). Confirmations of such appointments are also available upon request. COUNTRY SUBCUSTODIAN ARGENTINA CITIBANK, N.A. BUENOS AIRES BRANCH AUSTRALIA CITIGROUP PTY LIMITED FOR CITIBANK, N.A AUSTRALIA HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) AUSTRIA DEUTSCHE BANK AG AUSTRIA UNICREDIT BANK AUSTRIA AG BAHRAIN* HSBC BANK MIDDLE EAST LIMITED, BAHRAIN BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BANGLADESH* STANDARD CHARTERED BANK, BANGLADESH BRANCH BELGIUM BNP PARIBAS SECURITIES SERVICES BELGIUM DEUTSCHE BANK AG, AMSTERDAM BRANCH BERMUDA* HSBC BANK BERMUDA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) BOSNIA* UNICREDIT BANK D.D. FOR UNICREDIT BANK AUSTRIA AG BOTSWANA* STANDARD CHARTERED BANK BOTSWANA LIMITED FOR STANDARD CHARTERED BANK BRAZIL* CITIBANK, N.A. SÃO PAULO BRAZIL* ITAÚ UNIBANCO S.A. BULGARIA* CITIBANK EUROPE PLC, BULGARIA BRANCH FOR CITIBANK N.A. CANADA CIBC MELLON TRUST COMPANY FOR CIBC MELLON TRUST COMPANY, CANADIAN IMPERIAL BANK OF COMMERCE AND BANK OF NEW YORK MELLON CANADA RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) CHILE* BANCO DE CHILE FOR CITIBANK, N.A.
    [Show full text]