A fair playing field for the benefit of NHS patients
March 2013
Bibliography
Bibliography
Format:
The bibliography is broken down into each area of the report. References are provided in the following sections:
Participation Cost Flexibility Other – covering the methodology and modelling annexes
Where references appear in more than one section they are repeated in the each relevant area of the bibliography.
Within each section the references are broken down into four areas:
Legislation Reports and guidance from Government Academic and grey literature News and commentary
BIBLIOGRAPHY
PARTICIPATION CATEGORY
1 Legislation
Health and Social Care Act 2012, http://www.legislation.gov.uk/ukpga/2012/7/contents
The National Health Service (Procurement, Patient Choice and Competition) Regulations 2013, http://www.legislation.gov.uk/uksi/2013/257/contents/made
2 Reports and guidance from Government
Audit Commission (1996), “What the Doctor Ordered. A Study of GP Fundholders in England and Wales”, http://archive.audit- commission.gov.uk/auditcommission/nationalstudies/health/primarycare/pages/whatthedoct orordered.aspx.html
Audit Commission and Healthcare Commission (2008), “Is the Treatment Working?”, http://archive.audit- commission.gov.uk/auditcommission/sitecollectiondocuments/AuditCommissionReports/Nat ionalStudies/IstheTreatmentWorking.pdf
Cooperation and Competition Panel (2011), “Operation of 'any willing provider' for the provision of routine elective care under 'free choice'”, http://www.ccpanel.org.uk/cases/Operation_of_any_willing_provider_for_the_provision_of_r outine_elective_care_under_free_choice.html
DH (2009), “Fair Playing Field Project”
DH (2010), National Patient Choice Survey, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsStatistics/DH_11 6958
DH (2010), Programme Budgeting, http://www.dh.gov.uk/health/2012/09/programme- budgeting-guidance/
DH (2012), The Operating Framework for the NHS in England 2012-13, Gateway Ref 16890, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_131360
East of England Special Projects' Team website, http://www.strategicprojectseoe.co.uk
Health Select Committee (2010), “Fourth Report of 2009-10 Session – Commissioning”, http://www.publications.parliament.uk/pa/cm200910/cmselect/cmhealth/268/26802.htm
2 BIBLIOGRAPHY
Health Select Committee (2011), “Fifth Report of 2010-12 Session – Commissioning: Further Issues”, http://www.publications.parliament.uk/pa/cm201011/cmselect/cmhealth/796/79602.htm
Monitor (2012), “Enablers and barriers to integrated care and implications for Monitor”, http://www.monitor-nhsft.gov.uk/home/news-events-and-publications/our- publications/about-monitor/monitors-new-role/enablers-and-barr
NHS Atlas of Variation, http://www.rightcare.nhs.uk/index.php/nhs-atlas
NHS (Procurement, Patient Choice and Competition) Regulations 2013
PwC (2012), “An evaluation of the reimbursement system for NHS-funded care”, http://www.monitor-nhsft.gov.uk/home/news-events-and-publications/our- publications/about-monitor/monitors-new-role/evaluation-the-re
NHS Supply2Health, https://www.supply2health.nhs.uk/AQPResourceCentre/AQPMap/Pages/servicesmapdataal l.aspx?Status=s –
Tenders Direct website, http://www.tendersdirect.co.uk/
3 Academic and grey literature
Aldridge (2005), “Communities in Control: The new third sector agenda for public service reform”, http://www.smf.co.uk/assets/files/publications/Communities_in_Control_Final_pdf.pdf
Bevan and Robinson (2005), “The interplay between economic and political logics: path dependency in health care in England”, Journal of Health Politics, Policy and Law, 30(1): 53–78
Bevan and van de Ven (2010), “Choice of providers and mutual healthcare purchasers: can the English National Health Service learn from the Dutch reforms?”, Health Economics, Policy and Law, 5: 343-363
Brereton and Gubb (2010), “Refusing Treatment”, http://www.civitas.org.uk/pdf/RefusingTreatment.pdf
Brereton and Vasoodaven (2010), “The Impact of the NHS Market: An overview of the literature”, http://www.civitas.org.uk/nhs/download/Civitas_LiteratureReview_NHS_market_Feb10.pdf
Carley (2012), “Strategic Outsourcing in the NHS: Beyond ideology and money?”
Checkland et al (2012), “Commissioning in the English National Health Service: What's the problem?”, Journal of Social Policy, 41(3): 533–550
3 BIBLIOGRAPHY
Enthoven (2000), “In pursuit of an improving National Health Service”, Health Affairs, 19(3): 102–119
Figueras et al (eds) (2005), “Purchasing to Improve Health Systems Performance”, http://www.euro.who.int/en/what-we-publish/abstracts/purchasing-to-improve-health- systems-performance
Fung et al (2008), “Systematic review: the evidence that publishing patient care performance data improves quality of care”, Annals of Internal Medicine, 148: 111–123.
Ham (2008), “World class commissioning: a health policy chimera?”, Journal of Health Services Research Policy, 13(2): 116–121
Ham et al (2011), “Commissioning Integrated Care in a Liberated NHS”, http://www.nuffieldtrust.org.uk/publications/commissioning-integrated-care-liberated-nhs
Health Foundation (2010): Commissioning with the Community
Kendall and NHS Partners Network (2007), “Quantified cost differentials”, cited in Mason et al (2009), “Should prospective payments be differentiated for public and private healthcare providers?”, Health Economics, Policy and Law, Cambridge University Press
King’s Fund (2011), “Improving the Quality of Care in General Practice”, http://www.kingsfund.org.uk/publications/improving-quality-care-general-practice
King’s Fund (2010), “Building High-Quality Commissioning”, http://www.kingsfund.org.uk/sites/files/kf/Building-high-quality-commissioning-external- organisations-Chris-Naylor-Nick-Goodwin-Kings-Fund-June2010.pdf
King’s Fund (2010),”Patient Choice: How patients choose and how providers respond”, http://www.kingsfund.org.uk/sites/files/kf/Patient-choice-final-report-Kings-Fund- Anna%20Dixon-Ruth-Robertson-John-Appleby-Peter-Purge-Nancy-Devlin-Helen-Magee- June-2010.pdf
Kurt Salmon and DMH Stallard (2011), “GP Views on the Practical Implementation of the NHS Reforms”, http://www.kurtsalmon.com/uploads/GP-views-report_singles.pdf
Le Grand (1999), “Competition, cooperation, or control? Tales from the British National Health Service”, Health Affairs, 18(3): 27–39.
Marshall et al (2000), “The public release of performance data: what do we expect to gain? A review of the evidence”, Journal of the American Medical Association, 283(14): 1866– 1874
Nuffield Trust (2013): Commissioning high-quality care for people with long term conditions
Nuffield Trust (2013): Rating providers for quality: a policy worth pursuing?
4 BIBLIOGRAPHY
Nuffield Trust and King's Fund (2010), “Where next for commissioning in the English NHS?”, http://www.nuffieldtrust.org.uk/publications/where-next-commissioning-english-nhs
Nuffield Trust and IFS (2012), “Choosing the place of care: the effect of patient choice on treatment location in England, 2003-2011”, http://www.nuffieldtrust.org.uk/publications/choosing-place-of-care
NHS Confederation (2012): Review of the Provider Market for Mental Health Services: Report commissioned by the Department of Health
NHS Confederation (2004), “Variation in healthcare – does it matter and can anything be done?”, http://www.nhsconfed.org/Publications/Documents/Variation%20in%20healthcare.pdf
Wyke et al (2003), “Should general practitioners purchase health care? The total purchasing experiment in Britain”, Health Policy, 65: 243–259.
4 News and commentary
Health Services Journal (26 Feb 2013) ‘The NHS needs to think long term about contracts’, HSJ, Nigel Edwards and Robert Breedon
Health Services Journal, World Class Commissioning Scores, http://www.hsj.co.uk/maps/world-class-commissioning-scores
Health Services Journal (8 November 2012), “CCG Barometer: 'Weak support' a major concern for clinical commissioners”, http://www.hsj.co.uk/home/commissioning/ccg- barometer-weak-support-a-major-concern-for-clinical-commissioners/5051514.article
Shapiro (November 2012), "Level playing field?", HealthInvestor, http://candesic.com/wp- content/uploads/2013/01/Candesic_Nov2.pdf
5 BIBLIOGRAPHY
COST CATEGORY
1 Legislation
Council Directive 2006/112/EC on the common system of value added tax (2006), http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2006:347:0001:01:EN:HTML
Health and Social Care Act 2012, http://www.legislation.gov.uk/ukpga/2012/7/contents
HM Revenues and Customs, VAT Notice 701/6 (2003), http://customs.hmrc.gov.uk/channelsPortalWebApp/channelsPortalWebApp.portal?_nfpb=tr ue&_pageLabel=pageLibrary_ShowContent&id=HMCE_CL_000131&propertyType=docum ent
Late Payment of Commercial Debts (Interest) Act 1998, http://www.legislation.gov.uk/ukpga/1998/20/contents
Public Service Pensions Bill (2012-13), http://services.parliament.uk/bills/2012- 13/publicservicepensions.html
The Transfer of Undertakings (Protection of Employment) Regulations 2006, http://www.legislation.gov.uk/uksi/2006/246/contents/made
Value Added Tax Act 1994, http://www.legislation.gov.uk/ukpga/1994/23/contents
2 Reports and guidance from Government
Department for Business Innovation & Skills (2012), "Consultation on implementing Directive 2011/7/EU on Combating Late Payment in Commercial Transactions", https://www.gov.uk/government/consultations/consultation-on-implementing-directive-2011- 7-eu-on-combating-late-payment-in-commercial-transactions
Chancellor of the Exchequer (2011), Autumn Statement 2011, http://www.hm- treasury.gov.uk/as2011_index.htm
Charity Commission (2012), "CC37 –Charities and Public Service Delivery – An Introduction and Overview”, http://www.charity-commission.gov.uk/Publications/cc37.aspx
Connecting for Health (2013), Background to N3 - The NHS National Network, http://www.connectingforhealth.nhs.uk/systemsandservices/n3/background
Department of Health (2008), "Prompt payment letter", Gateway Reference 10753, http://www.dh.gov.uk/en/Publicationsandstatistics/Lettersandcirculars/Dearcolleagueletters/ DH_089650
6 BIBLIOGRAPHY
Department of Health (2009), "Prompt payment code", Gateway Reference 11877, http://www.dh.gov.uk/en/Publicationsandstatistics/Lettersandcirculars/Dearcolleagueletters/ DH_099287
Department of Health (2010), "Liberating the NHS: Developing the Healthcare Workforce. Consultation", http://www.dh.gov.uk/health/2011/08/workforce-responses/
Department of Health (2012), "Liberating the NHS: Developing the Healthcare Workforce - From Design to Delivery", Gateway Reference 16977, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_132076
Department of Health (2010), "Public Dividend Capital 2010-11", Gateway Reference 14934, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/@ps/documents /digitalasset/dh_120389.pdf
Department of Health (2011), "Annual Report and Accounts 2010-11", Gateway Reference 16597, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_129873
Department of Health (2012), "NHS Manual for Accounts 2011/12", http://www.info.doh.gov.uk/doh/finman.nsf/ManualDownload?OpenView
Department of Health (2013), "Introduction of tariffs for education & training: Impact assessment", https://www.wp.dh.gov.uk/publications/files/2013/02/Impact-Assessment- FINAL-FINAL.pdf
Department of Health (undated), "NHS Trust Financing Guidance", www.info.doh.gov.uk
Health Education England (2012), 8 November Board Meeting - Paper 8: "Future MPET allocations policy proposals", http://hee.nhs.uk/2012/10/31/hee-board-meeting-8-november/
HM Treasury (2011), "Consultation on the Fair Deal Policy: treatment of pensions on compulsory transfer of staff from the public sector", http://www.hm- treasury.gov.uk/consult_fair_deal_policy_pensions_publicsector.htm
House of Commons Health Committee (2012), "Education and Training and Workforce Planning", http://www.parliament.uk/business/committees/committees-a-z/commons- select/health-committee/inquiries/parliament-2010/education-training-and-workforce- planning/
House of Commons Library (2012), "NHS Pension Scheme", Reference SN 03281, www.parliament.uk/briefing-papers/sn03281.pdf
House of Commons Library (2012), "Public Service Pensions Bill. Bill No 70 of 2012-13. Research Paper 12/57", http://www.parliament.uk/briefing-papers/LLN-2012-045
7 BIBLIOGRAPHY
House of Commons Treasury Committee (2011), "Seventeenth Report – Private Finance Initiative", http://www.parliament.uk/business/committees/committees-a-z/commons- select/treasury-committee/inquiries1/private-finance-initiative-/
Monitor (2012), "Compliance Framework 2012/2013", http://www.monitor- nhsft.gov.uk/home/browse-category/guidance-foundation-trusts/mandatory- guidance/compliance-framework-2012/13
Monitor (2012) “Costing Patient Care”, http://www.monitor-nhsft.gov.uk/costingpatientcare
National Audit Office (2011), "NHS (England) Summarised Accounts 2010-2011", http://www.official-documents.gov.uk/document/hc1012/hc12/1297/1297.pdf
NHS Business Services Authority (2006), "NHS Staff Compulsorily Transferred out of the NHS under PPP, PFI or other programmes: Bulk Transfer of Pension Rights", Reference TN 10/2006, www.nhsbsa.nhs.uk/Pensions/Documents/Pensions/TN10_2006.pdf
NHS Business Services Authority (2011), "Scheme Guide: NHS Pension Scheme", http://www.nhsbsa.nhs.uk/Documents/Pensions/SD_Guide_-_(V5)_01.2011.pdf
NHS Business Services Authority (2012), "NHS Pension Scheme: 2011/12 Tiered Employee Contributions", http://www.nhsbsa.nhs.uk/Documents/Pensions/Tiered_contributions_2011-12.pdf
NHS Business Services Authority (2012), "NHS Pensions: Direction Employers Guide", http://www.nhsbsa.nhs.uk/2806.aspx
NHS Commissioning Board (2013), "NHS Standard Contract 2013/14. Service Conditions", http://www.commissioningboard.nhs.uk/nhs-standard-contract/
NHS Employers (2013), “Automatic and contractual enrolment, re-enrolment, opting in and opting out”, http://www.nhsemployers.org/PayAndContracts/NHSPensionSchemeReview/Automatic%2 0enrolment%20in%20the%20NHS/Pages/Automaticandcontractualenrolment,re- enrolment,optinginandoptingout.aspx
NHS Pay Review Body (2012), "Twenty-sixth report 2012", http://www.official- documents.gov.uk/document/cm82/8298/8298.pdf
NHS Pay Review Body (2012), “Market-Facing Pay. How Agenda for Change pay can be made more appropriate to local labour markets”, http://www.official- documents.gov.uk/document/cm85/8501/8501.pdf
NHS Staff Council (2012), "NHS terms and conditions of service handbook. Amendment number 2007", Pay Circular (AforC) 2/2012, http://www.nhsemployers.org/Aboutus/Publications/PayCirculars/Pages/PayCirculars.aspx
8 BIBLIOGRAPHY
Office of Health Economics (2009), "How Fair? Competition between Independent and NHS Providers to Supply Non-Emergency Hospital Care to NHS Patients in England", http://www.ohe.org/publications/article/how-fair-competition-between-independent-and-nhs- providers-29.cfm
The Pension Regulator (2011), "An introduction to work-based pension changes", http://www.thepensionsregulator.gov.uk/docs/intro-to-work-based-pension-changes- 2011.pdf
3 Academic and grey literature
British Medical Association (2007), "Medical Service increment for Teaching Funding Report", http://image.guardian.co.uk/sys-files/Education/documents/2007/05/11/BMA.pdf
Centre for Health Economics (2008), "Establishing a Fair Playing Field for Payment by Results", https://pure.york.ac.uk/portal/en/publications/establishing-a-fair-playing-field-for- payment-by-results(bc10c567-339c-41cd-bd7d-64a70295c6af).html
Future Foundation and Friends Life (2011), "Visions of Britain 2020. Pensions: The root problem", http://www.dodsmonitoring.com/downloads%5C2011%5CFriendsLife_pensions_report.pdf
Grant Thornton (2012), “NHS Governance Review 2012”, http://www.grant- thornton.co.uk/Documents/NHS_Governance_review.pdf
Hall, Propper and Van Reenen (2010), “Can Pay Regulation Kill? Panel Data Evidence on the Effect of Labor Markets on Hospital Performance”, Journal of Political Economy, 18(2)
Healthcare Financial Management Association (2013), “Finance explained”, www.hfma.org.uk/download.ashx?type=infoservice&id=356
Ikenwilo and Scott (2007), "The effects of pay and job satisfaction on the labour supply of hospital consultants" Health Economics, 16(12): 1303-1318
Independent Public Service Pensions Commission (2011), "Independent Public Service Pensions Commission: Final Report", http://cdn.hm- treasury.gov.uk/hutton_final_100311.pdf
Institue for Fiscal Studies (2012), "The IFS Green Budget. Chapter 5 – Public Sector Pensions and Pay", http://www.ifs.org.uk/budgets/gb2012/gb2012.pdf
Marsh Risk Consulting (2012), "Comparison of the NHS Litigation Authority and the commercial insurance market: Briefing Paper", http://www.nhsla.com/CurrentActivity/Documents/NHS%20LA%20Report%20- %20Marsh%20Report.pdf
9 BIBLIOGRAPHY
Medical Research Council (2013), “Grants, fellowships and studentships in the 2010/2011 financial year (£100 thousand and above)”, www.mrc.ac.uk
National Institute for Health Research (2008), "Best Research for Best Health. Implementation Plan 2.1", http://www.nihr.ac.uk/about/Pages/about_implementation_plans.aspx
National Institute for Health Research (2012), "Funding Opportunities for Research and Career Development", http://www.nihr.ac.uk/files/Publications/NIHR%20Funding%20opportunities%20Leaflet_Sep t%202012.pdf
Office for National Statistics (2012), "Estimating Differences in Public and Private Sector Pay 2012", www.ons.gov.uk/ons/dcp171776_261716.pdf
Rice (2005), "The labour supply of nurses in the UK: evidence from the British Household Panel Survey", http://www.york.ac.uk/media/economics/documents/herc/wp/05_10.pdf
South West pay, terms and conditions consortium (2013) website, http://meetingthechallenge.info/
UK Clinical Research Collaboration (2012), "UK Health Research Analysis 2009/2010", www.ukcrc.org/index.aspx?o=3643
4 News and commentary
Health Services Journal (29 March 2012), “Quarter of trusts consider negligence scheme exit”, http://www.hsj.co.uk/news/legal/quarter-of-trusts-consider-negligence-scheme- exit/5043228.article
Health Services Journal (2 April 2012), “Exclusive: mental health FT is first to quit clinical negligence scheme”, http://www.hsj.co.uk/news/legal/exclusive-mental-health-ft-is-first-to- quit-clinical-negligence-scheme/5043471.article
Health Services Journal (23 October 2012), “Major reconfiguration delayed by neighbouring PCT”, http://www.hsj.co.uk/acute-care/major-reconfiguration-delayed-by-neighbouring- pct/5050893.article
10 BIBLIOGRAPHY
FLEXIBILITY CATEGORY
1 Legislation
Civil Contingencies Act 2004, http://www.legislation.gov.uk/ukpga/2004/36/section/1
Equality Act 2010, http://www.legislation.gov.uk/ukpga/2010/15/contents
Health and Social Care Act 2008, http://www.legislation.gov.uk/ukpga/2008/14/contents
Health and Social Care Act 2012, http://www.legislation.gov.uk/ukpga/2012/7/contents
National Health Service Act 2006, http://www.legislation.gov.uk/ukpga/2006/41/contents
2 Reports and guidance from Government
Cabinet Office (2012), “Consultation principles: guidance”, https://www.gov.uk/government/publications/consultation-principles-guidance
Charities Commission (2004), “RS7 - Membership Charities”, http://www.charity- commission.gov.uk/Publications/rs7.aspx
Charities Commission (2010), Code for the Voluntary and Community Sector, http://www.charitycommission.gov.uk/Charity_requirements_guidance/Charity_governance/ Good_governance/governancecode.aspx
Care Quality Commission (2010), “Essential standards of quality and safety”, http://www.cqc.org.uk/content/essential-standards-quality-and-safety
Care Quality Commission (2012), “The scope of registration”, http://www.cqc.org.uk/organisations-we-regulate/registering-first-time/regulated-activities
Department of Health (2005), “NHS emergency planning guidance 2005”, Gateway Reference 5638, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_4121072
Department of Health (2007), Letter to NHS Chief Executives regarding “Improving cleanliness and infection control”, Gateway Reference 8977, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_ 080051.pdf
Department of Health (2008), “From Deep Clean to Keep Clean: Learning from the Deep Clean Programme”, Gateway Reference 10285, 11 BIBLIOGRAPHY http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/documents/digit alasset/dh_089714.pdf
Department of Health (2009), “The NHS as preferred provider”, Gateway Reference 12774, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_ 107127.pdf
Department of Health (2010), Letter to NHS Chief Executives regarding “Service Reconfiguration”, Gateway Reference 14543, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_ 118085.pdf
Department of Health (2010), “Review of reference costs”, Gateway Reference 14618, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_ 118080.pdf
Department of Health (2011), “The Operating Framework for the NHS in England 2012-13”, Gateway Reference 16890, http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_131360
Department of Health (2012), “Reference costs guidance for 2011-12”, Gateway Reference 17532, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/documents/digit alasset/dh_133719.pdf
Department of Health (2012), “Protecting and promoting patients’ interests – licensing providers of NHS services: A consultation on proposals”, http://www.dh.gov.uk/health/2012/08/consultation-licensing/
Department of Health (2012), “Consultation on local authority health scrutiny”, http://www.dh.gov.uk/health/2012/07/health-scrutiny/
Department of Health (2012), Letter to NHS Chief Executives regarding “Local Health Resilience Partnerships: implementation information and joint resource pack”, Gateway Reference 17820, https://www.wp.dh.gov.uk/health/files/2012/07/EPRR-Letter-to-Chief- Executives-updated-version.pdf
Department of Health (2012), Letter to Emergency Planning Officers and Emergency Planning Liaison Officers regarding “ROCR Approval Applied for National Capabilities Survey”, Gateway Reference 18186, https://www.wp.dh.gov.uk/publications/files/2012/10/121003-NCS-Announcement-letter.pdf
Department of Health (2012), Letter to NHS Chief Executives regarding “Review of NHS critical infrastructure risk”, Gateway Reference 18469, https://www.wp.dh.gov.uk/publications/files/2012/12/CIR-Review-Dear-Colleague-letter.pdf
12 BIBLIOGRAPHY
Department of Health (2012), Letter to NHS Chief Executives regarding “Collection of data on recurrent and metastatic breast cancer – next steps”, Gateway Ref 18327, https://www.wp.dh.gov.uk/publications/files/2012/11/Letter-to-GPs-on-Recurrent-and- Metastatic-Breast-Cancer.pdf
Department of Health (2012), “Treasury Review of Tax Arrangements of Public Sector Appointees: NHS Results”, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/documents/digit alasset/dh_134211.pdf
Department of Health (2012), Letter to NHS Chief Executives regarding “Implementing the recommendations of the HMT review of tax arrangements”, Gateway Reference 17993
Department of Health (2012), “NHS Mandate published”, http://mandate.dh.gov.uk/2012/11/13/nhs-mandate-published/
Department of Health (2012), “The Mandate: A mandate from the Government to the NHS Commissioning Board: April 2013 to March 2015”, https://www.wp.dh.gov.uk/publications/files/2012/11/mandate.pdf
Department of Health (2012), “Reference costs guidance for 2012-13”, Gateway Reference 18491, https://www.wp.dh.gov.uk/publications/files/2012/12/Draft-reference-costs-guidance- for-2012-13-not-accessible.pdf
Financial Reporting Council (2012), “UK Corporate Governance Code”, http://www.frc.org.uk/Our-Work/Codes-Standards/Corporate-governance/UK-Corporate- Governance-Code.aspx
House of Commons Public Accounts Committee (2012), “12th Report of Session 2012-13, Off-payroll arrangements in the public”, http://www.parliament.uk/business/committees/committees-a-z/commons-select/public- accounts-committee/news/off-payroll-arrangements-in-the-public-sector/
HM Treasury (2013), “Accounting Officers”, http://www.hm- treasury.gov.uk/psr_governance_accountingofficers.htm
HM Treasury (2012), “Managing Public Money”, http://www.hm- treasury.gov.uk/psr_mpm_index.htm
HM Treasury (2012), “Statement by the Chief Secretary to the Treasury, Rt Hon Danny Alexander MP on the tax arrangements of public sector appointees”, http://www.hm- treasury.gov.uk/statement_cst_230512.htm
Independent Reconfiguration Panel (2010), “Terms of Reference”, http://www.irpanel.org.uk/view.asp?id=58
13 BIBLIOGRAPHY
Independent Reconfiguration Panel, (2012), “Initial assessment advice on endoscopy and dermatology services - Dorset, Bournemouth and Poole PCT Cluster Any Qualified Provider proposals”, http://www.irpanel.org.uk/view.asp?id=56
Monitor (2007), “Variation of the Terms of Authorisation: Guidance for NHS Foundation Trusts”, http://www.monitor-nhsft.gov.uk/home/our-publications/browse-category/guidance- foundation-trusts/mandatory-guidance/variation-the-te
Monitor (2008), “NHS Foundation Trust Accounting Officer Memorandum”, http://www.monitor- nhsft.gov.uk/sites/default/files/publications/Accounting_Officer_Memorandum_April_2008.p df
Monitor (2008), “Model Core Constitution”, http://www.monitor-nhsft.gov.uk/home/browse- category/guidance-applicants/model-core-constitution
Monitor (2012), “Consultation on guidance for commissioners”, http://www.monitor- nhsft.gov.uk/home/news-events-and-publications/our- publications/consultations/consultations-and-engagement-monito-1
Monitor (2012), “The new NHS provider licence: consultation document”, http://www.monitor-nhsft.gov.uk/home/news-events-and-publications/our- publications/consultations/consultations-and-engagement-monito-0
Monitor (2012), “Impact Assessment – the new NHS provider licence”, http://www.monitor- nhsft.gov.uk/home/news-events-and-publications/our-publications/about-monitor/monitors- new-role/impact-assessment
Monitor (2012), “Your statutory duties: A draft version of the reference guide for NHS foundation trust governors”, http://www.monitor-nhsft.gov.uk/home/browse- category/guidance-foundation-trusts/reports/guidance-governors/update-your-statutory-dut
Monitor (2013), “The new NHS provider licence: Monitor’s response to the consultation”, http://www.monitor- nhsft.gov.uk/sites/default/files/publications/ToPublishLicenceDoc14February.pdf
Monitor (2013), “Schedule 6 of the terms of authorisation”, http://www.monitor- nhsft.gov.uk/home/news-events-and-publications/our-publications/browse- category/guidance-foundation-trusts/mandat-0
NHS Commissioning Board (2012), “NHS Standard Contract 2013/14: Service Conditions”, http://www.commissioningboard.nhs.uk/nhs-standard-contract/
NHS Trust Development Authority (2012), “Toward High Quality, Sustainable Services: Planning guidance for NHS Trust Boards for 2013/14”, http://www.ntda.nhs.uk/2012/12/21/nhs-tda-publishes-planning-technical-guidance-for- 201314/
14 BIBLIOGRAPHY
Office of Government Commerce (2008), “EU procurement guidance: Introduction to the EU procurement rules”, http://www.essex.gov.uk/Business-Partners/Supplying- Council/Documents/110117_Introduction_to_the_EU_rulesa.pdf
3 Academic and grey literature
Audit Commission (2003) “Corporate governance: Improvement and trust in local public services”, http://archive.audit- commission.gov.uk/auditcommission/sitecollectiondocuments/AuditCommissionReports/Nat ionalStudies/CorporateGovernance.pdf
Audit Commission (2010), “Reference Costs - Review of Uses by NHS Bodies”, Gateway Reference 14618, http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_ 118593.pdf
Audit Commission (2012), “NHS financial year 2011/12”, http://archive.audit- commission.gov.uk/auditcommission/sitecollectiondocuments/Downloads/NHS-financial- year-11-12.pdf
Commission for Health Improvement (2003), “Getting better?”
Centre for Health Economics (2008), “Establishing a fair playing field for payment by results”, http://www.york.ac.uk/che/pdf/rp39.pdf
Civitas (2010), “Refusing Treatment”, http://www.civitas.org.uk/pdf/RefusingTreatment.pdf
Foundation Trust Network (2012), “Submission to Justice Select Committee: Freedom of Information post-legislative scrutiny”, http://www.foundationtrustnetwork.org/influencing- and-policy/westminster-watch/ftn-parliamentary-responses-and-briefings/
Foundation Trust Network (9 November 2012), “FTN calls for a more flexible NHS pay framework”, http://www.foundationtrustnetwork.org/news/
Grant Thornton (2012), “NHS Governance Review 2012”, http://www.grant- thornton.co.uk/Documents/NHS_Governance_review.pdf
IPA (2009) for the Foundation Trust Network, “Foundation Trust Staff Governor Study”, http://www.ipa-involve.com/resources/publications/foundation-trust-staff-governor-study/
Julius (2008), “Public Services Industry Review”, http://www.bis.gov.uk/files/file46965.pdf
King’s Fund (2007), “The reconfiguration of hospital services in England”, http://www.kingsfund.org.uk/publications/reconfiguration-hospital-services-england
King’s Fund (2011), “Reconfiguring hospital services”, http://www.kingsfund.org.uk/publications/articles/briefing-reconfiguring-hospital-services
15 BIBLIOGRAPHY
King’s Fund (2011), “The future of leadership and management in the NHS”, http://www.kingsfund.org.uk/publications/future-leadership-and-management-nhs
NHS Confederation (2009), “What’s it all for? Removing unnecessary bureaucracy in regulation”, www.nhsconfed.org/Publications/Documents/Whats_it_all_for.pdf
NHS Confederation (2009), “Briefing 180: Freedom of Information in the NHS”, http://www.nhsconfed.org/Publications/Documents/Briefing_180_final_4.pdf
NHS Confederation (2011), “Briefing 232: Operating Framework for the NHS in England 2012/13”, http://www.nhsconfed.org/Publications/Documents/Operating_framework_211211.pdf
NHS Confederation (13 November 2012), “We need more stability from the top and more freedom for the frontline ”, http://www.nhsconfed.org/PressReleases/Archive/2012/Pages/nhs-confed-comment- commissioning-board-mandate.aspx
NHS Employers (2013), Pay and Contracts, http://www.nhsemployers.org/PayAndContracts/Pages/Pay-and-contracts.aspx
Nuffield Trust (2011), “Setting Priorities in Health”, http://www.nuffieldtrust.org.uk/publications/setting-priorities
Office of Health Economics (2009), “How Fair? Competition between Private Sector and NHS providers to supply non-emergency hospital care to NHS patients in England”, http://www.ohe.org/publications/article/how-fair-competition-between-independent-and-nhs- providers-29.cfm
Palmer (2011), “Reconfiguring hospital services: Lessons from South East London”, http://www.kingsfund.org.uk/sites/files/kf/Reconfiguring-hospital-services-lessons-South- East-London-Kings-Fund-March-2011.pdf
Panel on the Independence of the Voluntary Sector (2013), “Independence under threat: the voluntary sector in 2013”, http://www.independencepanel.org.uk/wp- content/uploads/2013/01/Independence-Under-Threat_The-Voluntary-Sector-in- 2013_WebVersion12.pdf
PricewaterhouseCoopers (2006), “Mapping the Local Government Performance Reporting Landscape”
Rechel et at (2009), “Capital investment for health: Case studies from Europe”, http://www.euro.who.int/__data/assets/pdf_file/0014/43322/E92798.pdf
Royal College of Nursing (2013), “Agenda for Change”, http://www.rcn.org.uk/support/pay_and_conditions/agendaforchange
16 BIBLIOGRAPHY
University College London Hospitals NHSFT (2009), “Patient Access Procedure Manual”, http://www.uclh.nhs.uk/hp/howtorefer/documents/uclh%20patient%20access%20procedure %20manual.pdf
4 News and commentary
BBC News Website (26 January 2013), “Lewisham Hospital: 15,000 march against closure plan”, http://www.bbc.co.uk/news/uk-england-london-21196758
BBC News Website (10 December 2012), “Winterbourne View scandal: Government rethinks use of hospitals”, http://www.bbc.co.uk/news/uk-20669741
The Telegraph (13 February 2012), “NHS managers want to limit Freedom of Information requests”, http://www.telegraph.co.uk/health/healthnews/9075181/NHS-managers-want-to- limit-Freedom-of-Information-requests.html
Health Services Journal (23 October 2012), “Major reconfiguration delayed by neighbouring PCT”, http://www.hsj.co.uk/acute-care/major-reconfiguration-delayed-by-neighbouring- pct/5050893.article
Health Services Journal (24 January 2013), “The NHS cannot ignore DH underspends”, http://www.hsj.co.uk/opinion/the-nhs-cannot-ignore-dh-underspends/5053866.article
Health Services Journal (2 October 2012), “Trust bosses call for pay deal changes”, http://www.hsj.co.uk/news/trust-bosses-call-for-pay-deal-changes/5050141.article
Hopson (2012), “NHS Trust Chief Executives have one of the toughest jobs”, Foundation Trust Network blog, http://www.foundationtrustnetwork.org/blogs/chris-hopsons-blog/nhs- trust-chief-executives-have-one-of-the-toughest-jobs/
Charlesworth (5 November 2012), “NHS surpluses: the mystery unravelled”, Public Finance, http://opinion.publicfinance.co.uk/2012/11/nhs-surpluses-the-mystery-unravelled/
Financial Times (12 January 2010), “Fear over quality of care if NHS centralises”, http://www.ft.com/cms/s/0/74d368c8-ff1a-11de-a677-00144feab49a.html#axzz2MJUizvap
Thorlby (16 November 2012), Nuffield Trust blog, “The NHS mandate: liberation or ligature?”, http://www.nuffieldtrust.org.uk/blog/nhs-mandate-liberation-or-ligature
17 BIBLIOGRAPHY
Other (Methodology and Modelling)
1 Legislation
2 Reports and guidance from Government
Department of Health (January 2013), Monthly Activity Return, Monthly hospital activity, June 2012 to November 2012
Department of Health (February 2012), Confirmation of Payment by Results arrangements for 2012-13
Department of Health (November 2011), unify2 data collection QMAE, Total time spent in A&E Q2 2011-12,
Frontier Economics (for Monitor) (2012), “A study investigating the extent of economies of scale and scope in healthcare markets and how these can be measured by Monitor”
Health and Social Care Information Centre (July 2011), QMAS database, 2010/11
HMRC website: http://www.hmrc.gov.uk/rates/corp.htm.,
HM Treasury (2012), “A new approach to public private partnerships”
KPMG (for Department of Health) (2009), “Fair Playing Field Review”
NHS Pay Review Body, Office of Manpower Economics (2012), “Market Facing Pay”
3 Academic and grey literature
Association of Consulting Actuaries (2011), “Pension trends report”
Campbell et al (2007), “Professionalism in medicine: results of a national survey of physicians Annals of Internal Medicine” 147(11)
Capps, Carlton and David (2010), “Antitrust treatment of nonprofits should hospitals receive special care?” Bates White LLC, University of Chicago, University of Pennsylvannia
Chandra et al (2012), “Who ordered that? The Economics of Treatment Choices in Medical Care” in Pauly et al eds (2012), “Health Economics”, volume 2
18 BIBLIOGRAPHY
Dafny (2005), “Games hospitals Play”, Journal of Economics and Management Strategy 14(5)
Duggan (2002), “Hospital market structure and behaviour of not-for-profit hospitals”, RAND Journal of Economics, 33(3)
Duggan (2000), “Hospital ownership and public medical spending”, Quarterly Journal of Economics, 115(4)
Fisher et al (2010), “Trends and regional variation in hip, knee and shoulder replacement” The Dartmouth Institute for Health Policy and Clinical Practice, April 6
Goudie and Goddard (2011), “Review of evidence on what drives economies of scope and scale in the provision of NHS services, focusing on A&E and associated hospital services. Report for the OHE Commission on Competition in the NHS. London: Office of Health Economics”.
Marini and Miraldo (2009), “The cost of new organisational and financial freedom: The case of English NHS trusts”
Pauly et al eds (2012) “Health Economics”, volume 2
4 News and commentary
Abelson (18 August 2006), “Heart procedure is off the charts in an Ohio City” New York Times
19