The Most Controversial Crime of International Concern? an Analysis of Gender-Based Persecution Under International Criminal Law
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Juridicum The most controversial crime of international concern? An analysis of gender-based persecution under international criminal law Hanna Isaksson HT 2019 RV101A, Rättsvetenskaplig masterkurs med examensarbete, 30 högskolepoäng Examinator: Cristina Trenta Handledare: Maria Sjöholm Abstract Through the establishment of the Rome Statute of the International Criminal Court, gender- based persecution was incorporated as a crime and is today regarded as one of the most serious crimes of international concern. However, the inclusion of gender was subject for long and intensive debates, e.g. with regards to the very definition and protection of LGBTIQ persons. Since gender-based persecution has never been tried before an international criminal court or tribunal, no explicit guidance exists in relation to the application and interpretation of the crime. In the light of these question marks, the purpose with this thesis is to analyze the development and current status of gender-based persecution as a crime against humanity under international criminal law such as the challenging aspects of gender-based persecution and if such challenges results in the gap of the protection of certain groups. Contributions from international refugee law will also be analyzed as well as the recent proposed convention on crimes against humanity by the international law commission. This thesis concludes that the most challenging aspects of gender-based persecution is the very definition and how the link between persecution and gender should be established. The undefined definition of gender risks to exclude protection of primarily LGBTIQ persons, even though the material provided for in the thesis rather speaks for inclusion than exclusion. The existence of sexual- and gender-based violence exceptionalism risks to exclude protection of victims of these crimes, primarily women, since there is a tendency to ignore the discriminatory purpose behind sexual violence. There is a risk that the practical application of the crime results in a gap in the protection of victims of sexual violence. Even if the prohibition of analogy applies, this thesis argues that the ICC still can draw inspiration from both international refugee law and the proposed convention on crime against humanity regarding if gender should be defined in a narrow or board manner. International refugee law especially can provide contributions on the establishment of causal link between persecution and gender. The first case with regards to gender-based persecution is currently pending before the International Criminal Court. Regardless of the outcome, the judgment will be a deal breaker and decide how far the protection of all human beings reaches before the International Criminal Court. 1 List of abbreviations CIL – Customary International Law CRC – Convention of the Right of the Child CEDAW – Convention on the Elimination on All Forms of Discrimination Against Women IBA – International Bar Association ICC- The International Criminal Court ICL – International Criminal Law ICTY – The International Criminal Tribunal of Former Yugoslavia ICTR – The International Criminal Tribunal of Rwanda IHL – International Humanitarian Law IHRL – International Human Rights Law ILC – International Law Commission IRL – International Refugee Law LGBTIQ – Lesbian, Gay, Bisexual, Transgender, Intersex, Queer OHCHR – Office of the High Commissioner for Human Rights. OTP – Office of the Prosecutor at the International Criminal Court UNGA – United Nations General Assembly UNHCR – United Nations High Commissioner for Refugees 2 Table of content 1. Introduction ............................................................................................................................ 5 1.1 Background ...................................................................................................................... 5 1.2 Purpose and research questions ........................................................................................ 6 1.3 Delimitations .................................................................................................................... 6 1.4 Method and material ......................................................................................................... 6 1.5 Outline .............................................................................................................................. 7 2. Persecution as an International Crime .................................................................................... 8 2.1 Introduction – From Nuremburg to Rome ....................................................................... 8 2.2. Persecution before the Nuremburg Tribunal ................................................................... 9 2.3 Persecution before the ICTY .......................................................................................... 11 2.3.1 Analysis and discussion .......................................................................................... 14 2.4 Persecution before the ICTR .......................................................................................... 15 2.4.1 Analysis and discussion .......................................................................................... 16 3. Persecution before the ICC .................................................................................................. 17 3.1 Scope of interpretation ................................................................................................... 17 3.2 Persecution under the Rome Statute ............................................................................... 18 3.3 Elements of persecution ................................................................................................. 19 3.3.1 The chapeau elements ............................................................................................. 19 3.3.2 Severe deprivation of one or more fundamental rights ........................................... 19 3.3.3 Targeted by reason of the identity of a group the group or collectivity as such. .... 21 3.3.4 Targeted on one of the grounds listed in the statute ................................................ 21 3.3.5 The "connection requirement" ................................................................................. 22 3.3.6 Analysis and discussions ......................................................................................... 23 4. Gender-based persecution before the ICC ........................................................................... 24 4.1 Introduction – the debate ................................................................................................ 24 4.2 Defining "gender" under the Rome Statute .................................................................... 25 4.3 Defining "gender" under IRL ......................................................................................... 27 4.3.1 Analysis and discussion .......................................................................................... 28 4.4 Gender-based persecution and LGBTIQ ........................................................................ 29 4.4.1 Analysis and discussion .......................................................................................... 31 4.5 Persecution on the basis of gender? ............................................................................... 31 4.5.1 Analysis and discussion .......................................................................................... 34 4.6 Cases before the ICC ...................................................................................................... 35 4.6.1 Analysis and discussion .......................................................................................... 38 4.7 Feminist critique of CIL ................................................................................................. 39 5. ILC draft articles on crimes against humanity ..................................................................... 41 3 5.1 Introduction – a pressing need for a specialized convention? ........................................ 41 5.2 Gender-based persecution under a specialized convention ............................................ 42 5.2.1 Analysis and discussion .......................................................................................... 43 6. Summary and analysis .......................................................................................................... 45 Conclusion ............................................................................................................................ 49 Bibliography ............................................................................................................................. 50 4 1. Introduction 1.1 Background The crime of persecution can be described as being the core of crimes against humanity under International Criminal Law (ICL),1 primarily because of its unique character.2 It was first in the Nuremburg Tribunal that persecution was codified as an international crime. However, persecution could only be adjudicated by reason of political opinion, race or religious belief.3 Consequently, gender-based persecution could not result in any successful convictions. The International Criminal Tribunal of Former Yugoslavia (ICTY) and the International Criminal Tribunal of Rwanda (ICTR), were the first international criminal tribunals to address gender- related crimes, but gender was still not included as a