AFE G2 i-Trade User Manual

CONFIDENTIAL INFORMATION OF AFE SOLUTIONS This document contains information proprietary to AFE Solutions Limited and may not be reproduced, disclosed or used in whole or in part without the express written permission of AFE Solutions Limited. Copyright 2016 AFE Solutions Ltd. All rights reserved.

AFE i-Trade User Manual- Version 2.0 Page 1

User manual of AFE G2 i-Trade

The product described in this manual is the subject of continuous development and improvement. All information is of a technical nature and particulars of the product and its use are given by AFE Solutions Ltd. in good faith. AFE Solutions Ltd., by publishing this document, does not guarantee that any information contained herein is and will remain accurate or that use of the information will ensure correct and faultless operation of the relevant service or equipment. AFE Solutions Ltd., its agents and employees shall not be held liable for any loss or damage whatsoever resulting from reliance on the information contained herein.

Neither the whole nor any part of the information contained in, nor the product described in this manual may be adapted or reproduced in any material form except with the prior written approval of AFE Solutions Ltd.

Name: AFE G2 i-Trade User Manual – Standard

Version

Version: 2.0 Issued

Software Support AFE G2 i-Trade v1.0.8.12

Date of last update: 2016/07/01

Editing and Publishing: AFE Solutions Limited

Customer Service (852) 2329 2188

Hotline:

AFE i-Trade User Manual- Version 2.0 Page 2

Content

1. Introduction ...... 4 2. System Specifications ...... 5 3. System Login/Logout ...... 6 3.1 Login ...... 6 3.2. First Login (Notice) ...... 8 3.3. Logout ...... 9 3.4. Account Access Timeout ...... 10 4. Introduction to Two Interfaces ...... 11 4.1 i-Trade “Real-Time Streaming” Interface ...... 11 4.2 i-Trade “Snap Shot” Interface ...... 12 4.3 Main Function Menu ...... 13 4.4 Secondary Function Menu ...... 13 4.5 Information Bar ...... 14 4.6 Time in HKEx ...... 14 4.7 Disclaimer ...... 15 4.8 Tree Diagram of i-Trade Functions ...... 16 5. Introduction to Functions ...... 18 5.1 Setup/Help ...... 18 5.1.1 Page Menu/ Help ...... 18 5.1.2 Latest Notice ...... 20 5.1.3 Print ...... 20 5.1.4 Language Switching ...... 21 5.1.5 Background ...... 21 5.2. Market Information...... 22 5.2.1 Single Stock ...... 22 5.2.2 Multiple View ...... 23 5.2.3 Transaction Log ...... 24 5.2.4 AFE Info Pages ...... 25 5.2.5 Warrant Summary ...... 26 5.2.6 Futures and Options ...... 27 5.2.7 Broker Search ...... 28 5.2.8 Top Ranking ...... 29 5.2.9 Chart ...... 30 5.2.10 Index Constituents...... 31 5.2.11 Industry Performance (Optional) ...... 33 AFE i-Trade User Manual- Version 2.0 Page 3

5.2.12 News ...... 34 5.2.13 World Indexes ...... 35 5.2.14 Real-time SSE Index ...... 37 5.2.15 Forex ...... 38 5.2.16 Fundamentals ...... 39 5.2.17 Stock Selection ...... 40 5.2.18 Stock Search ...... 41 5.2.19 Watch List ...... 42 5.2.20 Limit Alert ...... 43 5.2.21 Update ...... 44 5.2.22 Quote Meter ...... 45 5.3. Stock Trading ...... 46 5.3.1 Buy/Sell ...... 47 5.3.2 Order book ...... 49 5.3.3 Order Book History（Executed） ...... 52 5.3.4 Position ...... 53 5.3.5 Trade History ...... 54 5.4. Account ...... 55 5.4.1. View Client Information ...... 55 5.4.2. Check Account Balance ...... 56 5.4.3. Cash or Stock Movement Query ...... 57 5.4.4. Cash Withdrawal / Deposit ...... 59 5.5. eIPO ...... 60 5.5.1 eIPO List ...... 60 5.5.2 eIPO Orders ...... 62 5.6. Preference ...... 63 5.6.1 Change Password ...... 63 6. Frequently Asked Questions ...... 64

AFE i-Trade User Manual- Version 2.0 Page 4

1. Introduction i-Trade enables you to surf the fastest and most updated information of HK stocks market on your computer. Once the network is connected, you can closely follow market trend and easily trade stocks. The real time information lets you notice every change in stock market immediately so that you can analyze the market trends and make appropriate trading strategy confidently in stock transactions. All information on i-Trade supporting your every investment decision can be displayed in English, Traditional Chinese, and Simplified Chinese, being your great partner in the stock market.

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2. System Specifications

Computer Specification INTEL Core i3 1GHz，2GB RAM，10G Hard Disk Drive

Computer Monitor/Screen Requirement 1024 x 768 or higher pixels，24 bit color

Operation System Chinese/English Microsoft Window 7 (or higher version)

Browser Internet Explorer 9 or higher version with Java Runtime Environment embedded

Java Runtime Environment i-Trade utilizes Java Applet technology，so your Internet Explorer must embed Java 7 Runtime Environment for using i-Trade. Download the most updated Java Runtime Environment

Internet Connection Suggestion: broadband or dedicated line

Chinese Display Support i-Trade uses default Chinese fonts in Microsoft Window for Chinese display, other Chinese plug-ins are not necessarily needed to install. If one of the following default Chinese fonts is embedded in your Window, i-Trade can display Chinese: - Traditional font: “MingLiu” or ”新細明體” - Simplified font: ”MS Song”,”宋体” or ”SimSun”

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3. System Login/Logout

3.1 Login

1. Click one in selecting display language, layout and computer system.

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2. Enter client ID and password, and then press to enter i-Trade system. (If there are input errors, can be used to clear the client ID and password input.)

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3.2. First Login (Notice)

Terms of Service of Real-Time Stock Information User Page shown below will be displayed during your first login. Hong Kong Exchanges And Clearing Limited and AFE Solutions Limited require each user receiving real-time stock information must agree on the Terms of Service below. Please click to continue.

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3.3. Logout

You may close i-trade by pressing at the top right corner. Then press in the pop-up window for further confirmation.

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3.4. Account Access Timeout

If you have not used any function or move your mouse over 30 minutes, the system will automatically log out to prevent unauthorized access. Please re-login if you want to proceed.

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4. Introduction to Two Interfaces

i-Trade has two versions, which are “Real-Time Streaming” and “Snap Shot”. For users’ convenience, the interface and operations of two versions are similar.

“Real-Time Streaming” provides comprehensive functions, using streaming mode to automatically update real-time market information. While “Snap Shot” provides basic functions, and users need to press button to capture the most updated information.

4.1 i-Trade “Real-Time Streaming” Interface

Main function list Logout Disclaimer

Secondary function list

Switch language

Multiple information view Time in HKEx

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4.2 i-Trade “Snap Shot” Interface Logout Disclaimer Main function list

Secondary function list Latest update time

Pressto capture the most updated information

Switch Multiple information view language

Time in HKEx

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4.3 Main Function Menu Main Function Menu is stated on the top of the layout. When pressing different buttons on main menu, different secondary function menus will be shown on the left hand side of the layout.

4.4 Secondary Function Menu

Market Information Stock Trading Account eIPO Setup/Help

Preference AFE i-Trade User Manual- Version 2.0 Page 14

4.5 Information Bar

Press「More>>」 to show other Hong Kong indexes and market information, including:  HSI (Hang Seng Index)  HSIF spot (Hang Seng Index Futures – spot)  MiniHSIF (Mini Hang Seng Index Futures)  HSIFnext (Hang Seng Index Futures(Next Month)  HSCEI (Hang Seng China Enterprise Index)  CEIF(Hang Seng China Enterprises Index Futures)  VHSI(HSI Volatility Index)  VHSIF(HSI Volatility Index Futures)  Nikkei225  KOSPI( KOSPI Composite Index)  CSI 300 (CSI 300 Index)  CES 120( CES120 Index Futures)

4.6 Time in HKEx

If the color of the clock is shown in green, it represents stable connection and data transmission. If it is in red color, it indicates the application is disconnected that transmission of data is being interrupted or it is trying to connect or re- connect with system.

***Time is only for reference ***

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4.7 Disclaimer Click stated in top left corner.

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4.8 Tree Diagram of i-Trade Functions Diagram stating i-Trade’s function structure is shown below.

Market Information Stock Trading

Single Stock Buy/Sell Real-time SSE Index Multiple View* Order Book AFE Info Pages Transaction Log* Fundamentals * Order Book Hist. Warrant Summary * Stock Selection * Position Futures/Options * Stock Search Trade History Broker Search * Watch List Top Ranking * Refresh# Chart Quote Meter # Index Constituents * Forex News Limit Alert * World Indexes

Industry Performance*

* Only appropriate for i-Trade Real-Time Streaming version # Only appropriate for i-Trade Snap Shot version AFE i-Trade User Manual- Version 2.0 Page 17

Account eIPO Preference

Client Information eIPO List Change Password

Account Balance eIPO Order

Cash Movement Setup/Help

Stock Movement Page Menu/Help

Cash Withdrawal Notify Latest Notice

Print

繁體

簡體

English

Backgroud AFE i-Trade User Manual- Version 2.0 Page 18

5. Introduction to Functions

5.1 Setup/Help It is stated on the bottom-left corner of the page. Clicking the grey button can expand or hide the menu. It mainly contains functions of language switching, background setting and inquiries.

5.1.1 Page Menu/ Help

You can press to check all information page number. 839800 AFE PAGE MENU

Stock Page Menu - Dividend / Short Selling / IPO / Newly Launched / 837840 Suspended / Resumed

Warrant/CBBC Page Menu - Newly Launched / Re-issued / Called CBBC 837770

Ranking Page Menu - Main board Stocks / GEM Stocks / Warrants 839480

World Indexes / Local Indexes Press 「World Indexes」in the Function Menu Forex, Rate & HIBOR - HKD/USD/Cross Rate (from Thomson Reuters) 837600-837606 Forex & Rate - HKD/USD/Cross Rate (from Dah Sing Bank) 837900-837903 Indexes & Index Turnover Page Index (The original HKEx teletext page) 830780 ***** Press "Announcement" in the Function Menu to view AFE Announcement *****

837840 STOCK PAGE MENU

Latest Dividend Records - Alphabetical Order 837842-837870 - Book Closed Date Order 837871-837899 Short Selling Records 837905-837919 Coming IPO Stocks 837920-837939 Suspended Stocks (Processed by SHK Financial Data Ltd) 837940-837959 Resumed Stocks (Processed by SHK Financial Data Ltd) 837960-837965 Newly Launched Stocks and Warrants 837992-837999 837770 WARRANT PAGE MENU AFE i-Trade User Manual- Version 2.0 Page 19

Warrant Type 837770 Warrant Type Description 837771-837773 Warrant Re-issue History 837774-837799 Newly Launched Stocks and Warrants 837992

839480 RANKING PAGE MENU Stock - Top 20 Gainers / Losers by Change (%) 839481-839482 (Main Board) - Top 20 Gainers / Losers by Change ($) 839483-839484 - Top 20 by Volume / Value 839485-839486 - Top 20 by Fluctuation / Variation % 839487-839488 - Top 20 Gainers / Losers by Change (%) 839491-839492 - Top 20 Gainers / Losers by Change ($) 839493-839494 Warrant - Top 20 by Volume / Value 839495-839496 - Top 20 by Fluctuation / Variation % 839497-839498 - Top 20 Gainers / Losers by Change (%) 839501-839502 - Top 20 Gainers / Losers by Change ($) 839503-839504 Stock (GEM) - Top 20 by Volume / Value 839505-839506 - Top 20 by Fluctuation / Variation % 839507-839508

INDEX CONSTITUENT STOCK PAGE MENU Hang Seng Index (Constituent Stocks) HS Comp Index (Constituent Stocks) - LargeCap / MidCap / SmallCap HS China Enterprises Index (H-Shares) (Constituent Stocks) HS China H-Financial Index (Constituent Stocks) HS China-Affiliated Corporations Index (Constituent Stocks) HSI (Constituent Stocks) - Financials / Utilities / Properties / Commerce & Industry

HSCI - Energy/Industrials/Consumer Goods

(Constituent Stocks) - Consumer Services / Utilities / Financials - Properties & Construction/ Information Technology / Conglomerates - Materials / Telecommunications HS Freefloat Mainland 25 Index (Constituent Stocks) S&P/HKEx Index (Constituent Stocks) - LargeCap/GEM HS HK35 Index (Constituent Stocks)

FUTURES & OPTIONS (FROM HKEx) AFE i-Trade User Manual- Version 2.0 Page 20

HSI Futures / Mini HSI Futures 830785 CEI Futures/Mini CEI Futures 830786 HSI Options 833101-833111 HSCEI Options 833121-833129 Mini HSI Options 833141-833144 Last Update: 03 January 2014

5.1.2 Latest Notice

Product amendment information will be sent to user through announcement. User can press button to query the information.

User also can press button to print current page. 5.1.3 Print

Press button in secondary function menu to print a desired page.

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5.1.4 Language Switching

To facilitate the needs of various users, all information can be displayed in English, Traditional Chinese and Simplified Chinese. You can switch the language by clicking one of the buttons.

5.1.5 Background i-Trade supports two background themes to cater the preference of different users. You can simply click once on the to switch the themes.

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5.2. Market Information It shows abundant stock market information, including the quote of stocks in Hong Kong Exchange Limited (HKEx), quote of derivatives, business summaries and reports of listed companies, world indexes, financial news, professional comments, and etc. The information can help you compare different investment conditions before making an investment decision. Furthermore, i-Trade also provides several types of investment analyzing tools for further market analysis. By utilizing the different kinds of useful functions to monitor the market, you can have a better design on your investment profile and strategy.

In the Main Function Menu above, after clicking , i-Trade will go the default page. 5.2.1 Single Stock It provides real-time price information of all listed companies in HKEx.

Queuing activities of Input stock code here the brokers. Double- 20 Latest trading record (optional) click to go to “Buy/Sell ”page

Details and add- value information of a stock/warrant

Buy/Sell fund flow in real time (optional)

Switch to HSI, HSIF or chart of stock

Related links of related stock/warrant. Click to view real-time quote information AFE i-Trade User Manual- Version 2.0 Page 23

Broker Queue When you click or once, it switches to display of brokers’ name list immediately. If you click once again, the display format will change back to code list.

Click a number here to enter “broker search ” , which shows the name, price and queue detail of queuing stocks of a broker.

5.2.2 Multiple View It combines the pages of “Single Stock” and “Future”, offering multiple windows to monitor the market. (only available in Real-Time Streaming version)

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5.2.3 Transaction Log (only available in Real-Time Streaming version)

It records trading time, turnover and strike price of all stocks within a day. Furthermore, real-time distribution pattern of strike price and turnover will be shown in bar chart, revealing the distribution pattern of stock trading.

Input stock code

calculate the “Volume Weighted Average Price” Shows the (VWAP) in particular turnover of each interval (optional) stock price through chart

Records trading time, turnover and strike price of a single stock within a day

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5.2.4 AFE Info Pages It displays the information page of HKEx.

Enter information page number

Press “AFE Info Page” button to check all information page number of HKEx.

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5.2.5 Warrant Summary (only available in real-time streaming version)

It helps you comprehensively monitor all warrant trends related to a single stock.

Press “Sorter” to filter Input stock code and sort stocks(optional)

Shows warrants of a stock. Click to view detailed quote.

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5.2.6 Futures and Options (only available in real-time streaming version)

Provides real-time quote of index futures and options, open interest of index futures, premium, related cash value and etc.

Enter page No. of derivatives (index futures, options).

Press “Page Menu/Help” button to check all page codes of derivatives (index futures and options) . AFE i-Trade User Manual- Version 2.0 Page 28

5.2.7 Broker Search (only available in real-time streaming version)

It traces the stock names and prices of all bid/ask orders placed by a broker. All information will be displayed in real time. After you click on a broker code in “Single Stock” page, broker monitoring pages, tracing stock names, queue information, and prices of all bid/ask orders placed by an individual broker, will be displayed immediately. Enter broker code or select broker name from drop-down box.

Select broker code related to that broker.

Show the stock name, queue information, and prices of all bid/ask orders placed by an individual broker

AFE i-Trade User Manual- Version 2.0 Page 29

5.2.8 Top Ranking (only available in real-time streaming version)

Provides 42 types of different ranking rules, including percentage gain/loss, volume, fluctuation, and etc. The top twenty matched stocks/warrants will be sorted and shown. This ranking function will keep updating so as to help you make clarified and accurate comparison.

Enter code from 839481 to 839575 or choose Switch to show fund flow ranking rule from drop instead of volume down box. (optional)

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5.2.9 Chart Once you enter stock code or select index, related diagram will be displayed immediately. You can choose daily chart, weekly chart, or monthly chart. You can even choose bar chart, line chart, or candlestick chart. In addition, you can draw trend lines on the diagram and make technical analysis. Select index Enter technical from drop down analysis variable Enter stock box code AFE i-Trade User Manual- Version 2.0 Page 31

choose different technical analysis tools set color of technical analysis user setting –chart color, technical analysis variables draw trend line print – colors/pure black and white draw parallel channel line choose chart type: line chart / bar chart / candlestick re-calculate technical indicator chart select graph time period: daily/weekly/monthly choose project visible/invisible option : volume, technical analysis, X delete selected project axis, Y axis, bottom line show cross index delete all project enlarge the chart Use mouse to move date of chart

shrink the chart Function description

5.2.10 Index Constituents (only available in real-time streaming version)

It shows the daily trend of HSI, constituents, and relevant index.

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Select index/constituent from drop-down box. Shows real- time integrated information of constituents stock

Display different interface by pressing arrow

Detailed data and add-value data of an index Shows daily chart of an index

Related links of related stock/warrant. Click to view real-time quote information(optional)

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5.2.11 Industry Performance (Optional) (only available in real-time streaming version)

It contains 16 industries’ performance including percentage of buy and sell activities, AM/PM buy/sell fund flow and turnover.

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5.2.12 News

It includes real-time financial news, professional comments, and investment recommendations. Analysts from every large security company are gathered to analyze deeply about movement of institutional investors and the position trend. Thus you can keep abreast of the market and discover highlighted stock direction in every trading day.

Able to choose any different class of news Select Enter stock code to language search relevant news

After a news title is clicked, related content will be shown

News content

AFE i-Trade User Manual- Version 2.0 Page 35

5.2.13 World Indexes

Since Hong Kong stock market is deeply affected by surrounding stock markets, “World Index” provides over 20 real-time stock market indexes, such as Asia, Euro, and America, so that you can monitor the tendency of global stock market. It will help you continuously capture the main trend in global market.

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Display quote of over twenty stock market indexes, helping you understand the main trend in global market

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5.2.14 Real-time SSE Index

Because of commercial reasons, the quote of SSE A Share Index, SSE B Share Index, SSE Composite Index, and etc have 15 minutes delay. User can prevent the delay and view real- time SSE index information by using this function.

Shown content includes： CSI 300 Index, SSE A Share Index, SSE B Share Index, SSE Composite Index, SSE 50 Index, SSE 180 Index, SSE 380 Index, SSE Dividend Index, SSE Commercial, SSE Conglomerates, SSE Industrial, SSE Real Estate , SSE Utilities and CSI China Mainland Consumer.

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5.2.15 Forex

It does not only provide real-time foreign exchange information but also deposit interest rate, HIBOR (Hong Kong Interbank Offer Rate), and etc. this function lets user understand the latest conditions in foreign exchange market.

Enter page number of foreign exchange

press「page menu」button to find desire page number - 837900 HKD Real-Time Exchange Rate - 837901 USD Real-Time Exchange rate - 837902 Deposit and Prime Rate

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5.2.16 Fundamentals (only available in real-time streaming version)

You can utilize the information of listed companies here for further analysis, including important basic data as well as financial conditions in past five years (e.g. financial ratio/businesses/consolidated income statement/balance sheet/interest delivery record/IPO record).

Enter stock code View financial reports and information of the company

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5.2.17 Stock Selection (only available in real-time streaming version)

By classifying stocks and showing specific fundamental or technical indicators such as market value, P/E ratio, premium/discount, leverage ratio and etc, “Stock Selection” and “Stock Search” functions, it enables you to generate multiple types of selection reports as well as searching the best stock or warrant for appropriate investment decision. Once you select a filtering rule from the drop-down box and enter settings, all matched stocks/warrants will be found and displayed.

Select filtering rule from the drop down box and enter settings

Matched stock will be shown in a list. Click a stock name once to check its stock price.

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5.2.18 Stock Search If you forget a stock code, “Stock Search” function can help you find it back. After entering part of the stock name or related letters and then clicking

button, all relevant stock names with their corresponding code number will be shown.

Enter stock name or related letters, then press 「search」 button

In the list of search result, press a stock name once to check its price

AFE i-Trade User Manual- Version 2.0 Page 42

5.2.19 Watch List You can utilize this function to build your own watch list. As up to twenty stocks can be entered and traced here, this function can monitor multiple stocks’ movements conveniently.

Enter stock code here. And then press“Add” or “Delete” button.

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5.2.20 Limit Alert (only available in real-time streaming version)

It helps you monitor and alert price changes of your selected stock. Once your target price is met, system will immediately notice you as well as marking down the record details.

Set alert setting

Enter stock code and set alert rules

If “Pop Up Alert” Display matched is selected in the limit alert alert setting, limit records alert window will pop up if the alert rule is matched.

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Set limit alert in “Single Stock” page ( SMP Limit Window ) In “Single Stock” page, you can press “BID” or “ASK” label once, “SMP Limit Window” will then pop up immediately. You can enter bid price, ask price, and volume settings in this window. Or you can set limit alert in “limit alert” page. After finishing the settings, you can review your bid price, ask price, and volume alert set on the “Single Stock” page of that stock.

5.2.21 Update (Only available in Snap Shot version) Users would need to press to capture the most updated information in Snap Shot version.

Shows most updated time

AFE i-Trade User Manual- Version 2.0 Page 45

5.2.22 Quote Meter (Only available in Snap Shot version)

It records the accumulated usage of real-time quote, remaining free quote and chargeable quote for your convenience.

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5.3. Stock Trading

It enables you to concurrently view stock quote and trade stocks, including placing order, querying trade history records, and check position. In the main function menu above, click「stock trading」to enter default order ticket page.

choose ＜stock＞, ＜ Input stock code watchlist ＞, or t o view quote information of each stock or your selected watchlist

Click to input the order price, order quantity, When you enter a order type, and validity stock code here, so that trading process its stock page can proceed will be shown above Account summary

Placing order page AFE i-Trade User Manual- Version 2.0 Page 47

5.3.1 Buy/Sell

You can place trading orders in main page.

Press “Search ”, and then enter “stock search ”page to help you find out stock code.

Use Instructions:

Instructions of Placing Order 1. Click in secondary function menu. 2. Fill in stock code, price and quantity. Or you can press “Search” to enter “stock search” page which helps you find your desire stock code. 3. Select market type, order type, and validity. Also, choose whether “all or none” function is used or not. (Order type: order types provided by HKEx.) 4. Choose buy/sell in selection bar to purchase or sell stocks. 5. Press button to proceed or press to re-enter.

AFE i-Trade User Manual- Version 2.0 Page 48

Order Confirmation When pressing button, previous order ticket information will be shown. If the order information is correct, then press to confirm the order, or else you may press to cancel the order.

In the successful order ticket window, you can go back to original order ticket page by pressing , or query placed order status by pressing .

i-Trade lets you clearly see your recent placed order in broker queue AFE i-Trade User Manual- Version 2.0 Page 49

5.3.2 Order book

(Trading Instruction Amendment and Information Query)

You can query and amend every transaction instruction in main page.

Press “query” to show the newest status Main page of transaction status

Amend, cancel, or query transaction information

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Use Instructions:

Amend Unexecuted Trade (note: only able to amend unexecuted trade on current day)

1. Press in secondary function menu. 2. Press button next to the trade instruction which needs amendment. 3. Enter new stock quantity and stock price, then press to confirm the amendment command or to go back to order book main page.

Delete unmatched transaction

(note: only able to delete unmatched trade on current day) 1. Press in secondary function menu. 2. Press to confirm the transaction is deleted or to go back to order book main page.

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Query detail information of each transaction information 1. Press stated on secondary function menu. 2. Press button next to the transaction instruction which needs to query. 3. Order information will be shown in “Order Detail” box.

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5.3.3 Order Book History（Executed） You can query your matched transaction records in page.

Choose date for query Represent web order

Query detail information

Use Instruction: 1. Press in secondary function menu. 2. After selecting dates for query, press . 3. Press button next to the transaction instruction which needs to query.

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5.3.4 Position In page, you can query available quantity, hold quantity, market price, and market value of your own stocks. This page also lists the value of user investment portfolio, available cash balance, and buying power. Furthermore, you can press< buy> or button in the listed items to enter order ticket page.

Update information

You can press or List out stock code, stock name, hold quantity, to enter available quantity, market price, and available order ticket quantity value. page anytime.

Use Instructions: 1. Press in secondary function menu to query all stock balances. 2. Press or next to the listed items to enter page to buy or sell selected stock.

AFE i-Trade User Manual- Version 2.0 Page 54

5.3.5 Trade History

You can query records of executed stocks in

Choose dates for query

List out settlement date, reference code, contract No. , Exchange, buy/sell, stock code, Query detail currency, Exec amount and information settlement amount。

AFE i-Trade User Manual- Version 2.0 Page 55

5.4. Account You can query client information, account balance, cash and stock movement, and even cash withdrawal notify here.

Select “Account” in the main function menu above. **notice: default page of “account balance” function is “account balance”

5.4.1. View Client Information

List out basis, account, bank, and contact information of client

Use Instruction: Press in secondary function menu.

AFE i-Trade User Manual- Version 2.0 Page 56

5.4.2. Check Account Balance

Use Instructions: Press button in secondary function menu.

AFE i-Trade User Manual- Version 2.0 Page 57

5.4.3. Cash or Stock Movement Query

Cash movement query

List out each cash withdrawal, value date, bank information, and amount.

Query detail information

AFE i-Trade User Manual- Version 2.0 Page 58

Stock movement query

List movement of each View details stock, deposit/withdrawal of stocks, and value day, code and name, Exchange and quantity

Use Instructions: 1. Choose or on secondary function menu. 2. After selecting dates for query, press button. 3. Press button next to the listed items to view detail information.

AFE i-Trade User Manual- Version 2.0 Page 59

5.4.4. Cash Withdrawal / Deposit

Use Instructions: 1. Click in secondary function menu. 2. Press button after entering needed data.

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5.5. eIPO You can query IPO information as well as subscribing IPO here.

Select 「eIPO」in the main function menu above.

5.5.1 eIPO List

Use Instructions: 1. Click in secondary function menu. 2. Press button to show IPO details, such as read online prospectus. 3. Press button. 4. Press to accept terms and conditions. 5. Press to accept disclaimer.

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6. Choose quantity/amount and payment method. After that, press button.

7. Press to confirm subscribing details.

8. Order is successfully placed.

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5.5.2 eIPO Orders

This function will show the status of subscribed IPO orders.

Use Instructions: 1. Click in secondary function menu

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5.6. Preference

5.6.1 Change Password Click “Preference” in the main function menu shown above in order to enter the default “Change Password” page.

Use guide: 1. Click “Preference” in the main function menu. 2. Enter password

 Old password – enter original password.

 New password- enter new password.

 Confirm password – re-enter the new password once. 3. Press to confirm password change application.

Window below will be shown if your password is successfully changed.

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6. Frequently Asked Questions

1. What system specification does i-trade need? 2. Which browser should be used for i-trade? 3. How to display i-trade in Chinese version? 4. Why a longer waiting time period is needed for i-trade first login? 5. Why does “找不到網頁” or“The page cannot be displayed” occur? 6. How to utilize the program more efficiently? 7. Why does i-trade only stay in grey screen? 8. Why does i-trade keep staying in the grey page during my first login? 9. How can I know if the latest stock information is captured continuously into i-trade? 10. How can I know the information page code?

1. What system specification does i-Trade need? Computer Specification INTEL Core i3 1GHz，2GB RAM，10G Hard Disk Drive

Computer Monitor/Screen Requirement 1024 x 768 or higher pixels，24 bit color

Operation System Chinese/English Microsoft Window 7 (or above)

Browser Internet Explorer 9 (or above) and Java 7 Runtime Environment (or above)

Java Runtime Environment i-Trade utilizes Java Applet technology，so your computer must embed Java 7 Runtime Environment for using i-Trade. Download the most updated Java Runtime Environment

Internet Connection Suggestion: broadband or dedicated line

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Chinese Display Support i-Trade uses default Chinese fonts in Microsoft Window for Chinese display, other Chinese plug-ins are not necessarily needed to install. If one of the following default Chinese fonts is embedded in your Window, i-Trade can display Chinese: - Traditional font: “MingLiu” or ”新細明體” - Simplified font: ”MS Song”,”宋体” or ”SimSun”

2. Which browser should be used for i-trade? Internet Explorer 9 (or above) and Java 7 Runtime Environment (or above)

3. How to display i-trade in Chinese version? All information is shown in two languages in i-Trade. Once you click「繁體」or 「簡体」in i-trade function menu, you will be able to view i-Trade in Chinese.

4. Why a longer waiting time period is needed for i-trade first login? It is because your computer needs to download the setting files during your first login.

5. Why does “找不到網頁” 或 “The page cannot be displayed” occur? You may have disconnected with internet already. Please try to reconnect.

6. How to utilize the software more efficiently? Since i-Trade delivers real-time financial quote information, we suggest using broadband to achieve the best connection quality. i-Trade includes multiple functions, so additional computer memory may be needed. Before starting i- Trade software, we suggest you to close the other unnecessary programs in order to obtain the best result.

7. Why does i-trade only stay in grey screen? AFE i-Trade User Manual- Version 2.0 Page 66

i. If you start i-Trade for the first time, your Java Runtime Environment inside your browser may not meet the system requirements. Please download the latest version. ii. If you successfully started i-Trade before, it may because your browser contains some defective old files. We suggest you to follow the steps below to clear those files, and then re-open i-Trade.

 Open Internet Explorer, select [tools] , then press [internet options] in the tools menu.  On the [general] tab page, press [delete file].  set [delete browsing history on exit] , then press [OK]

8. Why does i-trade keep staying in the grey page during my first login?

Your Java Runtime Environment embedded in your browser may not meet system requirements. Please download the latest Java Runtime Environment.

Check your Java version 1. Press > setting > control panel > java

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2. In “java” window, click “Java”, and then press “view” and “OK”.

3. See if the latest version is Java (1.7) Runtime Environment or above. If not, you may Download the most updated Java Runtime Environment

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9. How can I know if the latest stock information is captured continuously into i-trade？ At the bottom right hand corner, the color of time changed from green to red if your connection is unstable or disconnected. Once your network connection is disconnected, i-Trade will automatically reconnect to network.

10. How can I know the information page code? To check i-Trade information page code, you may press.

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