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A Test of Braithwaite's Reintegrative Shaming Theory Loyola University Chicago Loyola eCommons Dissertations Theses and Dissertations 1994 Persistence and Desistence in Delinquent Careers: A Test of Braithwaite's Reintegrative Shaming Theory Ronald G. Gulotta Loyola University Chicago Follow this and additional works at: https://ecommons.luc.edu/luc_diss Part of the Criminology Commons Recommended Citation Gulotta, Ronald G., "Persistence and Desistence in Delinquent Careers: A Test of Braithwaite's Reintegrative Shaming Theory" (1994). Dissertations. 3305. https://ecommons.luc.edu/luc_diss/3305 This Dissertation is brought to you for free and open access by the Theses and Dissertations at Loyola eCommons. It has been accepted for inclusion in Dissertations by an authorized administrator of Loyola eCommons. For more information, please contact [email protected]. This work is licensed under a Creative Commons Attribution-Noncommercial-No Derivative Works 3.0 License. Copyright © 1994 Ronald G. Gulotta LOYOLA UNIVERSITY OF CHICAGO PERSISTENCE AND DESISTENCE IN DELINQUENT CAREERS: A TEST OF BRAITHWAITE'S REINTEGRATIVE SHAMING THEORY A DISSERTATION SUBMITTED TO THE FACULTY OF THE GRADUATE SCHOOL OF ARTS AND SCIENCES IN CANDIDACY FOR THE DEGREE OF DOCTOR OF PHILOSOPHY DEPARTMENT OF SOCIOLOGY BY RONALD G. GULOTTA CHICAGO, ILLINOIS JANUARY 1994 Copyright by Ronald Gerard Gulotta, 1993. All rights reserved. ii ACKB011LBDGBKBBTS A project of this size is not a solitary endeavor. I have received much help and support over the course of preparing and conducting this piece of research, and I owe a great deal to these individuals. On the professional side, I wish to thank my advisor, Dr. Richard Block, Ph.D., and my other two committee members, Ors. Judith Wittner, Ph.D. and Thomas Regulus, Ph.D. for their direction, support, cri­ tiques, and professional mentoring. Thanks in large part to these three individuals I believe I have grown as an academic and a researcher. I also owe thanks to Or. Robin Jarrett, Ph.D. for her direction in the early stages of planning this research, and to Dr. John Braithwaite, Ph.D. for his encouragement of my design in testing his theory. My greatest debt of thanks goes to my wife, Barbara Jean, who has supported and encouraged my work and tolerated the long hours apart from the family necessary in the writing of this dissertation. I also owe thanks to Judge Michael Malmstadt for opening so many doors for me and for encouraging my research. iii TABLE OP CON'l'BN'l'S ... ACKNOWLEDGEMENTS ••••••••••••••••••••••••••••••••••••••• l.l.l. LIST OF TABLES ••••••••••••••••••••••••••••••••••••••••• vii Chapter 1. CRIME AND DELINQUENT CAREERS •••••.••••••••••••••. 1 The Phenomenon of Desistence •••••••••••••••••• 5 Factors Known to Influence Persistence •••••••• 12 Persistence and Desistence in Prominent Theories . • • • . • . • . • . • . • . • . 19 2. TESTING DESISTENCE AND PERSISTENCE EXPLANATIONS IN BRAITHWAITE'S REINTEGRATIVE SHAMING THEORY 31 Braithwaite's Integrated Theoretical Model 33 Theoretical Strengths Integrated into Braithwaite's Theory •••••••..••.••••••••••• 40 Research Focus • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • 4 8 3 • METHODOLOGY • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • 5 2 The Design in Theory and Practice .•.••..••...• 56 Sampling Procedure •..••..••.•...•••••••..••... 66 Interviews . • . 69 Data Analysis • • • . • • • . • • • • • • • . • • • • • . • • • . • • • . 71 4. SAMPLE SUBJECTS AND THEIR COMMUNITIES .••.••••••.. 75 The Community and Its Neighborhoods .••..•..... 76 Introduction of Subjects •..•...••..•.......... 82 Desisters . 83 Persisters ................................. 91 iv 5. ENTRA.NCES ....................................... 101 First Offenses ........................•....... 102 causes and Influences ••••••••••••••••••••••••• 111 Entrances to Delinquent Peer Groups •••••••.••• 124 summ.ary ........ ~ ......................•.•..... 131 6. DESISTENCE ....................................... 13 5 Desistence and Exits from Delinquent Peers •.•• 137 Interventions, Reintegration, and Sheltering •.• 143 Summ.ary • . • . • . • . • . • . • . • • . • • . 16 o 7. PERSISTENCE ......................_ ............... 164 stories of Persistent careers ..••..•••..•.•..• 166 Lack of Sheltering and Maintained Delinquent Relationships ..••••••••.•••••... 176 Obstacles to Sheltering •.••••••••••••••••••.•. 187 Desistence and Persistence •••••••••.•.•.•.•.•. 194 Summ.ary ..•..................•...........•..... 19 7 8. SHAMING, STIGMATIZATION, AND REINTEGRATION ..•.... 201 Shaming by Formal Agents •..•.••••••.•..••.•... 202 Formal Stigmatization and Reintegration •.••... 217 Shaming by Informal Agents •••.••••...•.••.•••. 225 Informal Stigmatization and Reintegration •...• 237 Effects of Stigmatization and Reintegration Upon Peer Ties .••..••••...••....••.••..•..• 244 Summary . 2 4 5 v 9. CONCLUSIONS, IMPLICATIONS, AND RECOMMENDATIONS •.. 249 Conclusions Regarding Hypotheses ••••.••••••.•• 250 Agreements with Braithwaite •••••••••••••••••.• 254 Associating with and Dissociating from Delinquent Peers ••••••••••.••••.•••••••••.• 256 Need f o a Theory of Desistence and Persistence ................................ 259 Rehabilitation: Formal and Informal Supports . .. 2 6 6 Proposals to Assist Desistence •••••••••••••••• 271 Questions for Further Research •••••••••••••••• 281 REFERENCES ••••••••••••••••••••••••••••••••••••••••••••• 2 8 7 VITA ••••••••••••••••••••.••••.••••••..••..••••.••..••.. 2 9 4 vi LXST OF TABLES Table Page 1. Population Comparison: Salem and Columbus ••.•••. 77 2. First Offense Characteristics •••••••••••••.•••••• 103 3. Desisters. Control Variables. and Peers •••••••••• 114 4. Persisters. Control variables. and Peers ••••••••• 115 5. Pesisters and Dissociation Influences •••••••••••• 141 6. Persisters and Dissociation Influences ••••.••.... 142 vii CHAPTER ONE CRIME AND DELINQUENT CAREERS Explanations of patterns of persistence and desistence in delinquent and criminal careers have not been directly addressed by theories of crime. In the few cases where theoretical explanations of these patterns have been developed, the explanations have been indirect readings of these theories. Persistence has often been claimed to be the result of a continuation of conditions, such as strain, criminal associations, or weak controls, which led to initial criminal behavior. Societal reaction, or labeling theory was specifically developed to address the cause of persistent deviant behavior, and has contended that such behavior is the result of social labeling which some, but not all, receive related to their criminal behavior. Although some theoretical attention has been indirectly given to the phenomenon of persistence in criminal behavior, very little theoretical attention has been given, even indirectly, to the phenomenon of desistence from criminal behavior. 2 several prominent longitudinal studies of individual criminal behavior over time have clearly demonstrated that a very large majority of juvenile offenders desist from illegal behavior prior to, or during, their early twenties, and that nearly half of all first-time youthful offenders desist after just one offense. In spite of so much de­ sistence from criminal behavior, the focus of most research and theory has been to account for the smaller percentage of off enders who persist in illegal behavior throughout adolescence and into adulthood. Though it is true that persistent offenders are responsible for most crime, especially serious property and personal injury crimes, the lack of attention paid to understanding why so many youthful offenders stop off ending after just one or a few offenses leaves possibly important and useful knowledge unexplored. New and useful information could be generated from research and theory with focus upon explaining not why some behave criminally and others do not, but rather upon explaining why some delinquents fail to desist while most others suc­ cessfully desist. Such knowledge could prove to be useful in attempts to increase the percentages of first-time offenders who desist after just this one offense, and in attempts to help persistent delinquents desist. 3 John Braithwaite's Reintegrative Shaming Theory (1989) provides the only direct explanation for desistence in criminal behavior. Braithwaite includes in his theory explanations for both desistent and persistent behavior. He contends that individuals whose illegal behavior becomes ~own to a social group will either be shamed in a pre­ dominantly stigmatizing manner or in a predominantly reintegrative manner, and that the type of shaming received will tend to result in persistent or desistent behavior respectively. Braithwaite's causal distinction between resulting persistent and desistent behavior is a break­ through in criminological theory. It not only offers an explanation for why criminal behavior exists and why some begin to behave criminally while others do not, it also offers an explanation for why some who begin to behave criminally persist while others desist. The research reported in this dissertation was con- ceived and conducted with the goals of exploring possible causes of desistent and persistent behavior and connections between causes of each, and of testing Braithwaite's proposed causes of persistent and desistent behavior. This study involved a retrospective analysis of life 'events and social supports and influences affecting the delinquent careers of a group of thirty youths. As is central to Braithwaite's theoretical explanations
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